Fall-Related Hip Fracture

Digital Comprehensive Summaries of Uppsala Dissertations
from the Faculty of Medicine 1082
Fall-Related Hip Fracture
Predisposing and Precipitating Factors
BREIFFNI LEAVY
ACTA
UNIVERSITATIS
UPSALIENSIS
UPPSALA
2015
ISSN 1651-6206
ISBN 978-91-554-9202-1
urn:nbn:se:uu:diva-247286
Dissertation presented at Uppsala University to be publicly examined in Rosénsalen, Ingång
95/96, Akademiska Sjukhuset, Uppsala, Thursday, 7 May 2015 at 09:15 for the degree of
Doctor of Philosophy (Faculty of Medicine). The examination will be conducted in English.
Faculty examiner: Docent Ann Bremander (Department of clinical sciences/ Orthopedics,
Lund University: Spenshults FoU-centrum, Halmstad).
Abstract
Leavy, B. 2015. Fall-Related Hip Fracture. Predisposing and Precipitating Factors. Digital
Comprehensive Summaries of Uppsala Dissertations from the Faculty of Medicine 1082.
84 pp. Uppsala: Acta Universitatis Upsaliensis. ISBN 978-91-554-9202-1.
A physically inactive lifestyle is a predisposing risk factor for fall-related hip fracture.
The circumstances, or precipitating factors, surrounding hip fractures are, however, not well
understood, a factor of relevance for Swedish adults who have one of the highest hip fracture
risks in the world. The aims of this thesis, therefore, were: to explore perceptions of physical
activity (PA) among older adults, to describe the circumstances surrounding hip fracture events
and the health characteristics of those who experience them.
Four observational studies were conducted involving qualitative, epidemiological and mixed
method designs. Participants in study I were recruited from community settings in Stockholm
and Dublin (n=30). Studies II-IV (sample sizes, n=484, n=125, n=477) were based on a
population-based sample of people admitted to Uppsala University hospital due to hip fracture.
Study IV also incorporated the background population of Uppsala county in 2010 (n=117 494).
Analysis of PA perceptions in study I revealed that PA which is functional nature is perceived
as most meaningful among certain participants. The uptake of PA in later years was a means
of creating a new self-identify and being active in outdoor environments was an important
culture-specific motivator to PA among Swedish participants. Analysis of hip fractures patterns
in studies II-III showed that: hip fractures among psychotropic drug users were twice as likely
to occur during night-time hours compared to those occurring among people not receiving these
drugs. Additionally, the fall-related hip fractures of community dwellers with poorest health
and function tended to occur indoors during positional changes. In study IV, all categories of
disease (according to the International Classification of Diseases, 10th Revision) were seen to be
positively associated with hip fracture. Cardiovascular disease and previous injury (including
previous fracture) posed the highest relative and absolute fracture risks.
Detailed investigation of hip fracture circumstances reveal patterns in health and functional
characteristics, which provide information regarding predisposing and precipitating factors for
these events. This knowledge, in combination with findings regarding PA perceptions, can
be used when identifying individuals at high risk for hip fracture and when tailoring fracture
prevention at an individual level to those at risk.
Keywords: Co-existing disease, Epidemiology, Fall circumstances, Hip fracture, In-depth
interviews, Mixed methods, Physical activity perceptions, Psychotropic drugs, Qualitative
Breiffni Leavy, Department of Surgical Sciences, Akademiska sjukhuset, Uppsala University,
SE-75185 Uppsala, Sweden.
© Breiffni Leavy 2015
ISSN 1651-6206
ISBN 978-91-554-9202-1
urn:nbn:se:uu:diva-247286 (http://urn.kb.se/resolve?urn=urn:nbn:se:uu:diva-247286)
We have listened long enough to catastrophic demographic projections
of how society will collapse under the expense of providing for all of us
old people, it’s like nobody can think in terms of dynamic effects.
Bodil Jönsson, Professor Emerita, Lund University
List of Papers
This thesis is based on the following papers, which are referred to in the text
by their Roman numerals.
I
Leavy B, Åberg AC. ‘Not ready to throw in the towel’: Perceptions of Physical Activity held by Older Adults in Stockholm and Dublin.
J Aging Phys Act, 2010 Apr; 18 (2):219-236.
II
Leavy B, Åberg AC, Melhus H, Mallmin H, Michaëlsson K,
Byberg L. When and where do hip fractures occur? A population-based study
Osteoporos Int. 2013 March; 24:2387–2396.
III
Leavy B, Byberg L, Michaëlsson K, Melhus H, Åberg AC.
The Fall Descriptions and Health Characteristics of Older
Adults with Hip Fracture: a Mixed Methods Study.
BMC Geriatrics, Article in Press.
IV
Leavy B, Michaëlsson K, Åberg AC, Melhus H, Byberg L.
The Impact of Disease on Hip Fracture Risk.
Manuscript.
Reprints were made with permission from the respective publishers.
Contents
Introduction ................................................................................................... 13 Physical activity in later life ..................................................................... 14 Epidemiology of hip fracture ................................................................... 15 Risk factors for hip fracture...................................................................... 16 Factors related to falling ...................................................................... 16 Factors related to the bone or impact on the bone ............................... 17 Environmental factors .......................................................................... 18 The importance of investigating different perspectives ........................... 19 Rationale for the current thesis ................................................................. 20 Aims .............................................................................................................. 21 Methods ........................................................................................................ 22 Naturalism using interview technique ...................................................... 22 Postpositivism and epidemiology ............................................................. 23 Mixed methods ......................................................................................... 23 Theoretical perspectives ........................................................................... 24 International Classification of Function, Disability and Health .......... 24 The fall risk triangle............................................................................. 24 Ethical considerations .............................................................................. 25 Participants ............................................................................................... 26 Study I.................................................................................................. 26 Study II and IV .................................................................................... 26 Study III ............................................................................................... 27 Data collection and analysis ..................................................................... 29 Study I − A qualitative study ............................................................... 29 Study II −A population-based cohort study ........................................ 29 Study III − A concurrent triangulation mixed method study .............. 31 Study IV − A population-based cohort study ...................................... 33 Findings ........................................................................................................ 35 Perceptions of physical activity (Study I) ................................................ 35 When and where hip fractures occur (Study II) ....................................... 36 Circumstances surrounding fall-related hip fractures (Study III)............. 38 Fall circumstances ............................................................................... 38 Patterns between fall circumstances and health characteristics ........... 39 The impact of disease on hip fracture risk (Study IV) ............................. 44 Methodological Considerations................................................................ 48 Mixed methods .................................................................................... 48 Relying on self-reports of fall circumstances ...................................... 48 Trustworthiness ................................................................................... 49 The use of single item questions to capture health data....................... 50 Separating the effects of disease and medication ................................ 51 General Discussion ....................................................................................... 52 Summary of results................................................................................... 52 The role played by outdoor environments for physical activity beliefs
and hip fracture patterns ........................................................................... 52 Being outdoors as a motivating factor for physical activity ................ 52 Outdoor environments and the risk for hip fracture ............................ 53 Developing walking programs for fall prevention ............................... 54 Patterns in fall circumstances reflect the health and functional status of
people with hip fracture............................................................................ 55 Night-time falls and the use of psychotropic medication .................... 55 Activity at the time of the fall and health status .................................. 56 Falls in outdoor environments and good perceived health .................. 57 Gender-related differences................................................................... 57 The impact of co-existing disease on hip fracture and physical activity
beliefs ....................................................................................................... 58 Disease as a predisposing risk factor for hip fracture .......................... 58 Previous injury as a risk factor for hip fracture ................................... 59 Perceptions of the relevance of previous falls ..................................... 59 The impact of cardiovascular and other diseases................................. 60 Perceptions of disease in relation to falls and physical activity........... 61 Main Conclusions ......................................................................................... 63 Clinical implications ..................................................................................... 64 Acknowledgments......................................................................................... 66 References ..................................................................................................... 68 Abbreviations
ATC
BMD
DXA
FRID
ICD-10
ICF
IRR
MMSE
OR
PA
PPAR
RR
RD
RCF
WHO
Anatomical Therapeutic Chemical Classification
Bone mineral density
Dual-energy X-ray absorptiometry
Fall-risk-increasing drugs
International Classification of Diseases, 10th Revision
International Classification of Functioning, Disability and
Health
Incidence rate ratio
Mini-mental state examination
Odds ratio
Physical activity
Population proportional attributable risk
Risk ratio
Risk difference
Residential care facility
World Health Organisation
The definition of concepts used in relation to health in the current thesis, are
based on the nomenclature outlined in the International Classification of
Functioning Disability and Health (ICF). A depiction of this health model
can be seen in figure 1.
Health Condition
(disorder or disease)
Body Functions
and Structures
Environmental
Factors
Activities
Participation
Personal
Factors
Figure 1. Schematic portrayal of the interactional components of the ICF model
Definition of concepts
Activity
The execution of a task or an action, such as walking.
Fall
An unexpected event in which the person comes to rest on
the ground, floor or a lower level.1
Fall-risk-increasing
drugs
A sub-group of drugs strongly associated with increased
fall risk which includes drugs acting on the central nervous system (psychotropic drugs) as well as cardiovascular
drugs with hypotensive effects.
Geriatric syndrome
A clinical condition (such as falling) in older people
which does not fit into a distinct disease category, and is
the result of the accumulated effects of multiple
impairments.2
Health
In studies II-IV we use ‘health’ when referring to the
levels of co-existing disease and medication use. We use
‘overall health’ when referring to disease, medication
status and functional capacity or performance (mobility,
personal activities of daily living).
Older adults
There is no standard definition for older adult, but in
westernized countries the most common chronological
cut-off point is 65 years. In the current thesis, we refer to
‘older adults‘ primarily in relation to participants in study
I.
Physical activity
Any bodily movement produced by the skeletal muscles
that require energy expenditure.3
(Exercise is subset of physical activity involving a
planned and structured body movement, performed with
an aim of improving or maintaining fitness.)
Physical inactivity
Can be defined as not meeting any of the following criteria: 30 minutes of moderate intensity aerobic activity, at
least 5 days/week or 20 minutes of vigorous activity on at
least 3 days of the week.4
Recommended levels Moderate intensity aerobic activity for 30 minutes, 5
of physical activity
days/week, plus
(for adults ≥ 65 years) Moderate intensity muscle strengthening exercise 2−3
days/week, plus
Flexibility exercise for 10 minute bouts 2 days/week.5
Disability
An umbrella term which covers impairments, activity
limitations and participation, which reflects the interaction
between bodily and societal features.
Participation
Involvement in a life situation.
Polypharmacy
Defined in the current thesis as the use of 5 or more
medications from any category.
Psychotropic
medications
A group of drugs, such as benzodiazepines, antidepressants, anticonvulsants and narcotics, which by their effects
on the central nervous system can impair alertness and
neuromuscular function and increase the risk for falls and
fractures.6
Predisposing
risk factors
Underlying risk factors which make an individual susceptible to disease or health outcomes, such as hip fracture.
Precipitating
risk factors
Factors which are responsible for triggering the acute
onset of a health outcome, such as a fall, as is the case in
this thesis.
Osteoporosis
A systemic skeletal disease in which the density and quality of bone are reduced. Diagnosed in women on the basis
of bone mineral density levels which lies 2.5 standard
deviations below the mean value for a young white female
(BMD T score ≤ 2.5).
Introduction
Physical activity is an effective way to improve functional capacity in later
life, despite the presence of co-existing disease.7 Conversely, a physically
inactive lifestyle, in combination with aging, can lead to muscle weakness
and bone loss,8 commencing a negative health spiral for the older person.
One such negative effect of muscle weakness in later life is an increased risk
for falls, and physically inactive older people appear especially predisposed
to falls and hip fractures.9-11 Hip fractures are among the most serious outcomes of falls among older people as they often incur detrimental effects on
the functional capacity,12 independence13 and mortality14 of those affected.
Previously, hip fracture prevention has focused mainly on the pharmaceutical treatment of bone,15 primarily using bisphosphonates, and reductions in
fracture risk have been demonstrated in women who are younger than 80
years, with diagnosed osteoporosis, or in those with a history of fracture.16, 17
However, the majority of people with hip fracture do not have bone density
levels which fall within the range defined as osteoporosis,18 and firm evidence is lacking for the efficacy of using bisphosphonates,19, 20 or other bone
antiresorptive drugs,21 to prevent fracture in this group. In over 90 % of cases however, a hip fracture is preceded by a fall, but details surrounding these
falls have scarcely been examined.
Physical activity is the most effective single fall prevention strategy for older
adults.22 It appears that up to one third of all falls in community settings can
be prevented by exercise interventions23 and recent reports indicate that fall
prevention can reduce fracture risk at levels comparable to that achievable
through pharmaceutical intervention.24 In consideration of the established
benefits of physical activity in later life, the promotion of physical activity
among older people should be a public health priority. In order for such
promotion to be effective however, an understanding of how older people
perceive physical activity is required. This thesis focuses on physical beliefs
and fall-related hip fracture occurrence, two domains which strongly influence health and wellbeing in the lives of older people.
13
Physical activity in later life
That physical activity (PA) benefits health and the management of chronic
disease among the general population is widely accepted in the literature.25, 26
Evidence from observational and intervention studies shows that PA can
reduce the risk of: cardiovascular disease,27 type-2 diabetes,28 depression29
and mortality from cancer.30 The specific physical and psychological benefits of PA among older adults are also well documented.31 It is also of note
that increased exercise uptake after the age of 50 years can lead to lower
mortality rates.32 In consideration of the age-related declines in musculoskeletal strength8 and postural stability,33 maintaining an active lifestyle in later
life may be especially motivated as evidence suggests that PA can offset
these age-related declines in physical capacity.34 Neither does advanced age
contraindicate participation in activities such as strength training,35 on the
contrary, older adults with the lowest strength capacities prior to training
have demonstrated the greatest improvements in trial situations.36 Additionally, weight-bearing exercise appears to have positive, although modest,
effects on bone mass in postmenopausal women,37 making PA a recommended component in the avoidance and management of osteoporosis.
These combined effects may therefore explain the reported associations
between exercise interventions and reductions in the rate and risk of falls22, 23
and fractures.24
Despite the multitude of established health benefits, levels of PA are decreasing and older people are the least physically active members of
society.4, 38 According to self-report, 60% of Swedish adults, aged 65–84
years meet the PA recommendations of 30 minutes of moderate intensity
daily exercise.39 When more vigorous PA (such as swimming or tennis) is
reported however, only 11% of 65–84 year olds are physically active at this
level.40 When PA levels have been objectively assessed, on the other hand,
even smaller proportions of older people are reported to meet the recommended PA levels.41, 42 The most common barriers to PA reported by older
people include: health problems, fear of falling, inertia, as well as aspects of
the physical environment, such as poor walkability and access to
amenities.43-45 Culture-specific motivators and barriers to PA have also been
highlighted among older populations.46, 47 A challenge facing PA promotion
among older people is that uptake levels of PA programs are low and intervention studies aimed at improving physical function48 or reducing falls49
report high drop-out rates among older participants.
14
Epidemiology of hip fracture
Hip fractures are classified by x-ray confirmation according to anatomical
location. Fractures situated proximal to the femoral neck region are referred
to as cervical (50 %) and the more distally located fracture types are defined
as intertrochanteric (45 %) and sub-trochanteric (5%). Subsequent labelling
of hip fractures occurs in reference to the degree of dislocation for cervical
fractures, or instability for fractures of the trochanteric region. Hip fracture
predominately affects older people, as the majority of fractures occur in people over the age of 70 years.50 Given the projected growth of the proportion
of older people in the population, global hip fracture incidence is projected
to rise from a rate of 1.6 million in 2000, to 6 million annually by the year
2050.51 The risk of incurring a hip fracture differs in relation to geographical
location and ethnic identity, with 10-fold variations in hip fracture risk being
reported for different countries across the world.52 Women have a lifetime
risk of fracture which is approximately twice that of men53 and a 50-year-old
Swedish woman has a 28 % lifetime risk for hip fracture, placing her
amongst those at highest risk in the world.54 It also appears that falling incidence, bone mineral density and vitamin D levels, can only marginally account for the relatively higher occurrence of hip fracture among the older
Swedish population.55-57 Additionally, older people living in residential care
have up to twice the risk of incurring a hip fracture than elderly people who
live in the community.58 In consideration that hip fracture primarily affects
older people, many of whom already suffer from pre-existing health conditions,59 the impact of hip fracture on morbidity and mortality is often
severe.60
Mortality rates of up to 33% are reported within the year following hip fracture, with variations dependant on age, gender and health status.59, 61, 62
Higher excess mortality is reported in men whose rate of death increases by
7-fold in the year following fracture, in comparison to women who have a 4fold increased excess mortality risk.14 Among those who survive the consequences of fracture, a substantial proportion of them experience reductions
in functional capacity and independence.63 For instance, for every 100 people who experience a hip fracture, 26 of those who could walk independently
before the event, cannot do so a year after the fracture.12 As a result of these
reductions in mobility and functional independence, many older people are
unable to return to independent living in the community, which makes hip
fracture a frequent reason for admission into residential care facilities.61
There are also reports that mobility limitation and institutionalisation are
more frequently occurring among men who fracture their hip than among
women.64
15
The societal burden imposed by hip fracture is higher than all other fractures,
as the total cost of caring for one female patient with hip fracture varies between 12 000−18 000 Euro annually, dependant on age at fracture.65 Estimations of the physical and financial burden imposed by hip fracture however,
do not adequately account for the psychological effects incurred by these
events. Fear of falling and depression are such two commonly occurring
examples,66 which although not always immediately apparent, are known to
influence both functional recovery and quality of life following the
fracture.67, 68
Risk factors for hip fracture
The risk factors for hip fracture have been studied extensively by prospective
cohort studies,69-72 but categorization of risk factors is inconsistent in the
literature. The most commonly referred to categories are, ‘intrinsic’ (referring to individual risk factors), and ‘extrinsic’ (referring to environmental
risk factors). Risk factors for hip fractures can also be thought of as being
predisposing− underlying factors which increase susceptibility to fracture
(such as age, or physical activity level) or precipitating factors – factors
which are responsible for the acute onset of the fall or fracture (such as acute
physical symptoms). Regardless of the method of categorization, and owing
to the fact that the vast majority of hip fractures occur in combination with a
fall,73 the majority of established risk factors for hip fracture are also proven
risk factors for falls.74 Falls are nevertheless much more frequently occurring
than hip fractures in elderly populations as only an approximate 1−2 % of all
falls are reported to result in fracture of the hip.75, 76 The interaction of other
factors are therefore necessary in explaining why some falls result in fracture
whereas others do not. The total number of clinical risk factors,69 precise
fall-mechanisms and bone strength of the person who falls, will also influence whether the fall will result in hip fracture.
Factors related to falling
The British National Institute for Clinical Excellence (NICE) has identified
up to 400 potential risk factors for falls among community-dwelling
people.77 The most comprehensive method of classifying fall risk factors is
proposed by Lord et al,78 who divided fall risk factors as follows: Sociodemographic, mobility and balance, sensory and neuromuscular, medical, drugrelated and environmental factors. Having a history of falls is one of the
strongest predictors of falls and hip fracture among older among communitydwellers.69, 76 Factors indicative of impaired muscle function, such as impaired mobility, walking aid use and physical disabilities are also proven
predictors for falls and subsequent fractures.69, 76, 79 The presence of diseases
16
affecting neuromuscular function, such as stroke or Parkinson’s disease are
in turn risk factors for similar reasons.80 Other shared risk factors for falls
and hip fracture among community-dwellers include: increased age, female
sex, previous fractures, and balance impairment.81-83 76, 84 There is also evidence for the causal relationship between psychotropic drugs which act on
the central nervous system such as benzodiazepines, anti-depressants and
anti-convulsants, on falls and subsequent hip fracture.6, 85 Furthermore, if
medications from multiple categories are used, the likelihood of falling increases.86 The relative effect of fall risk factors may differ in relation to place
of residence, and factors which predispose to falls, as well as the impact of
these factors, appears to differ between residential care and community settings.87 In many cases, risk factors can be thought to be inter-related in a fall
situation, as is the case for example with psychotropic medications and their
effect on postural control. Such medications have been shown to increase the
risk for both falls and hip fracture, possibly due to their effects on the older
person’s neuromuscular system, which in turn affects gait and postural reactions.85
Precise fall mechanisms, such as fall direction and velocity, are also known
to influence the impact force transmitted to the greater trochanter and therefore the subsequent fracture risk. A sideways fall with direct hip impact, for
example, is a very strong predictor of hip fracture, with risk increases between 6- and 20-fold being reported, dependent on health status.88-90 Similarly, whether or not a person manages to break the fall with an outstretched
arm will also determine whether the impact energy from the fall can be dispersed.90, 91
Factors related to the bone or impact on the bone
Bone mineral density (BMD) is a major determinant of hip fracture as for
every standard deviation drop in BMD, there is a continuous (2.6-fold) increase in the risk for hip fracture.92, 93 The assessment of areal BMD by
means of dual-energy X-ray absorptiometry (DXA) is the most widely used
clinical measure of hip fracture risk.94 Hip fractures are, for this reason, often
referred to in the literature as osteoporotic or fragility fractures, both terms
which imply that an underlying weakened bone structure is influential in
fracture causation. This nomenclature is somewhat controversial, as studies
have shown that a minority of people with hip fracture have BMD values
which can be defined as osteoporotic (BMD T score ≤ 2.5).15, 95, 96 BMD
measurements, at the total hip, are reported to explain 28 % of the risk for
hip fracture in women.97 When the cut-off point is raised in order to include
those with less advanced bone density losses, (BMD T score ≤ 1.5) 51% of
female hip fracture cases are reportedly explained.97 However, while those
who have a low BMD may have a high risk for hip fracture, those who have
17
a high BMD do not necessarily have a low risk for hip fracture.98 The predictive ability of BMD measures also appears to weaken in line with increasing
age,99 which is a factor of importance with late-onset fractures such as hip
fracture. Another common classification of hip fractures in the literature is
that of low-trauma fracture, a term which implies that the causative trauma
was a force insufficient to break normal healthy bone, such as the force incurred from a fall from standing height.100 Neither can this classification be
considered optimal, due to the fact that high trauma hip fractures have also
been associated with reduced bone mineral density.101 The energy absorption
of soft tissues surrounding the hip102 or the landing surface103, 104 are also
factors which can affect the extent of impact to the hip during a sideways
fall, which is weakest at this loading point.105
Environmental factors
Environmental factors can contribute to hip fracture by influencing both fall
risk, such as in tripping or slipping situations, or by affecting the force of the
impact on the bone, which can vary in relation to the landing surface.103 The
extent to which environmental hazards are reported to explain fall occurrence appears to vary in accordance with study design. Studies exploring
older people’s perceptions, on the one hand, commonly describe environmental factors in fall causation,106, 107 whereas evidence from cohort studies
appears inconsistent with regard to these associations.108-111 The transient
nature of environmental factors and the mediating effects of functional capacity on exposure to, and the impact of, environmental factors on falls are
both possible factors which may explain these disparities.108 With the exception of physical function, very little is reported about the presence of other
health aspects, such as co-existing disease or medication status, among those
who attribute their falls to environmental factors. Additionally, the traditional dichotomous division of fall risk factors as either extrinsic or intrinsic112114
fails to capture the role played by activity-related factors in the run-up to
fall events. Evidence is also lacking concerning the extent to which place of
residence, which in older ages is often a proxy for general health, or actual
weather conditions influence patterns in hip fracture occurrence.
18
The importance of investigating different perspectives
Fall-related hip fractures have multiple aetiologies and multi-faceted problems call for multiple means of inquiry. The ultimate aim of investigating the
circumstances of fall-related hip fracture is to identify patterns which may
then be susceptible to change. Similarly, estimating the impact of predisposing factors, such as disease, on hip fracture using epidemiological methods is
a way to calculate risk, and in doing so identify individuals who are at high
risk. Having identified those who are at-risk for falls or physical inactivity,
the next step may often involve encouraging these individuals to change
elements of their behavior, by for example becoming more physically active
or by using a walking aid. It is however important to remember that the older
person in question may not necessarily perceive themselves as being at-risk
for negative health outcomes such as falls or fractures.115, 116 For these reasons, it is essential to build an understanding of how older people perceive
the events which are being promoted or prevented. Findings from qualitative
studies investigating physical activity and fall prevention beliefs give rise for
concern in these areas.
It has been reported, for example, that many physically inactive older people
report ‘lack of interest’ or being ‘too old’ as barriers to exercise.117, 118 Additionally, it appears that even older people who have fallen previously tend to
underestimate their risk of falling and disregard fall preventive advice as
information not personally relevant to them.116, 119 Taking account of the
preferences of the patient is an inherent element of patient-centered care, and
may be especially important in the assessment and rehabilitation of older
people who are faced with managing multiple health conditions.120 This thesis aims to take these factors into consideration and thereby help to fill gaps
in the current literature.
19
Rationale for the current thesis
In order to tailor exercise interventions which appeal to older people we
need to understand the beliefs they hold in relation to physical activity. It is
reported that many older people are unaware of the ways in which moderate
intensity physical activity can benefit health117 or prevent falls.119, 121 Over
half of those offered to join exercise programs refuse115 and it is reportedly
the way in which exercise is promoted, which makes older people feel stigmatized and therefore disregard the information.122 Although there is extensive evidence for the risks posed by predisposing factors for hip fracture, risk
estimates have often been calculated from study populations which have not
accounted for the oldest old or the cognitively impaired. Similarly, there is a
scarcity of studies which report the relative as well as the absolute risks
posed by co-existing disease for hip fracture occurrence. Despite this fact,
clinicians are advised to quote the absolute risks when informing patients
about treatment options.123 To date, hip fracture research has focused on
bone-related aspects whereas there is a scarcity of studies which investigate
the where, when and how of the fall events which precede hip fractures in
over 90 % of cases. It is therefore feasible to focus hip fracture prevention on
the investigation of the circumstances surrounding the fall events which precede hip fracture. It is not known, for example, how factors such as health
and residential status effect when hip fracture occurs and it is unclear whether season or actual weather conditions influence hip fracture patterns. Additionally, qualitative studies have highlighted the diversity in causal perceptions amongst older adults who fall and quantitative studies have described
predisposing factors for hip fracture, but these factors have rarely been investigated in relation to each other. Placing fall descriptions within the
health context of the person who falls may help identify important patterns,
which can, in turn, inform preventive efforts.
20
Aims
The overall aims of this thesis were:
To explore the physical activity perceptions of older adults, to describe the
characteristics of people with hip fracture as well as the situational circumstances of fall-related hip fracture events.
The specific aims of Studies I−IV were:
I.
To explore and describe the physical activity perceptions held
by older urban adults in Sweden and Ireland.
II.
To investigate whether the timing of hip fracture occurrence
varied in relation to the subject’s health, residential status, or
fall location and to examine the effect of season and weather
on hip fracture incidence.
III.
To investigate the circumstances surrounding fall-related hip
fracture and to describe fall circumstances in relation to participants’ health and functional characteristics.
IV.
To report the relative and absolute risks posed by a comprehensive range of disease categories for the occurrence of hip
fracture, using a population-based cohort design.
21
Methods
This work has an exploratory approach which incorporates research into two
domains affecting the health and well-being of elderly people, namely hip
fracture occurrence and physical activity beliefs. The aims of the thesis varied in nature from describing subjective experiences to calculating risks estimates which are applicable at a population level. In consideration that different aspects of reality lend themselves to different methods of inquiry,124
the adoption of different paradigmatic traditions, or ‘viewing positions’125
were required. A paradigm or methodology is the ‘basic set of beliefs,126
brought to the study by the researcher which influence the techniques used to
answer the specific research questions. Whereas methodologies have been
defined as ‘thinking tools’, methods on the other hand have been described
as ‘doing tools’127 are not uniformly linked to paradigms. The various investigations incorporated in this thesis are underpinned by naturalistic, postpositivistic and pragmatic methodologies which in turn utilize qualitative, epidemiological, and mixed-method research designs. The chosen research
methods of each design then translate each approach into practice.
Naturalism using interview technique
Study I was carried out in a naturalistic tradition as questions regarding people’s beliefs in relation to physical activity lend themselves to qualitative
approaches. Qualitative inquiry is concerned with exploring the experiences
and social contexts of participants.128 The ontological belief of such an approach is that multiple realities exist, and these realities are constructed
through lived experiences.129 Face to face interviews were used as the method to access perceptions of PA in Study I and descriptions of fall circumstances in study III. In the naturalistic tradition, knowledge obtained through
interviews is considered contextual and open to multiple interpretations.129
Resultantly, researcher objectivity is considered neither necessary nor advisable,130 as subjective experiences of the researcher are considered part of the
process of interpretation. The analysis of interviews in studies I and III focused on the development of categories, derived inductively from the data.131
The choice of the qualitative method of analysis gives rise to findings which
can vary on a continuum in relation to the degree of transformation of the
22
data. This may range from descriptive results at lower levels of abstraction to
those which progress to more interpretative or explanatory domains.132
Postpositivism and epidemiology
Studies II and IV had quantitative approaches which are rooted in postpositivistic traditions. Postpositivistic inquiry has a deterministic philosophy
where causes or exposures determine the effects or outcomes and these relationships can be deductively ascertained by objective neutral processes.131 In
order to answer the specific research questions in these studies, epidemiological methods were employed, which are concerned with measuring the occurrence of disease in relation to the population at risk. The axiological beliefs in this tradition are that bias, whether random or systematic in nature, is
an error and attempts should therefore be made to control for these errors.133
The use of epidemiological methods and statistics in studies II and IV had
the view of adopting an estimation approach, which involves reporting the
magnitude and precision of an estimate, by means of the point estimate and
confidence intervals respectively.133 This approach differs from that adopted
when hypothesis testing is in focus.
Mixed methods
Study III was a mixed methods study, the guiding interpretative framework
of which is pragmatism. The assumptions of pragmatism are that data collection and analysis is determined by nature of the study aims.134 Pragmatists
believe that a richer analysis of the phenomenon can be achieved by tapping
the relative strengths of positivistic and naturalistic methods.135 The integration of methodologies is therefore allowed, and pragmatism adheres, in general, to the belief that ‘a false dichotomy exists’136 between qualitative and
quantitative data. The rationale for this approach in study III was that of
complementarity, whereby participant descriptions of the fall which preceded hip fracture could provide insight into one aspect of fall circumstances
and quantitative health data could elaborate and enhance these
descriptions.134
23
Theoretical perspectives
Investigation of multifactorial phenomena may be aided by the use of theories and schematic models which portray how multilevel factors interact to
result in health outcomes among older people. Such models are based on the
assumption that patterns of health and well-being are affected by a dynamic
interplay between biological, behavioral and environmental factors.137 The
use of more comprehensive conceptual models in relation to health outcomes
also serves to highlight multiple points of possible intervention. The below
described theories and associated models provided a theoretical basis from
which hip fracture occurrence and PA perceptions were viewed throughout
this work.
International Classification of Function, Disability and Health
The dynamic interaction of different domains on health is reflected in the
World Health Organizations’ model: International Classification of Function, Disability and Health (ICF).138 The ICF is a framework for describing
health and disability and commonly used in rehabilitative medicine. In the
current work, the ICF was used as a general conceptual model concerning
the areas PA perceptions and fall-related hip fracture. The ideology of the
ICF model (Figure 1) is that biological, individual and social perspectives
interact to result in health outcomes. A person’s activities and participation
in everyday life can therefore be viewed from such biological, psychosocial
and social perspectives.139
The fall risk triangle
The fall risk triangle140 is an example of a health model which was designed
specifically in relation to falls and can be used in the investigation of fall risk
or planning of fall prevention at individual or group level (Figure 2). This
schematic depiction of the interplay between multiple factors outlines three
factor groups of pertinence in falls investigation; individual capacity, environmental and activity-related factors. In the current thesis, the model was
used as a thought structure in the design of the interview protocol and questionnaire relating to fall events. Terminology in the fall risk triangle is in line
with language used in the ICF framework whereby: ’Capacity’ incorporates
aspects of physical, cognitive, medical status such as for example, balance,
muscle strength or co-existing disease: ‘Activity’ incorporates the activity at
the time of the fall and the way in which it was performed, and ‘Environment’ relates to physical and psychological aspects, such as flooring, lighting or stress.
24
Environment
Activity
Capacity
Figure 2. The fall risk triangle
Ethical considerations
All participants in study I gave their informed consent to participate in the
study. Ethical permission was not necessary according to the current legislation at that time. Ethical approval was sought and approved by the Regional
Ethical Review board in Uppsala for studies II-IV.
Qualitative interviews are by nature intrusive as they seek to access personal
experiences and, in the case of hip fracture events, have the potential to
evoke traumatic memories. A range of precautions were therefore undertaken to ensure the ease of all interviewed participants. Potential participants
with hip fracture were firstly identified by a review of hospital records. The
responsible nursing staff member for each patient was then consulted regarding the medical status of the individual in relation to the study inclusion criteria. When appropriate, patients were approached by the author, who explained the nature of the study and clarified her role as researcher and therefore not a member of the hospital staff responsible for the persons’ health
care. People then received written information of the study and were given a
day or two to review before being re-approached for confirmation of whether
they wished to participate. Participants in study I chose a time and place for
the interviews, and in study II and III, chose a suitable time and location
within the hospital setting. All participants were reminded that interviews
were voluntary and that withdrawal from the study would not be questioned.
25
Participants
Participants included in this thesis came from two separate study populations, a population of healthy community-dwelling older adults in Dublin
and Stockholm (Study I), and a population-based cohort of people admitted
to Uppsala University hospital with hip fracture (Study II-IV). An additional
study population was used in study IV and incorporated the source population of all people over the age of 50 years (born in 1960 or before), who
were registered as residing in Uppsala County during the study period. An
overview of study participants, design and methods is displayed in table 1.
Study I
Purposive sampling141 was the method used to ensure a diversity among 15
Swedish and 15 Irish participants with regard to physical activity level, age,
gender and geographic location within the respective cities. Voluntary organizations such as active retirement groups and day centers for the elderly
were used as a source for recruiting participants to the study. Active participants were recruited most often through active retirement groups, whereas
contact with the lesser active participants tended to be made at day centers
which served more as a social meeting point, and did not have physical activity on their agenda. The author, with the help of contact people from these
organizations then selected potential participants according to the specific
sampling criteria. To be eligible for participation in the study participants
were required to be: 65 years and older, living in their own homes and functionally independent regarding activities of daily living. Cognitively impaired people were not eligible for inclusion, a factor which was judged by
the contact person to whom participants were familiar.
Study II and IV
The study population in stuies II and IV consisted of people aged 50 years
and older, who were consecutively recruited on the basis of admission to
Uppsala University Hospital with radiographically confirmed hip fracture,
during the 12-month period 8th June 2009–8th June 2010.Those with pathological fractures (n=5), periprosthetic fractures (n=12) and cases where surgical treatment did not occur at Uppsala University Hospital (n=15) were
excluded, and four people died post-surgery, leaving 484 people with hip
fracture in the study population. (This number then sank to 477 in study IV
as a result of further cross-checking of hip fracture cases). As previously
mentioned, the source population of all people who were residing in Uppsala
county (n=117 494) in 2010, constituted an additional population in study
IV.
26
Study III
This study population consisted of 125 individuals who were consecutively
included from people, aged 50 years and older, admitted to Uppsala University Hospital with radiographically confirmed hip fracture, during 10-months
(September−June) of the above described 12-month period (Study II and
IV). In addition, participants were required to fit the following criteria: at
least partial memory of the fall, verbal ability to recount fall details and a
Mini-mental state examination (MMSE) score ≥24 points. In consideration
of the study aims, those with reduced consciousness, post-operative confusion or medical instability were not considered for participation.
Figure 3. Flow chart over inclusion of participants in studies II−IV. Colour scheme:
Study II (light/dark grey), Study III (yellow), Study IV (orange). 1Further case identification lead to the removal of 7 cases between study II and IV.
27
Population-based cohort
484 people with hip fracture, aged ≥ 50
years, admitted to an acute hospital
setting, consecutively included during a
one-year period.
Medical journal access
Interview administered questionnaires
Face to face and telephone interviews
Logistic regression
Poisson regression
Population proportional attributable
risk (PPAR)
Generalized linear models
Purposive
30 community-dwelling
adults aged ≥ 65 years, 15
living in Dublin, 15 living
in Stockholm.
In-depth interviews
Thematic text analysis
Sampling strategy
Study
population
Data
collection
Data
analysis
28
Population-based cohort study
Qualitative
Study II
Design
Study I
Table 1. Overview of design and methods for study I − IV
Data for disease diagnosis registered in
the Swedish National Patient Register
during the observation period 19642010 for study populations.
Calculation of age and sex-stratified
incidence proportions of hip fracture
among exposed and unexposed to each
disease category.
Calculation of age- and sexstandardized risk ratios (RR’s) and risk
differences (RD’s) by sex and 5-year
age category.
Individual interviews
Interview-administered questionnaire.
Hand dynamometer.
Qualitative content analysis
Descriptive statistics
Analysis of variance for age
Fisher’s exact test
i) 477 people with hip fracture, aged ≥
50 years, admitted to an acute hospital
setting, consecutively included during a
one-year period.
ii) Source population of Uppsala
County, aged ≥ 50 years during the
study period.
Population-based cohort and the underlying population in the region.
Population-based cohort study
Study IV
125 people with hip fracture, aged ≥ 50
years, MMSE score ≥24, who had
memory and ability to verbally recount
fall details.
Purposive
Concurrent triangulation mixed methods
Study III
Data collection and analysis
Study I − A qualitative study
Interviews were conducted mostly in participant homes or in the meeting
place of their groups, in accordance with their individual wishes. The 15
interviews in Dublin were conducted in English and the 15 interviews in
Stockholm were conducted in Swedish and lasted between 30 to 75 minutes.
All interviews commenced with the same opening question – ‘What are your
thoughts on physical activity?’ The participants were then encouraged to
speak freely around specific themes relating to physical activity such as motivators and barriers, available information and if and how they believed
physical activity to affect health. Transcribed interview material in this study
was content-analyzed in accordance with the ‘thematic framework’ approach.142 Each transcript was firstly individually reviewed to identify the
relevant topics that related to participants’ perceptions of physical activity,
these were termed initial codes. These initial codes were then applied to all
transcripts one at a time by a process of labeling. This analysis yielded preliminary interpretations of each participant’s perceptions, which were reanalyzed and checked against the transcribed material. Sub-themes and main
themes were discussed and chosen by the authors so as to most accurately
encompass and reflect participants’ perceptions during earlier stages of the
analysis.
Study II −A population-based cohort study
Data collection occurred during hospital stay. Sociodemographic details and
data concerning the fracture type, month of fracture, surgical reparation,
comorbidity and medication were gathered from subjects’ medical records.
Place of residence prior to the hip fracture was defined as either communitydwelling or residential care facility (RCF), whereby RCF was a collective
term for serviced apartments and nursing homes for elderly people in greater
need of medical care. Based on place of residence and fall location data,
subjects were divided into three groups; community-dwellers who fractured
outdoors, community-dwellers who fractured indoors, and those who lived in
a RCF at the time of fracture. Diseases were defined according to International Classification of Diseases (ICD-10) categories as follows: Cerebrovascular diseases (I6), Ischaemic heart disease (I20-I25), Hypertension (I12
I15 I10.9 I11.9), Dementia (F00-F03, F05.1) and Depression (F32-F33,
F20.4 F25.1 F31.3-F31.5 F41.2 F92.0). We further calculated the number of
comorbidities using Charlson’s Comorbidity Index143 as a measure of overall
comorbidity for each subject. Drugs were defined according to the Anatomical Therapeutic Chemical (ATC) classification system as: Benzodiazepines
29
(N05BA), Sedatives (N02A, N05B-C), Antidepressants (N06A, N06CA-B)
and Diuretics (C03C). We defined Polypharmacy as the use of five or more
medications and psychotropic drugs as the use of at least one drug from the
categories N05A-C or N06A-C.
The time of day at which the fracture occurred, estimated to the closest hour,
was reported by 334 hip fracture cases (78 % of eligible cases) included in
an interview sub-study. Verbal and written informed consent was obtained
from these subjects or from their family members or care providers, in the
case of cognitive impairment (MMSE score ≤ 24 points). All interviews
were carried out within one week of the fracture event. When subjects could
not personally relate the time of the fall event which lead to hip fracture, due
to; reduced consciousness, language difficulties, delirium or cognitive impairment, this information was collected by telephone interview with a family member when the subject lived in the community (n= 75), or from a care
nurse from the subject’s RCF (n=90).
Weather data concerning daily snow depth (cm) for Uppsala County for the
study period was obtained on request from the Swedish Meteorological and
Hydrological Institute.
Statistical analysis
Logistic regression analysis was used to determine the age-adjusted odds
ratios (OR) as a measure for the prevalence of comorbidities and medication
usage between the three above-described subject groups. Logistic regression
was also used to estimate the effect of psychotropic drugs or dementia (or
both) on nighttime fractures and ORs were adjusted for the effects of age and
Charlson comorbidity index. Poisson regressions were used to compare the
fracture incidence rate between days where the ground was snow-covered
and days of no snow cover and presented as incidence rate ratios (IRR). The
population proportional attributable risk (PPAR) of hip fracture due to snow
coverage for the entire sample/community-dwelling subjects was estimated
using the formula: PPAR = Prevalenceexposure (RR-1)/ (1+ Prevalenceexposure (RR-1)), where Prevalence exposure is prevalence of the exposure (days
with snow cover) and RR the risk ratio obtained through Poisson regression.
Variation in time of fracture was modeled using generalized linear models
with a Poisson distribution, by applying combinations of sine and cosine
terms with varying wavelength up to the sixth harmonic or combinations of
linear, quadratic and cube functions both for the 24-hour period and for the
months of the year.144 The Bayesian Information Criteria (BIC) statistic was
used as a criterion for model selection as it resolves the problem of overfitting, by introducing a penalty term for the number of parameters in the model. In situations where only one peak was observed in the model, we used a
30
directional statistical method to evaluate seasonal variation in fracture occurrence.145 These analyses were performed separately for the three groups
based on living status and fall location, as well as for those with and without
dementia/psychotropic drugs. Stata version 11.0 (Stata Corp., College Stn,
TX, USA) was used for the statistical analyses.
Study III − A concurrent triangulation mixed method study
Collection of the qualitative and quantitative data
With this design, qualitative and quantitative data were collected concurrently, analysed separately and then merged. Data concerning fall circumstances
were collected during semi-structured interviews, performed by the same
investigator, where participants were encouraged to speak freely while describing fall events. An interview guide was used and commenced with the
open the question: ‘Can you describe for me what happened when you fell
and broke your hip?’ These open-ended questions were then followed by
probing questions which aimed to investigate the eventual influence of other
specific environmental, individual or situational factors which may have
played a role in the fall occurrence. Interviews varied in length from 8 to 25
minutes and were recorded and transcribed verbatim. Each interview was
then followed by an interview-administered questionnaire which contained
closed-answer questions concerning more specific details of the fall. This
section of the questionnaire regarding fall details was developed with reference to previous hip fracture studies on fall mechanisms. 91, 146
Health data questions were incorporated into the interview-administered
questionnaire and were developed with reference to previously existing
health-related questionnaires tested in earlier epidemiological studies of fractures.9, 147, 148Questions related to prior performance of personal activities of
daily living, mobility, balance, previous falls and PA participation were categorized as described in the section ‘Analysis of the health data’. Hand grip
strength was tested, by the same investigator, using the ‘Baseline’ hydraulic
hand dynamometer (Fabrication Enterprises Inc.) with the elbow flexed at 90
degrees and the participant sitting in a high-lying position. Three maximal
grip contractions of the dominant hand were performed, the mean value of
which was then calculated. Data concerning pre-fracture comorbidity and
medication were retrieved from medical records. Comorbidity was categorized as 0, 1 and ≥ 2 chronic diseases, based on Charlson’s unweighted
comorbidity score, calculated from ICD-10 diagnoses.143, 149 Fall-riskincreasing drugs (FRIDs) were categorized as: no FRIDs, psychotropic
FRIDs (PsyFRID; ATC codes N02A, N03A, N04A-B, N05A-C, N06A),
cardiovascular FRIDs (CvdFRID; ATC codes C01A, C01BA, C01D, C02,
C03, C07-C09, G04CA) and concomitant use of PsyFRID and CvdFRID.
31
Analysis of the interviews
Qualitative content analysis was the method used due to analyse the interview data where a step-by-step analysis is used to highlight patterns in the
data according to phenomenon being studied.150, 151 Content analysis has
been described by Krippendorff as “the use of replicable and valid method
for making specific inferences from text,” 152 with the overall aim of making
a condensed and broad description of a particular phenomenon. Our interview data also consisted of relatively short interviews which further motivated the choice of a method which allows data to be interpreted at various levels of abstraction. Based upon the study aims as well as the nature of the
interview material, we chose to perform a manifest analysis, which aims to
analyse content close to the text.153 We also chose to approach the text inductively thereby without preconceived categories.154 The analysis was performed as described by Graneheim and Lundman153 in the following stages:
i) The interviews were read through several times to get a sense of the whole
ii) Domains relating to areas of the text relating to causal factors for the falls
were heighted iii) The meaning units of analysis were selected in direct relation to the study aims and involved sections of the text referring to perceived
cause of the fall iv) Meaning units were then condensed and part of the texts
were labeled to derive codes v) Codes of similar nature were then grouped to
form sub-categories and then four main categories which can be identified as
a thread throughout the codes.153 The analysis process involved a back and
forth movement between the selected codes and the interviews as a whole.
The first author was responsible for the primary coding of all interviews and
the last author acted as a peer to the first author through a process of review
and discussion of the credibility of categories in the data.
Analysis of the health data
Pre-fracture mobility was divided into the categories ‘Low’, ‘Moderate’ or
‘High’ which were defined as follows: Low (required a walking aid indoors);
Moderate (required a walking aid outdoors only), High (no walking aid required). Participation in personal activities of daily living was categorized as
independent /dependent in ≥ 1 activity of personal care, whereby for example participants who required assistance or supervision during bathing were
considered dependent in one activity. With regards to PA participation, participants answering ‘hardly any exercise’ to the question ‘How much exercise did you engage in prior to the fracture?’ were classified as ‘Sedentary’,
with other divisions including ‘Light exercise’ (Lighter exercise such as
regular walks or gardening) or ‘Hard physical exercise’ (Do you engage in
hard physical training or sport?). This question was based on a questionnaire,
created in collaboration with the Swedish national institute of health which
measures lifetime physical activity, 155 which has been used in previous cohort studies of older Swedish populations.9, 32 Absolute grip strength values
32
were compared with published normative grip strength data,156 and stratified
according to age, gender and height. ‘Low’ grip strength incorporated values
between the 10th and the 5th percentile of normative data and ‘Abnormally
low’ grip strength as those under the 5th percentile of normative data. In this
calculation, 7 individuals (1 man and 6 women) lacked height data so for
these we used the median height in the sex-specific age group in our sample
(women ≥ 65 years: 164 cm; men ≥ 65 years: 175 cm). This imputation was
only used for the definition of low grip strength.
The two forms of data were then merged in the results section using a joint
display of the data 157 and then interpreted in the discussion section. To facilitate the integration of the data sets, qualitative fall circumstance categories
were treated as categorical variables. We organized the data in relation to the
fall circumstance categories, which were viewed in relation to variables of
health and function using cross tabulation and descriptive statistics. This
triangulation of data occurred during both the analysis and interpretation
phases with the purpose of interrelating and identifying patterns in the
data.158
Study IV − A population-based cohort study
Outcome and exposures
The outcome under investigation was admission for radiographically confirmed hip fracture (S72.0–S72.2 according to ICD-10) to Uppsala university
hospital, during the 12-month period, 8th June 2009–8th June 2010. Each hip
fracture case was individually validated by crosschecking medical records
which ruled out misclassification of events. Pathological (n=5), periprosthetic (n=12), and those fractures where surgical treatment did not occur at Uppsala University Hospital (n=15) were excluded.
Exposures in the current study included all diseases registered under the
primary and secondary diagnoses in the Swedish National Patient Register
(NRP). The NPR contains data concerning disease diagnosis registered during hospital admissions from 1964 and onwards. Diagnoses in broad categories according to the ICD-10 were as follows; infectious and parasitic diseases (A00-B99); malignant tumors (C00-C97); non-malignant tumors (D00D48); diseases of blood/blood forming organs (D50-D89); endocrine, nutritional and metabolic disorders (E00-E90); mental and behavioural disorders
(F00-F99); diseases of the; nervous system (G00-G99); eye (H00-H59); ear
(H60-H95); circulatory system (I00-I99); respiratory system (J00-J99); digestive system (K00-K93); skin and subcutaneous tissue (L00-L99); musculoskeletal system (M00-M99); genitourinary system (N00-N99); previous
injury (S00-T98) and fracture injury (S 12/22/32/42/52/62/72/82), which was
33
a subcategory of injury. Data were extracted such that each diagnosis could
be counted once per individual during the observation period 1964-2010. For
subjects with two hip fractures during the observation period (n= 7), the date
of the second fracture was used as the index date, to prevent diseases being
diagnosed more than once for the same individual. Data extraction was performed in a similar way for both the hip fracture cohort and for the source
population.
Statistical analysis
Using the 477 subjects with hip fracture during a one-year period as outcome, the underlying population was included as a reference population in a
cohort analysis. Age was divided into 5-year strata and subjects aged 85
years and above were included in an additional category. The prevalence of
each disease category was calculated for both the hip fracture cohort and
source population. Age and sex-stratified incidence proportions of hip fracture were calculated among those exposed and unexposed to each disease
category. These calculations were then used to estimate the age- and sexstandardized risk ratios (RR’s) and risk differences (RD’s) of hip fracture in
the total population, and separately by sex, and age category (50-69; 70-79;
80+) using total number of exposed as internal weights. Statistical analyses
were performed using Stata 11.0 (Stata Corp., College Station, TX, USA).
34
Findings
Perceptions of physical activity (Study I)
Participants were divided into three groups in relation to how physically
active they described themselves as being: Active (involved in planned PA
of non-functional nature, at least three times a week), moderately active (engaged in some weekly PA which was often unscheduled and functional in
nature) and inactive (not engaged in PA of any kind outside of the home).
Three central themes were identified in relation to participants’ perceptions
of PA. These were: PA as self-perception, PA as interaction and PA as
health promotion.
Active participants often claimed not to need external motivators to be physically active as, for them, PA was a lifestyle and an inherent part of selfidentity. The uptake of PA in retirement years was also discussed by others
as a means of establishing a new self-identity. For these ‘late starters’, becoming physically active was perceived as a means by which they could
invest in themselves, as well as a way to adapt to major lifestyle changes
which occurred in connection with retirement or children leaving the home.
However, not all participants adapted to retirement in the same way, as inactive men from both cultures appeared to identify strongly with former occupations and spoke of how the consequences of their previous working life
had negatively affected their health and thus explained their current levels of
inactivity.
All participants acknowledged the physical or mental health benefits associated with PA, but variations existed in the extent to which people believed
that PA could affect their personal health. More active participants had in
general, strong beliefs about the physical and psychological health benefits
of PA. They viewed symptoms from chronic conditions as a motivating factor to remain physically active and had altered the nature of their PA to adapt
to declines in capacity in the attempt to remain active. Lesser active people,
on the other hand, spoke of how symptoms such as joint pain or breathlessness reduced or prevented them from being physically active. Some of these
lesser active participants expressed feeling unsure and uninformed regarding
whether physical exertion was advised or not in the presence of symptoms of
chronic disease. Some moderately active participants expressed skepticism
35
towards the targeting of certain forms of exercise towards older people. They
believed gym-based exercise to be nonsensical and placed a higher value on
exercise that was of functional nature.
Cultural differences were most evident in terms of the interactive role played
by PA. Social interaction with peers was stressed to a greater extent among
Irish participants whereas outdoor pursuits in natural environments featured
more strongly as a recurrent motivator to PA among Swedish participants, of
all PA levels. Physically inactive participants (from both cultures) often expressed a desire for greater social contact, but felt confined to their home
environment by physical ailments.
When and where hip fractures occur (Study II)
A total of 484 hip fracture cases were included in this study. Of the total
cases, 338 (69.8 %) were female. The mean age at fracture was 82.7 years in
women (range, 51–104) and 79.5 years in men (range, 52–98). In total, 375
(80.3 %) fractures occurred indoors and of those which occurred in residential care, all except for six cases, occurred indoors. Gender was not seen to
be associated with either type of hip fracture or fall location. We divided
subjects into three groups, based on place of residence and fall location at
the time of fracture; community-dwellers who fractured outdoors (n=62, 18
%), community-dwellers who fractured indoors (n= 234, 50 %), and subjects
who fractured in a residential care facility (n= 151, 32 %).
In relation to health status, residential care dwellers had a higher prevalence
of disease and medication use than those living in community settings. When
controlled for the effects of higher age, subjects living in RCFs were more
likely to suffer from dementia (OR: 11.34; 95% CI; 6.26−20.57) and to be
receiving a greater number of fall-risk-increasing medications (OR: 3.35;
95% CI; 2.07–5.45), than community-dwellers who fractured indoors.
In relation to the time at which fracture occurred, community-dwelling subjects showed a peak in fracture occurrence between 12 and 2 o’clock in the
afternoon, regardless of whether the fall occurred indoors or outdoors. Those
living in RCFs, on the other hand, showed no daytime peak in the fitted frequency model and demonstrated a greater tendency to fracture during evening and night-time hours (Figure 4) than community-dwellers who fractured
indoors (OR: 1.37, 95% CI; .86−2.10).
36
a
b
20
c
15
15
10
10
5
5
0
Frequency
Frequency
20
0
0
3
6
9
12
15
Time of day
18
21
24
0
3
6
9
12
15
Time of day
18
21
24
0
3
6
9
12
15
Time of day
18
21
24
Figure 4. Time of fracture according to residence and fall location. The fitted functions were: Panel a (Community-dwellers who fractured indoors, n=166); Panel b
(Community-dwellers who fractured outdoors, n=62) and panel c (Residential care
facility dwellers, n=104).
In consideration of the high prevalence of dementia and use of psychotropic
drugs among RCF dwellers, we examined the association between nighttime
fractures and psychotropic drugs. Subjects using psychotropic drugs, were
also twice as likely to fracture during nighttime hours (Adj. OR: 2.20, 95%
CI; 1.12–4.30) compared to those not receiving these medications (Figure 5).
Even when subjects with a dementia diagnosis were excluded from the analysis (n= 75), the associations between psychotropic drugs and nighttime
fracture remained (OR: 2.91, 95% CI; 1.40–6.0). This trend was also observed, albeit with a weaker association among community-dwellings subjects (Adj. OR: 2.31, 95% CI; .98–5.42).
a
b
25
c
20
20
15
15
10
10
5
5
0
Frequency
Frequency
25
0
0
3
6
9
12
15
Time of day
18
21
24 0
3
6
9
12
15
Time of day
18
21
24 0
3
6
9
12
15
Time of day
18
21
24
Figure 5. Time of fracture according to psychotropic drug use. The fitted functions
were: Panel a (subjects without dementia not using psychotropic drugs, n=136);
Panel b (Subjects using psychotropic drugs, n=181) and Panel c (Subjects using
psychotropic drugs without a dementia diagnosis, n=123).
37
Although we did not observe a seasonal pattern in hip fracture variation,
based on month, we reported that on days of snow cover, communitydwellers, as a whole, had a heightened hip fracture incidence rate (IRR: 1.32,
95% CI; 1.05–65). This increased risk was seen both indoors and outdoors.
The population proportional attributable risk of hip fractures that occurred
due to snow was calculated as 5.5% for the entire subject group and 9% for
community-dwelling subjects.
Circumstances surrounding fall-related hip fractures
(Study III)
Fall circumstances
Participant descriptions of fall circumstances are presented in relation to two
main domains, Activity at the time of the fall (Table 2 and 3) and Nature of
the fall (Table 4 and Figure 6).
Table 2. Activity at the time of the fall of the 125 interviewed participants
Activity, n (%)
Indoor
83 (66.4)
Outdoor
42 (33.6)
Positional change
Sit-to-walk1
Stand-to-sit2
23 (27.7)
20 (24.1)
3 (3.6)
1 (2.3)
1 (2.3)
0
24 (19.2)
21 (16.8)
3 (2.4)
Standing
Standing still
Standing & bending/reaching
13 (15.6)
6 (7.2)
7 (8.4)
3 (7.1)
0
3 (7.1)
16 (12.8)
6 (4.8)
10 (8.0)
Walking
Forward walking
Turning while walking
41 (49.4)
29 (34.9)
12 (14.5)
31 (73.8)
29 (69.1)
2 (4.8)
71 (56.8)
57 (45.6)
14 (11.2)
7 (8.4)
3 (3.6)
4 (4.8)
7 (16.6)
1 (2.3)
6 (14.3)
14(11.2)
4 (3.2)
10 (8.0)
Balance challenging
Walking on stairs
‘Hazardous’3
1
Total
n=125
Falls during the initial 3 meters of walking having risen from a sitting/lying position, 2Falls
while transferring from a standing to a sitting/lying position, 3Falls during complex activities,
such as from: bikes, stools, ladders or while running or sledging.
38
Nature of the fall
Indoor falls (n=83, 66%):
Environmental (n= 32, 26%); falls described as primarily precipitated by
environmental conditions or objects, which included the subcategories: trips
over; mats (n=5), thresholds (n= 3), and; household objects (n=10), slips on
wet surfaces (n=8) and inadequate footwear, (n=7).
Physiological (n=35, 28%); falls described as precipitated by physiological
factors, with no environmental component and included the subcategories:
self-induced disequilibrium − a symptomless loss of balance during normal
body movements (n=14); falls proceeded by physical symptoms such as
dizziness or faintness (n=13) and reduced function or pain of the lower limb
(n=6).
Activity-related indoor (n=8, 6%); falls precipitated by the complex nature of
the activities engaged in, such as standing on one leg or on kitchen stools.
Outdoor falls (n=42, 34%):
Trips & slips, snow (n=20, 16%); slipping and tripping on snowy or icy surfaces.
Trips & slips, no snow (n=12, 10%); slipping and tripping on snow and icefree surfaces; Activity-related outdoor (n=8, 6%); falls during high speeds
(n=2) or from ladders (n=3) or bikes (n=3). The category Unknown (n=10,
8%) incorporated falls of unexplained nature occurring both indoors (8/10)
and outdoors (2/10).
Patterns between fall circumstances and health characteristics
Those who fell during positional change had the poorest functional
status
Participants whose fall-related fracture occurred during positional change
appeared to be those with greatest functional limitations. Support for this
pattern in the quantitative data was primarily seen in relation to mobility and
limitations in personal activities of daily living (Table 3). Additionally, this
group more frequently rated themselves as being sedentary, having ‘bad’
balance and having fallen previously. In terms disease prevalence and medication use, patterns were somewhat divergent as differences were not significant from other groups. Nevertheless, support for this pattern was present in
the interview data as the majority of those who fell during positional change
frequently described physiological symptoms of chronic conditions or poor
health as precipitants for their falls.
39
Table 3. Activity at the time of the fall in relation to health characteristics of 125
interviewed participants.
Health characteristic
Age, years (mean (SD))
Gender (female)
Mobility1
Low2
Moderate3
High4
P-ADL Participation1
Dependent in ≥ 1 activity
Balance1
Self-rated balance (bad),
(n=114)
Fear of falling (yes),
(n=122)
Previous falls
≥1 fall previous year,
(n=122)
Physical activity1 (n=118)
Sedentary
Nr. of chronic diseases 5
0
1
≥2
Fall-risk-increasing drugs
(FRIDs)
0 FRIDS
Cardiovascular (Cvd)
FRIDs
Psychotropic (Psy) FRIDs
Concomitant Cvd & Psy
FRIDs
Positional
change
n=24
81.4 (10.3)
16 (66.7)
Standing
Walking
n=16
78.7 (9.3)
11 (68.7)
n=71
79.4 (8.7)
52 (73.3)
Balancechallenging
n=14
76.7 (9.1)
10 (71.4)
15 (62.5)
6 (25.0)
3 (12.5)
3 (18.8)
7 (43.7)
6 (37.5)
17 (23.9)
16 (22.5)
38 (53.5)
1 (7.4)
2 (14.3)
11 (78.6)
7 (29.2)
0
6 (8.5)
0
16 (69.6)
9 (56.3)
28 (45.2)
6 (46.2)
10 (41.7)
5 (31.3)
19 (27.9)
2 (14.3)
14 (58.3)
6 (40.0)
33 (47.8)
7 (50.0)
9 (37.5)
1 (6.3)
11 (15.5)
1 (7.4)
12 (50.0)
7 (29.2)
5 (20.8)
10 (62.5)
5 (31.3)
1 (6.3)
35 (49.3)
26 (36.6)
10 (14.1)
10 (71.4)
3 (21.4)
1 (7.1)
4 (16.7)
10 (41.7)
4 (25.0)
4 (25.0)
13 (18.3)
29 (40.8)
3 (21.4)
5 (35.7)
2 (8.3)
8 (33.3)
3 (18.8)
5 (31.3)
6 (8.4)
23 (32.4)
2 (14.3)
4 (28.6)
Units are expressed as number (percentage) unless otherwise stated.
1
Reported performance of pre-fracture status. 2Required a walking aid indoors. 3Required a
walking aid outdoors. 4No walking aid required. 5According to Charlson’s comorbidity index.
40
Those who described environmental fall factors (indoors) had moderate
physical function but high levels of comorbidity and medication use
The two main described categories of the nature of indoor falls included
physiological and environmental and are illustrated in Figure 6. When compared to those describing falls of physiological nature, those describing environmentally precipitated falls reported higher levels of physical function
Although not statistically different, these participants less frequently reported their balance as ‘bad’ (p=0.075) and appeared to have higher levels of
mobility (p=0.461) and functional independence (p=0.477). Support for
stronger beliefs in functional performance was frequently found in interview
data where these participants commonly described collisions with furniture
or tripping on cords, whilst cleaning indoors, or slipping on surfaces although often moving unhindered in the home. Despite a higher level of selfreported physical function, the group environmental had nonetheless a similar prevalence of comorbidity, fall-risk-increasing drug prescription and
previous falls as those perceiving falls as caused by physiological factors
(Figure 6).
Mobility (low)
P-ADL* (dependent in ≥1)
Self-rated balance (bad)
Previous falls ( ≥ 1 previous year)
Physical activity (sedentary)
Grip strength (abnorm low)
Chronic diseases ( ≥2)
Fall-risk-increasing drugs ( ≥2)
0
5
10
Physiological, n=35
15
20
25
Environmental, n=32
Figure 6. Nature of the fall in relation to health characteristics for the two main
indoor categories, Physiological and Environmental. * P-ADL (Personal activities of
daily living)
41
Those who fell outdoors in snow-free environments appeared to have
poorer health than other outdoor groups
Those fracturing outdoors in snow-free environments (Trips & slips, no
snow) appeared to have lower levels of mobility, a higher incidence of previous falls and showed tendencies towards higher prevalence of disease and
use of fall-risk-increasing drugs, compared with other outdoor groups (Table
4). These participants described their falls in terms of environmental factors,
often involving unsuitable footwear and/or trips on uneven paths, tree roots
or curbsides which were either misjudged or not visible. Not surprisingly,
those falling during more balance challenging activities and those describing
activity-related falls reported the least functional limitations and appeared to
be those most physically active, both indoors and outdoors.
42
Table 4. Nature of the fall (outdoors) in relation to health characteristics of interviewed participants (n= 401).
Health characteristic
Age group
50−80 years
80+ years
Gender (female)
Mobility2
Low 3
Moderate4
High5
P-ADL participation2
Dependent in ≥1activity
Balance2
Self-rated balance (bad), (n=114)
Fear of falling (yes), (n=122)
Previous falls
≥1 fall previous year, (n=122)
Physical activity2 (n=118)
Sedentary
Number of chronic diseases 6
0
1
≥2
Fall-risk-increasing drugs
(FRIDs)
0 FRIDs
CvdFRIDs
PsyFRIDs
Concomitant Cvd & PsyFRIDs
Trip/slips
(snow)
n=20
Trip/slips
(no snow)
n=12
Activityrelated
n=8
16 (80.0)
4 (20.0)
14 (70.0)
6 (50.0)
6 (50.0)
7 (58.3)
5 (62.5)
3 (37.5)
5 (62.5)
0
5 (25.0)
15 (75.0)
3 (25.0)
1 (8.3)
8 (66.7)
0
2 (25.0)
6 (75.0)
2 (15.4)
0
0
7 (36.8)
4 (20.0)
6 (54.5)
3 (30.0)
5 (62.5)
0
6 (30.0)
7 (58.3)
2 (25.0)
1 (5.3)
1 (8.3)
0
15 (75.0)
5 (25.0)
0
6 (50.0)
5 (41.7)
1 (8.3)
3 (37.5)
4 (50.0)
1 (12.5)
8 (40.0)
7 (35.0)
0
5 (25.0)
3 (25.0)
3 (25.0)
1 (8.3)
5 (41.7)
1 (12.5)
6 (75.0)
1 (12.5)
0
Units are expressed as number (percentage) unless otherwise stated.
1
Two outdoor falls categorised as ‘Unknown’ are not illustrated in the table. 2 Reported performance of pre-fracture status.3 Required a walking aid indoors. 4Required a walking aid
outdoors only. 5No walking aid required. 6 According to Charlson’s unweighted comorbidity
index.
43
The impact of disease on hip fracture risk (Study IV)
The prevalence of disease categories in the hip fracture and in the underlying
population is shown in table 5. All disease categories were associated with
an increased risk of hip fracture and highest risk ratios (RR) were observed
for Circulatory system diseases (RR: 6.28, 95% CI; 5.06–7.79) and Previous
injuries (RR: 5.82, 95% CI; 4.80–7.05) which had a 6-fold increase in hip
fracture risk and the subgroup Previous fractures (RR: 5.12, 95% CI; 4.18–
6.28) (Figure 7). An approximately 5-fold increase in risk was seen for disorders of the digestive and genitourinary systems. In absolute terms, conditions with highest impact for hip fracture occurrence per 1000 individual
included; previous fracture (41/1000); previous injury (27/1000) mental disorders (26/1000), non-malignant tumors (25/1000); genitourinary and eye
disorders (both 24/1000), and digestive system diseases (23/1000). No major
differences were observed across disease exposures between men and women and combined estimates are therefore presented in the illustrations.
In relation to age, risk ratios for all disease categories were highest among
the youngest age groups (50−69 years) and decreased in line with increasing
age (Figure 8). Despite larger observed risk ratios for disease exposures
among younger individuals, the impact of hip fracture in absolute terms was
lower among this group as demonstrated by lower risk differences for all
diseases in the younger age groups.
44
A00-B99
C00-C97
D00-D48
D50-D89
E00-E90
F00-F99
G00-G99
H00-H59
H60-H95
I00-I99
J00-J99
K00-K93
L00-L99
M00-M99
N00-N99
S00-T98
S12-82a
ICD-10 code
S12/22/32/42/52/62/72/82- fracture of the neck/thorax/lumbar spine/pelvis/upper limb/lower limb/foot
a
Infectious and parasitic diseases
Malignant tumors
Non-malignant tumors
Diseases of blood/blood forming organs
Endocrine, nutritional and metabolic disorders
Mental and behavioural disorders
Nervous system diseases
Diseases of the eye
Diseases of the ear
Circulatory system diseases
Diseases of the respiratory system
Diseases of the digestive system
Diseases of the skin and subcutaneous tissue
Diseases of the musculoskeletal system /connective tissue
Diseases of the genitourinary system
Injury
Fracture injurya
Disease category
45
Prevalence, n (%)
Hip fracture
Source popula(n=477)
tion (n=117 494)
106 (22.2)
4588 (3.8)
76 (15.9)
3867 (3.2)
79 (16.6)
2398 (2.0)
89 (18.7)
2996 (2.5)
162 (34.0)
7245 (6.0)
135 (28.3)
4013 (3.3)
101 (21.2)
3812 (3.2)
64 (13.4)
1850 (1.5)
33 (6.9)
1019 (0.8)
319 (66.9)
12709 (10.5)
140 (29.4)
5471 (4.5)
210 (44.0)
7270 (6.0)
32 (6.7)
1858 (1.6)
187 (39.2)
7316 (6.1)
224 (47.0)
7355 (6.1)
246 (51.6)
7559 (6.2)
145 (30.4)
2853 (2.3)
Table 5. Prevalence of disease categories in the both the hip fracture cohort and the source population in Uppsala county.
1
2
3
4
5
6
Risk ratio (95% CI)
7
8 0
10
20
30
40
Risk difference per 1000 (95% CI)
50
46
Figure 7. Age- and sex-standardized risk ratios (RR’s) and risk differences (RD’s) of all disease categories (per 1000) and 95% confidence
intervals (CI) of all disease categories for hip fracture.
Fracture injury
Injury
Diseases of the genitourinary system
Diseases of the musculoskeletal system/connective tissue
Diseases of the skin and subcutaneous tissue
Diseases of the digestive system
Diseases of the respiratory system
Circulatory system diseases
Diseases of the ear
Diseases of the eye
Nervous system diseases
Mental and behavioural disorders
Endocrine, nutritional and metabolic disorders
Diseases of blood/blood forming organs
Non−malignant tumors
Malignant tumors
Infectious and parasitic diseases
1 10 20 30 40 50 60
Risk ratio (95% CI)
Age 50−69
1
5
10 15 20 1 5
10 15 20
Risk ratio (95% CI)
Risk ratio (95% CI)
Age 70−79
Age 80+
47
Figure 8. Age- and sex-standardized risk ratios (RR’s) (per 1000) and 95% confidence intervals (CI) of all disease categories for hip fracture
according to the age categories 50−69 years, 70−79 years and 80+ years.
Fracture injury
Injury
Diseases of the genitourinary system
Diseases of the musculoskeletal system/connective tissue
Diseases of the skin and subcutaneous tissue
Diseases of the digestive system
Diseases of the respiratory system
Circulatory system diseases
Diseases of the ear
Diseases of the eye
Nervous system diseases
Mental and behavioural disorders
Endocrine, nutritional and metabolic disorders
Diseases of blood/blood forming organs
Non−malignant tumors
Malignant tumors
Infectious and parasitic diseases
Methodological Considerations
Mixed methods
This thesis, as a whole, was inspired by a mixed methods approach, which
represents a primary methodological strength. The main rationale of using
mixed methods is to provide a comprehensive description of the events under investigation. In the current thesis the choice of this approach was further
motivated by several other important factors. Health research should support
clinical decision making, and effective clinical reasoning relies on drawing
from different types of knowledge.131 Additionally, health care aims to adopt
a holistic and patient-centered perspective, one aspect of which involves
increase patient involvement.120 Fall-related hip fracture, like many health
conditions, often involves a complex interaction of multiple contributing
factors, which in turn requires a multifaceted approach of investigation.134
No single research method can explain all the facts, which motivates the
choice of mixed method approaches, whereby additional insight about the
research problem can be gained from integrating knowledge from different
sources.159 Use of the Swedish National Patient Register as a source of data,
concerning disease incidence, had the advantage of capturing health data
from the entire source population. Individual identification of all hip fracture
cases in our cohort also ruled out case misclassification which can occur in
register-based data, when people with a history of hip fracture are falsely reregistered as new cases upon re-admission to hospital within the same year
as the fracture occurred.160 Furthermore, sampling methods in cohort studies
which require active participation, will on the other hand, create a bias towards the younger, healthier members of a population who are physically or
cognitively capable of visiting a research center. An additional advantage of
register-based data was the ability to calculate the absolute risk of disease
categories on hip fracture, which better indicates the public health impact of
disease, and is the estimate which should, if possible, be communicated to
patients.123 A further motivation for using mixed methods is that the strength
of one method can compensate for the weaknesses of another.134 The use of
interviews, on the one hand, allowed us to access information concerning fall
circumstances of those who were cognitively capable of recounting fall details. The use of epidemiological methods, on the other hand, enabled the
inclusion of those not capable of recounting fall details due to physical and
mental disease, a group commonly excluded in hip fracture research.67, 161
Relying on self-reports of fall circumstances
The majority of fall-related hip fractures occur unobserved in community
settings,162 which means that accounts from those who experience falls are
often the only source of this information. Nevertheless, the collection of self48
reported data regarding fall circumstances is often criticised as being potentially inaccurate, unobjective and therefore undependable as a source of information. These criticisms are grounded on proposals that older people are
either not capable, due to cognitive impairment or poor recall, or not willing,
due to feelings of vulnerability, to recount details of their falls. Cognitive
impairment was a factor of relevance in our sample, as post-operative delirium is known to be highly prevalent among hospitalized older people who
have recently undergone reparative hip fracture surgery.163 This factor was
taken into consideration during the inclusion process to study III and less
than one third of all patients with hip fracture were capable of verbally recounting details of the fall. Participants who were interviewed in study III
can therefore be thought to represent those, primarily community-dwelling,
people with hip fracture who have the lowest burden of physical and mental
illness. The sparse representation of residential care dwellers among those
interviewed (n=5) therefore reflects the high prevalence of both postoperatively acute and chronic forms of cognitive impairment in this group.
This, in turn, means that we are unable to generalize findings from study III
to those living in institutional care. For those who were capable of describing
the fall, it should be further considered that falls can be emotive subjects
which participants may have wished to distance themselves from.122 Criticism of older people’s fall descriptions as unobjective is complicated however for several reasons. Even if fall descriptions cannot always be considered as exact accounts of the chain of events, they still highlight important
subjective beliefs concerning the nature of the fall event, which may both
provide clues as to intervention strategies and may also influence how the
individual reasons in relation to future fall prevention. Additionally, even in
studies where falls are captured on video and are thereby objectively accounted for,164, 165 analysis of these fall scenarios is still reliant on the subjective opinions of one or several, albeit qualified, individuals.
Trustworthiness
Study I and part of study III involved the collection and analysis of interview
data and when ensuring scientific rigor in the treatment of text data, the use
of different procedures are required.157 In order to achieve credibility, specific measures were taken during the various stages of data collection and analysis. During the interviews, a process of dialogical validation was used,
whereby participants’ responses to certain questions were checked by posing
follow-up questions such as ‘Have I understood correctly when I say that
you answered that’.166 Detailed descriptions were also provided regarding
steps in the process of both thematic analysis (study I) and qualitative content analysis (Study III). Thematic analysis and qualitative content analysis
are largely similar processes, with minor differences existing mostly in relation to the terminology used to describe the analytic process. Citations from
49
the interviews, in both studies, have been used in the articles to allow the
reader to make links between interview data and analytic interpretations.
This process also aids the reader when deciding whether findings can be
transferred to other settings.129 Furthermore, in order to ensure validity of the
analytic process different forms of triangulation were used. Researcher triangulation was achieved during the analysis of interview transcripts during
continual peer debriefing sessions between the authors (B. Leavy and AC
Åberg).The co-author (AC Åberg) analyzed selected interviews and compared and checked the interpretation of the first author. During these sessions, sub-themes and main themes were reviewed and discrepancies discussed, so that categories would most accurately encompass and reflect the
interview data.
The quality and richness of text data determines the extent to which theoretical abstraction is possible during the analysis process.153 Qualitative interviews are concerned with accessing the experiences and meanings people
attribute to dimensions of their lives.130, 131 In study I, this involved exploring
general beliefs regarding PA, whereas in study III, the aim of the interviews
was to explore fall events which occurred unexpectedly and instantaneously.
This probably explains why many of the interviews in study III were short in
length, a factor, in combination with the large number (125) of individual
interviews, shaped our choice of analysis method. We considered a manifest
analysis, with a lower level of theoretical abstraction, to be the most suitable
method to enable an authentic representation of the participant descriptions
and to avoid misdirected interpretations of the interview transcripts. Data
triangulation of fall circumstances (study III) was also possible by comparing interview data with answers from closed-ended questions in questionnaire as well as medical journal data from the time of hospital admission.
This allowed for a cross-checking and comparing of data from different
sources which related to the same fall situation in study III.141
The use of single item questions to capture health data
In light of the multifactorial nature of hip fracture occurrence, we aimed in
studies II-III to investigate fall circumstances while also provide a comprehensive picture of the participants’ health and functional status. In order
therefore to cover both these aspects, within a time period considered realistic for hospitalized older people who have recently undergone surgery, we
chose to base our data concerning functional performance, primarily on the
use of single item questions. Examples of such questions relate to physical
activity and fear of falling. The disadvantage of this approach is that such
questions lack sensitivity, and in the case of the dichotomous question −
‘Before your hip fracture, were you afraid of falling? (yes/no), a ‘yes’ answer does not differentiate between excessive or rational fear, or whether
50
fear related to the risks, or the consequences of falling.167 For this purpose,
the use of standardized assessment tools such as, for example, the Falls Efficacy Scale−International,168 or the Physical Activity Scale for the Elderly,169
could have captured aspects and gradients of diversity which are not reflected in our data pertaining to these domains. On the other hand, the choice to
use single item questions items is simple, less time consuming and may reflect clinic situations where the comprehensive health backgrounds of older
people are often charted in a single visit to a doctor of physiotherapist.
Separating the effects of disease and medication
Confounding by indication is a factor deserving attention when interpreting
the observed associations between psychotropic medications and hip fracture
in study II. Psychotropic drugs are prescribed as symptom management for
underlying conditions such as dementia, depression, anxiety, pain or sleeping problems, all conditions which also predispose to falls and hip fracture.76,
170
Stratification according to dementia status in study II allowed us to separate the effects of fall-risk-increasing drugs from dementia on night-time
falls, but the confounding effects of other health conditions cannot be ruled
out. It is possible that among community-dwelling older people in our sample, depression and sleep disorders were more prevalent underlying factors
for psychotropic drug prescription and could therefore have confounded the
associations observed between time of the fall and medication use.171, 172
Similarly, we were unable to separate the effects of underlying disease from
the effects of medications routinely prescribed to treat those diseases in
Study IV. It is possible therefore that the observed absolute risk posed by
mental disorders for hip fracture (26/1000) is somewhat explained by fallrisk-increasing medications used to treat these conditions.
51
General Discussion
Summary of results
Being physically active in natural, outdoor environments was a recurrent
motivator to physical activity among Swedish participants, regardless of
their described level of activity. The importance of exercise which was functional in nature was also stressed by moderately and lesser active community-dwelling participants. Additionally, the uptake of physical activity in retirement years was described as a means of establishing a new self-identify.
In relation to hip fracture patterns, the time of day at which hip fracture occurred differed in accordance with place of residence and these 24-hour patterns may be further explained by medication use. Both residential and
community-dwelling people without a dementia diagnosis, who were receiving psychotropic medication were at increased risk for hip fracture during
night-time hours. Community-dwelling people with the poorest health characteristics tended to fall and fracture during changes of position indoors, and
often described individual health factors as precipitators for their fall. The
majority of people, nonetheless, describe their fall in terms of environmental
factors, despite having relatively high levels of co-existing disease and medication use. All disease categories were seen to be positively associated with
hip fracture, with cardiovascular disease and previous injury having the
highest relative and absolute risks for fracture.
The role played by outdoor environments for physical
activity beliefs and hip fracture patterns
Being outdoors as a motivating factor for physical activity
The importance of nature and the outdoors as a motivating factor for physical activity was apparent when subjective perceptions were explored (Study
I). The attraction of outdoor environments was prominent when culturespecific motivating factors for physical activity were considered, whereby
outdoor activities were valued highly especially among Swedish participants,
of all activity levels. Physical activity in natural surroundings was described
as therapeutic as it provided the opportunity for thought and reflection and
was described as something which positively affected well-being. The added
52
benefits of being active in natural or ’green’ environments, as opposed to
indoor environments, are reported to primarily involve positive effects on
mental health, such as decreased tension and depression, among adults in
general173, 174 and to some extent among older adults.175 It also appears that
older people who engage in outdoor activity achieve higher levels of PA,
compared to those who do not.176 The skepticism towards gym-based training, which we observed among certain participants in study I, serves furthermore to highlight the pivotal role played by outdoor walks among certain
older people, concerning whether they will achieve the minimum levels of
PA which are required for the prevention of disease.
Outdoor environments and the risk for hip fracture
The physical activity and health patterns of people with hip fracture were
somewhat reflected in the location and circumstances surrounding the fall
events which led to fracture. When falls were viewed solely in relation to
location (indoor/outdoor) in study II, those who fractured outdoors had the
lowest levels of comorbid disease and medication use. A further breakdown
of the circumstances surrounding falls in study III however, revealed the
more heterogeneous health status of those who fractured outdoors. Compared to those who fractured indoors, outdoor groups generally reported
higher levels of physical activity and had a lower prevalence of disease.
However, we also identified a somewhat frailer group, in terms of disease
burden and medication status, who also reported a higher prevalence of previous falls compared to other outdoor groups. These individuals also fell
while walking under less challenging, snow-free conditions. This group of
less vigorous adults, who still maintain physical activity outdoors has not
previously received attention in the falls literature, possibly due to several
reasons. Outdoor falls among older adults have been the focus of fewer investigations than indoor falls.177 Those studies which have focused specifically on outdoor falls, have often comprised of healthy, relatively younger
community-dwelling populations who may not necessarily represent those at
risk for hip fracture.177, 178 Other studies which dichotomized falls according
to indoor/outdoor fall location have demonstrated separate risk factor profiles for indoor and outdoor falls,179-181 but have not considered sub-group
variations among those who fall outdoors. In the literature, indoor falls are
associated with indicators of poorer health and function whereas outdoor
falls have been viewed as markers of a ‘vigorous’, physically active elderly
group.181, 182 Additionally, indoors falls are reported to predict future limitations in physical activity, whereas outdoor falls have not.63, 179 In consideration of the threat of functional limitation following hip fracture63 and that the
group of outdoor fallers, described above, also appears to share risk factors
which predispose them to future mobility limitation,179 we propose that such
individuals require focused efforts during hip fracture rehabilitation. Longer
53
follow-up physiotherapy efforts in the community, that aim to ensure a return to physical activity in outdoor environments, is one such example.
Developing walking programs for fall prevention
Walking was the most commonly described form of physical activity among
the study population, many of whom stressed the importance that physical
activity be functional in nature (Study I). At a national level, walking is reported as the most frequently engaged in physical activity among Swedish
older adults.39 Similarly, walking is recommended as a way for older people
to meet recommended guidelines of 150 minutes of activity per week.5 It is
not surprising therefore that walking is the activity most frequently engaged
in at the time of hip fracture. While outdoor walks provide emotional as well
as physical benefits, they also place greater demands on the coordination of
sensory and motoric functions as well as the need to divide attention. For
older people with functional limitations, this increased demand on attentional resources can result in poorer gait performance, thus resulting in falls.183
The extent to which walking is effective in falls prevention however is contested, as there is weak evidence from intervention trials for the effect of
walking-based programs alone on balance gain among community-dwelling
older people.184 The effect of walking on balance appears to be mediated by
levels of frailty and fall risk, as positive effects are reported for those at lowrisk for falls,185 whereas negative effects, such as increased fall incidence, is
reported among those with a high risk for falls who enrolled in walking intervention programs.186, 187 Additionally, due to the biomechanical properties
of the femur, it appears that the weight-bearing effects conferred by walking
are insufficient in stimulating bone formation in the area of the femoral cortex which is the weakest in a sideways fall situation.188 A recent metaanalysis reports some positive effects of walking on BMD at the hip, but
notes that due to inconsistent results from randomized trials, walking as a
single intervention may not be clinically effective at reducing fractures.189
Similarly, best practice guidelines for physical activity programs aimed at
preventing falls state that the walking component: may not be crucial, should
not be prioritized over balance training and, at worst, can increase fall rates
among high-risk individuals.190 So, although walking is the preferred physical activity among older people, there is weak evidence for its preventive
effect on falls and subsequent fractures, the threat of which increase with
age.
The development of walking programs which sufficiently challenge components of balance, as well as muscle strength and weight-bearing, could help
bridge the gap between walking as the most preferred exercise form among
older people and that which has efficacy enough to be included in fall pre54
vention programs. Group walking programs may be an effective way of motivating lesser active older people who are often socially restricted due to
mobility limitations. For less functionally impaired older people, more challenging walking programs in different outdoor terrains and inclines may be
more suitable. The gradual introduction of a mixed-impact weight-bearing
component, which has been reported to have positive effects on bone density
levels at the femoral neck,191 may also have added benefits. Such initiatives
could serve to challenge balance, and possibly bone strength, while at the
same time be perceived as relevant and meaningful forms of physical activity by older people.
Patterns in fall circumstances reflect the health and
functional status of people with hip fracture
Night-time falls and the use of psychotropic medication
Examination of the times at which fall-related hip fractures occurred, within
different locational settings, revealed interesting findings in relation to participants’ health characteristics (Study II). We observed a higher night-time
incidence of hip fracture in residential care settings, a pattern which we observed to be further associated with psychotropic medication use. This is a
previously unreported observation concerning hip fracture patterns. There is
support in the literature for the high levels of psychotropic drug prescription
in residential care settings.192-194 This medication use is often concomitant
with a high prevalence of dementia, itself the most frequent reason for admission to a care homes.195 Whereas others have linked night-time falls and
cognitive impairment in psychogeriatric settings,196 we found night-time hip
fractures to be associated with psychotropic medications, regardless of the
presence of dementia or residential setting. This finding has implications for
fracture prevention as medication prescription is a risk factor which may, in
many cases, be modified. Randomized trials have demonstrated reductions in
falls and improvements in muscle strength and balance when psychotropic
drugs are withdrawn.197, 198 Sedatives and anti-depressants were among the
most commonly prescribed fall-risk-increasing drugs at the time of hospital
admission among community-dwellers in our sample (study II). Antidepressants have been shown to negatively affect sleep patterns 199 and gait
patterns,200 as well as cause postural hypotension among older people, which
are three possible explanations for the associations between night-time hip
fracture and psychotropic drugs which we observed. Confounding by indication is also a factor for consideration in this instance, as depression, even
when untreated by medication, is also associated with sleep disturbances,172
as well as delayed reactions, both of which are known risk factors for falls.
These factors may in turn explain why depressive symptoms are repeatedly
55
associated with falls in older people, regardless of residential care setting.201
Our findings reinforce those of others, which highlight the importance of
carefully weighing the potential advantages of prescribing fall-riskincreasing drugs to older people, against the known disadvantages in terms
of increased risk for falls and hip fracture. This is especially relevant when
prescribing psychotropic drugs for older people with existing fall risk factors
such as: previous falls, mobility limitation and cognitive impairment.
Activity at the time of the fall and health status
When participants’ health was viewed in relation to the activity they were
engaged in at the time of the fall, those who fell during positional change
had the poorest overall health status. Studies which have measured gait parameters in older people during the sit-to-walk phase have demonstrated that
those with fear of falling tend to adopt a wider step width.202 This postural
adjustment along with a slower walking speed then results in a higher sideways velocity.202 Additionally, a fall in a sideways direction strongly predicts the risk of hip fracture occurrence.89 Our findings, in the light of others,
highlight possible ways to tailor fall prevention for older people with functional limitations. Focusing, for example, on the assessment and training of
muscle strength and power during specific locomotor tasks, such as sit-towalk, during physiotherapy sessions could be an effective starting point.
These findings also highlight the importance that physiotherapists and general practitioners ask simple questions regarding eventual symptoms which
precede falls, which may provide clues as to causation. Whereas dizziness
was frequently described among those who fractured indoors, an equal
amount of participants described a symptomless loss of balance and in ten
cases, precipitating factors for the fall remained unknown to those who had
fractured. Asymptomatic orthostatic hypotension is reported to account for a
larger proportion of cases of postural hypotension than the symptomatic
form203 and could partly explain falls which are described as involving a
symptomless loss of balance or for unknown reasons. There is also evidence
that such symptoms can be caused by the effects of drugs with antihypertensive effects,204 which explains why certain cardiovascular medications are categorized as fall-risk-increasing drugs. Even if orthostatic hypotension may be difficult to assess or treat in the clinical setting,205 simple
physical or behavioral compensatory strategies can be taught to patients who
present with orthostatic intolerance and a history of falls.206 Possible techniques which oppose orthostasis and can be taught as a part of tailored fall
prevention include: muscle tensing of the lower larger muscle groups, heel
raises, bending forward, leg crossing and breathing exercises.206
56
People in the current study who described their fall in relation to their
movements or activities (activity-related) at the time of the fall had, in general, fewer functional limitations. This group also tended to explain falls in
terms of their own behavior, as activity-related indoor falls often involved
descriptions of hurrying or undertaking more complicated tasks within the
home. It is worth noting that this group consisted entirely of female participants, so the influence of gender cannot be ruled out, as men and women
have been reported to reason differently in relation to falling and fall risk.116
Explorative studies report, for example, that older women are more likely to
blame themselves when describing fall events.207 Alternatively, these fall
descriptions may also reflect the time spent engaging in specific tasks as
women generally spend more time performing household duties even in
higher ages.208 Greater fall rates have been previously reported amongst
women while performing household activities,209 a factor which is often
explained by the increased exposure time at risk in indoor environments.
Furthermore, psychological traits such as risk-taking behavior have been
identified as an independent risk factor for falls, but may be difficult to assess from self-reported behavior.210 Such factors have not been in focus in
the current thesis but are relevant topics for future investigation.
Falls in outdoor environments and good perceived health
Falling outdoors is associated with good health and higher physical activity
levels, both in our investigations (study II and III) and in those of others.179,
180
It may also be the case that less ‘robust’ older people who fall and fracture outdoors have good perceived health and thereby attribute falls to environmental factors. This is a possible interpretation as to why those who fell
outdoors in less challenging (snow-free) circumstances explained their falls
in terms of the environment and not in terms of their health or function, despite their relatively high levels of disease, medications and previous falls
(Study III). Not only has physical activity in natural environments been associated with emotional benefits such as reduced tension and depression,173
but also been connected with better perceived health in general
populations.174 In turn, older people with good perceived health have also
been reported as being less likely to perceive themselves as being at risk of
falls.116 People who were capable of engaging in outdoor walks may therefore have better perceived health, regardless of having a similar burden of
co-existing disease and drug prescription as those whose fall occurred indoors.
Gender-related differences
It is also possible that gender differences in fall perceptions partly explained
why those who fractured outdoors under less challenging circumstances did
57
not describe their fall in terms of health factors. This group comprised of a
relatively larger proportion of male participants than other groups, and others
have shown that older men are more likely to have a low perceived risk of
falling116 and are less likely to ‘self-blame’ in relation to falls than women
are.207 The greater propensity for men to fall outdoors, which we observed,
has also been previously reported.209 This pattern may, like that of female
participants falling during household activities, be explained by increased
exposure time in outdoor environments. Gender differences have however
not been in focus in the current thesis, and subgroup analysis of fall patterns
in relation to health status, may have been hindered by the small total number of men in study III. Nonetheless, we did observe (Study IV) that in relation to the disease categories with the highest impact on hip fracture risk
(Previous injury and Circulatory disease), the relative risks were somewhat
higher for male subjects whereas the absolute risks were higher in both cases
among females.
The impact of co-existing disease on hip fracture and
physical activity beliefs
Disease as a predisposing risk factor for hip fracture
Investigation of fall descriptions (study III) highlighted ways in which symptoms of disease acted as precipitating factors in the acute onset of fall-related
hip fractures. By comparing the disease history of the entire hip fracture
cohort to that of the source population in the region (study IV), we could
calculate estimates for co-existing disease as predisposing risk factors for hip
fracture. We observed positive associations between all disease categories
and hip fracture, a pattern supported by those who have investigated a smaller range of disease exposures.211, 212 In the literature, a greater focus has been
placed on calculating the relative risks posed by medication use for falls and
hip fractures, than that posed by underlying disease.6, 85, 86 This is despite
evidence that co-existing disease may pose a stronger population proportionate attributable risk for falls, than medications do.213 Additionally, inclusion
of disease-related data has been shown to substantially improve the predictive ability of tools developed to identify individuals at high risk for hip fracture.214 Nonetheless, it should also be considered that the impact of coexisting disease may be reported indirectly when the exposures under investigation include functional impairments, such as gait or balance, and the risk
they pose for falls.83, 215 Nevertheless, it is recognized that adults with a high
prevalence of co-existing disease, more frequently experience falls and hip
fracture216, 217 and that an overlap exists between comorbid disease, disability
and frailty in older populations.218 It is however, uncommon that the separate
effects of underlying disease categories for hip fracture are reported, and this
58
knowledge should serve as a first step in identifying those who are at high
risk and deserve further assessment.
Previous injury as a risk factor for hip fracture
After cardiovascular disease, previous injury and the sub-group previous
fracture were the disease categories with the highest relative and absolute
risks for hip fracture. Having a history of fracture is a well-established predictive factor for future hip fracture,219, 220 and is a factor which may signal
reduced bone mineral density as well as an increased tendency to fall. The
category ‘Previous injury’ can be considered to largely incorporate prior
falls which required hospitalization, as the vast majority of injury-related
hospitalizations among older people are fall-related.221, 222 That previous
falls are predictive of future falls is well supported in the literature,76, 106 as
well as implemented in clinical practice where questions relating to falls are
incorporated in several formal fall risk assessment tools, such as the Downton fall risk index,223 STRATIFY,224 and the Fall Risk Assessment Tool.225
Additionally, the Swedish Association of Local Authorities recommends
that, upon admission to hospital environments, all people aged 65 years and
older be asked whether they have fallen in the previous year, as one of the
two screening questions which initially assess fall risk.226
Perceptions of the relevance of previous falls
Whether older adults share the understandings of researchers and clinicians
regarding the relevance of previous falls however is unclear. Approximately
half of all participants who were interviewed (study III) had experienced a
fall in the year previous to fracture. Nevertheless, a relatively smaller proportion of participants answered ‘yes’ to having had a fear of falling prior to
the fracture and this was especially the case among certain groups who fractured outdoors. It has been previously reported that community-dwelling
older people perceive their risk of falls as low, in spite of having a history of
falls.116, 227 Although we do not have data concerning the extent to which
previous falls were followed up in our cohort, others report that older adults
tend not to seek medical help for falls as 75−80 % of non-injurious falls go
unreported to health professionals.228-230 When help-seeking behaviors
among older people have been explored, it appears that previous falls are
often rationalized as not being a legitimate enough reason to warrant seeking
medical help.231 This is in accordance with evidence that older people are
less likely to seek medical help or engage in preventive behavior, when they
perceive that symptoms are a normal part of aging.232 As we observed (study
III), even when falls have severe consequences, in the majority of cases,
people do not perceive these events as being related to personal health factors, which may further explain why seeking medical advice for non59
injurious falls is considered unnecessary. Another reason for concern is that
not communicating about falls also coincides with activity curtailment233 and
older people commonly describe avoiding future falls by ‘taking care’, a
precaution which often involves a level of physical activity avoidance.121, 234,
235
Our findings, in light of those of others, highlight the importance that
health professionals working with older people include questions pertaining
to prior falls when recording health details, as this information may not be
considered relevant on the part of the older person. Charting previous falls
and including fall incidence in the follow-up assessments of the effects of
rehabilitation or medical treatments should be given priority among physiotherapists, nurses and doctors working in primary and community care settings. Such approaches will also help to convey the perspective that falls in
later life are often symptomatic of underlying conditions which can be treated, and not an inevitable consequence of ageing, which is a commonly held
belief among those who fall119, 235, 236 and was often expressed by participants
during the interviews in study III.
The impact of cardiovascular and other diseases
We observed a relative risk of 6.28 (95% CI; 5.06−7.79) for circulatory diseases, which incorporates the combined effects of hypertensive, heart and
cerebrovascular diseases. Others have reported relative risk increases for
stroke ranging between 2− and 12−fold, and for heart failure ranging between 1.3−3 Risk ratio/Hazard ratio increases, dependent on age, sex and
time since disease onset.147, 237, 238 212 Functional impairments caused by
stroke increase the propensity for falls,76 and for fall impact on the paretic
side where the bone density of the femoral neck is often compromised due to
reduced weight-bearing capacity on the hemiplegic leg.239 Cardiovascular
conditions such as congestive heart failure or ischaemic heart disease, which
are captured well by register data, were prevalent in approximately one fifth
of subjects (according to medical journal data) in Study II. The circulatory
effects of heart disease, or of the drugs which treat disease, on cerebral perfusion include for example postural hypotension, which was reported most
frequently by those who fractured indoors in study III.
Other diseases categories such as genitourinary and digestive conditions
were highly prevalent among people with hip fracture and posed a similar
absolute risk (approximately 22/1000 individuals) as that posed by cardiovascular diseases, the most prevalent of all diseases. Urinary incontinence is
a previously established risk factor for falls,76 but often overlooked when
predisposing factors for hip fracture are investigated.69, 79, 212, 240 Previous
investigations of the impact of urinary incontinence on fractures, have focused on community-dwelling women and report lower risk estimates in
relation to ‘non spine’ fractures (Relative hazard:1.34, 95% CI;1.06−1.69)241
60
and hip fractures (RR: 2.42, 95% CI;1.23−4.74). The higher risk estimates
reported in our study may reflect our strict population-based design which
served to highlight conditions more prevalent among older, frailer individuals in residential care facilities, a group often excluded in epidemiological
studies which base risk calculations on community-dwelling samples. Urinary incontinence is defined as a geriatric syndrome which, like falling, is a
condition involving the accumulation of impairments in multiple bodily systems.242 For these reasons falls and urinary incontinence share many predisposing risk factors such as impairments in mobility, cognition and medication use and depression.2, 242
Perceptions of disease in relation to falls and physical activity
In terms of participant perceptions (Study III), the presence of disease was,
in the majority of cases, not discussed in relation to the occurrence of the fall
which led to hip fracture. Interestingly, that medication could have potentially contributed to the fall event was not either discussed by any participant
during the interviews. It was only in cases of indoor falls when obvious
symptoms such as dizziness or joint pain were experienced that co-existing
conditions, such as low blood pressure and arthritis, were discussed as precipitating factors. We also observed that those who had no explanation for
their fall had a high prevalence of underlying disease, as well as previous
falls. It has been reported that the transient nature of certain cardiovascular
conditions, such as postural hypotension and syncope, can be methodologically difficult to capture in study trials.78, 243 Our findings lend further support to these observations, as those who described unexplained falls, often in
relation to positional change, did not discuss underlying health conditions as
a potential factors in fall causation. This in turn may explain conflicting evidence concerning the impact of postural hypotension or drop attacks on falls
and hip fracture. Encouraging older adults, especially those with repeated
and unexplained falls, to reflect upon potential contributory factors for the
fall may itself be a first step in fall prevention. Although rarely investigated,
one study has shown that beliefs about fall causation are predictive of functional outcome following the fracture.244 Another study, which performed
follow-up interviews to detect how fall beliefs changed over time, report that
older people who reflected and aimed to understand why they fell also developed strategies to prevent falls, whereas those who neither reflected or
understood why their fall occurred went on to restrict their activities over
time.235
In relation to physical activity perceptions, there was diversity in the way in
which symptoms of disease were perceived as barriers or motivating factors.
Whereas disease symptoms such as joint pain or breathlessness caused the
cessation or reduction of certain physical activities among lesser active par61
ticipants; active people, on the other hand, interpreted similar symptoms as a
motivating factor to stay physically active. As is the case with help-seeking
behaviours previously described, beliefs about aging have also been shown
to be associated with physical activity engagement in later life. 245 Interestingly, participants in study I, regardless of physical activity level, did not
discuss the avoidance of disease as a motivating factor to being physically
active. This finding is once again a reminder that those promoting exercise in
community-settings will be better served to focus on positive messages
which appeal to older people’s desire to remain independent as opposed to
those focusing on risk avoidance.
62
Main Conclusions
Exposure to natural, outdoor environments is an important motivating factor
for physical activity among Swedish older adults, regardless of their described level of activity. Physical activity which is functional in nature is that
perceived as most meaningful to certain groups of older people and the uptake of physical activity in retirement years can provide a way of establishing a new self-identity and adapt to lifestyle changes (Study I).
People living in residential care facilities are more likely to fracture their hip
during night-time hours, unlike community-dwelling people, who experience
a daytime peak in hip fracture occurrence. Hip fractures which occur during
night-time hours also appear to be associated with the use of psychotropic
medications, regardless of the presence of dementia, or whether the person
lives in residential care or in the community. Community-dwelling people
with poor health and function may be at greatest risk for hip fractures during
positional changes indoors, such as sit-to-walk, and these people also perceive their fracture to be precipitated by poor health. The majority of people
with hip fracture however, describe their falls as being precipitated by environmental factors, despite having relatively high levels of co-existing disease
and medication use (Study II and III).
All disease categories appear to be positively associated with hip fracture,
and cardiovascular disease and previous injury pose the highest relative and
absolute risks for fracture. Less prevalent conditions however, such as genitourinary, digestive and eye diseases pose absolute risks of a similar impact
to that posed by cardiovascular diseases (Study IV).
The use of a mixed method approach to investigate the multiple perspectives
of hip fracture occurrence can reveal possible contributory factors for these
events and ways in which they may interact. Such knowledge may in turn
inform the tailoring of fall prevention strategies for those at risk.
63
Clinical implications
Our findings emphasise that knowledge of the context of hip fracture events
is essential to understanding the problem. In the clinical setting, posing question concerning the fall circumstances of older people need not be time or
resource consuming, and may reveal patterns relating to health and function
which contributed to the fall. Similarly, taking people’s fall perceptions into
consideration may also be a key factor in understanding how best to help
them avoid the next potential fall event. That those who live in residential
care are more prone to hip fracture during night-time hours, may signal important structural aspects, such as staffing levels and medication routines,
which are akin to modification in these settings. Medication prescription is a
modifiable risk factor for falls and psychotropic drug withdrawal has been
shown to be effective in falls prevention.197 This strategy may also be especially important among frail nursing home dwellers, where evidence is still
lacking for the effectiveness of exercise interventions in falls reduction.246
Additionally, higher staffing levels and education appear to be related to
lower levels of psychotropic drug prescription in nursing homes,247 which is
a factor of relevance in the context of findings in this thesis. Communitydwelling people with functional limitations also require information regarding the increased fall risks of drugs such as anti-depressants or sedatives, so
that they can make informed decisions regarding their potential benefits and
dangers.
People hospitalized with hip fracture, and older people who fall recurrently
are a heterogonous group, who therefore require different caring pathways in
terms of rehabilitation and fall prevention. Among community-dwelling
people with frail health, the most effective starting point for rehabilitation or
fall prevention may involve focused strength and balance training, aimed at
specifically improving capacity during positional transfers. A recent study
which incorporated graded tasks such as sit-to-stand reports improvements in
strength and balance among older subjects.248 High-intensity functional exercises have also been reported to prevent functional decline in residential care
settings among people with dementia.249
64
Most importantly, health care professionals working with older adults need
to systematically document fall histories and apply follow-up strategies concerning falls, as this information may not be considered relevant by the person who has experienced them.
Although not investigated in direct relation to each other in the current thesis, findings regarding physical activity perceptions in study I are applicable
to the promotion of exercise as a means of fall risk reduction. Communitydwellers in study I did not articulate that it was avoidance of disease or negative health outcomes, that motivated them to stay physically active. These
tendencies are also reflected in reports that messages concerning fall avoidance are less attractive to those ‘at-risk’, than messages which appeal to the
desire to remain strong and independent.122 ‘Staying healthy and strong’ is a
message which should be kept in mind by health professionals who work
with older people. Similarly, older people who are clinically defined as being
‘at-risk’ may neither perceive themselves as being at risk, nor consider risk
avoidance to have precedence over maintaining functional independence.
Indeed exposing themselves to risk may be an important component of good
perceived health.
Exercise promotion amongst those at the transitional pre-retirement stage,
focusing on functional exercise and challenging walking programs in outdoor environments, are strategies which could appeal to older populations. If
walking programs can be developed that sufficiently challenge balance,
strength and endurance, this could bridge the gap between walking as the
exercise of choice among older people and that which has adequate efficacy
for inclusion in fall prevention programs. The way in which older adults
perceive PA or falls may differ from the opinions of professionals working
in PA promotion or falls prevention. For the older person, physical health
benefits may, for example, not be the primary motivator to staying physically active and maintaining independence may be more important than evaluating the risk for falls in certain situations. Nevertheless, a merging of
knowledge from both perspectives should benefit the development of effective strategies to promote physical activity and prevent fall-related hip fracture, which also appeal to older adults.
65
Acknowledgments
First of all, I wish to thank all the participants for generously sharing their
experiences, whose personal accounts were the foundation for a large part of
this work.
Writing this thesis was not something I did alone but depended on the guidance, support and encouragement of certain people, who I wish to thank:
Liisa Byberg, my main supervisor – not just for your insightful guidance on
all things epidemiological and statistical but for the way in which you gave
it. Thank you for always having the time and for always making me feel that
I hadn’t asked the question before (when I knew of course that I had). I am
grateful for getting the chance to learn from someone who is so truly competent and kind. Karl Michaëlsson, my co-supervisor – whose enthusiasm to
look beyond the boney aspects of hip fracture was inspiring and contagious.
I appreciate that you trusted in my capability from the start and enabled me
to work on this full-time. I am mostly thankful however, for your generous
praise and words of encouragement over the years, which have often made
all the difference. Anna Cristina Åberg, my co-supervisor – for introducing
me to the world of research and for your valuable skills in the qualitative
field, astute attention to detail, yet sound advice that I should always try to
lift the story. Thank you for the time and effort you have dedicated to helping me find my research feet, especially in the early stages of this journey.
Håkan Melhus, my co-supervisor – for your interested, engaged and sharp
feedback on all the manuscripts. Thanks to Carina Fredriksson for helping
out with the data collection when the work-load (and my body weight) got
heavy.
I’d also like to thank the doctoral students, some of whom have made it to
the other side, who I’ve gotten to know along the way. Ylva Cedervall,
thanks for all the support about all things research and non-research related.
You have been a great help! Thanks as well to Erika Ax, Erika Olsson and
Johanna Törmä for all the laughs during the time and feedback on the final
manuscript. To Mwenya, Markus and Lisa for taking the time to read the
draft, and give valuable feedback when I needed it. To Alison, Louise and
Yvonne who are always till closest ones, despite 1000 miles. To all my
friends in Stockholm for good times and practical help with the puzzle.
66
Agneta Wetterberg and all the paramedical staff at Brommageriatriken- an
inspiring (and fun) workplace, where I was let loose into the Swedish
healthcare system (despite some rusty language skills in the early days).
Special thanks to Åke Seiger and everyone at the FoUU department at Stockholms Sjukhem, for providing me with a safe haven, to work during the final
half year, when working at the kitchen table no longer was an option.
Tack till C, som har blivit en god vän och en riktig träningsinspiration till
alla över (och under) 80 år.
To my parents, for being wise enough to smile and nod to the many decisions I’ve made, but most of all for instilling the belief that it can be done.
To Aisling for breaking the academic glass ceiling, before any of the rest of
us had a notion what it involved, to Aaron for the images over the years, and
Cillian, who will be getting this book as a Christmas present. Thanks to Linus Gårdfeldt for excellent (and painstaking) transcription work – not everyone gets a poet for that part.
To Niklas, the best choice I’ve made. For all the love and encouragement
throughout and for being the only one I know with an instantly wise answer
to questions ranging from − ‘What’s the point of it all?’ to ‘What’s the
correct use of the semi-colon?’ Thank you for always being on my side.
Lastly, to those of whom I am most proud, my daughters Elsa and Moira,
my favourite people and the ones who make it all worthwhile.
67
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Acta Universitatis Upsaliensis
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