Orthogonal Transformations 1. Suppose A is an n × m matrix and B is an m × p matrix. Decide whether each of the following expressions makes sense; if so, what size is the matrix? (a) (AB)T Solution. This makes sense; the product AB is an n × p matrix, so the transpose (AB)T is a p × n matrix. (b) AT B T Solution. This doesn’t make sense: AT is an m × n matrix and B T is a p × m matrix, so the product AT B T is not defined (unless n happens to equal p). (c) B T AT Solution. This makes sense; B T is a p × m matrix and AT is an m × n matrix, so B T AT is a p × n matrix. In fact, B T AT is equal to (AB)T . 2. (a) If M is a matrix whose columns are orthonormal, what can you say about M T M ? Solution. Let ~u1 , . . . , ~um be the columns of M ; we know they are orthonormal. Then, T T ~u1 ~u1 ~u1 · · · ~uT1 ~um .. .. M T M = ... ~u1 · · · ~um = ... . . T T T ~um ~um ~u1 · · · ~um ~um That is, M T M is the m × m matrix whose (i, j) entry is ~uTi ~uj = ~ui · ~uj . But since ~u1 , . . . , ~um are orthonormal, ( 0 if i 6= j ~ui · ~uj = 1 if i = j So, the diagonal entries of M T M are 1, and all other entries are 0; that is, M T M is the identity matrix Im . (b) If M is a square matrix whose columns are orthonormal, is M invertible? If so, what is its inverse? A square matrix with orthonormal columns is, rather confusingly, called an orthogonal matrix. There is no special term for a square matrix with orthogonal columns. Solution. If M is an n × n matrix with orthonormal columns, then its columns must form a basis of Rn (n linearly independent vectors must form a basis of Rn , and we have seen in a previous class that orthonormal vectors are linearly independent, so M must be invertible. The fact that M T M = In then shows that the inverse of M is M T . 3. If M and N are orthogonal matrices, which of the following matrices are orthogonal as well? (a) M −1 Solution. Yes, it is orthogonal. Here are two arguments. If M is orthogonal, then it preserves length, and so does M −1 , which means that M −1 is orthogonal. One could also check that (M −1 )T M −1 = (M M T )−1 = I −1 = I 1 (b) M T Solution. Note that since M T M = I and M is square, then M T = M −1 . So by previous item it is orthogonal. This implies that if M is orthogonal, not only the columns of M form an orthonormal basis, but also the rows of M form another orthonormal basis. (c) M N Solution. If M and N preserve lengths, the composition M N also does, and hence is orthonormal. Alternatively, one could check that (M N )T M N = (N T M T )M N = N T (M T M )N = N T N = I (d) M + I Solution. Not always! For example, N = I is orthonormal, but N + I = 2I is not. 4. Which of the following are orthogonal transformations? (a) Reflection about a line in R2 . Solution. Yes, preserves lenghts. (b) Dilation. Solution. No, does not preserve lengths (unless dilation factor is ±1). (c) Rotation. Solution. Yes, rotations preserve lengths. (d) Projection onto a plane. Solution. No, it is not even invertible! (e) Shear. Solution. Does not preserve lenghts (unless the shear factor is zero, that is, it is the identity transformation). 5. Let M be an orthogonal 2 × 2 matrix. (a) Show that M is a reflection about a line or a rotation. a c Solution. The matrix has to be of the form M = with the constraints that b d a The only solutions are b a2 + b2 = c+ d2 = 1 and ac + bd = 0 −b a b or which represent a rotation or a reflection respectively. a b −a 2 Geometrically, M e1 and M e2 are a pair of orthogonal vectors of length one. If their order did not flip, then the rotation that takes e1 to M e1 also takes e2 to M e2 . Hence M is this rotation. Otherwise, if their order flipped, let L be the line bissecting the angle formed by e1 and M e1 . Then it bissects the angle for e2 and M e2 as well. So the reflection about L takes e1 to M e1 and e2 to M e2 . Hence M is this reflection! (b) If A, B : R2 → R2 are reflections, transformation is the composition AB? Solution. The composition is still orthogonal. Hence it is either a rotation or a reflection. As reflections flip the orientation, applying two refletions reverts to the origianl orientation. So AB preserves orientation and therefore is not a reflection. Hence it is a rotation! Bonus question: what is the angle of the rotation? Think in terms of the angle between the reflection lines for A and B. 3
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