INSOMNIA Sleep Hygiene Practices in a Population-Based Sample of Insomniacs Catherine D. Jefferson, BS;1 Christopher L. Drake, PhD;1,2 Holly M. Scofield, BA;1 Eric Myers, BS;1 Tara McClure, BA;1 Timothy Roehrs, PhD;1,2 Thomas Roth, PhD1,2 ¹Henry Ford Hospital Sleep Disorders and Research Center and ²Wayne State University Department of Psychiatry & Neurosciences, Detroit, MI Measurements and Results: Insomniacs reported poorer sleep hygiene, as evidenced by an increase in prevalence of smoking close to bedtime and increased use of alcohol. They also reported more naps per week and sleeping in on days not worked. Caffeine use did not differ between groups. Time in bed was also comparable between insomniacs and controls. Conclusion: Insomniacs do engage in specific poor sleep hygiene practices, such as smoking and drinking alcohol just before bedtime. These particular aspects of sleep hygiene may be important components that exacerbate or perpetuate insomnia. Key Words: Insomnia, sleep hygiene, alcohol Citation: Jefferson CD; Drake CL; Scofield HM et al. Sleep hygiene practices in a population-based sample of insomniacs. SLEEP 2005;28(5):611615. Study Objectives: The present study was designed to assess selected aspects of sleep hygiene from a population-based sample of individuals with insomnia compared to age- and sex-matched controls. Design: A random-sample phone survey of 258 individuals meeting Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition-based criteria for insomnia was compared to age- and sex-matched normal sleepers on specific measures of sleep hygiene. Sleep hygiene practices measured included cigarette smoking, smoking near bedtime, alcohol use, caffeine use, napping, time in bed, and reported likelihood of sleeping in on weekends. Setting: Detroit tricounty population. Participants: 258 individuals 18 to 65 years old with insomnia and 258 age- and sex-matched controls. Interventions: N/A. as a therapy is contingent upon poor basal sleep hygiene. There are few representative community-based data evaluating specific sleep hygiene practices in individuals with insomnia. Thus, within the multiple components of sleep hygiene, it is not known which, if any, specific behaviors should be targeted in insomnia treatment programs. Sleep hygiene involves behavioral practices based on our understanding of sleep physiology and pharmacology, which have been identified to promote good sleep. First introduced by Peter Hauri8 in 1977, sleep hygiene has become a common tool of clinicians in the treatment of insomnia. Most insomnia treatment programs have incorporated sleep hygiene as 1 facet of a multicomponent approach.9 There have been several studies that have tested the effectiveness of general sleep hygiene practices as a single component in comparison to other specific sleep treatments; however, these studies have produced inconsistent results. One study evaluated meditation, stimulus control, and sleep hygiene treatments for sleep-maintenance insomnia. They found that sleep hygiene was effective, as were the other treatments, although this study had no control group for comparison.10 Harvey et al used a cognitive behavioral treatment intervention over 6 sessions. These sessions included information on sleep education, sleep hygiene, stimulus control, and sleep restriction.11 The results showed that sleep scheduling and cognitive restructuring methods were more likely to produce significant improvements in sleep latency and nighttime wakefulness than was a combination of broad education techniques such as sleep hygiene, relaxation, or thought-blocking methods. However, the study did not examine sleep hygiene as a single component. Another study surveyed university students using the Sleep Hygiene Awareness and Practice Scale and the Pittsburg Sleep Quality Index and showed that the practice of proper sleep habits was related positively to good sleep quality.12 Thus, although sleep hygiene as a single component has produced mixed results, there are some data to indicate a relationship between sleep hygiene and sleep quality in normal sleepers. The question remains as to whether specific aspects of sleep hygiene are differentially INTRODUCTION INSOMNIA IS AMONG THE MOST PREVALENT SYMPTOMS ASSOCIATED WITH SLEEP-WAKE DYSFUNCTION, AFFECTING MORE THAN 10% OF THE GENERAL POPULATION.1 Studies have shown that insomnia can have a significant negative impact on an individual’s work, physical, and social performance, as well as overall quality of life.2,3 The economic costs of insomnia have been estimated to be more than $77 billion per year;4,5 this is likely due in part to the chronic nature of the disorder. Severe insomnia has been shown to last for a median of 4 years,6 with 44% of insomniacs continuing to report severe sleep disturbance ten years later.7 There has been debate over the efficacy of sleep hygiene for the treatment of chronic insomnia. The efficacy of sleep hygiene Disclosure Statement This was not an industry funded project. Dr. Drake has received research support from Cephalon, Pfizer, and Neurocrine; has participated in speaking engagements supported by Sepracor, Sanofi-Aventis; and has received equipment from Vivometrics. Dr. Roehrs has received research support from Sanofi-Aventis, Sepracor, Xenoport, Cephalon, Neurocrine, and Pfizer; and has participated in speaking engagements supported by Sanofi-Aventis and Sepracor. Dr. Roth has received research support from Cephalon, Pfizer, Neurocrine, Sanofi, Syrex, Takeda, GlaxoSmithKline, and Sepracor; has received consulting fees from Cephalon, Pfizer, Neurocrine, Sanofi, Somaxon, Syrex, Takeda, GlaxoSmithKline, Aventis, Sepracor, Transoral, Merck, Vivometrics, Eli Lilly, Wyeth, Roche, Organanon, AstraZeneca, McNeil, Lundbeck, Hypnion, and King Pharmaceutical; and has participated in speaking engagements supported by Sanofi. Jefferson, Scofield, Myers, and McClure have indicated no financial conflicts of interest. Submitted for publication October 2004 Accepted for publication January 2005 Address correspondence to: Catherine Jefferson, BS, 2799 West Grand Blvd. CFP-3, Detroit, MI 48202; Tel: (313) 916-2265; Fax: (313) 916-5167; E-mail: [email protected] SLEEP, Vol. 28, No. 5, 2005 611 Sleep Hygiene and Insomnia—Jefferson et al practiced in insomniacs relative to noninsomniacs. If differences are identified, they may help explain some of the discrepant findings related to sleep hygiene as an independent component in the behavioral treatment of insomnia. The current study was designed to assess selected aspects of sleep hygiene practices in a population-based sample of insomniacs and age- and sex-matched controls in order to determine if specific practices are encountered more frequently in insomniacs than in controls. The sleep hygiene practices assayed were only those related to commonly used substances and sleep habits, as these components are frequently engaged-in behaviors and often cited as potential targets for sleep hygiene targets.13 ten experiencing difficulty getting to sleep, staying asleep, or having nonrefreshing sleep for at least 1 month during their lifetime. In addition, an insomnia severity of more than 6 (scale = 0 [not at all severe] through 10 [severe as possible]) over the past 3 months was required. Each insomniac was paired with an age- and sexmatched control who did not meet insomnia criteria. Shift workers were excluded from the study. Demographic characteristics were similar between groups (Table 2). Selected aspects of sleep hygiene were measured by several questions eliciting information on typical cigarette use. Regular smokers were defined as those individuals who reported smoking over the past year. Aspects of sleep hygiene were measured by several questions eliciting information on cigarette use, regular smokers (defined as those individuals who reported smoking over the past year), alcohol, caffeine use, napping, time in bed, and total sleep time (Appendix). METHODS A representative sample of 516 individuals was selected from the Detroit tricounty population based on answers provided during a 20-minute phone interview. Subjects were paid 25 dollars for participation. The protocol was approved by the institutional review board of Henry Ford Hospital. Individuals participating in this study were assessed in conjunction with a larger ongoing epidemiologic study investigating the prevalence of daytime sleepiness. Participants were drawn from the general population of tricounty metropolitan Detroit using random-digit dialing techniques. For eligibility, the calling address had to be a residence, and the participant an adult between the ages of 18 and 65 years. A random-probability selection procedure was used to determine the sex of the target adult. If 2 or 3 adults within a target sex were present in a household, random-probability selection procedure (oldest/second, oldest/youngest) was used to determine the treatment respondent. If 4 or more adults with the target sex were present in the household, last birthday method was used to determine the target respondent. In order to maintain an unbiased sample, only individuals who couldn’t answer the questionnaire due to sensory or mental impairment were excluded from the sample. From 4,682 eligible participants, 3,283 interviews were obtained (response rate 70.1%). The demographic details of the sample, including race status, is shown in Table 1 and are nearly identical to the 2000 Census data for the area. Criteria for insomnia included a response of sometimes or of- RESULTS Sleep Variables Data regarding both the self-reported sleep habits and selected sleep hygiene behaviors for the insomnia and control groups are shown in Table 3. As expected, total sleep time was significantly lower for insomniacs than controls (P < .001). Number of hours spent in bed did not differ between groups for either weekdays (P > .6) or weekends (P > .3). Sleep efficiency was significantly lower for insomniacs versus controls (P < .001). Despite comparable times in bed, insomniacs were more likely to report sleeping in on days not worked (P = .02). Insomniacs also reported a higher frequency of naps per week (P < .02). Substance Use Insomniacs had an increased prevalence of regular smoking compared to controls (P < .001). Within regular smokers, insomniacs more often smoked within 5 minutes of bedtime (P = .004). Insomniacs engaged in more social drinking, as measured by number of alcoholic drinks per week, (P = .003). More importantly, insomniacs used alcohol to induce sleep more frequently (P < .001). Within those who reported drinking alcohol in the past 2 weeks, insomniacs consumed alcohol within 30 minutes of bedtime more often than did controls (P < .05). In contrast, caffeine intake (drinks per day) did not differ between groups (P > .26). A secondary analysis using multiple logistic regression was undertaken to determine which sleep hygiene variables were independent predictors of insomnia. The use of alcohol for sleep (P < .001, odds ratio [OR] = 2.99, 95% confidence interval [CI] = 1.74-5.14) and smoking within 5 minutes of bedtime (P < .05, OR= 2.69, 95% CI = 1.2-2.03), sleeping in on days not worked (P < .05, OR = 1.54, 95% CI = 1.03-2.28) were significant independent predictors. Use of alcohol within 30 minutes of bedtime and Table 1—2000 US Census data Sociodemographic Characteristics, % Sex Men Women Race/ethnicity Caucasian African American Asian or Pacific Islander Native American Other or refused Age, y 18-24* 25-34 35-44 45-54 55-64 SLEEP, Vol. 28, No. 5, 2005 Population (No.) Sample (3,283) Tricounty US (4,043,467) (281,421,906) 49.1 50.9 48.5 51.5 49.1 50.9 68.6 24.9 1.9 .9 3.5 68.9 25.0 2.5 0.3 3.3 75.1 12.3 3.7 0.9 7.9 10.7 21 25 24.7 18 18.7 22.5 25.0 21.0 12.7 21.0 21.4 24.3 20.2 13.0 Table 2—Study Sample Demographics Mean age, y Women, % Race, % Caucasian African American Other 612 Insomniacs n = 258 43 ± 11 62 Controls n = 258 43 ± 11 62 63.6 27.5 8.9 72.9 20.9 6.2 Sleep Hygiene and Insomnia—Jefferson et al sleep hygiene variable. Treatment programs routinely include this as a sleep hygiene target but do not quantify its effect or patient adherence to specific behaviors. Previous studies have explored the relationship between nicotine and sleep. One populationbased study found a relationship between cigarette smoking, difficulty initiating sleep, and symptoms associated with sleep fragmentation.16 Another study showed similar results; smokers were significantly more likely to report difficulty sleeping.17 In that study, smokers also reported a high daily caffeine intake, suggesting an inclination for individuals who engage in one unhealthy sleep behavior to also engage in others. This raises the question as to whether these behaviors are specific disturbers of sleep or simply reflective of a cognitive lifestyle that might be associated with insomnia. A study on smokers and age, ethnicity, and sexmatched nonsmokers, recorded information on cigarette, alcohol, and caffeine intake, as well as daily stress and sleep quality. The results showed that smokers were more likely to report poor sleep and use more alcohol than were nonsmokers.18 Results from the present study are consistent with these data, as we found that insomniacs smoke more often and closer to bedtime than controls. The negative effect of alcohol on sleep and the use of alcohol to self-medicate in insomniacs have been extensively studied. Johnson et al19 found that 13% of the general population use alcohol to promote sleep. Of these individuals, those with difficulty falling asleep were more likely to use alcohol in order to improve sleep. Approximately 30% of insomniacs self-medicate with alcohol or over-the counter medications.20 Furthermore, insomniacs who use alcohol have greater levels of daytime sleepiness than do insomniacs who do not use alcohol. The present results show that 13% of insomniacs consume their last alcoholic beverage within 30 minutes of bedtime. It has been shown that tolerance to the sleep-inducing effects of alcohol develops within several nights.21 Consequently, individuals who use alcohol to promote sleep not only increase their social use, but also increase their intake after several nights of exposure.22 In the present study, insomniacs reported an average frequency of alcohol use of 5 days per week in comparison to 2 days per week in controls. These lines of evidence suggest the possibility that individuals with insomnia who self-medicate with alcohol may be at a higher risk for the development of alcohol dependence, but further research in this area is clearly needed before such a conclusion can be made. Since caffeine has been known to disturb sleep, we chose to evaluate its use as a component of sleep hygiene.23,24 Though caffeine consumption was found to be slightly increased for the insomnia group compared to controls, the difference was not statistically significant. While the present data do not provide support for caffeine consumption as a target for treatment, we did not specifically differentiate the time of caffeine consumption. Thus, it is difficult to make a definitive conclusion in this regard. It is possible that insomniacs consume caffeine in the morning in response to poor sleep the previous night. In contrast, because caffeine is widely used and known to adversely effect sleep, perhaps insomniacs deliberately avoid such substances. Finally, individuals with insomnia may not consume more caffeine, but they may be more sensitive to it than are other people. These questions need to be addressed in future studies. Daytime napping has also been associated with poor sleep hygiene, in so far as frequent naps may decrease the homeostatic drive for nocturnal sleep. Generally, it has been accepted that sleep need is approximately 8 hours per 24-hour period. As a re- Table 3—Summary of Results Sleep Hygiene Variable Total sleep time, h Time in bed, h Weekdays Weekends Sleep efficiency, % “Sleeping in,” % Naps, no./wk Regular smokers, % Smoke within 5 minutes of bedtime(regular smokers), % Alcoholic beverages, no./wk Use alcohol to sleep, % Alcohol within 30 minutes of bedtime (regular drinkers), % Caffeine, no./d Insomniac n = 258 5.9 ± 1.7*** Control n = 258 6.9 ± 1.2 7.3 ± 1.9 7.8 ± 2.0 79.9*** 42.7* 3.5 ± 4.5* 40.7*** 45.3** 7.4 ± 1.2 8.03 ± 1.4 90.8 32.4 2.7 ± 3.5 22.9 21.8 **4.7 ± 11.0 ***29.1 *12.9 2.3 ± 4.8 11.2 5.6 3.0 ± 4.0 2.7± 3.3 Results are presented as mean ± SD for each variable in insomniacs and controls. See text for definition of “regular” smokers and “regular” drinkers. *P < .05 **P < .01 ***P < .001 overall cigarette smoking approached significance (P < .1), while the remainder of the sleep hygiene variables were not independent predictors of insomnia (P > .1). DISCUSSION The results of this study demonstrate that individuals with insomnia engage in some inappropriate sleep practices, such as smoking, alcohol use, and compensatory sleep (ie, naps and sleeping-in on weekends), more frequently than do normal sleepers. These sleep-related health practices could potentially exacerbate or perpetuate an existing sleep disturbance. Our findings are similar to previous studies of sleep hygiene, which have demonstrated an association between smoking, alcohol use, and compensatory sleep. Our results are also consistent with existing behavioral treatment regimens (e.g., cognitive behavioral treatments) that frequently employ a general component addressing sleep hygiene for insomnia patients.9 It is important to emphasize that while previous studies have demonstrated the disruptive sleep effects of some of the poor sleep practices assessed in the present study (e.g., caffeine consumption) the data do not provide information regarding causality.14 Although, these data provide useful information regarding the population prevalence of these behaviors in insomniacs and matched controls, the direction of any potential causality also remains unknown. For example, the current data do not inform whether a reduction in smoking prior to bedtime would improve sleep or potentially disrupt sleep due to possible nicotine withdrawal effects close to sleep onset. While the behaviors assessed are considered important aspects of sleep hygiene,12,15 continued research is necessary to test the potential therapeutic effects of alterations in each of these specific sleep hygiene components. What the present data do suggest is that there are diverse and highly relevant targets for sleep hygiene in the insomnia population. There have been few studies that include smoking as a specific SLEEP, Vol. 28, No. 5, 2005 613 Sleep Hygiene and Insomnia—Jefferson et al studies will need to determine where inappropriate sleep hygiene fits within the purposed multifactoral model of insomnia. Specifically, many individuals may unknowingly utilize inappropriate sleep practices for the purpose of minimizing sleep disturbance. For example, a person may smoke or have a drink just prior to bedtime in order to relax and hence to facilitate sleep. Though some individuals may believe these behaviors improve sleep, they are likely to prolong sleep latency and exacerbate sleep disturbance over time. Previous studies have shown that individuals will often engage in multiple unhealthy behaviors.17 In the multivariate analysis, naps per week were not a significant predictor, suggesting that other sleep hygiene behaviors covary with daytime nap frequency. Indeed, a posthoc correlation matrix using all of the sleep hygiene parameters measured shows that napping is closely associated with sleeping-in on weekends (r = .14, P < .005). Similarly, the fact that drinks per week were no longer a significant predicator of insomnia in the multivariate model suggests that the differences found (increased drinks per week in insomniacs) is likely mediated by alcohol use specific to sleep near bedtime. In conclusion, this population-based study demonstrated that insomniacs exhibit poor sleep behaviors. Insomniacs are more likely to smoke and drink alcohol and do so close to bedtime. Furthermore, they are also more likely to “sleep in,” possibly in an attempt to compensate for their disturbed sleep at night. Finally, while some insomniacs may engage in these activities with the aim of improving their sleep, such behaviors may be exacerbating or perpetuating their sleep disturbance. sult, any sleep accumulated during the day may decrease an individual’s sleep drive at night, thereby producing sleep disturbance. The present data, demonstrating a greater frequency of naps per week in insomniacs, are consistent with this notion. However, it must be recognized that polysomnographic data on the napping behavior of insomniacs are sparse and inconsistent.25-27 Because the majority of literature regarding napping is based on the sleep of normal individuals, controlled studies are needed to more systematically understand the potential impact of daytime naps on nocturnal sleep in individuals with insomnia. While individuals with insomnia in our study report less total sleep time on both weekdays and weekends, there was no difference in nightly time in bed compared to controls. Interestingly, insomniacs report more frequently sleeping in on nonwork days. Sleep efficiency was lower in the insomniacs than in control participants. Sleep efficiency in our data is consistent with previous findings commonly of < 80% in both self-reported and polysomnograph data.28 One might speculate that such excess time in bed may contribute to elevated arousal associated with the bedroom environment, as has been suggested by previous investigators.29 This possibility is also supported by studies showing that sleep restriction therapy, where time in bed is reduced to approximate habitual total sleep time and then slowly extended as sleep efficiency improves, is an effective treatment for improving sleep in patients with insomnia.30 There were several limitations to this study that should be acknowledged. Because this was a population-based sample, clinical evaluations were not used to assess insomnia; thus, our results may not generalize to clinical populations. However, the criteria employed for identifying insomniacs in the current study was based on the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition and included a standardized and conservative measure of severity over the past 3 months. Therefore, the current sample is not likely to be biased in the direction of milder insomnia. In addition, the prevalence of insomnia using this criterion is consistent with other population-based studies.31,32 Caffeine use was measured only by the number of caffeinated beverages consumed and, as noted, was not assessed relative to time of day or other types of caffeine consumption. Our sample included persons with secondary as well as primary insomnia, and future studies may benefit by differentiating these subgroups. Both alcohol and smoking patterns can vary depending on psychological make-up;33 however, specific psychiatric profiles were not assed in our interview. Therefore, we are unable to make any statements regarding the interaction between psychological disposition and specific sleep hygiene practices. As this is not a longitudinal study, we are unable to determine where in the evolutionary process of chronic insomnia these practices began. Another important limitation of the present study is that only selected aspects of sleep hygiene practices were evaluated. The present research focused on pharmacologic challenges to sleep and sleep habits. Other important aspects of sleep hygiene practices such as sleep environment (eg, noise, temperature, mattress), as well as daytime activities impacting sleep (exercise, bathing, wind down period, presleep eating), were not evaluated. Clearly, these have been shown to be important and warrant further research. 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Appendix 1) Overall cigarette smoking: “during the 12 months, did you ever smoke tobacco regularly?” 1a)“During the last 2 weeks, how many cigarettes per day did you usually smoke?” 2) Smoking near bedtime: “in the last 2 weeks, how close to the time you went to bed did you usually finish your last cigarette?” (within 5, 630,31-60 minutes, or more than one hour before bed). *3)Overall alcohol use: “during the last 12 months, about how often did you drink alcohol?” (every day, nearly every day, 3-4 days a week, 1 or 2 days a week, 2 or 3 a month, once per month, less than once a month, never/did not drink alcohol in last 12 months). *4)Alcohol uses for sleep: “in the past year, did you ever drink alcohol to help you fall asleep?” *4a)“When you drank an alcoholic beverage in the last 2 weeks, how close to the time you went to bed did you usually finish your last drink?” (less than 30 minutes before bed, 30 to just under and hour, 1 to just under 2 hours, 2 to just under 4 hours, or 4 or more hours before bed). **5)Caffeine use: “in the past two weeks, on average, how many cups of caffeinated coffee did you drink per day?” **5a)“In the past two weeks, on average, how many cups of other caffeinated beverages did you drink per day, such as pop or tea?” 6) Napping: “How many days during the past two weeks did you nap?” 7) Time in bed: “Thinking about your average weekday, how many hours did you actually sleep, each day, during the past two weeks?” 7a)“Thinking about your average weekend, how many hours did you actually sleep, each day, in the past two weeks?” 8) Reported likelihood of sleeping in on weekends: “in the past two weeks, did you sleep in on days you didn’t work?” (often, sometimes, rarely, or never true for you). 9) Time in bed: “At what time did you typically get up on weekdays (during the past two weeks)? And, at what time did you typically go to bed on weekdays (during the past two weeks)?” 10)“Thinking about your average weekday, how many hours did you actually sleep, each day (during the past two weeks)?” 11)“At what time did you typically get up on weekends (during the past two weeks)?” 12)“And, at what time did you typically go to bed on weekends (during the past two weeks)?” 13)“Thinking about your average weekend, how many hours did you actually sleep, each day (during the past two weeks)?” *Combined questions to get an assessment of the number of drinks per week. **Combined the two questions to get a total caffeine use per day. SLEEP, Vol. 28, No. 5, 2005 615 Sleep Hygiene and Insomnia—Jefferson et al
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