j. Cosmet. Sci., 50, 327-339 (November/December 1999) Effectof coconutoil on preventionof hair damage. Part I AARTI S. RELE and R. B. MOHILE, Research & Development Department, NatureCareDivision,MaricoIndustries Ltd., Andheri, Mumbai 400 058, India Accepted for publication September 30, 1999. Synopsis Beneficialeffectsof coconutoil on preventionof combingdamageon differenttypesof hair havebeen established by proteinlossand water retentionmeasurements. In vivo,salon-based, half-headtestsconfirm thesebeneficialeffects.Beneficialeffectswere alsoobservedon chemically(bleached)and thermally (treated with boilingwater)damagedhair. In additionto providinglubricatingfilm, it is hypothesized that coconut oil usedasa prewashpenetratesendocuticularmaterial in the intercuticularregionand reducesits swelling propensity.The penetrationof waterinto the intercuticularregionis preventedby hydrophobic oil film at the edgeof the cuticle.Both theseeffectspreventthe lifting of the surfacecuticleand its breakingby the forceexertedby the comb. INTRODUCTION Hair fibersconsistof threedistinctmorphologicalcomponents, namely,the cuticle,the cortex,and the medulla.Layersof cuticlecellsform the outersheathof the fiber and are mainly responsible for the cosmeticpropertiesof hair. Mechanicalproperties,on the other hand, are attributed to the cortex, which forms the bulk of the fiber. Becauseof extensivecross-linking,cuticle cells tend to be brittle and, therefore,are susceptible to damageby groomingprocedures, especially wet combing(1). The lossof cuticlecellsby gradualchippingimpairsthe structuralintegrity of hair, leadingultimatelyto split endsand fracture.This limits the lengthand the cosmeticqualitiesof hair suchassmoothness and shine.Groomingmethodsinvolvingabrasiveprocedures are known to damagehair and its appearance. Historically,coconutoil hasbeenusedasa hair dressingin the developingcountriesin the tropicalregionsof the globewherecoconutis cultivatedextensively.Prolongeduse of coconutoil hasbeenknown to lead to healthy-lookinglong hair, suggestingthat it maypreventdamageto the cuticlein groomingprocedures involvingabrasion.Obvious is the lubricatingeffectof oil on fiberfriction,whichreduces abrasivedamage,especially in combing. This investigation is aimedat presentingalternativemechanisms for the beneficialeffect of coconutoil in preventinghair damagewhen usedas a preconditioner.Although 327 328 JOURNAL OF COSMETIC SCIENCE severalmethodsinvolving scanningelectronmicroscopy(SEM) and measurementof combingforcesand tensilemechanicalpropertieshavebeenusedearlierto characterize hair damage,we haveusedproteinlossand wateruptakemethodsfor this purpose(3). We havealsousedconsumer-perceived attributesof hair qualityasadditionalmeasures of hair damageand its alleviation.Furthermore,thesemethodshave beenextendedto studythe beneficialeffectsof coconutoil on chemicallytreated(bleached)hair and hair treatedwith boilingwaterfor 2 hr. Thereis a largeamountof work showingthis effect. It is well knownthat bleachedhair, because of its high degreeof swelling,is moreprone to groomingdamage,especiallyin the wet condition(2). MATERIALS AND METHODS MATERIALS Samplesof straight,curly,and wavyhair of Indian originwereusedin this work along with a sampleof untreateddark brownhair from DeMeo Brothers,New York. The lengthsof the Indian and DeMeo hair strandswere 25 and 15 cm, respectively.The reagentsfor protein estimationwere obtainedfrom SigmaChemicalsCo. (St. Louis, MO). All other reagentswere of analyticalgrade. Sample Preparation. Hair tresses of 3 + 0.5 g (or 2 + 0.2 g for DeMeohair)wereprepared for this investigation.They werecleanedby soakingin 0.01% (w/v) of polysorbate 80 (30 rain at 28øC), de-ionizedwater at room temperature(severalrinses),and 0.01% (w/v) aceticacid (15 rain at 28øC), in that order. Finally, they were extensivelyrinsed in water and blow-dried. Bleachedhair was preparedby using a bleachingkit containing30 vol. hydrogen peroxideandammoniasolutionto adjustthe pH to -10. Fivemillilitersof this solution wasemployedper tress,and the treatmenttime was 120 min. With this treatmentthe tressesbecamelight brown with a red tone. The boiling watertreatmentwascarriedout for 120 min. After bleachingor boiling in water, someof the tresseswere treatedwith 0.2 ml of coconutoil, spreaduniformly throughoutthe tressby a brush.The tresses werestoredat roomtemperature for 48 hr before use. The entirestudyinvolvedsampleswith the followingtreatmentson four typesof hair, i.e., DeMeo and Indian (straight,curly, and wavy):(a) undamagedcontrol;(b) undamaged/coconut oil; (c) bleached;(d) coconutoil/bleached*;(e) bleached/coconut oil*; (f) boiling water; (g) coconutoil/boiling water*; and (h) boiling water/coconutoil*. Twenty-fivereplicatetresseswere usedfor eachtreatment. METHODS The tresseswere wet under running tap water (28øC) and were washedwith a 20% Sequentialtreatments. HAIR DAMAGE PREVENTION BY COCONUT OIL 329 solution of sodium laureth (3 moles of EO) sulfate (SLES). One milliliter of the solution wasappliedper tressand the tresseswereworkedbetweenfingersto producea lather. Followingthis, they were extensivelyrinsedto removeall the SLESresidues.After this treatmentthe tresseswere subjectedto the following investigations. Combing damage. The protein-lossmethod of Sandhuand Robbins(3) was usedin the following manner: Each of the wet tresseswas combed with a fine-toothed nylon comb (20-22 teeth/inch) 50 times, rather vigorously,along the entire length of the tresson both sides.After everyfive strokesthe comb was dipped in 50 ml of water containedin a beakerto dislodgethe debris. The entire tresswas dipped in water after every ten strokesto collect the damagedand dislodgedcuticle cells. The water suspension wastestedfor protein contentusing the Lowry method.This method involvesthe formationof a copper-proteincomplexin alkaline solutionthat in turn reactswith phosphomolybdic-phosphotungstate reagent (Folin-Ciocaltaeuphenol reagent) to yield an intenseblue-coloredsolution, which is analyzedspectrophotometrically. Water-retention index(WRI). The SLES-washed tresswas weighedand then soakedin a 0.01% solution of polysorbate80 for 30 min. Following this procedure,the tresswas centrifugedto removecapillarywaterandthenweighed.In the nextstep,the dry weight of the hair wasdeterminedby drying the tressin a vacuumovenat 50øC for 90 min and then weighingit again.The water retentionindex (WRI) is given by: WRI = (Wwe t - Wdry)100/Wdry Evaluationof cosmetic attributes. These evaluationswere made on normal untreated and bleached hair, with and without coconut oil. For each treatment three tresseswere treated with 0.2 ml of coconut oil and the other three were used as untreated controls. The attributesevaluatedin this studywere easeof combing(wet and dry), smoothness, bounce,setting,luster,and flyaway.All the attributeswereratedon a scaleof 1-5 (1 is poor and 5 is excellent).Three judgesdid the ranking. Half-headtests.Eachhalf-headtest involved20 clients,eachwith normal and bleached hair. The hair wasparted in the middle, and half the headwastreatedwith coconutoil and the other half was left without treatment. Then the hair was washed with warm water (28øC, 200 ppm hardness) using 20% SLESand rinsedwell to removeany residue. To avoid inherent differencesin damagefrom left to right side, application of the treatment was randomized. Panelistswith an odd number were treated on the left side, while thosewith an evennumberwere treated on the right side. After shampooing and rinsing,the hair wascombedwith a fine-toothedcomb(separate combfor eachside).After eachof the ten combingstrokes,both the hair and the comb weredippedin 200 ml of waterto recoverbrokencuticledebris.A total of 100 strokes (50 on eachside)wasapplied.The suspension with cuticle debriswasusedfor protein estimation. The entire study was carriedout accordingto a completelyrandomizedblock design approach,and the outcomeof theseexperiments wasanalyzedstatistically(taking into accountthe meanstandarddeviationof the numberof replicates)for the significance of the treatment effects within the confidence limits. 330 RESULTS PROTEIN JOURNAL OF COSMETIC SCIENCE AND DISCUSSION LOSS This is the mostimportantmeasurement relevantto hair damage.It is well known that wet combingis accompaniedby the breakingof the surfacecuticle cell becauseof its brittleness.Histologically, the major componentof the cuticle cell consistsof the exocuticleand the endocuticleas shown in Figure 1. The exocuticle,being highly cross-linked,is not swollenby water. The endocuticleand the cell membranecomplex, on the other hand, are lesscrosslinkedand are more vulnerableto damage.This leadsto the lifting of the surfacecuticlevia bending.Suchcuticlecellscan be brokenin the processof combingor teasing.The protein lossobservedin thesemeasurements results mostlyfrom the cuticularregion.Because of the shorttime involvedin the combingand brief immersionof the combtressin water, it is unlikely that proteinsfrom the bulk of the fiber are involved in this measurement. The data for protein-lossmeasurementfor undamagedhair are shown in Figure 2. Forc• Crack Swollen endocuticle Figure 1. Schematic diagramof the possiblemechanism ofchippingof surfacecuticlecellsin wet combing. HAIR DAMAGE PREVENTION BY COCONUT OIL 331 zoo 366,67 350 321.73 g 30& .7 , 300 26/-,.07 • 264.00 • 26/,,90 2 50 200 160.66 •5o 100 136,6 g so DeMeo Strctight Wavy Curly HAl R TYPES With Coconut Oil [] WithoutCoconut Oil Figure 2. Comparisonof proteinlossin wet combingfor undamagedhair. Clearly,the proteinlossis significantlyreducedby the applicationof coconutoil as a prewashconditioner(coconutoil appliedbeforeSLESwash).The sametrend is also observed in the caseof bleachedhair and hair treatedwith boilingwater (Figures3,4). •.•700 622.75 600 500 5•,2, 02 574-23 • 514'84511.68 ß 510.19 127. 57 ß525.05 ß 3 8 6.08 100 •//•,577.10 ß , ß ß ß ß ß ß ß ß ß ß ß ß DcMeo Straight Wavy Curly 300 200 •00 0 HAIR TYPES I[•Without Coconut Oil r•With Coconut Oil as Postwash r']With Coconut Oil as Prewosh ] Figure 3. Proteinlossin wet combingof bleached hairwith coconutoil aspre-andpostwash conditioner. 332 JOURNAL OF COSMETIC SCIENCE 450 396.65 $386,26 aO0 350 300 231.03 •5o 200 150 Z loo • so n o 303,82 • i 343.6 1•0.50 174,43 189.&2 • 175.46 ß o DeMeo Straight HAIR Wavy Curly TYPES Jl•Jwithout Coconut OilJ•J With Coconut Oil asPostwash J--J With Coconut Oil asPrewash J Figure •. Proteinlossfrom hair treatedwith boilingwaterand the ef[bctof coconutoil asa conditioner. With thesetwo damagedsamples,coconutoil wasalsousedasa postwashconditioner (coconutoil after SLESwash)in additionto useasa prewashtreatment.The difference betweenthe resultsof the prewashandpostwashtreatmentsreflectsthe relativeimportanceof fiber lubricationon cuticle loss.From the point of view of combingdamage, limiting the swellingof the fiber appearsto be morebeneficialthanjust lubricatingthe swollen fiber. As in the laboratorytest, the beneficialeffectof coconutoil wasalsoobservedin a salon test.A significantdifferencein proteinlosswasobserved with (13.1 pg/g) and without (203.02 pg/g) coconutoil for normalhair. For bleachedhair, the corresponding values were304.8 and 466.0 pg/g, respectively, for treatmentswith and without coconutoil. The beneficialeffectof coconutoil in preventingcuticledamagein the laboratorytest was established statisticallyby analysisof variance(ANOVA). The outcomeof the analysis is shownin TableI. F-valuesclearlyindicatethat damagedaswell asundamaged hair benefit from applicationof coconutoil as a prewashconditioner.The effectsof coconutoil werealsopositivein the salontest,ascanbe seenfrom the datain TableII. In both normal and bleachedhair, treatmenteffectsin reducingprotein lossare significant. This is alsoseenin pair-wisecomparison usingthe t-test.The datais shownin TableIII. In this table, there are four outcomesthat are not statisticallysignificant.They are comparisons of hair treatedwith boilingwaterfor 2 hr (withoutanytreatment)with hair treatedwith coconutoil after treatingwith boiling water for 2 hr. This clearlyshows that the cuticledamagehasoccurredin the hair treatedwith boiling water for 2 hr beforethe applicationof coconutoil. HAIR DAMAGE PREVENTION Table BY COCONUT OIL 333 I Analysisof Variancefor TreatmentEffects Hair type DeMeo Straight Wavy Curly Sourceof variance Degreesof freedom* Between treatments Sumof squares Mean square 7 Experimentalerror Betweentreatments Experimentalerror Betweentreatments Experimentalerror Betweentreatments Experimentalerror 3545687.30 192 7 192 7 192 7 192 620411.57 35050625.20 2543128.50 3071240.99 2967233.28 2729734.30 3429503.00 506526.76 3231.31 500723.60 13245.46 438748.71 15454.34 389962.04 17861.99 F-Value 156.76 37.80 28.39 21.839 * F theoreticalfor degreesof freedom(7,192) at 95% confidencelevel = 2.01. Table II Analysisof Variancefor Half-Head Treatmentsand Their Significance Hair type Normal Bleached Sourceof variance Degreesof freedom* Between treatments 1 Experimentalerror 38 Between treatments 1 Experimentalerror 38 Sumof squares Mean square 51724.87 4751.07 259854.40 15077.94 51724.87 F-Value 413.70 125.03 259854.40 654.89 396.79 * F theoreticalfor degreesof freedom(1,38) at 95% confidencelevel = 4.08. Table III Pair-Wise Comparisonof TreatmentEffects* Treatment DeMeo Straight Wavy Curly Undamaged:with and without coconutoil Undamaged:without coconutoil and bleached Undamaged:without coconutoil and boiled Bleachedand treatedwith boiling water 6.55 17.55 5.21 16.02 1.73 2.35 4.59 7.43 8.26 26.24 32.99 2.26 5.26 9.63 1.83 10.00 Coconut oil-treated; bleachedand coconut 32.07 13.16 4.93 16.88 10.28 8.85 17.04 7.04 6.33 0.06 0.91 0.81 1.51 1.91 1.70 1.26 6.91 13.22 3.85 3.91 7.29 8.63 1.82 3.47 oil-treated;treatedwith boiling water Bleached; coconut oil-treated and treated with boiling water; coconutoil-treated Treated with boiling water and coconut oil-treated;treatedwith boiling water Treated with boiling water and treated with boiling water; coconutoil-treated Bleachedand coconutoil-treated; bleached Bleached and bleached; coconut oil-treated * Student'st-test theoreticalfor 48 degreesof freedomat 95% confidence level = 1.645. Protein-lossmeasurements werealsousedto highlight the beneficialeffectof coconutoil as a prewashconditionerfor different commercialshampoos(insteadof 20% SLES). Sevendifferentbrandswereusedin this studyinvolvingIndiancurlyandstraighthair. Protein-loss datain Figures5 and6 onceagainshowthat combingdamageis alleviated by coconutoil usedasa conditioner.Curly hair showsa greatertrend towardsprotein 334 JOURNAL OF COSMETIC SCIENCE 400 348,86 -r I.• o 35o • 3O0 ::} 250 t;) 200 z 264,9 203.5 -- 201,08 234,99 -- lOO I-- 50 cL o o t91.38 242'26 244__,68 !03.50 -- 1 2 3 z 176.85 162'32 150.20 157,37 160 Z 366-67 4 5 SHAMPOO BRANDS WithoutCoconut Oil • 6 7 [•'•Jwith Coconut Oil as Prcwash Figure 5. Reductionof proteinlossby prewashtreatmentwith coconutoil on curlyhair washedwith variouscommercialshampoos. 350• 30 4.7 300 264,1 250 209,56 194,25 200 153.27 150 100 50 o • 172.2 145.09 139.94 192,23 15%.63 51.25 139.62 139.3 • • • 121'.t 1 2 3 4 5 SHAMPOO BRANDS 6 7 With Coconut Oil [] With Coconut Oil cts Prewash I Figure 6. Reductionof proteinlossby prewash treatmentwith coconutoil on straighthairwashed with variouscommercialshampoos. HAIR DAMAGE PREVENTION BY COCONUT OIL 335 lossascompared to straighthair.This is mainlydueto greatercomb-hairinteractions of a frictionalnaturein curly hair as comparedto straighthair. WATER-RETENTION INDEX The water-retentionindexof undamagedhair is shownin Figure7. From the data it can be seenthat coconutoil reducesthe WRI by 2-5%. Sincecoconutoil was usedas a prewash conditioner, it wouldbereasonable to conclude thatthe effectmaybe dueto oil residues left in the hair. The datafor the bleachedand boiling-water-damaged hair are shownin Figures8 and 9, respectively. Forthesedamaged samples, theWRI is muchhigherthanthatfor the undamaged hair. This is mostlydue to chemicaldegradation of proteins,generating hydrophilic groups.Bothcleavage andoxidationof disulfidebonds,aswellashydrolysis of thepeptidelinkage,occur,althoughthecontribution of thelatteris probablyminor. All samples showa reduction in theWRI asa resultof theapplication of coconut oil. Assuming that mostof thewateris absorbed by thefiber,theWRI reflectsthe swelling propensity of hair.Sincerepeated swellingandcontraction damage thecuticle,reduction in the WRI can be consideredas beneficialin reducinghair damage. The data in Figures8 and 9 showthat the sequence of application(whetherpre- or postwash) is important.Postwash applicationis lesseffectivein reducingthe WRI as compared to prewash application. The difference seems to be in the locationof the oil residues. In postwash application the oil film is on the surface, with nopenetration into thefiber.In prewash application, because thefiberis swollenaftertheapplication of the 1'6 14.10 12.10 ß •o 9.02 ß 8.42 2 o De M½o S trmght HAIR Wavy Curly TYPES r--IWith Coconut Oil•,•Without Coconut OilJ Figure 7. WRI of varioushairtypes:Effectof coconut oil asa prewash conditioner. 336 X JOURNAL OF COSMETIC SCIENCE 60 •• 38.02 • 31.6 2 • 20,00 27.23 • 1'9,68 20.19 z z LI.I 3o 20 (:• .• 55.03 14.35 T 13.62 • • 15,07 •0 --16.15 o DaMco Straicjht Wavy HAIR Curly TYPES W(thout Coconut Oil [•'lWith Coconut OilasPostwash ['-IWithCoconut OilasPrcwash Figure8. WRI of bleached hairwithcoconut oil asa pre-andpostwash conditioner. x 80 74,•4 70 64.92 61.07 57,19 60 50 52,35 ,55•j 53.59 ß ß 5trai cjht Way y C u rl y 49,15 39,12 40 30 20 10 0 DeM½o HAIR TYPES []Without Coconut OilE•]With Coconut Oil asPostwash [--IWith Coconut Oil as Prcwash I Figure9. WRI ofboiling-water-damaged hairwithcoconut oil asa pre-andpostwash conditioner. oil,it is possible thatthemolecules oftheoil penetrate intothecuticle andprobably eventhecortex. Thismayalsobethecasewith undamaged hair,although theeffectis small.The reductionin the WRI must be due to the introductionof the hydrophobic triglycerideinto the keratinstructure. HAIR BENEFITS ON COSMETIC DAMAGE PREVENTION BY COCONUT OIL 337 ATTRIBUTES This studywasconductedin vitroon undamagedand bleachedhair usingcoconutoil as a prewashconditioner.Three judgesrankedthe cosmeticattributes,which havebeen listedearlier.The rankingsareshownin Figures10 and 1l, respectively, for undamaged and bleached hair. The beneficial effects of coconut oil are seen for most of the cosmetic attributes MECHANISM of hair. OF PROTECTION BY COCONUT OIL The histologyof a cuticlecell and the mechanismof damagein wet combingproposed by Swift(4,5) is shownin Figure1. Because of cross-linking, the exocuticleis brittle and doesnot swell. The endocuticleand the cell membranecomplexhavelesscross-linking and thereforeswellsignificantly.This effectproducesthe tendencyfor the surfacecuticle cellsto curveupwardand breakwhen pressureis appliedwith a comb. Recentstudiesof Ruetschand Weigmann(6) confirmthat the endocuticleand the cell membranecomplex(CMC) are the loci of weaknessand that fractureoccurswhen the fiber is extended.Chemicalmethodsweakenthe adhesionof the cell membranecomplex betweenthe cuticlecells.The degreeof swellingof the cuticularlayersis increasedby disulfidecleavageand oxidation.This enhances the combingdamageand protein loss, especiallyin wet combing,as observedin this study. Coconutoil is mostly a triglycerideof lauric acid and hydrophobic.Application of coconutoil asa prewashconditionercoatsthe hair and inhibits the penetrationof water into the hair. A smallpart of it is alsoabsorbedinto the hair during the washwhen the 5 4.5 4.5 4 1 2 5 5 4.5 • 3 5 5 6.5 4 4 4,5 4 5 6 7 ATTRIBUTES WithoutCoconut Oil r•With Coconut Oil Figure 10. Effect of coconutoil on cosmeticattributesof normal hair (i. vitropanel test). 338 JOURNAL OF COSMETIC SCIENCE 5 4.5 4.5 5 • 4.5 / 3 1 3 2 • // 3 5 • 4,5 3ø5 3 4 5 4.5 3 5 6 7 % ATTRIBUTES WithoutCoconut Oil []With Coconut Oil us Prcwush I Figure 11. Effectof coconutoil on cosmeticattributesof bleachedhair (in vitropaneltest):Protectiveeffect in improving appearance, fiber is swollen.Introduction of this hydrophobiccomponentreducesthe swelling propensityof the cuticle, which limits the upward curving of the surfacecuticle.This reducesthe chippingawayof the cuticlecells,which reducesproteinloss,asobservedin this work. Becauseof its low molecularweight (-1000) the oil may alsopenetratethe cortex.Once again,because of the introductionof hydrophobicfunctionalityinto the fiber, the WRI is reduced.Reductionof water absorptionand associated swelling seemsto be the dominantmechanismof protectionfrom the coconutoil. Lubricationprovidesan additional level of protectionin groomingprocesses. CONCLUSIONS This studyhasfirmly established the protectiveeffectof coconutoil on hair damagein groomingprocesses whenit is usedasprewashconditioner.It alsohasa protectiveeffect on chemicallytreated hair and hair treated with boiling water (i.e., hair in water at 100øCfor 2 hr). The hydrophobicity of coconutoil seemsto be responsible for thiseffect. Coatedon the fibersurface,it canpreventor reducethe amountof waterpenetratinginto the fiber and reducethe swelling.This in turn reducesthe lifting of the surfacecuticle andpreventsit from beingchippedawayduring wet combing.A reductionin the WRI is additionalevidencefor the decrease in water absorption.In additionto its protective effect, coconutoil seemsto improve a number of cosmeticattributes of hair. Other benefitsof this naturalprewashhair conditionerare underinvestigation. ACKNOWLEDGMENT The authors would like to thank Dr. Yash Kamath, Director of Research,T.R.I., Princeton,New Jersey,for his valuableguidancein writing this paper. HAIR DAMAGE PREVENTION BY COCONUT OIL 339 REFERENCES (1) M.L. Garcia and J. Diaz, Combability measurements on human hair, J. Soc.Cosmet. Chem.,27, 379-398 (1976). (2) L.J. Wolfram, J. Soc.Cosmet. Chem.,21,875 (1970). (3) S.S. Sandhuand C. Robbins,A simpleand sensitivetechnique,basedon protein lossmeasurement, to assess surfacedamageto humanhair,J. Soc.Cosmet. Chem.,44, 163-175 (1993). (4) J. A. Swift and A. C. Brown, The critical determinationof fine changesin the surfacearchitectureof humanhair due to cosmetictreatments. J. Soc.Cosmet. Chem.,23, 695-702 (1972). (5) J. A. Swift, Int. J. Cosmet. Sci., 13, 143 (1991). (6) S. B. Ruetschand H. D. Weigmann,J. Soc.Cosmet. Chem.,47, 13-26 (1996).
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