– Diagnosis and Management of Asthma – Clinical Practice Guideline

Diagnosis and Management of Asthma –
Adult/Pediatric – Clinical Practice Guideline
Cover Sheet
Target Population: Adults and Pediatrics diagnosed with Asthma
Guideline Contact for Content:
Name: William Busse, MD
Phone Number: 608-263-6183
Email Address: [email protected]
Guideline Contact for Document Changes:
Name: Tom Mably, PhD
Phone Number: 608-890-6695
Email Address: [email protected]
Coordinating Team Members/Review Individuals: Tim Ballweg (GHC),
Jeremy Bufford, MD (Meriter), William Busse, MD, Jonathan Fliegel, MD
(Pediatrics, Hospitalist), Daniel Jackson, MD (Pediatrics), Michael Kim,
MD (Pediatrics, Emergency Department), Joshua Ross, MD (Emergency
Department) , Robert Lemanske, MD (Pediatrics), Russell Lemmon, MD
(Family Medicine), Pamela Olson, MD (Family Medicine), Scott Guetzlaff
(CCKM), Kathleen Shanovich, RN, Rhonda Yngsdal-Krenz (Respiratory
Therapy), Elaine Rosenblatt , MSN (Unity), Cara Winsand, Jody Jardine,
RN (Physician’s Plus), Jennifer Schauer, RPh, PharmD (Unity), Lisa
Sherven, RN (GHC), Kim Volberg, RN (Dean Health Care)
Committee Approvals/Dates:Clinical Knowledge Management Council /
October 24, 2013
Release Date: October 30, 2013
1
Executive Summary
Guideline Title:
Diagnosis and Management of Asthma - Adult/Pediatric – Clinical
Practice Guideline
Guideline Overview:
The 2013 Asthma guidelines are a condensed version of the 2007
Summary Report of Guidelines for the Diagnosis and Management
of Asthma and the 2004 Managing Asthma During Pregnancy:
Recommendations for Pharmacologic Treatment produced by the
U.S. Department of Health and Human Services.
2
Practice Recommendations:
3
4
Estimated Comparative Daily Dosages for Inhaled Corticosteroids in
Children and Adults (years of age)
Drug
Beclomethasone
HFA
40 or 80 mcg/puff
Budesonide DPI
90, 180 or 200
mcg/inhalation
Budesonide
inhaled
Inhalation for
suspension
Ciclesonide HFA
80 or 160 mcg
Flunisolide HFA
80 mcg/puff
Fluticasone
HFA/MDI: 44, 110,
or 220 mcg/puff
DPI: 50, 100 or
250 mcg/inhalation
Low Daily Dose
Child
Child
Adult
(0-4)
(5-11)
(≥12)
Medium Daily Dose
Child
Child
Adult
( 0-4)
(5-11)
(≥12)
High Daily Dose
Child
Child
Adult
(0-4)
(5-11)
(≥12)
NA
80-160
mcg
80-240
mcg
NA
>160-320
mcg
>240480 mcg
NA
>320
mcg
>480
mcg
NA
180400
mcg
180600
mcg
NA
>400-800
mcg
>6001200
mcg
NA
> 800
mcg
>1200
mcg
0.250.5 mg
0.5 mg
NA
>0.5-1
mg
1 mg
NA
>1 mg
2 mg
NA
NA
NA
NA
NA
320 mcg
NA
NA
NA
160
mcg
160
mcg
320
mcg
NA
320 mcg
>320640 mcg
NA
≥640
mcg
640
mcg
>640
mcg
176
mcg
88-176
mcg
88-264
mcg
>176352 mcg
>176-352
mcg
>264440 mcg
>352
mcg
>352
mcg
>440
mcg
NA
100200
mcg
100NA
>200>300NA
>400
>500
300
400mcg
500 mcg
mcg
mcg
mcg
Mometasone DPI
NA
200
>400
NA
NA
NA
400 mcg
NA
NA
200 mcg/inhalation
mcg
mcg
Key: HFA: hydrofluoroalkane; NA, not approved and no data available for this age group
* Most important determinant of appropriate dosing is clinician’s judgement of patient’s response to therapy
* Some doses may be outside FDA approved dosing, especially in high dose range
* Metered dose inhaler (MDI) dosages are expressed as the actuator dose
* Safety & efficacy of inhaled corticosteroids in children < 1 yr have not been established;children < 4 yrs of age generally
require a face mask for ICS administration
5
Diagnosis and Management of Asthma – Adult/Pediatric Clinical Practice Guideline
Table of Contents
Introduction………………………………………………………………………………....7
Diagnosis and Management Flowchart………………………………………………. .8
Diagnosis and Management Summary………………………………………………...9
Stepwise Management Summary……………………………………………………...10
Practice Recommendations ……………………………………………………………11
1. Diagnosis/ Assessment of Severity…………………………………..………11
2. Medications………………………………………………………………………..13
3. Patient Education……………………………………………………………...…16
4. Exacerbations …………………………………………………………...……….17
5. Special Situations (Exercise-Induced Bronchospasm & Pregnancy).….18
6. Asthma Specialist Consultation……………………………………………….19
Additional Provider Resources………………………………………………………...23
Evidence/References…………………………………………………………………….31
Acknowledgements………………………………………………………………………32
6
INTRODUCTION
Guidelines are designed to assist clinicians by providing a framework for the evaluation and treatment of patients.
These guidelines outline the preferred approach for most patients. They are not intended to replace a clinician's
judgment or to establish a protocol for all patients. It is understood that some patients will not fit the clinical
condition contemplated by a guideline and that a guideline will rarely establish the only appropriate approach to a
problem. The guidelines below are adapted from the National Asthma Education and Prevention Program.
(2007). Guidelines for the Diagnosis and Management of Asthma (Summary Report). U.S. Department of Health
and Human Services, Expert Panel 3, 1-60.
What is Asthma:
Asthma is a chronic inflammatory disorder of the airways in which many cells and cellular elements play
a role: in particular, mast cells, eosinophils, neutrophils (especially in sudden onset, fatal exacerbations,
occupational asthma, and patients who smoke), Tlymphocytes, macrophages, and epithelial cells. In
susceptible individuals, this inflammation causes recurrent episodes of coughing (particularly at night or
early in the morning), wheezing, breathlessness, and chest tightness. These episodes are usually
associated with widespread but variable airflow obstruction that is often reversible either spontaneously
or with treatment.
The goals of asthma therapy are to prevent chronic asthma symptoms and asthma exacerbations,
maintain normal activity levels, have normal or near normal lung function, experience no or minimal side
effects and have patient satisfaction with asthma care.
7
DIAGNOSIS AND MANAGEMENT FLOWCHART
Diagnosis and Management of Asthma
Patient presents with
symptoms of asthma
Establish
diagnosis of
asthma and
determine level of
severity
no
Previous
diagnosis of
asthma?
yes
Acute asthma
exacerbation?
yes
Assess severity of
asthma
exacerbation
Does patient need ED
or inpatient
management?
no
yes
Send to ED
no
Evaluation:
Medical history
Use of validated questionnaire
Assess asthma triggers
Physical examination
Measure lung function
Consider consultation and/or
allergy testing
Management of asthma
exacerbation
Beta2-agonists
Corticosteroids
Assess response
to treatment
yes
Determine level of
asthma control
Step care of
pharmacologic
treatment
Asthma Education
Basic facts about asthma
How medications work
Inhaler technique
Written action plan based on
home peak flow rate
Environmental control measures
Emphasize need for regular
follow-up visits
Does patient need ED or
inpatient asthma
management?
no
Schedule regular follow-up visits
to assess control and potentially
step-up or step-down care.
8
9
10
PRACTICE RECOMMENDATIONS
Diagnosis/Assessment of Asthma
The presence of multiple key indicators increase the probability of asthma.
Wheezing
o High-pitched whistling sounds when breathing out—especially in children.
o A lack of wheezing and a normal chest examination do not exclude asthma.
History of any of the following:
o Cough (worse particularly at night)
o Recurrent wheeze
o Recurrent difficulty in breathing
o Recurrent chest tightness
Symptoms occur or worsen in the presence of:
o Exercise
o Respiratory infection
o Allergens (e.g., animals with fur or hair, house-dust mites, mold, pollen, foods)
o Irritants (e.g. tobacco or wood smoke, airborne chemicals, perfumes, scents)
o Changes in weather
o Emotions (e.g. laughing, crying, stress)
o Hormonal changes
o Co-morbidities such as gastroesophogeal reflux disease (GERD)
Symptoms occur or worsen at night, awakening the patient.
Recommended Methods to Establish the Diagnosis
Detailed medical history. “Suggested Items for Medical History”
For questions to include See figure 1in Additional Provider Resources
Physical examination may reveal findings that increase the probability of asthma, but the
absence of these findings does not rule out asthma because the disease is variable and signs
may be absent between episodes. The examination focuses on:
o Upper respiratory tract (increased nasal secretion, mucosal swelling and or/nasal
polyp)
o Chest (sounds of wheezing during normal breathing or prolonged phase of forced
exhalation, hyperexpansion of the thorax, use of accessory muscles, appearance of
hunched shoulders, chest deformity)
o Skin (atopic dermatitis, eczema)
Spirometry may demonstrate obstruction and assesses reversibility in patients ≥ 5 years of
age. Patients’ perceptions of their airflow obstruction are highly variable.
Spirometry may be ordered in clinic or hospital-based pulmonary function lab.
Consider referral to an asthma specialist if patient is on a moderate to high dose of Inhaled
Corticosteroids (ICS), has uncontrolled asthma, or has co-morbid conditions
Assessing Severity for Treatment Initiation/Assessing Control for Treatment Monitoring and
Modification
Severity: Intensity of the disease; combination of impairment and risk to establish level of
severity. (To assess severity refer to figures 3 and 6)
Impairment: Frequency and intensity of symptoms and functional limitations the patient is
currently experiencing or has recently experienced.
Risk: The likelihood of either asthma exacerbations (acute or subacute episodes of
progressively worsening shortness of breath, cough, wheezing, and chest tightness, or some
combinations of these symptoms), progressive decline in lung function (or for children,
reduced lung growth), or risk of adverse effects from medication.
Control: The degree to which the manifestations of asthma are minimized by therapeutic
intervention and the goals of therapy are met; similar to severity, combination of impairment
11
and risk guide level of asthma control. (To assess control refer to figures 4 and 7; for
stepwise approach to therapy modification refer to figures 5 and 8)
o Validated control questionnaires are available.
Asthma Control Test (ACT) A questionnaire may help determine if asthma is under control
and that the treatment plan is effective or alteration in medication should be considered at
each opportunity
A patient diagnosed with asthma should take the ACT with their primary care
physician clinic (or asthma specialist) once a year.
To take an ACT test:
http://www.asthmacontrol.com/index.html (adult ages >12)
http://www.asthma.com/resources/child-asthma-control-test.html (pediatric
ages 4-11)
http://asthmatracktest.com/ (for children <5 years)
Once therapy is initiated, the emphasis thereafter for clinical management is
changed to the assessment of asthma control. The level of asthma control will guide
decisions either to maintain or adjust therapy.
Responsiveness: The ease with which asthma control is achieved by therapy.
Follow-up Visits: The frequency of monitoring is a matter of clinical judgment. In general,
visits should be scheduled:
o 2- to 6- week intervals for patients who are just starting therapy or who require a step
up in therapy to achieve or regain asthma control.
o 1- to 6- month intervals after asthma control is achieved to monitor whether asthma
control is maintained. The interval will depend on factors such as the duration of
asthma control or the level of treatment required.
o Consider scheduling visits at 3-month intervals if a step down in therapy is
anticipated.
12
2.
Medications (Ask patients about all medications and interventions they are using)
Medications for Asthma Management
Examples
Quick-Relief
Medication
or Long-Term
Inhaled
Corticosteroids (ICS)
Beclomethasone,
Budesonid
Long-term
Leukotriene Modifiers
Montelucast
Long-term
Long Acting Beta
Agonists (LABAs)
Salmeterol,
formoterol
Long-term
Combination products
Long-term
Immunomodulators
Omalizumab (antiIgE)
Long-term
Methylxanthines
Theoophylline
Long-term
Mast Cell Stabilizers
Chromolyn Sodium
Short Acting Beta
Agonists (SABAs)
Albuterol,
levalbuterol, and
pirbuterol
Ipatropion
Quick-relief
Methylprednisolonge
Quick-relief
Anticholinergics
Systemic
Corticosteriods
Complementary and
Alternative
Medications (CAMS)
Quick-relief
Complementary
and Alternative
Medications
(CAMS)
Purpose
Reduce airway
hyperresponsiveness,
inhibit inflammatory cell
migration and activation
and block late phase
reaction to allergen.
Interfere with the pathway
of leukotriene mediators,
which are released from
mast cells, eosinophils,
and basophils.
Bronchodilation of at least
12 hours after a single
dose.
LABA & ICS for moderate
persistent asthma.
Prevents binding of IgE to
the high-affinity receptors
on basophils and mast
cells.
Mild to moderate
bronchodilator used as
alternative therapy for mild
persistent asthma or as
adjunctive therapy with
ICS in patients ≥5 years of
age.
Stabilize mast cells and
interfere with chloride
channel function.
Bronchodilators that relax
smooth muscle.
Inhibit muscarinic
cholinergic receptors and
reduce intrinsic vagal tone
of the airway.
Used for severe
exacerbations in addition
to SABAs to speed
recovery and to prevent
recurrence of
exacerbations.
Evidence is insufficient to
recommend or not
recommend most CAMS
or treatments for asthma.
Considerations
They are the preferred
controller medication for all
age groups.
Metered dose inhalers
(MDIs) may be used with a
spacer.
They must be used in
combination with an ICS.
Step 3 care or above.
Not preferred therapy.
Cromolyn Sodium available
only in nebulized form. Not
preferred therapy
May be used as an
alternative to SABAs in
patients who cannot
tolerate SABAs.
Patients who use herbal
treatments for asthma
should be cautioned about
potential drug interactions
and harmful ingredients
13
3. Estimated Comparative Daily Dosages for Inhaled Corticosteroids in
Adults and Children (years of age)
Drug
Beclomethasone
HFA
40 or 80 mcg/puff
Budesonide DPI
90, 180 or 200
mcg/inhalation
Budesonide
inhaled
Inhalation for
suspension
Ciclesonide HFA
80 or 160 mcg
Flunisolide HFA
80 mcg/puff
Fluticasone
HFA/MDI: 44, 110,
or 220 mcg/puff
DPI: 50, 100 or
250 mcg/inhalation
Low Daily Dose
Child
Child
Adult
(0-4)
(5-11)
(≥ 12)
Medium Daily Dose
Child
Child 5Adult
( 0-4)
(5-11)
(≥ 12)
High Daily Dose
Child
Child
Adult
(0-4)
(5-11)
(≥ 12)
NA
80-160
mcg
80-240
mcg
NA
>160-320
mcg
>240480 mcg
NA
>320
mcg
>480
mcg
NA
180400
mcg
180600
mcg
NA
>400-800
mcg
>6001200
mcg
NA
> 800
mcg
>1200
mcg
0.250.5 mg
0.5 mg
NA
>0.5-1
mg
1 mg
NA
>1 mg
2 mg
NA
NA
NA
NA
NA
320 mcg
NA
NA
NA
160
mcg
160
mcg
320
mcg
NA
320 mcg
>320640 mcg
NA
≥640
mcg
640
mcg
>640
mcg
176
mcg
88-176
mcg
88-264
mcg
>176352 mcg
>176-352
mcg
>264440 mcg
>352
mcg
>352
mcg
>440
mcg
NA
100200
mcg
100NA
>200>300NA
>400
>500
300
400mcg
500 mcg
mcg
mcg
mcg
Mometasone DPI
NA
200
>400
NA
NA
NA
400 mcg
NA
NA
200 mcg/inhalation
mcg
mcg
Key: HFA: hydrofluoroalkane; NA, not approved and no data available for this age group
* Most important determinant of appropriate dosing is clinician’s judgement of patient’s response to therapy
* Some doses may be outside FDA approved dosing, especially in high dose range
* Metered dose inhaler (MDI) dosages are expressed as the actuator dose
* Safety & efficacy of inhaled corticosteroids in children < 1 yr have not been established;children < 4 yrs of age generally
require a face mask for ICS administration
14
4. Asthma Medication by Catogory
Drug (Generic name)
Drug (Brand name)
Albuterol
Albuterol
Albuterol
Albuterol
Bronchodilators
Proair HFA
Proventil HFA
Ventolin HFA
Albuterol Nebs (0.083%, 25) 0.63 mg/mL;
1.25 mg/3 mL; 2.5 mg/3mL, 2.5 mg/0.5 mL
Albuterol
Albuterol/I pratropium
Albuterol/I pratropium
Formoterol
Formoterol
Ipratropium
Levalbuterol
Levalbuterol
Pirbuterol
Salmeterol
Tiotropium
Beclomethasone
Beclomethasone
Budesonide
Budesonide
Budesonide
Budesonide
Budesonide
Ciclesonide
Ciclesonide
Flunisolide
Fluticasone
Fluticasone
Fluticasone
Fluticasone
Fluticasone
Fluticasone
Mometasone
Mometasone
Budesonide/formoterol
Budesonide/formoterol
Fluticasone/salmeterol
Fluticasone/salmeterol
Fluticasone/salmeterol
Fluticasone/salmeterol
Fluticasone/salmeterol
Fluticasone/salmeterol
Mometasone/formoterol
Montelukast
Montelukast
Montelukast
Montelukast
Zafirlukast
Zafirlukast
Zileuton
Zileuton
Albuterol Syrup 2mg/5ml
Combivent Respimat*
albuterol/ipratropium nebs 0.5 mg/3 mg/3
mL
Foradil 12mcg/cap
Perforomist 20mcg/2ml nebs
ipratropium nebs
Xopenex HFA
Xopenex nebules 0.31mg/3ml;
0.63mg/3mls; 1.25mg/3ml; 1.25 mg/0.5 mL
Maxair*
Serevent
Spiriva
Inhaled CS
Qvar 40mcg
Qvar 80mcg
Pulmicort Flexhaler 90mcg
Pulmicort Flexhaler 180mcg
budesonide nebs 250mcg
Budesonide nebs 500mcg
Pulimicort Respules 1mg
Alvesco HFA 80mcg
Alvesco HFA 160mcg
Aerospan 80 mcg
Flovent HFA 44mcg
Flovent HFA 110mcg
Flovent HFA 220mcg
Flovent Diskus 50mcg
Flovent Diskus 100mcg
Flovent Diskus 250mcg
Asmanex 110mcg
Asmanex 220mcg
Inhaled CSS/LBA
Symbicort HFA 80/4.5
Symbicort HFA 160/4.5
Advair HFA 45/21
Advair HFA 115/21
Advair HFA 230/21
Advair Diskus 100/50
Advair Diskus 250/50
Advair Diskus 500/50
Dulera 100/5
LTRA's
4 mg granules
4mg chew tab
5mg chew tab
10mg
10mg
20 mg
Zyflo 600 mg
Zyflo CR 600mg
Number of
puffs/doses
Counter
Years after FDA
Approval
200
200
60, 200
25
Yes
Yes
Yes
NA
480ml
200
60
NA
Yes
NA
4 yrs
4 yrs
4 yrs
2 yrs for 0.083%; 12 yrs
0.5%; 2-12 yrs 0.63 mg/3
mL & 1.25 mg/3 mL
2 years
Adults
Adults
60 caps
60 vials
25
80, 200
24
NA
NA
NA
Yes?
NA
5 yrs
Adults
12 yrs
4 yrs
6 yrs
400
60
5, 30 & 90
caps
No
Yes
NA
12 yrs
4 yrs
Adults
100, 120
100, 120
60
120
15
15
30
60
60
60, 120
120
120
120
60
60
60
30
30, 60, 90
No
No
Yes
Yes
na
na
na
Yes
Yes
5 yrs
5 yrs
6 yrs
6 yrs
12 months-8 yrs
12 months-8 yrs
12 months-8 yrs
12 yrs
12 yrs
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
4 yrs
4 yrs
4 yrs
4 yrs
4 yrs
4 yrs
4 yrs
4 yrs
120
120
120
120
120
60
60
60
120
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
12 yrs
12 yrs
12 yrs
12 yrs
12 yrs
4 yrs
4 yrs
4yrs
12 yrs
30
30
30
30
60
60
120
120
6 mo-23 months
2 yrs-5 yrs
6 yrs-14 yrs
15 yrs
5 yrs-11 yrs
12 yrs
12 yrs
12 yrs
15
Drug (Generic name)
Drug (Brand name)
Number of
puffs/doses
Counter
Years after FDA
Approval
0.5, 1, 2.5, 5,
10, 20, and 50
mg
5 mg/5mL,5
mg/ml
NA
ND
NA
ND
NA
NA
NA
ND
ND
ND
NA
ND
NA
NA
ND
ND
NA
ND
NA
NA
ND
ND
NA
ND
Oral CS
Pridnisolone
Tablets
-
Solution
-
Prednisolone
Tablets
Oral disintegrating
tablets
Solution
-
Methylprednisolone
Dose-pak
-
Tablets
-
Dexamethasone
Tablets
-
Solution
-
4.
5 mg
10, 15, and 30
mg
5 mg/5mL, 15
mg/5mL, 10
mg/5mL, 6.7
mg/5mL, 25
mg/5mL, 20
mg/5mL
21 x 4mg
tablets
2, 4, 8, and 16
mg
0.5, 0.75, 1.5,
2, 4, 6, and 8
mg
0.5mg/mL
Patient Education for a Partnership in Care
Role of Medications: Understanding the Difference
o Long-term control medications: prevent symptoms by reducing inflammation. Must be
taken daily. Do not give quick relief.
o Quick-relief medications: short acting beta agonists (SABA) relax airway muscles to
provide prompt relief of symptoms. Do not expect them to provide long-term asthma
control. Using SABA >2 days a week indicates the need for starting or stepping up longterm control medications..
o Patient Skills
o Taking medications correctly and consistently .
 Inhaler technique (demonstrate to the patient and have the patient return the
demonstration).
 Use of devices as prescribed (e.g. valved holding chamber (VHC) or spacer,
nebulizer).
o Identifying and avoiding environmental exposures that worsen the patient’s asthma; e.g.,
allergens, irritants, tobacco smoke.
o Self-monitoring
 Assess level of asthma control.
 Monitor symptoms and, if prescribed, peak expiratory flow (PEF) measures.
 Recognize early signs and symptoms of worsening asthma.
o Using a written asthma action plan (refer to figure 2) to know when and how to:
 Take daily actions to control asthma.
 Adjust medication in response to signs of worsening asthma.
 Electronic asthma action plans are located on Health Link
o Seeking medical care when appropriate.
Additional education materials are available at the following website:
o http://www.uwhealth.org/healthfacts/B_EXTRANET_HEALTH_INFORMATIONFlexGroup-Show_Public_HFFY_Category_1103038147775.html
16
Patient education (verbal & written) should occur at all patient points of care (clinic &
hospital visits, pharmacy pick-up, etc).
Control of Environment Factors and Comorbid Conditions That Affect Asthma
Environmental Allergens and Irritants--Identify allergens and pollutants or other irritant
exposures. The most troublesome allergen for both children and adults are those that are
inhaled.
o Advise patients to reduce exposure to allergens and pollutants or irritants which are
triggers for their asthma.
o Consider subcutaneous allergen immunotherapy for patients who have persistent asthma
when there is clear evidence of a relationship between symptoms and exposure to an
allergen to which the patient is sensitive.
o Administer inactivated influenza vaccination for patients ages 6 months and older who
have asthma.
Comorbid—Identify and treat comorbid conditions that may impede asthma management.
o Allergic Bronchopulmonary Aspergillosis (ABPA)
o Gastroesophageal Reflux (GERD)
o Obese or overweight patients may be advised that weight loss may help control asthma.
o Obstructive Sleep Apnea (OSA) may be considered in patients who don’t have well
controlled asthma, particularly ones who are overweight.
o Rhinitis or sinusitis should be evaluated in patients who have asthma, because the
interrelationship of the upper and lower airway suggests that therapy for the upper airway
will improve asthma control.
o Stress and depression should be considered in patients who have asthma that is not well
controlled. Additional education to improve self-management and coping skills may be
helpful.
Managing Asthma Exacerbations: Asthma exacerbations are acute or subacute
episodes of progressively worsening shortness of breath, cough, wheezing, and chest
tightness, or some combinations of these symptoms.
Classifying Severity
o Severe exacerbation can be life threatening and can occur in patients at any level of
asthma severity.
o Patients at high risk of asthma-related death require special attention—particularly
intensive education, monitoring, and care. Such patients should be advised to seek
medical care early during an exacerbation. Risk factors for asthma –related death
include:
 Previous severe exacerbations
 Two or more hospitalizations or ›3 visits in past year
 Use of ›2 canisters of SABA per month
 Difficulty perceiving airway obstruction or the severity of worsening asthma
 Illicit drug use
 Major psychosocial problems or psychiatric disease
 Co morbidities, such as cardiovascular disease or other chronic lung
disease
17
Home Management
o Early treatment by the patient at home is the preferred strategy for managing asthma
exacerbations.
o Patients should be instructed how to:
 Use a written asthma action plan that notes when and how to treat signs of
an exacerbation.
 Recognize early indicators of an exacerbation.
 Adjust their medications.
 Remove or withdraw allergens or irritants.
 Monitor response to treatment and promptly communicate with the clinician
about any serious deterioration in symptoms or PEF or about decreased
responsiveness to SABA treatment, including decreased duration of effect.
o Severe exacerbations should be treated with oral corticosteroids.
Management in the Urgent or Emergency Care and Hospital Setting
o Administer supplemental oxygen to correct significant hypoxemia in moderate or severe
exacerbations.
o Administer repetitive or continuous administration of SABA to reverse airflow obstruction
rapidly.
o Administer systemic corticosteroids to decrease airway inflammation in moderate or
severe exacerbations or for patients who fail to respond promptly and completely to
SABA treatment.
o Monitor response to therapy with serial assessments.
5.
Special Situations
Exercise-Induced Bronchospasm (EIB)
EIB should be anticipated in all asthma patients. A history of cough, shortness of breath, chest pain or
tightness, wheezing, or endurance problems during exercise suggests EIB.
Long-term control therapy
o Initiate or step up long-term control medications
Pretreatment before exercise
o Inhaled beta2-agonists will prevent EIB for more than 80 % of patients. SABA used
approximately 5-15 minutes prior to exercise may be helpful for 2-3 hours. LABA can
be protective up to 12 hours, but should not be used without an ICS.
o Leukotriene receptor antagonists (LTRAs), with an onset of action generally hours
after administration, can attenuate EIB in up to 50% of patients.
o A warm-up period before exercise may reduce the degree of EIB.
o A mask or scarf over the mouth may attenuate cold-induced EIB
Managing Asthma During Pregnancy
General Principles:
o It is safer for pregnant women with asthma to be treated with asthma medications
than for them to have asthma symptoms and exacerbations and risk of fetal hypoxia.
o Proper control of asthma should enable a woman with asthma to maintain a normal
pregnancy with little or no risk to her or her fetus.
o The greatest amount of safety data to support budesonide. However, one can stay
on their current ICS.
Step 1: Intermittent Asthma
o Albuterol is the preferred SABA because it has an excellent proven safety profile
during pregnancy.
Step 2: Mild Persistent Asthma
o Budesonide is the preferred ICS because more supportive data are available on
using budesonide in pregnant women than are available on other ICS.
18
Leukotriene modifiers are an alternative but not preferred treatment for pregnant
women whose asthma was successfully controlled with this medication prior to their
pregnancy.
Step 3: Moderate Persistent Asthma (two preferred treatment options)
o Combination of low-dose ICS and a LABA.
o Increasing the dose of ICS to the medium dose range.
Step 4: Severe Persistent Asthma
o Refer to an asthma specialist.
o If additional medication is required after adherence with step 3 was assessed, then
the corticosteroid dose should be increased within the high-dose range, and use of
budesonide is preferred.
o If this is insufficient, then the addition of systemic corticosteroids is warranted;
although data are uncertain about some risks of oral corticosteroids during
pregnancy, severe uncontrolled asthma poses a definite risk to the mother and fetus.
o
6.
Asthma Specialist Consultation
Indications for asthma specialist consultation include:
Asthma is unresponsive to therapy.
Asthma is not well controlled within 3-6 months of treatment.
Life-threatening asthma exacerbation.
Hospitalization for asthma.
Required >2 bursts of oral corticosteroids in 1 year.
Requires higher level step care.
Immunotherapy is being considered.
19
20
Stepwise Approach for Managing Asthma During Pregnancy and Lactation: Treatment
Classify Severity: Clinical Features
Before Treatment or Adequate
Control
Symptoms/Day
Symptoms/Night
PEF or FEV1
PEF Variability
≤60%
>30%
Alternative treatment: high-dose inhaled corticosteroid* AND sustained release theophylline to serum
concentration of 5-12 mcg/mL.
Step 3—Moderate Persistent
Daily
>1 night/week
Daily medications.
Preferred treatment: high-dose inhaled corticosteroid AND long-acting inhaled beta2-agonist AND, if
needed, corticosteroids tablets or syrup long-term (2 mg/kg per day, generally not to exceed 60 mg per
day). (Make repeat attempts to reduce systemic corticosteroid and maintain control with high-dose
inhaled corticosteroid.*)
Step 4—Severe Persistent
Continual
Frequent
Medications required to maintain long-term control.
>60%-<80%
>30%
Step 2—Mild Persistent
Preferred treatment: Either low-dose inhaled corticosteroids* and long-acting inhaled beta2-agonist OR
Medium-dose inhaled corticosteroids.
If needed (particularly in patients with recurring severe exacerbations), medium-dose inhaled
corticosteroid* and long-acting inhaled beta2-agonist.
Preferred treatment: Low-dose inhaled corticosteroid.*
>2days/week, but <daily
≥80%
>2 nights/month
20%-30%
Alternative treatment (listed alphabetically): cromolyn, leukotriene receptor antagonist+ OR
Sustained-release theophylline to serum concentration of 5-12 mcg/mL.
Step 1—Intermittent
No daily medication needed
≤2 days/weeks
≤2 nights/month
Severe exacerbations may occur, separated by long periods of normal lung function and no symptoms. A
course of systemic corticosteroid is recommended.
≥80%
<20%
Quick Relief—All Patients
Short-acting bronchodilator: 2-4 puffs short-acting inhaled beta2- agonist.± as needed for symptoms.
Intensity of treatment will depend on severity of exacerbation; up to 3 treatments at 20-minute intervals or a single nebulizer treatment as
needed. Course of systemic corticosteroid may be needed.
Use of short-acting inhaled beta2- agonist± >2 times a week in intermittent asthma (daily, or increasing use in persistent asthma) may
indicate the need to initiate (increase) long-term control therapy.
Step Down
Review treatment every 1-6 months; a gradual stepwise
reduction in treatment may be possible.
Step Up
If control is not maintained, consider step up. First, review
patient medication administration technique, adherence, and
environmental control.
Goals of Therapy: Asthma Control
Minimal or no chronic symptoms day or night.
Minimal or no exacerbations.
No limitations on activities; no school/work missed.
Maintain (near) normal pulmonary function.
Minimal use of short-acting inhaled beta2- agonist.±
Minimal or no adverse effects from medications.
Notes:
Classify severity: assign patient to most severe step in
which any feature occurs (PEF is percent of personal best;
FEV 1 is percent predicted).
Gain control as quickly as possible (consider a short course
of systematic corticosteroid), then step down to the least
medication necessary to maintain control.
Minimize use of short-acting inhaled beta2-agonist ± (e.g.,
use of approximately one canister a month even if not using
it every day indicates inadequate control of asthma and the
need to initiate or intensify long-term control therapy).
Provide education on self-management and controlling
environmental factors that make asthma worse (e.g.,
allergens, irritants).
Refer to an asthma specialist if there are difficulties
controlling asthma or if step 4 care is required. Referral
may be considered if step 3 care is required.
* There are more data on using budesonide during pregnancy than on using other inhaled corticosteroids.
+ There are minimal data on using leukotriene receptor antagonists in humans during pregnancy, although there are reassuring animal data
submitted to FDA.
± There are more data on using albuterol during pregnancy than on using other short-acting inhaled beta2-agonists.
21
Management of Asthma Exacerbation During Pregnancy and Lactation
Assess Severity
Measure PEF: Value <50% personal best of predicted suggests severe
exacerbation
Note signs and symptoms: Degrees of cough, breathlessness, wheeze,
and chest tightness correlate imperfectly with severity of exacerbation
Accessory muscle use and suprasternal retractions suggest severe
exacerbation
Note presence of fetal activity*
Initial Treatment
Short-acting inhaled beta2-agonist: up to 3 treatments of 2-4
puffs by MDI at 20-minute intervals or single nebulizer
treatment
Poor Response
Good Response
Incomplete Response
Mild Exacerbation:
PEF >80% predicted or personal
best
No wheezing or shortness of breath
Moderate exacerbation:
PEF50%-80% predicted to
personal best
Response to short-acting inhaled
beta2-agonist sustained for 4 hours
Persistent wheezing and
shortness of breath
Appropriate fetal activity*
_____________________________
Decreased fetal activity*
___________________________
Treatment:
May continue short-acting inhaled
beta2-agonist every 3-4 hours for
24-48 hours.
Treatment:
Add oral corticosteroid
Continue short-acting inhaled
beta2-agonist
For patients on inhaled
corticosteroid, consider 3-4 times
their usual dose for 7-10 days
Patient should contact
clinician for follow-up
instructions
Patient should contact
clinician urgently
Severe Exacerbation:
PEF <50% predicted or personal
best
Marked wheezing and shortness
of breath
Decreased fetal activity*
___________________________
Treatment:
Add oral corticosteroids
Repeat short-acting inhaled beta2agonist immediately
If distress is severe and
nonresponsive, patient should call
clinician immediately and proceed
to emergency department:
consider calling ambulance or 911
Patient should proceed to
emergency department
MDI=Metered-dose inhaler
PEF=Peak expiratory flow
*Fetal activity is monitored by observing whether fetal kick counts decreased over time
22
ADDITIONAL PROVIDER RESOURCES
Figure 1: Suggested Items for Medical History
Suggested Items for Medical History*
A detailed medical history of the new patient who is known or thought to have asthma should address the following items
1. Symptoms
·
Cough
·
Wheezing
·
Shortness of breath
·
Chest tightness
·
Sputum production
5. Family history
·
History of asthma, allergy, sinusitis, rhinitis, eczema, or nasal
polyps in close relatives
6. Social history
·
Daycare, workplace, and school characteristics that may interfere
with adherence
·
Social factors that interfere adherence, such as substance abuse
2. Pattern of symptoms
·
Social support/social networks
·
Perennial, seasonal, or both
·
Level of education completed
·
Continual, episodic, or both
Employment
·
Onset, duration, frequency (number of days or nights, per week ·
or month)
7. History of exacerbations
·
Diurnal variations, especially nocturnal and on awakening in
·
Usual prodromal signs and symptoms
early morning
·
Rapid onset
·
Duration
3. Precipitating and/or aggravating factors
·
Frequency
·
Viral respiratory infections
·
Severity (need for urgent care, hospitalization, intensive care unit
·
Environmental allergens, indoor (e.g., mold, house-dust mite,
(ICU) admission)
cockroach, animal dander or secretory products) and outdoor
·
Life-threatening exacerbations in the past year
(e.g., pollen)
·
Usual patterns and management (what works?)
·
Characteristics of home including age, location, cooling and
·
·
·
·
·
·
·
·
·
·
·
·
heating system, wood burning stove, humidifier, carpeting over
concrete, presence of molds or mildew, presence of pets with fur 8. Impact of asthma on patient and family
Episodes of unscheduled care (emergency department (ED),
or hair, characteristics of rooms where patient spends time (e.g., ·
urgent care, hospitalization)
bedroom and living room with attention to bedding, floor
·
Number of days missed from work/school
covering, stuffed furniture)
·
Limitation of activity, especially sports and strenuous work
Smoking (patient and others in home or daycare)
·
History of nocturnal awakening
Exercise
·
Effect of growth, development, behavior, school or work
Occupational chemicals or allergens
performance and lifestyle
Environmental change (e.g., moving to new home, going on
·
Impact on family routines, activities, or dynamics
vacation, and/or alterations in workplace, work processes or
·
Economic impact
materials used)
Irritants (e.g., tobacco smoke, strong odors, air pollutants,
occupational chemicals, dusts and particulates, vapors, gases
and aerosols)
Emotions (e.g., fear, anger, frustration, hard crying or laughing)
Stress (e.g., fear, anger, frustration)
Drugs (e.g., aspirin and other nonsteroidal anti-inflammatory
drugs, beta-blockers, including eye drops, others)
Food, food additives, and preservatives (e.g., sulfites)
Changes in weather, exposure to cold air
Endocrine factors (e.g., menses, pregnancy, thyroid disease)
Comorbid conditions (e.g. sinusitis, rhinitis, gastroesphogeal
reflux disease (GERD))
9. Assessment of patient’s and family’s perceptions of disease
·
Patient’s parent’s and spouse's/ partner’s knowledge of asthma
and belief in the chronicity of asthma and in the efficacy of
treatment
·
Patient’s perception and beliefs regarding use and long-term
effects of medications
·
Ability of patient and parents, spouse or partner to cope with
disease
·
Level of family support and patient’s and parent’s, spouse’s or
partner’s capacity to recognize severity
·
Economic resources
·
Sociocultural beliefs
4. Development of disease and treatment
·
Age of onset and diagnosis
·
History of early-life injury to airways (e.g., bronchopulmonary
dysplasia, pneumonia, parental smoking)
·
Progression of disease (better or worse)
·
Present management and response, including plans for
managing exacerbations
·
Frequency of using short-acting beta2-agonist (SABA)
·
Need for oral corticosteroids and frequency of use
* This list does not represent a standardized assessment or diagnostic instrument. The validity and reliability of this list have
not been assessed.
23
Figure 2: Asthma Action Plan
24
Figure 3: Classifying Asthma Severity and Initiating Therapy in Children
Classifying Asthma Severity and
Initiating Therapy in Children
Persistent
Components of
Severity
Intermittent
Ages
0-4
Ages
5-11
≤2 days/week
Symptoms
Nighttime Awakenings
Impairment
Mild
0
Short-acting beta2-agonist use for
symptom control
Interference with normal activity
Lung function
o FEV1 (predicted) or peak flow
(personal best FEV1/FVC)
N/A
≤2x/month
Ages
5-11
3-4x/month
>1x/week but not
nightly
Throughout the day
>1x/week
Often
7x/week
Daily
Several times per day
None
Minor limitation
Some limitation
Extremely limited
Normal FEV1 between
exacerbations
>80 %
Step 1
(for both age groups)
(See “Stepwise Approach for Managing Asthma” for
treatment steps)
3-4x/month
Ages
5-11
>2 days/week
but not daily
0-1/year (see notes)
Recommended step for initiation therapy
Ages
0-4
≤2 days/week
>80 %
N/A
N/A
>80 %
Exacerbations requiring oral
systemic corticosteroids (consider
severity and interval since last
exacerbation)
Ages
5-11
Daily
>85%
Risk
Ages
0-4
>2 days/week
but not daily
1-2x/month
Severe
Moderate
Ages
0-4
60%-80%
75%-80%
N/A
<60%
<75%
≥2 exacerbations in
≥2x/year (see
6 months requiring
notes)
oral systemic
corticosteroids, or
Relative
≥4 wheezing
annual risk
episodes/1 year
may be
lasting >1 day AND
related to
risk factors for
FEV1
persistent asthma
Step 2
(for both age groups)
Step 3
and
consider Step 3: medium-dose
short
ICS option and
course of consider short course
oral
of oral systemic
systemic
corticosteroids
corticoste
roids
Step 3
and
consider
Step 3: medium-dose
short
ICS option OR step 4
course of
and consider short
oral
course of oral systemic
systemic
corticosteroids
corticost
eroids
In 2-6 weeks, depending on severity, evaluate level of asthma control that is achieved.
o Children 0-4 years old: if no clear benefit is observed in 4-6 weeks, stop treatment and consider alternative diagnosis or adjusting therapy.
o Children 5-11 years old: adjust therapy accordingly.
Key: FEV1, forced expiratory volume
in 1 second; FVC, forced vital capacity;
ICS, inhaled corticosteroids; ICU,
intensive care unit; N/A, not applicable
Notes:
-- Level of severity is determined by both impairment and risk. Assess impairment domain by caregiver’s recall of previous 2–4 weeks.
Assign severity to the most severe category in which any feature occurs.
--Frequency and severity of exacerbations
may fluctuate over time for patients in any severity category.
At present, there are inadequate data to correspond frequencies
of exacerbations with different levels of asthma severity. In general, more frequent and severe exacerbations
(e.g., requiring urgent, unscheduled care, hospitalization,
or ICU admission) indicate greater underlying disease severity. For treatment purposes, patients with ≥2 exacerbations described
above may be considered the same as patients
who have persistent asthma, even in the absence of impairment levels consistent with persistent asthma.
25
Figure 4: Assessing Asthma Control and Adjusting Therapy in Children
Assessing Asthma Control and Adjusting Therapy in Children
Components of
Control
Well Controlled
Ages
0-4
Symptoms
≤2 days/week, but not more than once on
each day
≤1x/month
Nighttime Awakenings
Impairment
Short-acting beta2-agonist use for
symptom control (not prevention of
EIB)
Interference with normal activity
Lung function
o FEV1 (predicted) or peak flow
(personal best)
o FEV1/FVC
N/A
N/A
o
(See “Stepwise Approach for Managing Asthma” for
treatment steps)
Ages
5-11
Ages
0-4
≥2 days/week or multiple times
on ≤2 days/week
>1x/month
Ages
5-11
Throughout the day
≥2x/week
>1x/week
≥2x/month
>2 days/week
Several times per day
None
Some limitation
Extremely limited
>80 %
N/A
Requires long-term
follow-up
60-80%
<60%
N/A
<75%
75-80%
2-3x/year
≥2x/year
>3x/year
N/A
≥2x/year
N/A
Medication side effects can vary in intensity from none to very troublesome and worrisome. The
level of intensity does not correlate to specific levels of control, but should be considered in the
overall assessment of risk.
o
o
Recommended action for treatment
Very Poorly Controlled
≤2 days/week
0-1x/year
Reduction in lung growth
Treatment-related adverse effects
Ages
0-4
>80%
Exacerbations requiring oral
systemic corticosteroids
Risk
Ages
5-11
Not Well Controlled
Maintain current step
Regular follow-up every 1-6
months
Consider step down if well
controlled for at least 3 months.
Step up 1 step
Step up at
least 1 step
o
o
Consider short course of oral
systemic corticosteroids
Step up 1-2 steps
Before step up:
o Review adherence to medication, inhaler technique, and
environmental control.
o If alternative treatment was used, discontinue it and use preferred
treatment for that step.
Reevaluate the level of asthma control in 2-6 weeks to achieve control;
every 1-6 months to maintain control.
Children 0-4 years old: if no clear benefit is observed in 4-6 weeks,
consider alternative diagnoses or adjusting therapy.
Children 5-11 years old: adjust therapy accordingly
For side effects, consider alternative treatment options.
Key: EIB, exercise-induced bronchospasm, FEV1, forced expiratory volume in 1 second; FVC, forced vital
capacity; ICU, intensive care unit; N/A, not applicable
Notes:
--The level of control is based on the most severe impairment or risk category. Assess impairment domain by patient’s or caregiver’s
recall of previous 2–4 weeks. Symptom assessment for longer periods should reflect a global
assessment, such as whether the patient’s asthma is better or worse since the last visit. At present, there are inadequate data to
correspond frequencies of exacerbations with different levels of asthma control. In general, more
frequent and intense exacerbations (e.g., requiring urgent, unscheduled care, hospitalization, or ICU admission) indicate poorer
disease control.
26
Figure 5: Stepwise Approach for Managing Asthma Long Term in Children
Stepwise Approach for Managing Asthma Long Term in Children, 0-4 Years of Age and 5-11 Years of Age
Step up if needed (first check inhaler technique, adherence, environmental control, and comorbid conditions)
Assess control
Step down if possible (and asthma is well controlled at least 3 months)
Step 1
Step 2
Children 0-4 Years of Age
SABA PRN
Alternative
Step 5
Step 6
Low-dose ICS
Medium-dose ICS
Medium-dose ICS
+
LABA or Montelukast
High-dose ICS
+
LABA or Montelukast
High-dose ICS
+
LABA or Montelukast
+
Oral corticosteroids ICS
Cromolyn or Montelukast
Each step: Patient Education and Environmental Control
Quick-Relief
Medications
o
o
SABA as needed for symptoms; intensity of treatment depends on severity of symptoms.
With viral respiratory symptoms SABA 4-6 hours up to 24 hours (longer with physician consult). Consider short course of oral systemic corticosteroids if
exacerbation is severe or patient has history of previous severe exacerbations.
Caution: frequent use of SABA may indicate the need to step up treatment. See recommendations on initiating daily long-term control therapy.
Intermittent Asthma
Children 5-11 Years of Age
Step 4
Persistent Asthma: Daily Medication
Consult with asthma specialist if step 3 care of higher is required. Consider consultation at step 2.
Intermittent Asthma
Preferred
Step 3
Preferred
SABA PRN
Persistent Asthma: Daily Medication
Consult with asthma specialist if step 3 care of higher is required. Consider consultation at step 2.
Low-dose ICS
Low-dose ICS
+
LABA, LTRA, or
Theophylline
OR
Medium-dose ICS
Alternative
Medium-dose ICS
+
LABA
High-dose ICS
+
LABA
High-dose ICS
+
LABA
+
Oral corticosteroids
Medium-dose ICS
+
LTRA or Theophylline
High-dose ICS
+
LTRA or Theophylline
High-dose ICS
+
LTRA or Theophylline
+
Oral corticosteroids
Each Step: Patient Education, Environmental Control and Management of Comorbidities
Steps 2-4: Consider subcutaneous allergen immunotherapy for patients who have persistent, allergic asthma.
o
Quick-Relief
Medications
SABA as needed for symptoms , intensity of treatment depends on severity of symptoms: up to 3 treatments at 20-minute intervals as needed. Short course of oral
systemic corticosteroids may be needed.
Caution: Increasing use of SABA or use >2 days a week for symptom relief (not prevention of EIB) generally indicates inadequate control and the need to step up
treatment.
Notes: Children 0-4 Years of Age
Notes: Children of 5-11 Years of Age
Key: ICS, inhaled corticosteroid; LABA, inhaled long-acting beta2-agonist; LTRA, leukotriene receptor antagonist; SABA, inhaled short-acting
beta2-agonist.
If an alternative treatment is used and
response is inadequate, discontinue it and
use the preferred treatment before stepping
up.
If clear benefit is not observed within 4-6
weeks, and patients/family’s medication
technique and adherence are satisfactory,
consider adjusting therapy or an alternative
diagnosis.
Studies on children 0-4 years of age are
limited. Step 2 preferred therapy is based on
Evidence A. All other recommendations are
based on expert opinion and extrapolation
from studies in older children.
Clinicians who administer immunotherapy
should be prepared and equipped to identify
and treat anaphylaxis that may occur.
If an alternative treatment is used and response is inadequate,
discontinue it and use the preferred treatment before stepping up.
Theophylline is a less desirable alternative due to the need to
monitor serum concentration levels.
Steps 1 and 2 medications are based on Evidence A. Step 3 ICS
and ICS plus adjunctive therapy are based on Evidence B for
efficacy of each treatment and extrapolation from comparator
trials in older children and adults—comparator trials are not
available for this age group; steps 4-6 are based on expert
opinion and extrapolation from studies in other children and
adults.
Immunotherapy for steps 2-4 is based on Evidence B for house
dust mites, animal danders, and pollens; evidence is weak or
lacking for molds and cockroaches. Evidence is strongest for
immunotherapy with single allergens. The role of allergy in
asthma is greater in children than adults.
Clinicians who administer immunotherapy should be prepared
and equipped to identify and treat anaphylaxis that may occur.
27
Figure 6: Classification of Asthma Severity ≥12 years
Classification of Asthma Severity
≥12 years
Components of
Severity
Persistent
Intermittent
Symptoms
Nighttime Awakenings
Mild
Moderate
Severe
≤2 days/week
>2 days/week
but not daily
Daily
Throughout the day
≤2x/month
3-4x/month
>1x/week but not nightly
Often
7x/week
≤2 days/week
>2 days/week
but not daily, and not more than 1x
on any day
Daily
Several times per day
None
Minor limitation
Some limitation
Extremely limited
Impairment
Short-acting beta2-agonist use for
Normal FEV1/FVC
symptom control (not prevention of
8-19 yr 85%
EIB)
20-39 yr 80%
40-59 yr 75%
60-80 yr 70%
Interference with normal activity
o
Lung function
o
o
Normal FEV1 between
exacerbations
FEV1 >80% predicted
FEV1 /FVC normal
o
FEV1 >80% predicted
o
FEV1 /FVC normal
0-1/year (see notes)
Risk
Exacerbations requiring oral
systemic corticosteroids
o
FEV1 >60% but <80%
predicted
o
FEV1 /FVC reduced 5%
o
FEV1 <60% predicted
o
FEV1 /FVC reduced >5%
≥2 year (see note)
Consider severity and interval since last exacerbation.
Frequency and severity may fluctuate over time for patients in any severity category.
Relative annual risk of exacerbations may be related for FEV1.
Step 3
Recommended step for initiation therapy
Step 1
Step 4
Step 2
(See “Stepwise Approach for Managing Asthma” for
treatment steps)
And consider short course of oral systemic corticosteroids
In 2-6 weeks, evaluate level of asthma control that is achieved and adjust therapy accordingly.
Key: EIB, exercise-induced bronchospasm, FEV1, forced expiratory volume in 1 second; FVC, forced vital capacity; ICU,
intensive care unit
Notes:
• Level of severity is determined by assessment of both impairment and risk. • Assess impairment domain by
patient’s/caregiver’s recall of previous 2–4 weeks and spirometry. Assign severity to the most severe category in which any
feature occurs. • At present, there are inadequate data to correspond frequencies of exacerbations with different levels of
asthma severity. In general, more frequent and intense exacerbations (e.g., requiring urgent, unscheduled care, hospitalization,
or ICU admission) indicate greater underlying disease severity. For treatment purposes, patients who had ≥2 exacerbations
requiring oral systemic corticosteroids in the past year may be considered the same as patients who have persistent asthma,
even in the absence of impairment levels consistent with persistent asthma.
28
Figure 7: Assessing Asthma Control and Adjusting Therapy in Youths ≥12 Years of Age and Adults
Assessing Asthma Control and Adjusting Therapy in Youths ≥12 Years of Age and Adults
Components of
Control
Symptoms
Nighttime Awakenings
Interference with normal activity
Impairment
Short-acting beta2-agonist use for
symptom control (not prevention of
EIB)
FEV1 or peak flow
Validated questionnaires
ATAQ
ACQ
ACT
Not Well Controlled
Very Poorly Controlled
≤2 days/week
>2 days/week
Throughout the day
≤2x/month
1-3x/week
≥4x/week
None
Some limitation
Extremely limited
≤2 days/week
>2 days/week
Several times per day
>80 % predicted/personal best
60-80% predicted/personal best
<60% predicted/personal best
0
≤0.75*
≥20
1-2
≥1.5
16-19
3-4
N/A
≤15
0-1/year
Exacerbations requiring oral
systemic corticosteroids
Risk
Well Controlled
≥2/year (see note)
Consider severity and interval since last exacerbation.
Progressive loss of lung function
Evaluation requires long-term follow-up care.
Treatment-related adverse effects
Medication side effects can vary in intensity from none to very troublesome and worrisome. The
level of intensity does not correlate to specific levels of control, but should be considered in the
overall assessment of risk.
Recommended action for treatment
(See “Stepwise Approach for Managing Asthma” for
treatment steps)
o
o
o
Maintain current step
o
Regular follow-up every 1-6
o
months to maintain control
o
Consider step down if well
controlled for at least 3 months.
o
Step up 1 step
Reevaluate in 2-6 weeks
o
For side effects, consider
o
alternative treatment options o
Consider short course of oral
systemic corticosteroids
Step up 1-2 steps
Reevaluate in 2 weeks
For side effects, consider
alternative treatment options
*ACQ values of 0.76–1.4 are indeterminate regarding well-controlled asthma.
Key: EIB, exercise-induced bronchospasm; ICU, intensive care unit
Notes:
• The level of control is based on the most severe impairment or risk category. Assess impairment domain by
patient’s recall of previous 2–4 weeks and by spirometry/or peak flow measures. Symptom assessment for longer periods should reflect a
global assessment, such as inquiring whether the patient’s asthma is better or
worse since the last visit.
• At present, there are inadequate data to correspond frequencies of exacerbations with different levels of asthma
control. In general, more frequent and intense exacerbations (e.g., requiring urgent, unscheduled care, hospitalization, or ICU admission)
indicate poorer disease control. For treatment purposes, patients who had ≥2
exacerbations requiring oral systemic corticosteroids in the past year may be considered the same as patients who
have not-well-controlled asthma, even in the absence of impairment levels consistent with not-well-controlled asthma.
ATAQ = Asthma Therapy Assessment Questionnaire©
ACQ = Asthma Control Questionnaire©
ACT = Asthma Control Test™
Minimal Important Difference: 1.0 for the ATAQ; 0.5 for the ACQ; not determined for the ACT.
Before step up in therapy:
— Review adherence to medication, inhaler technique,
environmental control, and comorbid conditions.
— If an alternative treatment option was used in a step,
discontinue and use the preferred treatment for that step.
29
Figure 8: Stepwise Approach for Managing Asthma in Youths ≥12 Years of Age and Adults
Persistent Asthma: Daily Medication
Consult with asthma specialist if step 4 care or higher is required.
Consider consultation at step 3.
Intermittent
Asthma
Step 6
High-dose ICS +
LABA + oral
corticosteroid
(First, check
adherence,
environmental
control, and
comorbid
conditions)
AND
Assess Control
Consider
Omalizumab for
patients who have
allergies
Step down if
possible
Preferred:
Step 5
Step 3
Step 2
Preferred:
Low-dose ICS
Step 1
Preferred:
SABA PRN
Alternative:
Cromolyn, LTRA,
Nedocromil, or
Theophylline
Preferred:
Low-dose ICS +
LABA
OR Medium-dose
ICS
Alternative:
Low-dose ICS +
either LTRA,
Theophylline, or
Zileuton
Step 4
Preferred:
Medium-dose ICS
+ LABA
Alternative:
Medium-dose
ICS+ either LTRA,
Theophylline, or
Zileuton
Preferred:
High-dose ICS +
LABA
AND
Consider
Omalizumab for
patients who have
allergies
Step up if needed
(And asthma is
well controlled at
least 3 months)
Each step: Patient education, environmental control, and management of comorbidities.
Steps 2-4: Consider subcutaneous allergen immunotherapy for patients who have allergic asthma (see notes).
o
o
Quick -relief medication for all patients:
SABA as needed for symptoms. Intensity of treatment depends on severity of symptoms: up to 3 treatments at 20-minutes intervals as
needed. Short course of oral systemic corticosteroids may be needed.
Use of SABA >2 days a week for symptom relief (not prevention of EIB) generally indicates inadequate control and the need to step up
treatment.
Note: Alphabetical order is used when more than one treatment option is listed within either preferred or alternative therapy.
Key: ICS, inhaled corticosteroid; LABA, long acting inhaled beta2-agonist; LTRA, leukotriene receptor
antagonist; SABA, inhaled short-acting beta2-agonist
Notes:
• If alternative treatment is used and response is inadequate, discontinue it and use the preferred treatment before
stepping up.
• Zileuton is a less desirable alternative due to limited studies as adjunctive therapy and the need to monitor liver function. Theophylline requires
monitoring of serum concentration levels.
• In step 6, before oral corticosteroids are introduced, a trial of high-dose ICS + LABA + either LTRA, theophylline, or
zileuton may be considered, although this approach has not been studied in clinical trials.
• Step 1, 2, and 3 preferred therapies are based on Evidence A; step 3 alternative therapy is based on Evidence A for
LTRA, Evidence B for theophylline, and Evidence D for zileuton. Step 4 preferred therapy is based on Evidence B,
Disclaimer:
areondesigned
assistandclinicians
byand
providing
framework
and alternative Guidelines
therapy is based
Evidence B to
for LTRA
theophylline
Evidence Da zileuton.
Step 5for the evaluation and
preferred therapy
is based This
on Evidence
B. Step
6 preferred
is based
on (EPR—2for
1997)
andpatients.
Evidence B It
foris not intended to
treatment
of patients.
guideline
outlines
thetherapy
preferred
approach
most
omalizumab.
replace
a
clinician’s
judgment
or
to
establish
a
protocol
for
all
patients.
It
is
understood
that
some patients will
• Immunotherapy for steps 2–4 is based on Evidence B for house-dust mites, animal danders, and pollens; evidence is
notweak
fit the
clinical
condition
contemplated
byisastrongest
guideline
and that a guideline
will rarely
the only
or lacking
for molds
and cockroaches.
Evidence
for immunotherapy
with single allergens.
Theestablish
role
of allergy in asthma
is greater
children than in adults.
appropriate
approach
to ain problem.
• Clinicians who administer immunotherapy or omalizumab should be prepared and equipped to identify and treat
anaphylaxis that may occur.
30
EVIDENCE/REFERENCES
1.
2.
3.
Guidelines for the Diagnosis and Management of Asthma (Summary Report).
http://www.nhlbi.nih.gov/guidelines/asthma/asthsumm.pdf. Updated 2007. Accessed September 23,
2011.
Guidelines for the Diagnosis and Management of Asthma.
http://www.nhlbi.nih.gov/guidelines/asthma/asthgdln.pdf. Updated 2007. Accessed September 23,
2011.
Managing Asthma During Pregnancy: Recommendations for Pharmacologic Treatment (Quick
Reference). http://www.nhlbi.nih.gov/health/prof/lung/asthma/astpreg/astpreg_qr.pdf. Updated 2004.
Accessed September 23, 2011.
PREPARATION OF EVIDENCE TABLES
Evidence tables were prepared for selected topics. It was not feasible to generate evidence tables for every topic
in the guidelines. Furthermore, many topics did not have a sufficient body of evidence or a sufficient number of
high-quality studies to warrant the preparation of a table.
The Panel decided to prepare evidence tables on those topics for which an evidence table would be particularly
useful to assess the weight of the evidence—e.g., topics with numerous articles, conflicting evidence, or which
addressed questions raised frequently by clinicians. Summary findings on topics without evidence tables,
however, also are included in the updated guidelines text.
Evidence tables were prepared with the assistance of a methodologist who served as a consultant to the Expert
Panel. Within their respective committees, Expert Panel members selected the topics and articles for evidence
tables. The evidence tables included all articles that received a “yes” vote from both the primary and secondary
reviewer during the systematic literature review process. The methodologist abstracted the articles to the tables,
using a template developed by the Expert Panel. The Expert Panel subsequently reviewed and approved the final
evidence tables. A total of 20 tables, comprising 316 articles are included in the current update (see figure 1–1).
Evidence tables are posted on the NHLBI Web site: http://www.nhlbi.nih.gov/guidelines/asthma/evid_tbls.htm
RANKING THE EVIDENCE
The Expert Panel agreed to specify the level of evidence used to justify the recommendations being made. Panel
members only included ranking of evidence for recommendations they made based on the scientific literature in
the current evidence review. They did not assign evidence rankings to recommendations pulled through from the
EPR—2 1997 on topics that are still important to the diagnosis and management of asthma but for which there
was little new published literature. These “pull through” recommendations are designated by EPR—2 1997 in
parentheses following the first mention of the recommendation. For recommendations that have been either
revised or further substantiated on the basis of the evidence review conducted for the EPR—3: Full Report 2007,
the level of evidence is indicated in the text in parentheses following first mention of the recommendation. The
system used to describe the level of evidence is as follows (Jadad et al. 2000):

Evidence Category A: Randomized controlled trials (RCTs), rich body of data. Evidence is from
end points of well-designed RCTs that provide a consistent pattern of findings in the population for
which the recommendation is made. Category A requires substantial numbers of studies involving
substantial numbers of participants.

Evidence Category B: RCTs, limited body of data. Evidence is from end points of intervention
studies that include only a limited number of patients, post hoc or subgroup analysis of RCTs, or metaanalysis of RCTs. In general, category B pertains when few randomized trials exist; they are small in
size, they were undertaken in a population that differs from the target population of the
recommendation, or the results are somewhat inconsistent.

Evidence Category C: Nonrandomized trials and observational studies. Evidence is from
outcomes of uncontrolled or nonrandomized trials or from observational studies.
31
Evidence Category D: Panel consensus judgment. This category is used only in cases where the
provision of some guidance was deemed valuable, but the clinical literature addressing the subject was
insufficient to justify placement in one of the other categories. The Panel consensus is based on clinical
experience or knowledge that does not meet the criteria for categories A through C.
In addition to specifying the level of evidence supporting a recommendation, the Expert Panel agreed to indicate
the strength of the recommendation. When a certain clinical practice “is recommended,” this indicates a strong
recommendation by the panel. When a certain clinical practice “should, or may, be considered,” this indicates that
the recommendation is less strong. This distinction is an effort to address nuances of using evidence ranking
systems. For example, a recommendation for which clinical RCT data are not available (e.g., conducting a
medical history for symptoms suggestive of asthma) may still be strongly supported by the Panel. Furthermore,
the range of evidence that qualifies a definition of “B” or “C” is wide, and the Expert Panel considered this range
and the potential implications of a recommendation as they decided how strongly the recommendation should be
presented.

ACKNOWLEDGEMENTS
Disclaimer: Guidelines are designed to assist clinicians by providing a framework for the evaluation and
treatment of patients. This guideline outlines the preferred approach for most patients. It is not intended to
replace a clinician’s judgment or to establish a protocol for all patients. It is understood that some patients will
not fit the clinical condition contemplated by a guideline and that a guideline will rarely establish the only
appropriate approach to a problem.
32