J.P. Morgan Junior ISA
Conversion to a J.P. Morgan ISA
Valid from February 2015
Please complete this form in BLOCK LETTERS and black ink, and return it to: Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment,
London EC4Y 0JP. If you have any questions regarding this form please call our UK-based Investor Services team on 0800 20 40 20. Our telephone lines are open
Monday to Friday, 9am to 5.30pm.
We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for
completion.
Please indicate if there is any other country in which you are resident for tax
purposes and the associated Tax Identification Number below. If you are a US
citizen or tax resident, you are not eligible to open this account.
Your existing account number (if you have one)
Additional Country of tax residence
Tax identification number
1. About you
Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname
A
The term “tax regulations” refers to regulations created to enable automatic exchange of
information and include FATCAB, various agreements to improve international tax
compliance entered into between the UK and its Crown Dependencies and its Overseas
Territories and the OECD Common Reporting Standard for Automatic Exchange of Financial
Account Information.
B
The term “FATCA” refers to The Foreign Account Tax Compliance provisions contained in
the US HIRE Act 2010 and other relevant legislation implementing FATCA under local law.
First name(s) in full
Your permanent residential address
3. Conversion instructions
Postcode
On your 18th birthday your account ceases to be a Junior ISA. Any investments
held within the account will continue to benefit from the tax advantages of a
Junior ISA but no additional subscriptions can be made to the account until you
convert it to an ‘adult’ J.P. Morgan ISA.
Telephone numbers (please provide country code if outside the UK)
Daytime telephone number
Country code
+
Please tick one box only:
I wish to convert my J.P. Morgan Stocks and Shares Junior ISA to a
J.P. Morgan Stocks and Shares ISA
Evening telephone number
Country code
OR
+
I wish to convert my J.P. Morgan Cash Junior ISA to a J.P. Morgan Cash ISA
Your date of birth (Day/Month/Year)
1
Important notes:
9
City/town of birth
Country of birth
1. You can transfer all of the investments and any cash within your Junior ISA(s)
into the J.P. Morgan ISA without affecting your current tax year’s ISA allowance.
If you are a citizen of any other country, please provide country name below:
2. Once your account has been converted to a J.P. Morgan ISA, you will
receive a new account number and you may contribute to your J.P. Morgan
ISA (Stocks and Shares and/or Cash, as applicable) online at
www.jpmorganasset.co.uk/investor or by contacting our Investor
Services Team.
Online access
To allow you to access your account online please provide an email address that
is unique to you as an individual. You will receive your username and password
separately by post.
3. In the 2015/2016 tax year you can invest up to £15,240 in an ISA. You can split
the amount you want to invest between a cash ISA and a stocks and shares
ISA as you choose, up to the overall limit of £15,240.
Email address
4. If you subscribe to a J.P. Morgan Stocks and Shares ISA or J.P. Morgan Cash ISA
you may not subscribe to another ISA of the same type in the same tax year.
Are you a UK citizen?
YES
NO
2. Tax residency
Tax RegulationsA require us to collect information about each investor’s tax
residency. In certain circumstances we may be obliged to share information on
your account with HMRC. If you have any questions about your tax residency,
please contact your tax advisor. Should any information provided change in the
future, please ensure you advise us of the changes promptly.
Account holder:
Are you a UK tax resident?
Yes
No
Please note, if you are not a UK tax resident, you cannot open a J.P. Morgan ISA.
Do you have a National Insurance Number?
Yes
No
If yes, please enter your National Insurance Number here
Please read and sign the declaration overleaf.
J.P. Morgan Junior ISA
Conversion to a J.P. Morgan ISA
4. Choosing your income preference
5. Declaration and signature
Please indicate your income preferences for your J.P. Morgan ISA. This instruction
will apply across your entire J.P. Morgan ISA. If you do not select a preference we
will automatically reinvest income in additional shares of the same investment.
Reinvest income in additional shares of the same investment
Pay income as cash into your J.P. Morgan ISA
Pay income as cash into your WealthManager⁺ Cash Account
(outside your ISA)
Pay income into your bank or building society account.
If you select for income to be paid into your bank or building society account,
please complete the section below.
We (J.P. Morgan Trustee & Administration Services Limited) will provide your J.P.
Morgan ISA in accordance with the information you have provided in this
application form and the J.P. Morgan WealthManager⁺ Account Key Features and
Terms and Conditions. Please read this form and our Key Features and Terms and
Conditions carefully because we will rely on them in all our dealings with you.
Please contact us if there is anything you don’t understand.
We do not provide investment advice and we will not assess the suitability or
appropriateness of any investment you wish to hold within your ISA. You should
contact your financial adviser if you are concerned about the suitability of any
investment for you.
Using your personal information
We will use your personal information to setup and administer your ISA. We may
also pass your information to our third party service providers, or to legal or
regulatory bodies, some of which may be outside the EEA. The WealthManager⁺
Account Terms and Conditions contain a copy of our Data Privacy Policy which
explains how we use your personal information.
Name of bank or building society
Name of account holder(s)
ISA Declaration
I wish to convert my J.P. Morgan Junior ISA to an ‘adult’ J.P. Morgan ISA and
accordingly I wish to apply to subscribe for a J.P. Morgan Stocks and Shares
ISA/J.P. Morgan Cash ISA* for the tax year 2015/2016 and each subsequent year
until further notice.
Branch address
Postcode
Account number
Please read this section carefully before you sign and date below.
I declare that:
• All subscriptions made, and to be made, belong to me.
Bank sort code
• I am 18 years of age or over.
Reference number (Building society)
Please note, any withdrawals from your J.P. Morgan ISA will be paid into the above
bank or building society account.
Please select when you would like income paid out:
Wherever possible we will endeavour to pay any income due at the frequency
requested. However, please note, that some investments may pay out income at
different frequencies to those requested. For details of when income is paid
please refer to the relevant Key Investor Information Document/Investment Trust
Profile.
Please indicate when you want your income to be paid out. The date is calculated
from when your application is processed.
Immediately
Twice yearly
Quarterly
Annually
Monthly
• I have not subscribed and will not subscribe more than the overall
subscription in total to a cash ISA and a stocks and shares ISA in the same tax
year.
• I have not subscribed, and will not subscribe, to another stocks and shares
ISA/cash ISA* in the same tax year that I subscribe to the J.P. Morgan Stocks
and Shares ISA/J.P. Morgan Cash ISA*
• I am resident in the United Kingdom for tax purposes or, if not so resident,
either perform duties which, by virtue of Section 28 of the Income Tax
(Earnings & Pensions) Act 2003 (Crown employees serving overseas), are
treated as being performed in the United Kingdom, or I am married to, or in a
civil partnership with, a person who performs such duties. I will inform J.P.
Morgan Trustee & Administration Services Limited if I cease to be so resident
or to perform such duties or be married to, or in a civil partnership with, a
person who performs such duties.
• The information that I have given in this application form is correct to the best
of my knowledge and belief.
I authorise J.P. Morgan Trustee & Administration Services Limited:
• To hold my cash subscriptions, ISA investments, interest, dividends and any
other rights or proceeds in respect of those investments and any other cash.
• To make on my behalf any claims for tax in respect of ISA investments.
*Delete the ISA not applicable
J.P. Morgan Junior ISA
Conversion to a J.P. Morgan ISA
5. Declaration and signature (continued)
By signing this application form:
• I confirm that I have received the WealthManager⁺ Account Key Features
and Terms and Conditions and the relevant Key Investor Information
Document for the funds I have invested in.
• I confirm that I am not a US citizen or resident.
G
I agree to inform you immediately of any change in my circumstances
affecting any of the information in this form, in particular any changes to the
information I have provided relating to my tax residency.
• I agree that you may verify my identity with an online verification agency but
that this will not be disclosed to any third party and will not affect my credit
rating. I also acknowledge that you may ask for further information.
• I agree that you will carry out my instructions to buy and sell investments
within my ISA in accordance with your Order Execution Policy. I also consent
that you may, if necessary, execute my instructions to buy and sell
investments outside a regulated market or a multilateral trading facility.
• I agree to be bound by the WealthManager⁺ Account Terms and Conditions
(which include the ISA Specific Conditions).
• I agree to the ISA Declaration.
We’d like to keep you informed. If you would like us to contact you about
relevant news, offers and new fund launches, please tick the box.
We promise to only contact you about products and services that we believe may
be of interest to you.
Please tick the box if you have not received financial advice on this
making this investment
Your signature
Date (Day/Month/Year)
Financial adviser
Financial Adviser’s stamp
FCA number
Agent number
(Please note, no financial adviser commission is payable on the J.P. Morgan Junior ISA)
Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored
for security and training purposes.
J.P. Morgan Trustee & Administration Services Limited is authorised and regulated by the Financial Conduct Authority. Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP.
Registered in England No. 1823867.
GB H1336 02/14