BT Wrap Sample Report Kit Wrap Sample Report Kit
BT Wrap Wrap Sample Report Kit Sample Report Kit This Sample Report Kit provides you with information on the various communications and reports you can expect to receive as a Wrap investor. As a Wrap investor you can access all of your reports online via the Wrap DeskTop 24/7 using your Wrap investor number and password. You can also choose to receive your Wrap quarterly, tax and annual statements online by registering for our faster, easier and greener eStatements. What you will receive? Wrap investors will receive the following: Welcome Letter `` Login details `` Pins and Passwords `` Cheque/deposit books (as requested). Will be sent within 5 working days of Wrap receiving a complete and accurate application form and the first deposit into the cash account. Wrap Quarterly Reports (PS148 Reporting) `` Cash Statement, Income Statement, PAYG, Transaction Report, Portfolio Valuation. Will be sent within 28 days of quarter end. This is a legislative requirement. Wrap Annual Reports `` Wrap Annual Tax Statement (used to complete your Tax return) Sent in tranches from the end of July until the end of October dependent on when components are received from external parties. Wrap is one of the first to market with statement delivery ensuring you can complete your tax return in a timely manner. `` Wrap Annual Statement including portfolio valuation, annual income and expense report, cash account statement, transaction history and insurance details. Sent by 30th September each year. This is a legislative requirement. Further information `` Differences may appear across the Quarterly and Annual statements as a result of a Cash and accrual differences. Your financial adviser can explain. `` You will also receive correspondence from Wrap when a redemption is made from your Wrap account. `` eStatements allow you to receive your statements at least 7 days earlier than mailed packs. An email notification is sent as soon as it is made available on the DeskTop. The statements, reports and correspondence samples are based on a hypothetical example and are provided for guidance only. Actual versions provided to Wrap investors may vary from those provided in this document. Sample Quarterly Report 15 October 2013 Investor name JOHN CITIZEN – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 JOHN CITIZEN ABC Trust 1 SYDNEY AVE SYDNEY NSW 2000 SAMPLE Quarterly Investment Reports - 30 September 2013 We are pleased to enclose your Quarterly Investment Reports for the Quarter ending 30 September 2013. The Quarterly Investment Report includes the following information: • • • • • Portfolio Valuation Income and Expense Report Cash Account Statement Transaction Statement Capital Protection Details The reports will assist you to monitor your investments to: • Keep track of the status of your investments, including their market value • Review your investment income and expenses for each report period • Monitor the number of new investments and other transactions • Review the balance and transactions of your Cash Account Please note the following points: • The opening balance for 1 July 2013 may differ from the closing balance on your last Quarterly Report for 30 June 2013. This is due to updated unit prices received from the fund managers and transactions that have settled after the Quarterly Reports were issued. • A guide to your Quarterly Statements is available at https://www.investorwrap.com.au/wrap/taxguides or by contacting your financial adviser. Your financial adviser can provide you with additional copies of any of your previous Quarterly Reports on request. If you have any questions regarding the enclosed information, please contact your financial adviser. SAMPLE Investment Service SAMPLE is administered by BT Portfolio Services Limited ABN 73 095 055 208. Wealth Advisers Head Office Wealth Advisers Limited is an Australian Services Licensee Level 1, Sample Street, Sampleville NSW 2120 (AFSL No: 123456) and Life Insurance Broker. Locked Bag 2, Sampleville NSW 1720 Wealth Advisers Limited is the Distributor of the Sample Tel: +61 2 8222 2222 Fax: +61 2 2222 3333 Wrap Service Email: [email protected] 2 Sample Quarterly Report – Portfolio Valuation SAMPLE Wrap Portfolio Valuation As at 30-Sep-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Investor HIN: 0012345678 Investment Category Quantity Australian Fixed Interest AUI W/S High Yield Mortgage Trust Macquarie Diversified Fixed Interest Westpac Banking Corp Frn Aug23 10,263.65 51,463.96 1,115.00 Market ¹ Price ($) Market Price Effective Date 1.0020 1.0331 101.1000 27-Sep-2013 27-Sep-2013 30-Sep-2013 Sub Total Australian Shares AMP Limited ANZ Banking Grp Ltd Conv. Pref. BHP Billiton Limited Commonwealth Bank. Commonwealth Bank. Conv. Pref. Insurance Australia Conv. Pref. Macquarie Group Ltd Conv. Pref. Suncorp Group Ltd Conv. Pref. Suncorp Group Ltd Conv. Pref. Vanguard Australian Share Index Fund Vngd Aus Shares 2,200.00 496.00 340.00 370.00 370.00 247.00 135.00 70.00 575.00 70,175.06 1,735.00 4.6100 100.7500 35.7400 71.2100 105.2500 105.0500 102.2000 105.9500 102.1990 1.9435 67.9700 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 30-Sep-2013 Sub Total Cash BT Cap Protection Fund - Cash Class 2018 Westpac Term Dpst 3yr 1-JUL-16 4.50% Working Cash Account 75,888.82 175,000.00 66,329.27 1.0147 1.0000 1.0000 30-Sep-2013 30-Sep-2013 30-Sep-2013 Sub Total International Shares Vanguard Intl Shares Index Fund (Hedged) 83,210.01 0.6664 30-Sep-2013 Sub Total Property Vngd Aus Prop Sec 510.00 59.7300 Sub Total 30-Sep-2013 Market Value ($) % of ² Portfolio 10,284.18 53,167.42 112,726.50 0.95 4.93 10.45 176,178.10 16.34 10,142.00 49,972.00 12,151.60 26,347.70 38,942.50 25,947.35 13,797.00 7,416.50 58,764.42 136,385.23 117,927.95 0.94 4.63 1.13 2.44 3.61 2.41 1.28 0.69 5.45 12.65 10.94 497,794.25 46.17 77,004.39 175,000.00 66,329.27 7.14 16.23 6.15 318,333.66 29.52 55,451.15 5.14 55,451.15 5.14 30,462.30 2.83 30,462.30 2.83 3 Page 1 of 2 M01234567 For enquiries please contact your financial adviser Sample Quarterly Report – Portfolio Valuation SAMPLE Wrap Portfolio Valuation As at 30-Sep-2013 Investment Category Quantity Market ¹ Price ($) TOTAL Market Price Effective Date Market Value ($) % of ² Portfolio 1,078,219.46 100.00 indicates you have Capital Protection. When Capital Protection commenced, you were issued with an interest in the protection class of the Capital Protection Fund. Your interest in the protection class is valued at zero at the time of this statement. 1 The market price is the latest available exit price for unlisted managed funds, and the latest closing price for listed securities, for the report request date. 2 The percentage of portfolio value is rounded to two decimal places. Information contained in this report excludes external assets / liabilities. 4 If you have transacted in a managed fund, this amount may be outstanding from your portfolio reports until confirmed by the fund manager. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 2 of 2 M01234567 For enquiries please contact your financial adviser Sample Quarterly Report – Quarterly Income and Expense SAMPLE Wrap Quarterly Income & Expense 1-Jul-2013 to 30-Sep-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Amount ($) 1,061,428.29 Portfolio Opening Value as at 1-Jul-2013 Deposits to Cash Account Withdrawals from Cash Account Asset transfers including new assets from corporate actions Net income (expense) Less investment income paid to external accounts/add dividends received from non Wrap holdings * Change in market value Outstanding cash movements - unsettled managed fund trades Total movements for the period Total ($) 1,169.46 -20,000.00 -10,300.00 5,665.20 10,299.99 29,956.52 0.00 16,791.17 Portfolio Closing Value as at 30-Sep-2013 1,078,219.46 Income and expenses Interest received Dividends received * Distributions received * Fees, charges and taxes Net income/expense 506.33 3,669.42 4,833.59 -3,344.14 5,665.20 Change in market value Current assets Disposed assets Net change in market value 30,427.55 -471.03 Total gain after fees 29,956.52 35,621.72 *Direct equity dividend income is reported on an entitlements basis and may vary from the amount paid into the Cash Account. Distribution income is recorded on a cash basis. Where distributions have not been received at period end, investments in managed funds reflected in the portfolio valuation are valued using the cum distribution exit price. The Income and Expense Report has been prepared on a cash basis, unless otherwise stated. Changes in market value exclude any gains or losses arising from assets held outside the service. This report does not provide the gain or loss on disposal for tax purposes and should not be relied upon in making decisions about your tax position. You should seek professional advice regarding your tax position. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 1 of 1 M01234567 For enquiries please contact your financial adviser 5 Sample Quarterly Report – Cash Account Statement SAMPLE Wrap Cash Account Statement 1-Jul-2013 to 30-Sep-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Investment Summary Opening balance as at 1-Jul-2013 $244,564.94 Closing balance as at 30-Sep-2013 $66,329.27 Transaction Details Effective Date Transaction Type Transaction Details Deposits ($) Withdrawals ($) Balance ($) 1-Jul-2013 Opening Balance 244,564.94 1 Jul 2013 Trade 1 Jul 2013 Interest 1 Jul 2013 Dividend MACQUARIE CPS TR 1 Jul 2013 Dividend WBCPA DST 1 Jul 2013 Account Keeping Fee for the period 01 Jun 2013 to 30 Jun 2013 -300.10 81,667.83 1 Jul 2013 Protection Acquisition Cost for the period 01 Jun 2013 to 30 Jun 2013 -74.13 81,593.70 1 Jul 2013 Protection Issuer Fee for the period 01 Jun 2013 to 30 Jun 2013 -46.38 81,547.32 1 Jul 2013 Ongoing Adviser Fee for the period 01 Jun 2013 to 30 Jun 2013 -560.09 80,987.23 8 Jul 2013 Distribution Vanguard Aust Shrs Index Fd VAN0002AU 727.39 81,714.62 8 Jul 2013 Distribution Vanguard Intl Shrs Indx Hdgd VAN0105AU 2,063.02 83,777.64 9 Jul 2013 Distribution Macq Mstr Diversfd F/Int MAQ0274AU 115.90 83,893.54 16 Jul 2013 Distribution Aust Unity W/S HghYld Mortgage AUS0005AU 48.80 83,942.34 18 Jul 2013 Dividend VANGUARD DIV 818.61 84,760.95 18 Jul 2013 Dividend VANGUARD DIV 122.86 84,883.81 22 Jul 2013 Partial Bank Direct Application of 175000.00 units of Westpac Term Dpst 3yr 1-JUL-16 4.50% @ $1.0000 (Fee - $30.50) -175,030.50 69,534.44 506.33 70,040.77 10,866.69 80,907.46 1,060.47 81,967.93 -20,000.00 64,883.81 6 Page 1 of 3 M01234567 For enquiries please contact your financial adviser Sample Quarterly Report – Cash Account Statement SAMPLE Wrap Cash Account Statement 1-Jul-2013 to 30-Sep-2013 Transaction Details Effective Date Transaction Type Transaction Details Deposits ($) Withdrawals ($) 24 Jul 2013 CapP Rebalance Trade Partial Redemption of 25332.84 units of BT Cap Protection Fund - Cash Class 2018 @ $1.0099 26 Jul 2013 CapP Rebalance Trade Application of 25327.83 units of BT Cap Protection Fund Cash Class 2018 @ $1.0101 -25,583.64 64,883.81 1 Aug 2013 Account Keeping Fee for the period 01 Jul 2013 to 31 Jul 2013 -309.39 64,574.42 1 Aug 2013 Protection Acquisition Cost for the period 01 Jul 2013 to 31 Jul 2013 -154.67 64,419.75 1 Aug 2013 Protection Issuer Fee for the period 01 Jul 2013 to 31 Jul 2013 -96.77 64,322.98 1 Aug 2013 Ongoing Adviser Fee for the period 01 Jul 2013 to 31 Jul 2013 -593.13 63,729.85 19 Aug 2013 CapP Rebalance Trade Partial Redemption of 28584.91 units of BT Cap Protection Fund - Cash Class 2018 @ $1.0116 21 Aug 2013 CapP Rebalance Trade Application of 28576.44 units of BT Cap Protection Fund Cash Class 2018 @ $1.0119 22 Aug 2013 Dividend SUNPD NOTES INT 821.39 64,551.24 29 Aug 2013 Dividend WBCPA PRODST 590.16 65,141.40 2 Sep 2013 Account Keeping Fee for the period 01 Aug 2013 to 31 Aug 2013 -328.04 64,813.36 2 Sep 2013 Protection Acquisition Cost for the period 01 Aug 2013 to 31 Aug 2013 -156.61 64,656.75 2 Sep 2013 Protection Issuer Fee for the period 01 Aug 2013 to 31 Aug 2013 -97.98 64,558.77 2 Sep 2013 Ongoing Adviser Fee for the period 01 Aug 2013 to 31 Aug 2013 -596.35 63,962.42 5 Sep 2013 CapP Rebalance Trade Partial Redemption of 30734.98 units of BT Cap Protection Fund - Cash Class 2018 @ $1.0129 9 Sep 2013 CapP Rebalance Trade Application of 16116.09 units of Vanguard Australian Share Index Fund @ $1.9317 25,583.64 Balance ($) 90,467.45 28,916.50 92,646.35 -28,916.50 31,131.46 63,729.85 95,093.88 -31,131.46 63,962.42 7 Page 2 of 3 M01234567 For enquiries please contact your financial adviser Sample Quarterly Report – Cash Account Statement SAMPLE Wrap Cash Account Statement 1-Jul-2013 to 30-Sep-2013 Transaction Details Effective Date Transaction Type Transaction Details 13 Sep 2013 CapP Rebalance Trade Partial Redemption of 14001.54 units of BT Cap Protection Fund - Cash Class 2018 @ $1.0134 16 Sep 2013 Dividend 16 Sep 2013 Dividend 17 Sep 2013 Deposits ($) Withdrawals ($) Balance ($) 14,189.16 78,151.58 PERLS VI DST 429.61 78,581.19 ANZ CPS1 DIV 457.11 79,038.30 Cash 584.73 79,623.03 17 Sep 2013 Cash 584.73 80,207.76 17 Sep 2013 Dividend SUNPC QRTLY DIV 91.78 80,299.54 18 Sep 2013 CapP Rebalance Trade Application of 13996.01 units of BT Cap Protection Fund Cash Class 2018 @ $1.0138 25 Sep 2013 Dividend BHP LTD DIVIDEND 30-Sep-2013 Closing Balance -14,189.16 218.89 66,110.38 66,329.27 66,329.27 If you have elected to receive cash distributions, they will be credited to your Cash Account once they are received from the fund manager. This statement may not include recent transactions that have not been processed. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. 8 Page 3 of 3 M01234567 For enquiries please contact your financial adviser Sample Quarterly Report – Transaction History SAMPLE Wrap Transaction History 1-Jul-2013 to 30-Sep-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Transaction Description Transaction Type Date 1 Jul 2013 Westpac Term Dpst 3yr Application 1-JUL-16 4.50% 1 Jul 2013 Macquarie Cps Trust Conv. Corporate Action Pref. 1 Jul 2013 BT Cap Protection Fund - Cash Reinvestment Class 2018 23 Jul 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 Red 26 Jul 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 App 16 Aug 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 Red 21 Aug 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 App 22 Aug 2013 Westpac Banking Corp Frn Corporate Action Aug23 22 Aug 2013 Westpac Banking Corp Frn Corporate Action Aug23 22 Aug 2013 Westpac Banking Corp Conv. Corporate Action Pref. 22 Aug 2013 Westpac Banking Corp Conv. Corporate Action Pref. 4 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 Red 9 Sep 2013 Vanguard Australian Share CapP Rebalance Index Fund App 12 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 Red 18 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance Class 2018 App Quantity 1 Market Price ($) Market Value ($) 175,000.00 1.0000 175,000.00 -103.00 100.0000 -10,300.00 367.38 1.0080 370.32 -25,332.84 1.0099 -25,583.64 25,327.83 1.0101 25,583.64 -28,584.91 1.0116 -28,916.50 28,576.44 1.0119 28,916.50 495.00 100.0000 49,500.00 620.00 100.0000 62,000.00 -495.00 100.0000 -49,500.00 -620.00 100.0000 -62,000.00 -30,734.98 1.0129 -31,131.46 16,116.09 1.9317 31,131.46 -14,001.54 1.0134 -14,189.16 13,996.01 1.0138 14,189.16 1 The market price is the actual price that applied when your transaction was settled. Unsettled trades are not reflected in this report. If you are reinvesting your distributions in a managed fund, this amount may be outstanding from your reports until the distributions are confirmed by the fund manager and credited to your portfolio. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 1 of 1 M01234567 For enquiries please contact your financial adviser 9 Sample Quarterly Report – Capital Protection Details SAMPLE Wrap Capital Protection Details As at 30-Sep-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investment Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Investment Protection Allocation ($) Allocation ($) Combined Market Value ($) Minimum Outcome ($) Maturity Date Vanguard Australian Share Index Fund Vanguard Intl Shares Index Fund (Hedged) 136,385.23 31,623.37 168,008.60 162,465.66 20-Aug-2018 55,451.15 45,381.02 100,832.17 99,175.68 20-Aug-2018 Capital Protection Total 191,836.38 77,004.39 268,840.77 261,641.35 This statement reflects settled transactions only as at the report date. The aggregate of the Protection Allocation amount for a particular Maturity Date may not be equal to the Market Value for the corresponding class of the BT Capital Protection Fund due to rounding in the calculation process of the Protection Allocation amount. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or ommissions. This disclaimer is subject to any requiremnt of the law. 10 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Investor and Tax Statement – Letter 8 August 2013 Investor name JOHN CITIZEN – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 JOHN CITIZEN ABC Trust 1 SYDNEY AVE SYDNEY NSW 2000 SAMPLE Investment Service Annual Investor and Tax Statement for 2012-2013 We are pleased to enclose your Annual Investor Statement and Tax Statement. Both Statements provide information for the period 1 July 2012 to 30 June 2013. The Annual Investor Statement includes the following information: • • • • • Portfolio Valuation Cash Account Summary - summarising movements into and out of your Cash Account Transaction History - summarising each investment transaction Annual Income and Expense report - detailing income and expenses for the year including interest, dividends and distributions, fees, charges and taxes Details of your insurance cover if you hold insurance. The Tax Statement should assist you to complete your 2012-2013 tax return and includes: • • • Summary Tax Statement Supporting schedules providing more detailed information on the amounts shown on the Summary Tax Statement Details of the premiums paid if you hold insurance. Please note the following points: • • • • • The opening and the closing balances shown in your Annual Statement may differ from those shown in your Quarterly Reports. This is due to updated unit prices and transactions that settled after the Quarterly Reports were issued. The enclosed reports only contain information regarding assets held within this Wrap Service. All Tax and Annual guides are available at https://www.investorwrap.com.au/wrap/taxguides or by contacting your financial adviser. The Tax Guide and application of taxation law depends on your individual circumstances. We recommend seeking your own tax advice to ensure that the tax policies adopted are applicable to your circumstances. Your financial adviser can provide you with any Quarterly Reports upon request. If you have any questions regarding the enclosed information, please contact your financial adviser. SAMPLE Investment Service SAMPLE Investment Service is administered by BT Portfolio Services Ltd ABN 73 095 055 208. Wealth Advisers Head Office Level 1, Sample Street, Sampleville NSW 2120 Locked Bag 2, Sampleville NSW 1720 Tel: +61 2 8222 2222 Fax: +61 2 2222 3333 Email: [email protected] Wealth Advisers Limited is an Australian Services Licensee (AFSL No: 123456) and Life Insurance Broker. Wealth Advisers Limited is the Distributor of the Sample Wrap Service 11 Sample Annual Investor Statement – Portfolio Valuation SAMPLE Investment Service Portfolio Valuation As at 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Investor HIN: 0012345678 Investment Category Quantity Australian Fixed Interest Aberdeen Inflation linked Bond Fund Macquarie Income Opportunities Fund PIMCO EQT W/S Aust Bond Fund Class B Westpac Banking Corp Frn Aug22 51,753.35 62,889.53 79,286.42 200.00 Market ¹ Price ($) 1.0062 1.0013 1.0000 102.0000 Market Price Effective Date Market Value ($) % of ² Portfolio 30-Jun-2013 30-Jun-2013 30-Jun-2013 28-Jun-2013 52,074.22 62,971.29 79,286.42 20,400.00 5.22 6.31 7.94 2.04 214,731.93 21.51 18,119.72 24,374.49 12,650.55 37,633.92 26,569.42 14,819.61 21,531.58 54,456.49 9,029.02 10,985.80 18,100.80 61,527.20 9,007.64 46,037.33 5,930.44 35,551.28 11,728.35 17,290.87 1.82 2.44 1.27 3.77 2.66 1.48 2.16 5.46 0.90 1.10 1.81 6.16 0.90 4.61 0.59 3.56 1.18 1.73 435,344.51 43.62 9,598.72 0.96 9,598.72 0.96 62,967.68 6.31 Sub Total Australian Shares ANZ Banking Grp Ltd BHP Billiton Limited Cochlear Limited Commonwealth Bank. Commonwealth Bank. Conv. Pref. Computershare Ltd Crown Limited Fidelity Australian Equities Fund (WA) Incitec Pivot Orica Limited Origin Energy Pengana Emerging Companies Fund Rio Tinto Limited SGH20 UGL Limited Westpac Banking Corp Woodside Petroleum Woolworths Limited 634.00 777.00 205.00 544.00 131.00 1,443.00 1,778.00 2,312.80 3,157.00 532.00 1,440.00 26,575.33 172.00 25,998.04 857.00 1,231.00 335.00 527.00 28.5800 31.3700 61.7100 69.1800 202.8200 10.2700 12.1100 23.5457 2.8600 20.6500 12.5700 2.3152 52.3700 1.7708 6.9200 28.8800 35.0100 32.8100 28-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 30-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 30-Jun-2013 28-Jun-2013 30-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 28-Jun-2013 Sub Total Cash Working Cash Account 9,598.72 1.0000 30-Jun-2013 Sub Total International Fixed Interest Bentham Wholesale Global Income Fund 60,441.24 1.0418 30-Jun-2013 12 Page 1 of 2 M01234567 For enquiries please contact your financial adviser Sample Annual Investor Statement – Portfolio Valuation SAMPLE Investment Service Portfolio Valuation As at 30-Jun-2013 Investment Category Quantity Market ¹ Price ($) Market Price Effective Date Market Value ($) % of ² Portfolio 62,967.68 6.31 International Fixed Interest Sub Total International Shares Aberdeen Emerging Opportunities Fund Baker Steel Gold Fund CFS Wholesale Global Resources Fund (WA) Ishs Asia 50 Etf Magellan Global Fund Magellan Infrastructure Fund 35,964.18 39,883.01 12,954.14 2.0459 0.3461 1.3512 30-Jun-2013 30-Jun-2013 30-Jun-2013 73,579.12 13,803.51 17,503.63 7.37 1.38 1.75 914.00 40,795.51 67,595.98 45.9800 1.5495 0.8889 28-Jun-2013 30-Jun-2013 30-Jun-2013 42,025.72 63,212.64 60,086.07 4.21 6.33 6.02 270,210.69 27.07 5,234.93 0.52 5,234.93 0.52 998,088.46 100.00 Sub Total Property APN Unlisted Property Fund 6,182.74 0.8467 30-Jun-2013 Sub Total TOTAL (WA) indicates that this fund is part of the Advantage Investment Series which is a range of managed funds providing you with a rebate on your Account keeping fee, where an Account keeping fee is charged to your account. ¹ The market price is the latest available exit price for unlisted managed funds, and the latest closing price for listed securities, for the report request date. ² The percentage of portfolio value is rounded to two decimal places. Information contained in this report excludes external assets / liabilities. If you have transacted in a managed fund, this amount may be outstanding from your portfolio reports until confirmed by the fund manager. Issued by BT Portfolio Services Ltd ABN 73 095 055 208 ('BTPS'). The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 2 of 2 M01234567 For enquiries please contact your financial adviser 13 Sample Annual Income and Expense SAMPLE Investment Service Annual Income & Expense 1-Jul-2012 to 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Amount ($) 894,069.57 Portfolio Opening Value as at 1-Jul-2012 Deposits to Cash Account Withdrawals from Cash Account Asset transfers including new assets from corporate actions Net income (expense) Less investment income paid to external accounts/add dividends received from non Wrap holdings * Change in market value Outstanding cash movements - unsettled managed fund trades Total movements for the period Total ($) 17,108.36 -2,475.00 -20.48 17,132.74 -74.85 72,348.12 0.00 104,018.89 Portfolio Closing Value as at 30-Jun-2013 998,088.46 Income and expenses Interest received Dividends received * Distributions received * Fees, charges and taxes Wrap Advantage Fee Rebate Net income/expense 903.28 16,714.90 19,279.26 -19,819.89 55.19 17,132.74 Change in market value Current assets Disposed assets Net change in market value 63,403.58 8,944.54 Total gain after fees 72,348.12 89,480.86 The Wrap Advantage Fee Rebate is provided by BT Portfolio Services Limited, a wholly owned subsidiary of BT Financial Group, and is paid as a reduction on your Account keeping fee. It is enjoyed by investors in an Advantage Investment Series fund. The more you invest in these funds, the greater your total rebate¹. To find out more about these funds, please contact your adviser, refer to the current Offer Document or visit www.investorwrap.com.au 14 ¹ This information has been prepared without taking into account your objectives, financial situation or needs. As a result, please consider its appropriateness before taking any action. *Direct equity dividend income is reported on an entitlements basis and may vary from the amount paid into the Cash Account. Distribution income is recorded on a cash basis. Where distributions have not been received at period end, investments in managed funds reflected in the portfolio valuation are valued using the cum distribution exit price. The Income and Expense Report has been prepared on a cash basis, unless otherwise stated. Changes in market value exclude any gains or losses arising from assets held outside the service. This report does not provide the gain or loss on disposal for tax purposes and should not be relied upon in making decisions about your tax position. You should seek professional advice regarding your tax position. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. M01234567 Page 1 of 1 For enquiries please contact your financial adviser Sample Annual Income and Expense SAMPLE Investment Service Tax Statement Year ended 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 This statement is designed to assist you in preparing your 2012-2013 Australian tax return. You should read the guide to your tax statement and the tax policy guide in conjunction with your tax statement and supporting schedules. SUMMARY Account Type Superfund Item Amount ($) Tax Return Reference Gross interest Unfranked dividends Franked dividends Franking credits Distributions from trusts Foreign income Net capital gain Other income 3,853.77 1,447.88 11,964.84 5,127.77 8,520.34 6,209.19 * 645.09 11-C 11-J 11-K 11-L 11-M 11-D and 11-D1 11-A 11-S Total assessable income 37,768.88 Total deductions 14,349.56 Total taxable income from investment assets 23,419.32 Tax Credits TFN amounts withheld from interest Franking credits from direct shares (after 45 day rule) Franking credits from trust distributions (after 45 day rule) Foreign income tax offset MIT withholding tax TFN withholding from trust distributions Infrastructure bond rebate 0.00 5,127.77 1,191.70 432.60 0.00 0.00 0.00 12-L1 Calculation Statement H3 Calculation Statement E1 Calculation Statement E1 Calculation Statement C1 N/A Calculation Statement H3 Calculation Statement C2 * Please refer to Net capital gains - Schedule D for capital losses (if applicable) TAX STATEMENT Credits Credits ($) Income ($) Interest - Schedule A Income total ($) 3,853.77 TFN Credits 0.00 Tax guide reference 1 2 Dividends - Schedule B Unfranked amount Franked amount Franking credits (after 45 day rule) 1,447.88 3 11,964.84 4 5,127.77 Total dividends 5 18,540.49 15 Page 1 of 3 M01234567 For enquiries please contact your financial adviser Sample Annual Income and Expense Credits Credits ($) Income ($) Income total ($) Tax guide reference Trust distributions - Schedule C 4,249.46 6 Infrastructure bond interest 0.00 6 Foreign trust and CFC income 0.00 7 FIF or FLP income 0.00 7 5,795.43 7 Interest - Australian Foreign income Dividends - Unfranked amount 360.65 6 - Franked amount 1,958.72 6 - Franking credits (before 45 day rule) 1,191.70 6 Other Australian income 6 759.81 Total trust distributions 14,315.77 Foreign income tax offset 370.54 Foreign income tax offset 0.00 Capital gain MIT withholding tax 0.00 TFN credits 0.00 8 8 9 10 Net capital gains - Schedule D -24,771.58 11 Foreign income - Schedule E Dividends 413.76 7 Interest 0.00 7 Disposal of revenue assets 0.00 7 Miscellaneous 0.00 7 413.76 Total foreign income Foreign income tax offset 62.06 8 Other Australian income - Schedule F Disposal of revenue assets 489.37 Miscellaneous 155.72 12 12 645.09 Total other Australian income TOTAL INCOME FROM INVESTMENT ASSETS 12,997.30 16 Page 2 of 3 M01234567 For enquiries please contact your financial adviser Sample Annual Income and Expense Credits Credits ($) Income ($) Income total ($) Tax guide reference Less allowable deductions Expenses - Schedule G 14,349.56 Franking credits denied from trust distributions Total allowable deductions NET INCOME FROM INVESTMENT ASSETS 13 0.00 13 14,349.56 -1,352.26 Important Note: The total of the amount shown beside [11] is negative. The net capital loss can only be used to offset capital gains from other sources or must be carried forward to future years. To calculate the taxable income in the Tax Summary add this amount back to the net income from investment assets. This document may not be copied, reproduced or otherwise distributed or circulated without the express permission of BT Portfolio Services Ltd ABN 73 095 055 208 (`BTPS'). This statement is designed to assist you in preparing your Self Managed Super Fund 2012-2013 Australian Tax Return. It is provided for the use of investors in Wrap and is based on current taxation laws and their interpretation. Please note that information contained in this statement will be incorrect if either the purchase date or original cost of any parcel supplied to us is incorrect. Due to the nature of taxation law, a number of assumptions have been made in the preparation of this statement and these are disclosed in the Wrap Tax Policy Guide. You can obtain copies of this guide via the Investor Wrap Desktop at www.investorwrap.com.au. Alternatively, you can access these at the public site https://www.investorwrap.com.au/wrap/taxguides or by contacting your financial adviser. The application of tax laws depends upon an investor's specific circumstances and our assumptions may not be relevant to you. You should therefore seek professional advice on the taxation implications of your investments and should not rely on the information contained in this statement which should be used as a guide only. In addition, if a parcel reset has occurred the information in this report may not be accurate and you should not rely on it without professional taxation advice. The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 3 of 3 M01234567 For enquiries please contact your financial adviser 17 Sample Annual Tax Statement – Schedule A SAMPLE Investment Service Interest - Schedule A Year ended 30-Jun-2013 Source Investor number M01234567 Investor name John Citizen – ABC Trust Date for tax purposes Infrastructure bond interest not assessable ($) Amount TFN deducted ($) ($) AGKHA: AGL Energy Limited Frn Jun39 10/09/2012 0.00 340.42 0.00 AQNHA: AMP Group Finance. Frn Apr19 15/08/2012 0.00 822.49 0.00 AQNHA: AMP Group Finance. Frn Apr19 15/11/2012 0.00 810.93 0.00 WBCHA: Westpac Banking Corp Frn Aug22 23/11/2012 0.00 321.12 0.00 WBCHA: Westpac Banking Corp Frn Aug22 25/02/2013 0.00 303.48 0.00 WBCHA: Westpac Banking Corp Frn Aug22 23/05/2013 0.00 279.36 0.00 WOWHC: Woolworths Limited Frn Nov36 24/08/2012 0.00 35.57 0.00 WOWHC: Woolworths Limited Frn Nov36 26/11/2012 0.00 37.12 0.00 WRAPWCA: Wrap - Working Account 1/07/2012 0.00 344.73 0.00 WRAPWCA: Wrap - Working Account 1/10/2012 0.00 230.35 0.00 WRAPWCA: Wrap - Working Account 1/01/2013 0.00 255.14 0.00 WRAPWCA: Wrap - Working Account 1/04/2013 0.00 73.06 0.00 0.00 3,853.77 0.00 TOTAL ($) 18 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule B SAMPLE Investment Service Dividends - Schedule B Year ended 30-Jun-2013 Date Quantity for tax purposes Investor number M01234567 Investor name John Citizen – ABC Trust Unfranked amount Unfranked CFI amount Franked amount Franking credit Amount of franking credit allowable ($) ($) ($) ($) ($) Source : AGK: AGL Energy Limited 27/09/2012 1,098 0.00 0.00 351.36 150.58 150.58 0.00 0.00 351.36 150.58 150.58 Source : ANZ: ANZ Banking Grp Ltd 02/07/2012 634 0.00 0.00 418.44 179.33 179.33 19/12/2012 0.00 0.00 500.86 214.65 214.65 0.00 0.00 919.30 393.98 393.98 Source : BHP: BHP Billiton Limited 28/09/2012 777 0.00 0.00 428.00 183.43 183.43 28/03/2013 0.00 0.00 431.76 185.04 185.04 634 777 0.00 0.00 859.76 368.47 368.47 Source : CBA: Commonwealth Bank. 05/10/2012 544 0.00 0.00 1,071.68 459.29 459.29 05/04/2013 0.00 0.00 892.16 382.35 382.35 0.00 0.00 1,963.84 841.64 841.64 Source : CBAPA: Commonwealth Bank. Conv. Pref. 31/07/2012 131 0.00 0.00 344.39 147.59 147.59 31/10/2012 131 0.00 0.00 322.67 138.29 138.29 31/01/2013 131 0.00 0.00 302.32 129.57 129.57 30/04/2013 131 0.00 0.00 283.97 121.70 121.70 0.00 0.00 1,253.35 537.15 537.15 Source : COH: Cochlear Limited 20/09/2012 205 102.50 63.55 90.20 38.66 38.66 12/03/2013 75.85 77.90 102.50 43.93 43.93 178.35 141.45 192.70 82.59 82.59 544 205 Source : CPU: Computershare Ltd 11/09/2012 1,443 0.00 19/03/2013 1,443 80.81 121.21 51.95 51.95 0.00 161.62 40.40 17.32 17.32 0.00 242.43 161.61 69.27 69.27 Source : CWN: Crown Limited 12/10/2012 1,778 168.91 0.00 168.91 72.39 72.39 16/04/2013 160.02 0.00 160.02 68.58 68.58 328.93 0.00 328.93 140.97 140.97 52.09 0.00 52.09 22.32 22.32 1,778 Source : IPL: Incitec Pivot 03/07/2012 3,157 14/12/2012 3,157 0.00 71.66 215.62 92.41 92.41 52.09 71.66 267.71 114.73 114.73 Source : ORG: Origin Energy 27/09/2012 2,614 0.00 0.00 653.50 280.07 280.07 04/04/2013 0.00 0.00 653.50 280.07 280.07 2,614 19 If tax has been withheld at dividend source it is not included in this schedule. Please refer to your dividend notice. Page 1 of 2 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule B Date Quantity for tax purposes Unfranked amount Unfranked CFI amount Franked amount Franking credit Amount of franking credit allowable ($) ($) ($) ($) ($) Date Quantity Unfranked 0.00 for tax amount Source : ORI: Orica Limited purposes Unfranked 0.00 CFI amount Franked 1,307.00 amount Franking 560.14 credit Amount of 560.14 franking credit 31.92 allowable 02/07/2012 532 0.00 127.68 74.48 31.92 14/12/2012 532 0.00 159.60 127.68 54.72 ($) 0.00 ($) 287.28 ($) 202.16 ($) 86.64 ($) 86.64 0.00 0.00 0.00 0.00 1,307.00 117.84 560.14 50.50 560.14 50.50 0.00 0.00 0.00 0.00 0.00 127.68 0.00 159.60 157.67 74.48 275.51 127.68 67.57 31.92 118.07 54.72 67.57 31.92 118.07 54.72 0.00 0.00 287.28 0.00 202.16 308.52 86.64 132.22 86.64 132.22 0.00 0.00 0.00 0.00 145.69 0.00 145.69 0.00 145.69 117.84 454.21 157.67 62.44 50.50 194.66 67.57 62.44 50.50 194.66 67.57 Source : WBC: Westpac Banking Corp 0.00 02/07/2012 1,231 0.00 Source : UGL: UGL Limited 20/12/2012 1,231 0.00 07/09/2012 857 0.00 0.00 27/03/2013 857 0.00 0.00 0.00 275.51 1,009.42 118.07 432.61 118.07 432.61 0.00 0.00 0.00 145.69 1,034.04 308.52 2,043.46 145.69 443.16 132.22 875.77 62.44 443.16 132.22 875.77 62.44 145.69 0.00 454.21 353.09 194.66 151.32 194.66 151.32 0.00 0.00 0.00 0.00 0.00 0.00 74.81 1,009.42 326.74 1,034.04 754.64 2,043.46 32.06 432.61 140.03 443.16 323.41 875.77 32.06 432.61 140.03 443.16 323.41 875.77 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 888.51 211.39 353.09 212.81 74.81 205.10 326.74 629.30 754.64 11,964.84 90.59 151.32 91.21 32.06 87.90 140.03 269.70 323.41 5,127.77 90.59 151.32 91.21 32.06 87.90 140.03 269.70 323.41 5,127.77 Source : RIO: Rio Tinto Limited 13/09/2012 172 Source : ORI: Orica Limited 11/04/2013 172 02/07/2012 532 14/12/2012 532 Source : UGL: UGL Limited 07/09/2012 857 Source : RIO: Rio Tinto Limited 27/03/2013 857 13/09/2012 172 11/04/2013 172 Source : WOW: Woolworths Limited 0.00 12/10/2012 527 0.00 Source : WBC: Westpac Banking Corp 11/12/2012 527 0.00 02/07/2012 1,231 0.00 26/04/2013 527 0.00 20/12/2012 1,231 0.00 0.00 0.00 Source : WPL: Woodside Petroleum Source : WOW: Woolworths Limited 02/10/2012 335 0.00 12/10/2012 527 0.00 03/04/2013 335 0.00 11/12/2012 527 0.00 29/05/2013 335 0.00 26/04/2013 527 0.00 0.00 0.00 TOTAL ($) 559.37 Source : WPL: Woodside Petroleum 02/10/2012 335 0.00 54.72 0.00 211.39 90.59 90.59 03/04/2013 335 0.00 0.00 212.81 91.21 91.21 29/05/2013 335 0.00 0.00 205.10 87.90 87.90 0.00 0.00 629.30 269.70 269.70 559.37 888.51 11,964.84 5,127.77 5,127.77 TOTAL ($) 20 If tax has been withheld at dividend source it is not included in this schedule. Please refer to your dividend notice. Page 2 of 2 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C SAMPLE Investment Service Trust distributions summary - Schedule C Year ended 30-Jun-2013 Security Security name ETL0032AU Aberdeen Emerging Opportunities Fund CRS0008AU Income distributed ($) Investor number M01234567 Investor name John Citizen – ABC Trust Less July 12 1 entitlement ($) Tax Distributions Add Total 4 5 July 13 Cash adjustments from trusts 2 3 entitlement distribution ($) ($) ($) ($) 421.58 0.00 543.63 965.21 -945.76 19.45 Aberdeen Inflation linked Bond Fund 3,639.91 -3,444.24 904.34 1,100.01 -63.73 1,036.28 APN0004AU APN Property For Income Fund No 2 (WA) 340.18 -170.09 0.00 170.09 -170.09 0.00 APN0016AU APN Unlisted Property Fund 1,082.72 0.00 125.51 1,208.23 -932.04 276.19 SLT0006AU Baker Steel Gold Fund 1,385.43 -1,385.43 0.00 0.00 0.00 0.00 CSA0038AU Bentham Wholesale Global Income Fund 3,148.46 -203.58 658.28 3,603.16 -3,118.91 484.25 FSF0038AU CFS Wholesale Global Resources Fund (WA) 212.45 -121.77 134.72 225.40 -176.69 48.71 FID0008AU Fidelity Australian Equities Fund (WA) 920.02 0.00 702.20 1,622.22 530.44 2,152.66 HOW0034AU Greencape Wholesale Broadcap Fund 552.86 -135.22 0.00 417.64 -71.97 345.67 MAQ0277AU Macquarie Income Opportunities Fund 1,817.63 -193.84 600.45 2,224.24 -514.69 1,709.55 MGE0001AU Magellan Global Fund 815.91 -815.91 1,327.89 1,327.89 -1,327.15 0.74 MGE0002AU Magellan Infrastructure Fund 1,992.07 -1,654.09 1,284.32 1,622.30 -1,340.18 282.12 PER0270AU Pengana Emerging Companies Fund 265.76 -132.88 3,088.15 3,221.03 -3,221.03 0.00 ETL0015AU PIMCO EQT W/S Aust Bond Fund Class B 1,282.22 0.00 238.02 1,520.24 -409.31 1,110.93 PLA0004AU Platinum Asia Fund 403.24 -403.24 0.00 0.00 0.00 0.00 ETL0042AU SGH20 659.81 -181.01 227.63 706.43 347.40 1,053.83 MAQ0557AU Walter Scott Global Equity Fund (Hedged) 339.01 -339.01 0.00 0.00 0.00 0.00 19,279.26 -9,180.31 9,835.14 19,934.09 -11,413.71 8,520.38 TOTAL ($) 1 Income you received during the year ended 30 June 2013 but included in your 30 June 2012 tax return. 2 Income you received during the year ended 30 June 2014 but is required to be included in your 30 June 2013 tax return. 3 Total Cash Distributions amount shown in the Trust distributions detail - Schedule C. 4 This amount includes franking credits, capital gains, foreign income and foreign income tax offset shown separately in the Tax statement summary. 5 See Distributions from trusts in the Tax statement summary. 21 Please refer to "Trust distributions detail - Schedule C" on the following pages for more detailed information by security. Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C SAMPLE Investment Service Trust distributions detail - Schedule C Year ended 30-Jun-2013 Security Investor number M01234567 Investor name John Citizen – ABC Trust GRAND TOTAL APN0004AU 31/07/2012 APN0004AU Annual Total 0.541700 31,399.30 0.541700 170.09 170.09 4,249.46 0.00 0.00 0.00 0.00 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 674.47 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 9.31 875.82 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign income 5,795.43 0.00 0.00 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 285.47 75.18 1,958.72 1,191.70 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 759.81 2,659.03 0.00 2,961.89 0.00 0.00 0.00 170.09 0.00 0.00 0.00 0.00 0.00 170.09 0.00 0.00 0.00 370.54 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest Foreign trust & CFC income FIF or FLP income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 22 19,934.09 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 1 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security APN0016AU 31/12/2012 APN0016AU 27/05/2013 APN0016AU 30/06/2013 APN0016AU Annual Total 11.590000 6,182.74 5.922000 6,182.71 2.030000 6,182.76 19.542000 716.58 APN0016AU 31/12/2012 366.14 APN0016AU 27/05/2013 125.51 APN0016AU 30/06/2013 1,208.23 APN0016AU Annual Total 716.58 0.00 0.00 14.55 0.00 0.00 366.14 0.00 0.00 7.43 0.00 0.00 125.51 0.00 0.00 2.55 0.00 0.00 1,208.23 0.00 0.00 24.53 0.00 0.00 Discounted capitalfor gains* Gains not eligible discount -- Undisclosed Undisclosed TARP -- TARP -- NTARP NTARP 0.00 0.00 5.52 0.00 0.00 0.00 0.00 0.00 2.82 0.00 0.00 0.00 0.00 0.00 0.97 0.00 0.00 0.00 0.00 0.00 9.31 0.00 0.00 0.00 Foreign trustcapital & CFCgains* income Discounted FIF or FLP income - Undisclosed 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 - TARP Foreign - NTARPincome 5.52 23.79 0.00 2.82 12.16 0.00 0.97 4.17 0.00 9.31 40.12 0.00 Dividends Foreign trust & CFC income - Unfranked amount FIF or FLP income - Unfranked CFI amount -Foreign Franked amount income - Franking credit** 0.00 0.00 0.00 0.00 0.14 23.79 0.14 0.00 0.00 0.00 0.00 0.07 12.16 0.07 0.00 0.00 0.00 0.00 0.03 4.17 0.03 0.00 0.00 0.00 0.00 0.24 40.12 0.24 Dividendscredits denied Franking - Unfranked amount Other Australian income - Unfranked CFI amount CGT concession -Tax Franked free amount - Franking credit** Tax deferred Tax exempt Franking credits denied Other Australian income Less CGT concession Foreign Tax freeincome tax offset Foreign income tax offset - Capital gain Tax deferred TFN tax withheld by BT** Tax exempt TFN tax withheld by Fund Manager** 0.00 0.00 148.98 0.00 157.58 0.14 0.00 0.14 372.19 0.00 0.00 148.98 157.58 6.16 0.00 0.00 372.19 0.00 0.00 0.00 0.00 0.00 76.12 0.00 80.51 0.07 0.00 0.07 190.17 0.00 0.00 76.12 80.51 3.15 0.00 0.00 190.17 0.00 0.00 0.00 0.00 0.00 26.09 0.00 27.60 0.03 0.00 0.03 65.19 0.00 0.00 26.09 27.60 1.08 0.00 0.00 65.19 0.00 0.00 0.00 0.00 0.00 251.19 0.00 265.69 0.24 0.00 0.24 627.55 0.00 0.00 251.19 265.69 10.39 0.00 0.00 627.55 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 6.16 0.00 0.00 0.00 3.15 0.00 0.00 0.00 1.08 0.00 0.00 0.00 10.39 0.00 0.00 0.00 Net CPU Quantity TOTAL SecurityCASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest Net CPU Quantity Gains notCASH eligibleDISTRIBUTION for discount TOTAL ($) - Undisclosed -Interest TARP - Australian -Infrastructure NTARP bond interest 14.55 0.00 11.590000 6,182.74 7.43 0.00 5.922000 6,182.71 2.55 0.00 2.030000 6,182.76 24.53 0.00 19.542000 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 2 of 16 For enquiries please contact your financial adviser All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. 23 Sample Annual Tax Statement – Schedule C Security CRS0008AU 15/08/2012 CRS0008AU 30/06/2013 CRS0008AU Annual Total CSA0038AU 31/07/2012 0.605000 32,342.15 1.747400 51,753.46 2.352400 0.636200 20,746.62 TOTAL CASH DISTRIBUTION ($) 195.67 904.34 1,100.01 131.99 Interest - Australian Infrastructure bond interest 184.33 0.00 851.94 0.00 1,036.27 0.00 2.49 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 5.66 0.00 0.00 26.18 0.00 0.00 31.84 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign income 0.01 0.04 0.05 114.25 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 5.66 0.00 0.00 0.00 0.00 0.00 26.18 0.00 0.00 0.00 0.00 0.00 31.84 0.00 0.00 0.00 0.00 15.24 0.00 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity 24 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 3 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security CSA0038AU 31/08/2012 CSA0038AU 30/09/2012 CSA0038AU 31/10/2012 CSA0038AU 30/11/2012 0.603510 20,746.96 0.612710 20,747.17 0.624090 20,747.01 0.629900 20,746.15 125.21 127.12 129.48 130.68 Interest - Australian Infrastructure bond interest 2.37 0.00 2.40 0.00 2.45 0.00 2.47 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 108.38 110.04 112.08 113.12 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 14.46 0.00 0.00 0.00 0.00 0.00 14.68 0.00 0.00 0.00 0.00 0.00 14.95 0.00 0.00 0.00 0.00 0.00 15.09 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 4 of 16 For enquiries please contact your financial adviser 25 Sample Annual Tax Statement – Schedule C Security CSA0038AU 31/12/2012 CSA0038AU 31/01/2013 CSA0038AU 28/02/2013 CSA0038AU 31/03/2013 0.634330 60,441.73 0.642250 60,440.64 0.628690 60,441.55 0.620560 60,440.57 383.40 388.18 379.99 375.07 Interest - Australian Infrastructure bond interest 7.25 0.00 7.34 0.00 7.18 0.00 7.09 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 331.87 336.01 328.92 324.66 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 44.28 0.00 0.00 0.00 0.00 0.00 44.83 0.00 0.00 0.00 0.00 0.00 43.89 0.00 0.00 0.00 0.00 0.00 43.32 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 26 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 5 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security CSA0038AU 30/04/2013 CSA0038AU 31/05/2013 CSA0038AU 30/06/2013 CSA0038AU Annual Total 0.638940 60,440.73 0.641250 60,441.33 1.089130 60,440.90 8.001560 386.18 387.58 658.28 3,603.16 Interest - Australian Infrastructure bond interest 7.30 0.00 7.33 0.00 12.44 0.00 68.11 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 334.28 335.49 569.81 3,118.91 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 44.60 0.00 0.00 0.00 0.00 0.00 44.77 0.00 0.00 0.00 0.00 0.00 76.03 0.00 0.00 0.00 0.00 0.00 416.14 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 6 of 16 For enquiries please contact your financial adviser 27 Sample Annual Tax Statement – Schedule C Security ETL0015AU 31/12/2012 ETL0015AU 31/03/2013 ETL0015AU 30/06/2013 ETL0015AU Annual Total 0.861000 79,286.88 0.756200 79,285.90 0.300200 79,287.14 1.917400 TOTAL CASH DISTRIBUTION ($) 682.66 599.56 238.02 1,520.24 Interest - Australian Infrastructure bond interest 498.85 0.00 438.13 0.00 173.93 0.00 1,110.91 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 125.03 109.81 43.59 278.43 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 0.00 0.00 58.77 0.00 0.00 0.00 0.00 0.00 51.62 0.00 0.00 0.00 0.00 0.00 20.49 0.00 0.00 0.00 0.00 0.00 130.88 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 28 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 7 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security ETL0032AU 11/07/2012 ETL0032AU 30/06/2013 ETL0032AU Annual Total ETL0042AU 31/12/2012 1.662800 25,353.62 421.58 1.511600 35,963.88 3.174400 1.841661 25,998.27 543.63 965.21 478.80 Interest - Australian Infrastructure bond interest 8.50 0.00 10.96 0.00 19.46 0.00 21.07 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 85.03 0.00 0.00 109.65 0.00 0.00 194.68 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 301.63 388.96 690.59 0.00 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 149.03 0.00 300.23 235.46 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 85.03 0.00 0.00 0.00 0.00 0.00 109.65 0.00 0.00 0.00 0.00 0.00 194.68 0.00 0.00 0.00 0.00 8.47 0.00 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 58.61 0.00 0.00 0.00 75.58 0.00 0.00 0.00 134.19 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Discounted capital gains* - Undisclosed - TARP - NTARP Foreign trust & CFC income FIF or FLP income Foreign income All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 8 of 16 For enquiries please contact your financial adviser 29 Sample Annual Tax Statement – Schedule C Security ETL0042AU 30/06/2013 ETL0042AU Annual Total FID0008AU 31/12/2012 FID0008AU 31/03/2013 0.875567 25,998.01 2.717228 28.905675 2,312.80 10.873626 2,312.84 227.63 706.43 668.53 251.49 10.02 0.00 31.09 0.00 27.72 0.00 10.43 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign income 0.00 0.00 17.01 6.40 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 70.85 0.00 142.73 111.94 219.88 0.00 442.96 347.40 13.19 27.14 525.54 282.38 4.96 10.21 197.70 106.23 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 4.03 0.00 0.00 0.00 0.00 0.00 12.50 0.00 0.00 0.00 0.00 0.00 11.15 25.60 0.00 21.36 0.00 0.00 4.19 9.63 0.00 8.03 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.18 0.00 0.00 0.00 0.07 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest 30 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 9 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security FID0008AU 30/06/2013 FID0008AU Annual Total FSF0038AU 09/12/2012 FSF0038AU 30/06/2013 30.361589 2,312.79 70.140890 0.700000 12,954.29 1.040000 12,953.85 702.20 1,622.22 90.68 134.72 29.12 0.00 67.27 0.00 1.55 0.00 2.30 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 17.87 41.28 93.30 138.61 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 13.86 28.51 552.00 296.61 32.01 65.86 1,275.24 685.22 1.17 0.00 6.22 10.22 1.74 0.00 9.24 15.18 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 11.71 26.89 0.00 22.43 0.00 0.00 27.05 62.12 0.00 51.82 0.00 0.00 0.44 0.00 0.00 0.00 0.00 0.00 0.65 0.00 0.00 0.00 0.00 0.19 0.00 0.00 0.00 0.44 0.00 0.00 0.00 12.00 0.00 0.00 0.00 17.82 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 10 of 16 For enquiries please contact your financial adviser 31 Sample Annual Tax Statement – Schedule C Security FSF0038AU Annual Total HOW0034AU 30/09/2012 HOW0034AU Annual Total MAQ0277AU 30/07/2012 1.740000 1.171580 35,647.59 1.171580 0.400000 35,435.00 225.40 417.64 417.64 141.74 Interest - Australian Infrastructure bond interest 3.85 0.00 7.60 0.00 7.60 0.00 108.69 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 88.92 0.00 0.00 88.92 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 231.91 5.77 5.77 32.89 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 2.91 0.00 15.46 25.40 29.99 0.00 194.45 111.97 29.99 0.00 194.45 111.97 0.00 0.00 0.16 0.09 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 1.09 0.00 0.00 0.00 0.00 0.00 1.67 90.38 0.00 0.00 0.00 0.00 1.67 90.38 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 29.82 0.00 0.00 0.00 1.13 0.00 0.00 0.00 1.13 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 32 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 11 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security MAQ0277AU 30/08/2012 MAQ0277AU 27/09/2012 MAQ0277AU 30/10/2012 MAQ0277AU 29/11/2012 0.400000 35,435.00 0.500000 35,436.00 0.500000 35,436.00 0.450000 35,435.56 TOTAL CASH DISTRIBUTION ($) 141.74 177.18 177.18 159.46 Interest - Australian Infrastructure bond interest 108.69 0.00 135.87 0.00 135.87 0.00 122.28 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 32.89 41.11 41.11 37.00 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.16 0.09 0.00 0.00 0.20 0.11 0.00 0.00 0.20 0.11 0.00 0.00 0.18 0.10 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity Foreign income All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 12 of 16 For enquiries please contact your financial adviser 33 Sample Annual Tax Statement – Schedule C Security MAQ0277AU 28/12/2012 MAQ0277AU 30/01/2013 MAQ0277AU 27/02/2013 MAQ0277AU 27/03/2013 0.500000 35,436.00 0.500000 35,436.00 0.200000 35,435.00 0.299916 35,436.59 TOTAL CASH DISTRIBUTION ($) 177.18 177.18 70.87 106.28 Interest - Australian Infrastructure bond interest 135.87 0.00 135.87 0.00 54.35 0.00 81.50 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 41.11 41.11 16.44 24.66 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.20 0.11 0.00 0.00 0.20 0.11 0.00 0.00 0.08 0.04 0.00 0.00 0.12 0.07 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity Foreign income 34 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 13 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security MAQ0277AU 29/04/2013 MAQ0277AU 30/05/2013 MAQ0277AU 27/06/2013 MAQ0277AU Annual Total 0.300000 35,436.67 0.300000 62,890.00 0.954767 62,889.69 5.304683 106.31 188.67 600.45 2,224.24 81.52 0.00 144.68 0.00 460.44 0.00 1,705.63 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Foreign trust & CFC income FIF or FLP income 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 24.67 43.78 139.32 516.09 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.12 0.07 0.00 0.00 0.22 0.12 0.00 0.00 0.69 0.38 0.00 0.00 2.53 1.40 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest Foreign income All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 14 of 16 For enquiries please contact your financial adviser 35 Sample Annual Tax Statement – Schedule C Security MGE0001AU 30/06/2013 MGE0001AU Annual Total MGE0002AU 31/12/2012 MGE0002AU 30/06/2013 3.254987 40,795.55 3.254987 0.500000 67,596.00 1.900000 67,595.79 1,327.89 1,327.89 337.98 1,284.32 0.49 0.00 0.49 0.00 36.30 0.00 137.95 0.00 Gains not eligible for discount - Undisclosed - TARP - NTARP 0.00 0.00 674.47 0.00 0.00 674.47 0.00 0.00 0.00 0.00 0.00 0.00 Discounted capital gains* - Undisclosed - TARP - NTARP 0.00 0.00 320.77 0.00 0.00 320.77 0.00 0.00 49.92 0.00 0.00 189.69 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12.94 12.94 179.03 680.31 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.14 1.94 5.80 4.18 0.54 7.38 22.04 15.89 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 0.24 320.77 0.00 0.00 0.00 0.00 0.24 320.77 0.00 0.00 0.00 0.00 10.40 94.60 0.00 0.00 0.00 0.00 39.53 359.47 0.00 0.00 0.00 1.80 0.00 0.00 0.00 1.80 0.00 0.00 0.00 40.16 0.00 0.00 0.00 152.61 0.00 0.00 0.00 Net CPU Quantity TOTAL CASH DISTRIBUTION ($) Interest - Australian Infrastructure bond interest Foreign trust & CFC income FIF or FLP income Foreign income Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 36 All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 15 of 16 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule C Security MGE0002AU Annual Total PER0270AU 31/12/2012 PER0270AU 30/06/2013 PER0270AU Annual Total Net CPU Quantity 2.400000 0.500000 26,576.00 11.620382 26,575.29 12.120382 TOTAL CASH DISTRIBUTION ($) 1,622.30 132.88 3,088.15 3,221.03 174.25 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 239.61 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 859.34 0.00 0.00 0.00 Dividends - Unfranked amount - Unfranked CFI amount - Franked amount - Franking credit** 0.68 9.32 27.84 20.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Franking credits denied Other Australian income CGT concession Tax free Tax deferred Tax exempt 0.00 49.93 454.07 0.00 0.00 0.00 0.00 0.00 44.12 0.00 88.76 0.00 0.00 0.00 1,025.27 0.00 2,062.88 0.00 0.00 0.00 1,069.39 0.00 2,151.64 0.00 Less Foreign income tax offset Foreign income tax offset - Capital gain TFN tax withheld by BT** TFN tax withheld by Fund Manager** 192.77 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Interest - Australian Infrastructure bond interest Gains not eligible for discount - Undisclosed - TARP - NTARP Discounted capital gains* - Undisclosed - TARP - NTARP Foreign trust & CFC income FIF or FLP income Foreign income All information on this schedule is provided by the relevant fund manager. * The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here. ** Not included when calculating the total cash distribution. This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information. M01234567 Page 16 of 16 For enquiries please contact your financial adviser 37 Sample Annual Tax Statement – Schedule D SAMPLE Investment Service Net Capital Gains - Schedule D Year ended 30-Jun-2013 Date of disposal for tax purposes Quantity Date of acquisition for tax ($) purposes Proceeds Investor number M01234567 Investor name John Citizen – ABC Trust Original Non-assessable cost amounts from distributions ($) ($) Reduction factor Capital losses ($) ($) Optimal capital gains position Gains not Gains eligible for eligible for discount discount ($) ($) Source : AGK: AGL Energy Limited 22/11/2012 941 13,074.71 09/11/2010 15,038.54 0.00 0.00 -1,963.83 0.00 0.00 22/11/2012 157 2,181.43 29/06/2012 1,821.20 0.00 0.00 0.00 360.23 0.00 16,859.74 0.00 0.00 -1,963.83 360.23 0.00 1,098 15,256.14 Source : APN0004AU: APN Property For Income Fund No 2 (WA) 31/08/2012 15,441 12,668.02 09/12/2005 31,472.25 6,226.90 0.00 -12,577.33 0.00 0.00 31/08/2012 351 287.60 03/01/2006 718.92 134.48 0.00 -296.84 0.00 0.00 31/08/2012 349 286.44 03/04/2006 732.06 127.08 0.00 -318.54 0.00 0.00 31/08/2012 347 284.48 03/07/2006 745.16 119.39 0.00 -341.28 0.00 0.00 31/08/2012 333 273.30 03/10/2006 758.16 108.77 0.00 -376.09 0.00 0.00 31/08/2012 11,297 9,268.04 16/10/2006 26,228.85 3,688.52 0.00 -13,272.29 0.00 0.00 31/08/2012 183 150.11 01/11/2006 418.56 58.65 0.00 -209.80 0.00 0.00 31/08/2012 231 189.86 02/01/2008 485.96 53.29 0.00 -242.81 0.00 0.00 31/08/2012 270 221.16 01/02/2008 489.08 60.13 0.00 -207.79 0.00 0.00 31/08/2012 289 237.07 03/03/2008 492.72 62.37 0.00 -193.28 0.00 0.00 31/08/2012 301 246.83 01/04/2008 496.62 62.76 0.00 -187.02 0.00 0.00 31/08/2012 295 242.14 01/05/2008 500.69 59.44 0.00 -199.11 0.00 0.00 31/08/2012 315 258.17 02/06/2008 504.67 61.10 0.00 -185.40 0.00 0.00 31/08/2012 356 292.40 01/07/2008 508.92 66.63 0.00 -149.89 0.00 0.00 31/08/2012 347 285.08 01/08/2008 475.68 64.36 0.00 -126.23 0.00 0.00 31/08/2012 333 272.82 01/09/2008 480.02 61.03 0.00 -146.18 0.00 0.00 31/08/2012 361 295.86 01/10/2008 484.18 65.56 0.00 -122.76 0.00 0.00 65,992.50 11,080.46 0.00 -29,152.64 0.00 0.00 31,399 25,759.38 Source : HOW0034AU: Greencape Wholesale Broadcap Fund 23/11/2012 35,647 38,825.22 04/07/2011 40,030.50 0.00 0.00 -1,205.28 0.00 0.00 35,647 38,825.22 40,030.50 0.00 0.00 -1,205.28 0.00 0.00 Source : MAQ0557AU: Walter Scott Global Equity Fund (Hedged) 23/11/2012 56,363 48,227.27 09/07/2010 45,030.50 0.00 0.00 0.00 0.00 3,196.77 56,363 48,227.27 45,030.50 0.00 0.00 0.00 0.00 3,196.77 Source : ORG: Origin Energy 17/05/2013 62 792.78 04/10/2006 414.34 0.00 0.00 0.00 0.00 378.44 17/05/2013 676 8,643.86 16/10/2006 4,932.42 0.00 0.00 0.00 0.00 3,711.44 17/05/2013 436 1,174 5,575.04 28/04/2011 15,011.68 5,668.00 0.00 0.00 -92.96 0.00 0.00 11,014.76 0.00 0.00 -92.96 0.00 4,089.88 Source : PLA0004AU: Platinum Asia Fund 26/11/2012 19,983 42,561.54 09/07/2010 45,030.50 0.00 0.00 -2,468.96 0.00 0.00 19,983 42,561.54 45,030.50 0.00 0.00 -2,468.96 0.00 0.00 Source : SCP: SCA Property Group 01/05/2013 Subtotal 105 171.65 11/12/2012 151.17 0.00 0.00 0.00 20.48 0.00 105 171.65 151.17 0.00 0.00 0.00 20.48 0.00 185,812.88 224,109.67 11,080.46 0.00 -34,883.67 380.71 7,286.65 38 Page 1 of 2 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule D Date of disposal for tax purposes Quantity Date of acquisition for tax ($) purposes Proceeds Original Non-assessable cost amounts from distributions ($) ($) Reduction factor Capital losses ($) ($) Optimal capital gains position Gains not Gains eligible for eligible for discount discount ($) ($) Net capital gains from distributions - TARP - NTARP TOTAL CAPITAL GAINS/LOSSES Application of losses Subtotal 0.00 674.47 18.62 1,751.64 -34,883.67 1,055.18 9,056.91 10,112.09 -1,055.18 -9,056.91 -24,771.58 0.00 0.00 Concession (33.33%) Subtotal TOTAL NET CAPITAL GAIN/LOSS 0.00 0.00 0.00 -24,771.58 39 Sample Annual Tax Statement – Schedule E SAMPLE Investment Service Foreign income - Schedule E Year ended 30-Jun-2013 Investor number M01234567 Investor name John Citizen – ABC Trust Dividends Source IAA: Ishs Asia 50 Etf TOTAL ($) Date for tax purposes Quantity 11/01/2013 914 Gross dividends Foreign tax creditable ($) ($) Additional tax withheld but not creditable ($) 413.76 62.06 0.00 413.76 62.06 0.00 40 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule F SAMPLE Investment Service Other Australian income - Schedule F Year ended 30-Jun-2013 Investor number M01234567 Investor name John Citizen – ABC Trust Disposal of revenue assets ($) Date of acquisition for tax purposes Cost for tax purposes ($) Net gain or net loss ($) 180 18,479.85 2/04/2012 18,000.00 479.85 22/11/2012 383 39,887.83 4/05/2012 39,948.51 -60.68 22/11/2012 21 2,170.20 24/11/2011 2,100.00 70.20 60,048.51 489.37 Date of disposal for tax purposes Quantity AGKHA: AGL Energy Limited Frn Jun39 22/11/2012 AQNHA: AMP Group Finance. Frn Apr19 WOWHC: Woolworths Limited Frn Nov36 Source TOTAL ($) Proceeds 60,537.88 41 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule F SAMPLE Investment Service Other Australian income - Schedule F Year ended 30-Jun-2013 Investor number M01234567 Investor name John Citizen – ABC Trust Miscellaneous income Source Working Cash Account: Fee - APN Rebate Date for tax purposes Assessable amount ($) Non assessable amount ($) 10/01/2013 1.73 0.00 Working Cash Account: Fee - Good Value Payment 2/04/2013 78.49 0.00 Working Cash Account: Fee - Management Fee Rebate 2/04/2013 73.97 0.00 1.53 0.00 155.72 0.00 Working Cash Account: Fee - APN Rebate 10/04/2013 TOTAL ($) 42 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule G SAMPLE Investment Service Miscellaneous expenses - Schedule G Year ended 30-Jun-2013 Details Investor number M01234567 Investor name John Citizen – ABC Trust Payment date Deductible ($) Not deductible ($) Working Cash Account: Fee - Account Keeping Fee 2/07/2012 307.20 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 2/07/2012 806.28 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 2/07/2012 -3.65 0.00 Working Cash Account: Fee - Account Keeping Fee 1/08/2012 317.57 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 1/08/2012 838.88 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 1/08/2012 -3.78 0.00 Working Cash Account: Fee - Account Keeping Fee 3/09/2012 319.21 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 3/09/2012 856.31 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 3/09/2012 -3.82 0.00 Working Cash Account: Fee - Account Keeping Fee 2/10/2012 308.96 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 2/10/2012 831.24 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 2/10/2012 -1.65 0.00 Working Cash Account: Fee - Account Keeping Fee 1/11/2012 320.68 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 1/11/2012 887.62 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 1/11/2012 -1.77 0.00 Working Cash Account: Fee - Account Keeping Fee 3/12/2012 305.68 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 3/12/2012 865.52 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 3/12/2012 -3.72 0.00 Working Cash Account: Fee - Account Keeping Fee 2/01/2013 321.47 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 2/01/2013 905.06 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 2/01/2013 -6.04 0.00 Working Cash Account: Fee - Account Keeping Fee 1/02/2013 327.07 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 1/02/2013 928.46 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 1/02/2013 -6.20 0.00 Working Cash Account: Fee - Account Keeping Fee 1/03/2013 296.50 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 1/03/2013 853.84 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 1/03/2013 -5.72 0.00 Working Cash Account: Fee - Account Keeping Fee 2/04/2013 328.58 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 2/04/2013 951.48 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 2/04/2013 -6.38 0.00 Working Cash Account: Fee - Account Keeping Fee 1/05/2013 317.96 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 1/05/2013 922.31 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 1/05/2013 -6.10 0.00 Working Cash Account: Fee - Account Keeping Fee 3/06/2013 329.25 0.00 Working Cash Account: Fee - Ongoing Adviser Fee 3/06/2013 957.62 0.00 Working Cash Account: Fee - Wrap Advantage Fee Rebate 3/06/2013 -6.36 0.00 14,349.56 0.00 TOTAL ($) 43 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Schedule G SAMPLE Investment Service Summary of Foreign Income Tax Offsets Year ended 30-Jun-2013 Investor number M01234567 Investor name John Citizen – ABC Trust TOTAL ($) Schedule 370.54 Trust distributions Net capital gains 0.00 Foreign revenue profits 0.00 62.06 Foreign dividends Foreign interest 0.00 Foreign other / miscellaneous 0.00 TOTAL ($) 432.60 44 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Unrealised Gains/Losses SAMPLE Investment Service Unrealised Gains / Losses Year ended 30-Jun-2013 Date of valuation Quantity Date of Ex distribution acquisition for tax value ($) purposes Investor number M01234567 Investor name John Citizen – ABC Trust Original Non-assessable amounts from cost distributions ($) ($) Reduction factor Capital losses ($) Optimal capital gains position ($) Gains not eligible for discount ($) Gains eligible for discount ($) Source : ANZ: ANZ Banking Grp Ltd 30/06/2013 634 18,119.72 09/11/2010 15,039.44 0.00 0.00 0.00 0.00 3,080.28 634 18,119.72 15,039.44 0.00 0.00 0.00 0.00 3,080.28 Source : APN0016AU: APN Unlisted Property Fund 30/06/2013 6,183 5,109.42 01/09/2012 6,210.57 627.56 0.00 -473.59 0.00 0.00 6,183 5,109.42 6,210.57 627.56 0.00 -473.59 0.00 0.00 Source : BHP: BHP Billiton Limited 30/06/2013 30 941.10 15/06/2006 785.28 0.00 0.00 0.00 0.00 155.82 30/06/2013 481 15,088.97 16/10/2006 13,093.77 0.00 0.00 0.00 0.00 1,995.20 30/06/2013 266 8,344.42 12/04/2011 13,057.04 0.00 0.00 -4,712.62 0.00 0.00 26,936.09 0.00 0.00 -4,712.62 0.00 2,151.02 777 24,374.49 Source : CBA: Commonwealth Bank. 30/06/2013 544 37,633.92 14/11/2007 33,367.91 0.00 0.00 0.00 0.00 4,266.01 544 37,633.92 33,367.91 0.00 0.00 0.00 0.00 4,266.01 Source : CBAPA: Commonwealth Bank. Conv. Pref. 30/06/2013 131 26,569.42 14/10/2009 26,200.00 0.00 0.00 0.00 0.00 369.42 131 26,569.42 26,200.00 0.00 0.00 0.00 0.00 369.42 Source : COH: Cochlear Limited 30/06/2013 205 12,650.55 09/11/2010 15,008.10 0.00 0.00 -2,357.55 0.00 0.00 205 12,650.55 15,008.10 0.00 0.00 -2,357.55 0.00 0.00 Source : CPU: Computershare Ltd 30/06/2013 1,443 14,819.61 09/11/2010 15,031.77 0.00 0.00 -212.16 0.00 0.00 1,443 14,819.61 15,031.77 0.00 0.00 -212.16 0.00 0.00 Source : CRS0008AU: Aberdeen Inflation linked Bond Fund 30/06/2013 32,342 31,976.07 27/04/2012 35,030.50 0.00 0.00 -3,054.43 0.00 0.00 30/06/2013 19,412 19,192.47 04/12/2012 20,030.50 0.00 0.00 -838.03 0.00 0.00 51,754 51,168.54 55,061.00 0.00 0.00 -3,892.46 0.00 0.00 Source : CSA0038AU: Bentham Wholesale Global Income Fund 30/06/2013 20,747 21,387.97 20/04/2012 20,030.50 0.00 0.00 0.00 0.00 1,357.47 30/06/2013 39,694 40,920.91 04/12/2012 40,030.50 0.00 0.00 0.00 890.41 0.00 60,441 62,308.88 60,061.00 0.00 0.00 0.00 890.41 1,357.47 Source : CWN: Crown Limited 30/06/2013 741 8,973.51 08/12/2005 6,864.40 0.00 0.00 0.00 0.00 2,109.11 30/06/2013 258 3,124.38 10/12/2007 2,414.88 0.00 0.00 0.00 0.00 709.50 30/06/2013 551 6,672.61 18/12/2007 7,248.50 0.00 0.00 -575.89 0.00 0.00 30/06/2013 228 2,761.08 14/07/2010 1,860.72 0.00 0.00 0.00 0.00 900.36 18,388.50 0.00 0.00 -575.89 0.00 3,718.97 1,778 21,531.58 Source : ETL0015AU: PIMCO EQT W/S Aust Bond Fund Class B 30/06/2013 79,286 79,056.49 29/11/2012 80,030.50 130.89 0.00 -843.12 0.00 0.00 79,286 79,056.49 80,030.50 130.89 0.00 -843.12 0.00 0.00 Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices (also known as "Cum" prices). Page 1 of 3 M01234567 For enquiries please contact your financial adviser 45 Sample Annual Tax Statement – Unrealised Gains/Losses Date of valuation Quantity Date of Ex distribution acquisition for tax value ($) purposes Original Non-assessable amounts from cost distributions ($) ($) Reduction factor Capital losses ($) ($) Optimal capital gains position Gains not eligible for discount ($) Gains eligible for discount ($) Source : ETL0032AU: Aberdeen Emerging Opportunities Fund 30/06/2013 25,354 51,490.50 01/06/2010 45,030.50 0.00 0.00 0.00 0.00 6,460.00 30/06/2013 10,611 21,549.15 29/11/2012 20,030.50 0.00 0.00 0.00 1,518.65 0.00 35,965 73,039.65 65,061.00 0.00 0.00 0.00 1,518.65 6,460.00 Source : ETL0042AU: SGH20 30/06/2013 25,998 45,772.15 14/07/2010 45,030.50 0.00 0.00 0.00 0.00 741.65 25,998 45,772.15 45,030.50 0.00 0.00 0.00 0.00 741.65 Source : FID0008AU: Fidelity Australian Equities Fund (WA) 30/06/2013 2,313 53,756.18 29/11/2012 50,030.50 51.82 0.00 0.00 3,777.50 0.00 2,313 53,756.18 50,030.50 51.82 0.00 0.00 3,777.50 0.00 Source : FSF0038AU: CFS Wholesale Global Resources Fund (WA) 30/06/2013 12,954 17,368.91 21/07/2010 23,882.89 15.79 0.00 -6,498.18 0.00 0.00 12,954 17,368.91 23,882.89 15.79 0.00 -6,498.18 0.00 0.00 Source : IAA: Ishs Asia 50 Etf 30/06/2013 914 42,025.72 29/11/2012 40,164.72 0.00 0.00 0.00 1,861.00 0.00 914 42,025.72 40,164.72 0.00 0.00 0.00 1,861.00 0.00 Source : IPL: Incitec Pivot 30/06/2013 3,157 9,029.02 23/06/2011 12,067.17 0.00 0.00 -3,038.15 0.00 0.00 3,157 9,029.02 12,067.17 0.00 0.00 -3,038.15 0.00 0.00 Source : MAQ0277AU: Macquarie Income Opportunities Fund 30/06/2013 35,436 35,481.93 27/04/2012 35,030.50 0.00 0.00 0.00 0.00 451.43 30/06/2013 27,454 27,489.36 23/05/2013 28,030.50 0.00 0.00 -541.14 0.00 0.00 62,890 62,971.29 63,061.00 0.00 0.00 -541.14 0.00 451.43 Source : MGE0001AU: Magellan Global Fund 30/06/2013 40,796 61,882.71 18/11/2010 40,030.50 667.54 0.00 0.00 0.00 22,519.75 40,796 61,882.71 40,030.50 667.54 0.00 0.00 0.00 22,519.75 Source : MGE0002AU: Magellan Infrastructure Fund 30/06/2013 48,090 41,838.41 18/11/2010 35,030.50 0.00 0.00 0.00 0.00 6,807.91 30/06/2013 19,506 16,970.09 20/04/2012 15,030.50 0.00 0.00 0.00 0.00 1,939.59 67,596 58,808.50 50,061.00 0.00 0.00 0.00 0.00 8,747.50 Source : ORG: Origin Energy 30/06/2013 1,440 18,100.80 04/10/2006 9,623.33 0.00 0.00 0.00 0.00 8,477.47 1,440 18,100.80 9,623.33 0.00 0.00 0.00 0.00 8,477.47 Source : ORI: Orica Limited 30/06/2013 532 10,985.80 28/02/2008 13,841.92 0.00 0.00 -2,856.12 0.00 0.00 532 10,985.80 13,841.92 0.00 0.00 -2,856.12 0.00 0.00 Source : PER0270AU: Pengana Emerging Companies Fund 30/06/2013 26,575 58,449.78 31/05/2010 45,030.50 2,391.10 0.00 0.00 0.00 15,810.38 26,575 58,449.78 45,030.50 2,391.10 0.00 0.00 0.00 15,810.38 Source : RIO: Rio Tinto Limited 30/06/2013 172 9,007.64 09/11/2010 15,011.60 0.00 0.00 -6,003.96 0.00 0.00 172 9,007.64 15,011.60 0.00 0.00 -6,003.96 0.00 0.00 Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices (also known as "Cum" prices). 46 Page 2 of 3 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Unrealised Gains/Losses Date of valuation Quantity Original Non-assessable amounts from cost distributions ($) ($) Date of Ex distribution acquisition for tax value ($) purposes Reduction factor Capital losses ($) Optimal capital gains position ($) Gains not eligible for discount ($) Gains eligible for discount ($) Source : SLT0006AU: Baker Steel Gold Fund 30/06/2013 39,883 13,803.51 02/06/2010 45,030.50 0.00 0.00 -31,226.99 0.00 0.00 39,883 13,803.51 45,030.50 0.00 0.00 -31,226.99 0.00 0.00 Source : UGL: UGL Limited 30/06/2013 857 5,930.44 23/06/2011 12,054.14 0.00 0.00 -6,123.70 0.00 0.00 857 5,930.44 12,054.14 0.00 0.00 -6,123.70 0.00 0.00 Source : WBC: Westpac Banking Corp 30/06/2013 643 18,569.84 08/12/2005 14,170.29 0.00 0.00 0.00 0.00 4,399.55 30/06/2013 588 16,981.44 16/10/2006 13,753.04 0.00 0.00 0.00 0.00 3,228.40 35,551.28 27,923.33 0.00 0.00 0.00 0.00 7,627.95 1,231 Source : WBCHA: Westpac Banking Corp Frn Aug22 30/06/2013 200 20,400.00 21/08/2012 20,000.00 0.00 0.00 0.00 400.00 0.00 200 20,400.00 20,000.00 0.00 0.00 0.00 400.00 0.00 Source : WOW: Woolworths Limited 30/06/2013 527 17,290.87 08/02/2007 13,165.85 0.00 0.00 0.00 0.00 4,125.02 527 17,290.87 13,165.85 0.00 0.00 0.00 0.00 4,125.02 Source : WPL: Woodside Petroleum 30/06/2013 131 4,586.31 08/12/2005 4,801.28 0.00 0.00 -214.97 0.00 0.00 30/06/2013 162 5,671.62 16/10/2006 6,552.54 0.00 0.00 -880.92 0.00 0.00 30/06/2013 42 1,470.42 11/02/2010 1,768.20 0.00 0.00 -297.78 0.00 0.00 11,728.35 13,122.02 0.00 0.00 -1,393.67 0.00 0.00 979,245.22 955,527.35 3,884.70 0.00 -70,749.30 8,447.56 89,904.32 70,749.30 -8,447.56 -62,301.74 0.00 0.00 27,602.58 335 Subtotal Application of losses Subtotal Concession (33.33%) 9,200.85 Subtotal 0.00 TOTAL NET UNREALISED CAPITAL GAIN/LOSS 18,401.73 18,401.73 Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices (also known as "Cum" prices). Page 3 of 3 M01234567 For enquiries please contact your financial adviser 47 Sample Annual Tax Statement – Insurance Details SAMPLE Investment Service Insurance Details As at 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Insurance Details As at: 30 Jun 2013 Term Life Policy Number: Policy Owner: Life Assured John Citizen Payment Frequency: Premium: Date Paid To: Y0000000 John Citizen – ABC Trust Date of Birth 1/1/1900 Smoker No Benefit Details Death: TPD: 2,338,100.00 515,000.00 Monthly $292.57 21/7/2013 Occupation Class n/a A Definition n/a ANY Term Life Policy Number: Policy Owner: Payment Frequency: Premium: Date Paid To: Y0000001 John Citizen – ABC Trust Life Assured Date of Birth Smoker Sarah Citizen 1/1/1900 No Benefit Details Death: TPD: 1,545,000.00 1,545,000.00 Monthly $155.35 14/7/2013 Occupation Class n/a n/a Definition n/a Home Duties For full terms and conditions of your insurance cover, please refer to your Policy Schedule, Renewal Summa ry or BT Protection Plans Product Disclosure Statement and Policy Document. 48 Page 1 of 1 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Summary of Insurance Premium SAMPLE Investment Service Summary of Insurance Premium Year ended 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Policy Number: Y0000000 Policy Type: Term Life Policy Owner: John Citizen – ABC Trust Total Premium Paid for the Financial Year: $3,346.28 Policy Number: Y0000001 Policy Type: Term Life Policy Owner: John Citizen – ABC Trust Total Premium Paid for the Financial Year: $1,794.36 The above information shows the total premiums paid from your Wrap account for any (BT Life) insurance policy held during the financial year. The insurance policy premium information has not been included in your Tax Statement or supporting schedules. It is provided separately on this report for your information. You will need to discuss with your adviser and/or tax consultant to determine whether or not any of the premiums paid can be claimed as a tax deduction. Page 1 of 1 M01234567 For enquiries please contact your financial adviser 49 Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Investment Summary Opening balance as at 1-Jul-2012 $36,012.14 Closing balance as at 30-Jun-2013 $9,598.72 Transaction Details Effective Date Transaction Type Transaction Details 1-Jul-2012 Opening Balance 1 Jul 2012 Interest 2 Jul 2012 Account Keeping Fee for the period 01 Jun 2012 to 30 Jun 2012 2 Jul 2012 Wrap Advantage Fee Rebate for the period 01 Jun 2012 to 30 Jun 2012 2 Jul 2012 Ongoing Adviser Fee for the period 01 Jun 2012 to 30 Jun 2012 2 Jul 2012 Dividend WESTPAC DIVIDEND 2 Jul 2012 Dividend 2 Jul 2012 Deposits ($) Withdrawals ($) Balance ($) 36,012.14 344.73 36,356.87 -307.20 3.65 36,049.67 36,053.32 -806.28 35,247.04 1,009.42 36,256.46 ANZ DIVIDEND 418.44 36,674.90 Dividend ORICA DIVIDEND 202.16 36,877.06 2 Jul 2012 Distribution CFS W/S Glbl Resources Fd (WA) FSF0038AU 121.77 36,998.83 3 Jul 2012 Dividend INCITEC PIVOT 104.18 37,103.01 6 Jul 2012 Distribution SGH20 ETL0042AU 181.01 37,284.02 50 Page 1 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 9 Jul 2012 Transaction Type Transaction Details Deposits ($) Distribution Macq Mstr Incme Opportunts MAQ0277AU 193.84 37,477.86 9 Jul 2012 Distribution Walter Scott Glbl Eqty Fd Hdgd MAQ0557AU 339.01 37,816.87 10 Jul 2012 Distribution APN Proprty for Incme Fd No 2 APN0004AU 170.09 37,986.96 11 Jul 2012 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 203.58 38,190.54 11 Jul 2012 Distribution Baker Steel Gold Fd SLT0006AU 1,385.43 39,575.97 12 Jul 2012 Distribution Greencape W/S Broadcap Fd HOW0034AU 135.22 39,711.19 12 Jul 2012 Distribution Magellan Infrastructure Fd MGE0002AU 1,654.09 41,365.28 12 Jul 2012 Distribution Magellan Glbl Fd MGE0001AU 815.91 42,181.19 13 Jul 2012 Distribution Pengana Emerging Comp Fd PER0270AU 132.88 42,314.07 16 Jul 2012 Distribution Platinum Asia Fd PLA0004AU 403.24 42,717.31 17 Jul 2012 Distribution Aberdeen Inflation Lnkd Bond CRS0008AU 3,444.24 46,161.55 19 Jul 2012 Distribution Aberdeen Emerging Opportunts ETL0032AU 421.58 46,583.13 31 Jul 2012 Dividend PERLS V DST 344.38 46,927.51 31 Jul 2012 Ins Premium Term Life -251.43 46,676.08 31 Jul 2012 Ins Premium Term Life -137.89 46,538.19 1 Aug 2012 Account Keeping Fee for the period 01 Jul 2012 to 31 Jul 2012 -317.57 46,220.62 1 Aug 2012 Wrap Advantage Fee Rebate for the period 01 Jul 2012 to 31 Jul 2012 3.78 Withdrawals ($) Balance ($) 46,224.40 51 Page 2 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 1 Aug 2012 Transaction Type Transaction Details Deposits ($) Withdrawals ($) Balance ($) Ongoing Adviser Fee for the period 01 Jul 2012 to 31 Jul 2012 -838.88 45,385.52 7 Aug 2012 Distribution Macq Mstr Incme Opportunts MAQ0277AU 141.74 45,527.26 9 Aug 2012 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 131.99 45,659.25 10 Aug 2012 Distribution APN Proprty for Incme Fd No 2 APN0004AU 170.09 45,829.34 14 Aug 2012 Corporate Actions WBCBF WESTPAC BANKING CORPORATION 15 Aug 2012 Dividend AQN INTEREST 16 Aug 2012 Cash Bank Direct ARELLIA LABS 21 Aug 2012 Distribution Aberdeen Inflation Lnkd Bond CRS0008AU 24 Aug 2012 Dividend WOW INTEREST -20,000.00 25,829.34 822.49 26,651.83 3,375.00 30,026.83 195.67 30,222.50 35.56 30,258.06 31 Aug 2012 Ins Premium Term Life -251.43 30,006.63 31 Aug 2012 Ins Premium Term Life -137.89 29,868.74 -319.21 29,549.53 3 Sep 2012 Account Keeping Fee for the period 01 Aug 2012 to 31 Aug 2012 3 Sep 2012 Wrap Advantage Fee Rebate for the period 01 Aug 2012 to 31 Aug 2012 3 Sep 2012 Ongoing Adviser Fee for the period 01 Aug 2012 to 31 Aug 2012 5 Sep 2012 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 125.21 28,822.25 5 Sep 2012 Distribution Macq Mstr Incme Opportunts MAQ0277AU 141.74 28,963.99 7 Sep 2012 Dividend UGL FNL DIV 308.52 29,272.51 10 Sep 2012 Dividend AGKHA INT 340.41 29,612.92 11 Sep 2012 Dividend CPU DIV 202.02 29,814.94 3.82 29,553.35 -856.31 28,697.04 52 Page 3 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Transaction Type Date 13 Sep 2012 Dividend Transaction Details RIO DIVIDEND 117.84 29,932.78 20 Sep 2012 Dividend COCHLEAR DIV 256.25 30,189.03 19,548.82 49,737.85 21 Sep 2012 Asset Tsfr Adjustment Cr Deposits ($) Withdrawals ($) Balance ($) 27 Sep 2012 Dividend AGK DIVIDEND 351.36 50,089.21 27 Sep 2012 Dividend ORG FNL DIV 653.50 50,742.71 28 Sep 2012 Dividend BHP LTD DIVIDEND 428.00 51,170.71 28 Sep 2012 Ins Premium Term Life -251.43 50,919.28 28 Sep 2012 Ins Premium Term Life -137.89 50,781.39 1 Oct 2012 Interest 230.35 2 Oct 2012 Account Keeping Fee for the period 01 Sep 2012 to 30 Sep 2012 2 Oct 2012 Wrap Advantage Fee Rebate for the period 01 Sep 2012 to 30 Sep 2012 2 Oct 2012 Ongoing Adviser Fee for the period 01 Sep 2012 to 30 Sep 2012 2 Oct 2012 Dividend WOODSIDE 5 Oct 2012 Dividend CBA DIVIDEND 5 Oct 2012 Distribution 9 Oct 2012 51,011.74 -308.96 1.65 50,702.78 50,704.43 -831.24 49,873.19 211.39 50,084.58 1,071.68 51,156.26 Bentham W/S Glbl Incme Fd CSA0038AU 127.12 51,283.38 Distribution Greencape W/S Broadcap Fd HOW0034AU 417.64 51,701.02 9 Oct 2012 Distribution Macq Mstr Incme Opportunts MAQ0277AU 177.18 51,878.20 12 Oct 2012 Dividend WOW DIVIDEND 353.09 52,231.29 12 Oct 2012 Dividend CROWN LIMITED 337.82 52,569.11 18 Oct 2012 Partial Bank Direct Heffron Consult 29 Oct 2012 Cash Bank Direct ARELLIA LABS 31 Oct 2012 Dividend PERLS V DST -1,237.50 51,331.61 3,375.00 54,706.61 322.66 55,029.27 53 Page 4 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 31 Oct 2012 Transaction Type Transaction Details Deposits ($) Withdrawals ($) Balance ($) Ins Premium Term Life -251.43 54,777.84 31 Oct 2012 Ins Premium Term Life -137.89 54,639.95 1 Nov 2012 Account Keeping Fee for the period 01 Oct 2012 to 31 Oct 2012 -320.68 54,319.27 1 Nov 2012 Wrap Advantage Fee Rebate for the period 01 Oct 2012 to 31 Oct 2012 1 Nov 2012 Ongoing Adviser Fee for the period 01 Oct 2012 to 31 Oct 2012 6 Nov 2012 Cheque 6 Nov 2012 Distribution 6 Nov 2012 Distribution 1.77 54,321.04 -887.62 53,433.42 903.46 54,336.88 Bentham W/S Glbl Incme Fd CSA0038AU 129.48 54,466.36 Macq Mstr Incme Opportunts MAQ0277AU 177.18 54,643.54 15 Nov 2012 Dividend AQN INTEREST 810.93 55,454.47 23 Nov 2012 Dividend WBCHA INT 321.12 55,775.59 26 Nov 2012 Dividend WOW INTEREST 37.11 55,812.70 27 Nov 2012 Trade Sale of 1098.00 units of AGL Energy Limited @ $13.8945 15,256.14 71,068.84 27 Nov 2012 Trade Sale of 21.00 units of Woolworths Limited Frn Nov36 @ $103.3429 2,170.20 73,239.04 27 Nov 2012 Trade Sale of 180.00 units of AGL Energy Limited Frn Jun39 @ $102.6658 18,479.85 91,718.89 27 Nov 2012 Trade Sale of 383.00 units of AMP Group Finance. Frn Apr19 @ $104.1458 39,887.83 131,606.72 27 Nov 2012 Trade Full Redemption of 19983.13 units of Platinum Asia Fund @ $2.1314 (Fee - $30.50) 42,561.54 174,168.26 54 Page 5 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Transaction Type Date 27 Nov 2012 Trade Transaction Details Deposits ($) Withdrawals ($) Balance ($) Full Redemption of 35647.45 units of Greencape Wholesale Broadcap Fund @ $1.0900 (Fee - $30.50) 38,825.22 212,993.48 27 Nov 2012 Trade Full Redemption of 56362.73 units of Walter Scott Global Equity Fund (Hedged) @ $0.8562 (Fee - $30.50) 48,227.27 261,220.75 29 Nov 2012 Trade Application of 2312.80 units of Fidelity Australian Equities Fund (WA) @ $21.6188 (Fee - $30.50) -50,030.50 211,190.25 29 Nov 2012 Trade Application of 10610.64 units of Aberdeen Emerging Opportunities Fund @ $1.8849 (Fee - $30.50) -20,030.50 191,159.75 29 Nov 2012 Trade Application of 79286.42 units of PIMCO EQT W/S Aust Bond Fund Class B @ $1.0090 (Fee - $30.50) -80,030.50 111,129.25 30 Nov 2012 Ins Premium Term Life -155.35 110,973.90 30 Nov 2012 Ins Premium Term Life -292.57 110,681.33 -305.68 110,375.65 3 Dec 2012 Account Keeping Fee for the period 01 Nov 2012 to 30 Nov 2012 3 Dec 2012 Wrap Advantage Fee Rebate for the period 01 Nov 2012 to 30 Nov 2012 3 Dec 2012 Ongoing Adviser Fee for the period 01 Nov 2012 to 30 Nov 2012 4 Dec 2012 Trade 4 Dec 2012 Trade 3.72 110,379.37 -865.52 109,513.85 Purchase of 914.00 units of Ishs Asia 50 Etf @ $43.9439 -40,164.72 69,349.13 Application of 19411.82 units of Aberdeen Inflation linked Bond Fund @ $1.0303 (Fee $30.50) -20,030.50 49,318.63 55 Page 6 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 4 Dec 2012 Transaction Type Transaction Details Deposits ($) Withdrawals ($) Balance ($) Trade Application of 39694.35 units of Bentham Wholesale Global Income Fund @ $1.0077 (Fee - $30.50) -40,030.50 9,288.13 5 Dec 2012 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 130.68 9,418.81 6 Dec 2012 Distribution Macq Mstr Incme Opportunts MAQ0277AU 159.46 9,578.27 10 Dec 2012 Distribution CFS W/S Glbl Resources Fd (WA) FSF0038AU 90.68 9,668.95 14 Dec 2012 Dividend INCITEC PIVOT 287.29 9,956.24 14 Dec 2012 Dividend ORICA DIVIDEND 287.28 10,243.52 19 Dec 2012 Dividend ANZ DIVIDEND 500.86 10,744.38 20 Dec 2012 Dividend WBC DIVIDEND 1,034.04 11,778.42 31 Dec 2012 Ins Premium Term Life -155.35 11,623.07 31 Dec 2012 Ins Premium Term Life -292.57 11,330.50 1 Jan 2013 Interest 255.14 11,585.64 2 Jan 2013 Account Keeping Fee for the period 01 Dec 2012 to 31 Dec 2012 2 Jan 2013 Wrap Advantage Fee Rebate for the period 01 Dec 2012 to 31 Dec 2012 2 Jan 2013 Ongoing Adviser Fee for the period 01 Dec 2012 to 31 Dec 2012 4 Jan 2013 Distribution Pengana Emerging Comp Fd PER0270AU 132.88 10,498.03 7 Jan 2013 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 383.40 10,881.43 7 Jan 2013 Distribution EQT PIMCO W/S Aust Bond Fd ETL0015AU 682.66 11,564.09 7 Jan 2013 Distribution SGH20 ETL0042AU 478.80 12,042.89 -321.47 6.04 11,264.17 11,270.21 -905.06 10,365.15 56 Page 7 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 7 Jan 2013 Transaction Type Transaction Details Deposits ($) Withdrawals ($) Distribution Magellan Infrastructure Fd MGE0002AU 337.98 12,380.87 9 Jan 2013 Distribution Fidelity Aust Eqts Fd (WA) FID0008AU 668.53 13,049.40 9 Jan 2013 Distribution Macq Mstr Incme Opportunts MAQ0277AU 177.18 13,226.58 10 Jan 2013 Distribution Unlisted Prop Fnd APN0016AU 716.58 13,943.16 10 Jan 2013 APN Rebate 1.73 13,944.89 11 Jan 2013 Dividend IAA DIVIDEND 351.70 14,296.59 31 Jan 2013 Dividend PERLS V DST 302.32 14,598.91 31 Jan 2013 Ins Premium Term Life -155.35 14,443.56 31 Jan 2013 Ins Premium Term Life -292.57 14,150.99 1 Feb 2013 Account Keeping Fee for the period 01 Jan 2013 to 31 Jan 2013 -327.07 13,823.92 1 Feb 2013 Wrap Advantage Fee Rebate for the period 01 Jan 2013 to 31 Jan 2013 1 Feb 2013 Ongoing Adviser Fee for the period 01 Jan 2013 to 31 Jan 2013 6 Feb 2013 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 388.18 13,289.84 6 Feb 2013 Cheque EMPL Employer Contribution 3,011.52 16,301.36 7 Feb 2013 Distribution Macq Mstr Incme Opportunts MAQ0277AU 177.18 16,478.54 25 Feb 2013 Dividend WBCHA INT 303.48 16,782.02 28 Feb 2013 Ins Premium Term Life -155.35 16,626.67 28 Feb 2013 Ins Premium Term Life -292.57 16,334.10 1 Mar 2013 Account Keeping Fee -296.50 16,037.60 6.20 13,830.12 -928.46 for the period 01 Feb 2013 to 28 Feb 2013 Balance ($) 12,901.66 57 Page 8 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 1 Mar 2013 Transaction Type Transaction Details Wrap Advantage Fee Rebate for the period 01 Feb 2013 to 28 Feb 2013 1 Mar 2013 Ongoing Adviser Fee for the period 01 Feb 2013 to 28 Feb 2013 6 Mar 2013 Cash Bank Direct ATO 6 Mar 2013 Distribution 8 Mar 2013 Deposits ($) Withdrawals ($) 5.72 Balance ($) 16,043.32 -853.84 15,189.48 2,602.57 17,792.05 Macq Mstr Incme Opportunts MAQ0277AU 70.87 17,862.92 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 379.99 18,242.91 12 Mar 2013 Dividend COH 256.25 18,499.16 19 Mar 2013 Dividend CPU DIV 202.02 18,701.18 27 Mar 2013 Dividend UGL ITM DIV 291.38 18,992.56 28 Mar 2013 Dividend BHP LTD DIVIDEND 431.76 19,424.32 28 Mar 2013 Ins Premium Term Life -155.35 19,268.97 28 Mar 2013 Ins Premium Term Life -292.57 18,976.40 1 Apr 2013 Interest 2 Apr 2013 Account Keeping Fee for the period 01 Mar 2013 to 31 Mar 2013 2 Apr 2013 Wrap Advantage Fee Rebate for the period 01 Mar 2013 to 31 Mar 2013 2 Apr 2013 Ongoing Adviser Fee for the period 01 Mar 2013 to 31 Mar 2013 2 Apr 2013 Good Value Payment 78.49 17,854.27 2 Apr 2013 Management fee rebate 73.97 17,928.24 3 Apr 2013 Dividend WOODSIDE 212.81 18,141.05 4 Apr 2013 Dividend ORG ITM DIV 653.50 18,794.55 5 Apr 2013 Dividend CBA DIVIDEND 892.16 19,686.71 8 Apr 2013 Distribution Fidelity Aust Eqts Fd (WA) FID0008AU 251.49 19,938.20 73.06 19,049.46 -328.58 6.38 18,720.88 18,727.26 -951.48 17,775.78 58 Page 9 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Date 8 Apr 2013 Transaction Type Transaction Details Distribution EQT PIMCO W/S Aust Bond Fd ETL0015AU 599.56 20,537.76 8 Apr 2013 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 375.07 20,912.83 9 Apr 2013 Distribution Macq Mstr Incme Opportunts MAQ0277AU 106.28 21,019.11 10 Apr 2013 APN Rebate 1.53 21,020.64 11 Apr 2013 Dividend RIO TINTO LTD 157.67 21,178.31 16 Apr 2013 Dividend CROWN LIMITED 320.04 21,498.35 16 Apr 2013 Partial Bank Direct Heffron 26 Apr 2013 Dividend WOW DIVIDEND 30 Apr 2013 Ins Premium Term Life -155.35 20,432.24 30 Apr 2013 Ins Premium Term Life -292.57 20,139.67 30 Apr 2013 Dividend PERLS V DST 1 May 2013 Account Keeping Fee for the period 01 Apr 2013 to 30 Apr 2013 1 May 2013 Wrap Advantage Fee Rebate for the period 01 Apr 2013 to 30 Apr 2013 1 May 2013 Ongoing Adviser Fee for the period 01 Apr 2013 to 30 Apr 2013 1 May 2013 Cash Bank Direct SCP SALE PAYMENT 171.65 19,361.11 6 May 2013 Distribution Macq Mstr Incme Opportunts MAQ0277AU 106.31 19,467.42 7 May 2013 Cheque 3,513.44 22,980.86 7 May 2013 Distribution 386.18 23,367.04 15,011.68 38,378.72 22 May 2013 Trade Bentham W/S Glbl Incme Fd CSA0038AU Sale of 1174.00 units of Origin Energy @ $12.7868 Deposits ($) Withdrawals ($) -1,237.50 326.74 Balance ($) 20,260.85 20,587.59 283.96 20,423.63 -317.96 6.10 20,105.67 20,111.77 -922.31 19,189.46 59 Page 10 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Cash Account Statement SAMPLE Investment Service Cash Account Statement 1-Jul-2012 to 30-Jun-2013 Transaction Details Effective Transaction Type Date 22 May 2013 Trade Transaction Details Deposits ($) Application of 27453.67 units of Macquarie Income Opportunities Fund @ $1.0199 (Fee - $30.50) Withdrawals ($) Balance ($) -28,030.50 10,348.22 23 May 2013 Dividend WBCHA INT 279.36 10,627.58 29 May 2013 Dividend WOODSIDE 205.10 10,832.68 30 May 2013 Distribution Unlisted Prop Fnd APN0016AU 366.14 11,198.82 31 May 2013 Ins Premium Term Life -155.35 11,043.47 31 May 2013 Ins Premium Term Life -292.57 10,750.90 -329.25 10,421.65 3 Jun 2013 Account Keeping Fee for the period 01 May 2013 to 31 May 2013 3 Jun 2013 Wrap Advantage Fee Rebate for the period 01 May 2013 to 31 May 2013 3 Jun 2013 Ongoing Adviser Fee for the period 01 May 2013 to 31 May 2013 6 Jun 2013 Distribution Bentham W/S Glbl Incme Fd CSA0038AU 387.58 9,857.97 6 Jun 2013 Distribution Macq Mstr Incme Opportunts MAQ0277AU 188.67 10,046.64 28 Jun 2013 Ins Premium Term Life -155.35 9,891.29 28 Jun 2013 Ins Premium Term Life -292.57 9,598.72 6.36 10,428.01 -957.62 30-Jun-2013 Closing Balance 9,470.39 9,598.72 The Wrap Advantage Fee Rebate is provided by BT Portfolio Services Limited, a wholly owned subsidiary of BT Financial Group, and is paid as a reduction on your Account keeping fee. It is enjoyed by investors in an Advantage Investment Series fund. The more you invest in these funds, the greater your total rebate¹. To find out more about these funds, please contact your adviser, refer to the current Offer Document or visit www.investorwrap.com.au ¹ This information has been prepared without taking into account your objectives, financial situation or needs. As a result, please consider its appropriateness before taking any action. 60 If you have elected to receive cash distributions, they will be credited to your Cash Account once they are received from the fund manager. This statement may not include recent transactions that have not been processed. Issued by BT Portfolio Services Ltd ABN 73 095 055 208 ('BTPS'). The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. Page 11 of 11 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Transaction History SAMPLE Investment Service Transaction History 1-Jul-2012 to 30-Jun-2013 John Citizen ABC Trust 1 SYDNEY Ave SYDNEY NSW 2000 Investor name John Citizen – ABC Trust Investor number M01234567 Product type Investment Adviser name WEALTH ADVISERS Adviser phone number 03 22222222 Summary Withdrawal Total Application Total -$266,518.91 $324,526.46 Net Total Absolute Movement $58,007.55 $591,045.37 Transaction Type Description 21 Aug 2012 Westpac Banking Corp Transfer Allocation 200.00 100.0000 20,000.00 23 Aug 2012 Westpac Banking Corp Corporate Action Frn Aug22 200.00 100.0000 20,000.00 23 Aug 2012 Westpac Banking Corp Corporate Action Allocation -200.00 100.0000 -20,000.00 31 Aug 2012 APN Property For Income Fund No 2 (WA) -31,398.57 0.8204 -25,759.39 1 Sep 2012 APN Unlisted Property Application Fund 6,182.74 1.0045 6,210.57 23 Nov 2012 Greencape Wholesale Full Redemption Broadcap Fund -35,647.45 1.0900 -38,855.72 23 Nov 2012 Walter Scott Global Full Redemption Equity Fund (Hedged) -56,362.73 0.8562 -48,257.77 26 Nov 2012 Platinum Asia Fund Full Redemption -19,983.13 2.1314 -42,592.04 27 Nov 2012 Woolworths Limited Frn Nov36 Sell -21.00 103.3429 -2,170.20 27 Nov 2012 AGL Energy Limited Frn Jun39 Sell -180.00 102.6658 -18,479.85 27 Nov 2012 AMP Group Finance. Frn Apr19 Sell -383.00 104.1458 -39,887.83 Partial Transfer Quantity 1 Transaction Date Market Price ($) Market Value ($) 61 Page 1 of 2 M01234567 For enquiries please contact your financial adviser Sample Annual Tax Statement – Transaction History SAMPLE Investment Service Transaction History 1-Jul-2012 to 30-Jun-2013 1 Transaction Date Description Transaction Type Quantity Market Price ($) Market Value ($) 27 Nov 2012 AGL Energy Limited Sell -1,098.00 13.8945 -15,256.14 29 Nov 2012 Aberdeen Emerging Opportunities Fund Application 10,610.64 1.8849 20,000.00 29 Nov 2012 PIMCO EQT W/S Aust Application Bond Fund Class B 79,286.42 1.0090 80,000.00 29 Nov 2012 Fidelity Australian Equities Fund (WA) Application 2,312.80 21.6188 50,000.00 4 Dec 2012 Aberdeen Inflation linked Bond Fund Application 19,411.82 1.0303 20,000.00 4 Dec 2012 Bentham Wholesale Global Income Fund Application 39,694.35 1.0077 40,000.00 4 Dec 2012 Ishs Asia 50 Etf Buy 914.00 43.9439 40,164.72 11 Dec 2012 Woolworths Limited Corporate Action 0.00 0.0000 -76.64 11 Dec 2012 SCA Property Group Corporate Action 105.00 1.4397 151.17 1 May 2013 SCA Property Group Corporate Action -105.00 1.6348 -171.65 22 May 2013 Origin Energy Sell -1,174.00 12.7868 -15,011.68 23 May 2013 Macquarie Income Opportunities Fund Application 27,453.67 1.0199 28,000.00 (WA) indicates that this fund is part of the Advantage Investment Series which is a range of managed funds providing you with a rebate on your Account keeping fee, where an Account keeping fee is charged to your account. 1 The market price is the actual price that applied when your transaction was settled. 62 Unsettled trades are not reflected in this report. If you are reinvesting your distributions in a managed fund, this amount may be outstanding from your reports until the distributions are confirmed by the fund manager and credited to your portfolio. Issued by BT Portfolio Services Ltd ABN 73 095 055 208 (`BTPS'). The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law. M01234567 Page 2 of 2 For enquiries please contact your financial adviser Sample Annual Tax Statement – Audit Report Independent audit report by the auditor to the Board of Directors of BT Portfolio Services Limited on internal controls and other relevant accounting procedures as they relate to the specified annual investor statements for the year ended 30 June 2013 Scope We have audited the internal controls and other relevant accounting procedures of BT Portfolio Services Limited (“the Operator”), including those of its custodians and any other relevant person acting on behalf of the Operator, relating to the preparation of the Portfolio Valuation and Annual Income and Expense Report (the “annual investor statements”) given to the clients of SAMPLE Investment Service (“the clients”) for the year ended 30 June 2013. These internal controls and accounting procedures are hereafter referred to as “the internal controls”. Our audit has been performed in order to express an opinion about the design of the controls to meet the criteria specified in Australian Securities & Investments Commission Class Order 02/294 “Investor directed portfolio services” (as amended) and the effectiveness of the internal controls in mitigating the risk of material misstatement in the clients’ annual investor statements. The directors and management of the Operator are responsible for maintaining an effective internal control structure including the internal controls in relation to the preparation of annual investor statements of the clients, which comprise for each client a statement of the quantity and value of assets and liabilities held through the Operator by the client as at 30 June 2013 and the corresponding revenue and expenses of the client for the year ended on that date. The directors of the Operator have determined that the accounting policies used, including the basis of accounting, are appropriate to meet the requirements of the Australian Securities & Investments Commission Class Order 02/294 "Investor directed portfolio services" (as amended). No opinion is expressed as to whether the basis of preparation is appropriate to the needs of the clients. Our audit has been conducted in accordance with the Australian Standard on Assurance Engagements (ASAE) 3000 Assurance Engagements other than Audits or Reviews of Historical Financial Information and AUS 810 Special Purpose Reports on the Effectiveness on Control Procedures and accordingly included such tests and procedures as we considered necessary in the circumstances. These procedures included testing that the aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown collectively in the annual investor statements were properly reconciled in all material respects by the Operator as at 30 June 2013 to the corresponding amounts shown in reports prepared by the custodian which have been independently audited. These procedures have been undertaken to express an opinion whether: • the Operator maintained internal controls and other relevant accounting procedures in relation to the preparation of annual investor statements, including those of its custodian and any other relevant person acting on behalf of the Operator, that were suitably designed and operated effectively in all material respects to ensure that the annual investor statements for the year ended 30 June 2013 are or have been given to clients without material misstatements; and • the aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown in the clients' annual investor statements for the year ended 30 June 2013 have been properly reconciled in all material respects by the Operator as at 30 June 2013 to the corresponding amounts shown in the reports prepared by the custodian which have been independently audited. This report has been prepared to meet the requirements of Australian Securities & Investments Commission Class Order 02/294 "Investor directed portfolio services" (as amended). No responsibility will be accepted for any reliance on this report for any other purpose. ..................................................................................................................................................................................... :: .: PricewaterhouseCoopers, ABN 52 780 433 757 Darling Park Tower 2, 201 Sussex Street, SYDNEY NSW 2000 GPO Box 2650 SYDNEY NSW 1171 DX 77 SYDNEY T +61 2 8266 0000, F +61 2 8266 9999, www.pwc.com.au Liability limited by a scheme approved under Professional Standards Legislation. 63 Sample Annual Tax Statement – Audit Report Independent audit report by the auditor to the Board of Directors of BT Portfolio Services Limited on internal controls and other relevant accounting procedures as they relate to the specified annual investor statements for the year ended 30 June 2013 (cont.) Inherent limitations Because of the inherent limitations in any internal control structure, it is possible that fraud, errors or non-compliance with laws and regulations may occur and not be detected. Further, the internal control structure, within which the control procedures that we have audited operate, has not been audited and no opinion is expressed as to its effectiveness. An audit is not designed to detect all weaknesses in control procedures as it is not performed continuously throughout the period and the tests performed are on a sample basis. Any projection of the evaluation of control procedures to future periods is subject to the risk that the procedures may become inadequate because of changes in conditions, or that the degree of compliance with them may deteriorate. The audit opinion expressed in this report has been formed on the above basis. Audit opinion In our opinion: • the Operator maintained internal controls and other relevant accounting procedures in relation to the preparation of annual investor statements, including those of its custodian and any other relevant person acting on behalf of the Operator, that were suitably designed and operated effectively, in all material respects, to ensure that the annual investor statements for the year ended 30 June 2013 are or have been given to clients without material misstatements; and • the aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown in the clients' annual investor statements for the year ended 30 June 2013 have been properly reconciled in all material respects by the Operator as at 30 June 2013 to the corresponding amounts shown in the reports prepared by the custodian which have been independently audited. PricewaterhouseCoopers Stephanie Smith Partner 64 Sydney 18 July 2013 Sample Annual Tax Statement – Audit Report Independent review report by the auditor to the Directors of BT Portfolio Services Limited on the specified annual investor statements for the year ended 30 June 2013 Scope We have reviewed the Portfolio Valuation and Annual Income and Expense Report (the “annual investor statements”) given to the clients of SAMPLE Investment Service (“the clients”) for the year ended 30 June 2013 prepared by BT Portfolio Services Limited (“the Operator”). The directors and management of the Operator are responsible for the preparation of the annual investor statements of the clients, which comprise for each client a statement of the quantity and value of assets and liabilities held through the Operator by the client as at 30 June 2013 and the corresponding revenue and expenses of the client for the year ended on that date. The directors of the Operator have determined that the accounting policies used, including the basis of accounting, are appropriate to meet the requirements of Australian Securities & Investments Commission Class Order 02/294 "Investor directed portfolio services" (as amended). The basis of accounting includes valuation of investments, where the market price is the latest closing price for listed securities and latest available exit price for unlisted managed funds with the exception of the Challenger Guaranteed Income Fund, which is valued on a held-to-maturity basis. No opinion is expressed as to whether the basis of preparation is appropriate to the needs of the clients. For those investors who hold any items included in the ‘External Assets and Liabilities’ category in their statement, these are not included in the scope of our review as they are not held through the Operator. We have conducted an independent review of the annual investor statements in order to state whether, on the basis of the procedures described below, anything has come to our attention that would indicate that any annual investor statement given to any client is materially misstated. Our review has been conducted in accordance with Australian Auditing and Assurance Standards applicable to review engagements. A review is limited primarily to inquiries of the Operator’s personnel and analytical procedures applied to the financial data. These procedures do not provide all the evidence that would be required in an audit, thus the level of assurance provided is less than that given in an audit. We have not performed an audit of any individual annual investor statement and, accordingly, we do not express an audit opinion in relation to any client’s individual annual investor statement. We have also performed an independent audit of internal controls and other relevant accounting procedures of the Operator, including those of its custodian and any other relevant person acting on behalf of the Operator as they relate to the preparation of the annual investor statements (“the internal controls”), and have issued a separate unqualified audit opinion on whether the internal controls implemented by the Operator were suitably designed and operated effectively to ensure that there are no material misstatements in the clients’ annual investor statements for the year ended 30 June 2013. ..................................................................................................................................................................................... ::. : PricewaterhouseCoopers, ABN 52 780 433 757 Darling Park Tower 2, 201 Sussex Street, SYDNEY NSW 2000 GPO Box 2650 SYDNEY NSW 1171 DX 77 SYDNEY T +61 2 8266 0000, F +61 2 8266 9999, www.pwc.com.au Liability limited by a scheme approved under Professional Standards Legislation. 65 Sample Annual Tax Statement – Audit Report Independent review report by the auditor to the Directors of BT Portfolio Services Limited on the specified annual investor statements for the year ended 30 June 2013 (cont.) This report has been prepared to meet the requirements of Australian Securities & Investments Commission Class Order 02/294 "Investor directed portfolio services" (as amended). No responsibility will be accepted for any reliance on this report for any other purpose. The Statement provided below has been prepared on the above basis. Statement Based on our review, which is not an audit, nothing has come to our attention that causes us to believe that any annual investor statement for the year ended 30 June 2013 given to any client is materially misstated. PricewaterhouseCoopers Stephanie Smith Partner 66 Sydney 18 July 2013 67 The statements, reports and correspondence samples are based on a hypothetical example and are provided for guidance only. Actual versions provided to Wrap investors may vary from those provided in this document. For more information Speak to your Financial Adviser Call Wrap Customer Relations on 1300 657 010 Monday to Friday 8.00am – 6.30pm This document has been prepared by BT Portfolio Services Ltd ABN 73 095 055 208, AFSL No. 233715 (BTPS) and is current as at December 2013. The information in this document has been prepared without taking account of your objectives, financial situation or needs. Because of this you should, before acting on the information, consider its appropriateness, having regard to your objectives, financial situation and needs. The tax position described in the sample report is provided as an example only and does not constitute tax advice. Past performance is not a reliable indicator of future performance. BTPS has not verified the information in this document and makes no representation or warranty of any kind as to the accuracy or completeness of the information. It is general information only and should not be considered as a comprehensive statement on any matter and should not be relied upon as such. None of BTPS, any company in the Westpac Group of companies or any of their directors, employees and associates gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors in, or omissions from, the information in this document and does not accept any liability for any loss or damage, however caused, as a result of any person relying on any information in this document, subject to any requirement of law. BTPS operates Wrap. An IDPS Guide is available for Wrap and can be obtained from your financial adviser. You should obtain and consider the IDPS Guide before deciding whether to acquire, continue to hold or dispose of interests in Wrap. © 2013 BT Portfolio Services Ltd ABN 73 095 055 208 BT13895A-1213lc
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