As of May 7, 2015
IRI Older Investors Summit:
Strengthening Financial Security for Older Americans
3 West Club
3 West 51st Street
New York, New York
May 27, 2015
8:15 AM – 9:00 AM
Breakfast
9:00 AM – 9:15 AM
Welcome Remarks
Summit Chair: John Papadopulos, President, Wells Fargo Retirement, Wells Fargo
& Company; Treasurer/Secretary, IRI Board of Directors
9:15 AM – 9:45 AM
Retirement Planning and Older Investors: An Overview
Speaker:
9:45 AM – 10:15 AM
Industry Keynote
Speaker:
10:15 AM – 11:00 AM
Judith Kozlowski, JD, Senior Advisor for Elder Justice,
Administration for Community Living, Department of Health and
Human Services
Walter White, President and Chief Executive Officer, Allianz Life
Insurance Company of North America
Just the Facts: Understanding the Issues Facing Older Investors
Moderator:
Ronald Long, Senior Vice President & Director of Regulatory
Affairs and Client Initiatives, Wells Fargo Advisors, LLC
Panelists:
Angela Gutchess, Ph.D., Professor of Psychology, Brandeis
University
Rosa Maymi, Senior Advisor, Financial Security, AARP
Gregory Samanez-Larkin, Ph.D., Assistant Professor of
Psychology, Cognitive Science & Neuroscience, Yale University
11:00 AM – 11:15 AM
Break
11:15 AM – 12:15 PM
Regulator Roundtable: Initiatives to Educate and Protect Older Americans
Moderator:
Paula Nelson, Executive Vice President, Global Atlantic Financial
Group / Head of Annuity Distribution,
Forethought Distributors, LLC
Panelists:
Lourdes Gonzalez, Assistant Chief Counsel – Sales Practices,
Division of Trading and Markets, U.S. Securities and Exchange
Commission
Lynne Egan, Deputy Securities Commissioner, Office of the
Commissioner of Securities and Insurance, Montana
Nora Eisenhower, Assistant Director, Office of Older Americans,
Consumer Financial Protection Bureau
12:15 PM – 1:30 PM
Lunch [provided] and Investor Education: Media Perspectives
Moderator:
Gregory Crawford, Deputy Editor, Investment News
Panelists:
Richard Eisenberg, Assistant Managing Editor, PBS
Nextavenue.org
Robert Powell, Editor, Retirement Weekly, Marketwatch.com
[Invited]
1:30 PM – 2:00 PM
The Emotional Connection: Financial Planning in the Shadow of Dementia
Speaker:
2:00 PM – 2:45 PM
Mike Mathies, Senior Vice President of Marketing, Transamerica
Capital
Protecting Older Investors: The Role of Training and Compliance Programs
Moderator:
Timothy Keeton, Assistant Vice President, Senior Investors &
Advisors Compliance, LPL Financial
Panelists:
Jennifer Lewis, Corporate Counsel, MetLife
Shawn Scholz, Vice President, Compliance Policy, Training &
Field Oversight, Ameriprise Financial
2:45 PM – 3:00 PM
Break
3:00 PM – 3:45 PM
Best Practices for Working with Older Investors
Moderator:
John Alexander, Managing Director, Strategy and Channel
Development, Wells Fargo Advisors, LLC [Invited]
Panelists:
Jamie Cox, Managing Partner, Harris Financial Group
Wendy Johnson, Assistant Vice President, Conflict Resolution,
U.S. Bancorp Investments Inc., Department of Compliance
3:45 PM – 4:15 PM
Public Policy: Opportunities to Meet the Needs of Older Investors
An Open Discussion Among Speakers and Attendees
4:15 PM
Closing Remarks
Summit Chair: John Papadopulos, President, Wells Fargo Retirement, Wells Fargo
& Company; Treasurer/Secretary, IRI Board of Directors