Markets Futures & Options Access the world’s exchange traded markets We provide execution and clearing in Futures and Options for fixed income, short-term interest rates, equities and commodity products on the major exchanges around the world. Award-winning insight Our highly experienced team of market professionals from top-tier backgrounds have a deep understanding of local market trends and developments. Trade strategies are backed up by RBS’s award-winning research and strategy, quantitative studies and technical analysis. RBS Global Futures Trader (GFT) Our proprietary execution platform offers clients a fully customisable interface to multiple markets across global exchanges. Our offering is a browser based electronic platform that sits as part of RBSMarketplace, our fast, integrated, global trading application. • Point and click entry • Full trade functionality – limit, stop, market orders in both outright and spreads Instant access Use traditional voice broking to execute your trades or select from a full suite of direct market access services. • Individual market access, and trading limit profile setting They include RBS’s proprietary platform RBS Global Futures Trader, Bloomberg Tradebook, Bloomberg EMSX, Care Order Warehouse and FIX connectivity. • Algo execution International reach We offer 24/5 broker and order book access from London, Chicago and Stamford. • Interfaces with RBS’s internal support systems to facilitate straight through processing E-Trading solutions • Diversified multi vendor platforms available to meet our clients’ needs • Services around different asset classes • Interoperability between platforms Our international network includes access to over 50 exchanges. Execution solutions Voice • Extensive network of market makers to provide Block trading solutions • Value added research, trade ideas and strategies FIX • Dedicated global specialist IT team supports FIX and DMA client on-boarding • Direct access or Care Order capability • Low latency, high availability FIX routing clusters in London and Stamford Speak to us To find out more please contact: Europe T: +44 (0)20 7085 6900 Americas T: +1 203 897 6024 Asia Pacific T: +65 6518 5222 E: [email protected] or visit rbsm.com/futures RBS FuturesView - A leading clearing platform RBS FuturesView is our versatile global clearing, reporting and reconciliation portal accessed via RBSMarketplace it offers: Reporting • Real-time trade, position, cash and collateral reporting • Flexible reporting formats and delivery methods • Comprehensive suite of reports, exportable in CSV and XML formats • Automated delivery of reports in any required format and frequency • Real time reconciliation of trades, positions and cash • Online cash instruction with ability to set authorisation hierarchy • Online reconciliation and reporting enables pure exception management Collateral • Online collateral pledging and swapping within client custodial account, approved by client, custodian and RBS (except US) Support • Global 24/5 coverage by dedicated account managers with specialised Futures & Options knowledge Key functionalities • Average pricing of selected trades • Allocation to multiple sub accounts rbsm.com The contents of this document are indicative and are subject to change without notice. This document is intended for your sole use on the basis that before entering into this, and/or any related transaction, you will ensure that you fully understand the potential risks and return of this, and/or any related transaction and determine it is appropriate for you given your objectives, experience, financial and operational resources, and other relevant circumstances. You should consult with such advisers as you deem necessary to assist you in making these determinations. The Royal Bank of Scotland plc (“RBS”) will not act and has not acted as your legal, tax, regulatory, accounting or investment adviser or owe any fiduciary duties to you in connection with this, and/or any related transaction and no reliance may be placed on RBS for investment advice or recommendations of any sort. RBS makes no representations or warranties with respect to the information and disclaims all liability for any use you or your advisers make of the contents of this document. However this shall not restrict, exclude or limit any duty or liability to any person under any applicable laws or regulations of any jurisdiction which may not lawfully be disclaimed. Where the document is connected to Over The Counter (“OTC”) financial instruments you should be aware that OTC derivatives (“OTC Derivatives”) can provide significant benefits but may also involve a variety of significant risks. All OTC Derivatives involve risks which include (inter-alia) the risk of adverse or unanticipated market, financial or political developments, risks relating to the counterparty, liquidity risk and other risks of a complex character. In the event that such risks arise, substantial costs and/or losses may be incurred and operational risks may arise in the event that appropriate internal systems and controls are not in place to manage such risks. Therefore you should also determine whether the OTC transaction is appropriate for you given your objectives, experience, financial and operational resources, and other relevant circumstances. RBS and its affiliates, connected companies, employees or clients may have an interest in financial instruments of the type described in this document and/or in related financial instruments. Such interest may include dealing in, trading, holding, or acting as market-makers in such instruments and may include providing banking, credit and other financial services to any company or issuer of securities or financial instruments referred to herein. RBS is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority in the UK, in Hong Kong by the Hong Kong Monetary Authority, in Singapore by the Monetary Authority of Singapore, in Japan by the Financial Services Agency of Japan, in Australia by the Australian Securities and Investments Commission and the Australian Prudential Regulation Authority ABN 30 101 464 528 (AFS Licence No. 241114) and in the US, by the New York State Banking Department and the Federal Reserve Board. The financial instruments described in this document are made in compliance with an applicable exemption from the registration requirements of the United States Securities Act of 1933, as amended. In the United States, securities activities are undertaken by RBS Securities Inc., which is a FINRA/SIPC (www.sipc.org) member and subsidiary of The Royal Bank of Scotland Group plc. Dubai International Financial Centre: This material has been prepared by The Royal Bank of Scotland plc and is directed at “Professional Clients” as defined by the Dubai Financial Services Authority (DFSA). No other person should act upon it. The financial products and services to which the material relates will only be made available to customers who satisfy the requirements of a “Professional Client”. This document has not been reviewed or approved by the DFSA. Qatar Financial Centre: This material has been prepared by The Royal Bank of Scotland N.V. and is directed solely at persons who are not “Retail Customer” as defined by the Qatar Financial Centre Regulatory Authority. The financial products and services to which the material relates will only be made available to customers who satisfy the requirements of a “Business Customer” or “Market Counterparty”. The Royal Bank of Scotland plc acts in certain jurisdictions as the authorised agent of The Royal Bank of Scotland N.V. The Royal Bank of Scotland plc. Registered in Scotland No. 90312. Registered Office: 36 St Andrew Square, Edinburgh EH2 2YB. The DAISY Device logo, RBS, THE ROYAL BANK OF SCOTLAND and BUILDING TOMORROW are trade marks of The Royal Bank of Scotland Group plc. 256-0612 | March 2015 | RBS59128