1. finance
2. investing
3. funds
4. mutual funds

Now there’s an alternative to busy work:
StartingPoint, powered by Quik!®
Some form systems can help automate data entry, but with
StartingPoint, a key component of ePACS, you will benefit from an
integrated solution that contains truly smart forms.
DOCUPACE BENEFITS
Compatible. Docupace provides
seamless integration with the
systems that manage your
productivity, such as your CRM,
form-filling, and electronic
signature programs.
Customizable and inclusive.
Thanks to the controls within the
system, producers have a single
view of client information while at
the same time controlling access for
their broker-dealer or custodian
business documents.
Online and subscription-based.
Docupace can meet the unique
needs of your company at an
affordable price.
Continously updated. Docupace
handles all the heavy lifting—
backups, patches, virus protection,
encryption, and business continuity
are all included and you benefit
from continual updates. Never be
locked in to legacy systems again.
u
With over 15,000 forms built directly into the ePACS
cloud-based system, you always have access to the right form to
efficiently manage client portfolios and accounts.
u
Every form an advisor needs is available through one
source—including broker-dealer specific forms—and forms are
automatically updated to meet the latest regulations and guidelines
as part of the subscription-based, online ePACS model.
Compliant. Docupace is an
industry leader in delivering
SEC/FINRA compliant paperless
processing. We’ve submitted more
letters of undertaking documents
on behalf of BDs/RIAS than any
other vendor.
Key information is automatically populated and forms are
smoothly integrated into the workflow because all of the Quik!
forms are built in to the ePACS system.
Secure. With multi-redundant
server technology and
industry-leading document
protection, your work is always
available and always safe.
u
Reduced time for branch audits.
Auditors and OSJs can now access
and review documents remotely
and in advance; the ability to search
in an organized manner for specific
document types across all clients
reduces time and effort while
producing better results.
Why did you
become an
advisor?
(Bet it wasn’t to
fill out forms.)
Smart forms? Smart business.
StartingPoint, powered by Quik!®
will reduce costs and increase
efficiency from the start.
Docupace Technologies
2001 S. Barrington, Suite 215
Los Angeles, CA 90025
[email protected]
Toll-free: 866-582-3713
Docupace.com
Now there’s an alternative to busy work:
StartingPoint, powered by Quik!®
Some form systems can help automate data entry, but with
StartingPoint, a key component of ePACS, you will benefit from an
integrated solution that contains truly smart forms.
DOCUPACE BENEFITS
Compatible. Docupace provides
seamless integration with the
systems that manage your
productivity, such as your CRM,
form-filling, and electronic
signature programs.
Customizable and inclusive.
Thanks to the controls within the
system, producers have a single
view of client information while at
the same time controlling access for
their broker-dealer or custodian
business documents.
Online and subscription-based.
Docupace can meet the unique
needs of your company at an
affordable price.
Continously updated. Docupace
handles all the heavy lifting—
backups, patches, virus protection,
encryption, and business continuity
are all included and you benefit
from continual updates. Never be
locked in to legacy systems again.
u
With over 15,000 forms built directly into the ePACS
cloud-based system, you always have access to the right form to
efficiently manage client portfolios and accounts.
u
Every form an advisor needs is available through one
source—including broker-dealer specific forms—and forms are
automatically updated to meet the latest regulations and guidelines
as part of the subscription-based, online ePACS model.
Compliant. Docupace is an
industry leader in delivering
SEC/FINRA compliant paperless
processing. We’ve submitted more
letters of undertaking documents
on behalf of BDs/RIAS than any
other vendor.
Key information is automatically populated and forms are
smoothly integrated into the workflow because all of the Quik!
forms are built in to the ePACS system.
Secure. With multi-redundant
server technology and
industry-leading document
protection, your work is always
available and always safe.
u
Reduced time for branch audits.
Auditors and OSJs can now access
and review documents remotely
and in advance; the ability to search
in an organized manner for specific
document types across all clients
reduces time and effort while
producing better results.
Why did you
become an
advisor?
(Bet it wasn’t to
fill out forms.)
WEB BASED DOCUMENT MANAGEMENT
Smart forms? Smart business.
StartingPoint, powered by Quik!®
will reduce costs and increase
efficiency from the start.
Docupace Technologies
2001 S. Barrington, Suite 215
Los Angeles, CA 90025
[email protected]
Toll-free: 866-582-3713
Docupace.com
FORMS COMPANY LIST
Workflow is only as good
as the information entered.
What if we told you that there was a better
forms solution out there...
...and what if we told you it was free?
StartingPoint, powered by Quik!® is a component of ePACS, the most
seamless and cutting-edge workflow solution available today.
u
Smart forms have built-in business intelligence. This speeds the
workflow process and ensures information is entered correctly from
the very first client meeting. Advisors can rely on accurate
information and availability of key information, right from the start.
u
As a gathering point for critical background and data, StartingPoint
allows advisors to effectively ask the right questions and get the right
answers, and then seamlessly create workflow items that move
efficiently through the ePACS solution, achieving true
straight-through-processing.
u
Every form is immediately available through the cloud-based ePACS
program, eliminating the need to search through a cumbersome
desktop solution. There’s no extra charge for a key form or additional
monthly fee for access.
Quik!® is an enterprise forms automation
solution from Efficient Technology, Inc.
Based upon a flexible architecture that
allows Quik! to work with any database and
in any environment, Quik! saves time by simplifying the way you manage,
pre-populate and process forms and data, reducing costs by 75% or more.
The right forms solution means:
u Easy and efficient data entry.
u Workflow solutions that are integrated.
u Client records that meet regulatory and compliance guidelines.
u Accurate and complete information.
StartingPoint, powered by Quik!® benefits:
u
u
u
u
u
u
Save 75% or more time on forms.
Reduce NIGO transactions by up to 95%.
Achieve true straight-through-processing.
Centrally manage users and access reports.
Form selection wizard makes it easy to find forms.
A complete library of 15,000 forms in one place.
Forms from the following companies are available to all users. This list does not
include private companies, such as broker-dealers. Visit docupace.com to view a
complete list of forms by company name.
Absolute Capital Management
AEI Fund Management
Alger Funds
Alliance Bernstein
Allianz Global Investors
Allianz Life Financial Services, LLC
Allstate Life Insurance Company
Altegris Investments
American Century Funds
American Funds
Ameritas Variable Life Ins Co
API Funds
Aquila Funds
Aris Corporation
Arrow Funds
AssetMark Investment Services
ATEL Capital Group
AXA Equitable - Annuities
AXA Equitable - Life Insurance
Behringer Harvard Securities
Bel Air Investment Advisors LLC
Boston Capital Securities, Inc
Bright Directions
Brookstone Capital Management
BTS Asset Management
Burnham Funds
Calamos Investments
Calvert Asset Management
Charles Schwab
Charles Schwab & Co., Inc.
CLS Investments
CNL Investor Services
Cole Real Estate Investments
Columbia Funds Distributor, Inc.
Commonwealth Capital Securities Corp
Country Financial
Cypress Leasing
Davis Funds
Delaware Investments
Diamond Hill Investments
Dividend Capital
Dodge & Cox
Dunham & Associates Investment Counsel
DWS Investments
Eaton Vance
Edgewood Funds
Everbank
FAAS
Federated Investors
Fidelity Investments Institutional Wealth Services
First Sun America
First Trust Portfolios LP
FolioFN
Forward Funds
Franklin Square Capital Partners
Franklin Templeton
Franklin Templeton Bank & Trust
FTJ FundChoice
Genworth Financial
Goldman Sachs Asset Management
Green Investment Management Inc
Grubb & Ellis Company
Guardian Insurance & Annuity Company, Inc.
Hartford Investment Financial Svcs - Annuities
Hartford Investment Financial Svcs - Mutual
Funds
Hartford Investment Financial Svcs College Plans
Hartford Life Insurance Company - Life Ins
Heartland Funds
Henderson Global Investors
Highmark Funds
Hines
Horizon Investments
Hotchkis & Wiley Capital Management
HSBC Investor Funds
ICON Advisers Inc.
ICON Capital Corp.
ING - Annuities
ING - Life Insurance
Inland Securities
Integrity Life Insurance Co - Fixed Annuity
Integrity Life Insurance Co - VA
Invesco AIM
ISI Funds
ITS Asset Management
IVY Funds
J.P. Morgan Clearing Corp
J.P. Morgan Funds
Jackson National Life Insurance Company
Jennison Dryden Funds
John Hancock Freedom 529
John Hancock Funds
John Hancock Life Ins Co - Life Insurance
John Hancock Life Ins Co of NY - Annuities
John Hancock Life Ins. Co (USA) - Annuities
KBS REIT
Keeley Funds
LEAF Financial
Legend Advisory Corporation
Legent Clearing
Legg Mason Fund Adviser
Lincoln Benefit Life
Lincoln Financial Group - Annuities
Lincoln Financial Group - Life Ins
Lincoln Life and Annuity Co of NY
Lindner Capital Advisors
Lord Abbett & Co.
Loring Ward
Macquarie Group
Madison Avenue Securities Transitions
MainStay Investments
MassMutual - Annuities
MassMutual - Disability Income
MassMutual - Estate & Business Planning
MassMutual - Life
MassMutual - Long Term Care
Mesirow Financial, Inc
MetLife Investors
MFS Investment Management
Midland National Life
Morgan Stanley Dean Witter Asset Mgmt
MTB Funds
National Integrity Life Ins - Fixed Annuity
National Integrity Life Ins - VA
Nationwide
New York Life Annuities
NFS (National Financial Services)
Nuveen Advisory
Old Mutual
Olstein Funds
ONESCO
Oppenheimer Funds
Pacific Advisors Fund
Pacific Life & Annuity (NY-Annuity & Mutual
Funds)
Pacific Life (Annuities & Mutual Funds)
Pacific Life Funds
Paladin REIT
Parnassus Funds
Pax World Funds
Penn Mutual Life Ins Co
Perritt Funds
Pershing
PIMCO
Pioneer Investments
Potomac Fund Management
Principal Financial Group
Principal Funds
Priority Capital Group
ProFunds
Protective Life Insurance Company
Prudential Annuities
Prudential Annuities (Advanced Series)
Prudential Funds
Prudential Premier Retirement
Putnam Funds
QUADS Trust Company
Quaker Funds
Quant Funds
Rainier Capital Management
Redwood Mortgage Investors
Reef Oil & Gas Partners LP
Reserve Funds
Riversource Investments-Mutual Funds
Royce Funds
RS Funds
Santa Barbara Group of Funds
Scholars Choice
Security Benefit Life
Selected Funds
Sentinel Funds
Southwest Securities
Spire Investment Partners, LLC
Steadfast Capital Markets Group
Steben & Company
StockCar Stocks Index Fund
Strategic Capital Holdings, LLC
Summit Hotel Properties, LLC
Sun Life of Canada - Annuities
Sun Life of Canada - Life Insurance
SunAmerica Mutual Funds
SunAmerica Retirement Markets
Superfund USA, Inc
TD Ameritrade
TIAA CREF
TIC Properties
Timothy Plan
Toews Corporation
Trade PMR
Transamerica Life Insurance Co - Annuity
Transamerica Life Insurance Co - Insurance
Transamerica Mutual Funds
Trust Company of America
US Government
Van Eck Global
Van Kampen Funds
Vanguard Funds
Virtus Funds
W P Carey & Co.
Weatherstone Capital Management
Wells Fargo Advantage Funds
Wells Fargo Investments
Wells Real Estate Funds
Westcore Funds
Western National Life
Western Reserve Life Assurance Co of Ohio
Western-Southern
WNC Housing Credit
FORMS COMPANY LIST
Workflow is only as good
as the information entered.
What if we told you that there was a better
forms solution out there...
...and what if we told you it was free?
StartingPoint, powered by Quik!® is a component of ePACS, the most
seamless and cutting-edge workflow solution available today.
u
Smart forms have built-in business intelligence. This speeds the
workflow process and ensures information is entered correctly from
the very first client meeting. Advisors can rely on accurate
information and availability of key information, right from the start.
u
As a gathering point for critical background and data, StartingPoint
allows advisors to effectively ask the right questions and get the right
answers, and then seamlessly create workflow items that move
efficiently through the ePACS solution, achieving true
straight-through-processing.
u
Every form is immediately available through the cloud-based ePACS
program, eliminating the need to search through a cumbersome
desktop solution. There’s no extra charge for a key form or additional
monthly fee for access.
Quik!® is an enterprise forms automation
solution from Efficient Technology, Inc.
Based upon a flexible architecture that
allows Quik! to work with any database and
in any environment, Quik! saves time by simplifying the way you manage,
pre-populate and process forms and data, reducing costs by 75% or more.
The right forms solution means:
u Easy and efficient data entry.
u Workflow solutions that are integrated.
u Client records that meet regulatory and compliance guidelines.
u Accurate and complete information.
StartingPoint, powered by Quik!® benefits:
u
u
u
u
u
u
Save 75% or more time on forms.
Reduce NIGO transactions by up to 95%.
Achieve true straight-through-processing.
Centrally manage users and access reports.
Form selection wizard makes it easy to find forms.
A complete library of 15,000 forms in one place.
Forms from the following companies are available to all users. This list does not
include private companies, such as broker-dealers. Visit docupace.com to view a
complete list of forms by company name.
Absolute Capital Management
AEI Fund Management
Alger Funds
Alliance Bernstein
Allianz Global Investors
Allianz Life Financial Services, LLC
Allstate Life Insurance Company
Altegris Investments
American Century Funds
American Funds
Ameritas Variable Life Ins Co
API Funds
Aquila Funds
Aris Corporation
Arrow Funds
AssetMark Investment Services
ATEL Capital Group
AXA Equitable - Annuities
AXA Equitable - Life Insurance
Behringer Harvard Securities
Bel Air Investment Advisors LLC
Boston Capital Securities, Inc
Bright Directions
Brookstone Capital Management
BTS Asset Management
Burnham Funds
Calamos Investments
Calvert Asset Management
Charles Schwab
Charles Schwab & Co., Inc.
CLS Investments
CNL Investor Services
Cole Real Estate Investments
Columbia Funds Distributor, Inc.
Commonwealth Capital Securities Corp
Country Financial
Cypress Leasing
Davis Funds
Delaware Investments
Diamond Hill Investments
Dividend Capital
Dodge & Cox
Dunham & Associates Investment Counsel
DWS Investments
Eaton Vance
Edgewood Funds
Everbank
FAAS
Federated Investors
Fidelity Investments Institutional Wealth Services
First Sun America
First Trust Portfolios LP
FolioFN
Forward Funds
Franklin Square Capital Partners
Franklin Templeton
Franklin Templeton Bank & Trust
FTJ FundChoice
Genworth Financial
Goldman Sachs Asset Management
Green Investment Management Inc
Grubb & Ellis Company
Guardian Insurance & Annuity Company, Inc.
Hartford Investment Financial Svcs - Annuities
Hartford Investment Financial Svcs - Mutual
Funds
Hartford Investment Financial Svcs College Plans
Hartford Life Insurance Company - Life Ins
Heartland Funds
Henderson Global Investors
Highmark Funds
Hines
Horizon Investments
Hotchkis & Wiley Capital Management
HSBC Investor Funds
ICON Advisers Inc.
ICON Capital Corp.
ING - Annuities
ING - Life Insurance
Inland Securities
Integrity Life Insurance Co - Fixed Annuity
Integrity Life Insurance Co - VA
Invesco AIM
ISI Funds
ITS Asset Management
IVY Funds
J.P. Morgan Clearing Corp
J.P. Morgan Funds
Jackson National Life Insurance Company
Jennison Dryden Funds
John Hancock Freedom 529
John Hancock Funds
John Hancock Life Ins Co - Life Insurance
John Hancock Life Ins Co of NY - Annuities
John Hancock Life Ins. Co (USA) - Annuities
KBS REIT
Keeley Funds
LEAF Financial
Legend Advisory Corporation
Legent Clearing
Legg Mason Fund Adviser
Lincoln Benefit Life
Lincoln Financial Group - Annuities
Lincoln Financial Group - Life Ins
Lincoln Life and Annuity Co of NY
Lindner Capital Advisors
Lord Abbett & Co.
Loring Ward
Macquarie Group
Madison Avenue Securities Transitions
MainStay Investments
MassMutual - Annuities
MassMutual - Disability Income
MassMutual - Estate & Business Planning
MassMutual - Life
MassMutual - Long Term Care
Mesirow Financial, Inc
MetLife Investors
MFS Investment Management
Midland National Life
Morgan Stanley Dean Witter Asset Mgmt
MTB Funds
National Integrity Life Ins - Fixed Annuity
National Integrity Life Ins - VA
Nationwide
New York Life Annuities
NFS (National Financial Services)
Nuveen Advisory
Old Mutual
Olstein Funds
ONESCO
Oppenheimer Funds
Pacific Advisors Fund
Pacific Life & Annuity (NY-Annuity & Mutual
Funds)
Pacific Life (Annuities & Mutual Funds)
Pacific Life Funds
Paladin REIT
Parnassus Funds
Pax World Funds
Penn Mutual Life Ins Co
Perritt Funds
Pershing
PIMCO
Pioneer Investments
Potomac Fund Management
Principal Financial Group
Principal Funds
Priority Capital Group
ProFunds
Protective Life Insurance Company
Prudential Annuities
Prudential Annuities (Advanced Series)
Prudential Funds
Prudential Premier Retirement
Putnam Funds
QUADS Trust Company
Quaker Funds
Quant Funds
Rainier Capital Management
Redwood Mortgage Investors
Reef Oil & Gas Partners LP
Reserve Funds
Riversource Investments-Mutual Funds
Royce Funds
RS Funds
Santa Barbara Group of Funds
Scholars Choice
Security Benefit Life
Selected Funds
Sentinel Funds
Southwest Securities
Spire Investment Partners, LLC
Steadfast Capital Markets Group
Steben & Company
StockCar Stocks Index Fund
Strategic Capital Holdings, LLC
Summit Hotel Properties, LLC
Sun Life of Canada - Annuities
Sun Life of Canada - Life Insurance
SunAmerica Mutual Funds
SunAmerica Retirement Markets
Superfund USA, Inc
TD Ameritrade
TIAA CREF
TIC Properties
Timothy Plan
Toews Corporation
Trade PMR
Transamerica Life Insurance Co - Annuity
Transamerica Life Insurance Co - Insurance
Transamerica Mutual Funds
Trust Company of America
US Government
Van Eck Global
Van Kampen Funds
Vanguard Funds
Virtus Funds
W P Carey & Co.
Weatherstone Capital Management
Wells Fargo Advantage Funds
Wells Fargo Investments
Wells Real Estate Funds
Westcore Funds
Western National Life
Western Reserve Life Assurance Co of Ohio
Western-Southern
WNC Housing Credit
FORMS COMPANY LIST
Workflow is only as good
as the information entered.
What if we told you that there was a better
forms solution out there...
...and what if we told you it was free?
StartingPoint, powered by Quik!® is a component of ePACS, the most
seamless and cutting-edge workflow solution available today.
u
Smart forms have built-in business intelligence. This speeds the
workflow process and ensures information is entered correctly from
the very first client meeting. Advisors can rely on accurate
information and availability of key information, right from the start.
u
As a gathering point for critical background and data, StartingPoint
allows advisors to effectively ask the right questions and get the right
answers, and then seamlessly create workflow items that move
efficiently through the ePACS solution, achieving true
straight-through-processing.
u
Every form is immediately available through the cloud-based ePACS
program, eliminating the need to search through a cumbersome
desktop solution. There’s no extra charge for a key form or additional
monthly fee for access.
Quik!® is an enterprise forms automation
solution from Efficient Technology, Inc.
Based upon a flexible architecture that
allows Quik! to work with any database and
in any environment, Quik! saves time by simplifying the way you manage,
pre-populate and process forms and data, reducing costs by 75% or more.
The right forms solution means:
u Easy and efficient data entry.
u Workflow solutions that are integrated.
u Client records that meet regulatory and compliance guidelines.
u Accurate and complete information.
StartingPoint, powered by Quik!® benefits:
u
u
u
u
u
u
Save 75% or more time on forms.
Reduce NIGO transactions by up to 95%.
Achieve true straight-through-processing.
Centrally manage users and access reports.
Form selection wizard makes it easy to find forms.
A complete library of 15,000 forms in one place.
Forms from the following companies are available to all users. This list does not
include private companies, such as broker-dealers. Visit docupace.com to view a
complete list of forms by company name.
Absolute Capital Management
AEI Fund Management
Alger Funds
Alliance Bernstein
Allianz Global Investors
Allianz Life Financial Services, LLC
Allstate Life Insurance Company
Altegris Investments
American Century Funds
American Funds
Ameritas Variable Life Ins Co
API Funds
Aquila Funds
Aris Corporation
Arrow Funds
AssetMark Investment Services
ATEL Capital Group
AXA Equitable - Annuities
AXA Equitable - Life Insurance
Behringer Harvard Securities
Bel Air Investment Advisors LLC
Boston Capital Securities, Inc
Bright Directions
Brookstone Capital Management
BTS Asset Management
Burnham Funds
Calamos Investments
Calvert Asset Management
Charles Schwab
Charles Schwab & Co., Inc.
CLS Investments
CNL Investor Services
Cole Real Estate Investments
Columbia Funds Distributor, Inc.
Commonwealth Capital Securities Corp
Country Financial
Cypress Leasing
Davis Funds
Delaware Investments
Diamond Hill Investments
Dividend Capital
Dodge & Cox
Dunham & Associates Investment Counsel
DWS Investments
Eaton Vance
Edgewood Funds
Everbank
FAAS
Federated Investors
Fidelity Investments Institutional Wealth Services
First Sun America
First Trust Portfolios LP
FolioFN
Forward Funds
Franklin Square Capital Partners
Franklin Templeton
Franklin Templeton Bank & Trust
FTJ FundChoice
Genworth Financial
Goldman Sachs Asset Management
Green Investment Management Inc
Grubb & Ellis Company
Guardian Insurance & Annuity Company, Inc.
Hartford Investment Financial Svcs - Annuities
Hartford Investment Financial Svcs - Mutual
Funds
Hartford Investment Financial Svcs College Plans
Hartford Life Insurance Company - Life Ins
Heartland Funds
Henderson Global Investors
Highmark Funds
Hines
Horizon Investments
Hotchkis & Wiley Capital Management
HSBC Investor Funds
ICON Advisers Inc.
ICON Capital Corp.
ING - Annuities
ING - Life Insurance
Inland Securities
Integrity Life Insurance Co - Fixed Annuity
Integrity Life Insurance Co - VA
Invesco AIM
ISI Funds
ITS Asset Management
IVY Funds
J.P. Morgan Clearing Corp
J.P. Morgan Funds
Jackson National Life Insurance Company
Jennison Dryden Funds
John Hancock Freedom 529
John Hancock Funds
John Hancock Life Ins Co - Life Insurance
John Hancock Life Ins Co of NY - Annuities
John Hancock Life Ins. Co (USA) - Annuities
KBS REIT
Keeley Funds
LEAF Financial
Legend Advisory Corporation
Legent Clearing
Legg Mason Fund Adviser
Lincoln Benefit Life
Lincoln Financial Group - Annuities
Lincoln Financial Group - Life Ins
Lincoln Life and Annuity Co of NY
Lindner Capital Advisors
Lord Abbett & Co.
Loring Ward
Macquarie Group
Madison Avenue Securities Transitions
MainStay Investments
MassMutual - Annuities
MassMutual - Disability Income
MassMutual - Estate & Business Planning
MassMutual - Life
MassMutual - Long Term Care
Mesirow Financial, Inc
MetLife Investors
MFS Investment Management
Midland National Life
Morgan Stanley Dean Witter Asset Mgmt
MTB Funds
National Integrity Life Ins - Fixed Annuity
National Integrity Life Ins - VA
Nationwide
New York Life Annuities
NFS (National Financial Services)
Nuveen Advisory
Old Mutual
Olstein Funds
ONESCO
Oppenheimer Funds
Pacific Advisors Fund
Pacific Life & Annuity (NY-Annuity & Mutual
Funds)
Pacific Life (Annuities & Mutual Funds)
Pacific Life Funds
Paladin REIT
Parnassus Funds
Pax World Funds
Penn Mutual Life Ins Co
Perritt Funds
Pershing
PIMCO
Pioneer Investments
Potomac Fund Management
Principal Financial Group
Principal Funds
Priority Capital Group
ProFunds
Protective Life Insurance Company
Prudential Annuities
Prudential Annuities (Advanced Series)
Prudential Funds
Prudential Premier Retirement
Putnam Funds
QUADS Trust Company
Quaker Funds
Quant Funds
Rainier Capital Management
Redwood Mortgage Investors
Reef Oil & Gas Partners LP
Reserve Funds
Riversource Investments-Mutual Funds
Royce Funds
RS Funds
Santa Barbara Group of Funds
Scholars Choice
Security Benefit Life
Selected Funds
Sentinel Funds
Southwest Securities
Spire Investment Partners, LLC
Steadfast Capital Markets Group
Steben & Company
StockCar Stocks Index Fund
Strategic Capital Holdings, LLC
Summit Hotel Properties, LLC
Sun Life of Canada - Annuities
Sun Life of Canada - Life Insurance
SunAmerica Mutual Funds
SunAmerica Retirement Markets
Superfund USA, Inc
TD Ameritrade
TIAA CREF
TIC Properties
Timothy Plan
Toews Corporation
Trade PMR
Transamerica Life Insurance Co - Annuity
Transamerica Life Insurance Co - Insurance
Transamerica Mutual Funds
Trust Company of America
US Government
Van Eck Global
Van Kampen Funds
Vanguard Funds
Virtus Funds
W P Carey & Co.
Weatherstone Capital Management
Wells Fargo Advantage Funds
Wells Fargo Investments
Wells Real Estate Funds
Westcore Funds
Western National Life
Western Reserve Life Assurance Co of Ohio
Western-Southern
WNC Housing Credit
Now there’s an alternative to busy work:
StartingPoint, powered by Quik!®
Some form systems can help automate data entry, but with
StartingPoint, a key component of ePACS, you will benefit from an
integrated solution that contains truly smart forms.
DOCUPACE BENEFITS
Compatible. Docupace provides
seamless integration with the
systems that manage your
productivity, such as your CRM,
form-filling, and electronic
signature programs.
Customizable and inclusive.
Thanks to the controls within the
system, producers have a single
view of client information while at
the same time controlling access for
their broker-dealer or custodian
business documents.
Online and subscription-based.
Docupace can meet the unique
needs of your company at an
affordable price.
Continously updated. Docupace
handles all the heavy lifting—
backups, patches, virus protection,
encryption, and business continuity
are all included and you benefit
from continual updates. Never be
locked in to legacy systems again.
u
With over 15,000 forms built directly into the ePACS
cloud-based system, you always have access to the right form to
efficiently manage client portfolios and accounts.
u
Every form an advisor needs is available through one
source—including broker-dealer specific forms—and forms are
automatically updated to meet the latest regulations and guidelines
as part of the subscription-based, online ePACS model.
Compliant. Docupace is an
industry leader in delivering
SEC/FINRA compliant paperless
processing. We’ve submitted more
letters of undertaking documents
on behalf of BDs/RIAS than any
other vendor.
Key information is automatically populated and forms are
smoothly integrated into the workflow because all of the Quik!
forms are built in to the ePACS system.
Secure. With multi-redundant
server technology and
industry-leading document
protection, your work is always
available and always safe.
u
Reduced time for branch audits.
Auditors and OSJs can now access
and review documents remotely
and in advance; the ability to search
in an organized manner for specific
document types across all clients
reduces time and effort while
producing better results.
Why did you
become an
advisor?
(Bet it wasn’t to
fill out forms.)
WEB BASED DOCUMENT MANAGEMENT
Smart forms? Smart business.
StartingPoint, powered by Quik!®
will reduce costs and increase
efficiency from the start.
Docupace Technologies
2001 S. Barrington, Suite 215
Los Angeles, CA 90025
[email protected]
Toll-free: 866-582-3713
Docupace.com