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Classic Account – J.P. Morgan ISA application for the tax year 2015/2016
Valid from February 2015
Please complete this form in BLOCK LETTERS and black ink, and return it to: Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment,
London EC4Y 0JP. If you have any questions regarding this form please call our UK-based Investor Services team on 0800 20 40 20. Our telephone lines are open
Monday to Friday, 9am to 5.30pm.
We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for
completion.
1. About you
2. Tax residency
Tax RegulationsA require us to collect information about each investor’s tax
residency. In certain circumstances we may be obliged to share information on
your account with HMRC. If you have any questions about your tax residency,
please contact your tax advisor. Should any information provided change in the
future, please ensure you advise us of the changes promptly.
Your existing account number (if you have one)
Your title (e.g. Mr/Mrs/Miss/Ms/Other)
Surname
Account holder:
First name(s) in full
Are you a UK tax resident?
Your permanent residential address
Yes
No
Please note, if you are not a UK tax resident, you cannot open a J.P.Morgan ISA.
Do you have a National Insurance Number?
Yes
No
If yes, please enter your National Insurance Number here
Postcode
Please indicate if there is any other country in which you are resident for tax
purposes and the associated Tax Identification Number below. If you are a US
citizen or tax resident, you are not eligible to open this account.
Telephone numbers (please provide country code if outside the UK)
Daytime telephone number
Country code
Additional Country of tax residence
+
Tax identification number
Evening telephone number
Country code
A
The term “tax regulations” refers to regulations created to enable automatic exchange of
information and include FATCAB, various agreements to improve international tax
compliance entered into between the UK and its Crown Dependencies and its Overseas
Territories and the OECD Common Reporting Standard for Automatic Exchange of Financial
Account Information.
B
The term “FATCA” refers to The Foreign Account Tax Compliance provisions contained in
the US HIRE Act 2010 and other relevant legislation implementing FATCA under local law.
+
Your date of birth (Day/Month/Year)
1
City/town of birth
9
Country of birth
3. Paying for your investment
Are you a UK citizen?
YES
NO
If you are a citizen of any other country, please provide country name below:
Email address
In the 2015/2016 tax year you can invest up to £15,240 in an ISA. You can split
the amount you want to invest between a cash ISA and a stocks and shares ISA as
you choose, up to the overall limit of £15,240. Please note you can only subscribe
to one stocks and shares ISA in each tax year.
•
Lump sums
Please attach a personalised cheque for the total lump sum, made payable to
‘J.P. Morgan Asset Management’. Cheques should be drawn on a bank/building
society account in your name or a joint account to which you are a party, or
banker’s draft/building society cheque endorsed with your name. Other third
party cheques are not accepted.
•
Regular savings plan
You can choose to set up a regular savings plan (RSP) for the 16th of the
month by completing the enclosed Direct Debit mandate.
If you already have a RSP in place for your stocks and shares ISA is this
instruction a top-up of your existing RSP or a replacement.
Top-up
Replacement
Please ensure you read and sign the declaration overleaf
Classic Account – J.P. Morgan ISA application for the tax year 2015/2016
4. Choosing your investment
Please state the investment trust(s) in which you wish to invest and the amount
and the method of investment, i.e. lump sum and/or RSP. Please ensure you
read our Key Features and Terms and Conditions and the Investment Trust
Profiles for the investment trust into which you wish to invest before making
your investment decision. You can get the Investment Trust Profiles you require
by going to www.jpmorgan.co.uk/investor or by calling our UK-based Investor
Services team on 0800 20 40 20, or from your financial adviser.
5. To have your income paid out
If your chosen trust(s) pays an income you can have it paid directly into your bank
or building society by completing the details below. If this section is not
completed any income will be automatically reinvested in your investment trust(s).
Name of bank or building society
Name of account holder(s)
Regular
saving plan
Lump sum
(minimum £500) (minimum £50)
American
Branch address
Asian
Brazil
Chinese
Claverhouse
Postcode
Elect - Managed Growth
Account number
Bank sort code
Elect - Managed Income
Emerging Markets
Reference number (Building Society)
European - Growth
European - Income
5.
signature
and application
declaration form, please
6. Your
Before
signing this
make sure you have
European Smaller Companies
Global Emerging Markets Income
Income & Capital
ordinary
Income & Capital
units
Income & Capital
zeros
Income & Growth
capital
Income & Growth
income
Income & Growth
units
G
Provided your full name, permanent residential address including postcode and
national insurance number. We cannot process your application if you don’t.
G
Chosen the investment trust(s) you wish to invest in.
G
Received and read our Key Features and Terms and Conditions and the
Investment Trust Profiles for your chosen investment trust(s).
G
Included your cheque drawn on your personal bank/building society account
payable to J.P. Morgan Asset Management. If you’re sending a banker’s draft
or a cheque drawn by a building society we’ll need your bank or building
society to endorse the back of the cheque with their stamp confirming the
money has come from your personal account.
G
If you’re investing via a RSP, included your direct debit mandate.
G
Provided your bank/building society account details, especially if you have
chosen income shares for your fund(s).
Indian
Japanese
Japan Smaller Companies
Mercantile
Mid Cap
Overseas
7. Declaration and signature
Russian Securities
Smaller Companies
Please read this section carefully before you sign and date below.
US Smaller Companies
We (J.P. Morgan Trustee & Administration Services Limited) will provide your
J.P. Morgan ISA in accordance with the information you have provided in this
application form and the J.P. Morgan Classic Account Key Features and Terms
and Conditions. Please read this form and our Key Features and Terms and
Conditions carefully because we will rely on them in all our dealings with you.
Please contact us if there is anything you don’t understand.
A
Total £
A
If the trust you wish to invest in is not shown in the list above please enter the
trust name in the space provided
Cheques should be drawn on a bank account in your name, or a joint account to
which you are a party or a building society cheque endorsed with your name.
Other third party cheques are not accepted.
We do not provide investment advice and we will not assess the suitability or
appropriateness of any investment you wish to hold within your ISA. You should
contact your financial adviser if you are concerned about the suitability of any
investment for you.
Using your personal information
We will use your personal information to setup and administer your ISA. We
may also pass your information to our third party service providers, or to legal
or regulatory bodies, some of which may be outside the EEA. The J.P. Morgan
Classic Account Terms and Conditions contain a copy of our Data Privacy Policy
which explains how we use your personal information.
Classic Account – J.P. Morgan ISA application for the tax year 2015/2016
7. Declaration and signature (continued)
ISA Declaration
I apply to subscribe for a stocks and shares ISA for the tax year 2015/2016 and
each subsequent year until further notice.
I declare that:
All subscriptions made, and to be made, belong to me.
G
G
I am 18 years of age or over.
G
I have not subscribed and will not subscribe more than the overall
subscription limit in total to a cash ISA and a stocks and shares ISA in the
same tax year.
G
G
ˆ
I have not subscribed and will not subscribe to any other stocks and shares
ISA in the same tax year that I subscribe to the J.P. Morgan Stocks and
Shares ISA.
I am resident in the United Kingdom for tax purposes or, if not so resident,
either perform duties which, by virtue of Section 28 of the Income Tax
(Earnings & Pensions) Act 2003 (Crown employees serving overseas), are
treated as being performed in the United Kingdom, or I am married to, or in
a civil partnership with, a person who performs such duties. I will inform
J.P. Morgan Trustee & Administration Services Limited if I cease to be so
resident or to perform such duties or be married to, or in a civil partnership
with, a person who performs such duties.
The information that I have given in this application form is correct to the
best of my knowledge and belief.
We’d like to keep you informed. If you would like us to contact you about
relevant news, offers and new fund launches, please tick the box.
We promise to only contact you about products and services that we believe
may be of interest to you.
Please tick this box if you have not received financial advice on this
investment
Your signature
Date (Day/Month/Year)
Financial adviser
Financial Adviser’s stamp
FCA number
Agent number
I authorise J.P. Morgan Trustee & Administration Services Limited:
To hold my cash subscription, ISA investments, interest, dividends and any
other rights or proceeds in respect of those investments and any other cash.
G
G
To make on my behalf any claims to relief from tax in respect of ISA
investments.
By signing this application form:
I confirm that I have received the J.P. Morgan Classic Account Key Features
and Terms and Conditions.
G
G
I confirm that I am not a US citizen or resident.
G
I agree to inform you immediately of any change in my circumstances
affecting any of the information in this form, in particular any changes to
the information I have provided relating to my tax residency.
G
I agree that you may verify my identity with an online verification agency
but that this will not be disclosed to any third party and will not affect my
credit rating. I also acknowledge that you may ask for further information.
G
I agree that you will carry out my instructions to buy and sell investments
within my ISA in accordance with your Order Execution Policy. I also consent
that you may, if necessary, execute my instructions to buy and sell
investments outside a regulated market or a multilateral trading facility.
G
I agree to be bound by the J.P. Morgan Classic Account Terms and
Conditions (which include the J.P. Morgan ISA Specific Conditions).
G
I agree to the ISA Declaration.
Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored
for security and training purposes.
J.P.Morgan Trustee & Administration Services Limited Authorised and regulated by the Financial Conduct Authority. Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP.
Registered in England No. 1823867.
GB H131 02/15