Psychological Treatment of Incarcerated Sex Offenders The Spanish case Óscar Herrero Secretaría General de Instituciones Penitenciarias (Spain) 1 Introduction Sexual offences are a problem of growing public concern. Last February, 2991 men were serving a sentence for a sexual offence in a Spanish prison. This means a great social expense in terms of incarceration costs. And, what is more important, behind this figure hide hundreds of victims and an unimaginable amount of human suffering. The answer to this problem is not an easy one. Correctional systems around the world have to deal with a great number of sex offenders, whose management is a major question of public safety. Being a bit simplistic, there are two options: punishment or rehabilitation. Even though there is a strong social tendency toward harsher punishment and incarceration, there is also a growing interest in preventing sexual reoffending through correctional treatment (Schmucker & Lösel, 2008). Punishment by itself doesn’t seem to be an effective way of managing offenders, at least in order to reduce recidivism rates. In fact, punishment hast little or no effect on recidivism (Aker & Sellers 2004, Andrews & Bonta, 2006). Limpsey and Cullen (2007) have reviewed the existing meta-analytic literature about the effectiveness of punishment and supervision in recidivism. In general, the results do not provide consistent support for the view that correctional supervision is effective in reducing recidivism. In fact, some studies found that longer sentences were associated with higher likelihood of recidivism. Of course, dangerous violent offenders must be supervised and controlled. The major issue is that if correctional systems aim to reduce recidivism, something else has to be done. Is there and effective alternative to punishment? Current scientific literature aims to psychological correctional treatment as a good candidate. In the following pages I will review some of the existing evidence about the efficacy of sex offender treatment, and explain which are the basic goals and assumptions of these programs. Then I will turn specifically to the Spanish sex offender treatment program and some of the available outcome data will be presented. 2 Why should sex offenders be treated? This question is not a naive one. If sex offenders have to be therapeutically treated, the first question to be asked is what do we have to change in this population? First intervention approaches were heavily behavioural and understood sexual aggressiveness as the result of a deviant learning process that began in childhood. The appropriate respond was the use of classical and operant behavioural procedures in order to extinct old deviant responses and create new appropriate behaviours (Marshall et al 1999). This over-simplified view was soon overturned as treatment providers began to expand the issues addressed in treatment (Marshall & Laws, 2003). However these techniques are still present in many treatment programmes (Marshall, O´Brien & Marshall, 2009). Currently most theories don’t consider sexual assault as a problem specifically restricted to sexual behaviour, but as a broader array of vulnerabilities. The most common risk factors are: 1. During their childhood and adolescence, is common to find early sexual interest, a positive attitude toward impersonal sex life (Merrill, Thomsen, Gold y Milner, 2001; Abbey, McAuslan, y Ross, 1998), a history of child abuse experiences and an insecure attachment (Covell y Scalora, 2002; Ward, Keeman y Hudson, 2000; Craissati, 2009), antisocial behaviour and peer’s group pressure toward sexual coercion (Abbey, Parkhill, Beshears, Clinton y Zawacki, 2006). 2. Low empathy. Jolliffe & Farrington (2004) conducted a meta-analysis on the relation between empathy and offending. The authors found a moderate size effect that indicated that sex offenders tend to be less empathic than general population. Other studies have found inconsistent results (Smallbone, Wheaton y Hourigan ,2007). Mann & Marshall (2009) suggest that empathy deficits in sex offenders could be restricted to their victims. 3 3. Cognitive distortions. The first authors who suggested the presence of beliefs that supported sexually aggressive behaviours were Abel, Becker & Cuningham-Rathner (1984). These thoughts were labelled as cognitive distortions. Even though this seminal work was focused on child abusers, there is currently wide evidence that supports the presence of this kind of cognition in the general sexual offender population. Cognitive distortions are thoughts that justify, minimize or deny the sexually abusive behaviour. Ideas about lack of control (I couldn’t avoid it), hostility against the others, need of empowerment, child sexual intentionality, denial of damage, or female sexual needs (Polaschek & Ward, 2002; Polasched & Gannon, 2004; Beech, Ward & Fisher, 2006; Burn & Brown, 2006; Ward, Keenan & Hudson, 2000). 4. Drug and alcohol abuse. The study of wide community samples of victims and offenders, suggest that alcohol abuse is present in near 50% of the sexual assaults (Abbey, Zawacki, Back, Clinton & McAuslan, 2004). The amount of alcohol ingested, seems to be positively related to the degree of violence employed by the offender during the assault (Abbey, Clinton-Sherrod, McAuslan, Zawacki & Buck, 2003). 5. Low IQ scores (Cantor, Blanchard, Robichaud & Christensen, 2005) and in some cases intellectual disabilities (Holland, 2004; Lindsay, 2002, Lindsaw, Elliot, & Astell, 2004). 6. Personality disorders, (Chesire, 2004; Madsen, Parsons & Grubin, 2006; Knight & Quay, 2006). 7. Self-control difficulties and low executive functioning (Joyal, Black & Dassylva ,2007; Herrero, Escorial & Colom, 2010, 2011). 8. Effective problem solving difficulties (Wakeling, 2007). 4 9. Intimacy deficits. Several studies have found that low intimacy and high emotional loneliness are features commonly found in sexual offenders (Cortoni & Marshall, 2001; Cortoni, 2009). Therefore, violent sexual behavior is a problem with many underlying causes (or at least correlates) apart of a mere deviant sexual arousal. Treatment seeks to change these risk factors through the use of appropriate psychological techniques. For example, cognitive distortions are challenged through cognitive restructuration techniques, deviant sexual arousal through covert aversive conditioning, and intimacy deficits through social skills training (Redondo & Garrido, 2008). Most of the existing programs are delivered in group sessions in a prison context (Marshall et al, 1999), and in some cases in community settings (McGrath, Cumming, Hoke & Bonn-Miller, 2007). During the whole process, the therapeutic style held by the therapist plays a key role. Therapist who tend to be empathic, rewarding, directive, and who tend to create a positive group atmosphere, seem to be the most effective. Those with a hard confrontational style show the worst performance in therapy (Serran, Fernandez, Marshall & Mann, 2003; Drapeau, 2005). There are different models of treatment for sex offenders, namely the Risk-NeedResponsivity model (RNR; Andrews & Bonta, 2006) and the Good Lives Model (GLM; Ward, Vess, Collie & Gannon, 2006). Even though the RNR model is the most prominent rehabilitation approach for offenders, some theorist and researches have questioned this perspective. RNR proposes that correctional interventions should be structured according to three core rehabilitation principles: risk, need and responsivity. Treatment should target dynamic risk factors that are causally related to criminal behavior and that are changeable in nature. This is the need principle. The risk principle specifies that treatment of offenders ought to be organized according to the level of risk they pose to society. High risk 5 offenders should receive more intense treatment than low risk offenders. Finally, the responsivity principle states that correctional interventions should match certain characteristics of the offenders (motivation, learning style). The features that are associated with offending come from a range of variables including biological, psychological, social, personal and situational. In the field of sex offender treatment, these principles have several implications. High risk offenders should receive the higher amount of intervention. And this intervention should focus on changing features associated with high risk of reoffending. These include pro-offending attitudes, antisocial traits, substance abuse or deviant sexual interest. Finally, the mode of intervention should match with the client interest, cognitive ability and learning style. The second approach to sex offender rehabilitation, the GLM, adopts a humanistic perspective. Offenders, like general population, attempt to secure positive outcomes such as good relationships, sense of mastery and recognition from significant others. Offenders and non offenders seek these primary goods. Examples of primary human goods are: relatedness, mastery, autonomy, creativity, or health. The GLM is a strength based approach that seeks to train individuals in the capabilities to reach positive outcomes (intimate relationships, for example) taking into account their values, strengths and preferences (Ward, Mann & Gannon, 2006; Ward & Gannon, 2006; Ward, Collie & Bourke, 2009). The effectiveness of the intervention There is an alternative to an exclusively punitive management of the sex offenders. The key question is if this alternative leads to a reduced rate of reoffending, which is the major goal that correctional systems seek. Meta-analyses have supposed a relevant source of information about the effectiveness of correctional treatment. In the field of sex offender treatment, several meta- 6 analytic studies have been conducted. The following table summarizes the results of some of them. Table 1. Meta-analytic studies of sex offender treatment (adapted from Lipsey & Cullen, 2007) Meta-analysis report Reitzel & Carbonell 2006 Gallagher et al. 1999 Hanson et al. 2002 Lösel & Schmucker 2005 Hall 1995 Aos et al. 2001 Aos et al. 2001 Schmucker & Lösel, 2008 Treatment Juvenile sex offenders Juvenile and adult sex offenders Juvenile and adult sex offenders Juvenile and adult sex offenders Juvenile and adult sex offenders Juvenile sex offenders Adult sex offenders Juvenile and adult sex offenders Mean effect size (N)* -0.24 (9) Change in recidivism -46% -0.18 (26) -36% -.14 (31) -28% -0.13 (49) -26% -0.12 (12) -24% -0.06 (5) -0.05 (7) 1.7 (80)** -12% -10% -37% *Number of comparisons. **effect size reported in Odds Ratio. The rest of the effect sizes are Phi scores. The summarized studies yield significant reductions in recidivism rates when treated and non treated groups are compared. This intervention seems to be effective both with adult and young sex offenders. Even though some authors have put into question these results (Rice & Harris, 2003), and obviously more research is needed, there is a promising empirical evidence that supports the effort of treating sex offenders. The Spanish sex offender’s program During the last years, the Spanish correctional system has experienced an increasing interest and effort in implementing treatment initiatives. Specific interventions for populations like domestic batterers, mentally disordered offenders, juveniles, and sex offenders have been designed, manualized and implemented. The Program of Sexual Aggression Control (SAC; Ministerio del Interior, 2006) is an updating of the original program designed by Garrido & Beneyto (1996). This revision 7 and updating was conducted by a group of prison psychologist with a wide experience in the field of sex offender treatment. The current form of the SAC has the following characteristics: 1. It’s a psychoeducational intervention, based in cognitive-behavioral principles. 2. It’s delivered in a group format. 3. It’s organized in modules that address different psychological aspects involved in sexual assault. 4. It’s a long and intensive program, with weekly sessions, and with a duration of 1824 months. 5. Inmates participate in the program voluntarily, even though prison staff tries to motivate them. Specific treatment for sex offenders is priorized during the time they spend in prison. 6. The program is conducted by a multi-professional team. The professionals must complete a specific training program in sex offender treatment. 7. The program has a relapse prevention orientation. This means that participants are trained in specific techniques to prevent future reoffending. The program seeks to increase the self-control skills of the participants. 8. Even though the program is delivered in a prison setting, the intervention is oriented to the community. 9. The major goal is reducing the likelihood of future reoffending. This goal is reached through intermediate therapeutic goals. The assumption that underlies the intervention is that if the psychological well being of the offenders is increased, the likelihood of future reoffending will decrease. Therefore, the therapy will seek to: 1. Increase the empathy levels. 2. Increase self-knowledge and induce a critical view of their biography. 8 3. Reduce cognitive distortions that support sexual assault. 4. Help the offender to understand his own process of offending. 5. Train the participants in coping strategies for their specific risk factors. 6. Reduce deviant sexual drive. 7. Increase their sexual education. Which is the profile of the inmates included in this program? They have to meet the following criteria: 1. To be sentenced for a sexual offence. 2. He has to be about two years away from his release date, or from his access to a less restrictive modality of life with regular contact with the community. 3. He has to be free of major mental disorders of intellectual disabilities. These inmates are motivated to participate in the specific programs designed for these populations. 4. Literate in Spanish. If this is not the case, the inmate has to complete his education before participating in therapy. The modules of the program are the following: 1. Biographical analysis. 2. Emotional management. 3. Introduction to cognitive distortions. 4. Aggressive behaviour. 5. Denial. 6. Empathy training. 7. Cognitive distortions. 8. Positive lifestyle. 9 9. Sexual education. 10. Deviant sexual arousal. 11. Relapse prevention. In the following pages, the most relevant modules will be described. Autobiographical analysis. This is the first unit of the program. Group atmosphere is not created, and the participants tend to feel cautious about the therapist and the rest of the group. In these first steps, therapeutic style is of the highest relevance. Through this unit, the inmates will begin to review their own biography. They will have to write short texts where the main aspects of their lives (family, friends, sexual experiences, antisocial behaviour) are explained. Distortions of the reality and social desirability are common, but the therapist won’t confront the participants. The most important goals in this first moment is collecting information about the inmate that will be useful in future steps of the therapy (biographical risk factors), and create a positive group atmosphere. Emotional management Sex offenders are usually described in the literature as individuals with poor emotional lives. The goal of this module is to increase the self awareness of their emotional life. They will also be educated in the relation between thought, emotion and behaviour. Introduction to cognitive distortions 10 In this unit the concept of cognitive distortion will be outlined. Later in the program this concept will be analyzed deeply. In this first contact, the therapist aim to introduce the idea that sometimes thought is distorted and leads to a distorted view of reality. Beck et al’s. (1979) thinking mistakes are explained and the participants look for examples in their own lives. Aggressive Behaviour This is a short unit where the dynamics of human aggression are explained and analysed. The relevance of the relation between thought, emotion and behaviour is stressed. The basic assumptions are that we create our own aggressive behaviour through a distorted interpretation of the reality, and that if we learn how to do it, aggression can be controlled. Denial Denial is a cognitive distortion, but the SAC treats denial separately from other forms of thinking that exonerate the offender of his responsibility. In this phase, the participants will begin to accept full responsibility of their abusive behaviour. Successive descriptions of the offence will be analyzed and the therapist will help the participants to identify the defence mechanism that they are using. A hard confrontative style will be avoided. Instead, the therapist will show a firm but warm and supportive attitude to cope with denial. The first steps of cognitive reconstruction techniques will be trained, in order to help the participants to identify and question their own thoughts. The therapist will also avoid labelling the inmates as “sex offenders”, as long as this term is a menace to their selfesteem that could make them go ahead with their denial as a self protective shield. 11 Empathy This phase of the program is one of the most important. The focus is no longer on the inmates but on their victims. The concepts learned in the “emotional management” unit will be useful. The participants are educated in the emotional sequels of the sexual assault. Documentaries with victim’s testimonies are used. Finally, the inmates have to write a letter adopting the role of their victim. In this letter they explain the offence and how it made them feel. Cognitive distortions In this module inmates are thoroughly trained in cognitive reconstruction techniques. The automatic thoughts, fantasies and schemas that underlie aggressive behaviour are identified, questioned and restructured through rational emotive therapy. Positive lifestyle This unit is of educational nature. The relevance of a structured lifestyle and its influence in psychological well being is highlighted. It is common to find that in the time of the offence, participants had highly unstructured lives, without basic healthy habits (sleep, alimentation, sport, social relationships, work, leisure). Participants imagine how they want their daily lives to be when they return to the community, and what goals do they want to reach. Sexual education 12 In this unit special attention is devoted to the false beliefs that inmates may held about female and child sexuality. This unit is especially relevant for child molesters, who usually have false beliefs about child sexual development. Deviant sexual arousal Even though all inmates must complete the whole program, this unit will be of special relevance for those who display a stable deviant sexual interest toward stimulus like children or violent behaviours. In this unit behavioural techniques are used to reduce deviant fantasies and sexual arousal. Basically the inmates are trained in covert aversive conditioning. Relapse prevention In the final steps of the program, the classical relapse prevention scheme adapted to sexual violence is used to help the offenders to understand the risk factors that could lead them to a new offence. The basic steps range from abstinence, to a high risk situation which is reached through “seemly irrelevant decisions”. This high risk situation could end with a failure, which is cognitive in nature. Basically, a failure occurs when an offender considers sexually assaulting a new victim as something desirable. If the offender doesn’t cope effectively with this thought, a new offence could take place. Evaluation Since the beginning of the SAC, outcome evaluation has been a priority. The evaluation was designed in cooperation with the University of Barcelona. It is a complex 13 design that includes a treatment group and a control group of untreated offenders. Figure 1 is a schematic representation of the whole design. Figure 1. Evaluation design (Adapted from Redondo, Martínez & Pérez, 2006) Inicial assessment Criminal carreer PRE INTERVENTION INTERVENTION POST Follow up (1-5 years) Clinical measures TG Psychological measures: TG & CG Reoffence measures TG & CG Two different sources of information were selected. First, the research group of the University of Barcelona created a new self report measure designed to assess the core psychological aspects of sexual aggressiveness, the Scale of Sexual Aggression (EPAS). Participants complete this measure before they begin the program and after they have finished it. This same measure is applied to a control group of untreated offenders in the same moments than the treatment group. This process is conducted in every prison where the program is being delivered. Treated offenders are expected to perform better in this measure after they have completed the program. All the significant comparisons that could be conducted are summarized in figure 2. 14 Figure 2. Mean comparisons between treated and control groups (Adapted from Redondo, 2010). PRE TG-Adult offenders TG-Apre = CG-Apre POST TG-Apost = TG-CHpost TG-Apre = TG-CHpre TG-Child molesters CG-Adult offenders TG-Adult offenders TG-Apre ≠ TG-Apost TG-CHpre ≠ TG-CHpo CG-Apre = CG-Apost TG-Child molesters CG-Adult offenders TG-CHpost ≠ CG-CHpost TG-CHpre = CG-CHpre CG-Child molesters TG-Apost ≠ CG-Apost CG-Child molesters CG-CHpre = CG-CHpost T-test were conducted in order to compare the EPAS scores of the different groups. Results are shows in table 2. Table 2. Mean comparisons between treated and untreated groups (T-tests). Grupo de tto./control Control group Adult treatment and control group PRE Treatment group Treatment group PRE Adult treatment group Treatment group PRE-POST POST Control group Adult control and treatment group POST Treatment group Control group Child treatment and control groups PRE Treatment group Treatment group PRE Child treatment group Treatment group PRE-POST POST Control group Child control and treatment group POST Treatment group N 122 211 122 Mean 6,6653 6,7872 75,1193 SD 1,40487 1,53530 9,12244 122 79,4898 8,82964 47 79 113 133 59 75,7586 81,3789 75,2127 76,3206 76,4264 9,43604 7,68803 7,62280 8,99667 9,42309 59 81,0156 8,68319 29 64 78,9138 80,7577 7,90305 8,92432 Sig 0,472 .000* .000* 0,3 .000* .34 15 Results indicate that control and treatment groups were equivalent before the treatment was conducted. After treatment, significant differences were found for both treated groups (adult offenders and child molesters). When treated and untreated groups were compared after treatment, a significant difference was found for the adult offenders group. The analyses didn’t show a significant difference between treated and untreated groups of child molesters. The second outcome variable is recidivism rates in both treated and untreated groups. Once the inmates included in the study (treatment and control groups) are excarcelated and return to the community, begins a follow up period. During this period any new conviction, for a sexual or non sexual offence, will be registered. At the end of the process, recidivism rates of both groups will be compared. In this moment of evaluation process, reoffence data are only available for two samples of treated offenders. All these date have been provided by the Program Evaluation Unit of the Secretaría General de Instituciones Penitenciarias. Sample 1 included 40 treated offenders who have been followed in the community during a 5 years period. Reoffence rates were as follow. A 17.5% of the sample was reconvicted for a non sexual offence (5 inmates), and 5% were involved in a new sexual offence (2 inmates). Sample 2 included 60 inmates, who are being currently followed up in the community. The follow up period began two years ago. 8.4% of the sample were nonsexual recidivist (5 inmates), and 5% were convicted for a new sexual offence (3 participants). Data from the control groups are not available yet. Therefore, currently it’s not possible to compare the reoffence rates. When these data are compared with the published longitudinal studies, we find that the observed sexual recidivism rate is 5% to 10% after five years of follow up (Hanson & 16 Morton-Bourgon, 2005; Hanson & Bussiére, 1998). Even though these results are the initial steps of the evaluation process, the considered samples seem to be in the lower expected rate of recidivism. 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