Printed on 10-14-2014
NEI Ethical Global Dividend Fund
Morningstar Rating™
QQQ
Fund Category
Global Equity
Benchmark
MSCI World NR (CAD)
Investment Objective
Performance Analysis as of 09-30-2014
The Fund seeks long-term capital appreciation and
income by investing primarily in equity securities of
companies anywhere in the world that pay, or may be
expected to pay, dividends as well as in other types of
securities that may be expected to distribute income.
30
Calendar Returns
Series A
15
0
-15
Volatility Analysis
Low
Low to Med
-30
Med
Med to High
High
Risk Metrics
3 Yr
1.42
9.80
1.15
Sharpe
Standard Deviation
Beta
Operations
Inception Date
NAV $ as of 09-30-2014
MER %
10-30-2007
9.82
2.63
10-30-2007
10.04
1.55
Load Structure
Fund Code
Series
Front End Charge
Defer Sales Charge
Low Load 1 Charge
Low Load 3 Charge
No Load
Front End Charge
No Load
NWT084
NWT184
NWT384
NWT684
NWT984
NWT8084
NWT8584
A
A
A
A
F
P
PF
Total Assets $Mil
Distribution Frequency
216.22
Management Company
Telephone
Web Site
Sub-Advisor
NEI Investments
877-384-4225
www.neiinvestments.com
Beutel Goodman &
Company Ltd.
Monthly
2006
2007
2008
2009
2010
2011
2012
2013
YTD
Calendar Year
—
—
—
—
—
—
—
—
-23.0
-22.4
&
12.1
13.3
(
7.9
9.0
*
-3.5
-2.5
*
23.7
25.0
&
21.6
22.8
)
-0.9
-0.1
)
Series A %
Series F %
Trailing Returns (%)
Series A Quartile
1 Mth
3 Mth
6 Mth
1 Yr
3 Yr
5 Yr
10 Yr
Since Incep
Fund Series A
Fund Series F
-1.5
-1.4
-3.7
-3.5
-5.0
-4.5
8.6
9.8
15.4
16.6
9.5
10.6
—
—
4.4
5.5
Series A Quartile
)
)
)
)
(
(
Portfolio Analysis as of 09-30-2014
Asset Allocation
% Assets
Equity Style
Cash
3.2
Fixed Income
0.0
Canadian Equity
0.0
US Equity
20.5
International Equity 76.2
Other
0.0
Market Cap
Small
Series F
2005
Large Mid
Series A
2004
%
Giant
20.4
Large
Medium
Small
36.3
28.8
14.6
Micro
0.0
Value Blend Growth
Geographic Composition
Canada
United States
Asia
Europe
Others
Top Ten Holdings
% Assets
3.2
20.5
4.9
71.3
0.0
% Assets
Baxter International Inc
Eni SpA ADR
Atea ASA
Vodafone Group PLC
NTT DoCoMo Inc
5.9
5.4
5.3
5.2
4.9
Prosafe SE
Kingfisher PLC
Caterpillar Inc
Nutreco NV
Michelin
4.9
4.7
4.6
4.4
4.2
Total Number of Portfolio Holdings
Total Number of Underlying Holdings
Total Number of Stock Holdings
Total Number of Bond Holdings
24
24
23
0
Global Equity Sectors
Utilities
Energy
Financials
Materials
Consumer Discretionary
Consumer Staples
Telecommunication Services
Industrials
Health Care
Information Technology
Unclassified
% Equity
0.0
15.0
11.3
10.1
11.2
4.5
14.8
17.3
6.1
9.7
0.0
Corporate Engagement
We are participating in a collaborative engagement that
met with Eni to promote improved performance and
adoption of best practices in unconventional gas
operations. Through a further collaboration, we wrote to
the company regarding risks associated with proposed
Arctic offshore exploration.
Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. The indicated rate of return is the
historical annual compounded total return including changes in unit value and reinvestment of all [dividends or distributions] and does not take into account sales, redemption, distribution or optional charges
or income taxes payable by any security holder that would have reduced returns. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated
©2014 Morningstar Research Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to
be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.
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