Fund Fact Sheet Data as of 30 September 2014 This fund fact sheet is to provide the summary information regarding the policies, return on investment and other conditions of the Mutual Fund. Investors are advised to study this fund fact sheet and the complete prospectus thoroughly before making investment. Should there be any questions, investors are advised to make inquiries prior to subscribing for investment units. Investment should be made when investors find that the investment in this mutual fund is appropriate to them and accept any risks arising out of the investment. K Global Allocation Fund : K-GA Fund Type Feeder Fund Approved to be established by SEC The Management Company Trustee Kasikorn Asset Management Co., Ltd. Citibank N.A., Bangkok Regulated by Does this Mutual Fund have collateral or principal protection? Guarantor's Name SEC No Registered Date 21 May 2002 Indefinite Dividend will be paid not more than of 4 times per year and based on maximum of 100% of retained earning or net profit in each accounting period. Subscription and Redemption Every trading day Not over 2.86% of NAV Total Expenses Currently at 0.62% of NAV Fund Size 36,343.40 Million Baht Dividend Fund Maturity NAV per share No 11.7850 Baht per unit Risk Spectrum Investment Policy Assets to be invested 4 At least 80% of the Fund5s assets are invested in the unit trusts of BGF-Global Allocation Fund (the Master Fund). 4 The Fund shall not invest in structured notes. Hedging Policy 4 The Fund may invest in financial derivative instruments for hedging purpose. In general, derivatives shall be held to hedge against foreign exchange rate risk at least 75% of foreign investment value. The Master Fund's Investment Policy 4 BGF Global Allocation Fund (the Master Fund) is a sub-fund of BlackRock Global Funds (<BGF=). The Master Fund has the policy of investment in equity instruments, bonds and/or securities or any other property worldwide. Moreover, the fund may invest in the securities unlisted in the market, the bonds of the non-investment grade, and unrated securities less than 35% of NAV. Investment Strategy K Global Allocation Fund : K-GA 4 Tracking the Master Fund5s (BGF-Global Allocation Fund) returns The Master Fund 4 The Master Fund has the policy of investment in equity instruments, bonds and/or securities or any other property worldwide. Key factors to be concerned 4 Performance of BGF-Global Allocation Fund (the Master Fund). 4 Market circumstances of countries in the investment universe 4 Domestic and foreign economic factors - Economic stabilization, Foreign exchange controls, Inflation rate etc. 4 Foreign exchange rate volatility. Benchmark S&P 500 Index (36%) FTSE World (ex-US) Index (24%) ML U.S. 5-Year Treasury Index (24%) Citigroup Non-USD World Government Bond Index (16%) adjusted with hedging cost against currency risk. What type of investors is this Mutual Fund appropriate for? Investment in this fund is appropriate for investors with high level risk tolerance level i.e. higher than risk level 5. The investor should invest not less than a year. Risk Factors 4 Market Risk 4 Country and Political Risk 4 Business Risk 4 Regulatory Risk 4 Repatriation Risk 4 Liquidity Risk 4 Exchange Rate Risk Important Information 4 The Fund therefore may encounter risk when those countries issuing measures during unusual crisis or there are economic, political, or social uncertainties and causing the Fund not to be able to bring the money back in the country. Accordingly, the investors may not receive redemption payment within time as specified in the prospectus. 4 If the Master Fund invests in unlisted, non ? investment grade or unrated securities more than the maximum limit according to SEC Regulation (15% of NAV), the Manager will, in order to comply to SEC Regulation, redeem units of the Master Fund. 4 The Fund does not aim to fully hedge against exchange rate risk exposure but it will use derivatives to hedge against currency risk no less than 75% of its foreign currency exposure. The investors therefore may be exposed to the exchange rate risk of the USD relative to Thai Baht. 4 The Fund has an objective to offer the fund5s unit trusts for sale in Thailand and not to offer the unit trusts of the fund to or for the benefit of the United States of America, US citizens, residents of the United States of America, or persons normally residing in the United States of America as well as the assets of such persons and companies or partnerships established and operating in the United States of America; thus, The Fund reserves the right not to offer the unit trusts of the fund to the aforementioned persons. Portfolio Breakdown Fund Performance (%) (1) Asset Allocation (% of NAV) Unit Trust : 95.19% Deposits,P/N,B/E,Debt Instrument Bank&Finance : 4.81% (2) Portfolio Holdings Currency Exposure USD THB Portfolio Breakdown (% of NAV) UK Conv Gilt 2.25 09/07/2023 Mexico (United Mexican State) 10 12/05/2024 Australia (Commonwelth Of) 2.75 10/21/2019 Treasury Note 2 05/31/2019 Germany (Federal Republic Of) 4.25 07/04/2017 Region Breakdown (% of NAV) North America Equity Europe Equity Japan Equity North America Bonds Emerging Market Bonds Top 5 Sectors (% of NAV) Financials Health Care Industrials Information Technology Consumer Discretionary 9.88% 90.12% 1 year 3 years Since As of 26 Sep 14 3 months 6 months inception 150.3666667 Fund -0.30% 2.89% 7.61% 36.84% 64.41% Benchmark -1.06% 3.38% 10.34% 43.89% 68.16% 1 0.67 -0.21 -0.50 -0.25 N/A Information Ratio Standard 4.46% 4.76% 5.65% 8.17% 12.33% Deviation 1 Information Ratio (IR) measures a portfolio manager's ability to generate excess returns relative to a benchmark. The fund performance document is prepared in accordance with AIMC standards. Calendar Year Performance (%) 25.00% 1.30% 1.20% 1.20% 1.00% 0.80% Fund Benchmark 2009 2010 20.00% 15.00% 10.00% 5.00% 24.00% 13.60% 10.30% 9.00% 6.10% 11.60% 9.20% 8.40% 7.30% 6.40% Note : Data from Factsheet of BGF-Global Allocation Fund as of 30 September 2014 Updated information is available on website www.kasikornasset.com. Fees = Fees charged to the Fund (% p.a. of NAV) Management fee Not over 2.25 Currently 0.50 Trustee fee Not over 0.035 Currently 0.035 Registrar fee Not over 0.075 Currently 0.07 Other expenses 1 Not over Actual Currently 0.01 Total expenses Not over 0.62 2.86 Currently 1 Data from the latest accounting period. = Fees charged to Unitholders (% subscription / redemption price) Front-end fee Not over 1.50 Currently 1.50 Back-end fee Not over 2.00 Currently Exempted Switching fee Either the redemption price of the switch-out fund or the subscription price of the switch-in fund. 0.00% 2011 2012 2013 -5.00% *Past performance is not indicative of future results.* Subscription / Redemption = Registered Fund Size 60,000 Million Baht = Subscription : Subscription Every trading day before 3.30 p.m. Initial subscription / Subsequent subscription 5,000 Baht K-Saving plan 500 Baht = Redemption : Redemptionv cut-off time Every trading day before 2.30 p.m. Minimum redemption 5,000 Baht Minimum balance 5,000 Baht Redemption settlement date : 4 business days after the redemption date (T+4, 3 p.m.) (Deposited into KBank Account) 4 NAV is available on Website: www.kasikornasset.com or call 0 2673 3888 or Kbank branches or call 0 2888 8888. Dividend Dividend Date Amount Dividend Date Amount 1 2 3 4 5 14-Mar-11 14-Dec-11 14-Sep-12 14-Dec-12 13-Dec-13 1.00 6 1.00 7 0.50 8 0.50 9 0.20 Total 14-Mar-14 13-Jun-14 12-Sep-14 0.20 0.30 0.15 3.85 For more information 4 Kasikorn Asset Management Co.,Ltd. *Investors are advised to consider fees and expenses before making any investment Address: KASIKORNBANK Building, 6th Floor, 400/22 Phahon Yothin Avenue, decision since they affects the fund's performance. * All fees exclude VAT. Bangkok 10400 Tel: 0 2673 3888 Fax: 0 2673 3988 Website : www.kasikornasset.com Email : [email protected] 4 For more information about the Fund or request the fund prospectus, please contact the Management company or other selling agents. 4 Investment in investment units is neither money deposit nor under the protection of Deposit Protection Agency. Investor may have investment risk of not receiving return of investment funds in full. 4 In the event of unusual circumstances, investors may not receive the redemption payment within the period of time as specified in the prospectus. 4 Fund Performance is not subject to financial status or performance of the Management Company or the appointed selling agents. The draft prospectus for offering of investment units of the Mutual Fund does not mean that the SEC has certified the correctness of the information in the prospectus or guaranteed the price or return of the offered investment units. As the person responsible for managing the Mutual Fund, The Management Company carefully reviewed the information in the summary prospectus as of 30 September 2014 and hereby certifies that the information is correct, not fault and does not mislead.