ROLE OF NUCLEAR FORENSICS DEFINED AS DIGITAL PROBLEM WITH NEUROFUZZY APPROACH IN VARIOUS APPLICATIONS Dr. Miltiadis Alamaniotis, University of Utah, Salt Lake City, UT Dr. Hermilo Hernandez, University of Utah, Salt Lake City, UT Dr. Tatjana Jevremovic, University of Utah, Salt Lake City, UT Abstract Nuclear Forensics identifies matching of unknown sample nuclear fingerprints with those that are already known as one of its major issues requiring development of powerful methods to be highly fast and accurate. Therefore, computer based approaches offer the capability for developing automated methods applicable to nuclear forensics. To develop such methods the role of nuclear forensics and the respective challenges should be clearly defined in the “digital computer-based world”. In this paper we discuss nuclear forensics as a digital problem and we introduce a neuro-fuzzy methodology applicable to nuclear forensics. The methodology is specialized for matching unknown gamma ray signals to signals already known, but can also generalized for other type of signals and/or fingerprints. The presented methodology is tested on a set of known signals. Introduction With this paper we introduce the importance of a highly needed discipline in the country, the nuclear forensics. It applies to all fields of interest to nuclear science and engineering, chemical engineering and chemistry, and all other associated fields and disciplines [1]. Nuclear forensics is a science highly relying on interdisciplinary knowledge culminating in precise analysis of samples of any origin by identifying their “true home”, in other words in finding where there were taken from, how they and if they were smuggled to a given location by identfiying pathways [2]. Such analysis applies to many fields of interest to nuclear fuel cycle [3,4] and chemistry. The analysis consists of a digital data-based search process (recently found to be of high value) to find the origin of the sample based on its nuclear signature. Such a signature includes measuring of specific samples properties using a predetermined method, for example gamma spectroscopy, and subsequent matching of such measurements to a set of known (digital) values [5]. Recently, all steps in the nuclear fuel cycle have acquired important relevance in the country in finding the best way for the fuel management in the future. Thus, elevated importance of an increasing volume of nuclear data as pertaining to nuclear fuel cycle/nuclear forensics being generated to be organized and accurately managed and analyzed. Therefore, there is an emerging demand for developing new, fast and accurate ad-hoc methods in defining the nuclear signatures of real-time data analyses [6]. Towards that end there are ongoing research efforts on developing digital libraries and databases populated by the existing nuclear data, while at the same time to allow easy updates. A nuclear library that is still under development is presented and described in [5], while a coincidence signature library with associated algorithms aiming at radionuclide analysis is presented in [7]. In this paper we present how the artificial intelligence technologies [8] could be applied in nuclear fuel cycle data analysis in generating a novel algorithm to collect and organize data pertaining to nuclear forensics. The algorithm should be based on developed and yet to be developed digital data 1 libraries [9]. In adopting a synergism of fuzzy logic and neural networks methods [10], we show how to analyze as an example a complex gamma spectroscopic data, and therefore attribute the nuclear fuel cycle needs. This neurofuzzy model [11] is comprised of two modules: - in (1) the model utilizes fuzzy logic to represent values of specific extracted material properties taking into account inherent uncertainties, and - in (2) the fuzzified values are fed into a neural network which provides in its output a number to be used to designate origin of nuclear material. Before that, the neural network, which plays the role of digital library, is trained on a set of known data that uniquely characterize the sources of interest [12]. This methodology allows for automated and fast analysis of incoming data, while eases the process of inference and decision-making. This method has been already tested on a set of various gamma spectra where the efficiency of the neurofuzzy model was well demonstrated. Background Fuzzy Logic Elements The theory of fuzzy logic was based on the human way of thinking [10]. More particularly, fuzzy logic models to a degree the way that humans think and make inferences. For instance, let’s consider the way humans are characterized depending on their height. The linguistic terms used in that case are: short, medium and tall. The questions raised in that case is whether there are distinct limits among those terms or not; is there a numerical threshold for discriminating tall people from medium height people. The answer is no. However, by a visual inspection of a person, we are able to characterize him by giving him one or two of those terms. In the latter case, we are certain that the person does not belong to one group (e.g. tall) but rather it belongs to two groups with some degree for each one; a person is looks tall but he is more of a medium height person. Thus, there is uncertainty in our linguistic based classification [10]. Fuzzy logic provides the mathematical foundation for modeling the uncertainty of human way of thinking. More particularly, it introduces the use of fuzzy sets which consist of a generalized version of crisp sets [10]. Fuzzy sets are represented by special functions called membership functions. A membership function assigns a value MS(x) to an input value x. M(x) expresses the degree with which the value x belongs to the fuzzy set S. A value x may belong to more than one fuzzy set with a different degree to each one: M A ( x) d1 x: (1) .... M ( x) d Z Z Where d# expresses the numberical value of degrees of membership in fuzzy set the respective fuzzy set (in that case on of A,…,Z). Artificial Neural Networks The foundation for development of artificial neural networks is the human brain structure [10]. The human brain is comprised of billions of biological neurons. Each biological neuron consists of synapses, dendrites, soma and axon. In an analogy to a biological neuron, an artificial neuron is comprised of weights, sum of weights, activation function and the output path as shown in figure 1. An artificial neural network is consisted of many artificial neurons; neurons are grouped according to i) 2 their position in the network and ii) their connection to other neurons. Therefore we have three groups (or layers) of neurons: the input layer, the hidden layer and the output layer as presented in figure 2. Figure 1. Schematic diagram of an artificial neuron Figure 2. Schematic diagram of an artificial neuron Neurons of each layer are connected to neurons of the next layer; in some special cases neurons of the same layer are also connected to each other. The number of layers, neurons and connections depend on modeler’s needs and on the specific application [10]. The weight evaluation is performed through a process called training. The training process makes use of pairs of known outputs and inputs in order to evaluate the network weights via specialized algorithms such as the error backpropagation algorithm [10]. Nuclear Forensics: Digital Approach Nowadays computer play a significant role in our daily routine. Actions that have being done manually in the past currently are performed by computers. More particularly, computers exhibit a performance that did not a decade ago. This computer performance is the result of developments in software engineering, databases, artificial intelligence, pattern recognition, and machine vision. 3 Nuclear forensics is a recently developed area that adopts parts of many other areas. The main goal in nuclear forensics is to match measured data to known ones and subsequently make inferences about the origin of the measurement. In such a framework, computers can play a significant role as it is identified by Sutton et al. in [5]. On other words, nuclear forensics can be framed as a computer based problem (or digital problem) and therefore use modern techniques from artificial intelligence and pattern recognition [13,14]. The challenges in nuclear forensics defined as a digital problem include database development, knowledge representation, measurement uncertainty handling, pattern matching accuracy, and speed of matching. The architecture of a digital nuclear forensics system is presented in figure 3. Figure 3. Architecture of digital nuclear forensics system Though computers automate the processing of input signals, they are not necessarily fast. Crucial to computer system performance is the amount of computational load to be processed. The computational load depends on various factors (based on figure 3): the volume of stored data, volume of extracted features, the speed of matching algorithm and speed of inference mechanism. Hence, challenges in defining the role of nuclear forensics as a digital problem overlap with the above factors. Research should focus on developing efficient ways for nuclear data representation. The term knowledge representation is the significant key for efficient nuclear forensics systems development. To elaborate on that, the existing knowledge should be encoded by selecting suitable features. Selection of features should be done in such a way that the matching uncertainty is reduced and subsequently the pattern recognition algorithm identifies the true patterns giving zero error (zero rates of false identifications and misses). Overall, integration of nuclear and radiochemistry with digital computers and the challenges that should be addressed define a new research horizon with a lot of potential applications in nuclear forensics. Neuro-fuzzy Approach for Digital Nuclear Forensics The block diagram of the neuro-fuzzy methodology is shown in figure 4. Initially we assume that the fingerprint of a sample is obtained. In computer parlance the fingerprint is comprised of a set of values that express the numerical values of the selected features, i.e. the features that have been selected for knowledge representation. 4 The fingerprint is forwarded to the neuro-fuzzy approach, where it is being processed. The first step of the proposed approach includes the fuzzification of the fingerprint. More particularly, the features go under fuzzification using a set of fuzzy sets for each one. The fuzzy sets are formulated in such a way that each one expresses the expected value and the associated uncertainty. An example of fuzzy sets regarding isotope abundance from various origins is depicted in figure 5, where we observe that the fuzzy sets overlap. Set overlapping implicitly expresses the uncertainty about a feature value by assigning to the feature value a non-zero degree of membership to two sets. Overall, fuzzification is performed for all features and the fuzzy values are forwarded to the next step. Figure 4. Block diagram of the Neuro-fuzzy approach Figure 5. Example of fuzzy sets regarding isotope abundance from various origins The second step includes the use of the neural network for sample matching. The neural network gets as an input the set of fuzzified values from the previous step, and outputs the identification result. It should be noted that the neural network goes under training, where known fingerprints are presented to its input and the respective known origin are presented to its output. Therefore, the weight values of the neural networks are evaluated. The purpose of the training process is to evaluate the weights in such way that the neural network remembers the patterns and their origin. In other words the neural network plays the role of the database (or library). By adopting a neural network the proposed methodology manages to reduce the computational load, since knowledge is 5 represented in the form of weights. At the same time, the neural network implements both the pattern recognition algorithm and inference mechanism. Therefore, the use of a neural net reduces the processing parts of a digital nuclear forensics system since it implements in a single unit the database, information extraction mechanism, pattern matching algorithm and inference mechanism steps as shown in figure 3. Once the neural network is trained, it is used for classifying unknown inputs. The output of the neural network that is also the final output of the neurofuzzy approach is a number determining the origin the sample. Needless to say that the output of the proposed approach may include be more than one number; as it was mentioned earlier the neural network architecture depends on the modeler and the specific application. Overall, the proposed neuro-fuzzy methodology offers a powerful framework for nuclear forensics in finding the origin of unknown samples. The advantage of the approach is that it allows modeling of uncertainties via fuzzy sets, and “computational inexpensive” information representation and processing via the neural network. Test Results on a Simple Case A set of samples of experimental measured sources are obtained with a NaI detector as available in the Utah Nuclear Engineering Facility (UNEF). The samples include measurements taken from two sources: i) a 60Co and ii) a 137Cs source. The measurement times are 40 sec and 60 sec respectively. Therefore we have four measurements: i) 40sec 60Co, ii)60sec 60Co, iii) 40sec 137Cs, and iv)60sec 137Cs. The goal is to use the neurofuzzy approach to classify unknown measurements as one of the above four measurements. Initially, a set of features that makes discrimination of the above measurement possible was identified. Thus, we select the following features: i) number of characteristic peaks (1 for 137Cs, 2 for 60 Co), ii) peak energy (662keV for 137Cs, 1.17 and 1.33 for 60Co), iii) number of peak counts (useful to discriminate between 40sec and 60 sec measurements). Therefore, we define respective fuzzy sets for each one of the aforementioned features. The fuzzy sets are triangular with peak at expected value and support set equal to its expected standard deviation [10]. The neural network is comprised of three layers: the input layer (three neurons), the hidden layer (four neurons) and the output layer (one neuron). The feature values of the four measurements are fed into the neural network during its training phase. Once the neural network is trained, it is appropriate for measurement matching. In order to test the presented approach we create a set of unknown 40 samples adopting the following procedure. For each of the four measurements, Poisson fluctuation is added. By doing ten times, we get for each measurement ten new signals that are not identical, i.e. overall 40 samples. Then we forward the 40 samples to the presented system. Results are depicted in Table 1. We observe in Table 1 that the proposed system identified correctly 38/40 of the samples which means that the correct rate is 95% and the false rate is 5%. The false rate is very low and it resulted as the false identification of 60Co: the two samples were identified as 60Co but not their respective correct measurement time. It should be mentioned that the case under study is a simple case but it is very indicative of the potentiality of the neurofuzzy approach. Lastly, it should be mentioned that the average per sample execution time of the presented approach is 1.2 sec. However, it is expected the execution time to be higher for more complicated cases but it will still remain low. 6 Table 1. Test Case Results in 40 Samples Sample Description Correct Identification False Identification 40sec 137Cs 10/10 0/10 60sec 137Cs 10/10 0/10 40sec 60Co 9/10 1/10 60sec 60Co 9/10 1/10 Average Processing Time 1.2 sec Conclusion We have discussed the role of nuclear forensics as a digital problem and presented a neuro-fuzzy approach for sample classification. Our focus was to identify the samples in a fast and accurate manner by keeping the computational cost low. The approach was based on a synergy of two different artificial intelligence tools, namely, fuzzy logic and neural networks. The approach is developed with the idea to be extended to be a generic and robust method capable of identifying various signals and be applicable to nuclear forensics. In addition the neuro-fuzzy approach was tested on a simple case by using samples coming from four different measurements. Results exhibit high accuracy and fast processing. 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