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Horizon 2020
SME Instrument &
FTI – Fast Track to Innovation &
Eurostars
19th Eemeli Workshop
2 February 2015
Jari Uotila, VTT
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Content
1
Horizon 2020
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Horizon
2Second
level2020 and SMEs
Third level
3
SMEFourth
Instrument
level
4
FTI – Fast Track to Innovation
5
Eurostars for R&D SMEs
6
Differences & Similarities
7
VTT as Partner to SMEs
Fifth level
4.2.2015
© VTT / Jari Uotila 2015
2
1
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Second level
Third level
Fourth level
Fifth level
1. Horizon 2020
3
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Horizon
2020
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Second level
Third level
Fourth level
Fifth level
The European research and
innovation projects will be
funded in the years
2014 - 2020
Budget ~ 70 billion €
First calls will be
in 11.12.13 (11 December 2013)
4.2.2015
© VTT / Jari Uotila 2015
4
2
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Two
Financing
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Second level
100 % [Research,
non-profit]
Third level
Fourth costs
level
(Eligible direct
+ Fifth level
overheads 25 % of previous)
=
ELIGIBLE COSTS
* 100 % funding
[Innovations] 70 %
(Eligible direct costs
+
overheads 25 % of previous )
NOT SUBCONTRACTING
=
OR
=
ELIGIBLE COSTS
* 70 % funding
=
”125 %”
”87,5 %”
© VTT / Jari Uotila 2015
Great offer for enterprises!
4.2.2015
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Horizon
2020Master
Structure
PILARI I: ~22 mrd€
Huipputason tiede
PILARI II: ~15.5 mrd€
Teollisuuden
Excellent
Science
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text styles
Second level
Industrial Leadership
1. ERC: Euroopan Third
tutkimus-level
1. LEIT: Johtoasema
neuvosto
mahdollistavilla ja
Fourth level
teollisuusteknologioilla
Fifth level
(Leadership in Enabling and Industrial
2. FET: Tulevat ja kehittyvät
Technologies)
teknologiat
1.1. tieto- ja viestintäteknologia
1.2. nanoteknologiat
1.3. kehittyneet materiaalit
3. Tutkijaliikkuvuus:
1.4. bioteknologia
Marie Sk odowska-Curie
1.5. kehittynyt valmistus ja
(MSCA)– toimet
prosessointi
1.6. avaruus
4. Tutkimusinfrastruktuuri
2. Riskirahoituksen saatavuus:
laina ja pääoma
3. Innovointi pk-yrityksissä
Lisäksi ydinenergia-alan EURATOM-ohjelma
4.2.2015
level
© VTT / Jari Uotila 2015
5
~70 mrd €
PILARI III: ~27mrd€
Yhteiskunnalliset
haasteet (SC)
Osaamisen ja
osallistumisen
laajentamiseen
Sociental Challenges
1. Terveys, väestönmuutos ja
hyvinvointi
2. Elintarviketurva, kestävä
maatalous, merien tutkimus ja
biotalous
Tiede
yhteiskunnassa,
yhteiskuntaa
varten
3. Turvallinen, puhdas ja tehokas
energia
4. Älykäs, ympäristöystävällinen ja
yhdentynyt liikenne
5. Ilmastotoimet, resurssitehokkuus
ja raaka-aineet
JRC
6. Eurooppa muuttuvassa
maailmassa: osallistavat,
innovatiiviset ja pohtivat
yhteiskunnat
7. Turvalliset yhteiskunnat:
Euroopan ja sen kansalaisten
vapauden ja turvallisuuden
suojeleminen
EIT
6
3
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Innovation
Master
& Funding
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Research
Innovation
(RIA)
Innovation Actions (IA)
Second level
100 Third
% - level
funding
70 % - funding
Fourth level
Fifth level
1
2
Basic
research
Technology
Formulation
3
Experi
mental
Proof of
Concept
SME Instrument / FTI
4
5
6
7
8
9
Validation
in lab /
Small
scale
prototype
Technical
validation in
relevant
environment /
large scale
prototype
Demonstration in
relevant
environment
Demo/system
prototype in
operational
environment
System
complete
and
operational
Full commercial
application
Technology Readiness Level (TRL)
Universities
RTOs
Enterprises
© VTT / Jari Uotila 2015
4.2.2015
7
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style
Benefits
for SMEs
H2020
Low-risk way to internationalize
ClickNetworks
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(companies,
research institutions, universities)
Second level
New
Third
levelinternational customers
Fourth level
NewFifth
int.level
partners (also large enterprises)
Evaluation of Partners
Training of “international player”
Develop own technology (State-of-art)
High financial support
4.2.2015
© VTT / Jari Uotila 2015
8
4
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SME support:
integrated
approach
20%
budgetary
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Collaborative projects
targetSecond
in LEITs
level
2/3 (~13 %)
and SC (Pilar
ThirdIIlevel
& III)
(~5.8 Mrd€)
Fourth level
(~8.7 Mrd€)
Fifth level
Eurostars II
Enhancing innovation
capacity
Market-driven innovation
“Innovation
in SMEs”
SME Instrument
1/3 (~7 %)
(~2.9 Mrd€)
FTI - Pilot
2015 – 2016
(100 k€ / year)
Access to risk finance
© VTT / Jari Uotila 2015
4.2.2015
9
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Second level
Third level
Fourth level
Fifth level
2. Horizon 2020 and SMEs
10
5
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Change
in the
number
employed in
companies in Finland 2001 – 2011
55 000
50 397
Total increase
119 566
LEs
9 484
SMEs
110 082 (92 %)
< 20pers companies 71 414
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45 000
Second level
Third level
35 000
Fourth level
SMEs
Fifth level
25 000
21 017
Large enterprises
20 053
15 000
10 856
7 759
9 514
-835
5 000
1-9h
10 - 19 h
20 - 49 h
50 - 99 h
100 - 249 h
250 - 499 h
500 - 999 h
805
> 1000 h
-5 000
SME+
© VTT / Jari
Uotila 2015
Source: Tilastokeskus.
(Henkilömäärät muunnettu kokopäiväisiksi työpaikoiksi, pl. Maa- ja metsätalous).
4.2.2015
11
SME participation in R4SME (FP7)
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Second level
Third level
Fourth level
Fifth level
4.2.2015
© VTT / Jari Uotila 2015
12
(Tilanne 2012)
6
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Proposals
from
countries
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Second level
Third level
Fourth level
Over 70% of all SMEs are new
to the Framework programmes
Fifth level
4.2.2015
© VTT / Jari Uotila 2015
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SME Instrument
Phase
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Second level
Third level
Fourth level
Fifth level
4.2.2015
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Second level
Third level
Fourth level
Fifth level
3. SME Instrument
15
~70 mrd €
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Horizon
2020Master
Structure
PILLAR I: ~22 mrd€
PILLAR II: ~15.5 mrd€
PILLAR III: ~27mrd€
Excellent Science
Industrial Leadership
Sociental Challenges
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Osaamisen ja
osallistumisen
laajentamiseen
Second level
1. Terveys, väestönmuutos ja
1. ERC: Euroopan Third
tutkimus-level
1. LEIT: Johtoasema
hyvinvointi
neuvosto
mahdollistavilla ja
Fourth level
teollisuusteknologioilla
2. Elintarviketurva, kestävä
Fifth level
(Leadership in Enabling and Industrial
maatalous, merien tutkimus ja
2. FET: Tulevat ja kehittyvät
-Technologies
for SME
) Instrument (1/3)
biotalous
teknologiat
1.1.
tietoja
viestintäteknologia
-1.2.
Collaborative
projects
(2/3)
3. Turvallinen, puhdas ja tehokas
nanoteknologiat
energia
1.3. kehittyneet materiaalit
3. Tutkijaliikkuvuus:
1.4. bioteknologia
Marie Sk odowska-Curie
4. Älykäs, ympäristöystävällinen ja
1.5. kehittynyt valmistus ja
(MSCA)– toimet
yhdentynyt liikenne
prosessointi
5. Ilmastotoimet, resurssitehokkuus
1.6. avaruus
20 %– Funding in Pillars II + II for SMEs
4. Tutkimusinfrastruktuuri
JRC
ja raaka-aineet
2. Riskirahoituksen saatavuus:
laina ja pääoma
3. Innovointi pk-yrityksissä
Lisäksi ydinenergia-alan EURATOM-ohjelma
4.2.2015
Tiede
yhteiskunnassa,
yhteiskuntaa
varten
© VTT / Jari Uotila 2015
6. Eurooppa muuttuvassa
maailmassa: osallistavat,
innovatiiviset ja pohtivat
yhteiskunnat
7. Turvalliset yhteiskunnat:
Euroopan ja sen kansalaisten
vapauden ja turvallisuuden
suojeleminen
EIT
16
8
~70 mrd €
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title style
Horizon
2020Master
Structure
PILLAR I: ~22 mrd€
PILLAR II: ~15.5 mrd€
PILLAR III: ~27mrd€
Excellent Science
Industrial Leadership
Sociental Challenges
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Osaamisen ja
osallistumisen
laajentamiseen
Second level
1. ERC: Euroopan Third
tutkimus-level
1. LEIT: Johtoasema
neuvosto
mahdollistavilla ja
Fourth level
teollisuusteknologioilla
Fifth level
(Leadership in Enabling and Industrial
2. FET: Tulevat ja kehittyvät
Technologies)
teknologiat
1.1. tieto- ja viestintäteknologia
1.2. nanoteknologiat
1.3. kehittyneet materiaalit
3. Tutkijaliikkuvuus:
1.4. bioteknologia
Marie Sk odowska-Curie
1.5. kehittynyt valmistus ja
(MSCA)– toimet
prosessointi
1.6. avaruus
4. Tutkimusinfrastruktuuri
2. Riskirahoituksen saatavuus:
laina ja pääoma
3. Innovointi pk-yrityksissä
Lisäksi ydinenergia-alan EURATOM-ohjelma
4.2.2015
© VTT / Jari Uotila 2015
1. Terveys, väestönmuutos ja
hyvinvointi
2. Elintarviketurva, kestävä
maatalous, merien tutkimus ja
biotalous
Tiede
yhteiskunnassa,
yhteiskuntaa
varten
3. Turvallinen, puhdas ja tehokas
energia
4. Älykäs, ympäristöystävällinen ja
yhdentynyt liikenne
5. Ilmastotoimet, resurssitehokkuus
ja raaka-aineet
JRC
6. Eurooppa muuttuvassa
maailmassa: osallistavat,
innovatiiviset ja pohtivat
yhteiskunnat
7. Turvalliset yhteiskunnat:
Euroopan ja sen kansalaisten
vapauden ja turvallisuuden
suojeleminen
EIT
17
Market
SME Instrument
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Idea
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Second level
Phase Third
1 level
Phase 2
Phase 3
Fourth level
Fifth level
Concept and
Feasibility
Assessment
Innovation
Activities
Commercialisation
Business Coaching
4.2.2015
© VTT / Jari Uotila 2015
18
9
Implementation
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”Bottom-up” approach topics related to LEIT & SC pillars
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text4 styles
Continuous
call, with
cut-off dates per year
Second
level
Topics
in Workprogrammes
for 2 years: now 2014 - 2015
Third level
The next Cut-off
dates:
Fourth level
Fifth level
2015
Phase 1 & Phase 2
18/03/2015
17/06/2015
17/09/2015
16/12/2015
4.2.2015
© VTT / Jari Uotila 2015
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Second level
Third level
Fourth level
Fifth level
4. FTI
Fast Track to Innovation
20
10
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title
style (Pillars)
Horizon
2020Master
– Three
Priorities
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Second level
Third level
Fourth level
EXCELLENT
SCIENCE
(ES)
Fifth level
INDUSTRIAL
LEADERSHIP
(LEIT)
SOCIETAL
CHALLENGES
(SC)
FTI
FTI is the only fully ”bottom-up” instrument in Horizon 2020
4.2.2015
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Fast Track
Innovation
Objectives:
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styles
Reduce
the time
from
idea
to market
Second level
Increase the participation of industry, SMEs and first time
Third level
applicants Fourth
in Horizon
2020
level
Fifthsector
level
Stimulate private
investment in research and innovation
Promote research and innovation with a focus on value creation
and accelerate the development of technologies into innovative
products, processes and services
Means:
Full-scale pilot in 2015 - 2016
In-depth assessment as part of interim evaluation
4.2.2015
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Konsorttio
Min 3 participants - max 5 participants
Participants from min 3 Members States (Associated country)
Second level
3 legal entities shall be independent of each other
Third level
Industry Fourth
involvement
needed:
level
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Fifth level
OPTION 1
At least 60% of the overall budget to industrial
partners
OR
OPTION 2
4.2.2015
Minimum number of industrial partners:
2 of 3 partners
2 of 4 partners
3 of 5 partners
© VTT / Jari Uotila 2015
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Implementation
Continuous call, 3 cut-offs per year
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Time-to-grant
6 months
Second level
Innovation
Action
Third
level (70%), grant up to 3 M€
Fourth
Budget: 200 M€: level
100 M€/year
Fifth level
Ca 50 projects / year with average EU funding of 2 M€
Impact criterion has higher weighting in evaluations
Time-to-Market: 36 months or less
Future of pilot (beyond 2016) only decided after full evaluation
4.2.2015
© VTT / Jari Uotila 2015
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Calls to
2015
Cut-off
2015: text styles
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Second
Cut-off
dateslevel
2015
Third
level
Evaluation results
29.4.2015
1.9.2015
1.12.2015
31.7.2015
1.12.2015
tbd
Fourth level
Grants signed
30.10.2015
tbd
Fifth levelof proposals upon arrival
Individual
evaluation
tbd
Particular attention to
IMPACT is evaluated first: 4 of 5
EXCELLENCE is evaluated second: TRL 6 of 9
Overall score 12 of 15
Proposals with same score:
value of Impact -> budget to SMEs -> number of first-time applicants ->
number of industry participants -> gender balance
© VTT / Jari Uotila 2015
4.2.2015
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Second level
Third level
Fourth level
Fifth level
5. Eurostars for R&D SMEs
26
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Eurostars
is Master
…
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Third level
Fourth level
Fifth level
4.2.2015
© VTT / Jari Uotila 2015
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Eurostars
under
Horizon
2020
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Third level
Fourth level
Fifth level
4.2.2015
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Eurostars
countries
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Second level
Third level
Fourth level
Fifth level
4.2.2015
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SME in
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Third level
Fourth level
Fifth level
4.2.2015
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Eligibility
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Fourth level
Fifth level
4.2.2015
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title style
Typical
is…
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Fourth level
Fifth level
4.2.2015
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Call planning
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Second level
Third level
Fourth level
Fifth level
4.2.2015
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Third level
Fourth level
Fifth level
6. Differences and
Similarities
(SME Instrument, FTI, Eurostars)
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Differences
Similarities
(D&S)
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Second level
Third level
Fourth level
Fifth level
4.2.2015
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D&S: to
The
Instruments
SMEs
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Second level
Third level
Fourth level
Fifth level
4.2.2015
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D&S: to
Target
Group title style
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Second level
SMEs
Third level
Fourth level
Fifth level
SMEs (10 % for R&D)
LEs & SMEs
(private-for-profit)
4.2.2015
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title Partners
style
D&S: to
Minimum
Number
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Second level
Third level
Fourth level
Fifth level
(max 5 )
4.2.2015
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D&S: to
Thematic
Fields
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(2014 – 2015)
Second level
Third level
Fourth level
Fifth level
(bottom-up)
bottom-up
4.2.2015
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D&S: to
Annual
Budgettitle style
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Second level
Third level
Fourth level
Fifth level
Pilot 2015 – 2016
4.2.2015
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D&S: to
Funding
rate title style
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Third level
Fourth level
Fifth level
4.2.2015
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D&S: to
Time
Grant title style
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Fourth level
Fifth level
4.2.2015
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D&S: to
Success
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Fourth level
Fifth level
4.2.2015
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Summary
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Fourth level
Fifth level
4.2.2015
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Third level
Fourth level
Fifth level
7. VTT as Partner for SMEs
45
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VTT´sto
role
FP7:ssa
(21.6.2013)
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Second level
Third level
Fourth level
Fifth level
In 473 projects
+
Other Finnish 393
Coordinator in 67
+
Other Finnish 88
With VTT – newcomers - easy to participate
VTT´s operating model and networks play a key role in mobilizing companies
VTT: importance of cooperation with companies significantly higher than
universities
4.2.2015
© VTT / Jari Uotila 2015
http://www.tekes.eu/palvelut/tilastot/
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VTT’sto
role
asMaster
a partner
SME
* Experienced
EU
proposals
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styles
Second very
level well the rules in EU
* Knows
Third level
Fourth level
* International
networks for other SMEs, large
Fifth level
enterprises and research organisations both
universities
* Offers the whole package:
•
•
•
•
Refining the idea
Creating the consortium
Writing the proposal and
Managing the project
© VTT / Jari Uotila 2015
4.2.2015
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ARE YOU INTERESTED?
Please contact VTT to hear more:
YOUR
INTEREST TO BE A PARTNER
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Master text
styles
Second level
IN VTT’s H2020 PROPOSALS:
Third level
www.vtt.fi/horizon2020
Fourth level
Fifth level
Jari Uotila
Manager, International Relations
VTT is partner in
Tel. 020 722 7524
[email protected]
www.vtt.fi
4.2.2015
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Second level
Third level
Fourth level
Fifth level
TECHNOLOGY FOR BUSINESS
4.2.2015
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