GENERAL CONDITIONS POWER AUTHORITY OF THE STATE OF NEW YORK GC-1. DEFINITIONS a) Wherever the following words and expressions are used in the Contract Documents or indicated on the Plans/Drawings, drawings, it is understood that they have the meaning defined below. AUTHORITY - Power Authority of the State of New York, (sometimes also may be referred to as "New York Power Authority", "Owner", "Buyer", and "Purchaser") 123 Main Street, White Plains, New York 10601. BIDDER - The person, partnership or corporation submitting a bid proposal for the Contract Work. BY OTHERS - By the Authority or by contractors other than the Contractor to whom this Contract is awarded or by this Contractor under another contract agreement. CONSTRUCTION - (and other forms of the word) is synonymous with Building, erection, installation, and other forms of such words. CONSTRUCTION MANAGER (CM) - As identified in the Supplementary Conditions, or a duly authorized representative. CONTRACT Agreement. DOCUMENTS - As referred to in Article 2 of the CONTRACTOR - The person, partnership or corporation to whom the Contract for the Work is awarded. ENGINEER - As identified in the Supplementary Conditions, or a duly authorized representative. FABRICATION, MANUFACTURE, AND PRODUCTION - The words are synonymous wherever they appear in the Contract Documents unless the context otherwise indicates. GOVERNMENT - The United States Government or any other political entity or jurisdiction as the context may indicate. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-1 INVITATION FOR PROPOSALS - (Sometimes also referred to as "Advertisement for Proposals") is synonymous with the term "Request for Proposals". LABORATORY - The testing laboratory (if any) designated by the Engineer for testing the materials to be used under the Contract. MATERIAL - Any approved material acceptable to the Engineer and conforming to the requirements of the specifications. PLANS/DRAWINGS - All authorized drawings or reproductions of drawings pertaining to the Work or to any structure connected therewith. PLANT - Plant shall include but not be limited to such of the following as the Contractor may own, hire, or provide for its convenience or its performance of the Work; field offices and all structures, materials and services therefor; hand tools (powered or otherwise); fixed equipment and stationary facilities such as, but not limited to, batching or mixing plants and associated equipment, material crushing and screening plants, repair, maintenance and fabricating shops and included equipment and tools, haul roads and railroads, storage and warehouse facilities, fuel and lubrication storage and distribution facilities, water supply and distribution systems, drainage, sewer and waste disposal systems, compressed air systems, electric source and distribution systems; communications systems; and, administrative and expediting support systems, including but not limited to vehicles for transportation, maintenance, and/or other purposes not used directly in construction. PROPOSAL - (Sometimes "Itemized Proposal"). The offer of the Bidder for the Work, when executed and submitted on the prescribed form. SCHEDULE - The schedule of prices or rates proposed for various units of Work, services or materials as set forth in the Proposal except as the context may indicate otherwise. SITE (SITE OF THE WORK) - The specific area adjacent to and including the area upon which the construction work is performed and/or designated destination for delivery. STATE - The People of the State of New York, The State of New York (unless context indicates otherwise). Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-2 SUBCONTRACTOR(S) - Shall include sub-contractors of any degree, regardless of whether the services of the subcontractor are obtained under a subcontractor agreement, purchase order, or any other contractual means. WORK - Any and all things required to be done by the Contractor under the Contract. b) Whenever in the Contract Documents the words "directed," "required," "permitted," "ordered," "designated," "prescribed," or words of like import are used, it shall be understood that the direction, requirement, permission, order, designation, or prescription of the Engineer is intended and similarly the words approved, acceptable, satisfactory, to the satisfaction of, or words of like import shall mean approved by, acceptable to, or satisfactory to the Engineer, unless otherwise expressly stated. c) The following phrases, or phrases of similar import, are frequently used for emphasis to direct the Contractor's attention to particular items of possible cost to it for which it will not receive identifiable payment hereunder: "will be borne by," "chargeable to," "charged to, or at the expense of, the Contractor"; "without cost to," "at no cost to," or "at no expense to," the Authority; no compensation, no additional compensation, or no payment will be allowed or made. All such costs and all other costs of Work required by the Specifications or shown on the contract drawings for which there are no specific payment items in the Schedule or for which no particular provision for payment is made in the Contract Documents shall be calculated into the lump sums, unit prices, hourly or daily rates, overheads, or otherwise included in the compensation terms bid in the Itemized Proposal and shall be paid for as unidentified components of such proposal items. Except as set forth in the Article of the AGREEMENT entitled, "Extra Work," the Contractor will be paid only in accordance with the various particular provisions in the Contract Documents relating to "measurement" and "payment" for the items of Work set forth in the Itemized Proposal. d) For the purposes of this Contract, the terms "inspection," "examination" and "test" shall mean the review of construction operations of the Contractor and of the manufacturer and/or supply of materials furnished by the Contractor to the extent necessary to ascertain conformance with general requirements of the Contract Documents. e) In the event that a provision in the Supplementary Conditions, or the Specifications modifies or is inconsistent with the provisions of the General Conditions and/or the AGREEMENT, the provisions of the Supplementary Conditions or the Specifications shall supersede. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-3 GC-2. REFERENCE SPECIFICATIONS a) Specific standard specifications referred to in Contract Documents (to the extent of such reference only) shall form part of this Contract. It is understood that the Authority is the contracting party for whom the Work is being performed and to whom service, materials and equipment are being sold or otherwise provided and the referenced specifications shall be so read. These references to all standard specifications and standards referred to include all applicable amendments, revisions and emergency alternate specifications which have been promulgated and are in effect at the time Proposals are received unless specifically indicated otherwise in the Supplementary Conditions or Specifications. b) Where the words "State Specifications" elsewhere occur in the Contract Documents, they shall mean the "New York State Department of Transportation Standard Specifications" including all addenda or other amendments thereto which are in effect at the time Proposals are received, unless indicated otherwise in the Supplementary Conditions or Specifications. c) Certain references in the Contract Documents to organizations establishing standards and to their respective standards are abbreviated as follows: ACI AGMA AISI AISC ANSI ASHRAE ASME ASTM AWS AWWA CSI IEEE NFPA NEMA SAE UL American Concrete Institute American Gear Manufacturers Association American Iron and Steel Institute American Institute of Steel Construction American National Standards Institute American Society of Heating, Refrigerating and Air Conditioning Engineers American Society of Mechanical Engineers American Society of Testing and Materials American Welding Society American Water Works Association Construction Specifications Institute Institute of Electrical and Electronic Engineering National Fire Protection Association National Electrical Manufacturers Association Society of Automotive Engineers Underwriter's Laboratories Throughout the specification, additional references may be made to other organizations establishing standards, and their specific established standards will be identified separately. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-4 GC-3. GC-4. ACCURACY OF PLANS/DRAWINGS AND SPECIFICATIONS a) The Plans/Drawings and specifications for the materials and equipment to be furnished under the provisions of this Contract have been prepared with reasonable care and are intended to define and illustrate the functions and details of such articles as clearly as is practicable at the present stage of project design. The Contractor must realize, however, that final design for equipment, systems and the project (and installation details) cannot always be accurately anticipated, and that during fabrication or manufacture, as systems and project designs are finalized, conditions (including field conditions) may arise which may require modifications to work, materials, equipment, and quantities thereof. If such modifications or changes are required in connection with the articles to be furnished under this Contract or their installation they shall be incorporated into the fabrication (or installation) process with a minimum of delay, all in accordance with the applicable provisions for changes or extra work as specified elsewhere in the Contract Documents or as otherwise agreed to between the Contractor and the Authority. b) The Contractor shall keep on the Work a copy of the Plans/Drawings and specifications and shall at all times give the Engineer access thereto. Anything mentioned in the specifications and not shown on the Plans/Drawings, or shown on the Plans/Drawings and not mentioned in the specifications, shall be of like effect as if shown or mentioned in both. In case of differences between Plans/Drawings and specifications, the specifications shall govern. In any case of discrepancy either in the figures, in the Plans/Drawings, or in the specifications, the matter shall be promptly submitted to the Engineer, who shall promptly make a determination in writing. Any adjustment by the Contractor without this determination shall be at its own risk and expense. RESPONSIBILITY FOR DESIGN The Contractor shall assume full responsibility for a coordinated and adequate design, to conform to the best engineering practice for the operating conditions specified. Upon request of the Engineer the Contractor shall furnish complete information as to the maximum stresses used in design. If at any time prior to initial operation of the equipment, the Contractor learns of operating difficulties with equipment of its manufacture which is of similar design, it shall immediately notify the Engineer so that proper remedial measures can be considered. GC-5. MEASUREMENTS AND COMPUTATIONS Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-5 All dimensions, descriptions, calculations, drawings, test reports, progress estimates, packing lists and correspondence to be submitted to the Engineer or the Authority shall be in English and shall have English inscriptions and shall have English system of units throughout in addition to any other language and any other system of units. Where the English language or system of units is in conflict with the language or system of units used by the Contractor, the English language or system of units shall be binding. GC-6. GC-7. PATENTED DEVICES, MATERIAL AND PROCESSES a) Contract prices include all royalties and costs arising from patents, trademarks and copyrights in any way involved in the Work. Whenever Contractor uses any design, device, material or process to be performed under the Contract, Contractor shall indemnify Authority for any costs, expenses and damages, including attorney's fees, which it may be obligated to pay by reason of any such infringement at any time during the prosecution or after the completion of the Work. b) In case any design, device, material or process is decreed to constitute an infringement, and its use is enjoined, Contractor shall, at its option and its own expense, either, (1) procure for Authority the right to continue using said design, device, material or process, or (2) modify it so it becomes non-infringing. EQUIVALENTS a) The mention of apparatus, articles, or material, by trade name, and such specific description as is made (or use of the term "or equal"), is intended to convey to the Contractor's understanding the degree of excellence required. Except in those instances where the product is designated to match others in use in a particular improvement either completed or in the course of completion, the use of an alternative apparatus, article, or material which the Contractor represents will conform substantially to the standard of excellence established and is at least of equivalent merit, strength, durability and appearance and which will perform the required function for the purpose intended will be permitted, subject to each of the following requirements: i) Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS The burden of proof as to the quality and suitability of alternatives shall be upon the Contractor and it shall furnish all information necessary as required by the Engineer at no additional cost to the Authority. The Engineer shall be the sole judge as to the quality and suitability of such alternatives and its decision shall be final. General Conditions - 2400 GC-6 b) ii) Where use of such alternative involves redesign of or changes to other parts of the Work, the cost and the time required to effect such redesign or changes will be considered in evaluating the suitability of the alternatives. iii) No tests nor action relating to the approval of alternative apparatus, equipment, or material will be made until the request for substitution is made in writing by the Contractor accompanied by complete data as to the equality of the proposed substitution. Such request shall be made in ample time to permit approval without delaying the Work. iv) Whenever classification, rating, or other certification by a body such as UL, NEMA, or ANSI is a part of the specification for any apparatus, equipment, or materials, proposals for use of alternatives shall be accompanied by reports from the listed or equivalent testing laboratory indicating compliance with specification requirements. v) The cost of all testing required to prove equality of the alternative proposed shall be borne by the Contractor. vi) Approval of an alternative shall be only for the characteristics or use named in such approval, and shall not be used to change or modify any Contract requirement, or to establish approval for the alternative to be used on any other phase of the Work. vii) If the alternative approved is of lesser value to the Authority or involves less cost to the Contractor than the product specified, an adjustment shall be made in favor of the Authority, and where the amount involved or the importance of the substitution warrants, an order for changes will be issued; otherwise the adjustment will be handled by deductions from payments to the Contractor on the basis of prices stated in the written approval. No payments in excess of prices bid in the schedule will be made because of such substitution of one product for another, or because of the use of one alternative in place of another. Any changes required in the details and dimensions shown on the drawings for the substitution of the alternative shall be properly made as approved by the Engineer and at the expense of the Contractor. Any additional expense incurred by the Contractor arising from the use of any suitable alternative shall be borne solely by the Contractor. When any change in design or other conditions render unusable any alternate material or apparatus recommended by the Contractor and subsequently approved by the Engineer as an alternate to any standard material, equipment or apparatus specified on the drawings Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-7 or in the specifications, the Contractor shall assume all loss incurred and shall be entitled to no additional compensation therefor. c) GC-8. SAMPLES a) b) GC-9. Whenever the words "or equal" appear in the specification, the following shall also be inserted immediately thereafter by virtue of this reference, "in accordance with General Conditions Paragraph entitled "Equivalents". Any samples required by the Contract Documents or the Engineer shall: i) Be submitted within the time specified in the Contract Document or, if no time be specified, within a reasonable time before use to permit inspection and testing. ii) Be shipped prepaid and delivered as specified in the Contract Documents, or as directed by the Engineer. iii) Be properly marked to show the name of the material, trade name of manufacturer, place of origin, name and location of the Work where the material represented by the sample is to be used, the name of the Contractor submitting the sample and the number of the contract under which the Work is being performed. Samples not subject to destructive tests may be retained until completion of the Work but thereafter will be returned to the Contractor, if it so requests in writing, at its own expense. Failure of any sample to pass the specified requirements will be sufficient cause for refusal to consider further any samples from the same manufacturer whose materials fail to pass the tests. SUBCONTRACTORS The Contractor shall notify the Engineer in writing of names and addresses of all subcontractors proposed for the Work, but not to exceed 25% of the total contract value in accordance with AGREEMENT Article entitled "Assignment" together with the extent and character of the Work to be done and equipment to be provided by each subcontractor. After approval thereof by the Authority and within seven (7) days after the making of any subcontract, the Contractor or subcontractors shall deliver to the Engineer a statement setting forth the name and address of each subcontractor and a summary description of the precise Work subcontracted. If for sufficient reason, at any time during the term of this Contract, the Authority determines that any subcontractor is incompetent or undesirable, the Authority will notify the Contractor accordingly and immediate steps shall be taken for cancellation of such subcontract. Subletting by subcontractor shall be subject to the same Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-8 regulations. Nothing contained in this Contract shall create any contractual relation between any subcontractor and the Authority. Two complete copies of each subcontract will be transmitted by the Contractor to the Engineer immediately following execution. Two complete copies of each subcontract, amendment, alteration, change and change order thereto will also be transmitted to the Engineer by the Contractor immediately following execution. GC-10. ACCESS TO WORK The Engineer's representatives and other designee's of the Authority shall at all times have access to all places where materials or equipment are being prepared or manufactured under this Contract, and shall have full facilities for unrestricted inspection of such materials or equipment. GC-11. MATERIALS AND WORKMANSHIP a) Articles, materials, and equipment to be incorporated into the Work under the Contract shall be new and unused unless otherwise specified. b) GC-12. All Work shall be performed and completed in a thorough and workmanlike manner and shall follow the best modern practice in the manufacture of high grade equipment and fabrication of materials notwithstanding any omissions from the specifications or drawings. All work shall be performed by mechanics skilled in their various trades. All parts shall be made accurately to standard gauge where possible, so as to facilitate replacement and repairs. Like parts of equipment shall be interchangeable insofar as practicable. Incidental fittings; fixtures, accessories and supplies shall be of approved manufacture and of standard first-grade quality. INSPECTION AND TESTS a) General - The Contractor shall keep the Engineer informed in advance of the time of starting and of the progress of the Work in its various stages so that arrangements can be made for inspection and/or tests. The Contractor shall furnish to the Engineer, in triplicate, copies of all purchase orders covering material or equipment required under this Contract. The monetary value may be omitted from the purchase orders. The cost of making all the following required tests, excepting the expense of the Authority's inspector, shall be borne by the Contractor and shall be included in the Contract price unless otherwise specified (including such meals and transportation cost the Contractor, may elect to provide at its discretion, for the Authority’s attendance at factory inspections and tests Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-9 conducted at plants located outside of the United States). The Engineer shall have the right to select additional test specimens of any materials used and to make tests of the same at the expense of the Authority. Acceptance of the material and/or equipment, and the waiving of the tests thereof shall in no way relieve the Contractor of the responsibility for furnishing material and/or equipment meeting the requirements of these specifications. b) Inspections and Tests by the Contractor. - All articles (which term throughout this section includes, without limitation, raw materials, components, assemblies, intermediate assemblies and products) shall be tested by the Contractor except as otherwise indicated or where such tests are waived in writing by the Engineer, in accordance with the requirements of the referenced standard specifications as specified herein. Unless waived in writing, all such test and trials shall be made in the presence of an inspector representing the Engineer and five copies of all test reports showing the results thereof shall be furnished to the Engineer. Where the presence of the inspector is waived, five copies of certified test reports shall be furnished to the Engineer. Any materials, supplies or articles required in the Work which are not covered by detailed specifications herein shall be standard products of reputable manufacturers and suitable for the intended use. Unless so directed by the Engineer, tests of these items will not be required but such items will be subject to the approval of the Engineer. Tests, if directed, shall be in conformity with approved modern methods for the particular item and class of work. All materials furnished and all work performed shall be subject to rigid inspections and tests, and no materials shall be shipped until all tests, analyses and inspections have been made, or copies of certified reports of tests and analyses, or manufacturer's guarantees shall have been accepted. The Contractor shall prepare specimens and perform test and analyses in accordance with standard practice, as required to demonstrate conformance of the various materials and/or equipment with the applicable specifications. c) Inspections and Tests by the Authority. - All articles shall be subject to inspection and test by the Authority or its authorized representative to the extent practicable at all times and places including but not limited to the period of manufacture, and in any event prior to final acceptance. If any inspection or test is made by the Authority on the premises of the Contractor or a subcontractor, the Contractor without additional charge shall provide all Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-10 reasonable facilities and assistance for the safety and convenience of the Authority inspectors in the performance of their duties. If Authority inspection or test is made at a point other than the premises of the Contractor or subcontractor, it shall be at the expense of the Authority: provided, that in case of rejection, the Authority shall not be liable for any reduction in value of samples used in connection with such inspection or test. All inspections and test by the Authority will be performed in such a manner as not to unduly delay the Work. The Authority reserves the right to charge to the Contractor any additional cost of Authority inspection and test when articles are not ready at the time such inspection and test is scheduled by the Contractor. Final acceptance or rejection of the articles shall be made as promptly as practicable after delivery, except as otherwise provided in this Contract; but failure to inspect and accept or reject articles shall neither relieve the Contractor from responsibility for such articles as are not in accordance with the Contract requirements nor impose liability on the Authority therefor. The inspection and test by the Authority of any articles or lots thereof or failure to inspect and accept or reject any articles or lots thereof, shall not relieve the Contractor from any responsibility regarding defects or other failure to meet the Contract requirements which may be discovered prior to final acceptance. Except as otherwise provided in this contract, final acceptance shall be conclusive except as regards any latent defects, fraud, or such gross mistakes as amount to fraud. GC-13. WARRANTY a) The provisions of this paragraph shall apply unless modified by the Supplementary Conditions or Specifications. b) If during erection or at any time prior to final payment or acceptance by the Authority, whichever is later, articles which were separately fabricated or are members of a lot or production run from which articles were furnished under this Contract, are discovered to be defective in material or workmanship, or otherwise not in conformity with the requirements of this contract, the Authority shall have the right either (1) to reject such articles separately fabricated and/or any and all such members of such lot or production run furnished under this Contract (with or without instructions as to their disposition) or (2) to require their correction. Articles which have been rejected or required to be corrected shall be removed, corrected and replaced (as corrected), removed and a non-defective substitute provided therefore, or corrected in place by and at the expense of the Contractor as requested by the Engineer. The Contractor in addition shall pay the total actual cost (including but not limited to direct, indirect and overhead costs) to the Authority of any additional work By Others arising from the correction of any such defective material or workmanship. If the Contractor fails promptly to remove such articles when requested by the Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-11 Engineer and to proceed promptly with the replacement or correction thereof, the Authority either (1) by contract or otherwise may replace or correct such articles and charge to the Contractor the total actual cost as described immediately above the cost occasioned thereby, or (2) may terminate this Contract for default. If the correction of the articles is required at the point of installation or delivery because of the nonconformity with the requirements of the Contract, the Authority may at its option proceed with such necessary correction, after notice to the Contractor and charge to the Contractor such total actual cost of correcting the articles or equipment. c) All materials, articles, supplies, equipment, parts and assemblies thereof of standard manufacture (manufacturers catalog items or items meeting governmental, professional or industrial published criteria) and those for which detail design or requirements are not prescribed in these specifications shall be guaranteed and warranted by the Contractor as being free from injurious defects and against any failure in proper use or operation, caused by defective material, workmanship or design, for a period of one year or for such longer period of time guaranteed by the manufacturer of the material from the date of final acceptance of the complete Work under this Contract. Failure in any part due to such causes within that time shall be promptly and satisfactorily remedied by the Contractor without cost to the Authority. d) In addition, all other materials, articles, supplies, equipment, parts and assemblies thereof shall be guaranteed and warranted by the Contractor as being free from injurious defects and against any failure in proper use or operation caused by defective material, workmanship or design, and any defects in materials and workmanship or other failure to meet the requirements of the specifications not disclosed before date of final payment or date of acceptance, whichever is the later date, but disclosed within one year after the materials, articles, supplies and/or equipment shall have been placed in use, shall be corrected promptly by and at the expense of the Contractor or, at the Authority's option, by the Authority at the expense of the Contractor; provided, that the total period during which the Contractor is liable for such defects shall not exceed twenty-four months after date of complete delivery of all the materials or equipment to be furnished hereunder. e) The guarantee under this paragraph is in addition to any manufacturer's guarantee or warranty. Manufacturer's guarantees or warranties that extend over a period of time greater than the guarantee period specified herein shall not be modified or voided by any requirement of the paragraph. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-12 GC-14. WAREHOUSING AND PROTECTION OF MATERIALS, EQUIPMENT, TOOLS, AND WORK The Contractor shall at all times protect and preserve all materials, supplies and equipment of every description which shall become part of the completed Work (including property which may be Authority furnished or owned) and all Work performed. For this purpose, the Contractor shall provide all storage warehouses, adequate housing or other protection against deterioration and damage, to the satisfaction of the Engineer. The Contractor shall comply with all requests of the Engineer, to enclose or specially protect such property. If as determined by the Engineer, material, equipment, supplies and the Work are not adequately protected by the Contractor, protection may be provided by the Authority and the cost thereof charged to the Contractor or deducted from any money due or to become due it. GC-15. MARKING Each complete field assembly shall be given an identification number or letter, and each part of each field assembly which is not permanently connected in shop assembly shall be legibly marked. Shop assembly and sub-assemblies as used herein are defined as minor assembly or parts for ease of shipment. Except on bolts and other small parts, all such marks shall be made with heavy steel stamps, paint or as specified in the Supplementary Conditions or Specifications or otherwise as directed by the Engineer. Descriptions and diagrams of all such markings shall be supplied as required in Supplementary Conditions or Specifications. Each piece or sub-assembly separately packaged for shipment shall be labelled or tagged with the specification number and the mark number of such piece or the numbers of the parts grouped in such sub-assembly, or contained in the package. GC-16. PREPARATION FOR SHIPMENT The Contractor shall prepare all materials and equipment for shipment in such manner as to protect them from damage in transit. Any articles or materials that might otherwise be lost shall be boxed or wired in bundles and plainly marked with item number, delivery point and any other designation required to permit positive identification for unloading, storage and rehauling purposes. All parts shall be prepared for shipment so that slings for handling may be attached readily while the parts are on the transporting vehicle. Where it is unsafe to attach slings to the box, boxed parts shall be packed with slings attached to the part, and the slings shall project through the box or crate so the attachment can be made readily. Except as provided by the Specifications, Supplementary Conditions or as otherwise directed by the Engineer, all finished surfaces shall be coated with rust-preventative compound and all finished non-ferrous metalwork and devices subject to damage shall be suitably wrapped or otherwise protected from damage during shipment shall be readily removable with mineral spirits or safety solvents. Rust-preventative Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-13 compounds which require benzene (benzol), gasoline or toxic or highly flammable solvents for their removal or thinning shall not be used. GC-17. i) When items are shipped by truck and weigh in excess of 2,000 pounds per item the conveyance shall have a removable roof or cover to allow unloading by a crane. ii) Unless otherwise specified each delivery shall be composed of all parts necessary to assemble complete assemblies and each shipping invoice shall be accompanied by a bill of materials with all parts individually identified. Prior to the commencement of any packaging or delivery the Contractor shall submit to the Engineer for review and acceptance its proposed method of packaging and delivery, including a delivery schedule, for all items to be delivered. Materials which are packaged or delivered prior to the existence of an Engineer-accepted packaging and delivery method may be rejected. iii) The Contractor shall furnish the Authority with instruction for storage, handling and maintenance for its equipment prior to installation. NOTICE OF SHIPMENT Whenever a shipment is made the Contractor shall notify the Engineer, giving a description of the article or articles shipped, the packing list, and any other information necessary for the identification, storage, or assembly of the article or articles shipped. The shipping weight and dimensions of each item shall also be given. The Contractor shall notify the Engineer at least fifteen days in advance as to the expected shipping dates. GC-18. RESPONSIBILITY FOR ARTICLES Except as otherwise provided in this contract, (1) the Contractor shall be responsible for the articles covered by this Contract and bear all risk of loss, injury and damage until they are delivered at the designated delivery point, regardless of the point of inspection; and (2) the Contractor shall bear all such risks as to rejected articles after a notice of rejection. The responsibility assumed by the Contractor pursuant to this paragraph shall include, without being limited to, holding the Authority and the Engineer harmless against all costs and expenses of any kind resulting from or connected with, directly or indirectly, the transportation of the articles to the place of delivery, whether such costs and expenses result after delivery or otherwise. GC-19. RIGHT TO OPERATE NON-COMPLYING EQUIPMENT The Authority shall have the right to operate any and all apparatus as soon and as long as it is in operating condition whether or not such apparatus has yet been Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-14 accepted as complete and satisfactory. This shall not be construed, however, to permit continued operation of equipment which has already been damaged by such operation before the required repair has been made. If the operation or use of the equipment, after installation, proves to be unsatisfactory, the Authority shall have the right to operate and use such equipment for such time as may be necessary until it can be taken out of service, without injury to the Authority, for an attempt by the Contractor or the Authority to correct defects, errors, or omissions and/or for replacement in whole or in part, if correction is unsuccessful or unfeasible. GC-20. ADDITIONAL BOND SECURITY Attention is directed to the section in Information for Bidders entitled "Bonds." If any surety upon any bond furnished in connection with this Contract becomes unacceptable to the Authority, or if any such surety fails to furnish reports as to its financial condition from time to time as requested by the Authority, the Contractor shall promptly furnish such additional security as may be required at such times to protect the interests of the Authority and of persons supplying labor or materials in the prosecution of the Work contemplated by this Contract. GC-21. GC-22. PRICES AND TERMS OF DELIVERY a) The prices quoted in the bidding schedule shall include delivery f.o.b. destination. b) The prices quoted in the bidding schedule shall include all component parts as described in the specifications or indicated on the drawings; all factory assembly and tests; the costs of preparation for shipment and delivery to destination; and all other costs of any nature or kind required for complete delivery of the equipment or materials (including such meals and transportation cost the Contractor, may elect to provide at its discretion, for the Authority’s attendance at factory inspections and tests conducted at plants located outside of the United States). c) All prices quoted in the bidding schedule shall include, without limiting the generality of any other provisions of the Contract, all customs duties (surcharge included), reevaluation of foreign currency with respect to the United States dollar, insurance premiums, workmen's compensation and other like costs. CUSTOM DUTIES Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-15 GC-23. a) All materials and equipment to be furnished or used under this Contract, if imported into the United States, will be subject to duty requirements of U.S. Customs. b) Should the custom duties imposed by the United States be increased or decreased prior to the date of importation of the equipment or any of the materials required for the fabrication thereof, payments to the Contractor will be increased or decreased accordingly. c) Notwithstanding paragraph (b) above, any additional expense, costs, damages or duties imposed pursuant to the United States Antidumping Act of 1921 (19 U.S. Code Sec. 160 et seq., as amended by 19 U.S.C. ' 1673 et seq.), the Countervailing Duty Law (19 U.S.C. ' 1671 et seq.), Sections 337 and 337a of the Tariff Act of 1930 (19 U.S.C. ' 1337, 1337a, as amended) or arising or alleged to have arisen as a result of unfair trade practices, shall be borne exclusively by the Contractor. LIEN LAW-LIENS The attention of the Contractor is specifically called to the provisions of Section 25 and Article 3A of the New York State Lien Law, as amended, wherein funds received by a Contractor for a public improvement are declared to constitute trust funds in the hands of such Contractor to be applied first to the payment of certain claims. Neither the final payment nor any part of the retained percentage shall become due until the Contractor, if required, shall deliver to the Authority a complete release of all liens arising out of this Contract, or receipts in full in lieu thereof and, if required in either case, an affidavit that so far as it has knowledge or information the releases and receipt include all the labor and material for which a lien could be filed; but the Contractor may, if any subcontractor refuses to furnish a release or receipt in full, furnish a bond satisfactory to the Authority, to indemnify it against any lien remains unsatisfied after all payments are made, the Contractor shall refund to the Authority all monies that the latter may be compelled to pay in discharging such a lien, including all costs and a reasonable attorney's fee. GC-24. PAYMENT OF TAXES a) Except as provided in the following subparagraphs of this paragraph, the Contractor shall pay all applicable New York and local sales and compensating use taxes on sales to, or use by, the Contractor of tangible personal property and services employed by the Contractor in the performance of the Contract. The Contractor shall include all costs in connection therewith in the applicable lump sums, unit prices or other payment terms bid in the schedule. The Authority will not reimburse the Contractor for such taxes paid. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-16 b) Under the provisions of the New York State Sales and Compensating Use Tax Act, the Authority is an organization exempt from the payment of such state and municipal taxes on sales to the Authority of tangible property or services. The Authority is not required to furnish exemption certificates, and the Authority's Contract may be accepted in lieu of an exemption certificate with the Contractor's copy as proof that the sales are exempt. c) Pursuant to New York, State Tax Law Sections 1115(a), 1116(a) and 1210(a)(1), receipts from tangible personal property sold to a contractor, subcontractor or repairman for use in erecting a structure or building of the Authority or adding to, altering or improving real property, property or land of the Authority, as the terms real property, property or land are defined in the Real Property Tax Law, are exempt from the tax of retail sales imposed under Section 1105 of the Tax Law and the compensating use tax imposed under Section 1110 of the Tax Law and corresponding city and county sales and use taxes; provided, however, such tangible personal property is to become an integral component of such structure, building or real property. d) Pursuant to Paragraph 12 of Subdivision (a) of Section 1115 of the New York State Tax Law and Section 1210 (a) (l) as it applies to cities of less than one million, receipts from machinery or equipment for use or consumption, directly and predominantly in the production of tangible personal property, electricity or steam for sale by manufacturing, processing, generating or assembling (but not including parts with a useful life of one year or less or tools or supplies used in connection with such machinery, equipment or apparatus) are exempt from the tax on retail sales imposed under Section 1105 of the Tax Law, and the Compensating Use Tax imposed under Section 1110 of the Tax Law, and imposed by any county (except one wholly within a city) or city of less than one million. e) If Contractor is billed for any New York State or local sales or compensating use tax with respect to such machinery or equipment or with respect to such tangible personal property for use in erecting such structure or building and which is to become an integral component part of such structure, building or real property, it shall pay such tax under protest, preserving its rights to a refund, and shall notify the Authority of any such payment within fifteen (15) days of making it. Authority will assist Contractor in obtaining a refund of any such tax. If any such tax is finally determined to be payable by the highest authority from which the Authority elects to seek a determination as to the legal necessity of such payment, the Authority will reimburse Contractor for the amount paid, including any penalty or interest. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-17 If requested by Contractor, the Authority will reimburse Contractor prior to such final determination for any such tax paid under protest upon assignment by Contractor to Authority of all Contractor's rights. f) GC-25. Contractor will not be paid as to any item of tax on the sale or use of tangible personal property which became an integral component part of such structure, building or real property unless it furnishes evidence that any such tax paid thereon was paid under protest. WORKERS' COMPENSATION LAW The Contractor specifically agrees, as required by the New York State Finance Law, Section 142 that: GC-26. a) It will secure Workers' Compensation for the benefit of, and keep insured during the Contract period, such employees as are required to be insured by the provisions of Chapter 41 of the Laws of 1914, as amended, known as the Workmens' Compensation Law. Such benefits must be posted in a conspicuous place. b) The Contract shall be void and of no effect unless the Contractor complies with this provision. EQUAL EMPLOYMENT OPPORTUNITIES Attention is directed to the Information for Bidders attachment Appendix G entitled "Equal Employment Opportunities." GC-27. LABOR PROVISIONS The execution of the Contract by the Contractor binds it to the following specific agreements. The Contractor specifically agrees that: a) No laborer, worker or mechanic in the employ of the Contractor, subcontractor or other person doing or contracting to do the whole or any part of the Work included in this Contract shall be permitted or required to work more than 8 hours in any one calendar day or more than five days in any one week, except in the emergencies set forth in the Labor Law. b) The wages to be paid to, and the supplements (fringe benefits) to be provided for, the laborers, workers and mechanics so employed in the performance of the Contract shall be not less than the prevailing hourly rate wages and supplements listed in the prevailing rate schedules, if any, annexed to the specifications for the Work, and any re-determinations (updatings) of such Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-18 schedules by the Commissioner of Labor after the Contract is let. Such redetermination shall be deemed part of the Contract to be effective as prescribed in the re-determinations. The failure to have the initial prevailing rate schedules annexed to the specifications shall not relieve the Contractor, subcontractor or other person doing or contracting to do the Work from the requirements with respect to paying and providing the prevailing wages and supplements. i) In situations in which there are not sufficient laborers, workers and mechanics who may be employed to carry on expeditiously the Work contemplated by the Contract and the immediate commencement or prosecution or completion without undue delay of the Work is necessary for the preservation of the contract site and for the protection of the life and limb of the persons using same, such laborers, workers and mechanics shall be permitted or required to work more than 8 hours in any one calendar day; provided however, that upon application of the Contractor, the Authority shall have first certified to the Commissioner of Labor of the State of New York that such public work is of an important nature and that any delay in carrying it to completion would result in serious disadvantage to the public; and provided further that such Commissioner of Labor shall have determined that such an emergency does in fact exist, as provided in Subdivision 2 of Section 220 of the Labor Law. ii) Failure of the Authority to make certification to the Commissioner of Labor shall not entitle the Contractor to any damages whatsoever. iii) The Contractor and each subcontractor shall submit to the Authority, within thirty (30) days after issuance of its first payroll and every thirty (30) days thereafter, a transcript of the original payrolls, subscribed and affirmed as true under penalty of perjury. The filing of the payrolls by the Contractor, with the Authority, as required by Labor Law Section 220, is a condition precedent to payment of any sums due and owing the Contractor for the work. iv) The Labor Law provides that the Contract shall be forfeited and no sum paid for any work done thereunder on a second conviction for willfully paying less than the stipulated wage scales as provided in the Labor Law, Section 220, Subdivision 3 amended. v) The Contractor specifically agrees as required by the provisions of the Labor Law, Section 220-e as amended, that: Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-19 GC-28. a) In hiring of employees for the performance of the Work under this Contract or any subcontract hereunder, neither it nor any of its subcontractors, nor any person acting on its or their behalf shall by reason of race, creed, color, disability, sex, or national origin discriminate against any citizen of the State of New York who is qualified and available to perform the Work to which the employment relates. b) Neither it nor any of its subcontractors, nor any person acting on its or their behalf shall in any manner discriminate against or intimidate any employee hired for the performance of the Work under the Contract or a subcontract on account of race, creed, color, disability, sex, or national origin. c) There may be deducted from the amount payable to the Contractor by the Authority under the Contract a penalty of fifty dollars for each person for each calendar day during which such person was discriminated against or intimidated in violation of the provisions of the Contract; and the Contract may be canceled or terminated by the Authority, and all monies due or to become due hereunder may be forfeited for a second or any subsequent violation of the terms or conditions of this paragraph of the Contract. d) The provisions of Section 220-e covering manufacture, sale or distribution of materials, equipment or supplies shall be limited to operations performed within the territorial limits of the State of New York. INVOICING INSTRUCTIONS/ELECTRONIC PAYMENT a) The provisions of this paragraph shall apply unless modified by the Supplementary Conditions. b) Email is now the preferred method for invoice submittal. All invoices can be sent via email as a PDF attachment to [email protected] The email “subject” and file name must contain the vendor name and PO number (e.g.: ABC Construction, 4500123456). c) In accordance with New York State goals to reduce paper, Contractor payments under this Contract will be provided electronically. d) Invoices for compensation shall be submitted monthly for Services (Work) actually performed. e) Invoices shall be payable by the Authority in accordance with the provisions of General Conditions Paragraph entitled “Prompt Payment Policy.” Invoices shall be subject to post-audit by the Authority and adjustment, if necessary. Such adjustment shall be applied against the Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-20 invoices next received after the amount of the adjustment has been determined. Where time charges are a basis for compensation, no payment will be made by the Authority for time charges which cannot be supported by applicable time card information and/or other records relating to the actual time Contractor’s personnel were engaged in providing the Services (Work). Invoices for reimbursable costs, if any, are required to be paid hereunder, shall be supported by relevant documentation. f) Payment for invoices submitted shall be rendered electronically unless payment by paper check is expressly authorized by the Authority upon documentation by the Contractor that acceptance of electronic payment from the Authority is not possible. g) In order to be paid electronically, the Contractor is requested to provide on company letterhead, a responsible parties contact information, signed by a financial official within ten (10) days of execution of this Contract, Automated Clearing House (ACH) Bank Instructions, which must include the following: h) Bank Name Bank ABA No. Bank Account No. In order to provide payment information, the following Accounts Receivable information is also requested: GC-29. Contact person’s name Phone number E-mail Fax number PROMPT PAYMENT POLICY a) General i) Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS This statement is intended to establish rules and regulations as required under Section 2880 of the Public Authorities Law describing the policy of the Power Authority of the State of New York (the "Authority") to promptly pay all proper invoices submitted by any Contractor. Subject to the conditions and exceptions set forth in Section 2880 and herein, in the event any proper invoice is not General Conditions - 2400 GC-21 paid promptly, the Authority shall be liable for the payment of interest on late payments. This policy shall apply to all Contracts entered into on or after April 30, 1988. b) c) Definitions i) "Contract" means an enforceable agreement entered into between the Authority and a Contractor. ii) "Contractor" means any person, partnership, private corporation or association: a) selling materials, equipment or supplies or leasing property or equipment to the Authority; b) constructing, reconstructing, rehabilitating or repairing buildings, highways or other improvements for or on behalf of the Authority; or c) rendering or providing services to the Authority pursuant to a Contract. iii) "Designated Payment Office" means the office designated by the Authority to which a proper invoice is to be submitted by a Contractor. iv) "Proper Invoice" means a written request for a Contract Payment that is submitted by a Contractor to the Authority's designated payment office setting forth the description, price and quantity of goods, property or services delivered or rendered in accordance with the terms of the Contract, in such form and supported by such other substantiating documentation as the Authority may reasonably require. v) "Receipt of an Invoice" and "Invoice Received Date" mean (a) the later of the date on which a proper invoice is actually received in the designated payment office, or (b) the date on which the Authority receives the purchased goods, property or services covered by a proper invoice, which with regard to final payments on construction contracts, shall mean the date on which all the Contract Work has been accepted as completed by the Authority in accordance with the Contract terms. vi) "Set-Off" means the reduction by the Authority of a payment due a Contractor by an amount equal to the amount of an unpaid legally enforceable debt owed by the Contractor to the Authority. Responsibility for Prompt Payment Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-22 i) d) The Authority's Controller shall have the responsibility for the implementation of the Prompt Payment Policy and the prompt payment of all proper invoices under the general guidance and supervision of the Executive Vice President and Chief Financial Officer. Prompt Payment Procedure i) A Contractor shall request payment under a Contract by submitting a proper invoice to the Authority at its designated payment office at the time and in the manner specified in the Contract. ii) The Authority shall have fifteen (15) calendar days after receipt of an invoice at its designated payment office to notify the Contractor of certain facts and conditions, including but not limited to those listed below, which in the opinion of the Authority's Controller justify extension of the statutory payment period: 1) there is a defect in the delivered goods, property or services; 2) there is a defect in the invoice; 3) there are suspected defects or improprieties of any kind the existence of which prevent the commencement of the statutory payment period; 4) prior to payment, a statutory or contractual provision requires an inspection period or an audit to determine the resources applied or used by the Contractor in fulfilling the Contract terms; 5) a proper invoice must be examined by the federal government prior to payment; 6) the Authority is prevented from making payment by reason of the filing of a lien, attachment, other legal process of requirement of law. Any time taken to satisfy or rectify any such facts or conditions shall extend the date by which Contract payment must be made in order for the Authority not to become liable for interest payments by an equal period of time. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-23 e) iii) Should the Authority fail to notify a Contractor of such facts and conditions within fifteen calendar days of the invoice received date, the number of days allowed for payment of the corrected proper invoice will be reduced by the number of days between the fifteenth day and the day that notification was transmitted to the Contractor. Should the Authority, in such situations, fail to provide reasonable grounds for its contention that a fact or condition justifying a time extension exists, the date by which Contract payment must be made in order for the Authority not to become liable for interest payment shall be calculated from the invoice received date. iv) The Authority shall make payment within forty-five (45) calendar days after an invoice received date. Effective July 1, 1989, the Authority shall make payment within thirty (30) calendar days, excluding legal holidays, after an invoice received date occurring after that date. v) Except for the payments described in subparagraph (e), every payment by the Authority to a Contractor pursuant to a Contract is eligible for interest should the Authority fail to make such payment within forty-five (45) days after the invoice received date (thirty (30) days on or after July 1, 1989). vi) The Authority shall not be liable for interest on any retention amounts withheld by the Authority in accordance with the terms of the Contract. vii) Interest shall be computed at the rate set by the State tax commission for corporate taxes pursuant to paragraph one of subsection (e) of section 1096 of the tax law. viii) The Authority has available funds in its custody to pay all interest penalties. Exceptions i) Payments are not eligible for interest when they are due and owing by the Authority: 1) Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS under the eminent domain procedure law; General Conditions - 2400 GC-24 2) as interest allowed on a judgement by a court pursuant to any provision of law other than section 2880 of the Public Authorities Law; 3) to the federal government; to any state agency or its instrumentalities; to any duly constituted unit of local government including but not limited to, counties, cities, towns, villages, school districts, or any of their related instrumentalities; to any other public authority or public benefit corporation; or to its employees when acting in, or incidental to, their public employment capacity; 4) in situations where the Authority exercises a legally authorized set-off against all or part of the payment due the Contractor. THE FOLLOWING PARAGRAPHS GC-30 THROUGH GC-58 INCLUSIVE ARE APPLICABLE TO THE INSTALLATION PORTION OF THIS CONTRACT. GC-30. SURVEYS a) The Engineer will establish base lines, bench marks and other pertinent reference points at the site from which the Contractor shall complete the layout of the Work to be built under this Contract. From the basic data established by the Engineer, the Contractor shall establish reference control points and complete the layout of the Work. The Contractor shall be responsible for all measurements that may be required for execution of the Work to the exact position and elevation as prescribed in the specifications, shown on the drawings, or as may be modified at the direction of the Engineer to meet changed conditions or modifications to the Work. b) The Contractor shall furnish at its own expense such stakes and other required equipment, tools and materials, and all labor as may be required in laying out any part of the Work from the basic data established by the Engineer. If, for any reason, monuments are disturbed, regardless of the cause or by whom, it shall be the responsibility of the Contractor to re-establish them without cost to the Authority as directed by the Engineer. The Engineer may require that construction work be suspended at any time when location and limit marks established by the Contractor are not reasonably adequate to permit checking completed Work or the Work in progress. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-25 GC-31. c) The Engineer will make such check surveys as it deems necessary to verify that the Contractor's surveys are correct, and to determine the conformance of the completed Work, as it progresses, with the drawings and specifications. Such checking by the Engineer shall not release the Contractor from its responsibility to perform the Work in accordance with the drawings and specifications and the basic data given therein. If errors are found in the Contractor's layout of the Work or in the completed work as it progresses, the expense of correcting such erroneous layout and of any additional surveys made by the Engineer, which it deems necessary to verify that the layout of the Work has been properly corrected by the Contractor and that the completed work is corrected in accordance therewith, will be borne by or chargeable to the Contractor and charges therefor shall be deducted from monies due or to become due to the Contractor. d) The Contractor shall furnish, at its own expense, all personnel, equipment, and materials required to make such surveys as are necessary to determine the quantities of work performed or in place. Unless waived in each specific case, quantity surveys made by the Contractor shall be made under the direction of the Engineer. If errors are found in the Contractor's surveys, all expense of the check survey, together with the expense of such surveys as are necessary to rectify the errors or omissions, will be chargeable to the Contractor and deducted from monies due or to become due to the Contractor. e) All original field notes, quantity computations, cross-sections, and other records taken by the Contractor or required by the Engineer for the purpose of layout of work and quantity surveys shall be furnished immediately to the Engineer at the site of the Work. The field notes shall be taken on waterproof, loose-leaf transit and/or level note sheets satisfactory to the Engineer. Notes shall be properly identified by giving title, page number, date, and names of individuals performing and checking such computations or other data, and shall be furnished so as to be capable of duplication by contact printing methods. The original copy of field notes, computations, and records shall become the property of the Authority. f) All costs of the surveys, computations, and assembly of data performed by the Contractor as described herein shall be borne by the Contractor. WORKERS a) The Contractor at all times shall employ workers in sufficient number and of the various degrees of skills and experience required to perform the Work, in a timely manner consistent with the provisions of AGREEMENT Article entitled "Commencement, Prosecution and Completion." On work requiring Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-26 particular specialties or skills, the Workers engaged shall have had sufficient experience in such specialties or skills to satisfactorily and properly perform the Work and operate the equipment involved. The Contractor shall also employ competent experienced supervisory personnel who are familiar with the various features of work to be performed. b) GC-32. The Engineer may in writing require the Contractor to remove promptly from the Work such employees as the Engineer deems incompetent, careless, insubordinate, or otherwise objectionable, or whose continued employment on the Work is deemed by the Engineer to be contrary to the public interest, and such employee shall not again be employed by the Contractor in connection with the Work of this Contract. INSPECTION a) Except as may be otherwise provided in the Contract Documents, all materials used and/or to be provided for incorporation in the Work and all workmanship performed by the Contractor will be subject to inspection, examination and test by the Engineer at any and/or all times during construction and at all places where construction, production or manufacture is carried on until final acceptance of the entire work. The Contractor, at its expense, shall furnish promptly all reasonable facilities, labor and materials necessary for the safe and convenient inspection and testing that may be required by the Engineer. No extensions of time for delay or costs for damages incurred shall be allowed the Contractor for the time reasonably necessary for the Engineer to perform such tests. The Contractor shall be solely responsible for performing all work and furnishing all materials in strict accordance with the Contract Documents, and the Engineer's inspection, examination or test of any portion of the Work, or the waiving thereof, shall not imply final acceptance of that portion of the Work, nor shall it relieve the Contractor of any responsibility under the Contract. b) During construction and until final acceptance, the Authority or the Engineer will have the right to reject defective material and workmanship furnished by the Contractor or require its correction. Rejected work shall be satisfactorily corrected and rejected material shall be satisfactorily repaired or replaced with proper materials by the Contractor without charge therefor. The Contractor shall promptly at its own expense segregate and remove all rejected material from the site as specified or as otherwise approved by the Engineer. If the Contractor fails to proceed with the repair or replacement of rejected material and/or the correction of defective workmanship within 48 hours of oral notification, the Authority may, by contract or otherwise, replace such Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-27 material and/or correct such workmanship and charge the cost thereof to the Contractor, cancel the Contract or terminate the Contractor's employment as provided under the Article in the AGREEMENT entitled "Interruption of Contract Performance," or assess liquidated damages as specified in the Supplementary Condition in addition to other remedies provided by this contract. c) The Contractor shall give the Engineer reasonable advance notice of operations, materials or equipment requiring special inspections or tests, and it may request inspection of a portion of the Work at any time by reasonable advance notice to the Engineer. The Contractor shall be charged with any additional cost of inspection when material and workmanship are not ready at the time inspection is requested by the Contractor and such charges shall be deducted from money due or to become due to it. The Contractor will not request inspection of Work performed until after it has first conducted a personal inspection of that Work for completeness, acceptability and conformance to Contract requirements. d) Should the Engineer at any time before final acceptance of the entire Work consider an examination of any covered or completed portion of the Work to be necessary or advisable, the Contractor shall, when ordered in writing, uncover, tear out or disassemble such portion of the Work to enable the examination. If the Work subject to such examination is found to be defective or nonconforming in any material respect, due to the fault of the Contractor or its subcontractors, the cost of such uncovering, destruction or disassembly and reconstruction shall be borne by the Contractor. If, however, such Work exposed and examined is found to be satisfactory, the Authority will pay the Contractor the cost of such uncovering, destruction or disassembly and reconstruction, such costs to be determined as provided in the Article of the AGREEMENT entitled "Extra Work." If the Contract Documents require approval by the Engineer of particular portions of the Work prior to such portions being covered or completed and any of such portions is covered or completed without the Engineer's giving such prior approval in writing, the Contractor shall bear all costs involved in the inspection, notwithstanding conformance of such work with the Contract Documents. e) Inspection of material and equipment to be incorporated in the Work at the site may be made at the place of production, manufacture or shipment. Such inspection shall not constitute acceptance by the Engineer or Authority nor be in any way in derogation of the provisions of subparagraph (a) of this section entitled "Inspection." The Contractor shall be responsible for and make good any damage or loss in transit. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-28 GC-33. f) To enable the Engineer to anticipate inspection requirements, the Contractor shall submit to the Engineer, at the time of issuance, copies in triplicate of purchase orders, mill orders, shop orders, including drawings, and other pertinent information, covering materials and equipment subject to inspection or shall submit other evidence in the event such orders are issued verbally or by letter. Monetary values may be omitted from all such documents. Inspection and tests will be performed by the Engineer in such a manner as to not unnecessarily delay the Work. g) Nothing contained in this section shall in any way restrict the Authority's rights under any warranty or guarantee. CONTRACTOR TO GIVE PERSONAL ATTENTION/KEY PERSONNEL a) The Contractor shall give its constant attention to the Work while it is in progress or it shall place the Work in charge of a competent and reliable English-speaking supervisory employee who shall have authority to act for the Contractor and who shall be accountable to the Engineer. b) Such supervisory employee shall be designated in writing to the Engineer and shall be responsible for the Contractor for all work to be performed hereunder at the site and for all communications between the Authority and/or the Engineer and the Contractor respecting this Contract and the Work. The Contractor shall also designate in writing responsible supervisory employees for various portions of the Work and supervisory employees of its approved subcontractors to receive such communications as the Engineer may give. At no time shall any work be conducted at the site without an English-speaking individual present who has been designated by the Contractor as having the authority to receive and to execute orders given by the Engineer. c) The individual or individuals who on behalf of the Contractor will be responsible for, and in charge of, the preparation of estimates for payment and for surveys as required elsewhere in the Contract Documents shall be properly qualified for such work. If requested by the Engineer, the Contractor shall furnish experience records of such persons and shall not assign them to the Work until such assignment has been approved by the Engineer. Once so approved by the Engineer, the Contractor shall not remove them without the prior approval of the Authority and without first designating in writing a replacement or replacements meeting the requirements of this paragraph. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-29 GC-34. GC-35. d) The Authority shall approve the assignment of all Contractor's supervisory personnel to the site. The Contractor shall furnish to the Authority an experience record of the supervisory personnel before being assigned to the Work. Removal or reassignment of such personnel to other work shall be subject to the prior written approval of the Authority. e) The Authority may in writing require the Contractor to remove promptly from the Work such employees as the Authority deems incompetent, careless, insubordinate or otherwise objectionable, or whose continued employment on the Work is deemed by the Engineer to be contrary to the public interest and such employee shall not again be employed by the Contractor in connection with the Work of this Contract. PRESERVATION OF PROPERTY a) The Contractor shall exercise due care in performance of the Work to avoid injury, damage or loss to existing improvements, utility facilities, and other property of any nature on or near the site of the Work. In the event of any such injury, damage or loss, the Contractor shall repair, replace, or otherwise restore the property to a condition as good as it was when the Contractor commenced the Work, or as good as required by the specifications, if applicable. In addition, the Contractor shall perform such temporary repairs of any facility necessary to restore it to service, as are ordered by the Engineer. b) The Contractor shall indemnify and save harmless the Authority, the Engineer, their respective officers, agents, employees and representatives from all claims, suits, or actions of any nature brought for or on account of any such injury, damage or loss. MISPLACED MATERIAL Any material that is deposited other than at the place designated or approved by the Engineer will not be paid for, and the Contractor may be required to remove such material and waste it or redeposit it as directed at its own cost. Should the Contractor, during the progress of work, lose, misplace, or dump any material, plant, machinery, or appliance on or near the construction site or elsewhere which, in the opinion of the Engineer, may be dangerous, damaging, a nuisance, or which may interfere with the Contractor's work or the activities of others, the Contractor shall recover and remove the same promptly upon notification by the Engineer of any such misplaced materials. The Contractor shall acknowledge in writing, with a description and location of such material, receipt of such notice, and, when required by the Engineer shall mark such material until the same is removed. Should the Contractor refuse, neglect, or delay compliance with the above requirements, such Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-30 material may be removed by the Engineer, and the cost of such removal may be charged to the Contractor or deducted from any money due or to become due it. GC-36. GC-37. EXISTING UTILITIES a) The Contractor shall familiarize itself with the existence of publicly and privately owned facilities occupying the site of the Work and shall cooperate with the owners or operators of such facilities in the Work of relocating, altering or protecting their facilities as required for the accomplishment of the Work of these Contract Documents. The Contractor shall not disturb any part or parts of such facilities without the written approval of the Engineer. During the prosecution of the Work, the Contractor will assume all liability for damage to or destruction of all such facilities on or off the site of the Work, whether or not such facilities have been identified on the contract drawings, and shall hold harmless the Authority and the Engineer from any liability with respect thereto. b) It shall be the responsibility of the Contractor to make arrangements with the owners or operators of utility facilities within the site of the Work for the purpose of coordinating the Work of this Contract with any specified or required relocation or alteration of such facilities. The Authority will negotiate all instruments which are necessary to relocate or alter utility facilities as a part of the completed work. The Contractor shall comply with all terms and conditions of such instruments and shall report promptly to the Engineer any failure of such owner or operator to cooperate in the relocation or alteration of its facility. The cost of relocation or alteration of a facility as a part of the completed work of the Contractor will be borne by Others. c) The Contractor shall make its own arrangements for any alteration or relocation of a facility done solely for its convenience and shall bear all costs in connection therewith. COOPERATION WITH OTHER CONTRACTORS a) The Authority reserves the right to let other contracts in connection with the Work covered by this Contract. The Contractor shall afford other contractors reasonable opportunity for the assembly of plant, equipment and materials for the Work of their contracts. The Contractor shall cooperate with and conduct its work so as not to interfere with or hinder the progress or completion of the Work being performed by other contractors. In case of dispute between contractors, the Engineer shall be the referee and its decision shall be final and binding on all parties. The Contractor shall, as far as possible, arrange its work, and shall place and dispose of the materials being used so as not to interfere with the operation of the other contractors at Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-31 the site. It shall join its work with that of other contractors in an acceptable manner and shall perform it in the proper sequence to that of other contractors. The Contractor shall so arrange its plant and work to effectively cooperate with other contractors and any employees of the Authority or the Engineer working in the area. No additional compensation will be allowed on account of the cooperation required. GC-38. b) The Contractor shall assume all liability, financial or otherwise, in connection with the Contract and shall indemnify and save harmless the Authority and the Engineer from any and all damages or claims that may arise because of inconvenience, delay or loss experienced by other contractors by reason of its failure to diligently prosecute its operation or to comply with the provisions of this paragraph. c) The Contractor's forces shall work harmoniously in the same areas, if necessary, with the forces of any other contractors. The remedies the Authority may have for any failure in this regard shall include suspension of the Contractor's right to further partial payments until the failure is cured. CONSTRUCTION PLANT AND EQUIPMENT The Contractor shall provide plant and equipment properly adapted to the Work of sufficient capacity and efficiency to accomplish the Work in a safe and workmanlike manner within the time(s) specified. Within 21 calendar days after receipt of Notice of Award, the Contractor shall submit for approval of the Engineer a Plant and Equipment Schedule showing the plant and equipment and their capacities that the Contractor proposes to use in the Work. All plant and equipment shall be maintained in good working order and shall be subject to inspection of the Engineer at all times. Any equipment or plant component furnished by the Contractor, which is in the opinion of the Engineer or the Authority unsafe or incapable of performing its function acceptably, will be removed immediately from use and/or from the site at no cost to the Authority and will be replaced at once with acceptable replacements. Any discrepancies that may occur between the actual plant and equipment used and the Plant and Equipment Schedule immediately shall be brought to the attention of the Engineer. The Engineer reserves the right to prohibit the use of any plant, equipment, tools or construction, installation or erection methods, the use of which, in its opinion, would adversely affect the quality of the Work. Adequate provisions shall be made for immediate emergency repairs to the plant and equipment and no reduction in the capacity of the plant or equipment employed on, or scheduled for the Work shall be made except by written permission of the Engineer. Neither the Engineer's approval of such Plant and Equipment Schedule, nor its failure to prohibit or object to, the use of any part of the plant, equipment, tools or construction methods shall relieve the Contractor of full responsibility for their adequacy to accomplish the Work. All plant, equipment, tools, construction, Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-32 installation, and erection methods shall conform to applicable safety standards as set forth in the section of the General Conditions entitled "Safety and Accident Prevention." GC-39. IDENTIFICATION OF CONTRACTOR'S EMPLOYEES, VEHICLES AND PLANT The Contractor shall provide each of its employees and its subcontractor's employees with a suitable numbered badge bearing the name or initials of the contracting firm. Each employee shall wear his or her badge upon his or her person while at work on the site in such a manner that it will be plainly visible as a means of identification. All vehicles, boats and other floating or stationary plant used by the Contractor or its subcontractors on the Work shall be clearly marked with the identification of the firm and shall be appropriately numbered. All entries involving labor and equipment on the Contractor's daily time reports and extra work records, as well as on all payroll and other cost records required to be submitted under these Contract Documents, will include both the name and assigned identification number for all labor and equipment recorded. Each employee shall wear his or her badge when at the Work site. The Contractor shall maintain and deliver to the Engineer records of all identification badges worn and vehicle identification, cards, or stickers issued to the Contractors or subcontractor's employees. GC-40. WORKING SITE - LAND USE The Authority will obtain the land for the Work in fee or by easement at its discretion, in a manner generally intended to permit the Contractor sufficient areas in which to perform the Work in essentially a sequential manner according to an approved construction schedule. However, there is no assurance given that all of the right-of-way will be secured for construction purposes at the time of Award of Contract and breaks in a continuous right-of-way may be expected to occur. In this event, the Contractor will be required to adjust the construction sequence. No additional compensation beyond that provided under the Schedule of Payment Items will be provided for such adjustment in the construction sequence and the time period for the performance of delayed items of work. The use of the Work site for any purpose other than that specified in the Contract Documents shall be subject to the approval in writing by the Engineer. The Contractor shall familiarize itself with the instruments granting easements and shall comply with the terms and conditions thereof. GC-41. OPERATIONS AND STORAGE AREAS a) Storage of materials and construction equipment, operation of construction plants and similar use of the land shall be confined to areas designated by the Contract Documents or approved in writing by the Engineer. In the event Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-33 that no, or insufficient, land is available for such purposes, the Contractor shall make arrangements with third persons for the use of necessary land and/or improvements. All such arrangements shall be at the sole expense of the Contractor and subject to the prior approval of the Engineer and use, care and clean-up of such lands shall be subject to the same specific requirements of the Contract Documents which govern use of Authority lands. No payments will be made to the Contractor for, or arising out of, its use of land of any such third person and such third person shall acknowledge in writing to the Engineer prior to Engineer's approval that the Authority shall have no obligation to it because of the Contractor's use of its land. GC-42. b) Temporary buildings, including but not limited to storage sheds, shops and offices and utilities may be erected by the Contractor only with the approval of the Engineer and shall be built with labor and materials furnished by the Contractor without cost to the Authority. Such temporary buildings and utilities shall remain the property of the Contractor and shall be removed by it at its expense upon the completion of the Work, unless otherwise approved in writing by the Authority. c) The Contractor shall use only established roadways or construct and use such temporary roadways as may be authorized by the Engineer. USE OF CONSTRUCTION FACILITIES a) It is possible that work, at or in the vicinity of, the Work areas will be performed by the Authority or by other contractors engaged in work for the Authority during the contract period. The Contractor shall, without charge, permit the Authority, the Engineer and their respective agents to use temporary construction facilities (and any other facilities constructed or acquired by the Contractor for use in performance of the Work) as are available without entailing any material increase in cost to the Contractor for maintenance or operation of such facilities; and shall negotiate agreements with other contractors engaged in work for the Authority for cooperative use and maintenance of such facilities, subject to the approval of the Authority or the Engineer. b) All roads and/or railroads on Authority lands or right-of-way, whether or not built by the Contractor, shall be available for use by the Authority, the Engineer and their respective officials, employees and agents and, subject to the provisions of the above paragraph, by other contractors engaged in work for the Authority at no charge to either of them. The Authority will not reimburse the Contractor for use or maintenance of such roads or railroads. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-34 GC-43. TEMPORARY CONSTRUCTION FACILITIES a) b) The Contractor shall furnish all labor, materials and equipment required, shall make its own arrangements, and shall construct all temporary construction facilities as may be required for the Work of this Contract. i) Camp Sites - The Contractor's attention is directed to the Paragraph of these General Conditions entitled "Working Sites - Land Use." ii) Water and Sanitary Facilities - Unless otherwise provided in the Supplementary Conditions or Specifications, all water for construction, potable water and sanitary facilities for use by the Contractor and its employees shall be provided by the Contractor, including source of supply, supply connections, piping, sanitary drains, lines and sanitary disposal facilities. Such equipment, materials and/or systems shall be installed at such locations and in a manner as approved by the Engineer. iii) Lighting - The Contractor shall provide adequate illumination as may be required for its operations in the prosecution of the Work of this Contract. Adequate illumination as used herein shall be at least the minimum lighting required to provide safe working conditions, to provide sufficient lighting for the Work to be performed in accordance with the Contract Documents, and to permit complete inspection of all work. The Contractor's attention is directed to the Supplementary Conditions and the Specifications for any additional provisions with respect to lighting. iv) Construction Power - Unless otherwise provided in the Supplementary Conditions or Specifications, the Contractor shall make all arrangements to supply electric power for construction purposes and shall furnish, install, and maintain all necessary transformers, transmission lines, distribution circuits, and other electrical equipment required for distributing the power to the places of its use. All equipment, materials, and work in connection with the Contractor's electrical installations shall be subject to approval by the Engineer, and the Contractor's electrical installation shall be maintained in a safe and serviceable condition. Prior to final acceptance of the Work of the Contract, and unless otherwise permitted by the Engineer all temporary construction facilities shall be removed by the Contractor to the satisfaction of the Engineer, and where directed by the Engineer or specified in the Contract Documents, access areas shall be substantially restored to their original appearance. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-35 c) GC-44. No payment will be made to the Contractor for the Work of this paragraph entitled, "Temporary Construction Facilities." REPORTS a) b) The Contractor is required to provide the Engineer with written daily reports submitted on a weekly basis and in a form approved by the Engineer recording the following data: i) The Contractor's entire work force including numbers of employees ii) Their respective titles iii) The respective hours worked each day by each employee during the Work period, the items of work performed and the location where such work was performed. Idle, show-up and other unproductive time should be clearly shown or designated. iv) The salary or wages paid to each employee including and clearly delineating the actual hours worked each day; the rates per hour; the employees current classification; the fringes actually paid to the employee and to the various associations for that employee; and the payroll taxes and mandatory insurances actually paid for each employee including supplemental in-lieu-of wage payments such as housing allowances, transportation, travel time, bonuses, and other fringe benefits. v) The quantities and types of equipment and hours each was used on a daily basis and the items of work upon which the equipment was utilized. Idle, down-time and unproductive hours will be clearly delineated. vi) The major items of Contractor's plant used and hours for each used. The daily hours of productive use of each item as well as clearly detailing all non-use, idle, down-time and unproductive hours. vii) The formulation of any pesticide used by the Contractor or subcontractor to include date of application, area and quantity of application, quantity and names and qualifications of applicator personnel. The Contractor shall also be required to furnish daily reports for all approved subcontractors in a like manner. Failure to comply with all of the above Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-36 requirements will be cause for the Authority to withhold payment of any partial payment estimate due or being processed, for the period during which such noncompliance is in effect. c) GC-45. GC-46. The foregoing requirements are in addition to any other reports required in the Contract Documents. SECURITY a) The Contractor shall employ at all times such usual and ordinary means as may be required to prevent acts of vandalism and theft which would cause injury, loss of life or property, damage to the Work of this or other contracts in connection with this project, or substantial delay in the completion of the Work of this or other contracts. The Contractor shall exclude all unauthorized persons from the vicinity of its construction operation and shall take all protective measures which are usually employed under a contract of this scope, such as a security guard force, security fencing and the like. No payment will be made to the Contractor therefor. b) There is a possibility of demonstrations against construction of the subject work and the Authority cannot guarantee that there will be no attempts to interfere with the Contractor or contract work. Should the Authority hire a guard force, it will be hired to protect the site and will be present for the benefit of the Authority, not the Contractor. The Contractor will be expected to take such care in protecting its forces and property as circumstances may warrant, at no additional cost to the Authority. CLEAN-UP a) Upon completion of the Work, the Contractor shall remove from the vicinity of the Work all plant, buildings, equipment, rubbish, unused materials, concrete forms and other like material, belonging to it or used under its direction during construction, and shall restore all areas affected by the Work as directed by the Engineer or as specified in the Contract Documents. In the event of its failure to so remove and restore, the same may be removed and restored by the Authority and the expense therefor charged to the Contractor and deducted from monies due or to become due to it. b) The Contractor shall at all times during the progress of the Work keep the construction area, including storage areas used by it, free from accumulations of waste material or rubbish and shall leave all work in a neat and orderly condition. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-37 GC-47. GC-48. GC-49. METHOD OF MEASUREMENT a) The methods of measurement for payment of contract items will be as described in the Supplementary Conditions. In the event the Contract Documents do not specifically cover the method of measurement for payment in any instance, such measurement shall be made in accordance with standard practice. If the method of measurement for payment for a particular pay item requires that the unit price cover other work or material essential to the item, such other work or material will not be measured or paid for separately under any other pay item. b) For computation of the quantities to be paid for under the various items of the Contract, it is agreed that the planimeter will be considered an instrument of precision, and the quantities computed from areas obtained by its use will be accepted by all parties hereto as accurate. Arithmetical computations will not be precluded by reference to the planimeter. WEIGHTS OF EQUIPMENT, MACHINERY AND METAL PARTS a) The weights of equipment, machinery and other metal parts, the furnishing, handling or placing of which is to be paid for on the basis of weight, shall be determined by the Contractor and approved by the Engineer. The Contractor need not provide scales for actually weighing all of the material, but it may determine the weight of each part or item involved in the most practicable manner and shall use for that purpose shipping weights, subject to the approval of the Engineer. Net weights only will be paid for and the weight of all tare, packing and blocking shall be deducted. Weights of wedges, oil, welding rods, paint, coating materials, and similar materials, all of which are required to be placed or applied at the site of construction, shall not be included in the weights for which payment is made. b) The Contractor shall make available to the Engineer all data used by it for determining the weights of the equipment, machinery and other metal parts for payments. Scale weights shall be used when available except that no payment will be made for weight in excess of computed weight determined from handbook weights plus 3.5 percent for galvanizing or shop painting and tolerance. In case the weights determined by the Contractor are not approved by the Engineer, the weights determined by the Engineer shall be final and conclusive as to payment. POSSESSION OR USE PRIOR TO COMPLETION The Authority shall have the right to take possession of or use any completed or partially completed part of the Work. Such possession or use shall not be deemed an Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-38 acceptance of any work not completed in accordance with the Contract nor shall it relieve the Contractor of any other obligations under the Contract. If possession or use by the Authority prior to the completion date specified herein or any extension thereof, delays the progress of the Work or causes additional work to the Contractor, an adjustment in the Contract price and/or the time of completion, will be made and the Contract shall be modified in writing accordingly. GC-50. INSURANCE a) General Requirements The Contractor, and each subcontractor, will keep in force at its own cost, until final acceptance of the Work, the insurance coverages listed herein. The Contractor will not commence Work until the Authority has been furnished a completed certificate or certificates of insurance. Contractor shall ensure that all subcontractors comply with these requirements, and that these requirements are expressly incorporated in each of the Contractor’s sub-contractor agreements. Failure to maintain the required insurance throughout the term of the Contract, including any Contract term modifications, is a material breach of the Contract and may result in a stop work order or termination of the Contract for cause. All coverages, except Workers’ Compensation (see b).i., below), should be evidenced on: 1) the Authority’s annexed form; or 2) an Acord form accompanied by the following two (2) endorsements: Additional Insured with the identifying policy number, specifically naming the New York Power Authority and the State of New York as additional insureds to the policy and Waiver of Subrogation endorsement. The insurance afforded to the additional insureds shall be at least as broad as that afforded the first named insured. The form and sufficiency of each insurance policy required to be obtained herein will be subject to the Authority’s approval and with insurance companies acceptable to the Authority. The Contractor shall notify the Authority no later than 10 days prior to the effective date of a change to or cancellation of insurance policies required herein. The Contractor will deliver or cause to be delivered to the Authority, upon request, a copy of each such insurance policy. b) Any and all deductibles or self insured retentions, in or relating to the below described insurance policies shall be assumed by and be for the account of, and at the sole risk of the Contractor. i) Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS Workers’ Compensation Insurance for statutory obligations imposed by Workers’ Compensation/Occupational Disease Laws, including Employer’s Liability Insurance with a minimum limit of $1,000,000. When applicable, coverage shall include The United States Longshoreman's and Harbor Workers' Compensation Act (44 U.S.Stat 1424) and the Jones Act (41 U.S. Stat 988). Under Sections 57 & 220 Subd. 8 of the New York State Workers’ Compensation Law, it is General Conditions - 2400 GC-39 required that Contractors doing business with a Municipal or State entity evidence proof of workers’ compensation coverage on approved forms, as listed below: ii) 1. If coverage is with a private insurance carrier, the entity must provide evidence of coverage on a completed C105.2 form. The C105.2 form is supplied and completed by the insurance carrier or its authorized agent. 2. If coverage is with the State Insurance Fund, the entity must provide a completed U-26.3 form provided by the Fund. 3. If the business entity has been approved by the Workers’ Compensation Board's Office of Self Insurance as a qualified self insurer, a completed SI-12 form is required. The SI-12 form is provided by the Board's Office of Self Insurance. Commercial General Liability Insurance, which includes Contractual Liability and Products/Completed Operations Liability coverages covering all operations required to complete the Work and where applicable coverage for damage caused by any explosion or collapse with minimum limits of $5,000,000 per occurrence for bodily injury and $5,000,000 per occurrence for property damage liability. Umbrella/Excess Liability insurance in an umbrella form and on an occurrence basis, with limits of at least $5,000,000 per occurrence. This insurance shall follow form to the underlying insurance and “drop down” for defense and indemnity in the event of the exhaustion of the underlying insurance. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS 1. The limits contained on the Insurance Policies Declaration page must be equal to or greater than the limits stated herein. 2. The Authority and the State of New York must be named and scheduled as additional insureds to the Contractor’s policy and, if applicable, each subcontractor’s policy, including crossliability coverage evidenced on the certificate(s) furnished to the Authority. The policy must contain an endorsement stating that the insurer will have no right of recovery or subrogation against the Authority or the State of New York. The Contractor must submit evidence satisfactory to the Authority of its compliance with this requirement. It is the intent of the parties that the insurance placed in accordance with the provisions of this paragraph will be primary insurance and will protect the Contractor, the Authority and the State of New York for all losses arising from all operations, activities, work, services, items or performance relating to the Contract. The insurance General Conditions - 2400 GC-40 afforded to the additional insureds shall be at least as broad as that afforded the first named insured. c) 3. If Additional insured coverage is afforded by blanket endorsement it is required to be on ISO form CG 20 38 04 13. 4. The Products/Completed Operations Liability coverage will be provided for a period of at least two (2) years after the completion of the Work. 5. The Contractual Liability Insurance coverage will insure the performance of the contractual obligations of the Contractor contained in this Contract, including, without limitation, all contractual indemnity obligations. iii) A Business Automobile Policy protecting the Contractor and each subcontractor for automobile bodily injury and property damage liability, including coverage for liability arising out of owned, hired or non-owned vehicles. Such insurance will cover all vehicles bearing, or required to bear by the motor vehicle laws of the state of registry, licenses or registration plates in limits of at least $1,000,000 each accident. iv) If the Work requires professional services, such as, but not limited to, accounting, architectural, engineering, legal, medical and surveying, a standard professional liability insurance policy with a minimum limit of $1,000,000. If applicable, the policy is to be endorsed to include “fee for service” coverage and evidence of endorsement must be furnished to the Authority. An additional insured endorsement is not required for the professional liability policy. v) If the Work requires the use of watercraft or aircraft, Watercraft Liability, including water quality coverage, or Aircraft Liability Insurance with a minimum limit of $1,000,000 per occurrence is required. vi) If the Work poses an environmental risk, known or suspected, Pollution Liability with minimum limits of $1,000,000 per occurrence is required. At the execution of this Agreement and on an annual basis during the term of this agreement and any extended period for during which insurance must be maintained, each insuring party will deliver to the Authority the forms required under Section a) General Requirements above for all coverage required hereunder. The Authority has no obligation either to review the forms or policies or to inform any insuring party if the forms and or underlying policies do not comply with the requirements of this agreement. The Authority will be given at least 30 days notice of cancelation, material modification or expiration of the aforementioned insurance. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-41 If the contractor or any other insuring party fails to furnish the forms or maintain the coverage required under this section or if any of the insurance is canceled, the Authority may (1) immediately terminate this agreement and Contractor will reimburse the Authority for any and all losses resulting from Contractor’s failure to have the insurance required hereunder, or (2) the Authority may procure such insurance and the insuring party which failed to maintain the required insurance shall reimburse the Authority for all associated costs including insurance premiums or such costs will be offset against amounts otherwise payable to such insuring party under this agreement. In the event any insuring party’s failure to comply with any aspect of this Insurance Section results in payment for defense or indemnity by any indemnitee’s insurance, such indemnitee’s remedy against such insuring party shall include the amount of coverage (payment of defense, indemnity, etc.) that would have been available to such indemnitee had the insuring party complied with this Insurance Section, and such insuring party shall not be entitled to an off-set for any amounts indemnitee receives, or is entitled to receive, from any other insurance. d) In lieu of Commercial General Liability Insurance, at the Authority’s discretion, it may agree to accept an Owners and Contractors Protective Liability Policy naming the New York Power Authority and the State of New York as the named insureds, and with the following minimum limits: Bodily Injury Liability $10,000,000 per occurrence Property Damage Liability $10,000,000 per occurrence This policy, the cost of which will be borne by the Contractor, will cover the liability of the Authority and the State of New York with respect to the Work, services, or items to be furnished hereunder, or contract to be performed, including omissions or supervisory acts of the Authority, if any. Such insurance will contain provisions which state that the policy will also respond to claims or suits by employees of the Contractor or subcontractor against the Authority or the State of New York or by the Authority or the State of New York against the Contractor or any other insured thereunder. This section GC-50 Insurance is independent of and does not reduce or diminish any other obligation or requirement of the Contractor under any other provision of this Contract. GC-51. PERMITS AND LICENSES The Contractor shall obtain from the proper authorities, all permits and licenses legally required to carry on this work, shall pay any and all taxes and fees legally required and shall be responsible for conducting its operations in accordance with the provisions of such permits and licenses. The Contractor shall supply to the Engineer without charge copies of all such permits and licenses. The Contractor Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-42 shall not delay the performance of any work at anytime by refusal to pay necessary fees or to post required bonds even though the Contractor may consider or contend that those costs are excessive. GC-52. SAFETY AND ACCIDENT PREVENTION a) The Contractor shall at all times exercise reasonable precautions for the safety of the general public and persons engaged in the performance of the Work, and is responsible for the performance and maintenance of safety activities of its employees and subcontractors. Before the award of any contract for work at an Authority property and at the request of the Authority, the Contractor shall submit to the Authority data from the previous 3 years plus the year-to-date that includes, each years’ Experience Modification Rate, Recordable Injury/Illness Rate, Lost Time Injury/Illness Rate and any fatalities that may have occurred in any one of those years. Upon award of the contract the Contractor shall also submit a project specific Health and Safety Plan (HASP) that addresses the hazards that will be expected on the project and how those hazards will be addressed for review and comment by the Vice President of Environment Health and Safety and the Construction Manager. b) The Contractor shall provide adequate equipment, facilities and personnel as are necessary or required, in the case of an accident, for first aid service to any person who may be injured in the prosecution of the Work under this or other contracts being performed within the site area, and it shall have standing arrangements for adequate medical care, and for removal and hospital treatment of any person who may be injured or who may become ill. Such equipment, facilities and arrangements shall be satisfactory to the Construction Manager. c) The Contractor shall provide all fire and safety equipment (including fire extinguishers, respirators and lifelines, etc.) necessary for the safe performance of the Work. d) The Contractor must report immediately to the Engineer every accident/illness to persons or damage to property, and shall furnish in writing full information including testimony of witnesses, regarding all accidents/illnesses. The Contractor shall comply fully with all applicable provisions of the Occupational Safety and Health Act of 1970, (Public Law 91-596 of the United States, 29 U.S.C. Sec. 651 et. seq.) as it may be or may have been amended, all orders, directives, rules and/or regulations issued pursuant thereto and/or deemed to be occupational safety and health standards issued under such Act or amendments, and all standards legally incorporated by reference in such laws, rules and regulations; provided Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-43 however, that in the event a New York State plan for the development of occupational safety and health standards has the approval of the United States Secretary of Labor in accordance with such act of amendments thereto, then the Contractor shall fully comply with such New York State occupational safety and health standards, and with all applicable provisions of New York State laws, and with all valid rules and regulations adopted or promulgated by New York State agencies pursuant thereto. In the further event, however, that such manual or such laws of New York State or rules or regulations issued pursuant thereto contain particular provisions for standards, measures, equipment, devices, techniques, or conditions, not inconsistent with, and which provide for greater protection for employees appropriate to the performance of work than those prescribed or approved pursuant to the Occupational Safety and Health Act of 1970, then the Contractor shall comply with such particular provisions. The Contractor's attention is specifically called to the applicable rules, regulations, codes and bulletins of the New York State Department of Labor, Board of Standards and Appeals. The Contractor shall cooperate with the safety representatives of the Engineer and/or the Authority and comply with any specific safety recommendations which they may make at no additional cost. e) The wearing of approved safety hats which comply with ANSI Z89.1 by all persons in the contract work area is mandatory, and the Contractor shall be responsible for and enforce the wearing of such hats. Eye Protection that complies with ANSI Z87.1 shall be worn at all times when employees are performing operations considered hazardous to the eyes and the Contractor shall be responsible for and enforce the wearing of such eye protection. Note that all NYPA site specific Personal Protection Equipment requirements must be adhered to, including, but not limited to: sturdy safety shoes/boots, reflective vest and hearing protection. f) Attention is directed to the paragraph entitled "Suspension of Work" in the Article of the AGREEMENT entitled "Interruption of Contract Performance." In the event of non-compliance by the Contractor of provisions of this section of these General Conditions, the Authority therefore, may exercise such right to suspend work and in such event the Contractor shall not be entitled to any delay or expenses occasioned thereby. g) The Contractor shall also comply with the Authority's safety and accident prevention rules specified in the Supplementary Conditions. h) The contractor shall provide, in both printed copy and electronic PDF format, to the Engineer a material Safety Data Sheet (MSDS) and when available, a SDS (Safety Data Sheet). The SDS will replace the MSDS and all chemical manufacturers will need to update their old MSDS’s to the new format by June Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-44 2015. The SDS has been standardized so the data sheet conforms to a specific format meeting current and future requirements of OSHA Part 1926 for materials to be used in the work, before each material is first used in the project. The requirement to provide a MSDS shall apply to all materials to which workers are exposed, to the extent that OSHA Part 1926.59 requires a MSDS for that material. This applies to those materials brought to the jobsite to be incorporated into the work, as well as to all materials that are encountered at the jobsite as a result of the use or incorporation of the other materials. This requirement shall be waived for commonly used generic construction materials such as Portland cement and asphalt cement by providing to the Engineer a list of those materials. Such waiver however does not relieve the contractor from the responsibility to maintain a copy of the MSDS for each material to which the contractors workers will be exposed, as required by OSHA Part 1926. GC-53. PREVENTION OF DUST HAZARD The Contractor specifically agrees, as required by the Labor Law, Section 222-a, as amended, that: GC-54. a) If in the construction of the Work, a harmful dust hazard be created for which appliances or methods for the elimination of harmful dust have been approved by the Board of Standards and Appeals, such appliances or methods shall be installed and maintained and effectively operated by the Contractor. b) IF THE LABOR LAW, SECTION 222-a, AS AMENDED, IS NOT COMPLIED WITH, THE CONTRACT SHALL BE VOID. PROSECUTION OF THE WORK - EXTRA SHIFTS - OVERTIME a) If, in the opinion of the Engineer, the Contractor's progress is not sufficient to insure completion, as specified in the Supplementary Conditions the Contractor shall take such additional steps as may be necessary to improve its progress and the Engineer may require it to further increase the number of workers the number of shifts, days of work, and/or the amount of construction plant and equipment and/or, to the extent permitted by law, to institute or increase overtime operations, all without additional cost to the Authority. b) Whenever the Contractor cannot comply with the requirements of the Engineer without the prior consent, certification or other action of any governmental body or official, the Contractor shall use its best efforts to Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-45 obtain such consent, certification or other action, and to that end the Authority will cooperate with the Contractor. c) GC-55. Failure of the Contractor to comply with the requirements of the Engineer shall be grounds for determination by the Authority that the Contractor is not prosecuting the Work with such diligence as will insure completion within the time specified. Upon such determination, the Authority may proceed as stated under the Articles of the AGREEMENT entitled "Termination" and/or "Suspension of Work." RATES OF WAGES AND SUPPLEMENTS a) The rates of wages and supplements determined by the Commissioner of Labor as prevailing in the locality of the site at which the Work as herein specified will be performed are set forth in the section entitled "Schedule of Wages and Supplements" in the Supplementary Conditions. b) If pursuant to the Amendment to Section 220 of the Labor Law by Chapter 752 of the laws of 1975 any redetermination of prevailing rates of wages or practices is later made by the Industrial Commissioner of the schedule of wages and supplements, any and all such re-determinations shall be annexed to and made part of this Contract. Notwithstanding discrepancies or charges in the wage rates or supplements effected by any re-determination there shall be no changes in any contract price. c) Section 220 of the Labor Law provides, among other things, that it shall be the duty of the Commissioner of Labor to make a determination of the schedule of wages to be paid to all laborers, workers and mechanics employed on public work projects including supplements for welfare, pension, vacation and other benefits. These supplements include hospital, surgical or medical insurance or benefits; life insurance or death benefits; accidental death or dismemberment insurance; and pension or retirement benefits. If the amount of supplements provided by the employer is less than the total supplements shown on the wage schedule, the difference shall be paid in cash to employees. d) Section 220 of the Labor Law also provides that the supplements to be provided to laborers, workers and mechanics upon public work "..shall be in accordance with the prevailing practices in the locality...". The amount for supplements listed in the schedule does not necessarily include all types of prevailing supplements in the locality, and a future determination of the Commissioner of Labor may require the Contractor to provide additional supplements. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-46 e) The Contractor shall provide statutory benefits for disability benefits, workers' compensation, unemployment insurance and social security. f) The job classifications set forth in the schedule and in any such redeterminations shall in no event be construed as a representation by the Authority that no other classification will be necessary in the course of the performance of the Contract; or that all such enumerated classifications will be utilized during such performance; or that such classifications are accurate; or that the offer of payment of the stipulated rates will insure an adequate labor supply for the Contractor or any of its subcontractors. g) Following the Contractor's acceptance of the Authority's Notice of Contract Award, but prior to the commencement of its construction activities, the Contractor shall submit to the Engineer, for review and approval, the Contractor's proposed format of payroll reporting demonstrating its compliance with General Conditions paragraphs entitled, "Reports," "Prosecution of the Work-Extra Shifts-Overtime" and "Rates of Wages and Supplements." The Contractor's payroll records shall indicate, but not be limited to, the following: i) Each employee's full name, home address, home phone number, badge number, social security number, local union classification, and the applicable payroll reporting period. ii) Hours worked by each employee during the reporting period, and the wage rate paid for straight time and premium time hours worked. iii) Gross amount paid that employee, during the applicable reporting period, only for work performed under this Contract. iv) All deductions from each employee's gross amount earned for Federal and State income taxes withheld, F.I.C.A. (social security tax) withheld, mandated deductions for Workers' Compensation and Disability insurance, and all deductions permitted by the employee in accordance with any applicable local union agreement. v) All amounts contributed by the employer to the various funds administered by the local unions, in accordance with the current local union agreements, for the employees' benefit as a result of the hours worked or amounts earned by each employee. vi) All amounts required by Federal or State law to be paid by the employer, such as the employer's contributions for F.I.C.A., Federal Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-47 and State unemployment insurance, and Workers' Compensation, as a result of the hours worked or amounts earned by each employee. vii) h) GC-56. All such payroll records shall be preserved for five (5) years from the date of completion of this Contract. The Contractor and each subcontractor shall submit to the Authority, within thirty (30) days after issuance of its first payroll and every thirty (30) days thereafter, a transcript of the original payrolls, subscribed and affirmed as true under penalty of perjury. The filing of the payrolls by the Contractor, with the Authority, as required by Labor Law Section 220, is a condition precedent to payment of any sums due and owing the Contractor for the work. TOXIC/HAZARDOUS MATERIALS a) b) Asbestos i) As required by the New York State Labor Law, the Contractor shall post in a prominent place a sign informing workers of their right to know about toxic substances found in their workplace. ii) In every instance possible, the Contractor shall use asbestos-free materials for incorporation into any structure or which will be used in performing any feature of the Work required by this Contract. iii) All asbestos related work performed by the Contractor shall be in accordance with all Federal, State, and Local requirements including, but not limited to, those promulgated by the Department of Labor, Division of Occupational Safety & Health, and the New York State Department of Labor. Training of asbestos workers shall also meet the requirements specified by the New York Department of Health. All costs associated with meeting these requirements shall be included in the contract price. Prohibition On Use Of Hazardous Material The Contractor shall not use or bring on the site any asbestos or any other material listed as hazardous, toxic or dangerous or of restricted use, as classified or defined by any federal or New York State law, regulation or agency policy, without prior written approval from the Authority or its designee. c) Material Safety Data Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-48 If any materials the Contractor brings onto the site, or uses there, is listed as hazardous by any New York or United States governmental regulation, the Contractor shall provide the Authority's designee relevant Material Safety Data Sheets (MSDS) prior to bringing the materials onto the site. GC-57. ARTIFACTS The Contractor shall comply with Section 233 of the Education Law of the State of New York as it applies to the discovery of artifacts on or under lands owned by the State of New York. No person shall appropriate, excavate, injure or destroy any object of archaeological, cultural or paleontological interest, situated on or under lands owned by the state of New York, without the written permission of the Commissioner of Education. A violation of this provision shall constitute a misdemeanor. The discovery of such objects shall be forthwith reported to the Construction Manager. GC-58. SAFETY REQUIREMENTS AND PERFORMANCE DATA a) All contractors supplying their personnel, or sub-contracted personnel, to Authority facilities, are responsible for reporting any injuries or illnesses arising at these facilities to the Authority within 24 hours. b) Each employer who is subject to the record keeping requirements of the Occupational Safety and Health Act (OSHA) 1970 must maintain a log of all recordable occupational injuries and illnesses. OSHA form "OSHA No. 300" may be used to log and summarize occupational injuries and illnesses. c) On a monthly basis, each contractor shall submit a copy of their OSHA No. 300 log (or if accepted by the Authority a substitute report) to the Authority's facility safety representative or designee, as follows: WPO NIA. CLARK BG ST.L/FDR POL. FLYNN - Vice President of Environmental Health and Safety Safety, Health & Fire Protection Administrator Safety, Health & Fire Protection Administrator Environmental Health and Safety Scientist Safety, Health & Fire Protection Administrator Environmental & Safety Engineer Maintenance Superintendent IN-CITY 500 MW - Environmental & Safety Engineer Environmental & Safety Engineer (Note to Contractor: submit your OSHA No. 300 log only to the safety Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-49 representative at the facility where the contract work is being performed. Do not submit your log to all of the above listed representatives) GC-59. d) To prevent personal injury or damage to property, all tests, rentals or other equipment of any kind, furnished by the Contractor or vendor must be in good working order and condition; properly tested, grounded, fit or otherwise suitable for its intended purpose or use; and free of defect. Proof of inspection and maintenance is required. e) In addition to the above, all Contractors supplying their personnel, or subcontracted personnel, to Authority facilities, are responsible for reporting on a monthly basis the number(s) of personnel working at the facility, and person-hours worked by each. f) In addition, all Contractors supplying their personnel or sub-contracted personnel shall ensure that those personnel have the training and certifications that are required by industry standard, state and federal law, and provide documentation of training and certifications when requested. NYPA CONSTRUCTION PERMIT REQUIREMENTS In accordance with Part 448, Title 19 of the Codes Rules and Regulations of the State of New York (Title 19 NYCRR), the New York Power Authority (NYPA) has been designated a construction permitting agency. As such, NYPA's Code Compliance Manager shall be responsible for the administration and enforcement of the New York State Uniform Fire Prevention and Building Code for work performed at NYPA owned facilities or properties. NYPA shall have sole jurisdiction for the issuance of construction permits for such work as well as for design reviews, inspections, witness of testing and issuance of code compliance certificates relative to such permits. All design and construction work shall comply with the New York State Uniform Fire Prevention and Building Code. Any firm performing construction or construction management work for projects at any NYPA facility shall be responsible to comply with the following requirements as part of the Authority's construction permitting process: a) No construction work which is deemed to require a NYPA construction permit shall be started without the issuance of such permit. In specific instances, the Authority's Code Compliance Manager may authorize certain preparatory work to be performed prior to issuance of the construction permit. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-50 b) The construction permit and the associated "permit conditions" shall be posted in a conspicuous location at the job site. The permit shall be protected from weather exposure or damage. c) The Contractor/Construction Manager shall be cognizant of the "permit conditions" regarding required inspections, witness of testing of systems/equipment, and submittal of documents verifying system or equipment acceptability (test reports, drawings, manufacturers technical information, etc.). d) Notification for required inspections and test witness points as identified in the permit conditions shall be provided to the Authority's Code Compliance Manager at least three (3) working days prior to the requested date of inspection. No work requiring inspection or witness of testing shall progress or be concealed without witness or waiver by the Authority's Code Compliance Manager. Any delays to the work caused by failure by the Contractor to provide prior notice for required inspections shall be the responsibility of the Contractor and shall not be compensated by the Authority. e) If the Contractor fails to notify the Authority's Code Compliance Manager of an inspection or testing activity required by the construction permit and proceeds with the work, the Contractor may be directed to stop all affected work. At such time, the Contractor shall provide any necessary access for required inspections (including demolition of installed work) and shall perform (or repeat) any required testing in the presence of the Authority's Code Compliance Manager. Any additional costs or delays to the work for such instances shall be the Contractor's responsibility and shall not be compensated by NYPA. f) The Contractor shall install all work in accordance with the drawings listed as part of the construction permit. Any revisions to the drawings must be submitted to NYPA's Code Compliance Manager for review prior to proceeding with the affected installation work. g) The Contractor/Construction Manager shall provide a construction schedule updated monthly (or sooner if necessary) which depicts code compliance inspection and witness points and submittals of required documents. h) In the event that during an inspection, the Code Compliance Manager observes work, completed or in progress, which violates the conditions of the construction permit or the NYS Uniform Code, a "Stop Work Notice" will be issued to stop all affected work. The "Notice" will not be rescinded Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-51 until the violation has been corrected by the Contractor and re-inspected and accepted by the Authority's Code Compliance Manager. GC-60. i) The Contractor/Construction Manager shall sign and seal the Authority's "Construction Compliance Certification" form to verify that the final construction complies with the design documents and the New York State Uniform Fire Prevention and Building Code. j) No building, structure or system for which a NYPA Construction Permit was issued, shall be occupied or placed into service until a "Code Compliance Certificate" has been issued by the Authority's Code Compliance Manager. OTHER APPLICABLE LAWS AND REGULATIONS The Contractor shall comply with all applicable laws, rules and regulations of such governments and governmental agencies as have jurisdiction with respect to its business and the Work to be performed under this Contract. Violation of such rules or regulations, or conditions or practices prescribed thereby, occurring in the performance of the Work hereunder by the Contractor shall not relieve the Contractor of any of its obligations set forth herein, and any penalties or expense resulting therefrom shall be the responsibility of the Contractor and not of the Authority. Furnish, Deliver & Install Contract January 2014 Update Inquiry No. Q14-5598FS General Conditions - 2400 GC-52 APPENDIX "A" I. LIEN LAW * The attention of the Contractor is specifically called to the provisions of Section 25 and Article 3A of the lien law of the State of New York, as amended, wherein funds received by a contractor for a public improvement are declared to constitute trust funds in the hands of such contractor to be applied first to the payment of certain claims. Neither the final payment nor any part of the retained percentage shall become due until the Contractor, if required, shall deliver to the Authority a complete release of all liens arising out of this Contract, or receipts in full in lieu thereof and, if required in either case an affidavit that so far as he has knowledge or information the releases and receipts include all the labor and material for which a lien could be filed; but the Contractor may, if any subcontractor refuses to furnish a release or receipt; in full, furnish a bond satisfactory to the Authority, to indemnify it against any lien. If any lien remains unsatisfied after all payments are made, the Contractor shall refund to the Authority all monies that the latter may be compelled to pay in discharging such a lien, including all costs and reasonable attorney's fee. II. WORKER'S COMPENSATION LAW A. III. The Contractor specifically agrees, as required by the New York Finance Law, Section 142 that: (1) He will secure Workers' Compensation for the benefit of, and keep insured during the Contract period, such employees as are required to be insured by the provisions of Chapter 41 of the Laws of 1914, as amended, known as the Workers' Compensation Law. (2) The Contract shall be void and of no effect unless the Contractor complies with this section. PAYMENT OF TAXES A. Except as provided in the following paragraphs of this section, the Contractor shall pay all applicable New York and local sales and compensating use taxes on sales to, or use by, the Contractor of tangible personal property and services employed by the Contractor in the performance of the Contract. The contractor shall include all costs in connection therewith in the applicable lump sums, unit process or other payment terms bid in the schedule. The Authority will not reimburse the Contractor for such taxes paid except taxes for which exemption is not provided by law which are part of actual expenses paid by the Contractor which the Contract expressly provided reimbursement for. B. Under the provisions of the New York State Sales and Compensating Use Tax Act, the Authority is an organization exempt from the payment of such state and municipal taxes on sales to the Authority of tangible property or services. The Authority is not required to furnish exemption certificates, and the Authority's contract may be accepted in lieu of an exemption certificate with the Contractor's copy as proof that the sales are exempt. C. Pursuant to New York State Law Sections 1115(a); 1116(a) and 1210)a), receipts from tangible personal property sold to a contractor, subcontractor or repairman for use in erecting a structure or building of the Authority or adding to, altering or improving real property, property or land of the Authority, as the terms real property, property or land are defined in the Real Property Tax Law, are exempt from the tax on retail sales imposed under Section 1105 of the Tax Law and the compensating use tax imposed under Section 1110 of the Tax Law and corresponding City and Country sales and use taxes; provided, however, such tangible personal property is to become an integral component of such structure, building or real property. D. Pursuant to Paragraph 12 of subdivision (a) of Section 1115 of the New York State Tax Law and Section 1210(a)(1) as it applies to cities of less than one million, receipts from machinery or equipment for the use or consumption, directly and predominantly in the production of tangible personal property, electricity or steam for sale by manufacturing, processing, generating or assembling (but not including parts with a useful life of one year or less or tools or supplies used in connection with such machinery, equipment or apparatus) are exempt from the tax on retail sales imposed under Section 1105 of the Tax Law, and the Compensating Use Tax imposed under Section 110 of the Tax Law, and imposed by any county (except one wholly a city) or city of less than one million. E. If Contractor is billed for any New York State or local sales or compensating use tax with respect to such machinery or equipment or with respect to such tangible personal property for use in erecting such structure or building and which is to become an integral component part of such structure, building or real property, he shall pay such tax under protest, preserving his right to a refund, and shall notify the Authority of any such payment within 15 days of making it. The Authority will assist the Contractor in obtaining a refund of any such tax. If any such tax is finally determined to be payable by the highest authority from which the Authority elects to seek a determination as to the legal necessity of such payment, the Authority will reimburse Contractor for the amount paid, including any penalty or interest. If requested by Contractor, the Authority will reimburse the Contractor prior to such final determination for any such tax paid under protest upon assignment by Contractor to Authority of all Contractor's rights. F. IV. The Contractor will not be paid as to any item of tax on the sale or use of tangible personal property which became an integral component part of such structure, building or real property unless he furnishes evidence that any such tax paid thereon under protest. STATE FINANCE LAW LOBBYING PROVISIONS For purposes of this Section, “Contacts” shall mean any oral, written or electronic communication with the Authority under circumstances where a reasonable person would infer that the communication was intended to influence the procurement. Pursuant to State Finance Law §§139-j and 139-k, restrictions are imposed on certain communications between the Authority and a Bidder/Contractor during the procurement process. A bidder/contractor is restricted from making Contacts from the earliest invitation for a bid or request for proposal through the final award and approval of the procurement contract by the Authority (“Restricted Period”) to Authority employees, other than those designated for such purpose in the initial solicitation, unless it is a Contact that is included among certain statutory exceptions set forth in State Finance Law §139-j(3)(a). Authority employees are also required to obtain certain information when Contacted during the Restricted Period. The Authority shall make a determination of the responsibility of the bidder/contractor in compliance with these two statutes. Certain findings of non-responsibility can result in a rejection for contract award and in the event of two findings within a four year period, the bidder/contractor is debarred from obtaining governmental procurement contracts. Further information about these * As used throughout this Appendix, the term “Contractor” shall mean the party performing the work hereunder for the Authority. PROC-A Rev. 4, 8/09 requirements can be found in Appendix J. V. OTHER APPLICABLE LAWS AND REGULATIONS The Contractor shall comply with all applicable laws, rules and regulations of such governments and governmental agencies as have jurisdiction with respect to its business and the work to be performed under this Contract. Violation of such rules and regulations, or conditions or practices prescribed thereby, occurring in the performance of the work hereunder by the Contractor shall not relive the Contractor of any of his obligations set forth herein, and any penalties or expense resulting shall be the responsibility of the Contractor and not of the Authority. VI. LABOR PROVISIONS A. B. The execution of the Contract by the Contractor binds him to the following specific requirements. The Contractor specifically agrees that: (1) No laborer, worker or mechanic in the employ of the Contractor, subcontractor or other person doing or contracting to do the whole or any part of the work included in this Contract shall be permitted or required to work more than 8 hours in any one calendar day or more than five days in any one week, except in the emergencies set forth in the Labor Law. (2) The wages to be paid to, and the supplements (fringe benefits) to be provided for, the laborers, workers and mechanics so employed in the performance of the Contract shall be not less than the prevailing hourly rate wages and supplements listed in the prevailing rate schedules, if any, annexed to the specifications for the work, and any redeterminations, (updating) of such schedules by the Commissioner of Labor after the Contract is let. Such re-determination shall be deemed part of the contract to be effective as prescribed in the re-determination. The failure to have the initial prevailing rate schedules annexed to the specifications shall not relieve the Contractor, subcontractor or other person from doing or contracting to do the work from the requirements with respect to paying and providing the prevailing wages and supplements. (3) In situations in which there are not sufficient laborers, workers and mechanics who may be employed to carry on expeditiously the work contemplated by the Contract and the immediate commencement or prosecution or completion without undue delay of the work is necessary for the preservation of the contract site and for the protection of the life and limb of the persons using same, such laborers, workers and mechanics shall be permitted or required to work more than 8 hours in any one calendar day; provided however, that upon application of the Contractor, the Authority shall have first certified to the Commissioner of Labor of the State of New York that such public work is of an important nature and that any delay in carrying it to completion would result in serious disadvantage to the public; and provided further that such Commissioner of Labor shall have determined that such an emergency does in fact exist, as provided in Subdivision 2 of Section 220 of the Labor Law. (4) Failure of the Authority to make certification to the Commissioner of Labor shall not entitle the Contractor to any damages whatsoever. (5) The Contractor and all subcontractors shall submit to the Authority, within thirty (30) days after issuance, of its first payroll and every thirty (30) days thereafter, a transcript of the original payrolls, subscribed and affirmed as true under penalty of perjury. The filing of the payrolls by the Contractor, with the Authority, as required by Labor Law Section 220, is a condition precedent to payment of any sums due and owing the Contractor for the work. The Contractor and each subcontractor shall furnish to the Authority on demand any other information required by the Authority to satisfy it that the provisions of the Labor Laws as to the hours of employment and rates of wages are being performed. (6) The Labor Law provides that the Contract shall be forfeited and no sum paid for any work done thereunder on a second conviction for willfully paying less than the stipulated wage scales as provided in Labor Law, Section 220, Subdivision 3 as amended. The Contractor specifically agrees as required by the provisions of the Labor Law, Section 220-e as amended, that: (1) In hiring of employees for the performance of the work under this contract or any subcontract hereunder, neither he nor any of his subcontractors, nor any person acting on his or their behalf shall by reason of race, creed, color, disability, sex or national origin discriminate against any citizen of the State of New York who is qualified and available to perform the work to which the employment relates. (2) Neither her nor any of his subcontractors, nor any person acting on his or their behalf shall in any manner discriminate against or intimidate any employee hired for the performance of the work under the Contract or a subcontract on account of race, creed, color, disability, sex or national origin. (3) There may be deducted from the amount payable to the Contractor by the Authority under the Contract a penalty of fifty dollars for each person for each calendar day during which such person was discriminated against or intimidated in violation of the provisions of the Contract; and the Contract may be cancelled or terminated by the Authority, and all monies due or to become due hereunder may be forfeited for a second or any subsequent violation of the terms or conditions of this section of the Contract. (4) The provisions of Section 220-e covering manufacture, sale or distribution of materials, equipment or supplies shall be limited to operations performed within the territorial limits of the State of New York. VII. NO COLLUSION OR FRAUD Contractor hereby agrees that the only person interested as principal or principals in the proposal submitted by Contractor for this agreement are named therein, and that no person other than those mentioned therein, has any interest in the above-mentioned proposal or in the securing of the award and that this Contract has been secured without any connection with any person or persons other than those named and that the proposal is in all respects fair and was prepared and the Contract was secured without collusion or fraud and that neither any officer nor employee of the Authority has or shall have a financial interest in the performance of the Contract of in the supplies, work or business to which it relates or in any portion of the profits thereof. ACCEPTED AND AGREED TO: NAME OF CONTRACTOR NAME OF OFFICER-SIGNED Title NAME OF OFFICER/PRINTED/TYPED Date * As used throughout this Appendix, the term “Contractor” shall mean the party performing the work hereunder for the Authority. PROC-A Rev. 4, 8/09 APPENDIX "B" A. GENERAL 1. B. C. DEFINITIONS 1. "CONTRACT" means an enforceable agreement entered into between the Authority and a Contractor. 2. "CONTRACTOR" means any person, partnership, private corporation or association: a) selling materials, equipment or supplies or leasing property or equipment to the Authority; b) constructing, reconstructing or repairing buildings, highways or other improvements for or on behalf of the Authority; or c) rendering or providing services to the Authority pursuant to a Contract. 3. "DESIGNATED PAYMENT OFFICE" means the office designated by the Authority to which a proper invoice is to be submitted by a Contractor. 4. "PROPER INVOICE" means a written request for a Contract Payment that is submitted by a Contractor to the Authority's designated payment office setting forth the description, price and quantity of goods, property or services delivered or rendered in accordance with the terms of the Contract, in such form and supported by such other substantiating documentation as the Authority may reasonably require. 5. "RECEIPT OF AN INVOICE" and "INVOICE RECEIVED DATE" mean (a) the date on which proper invoice is actually received in the designated payment office, or (b) the date on which the Authority receives the purchased goods, property or services covered by the proper invoice, whichever is later. With regard to final payments on construction contracts, (b) shall mean the date on which all the Contract Work has been accepted as completed by the Authority in accordance with the Contract terms. 6. "SET-OFF" means the reduction by the Authority of a payment due a Contractor by an amount equal to the amount of an unpaid legally enforceable debt owed by the Contractor to the Authority. RESPONSIBILITY FOR PROMPT PAYMENT 1. D. This statement is intended to establish rules and regulations as required under Section 2880 of the Public Authorities Law describing the policy of the Power Authority of the State of New York (the "Authority") to promptly pay all proper invoices submitted by any Contractor. Subject to the conditions and exceptions set forth in Section 2880 and herein, in the event any proper invoice is not paid promptly, the Authority shall be liable for the payment of interest on late payments. This policy shall apply to all Contracts entered into on or after April 30, 1988. The Authority's Controller shall have the responsibility for the implementation of the Prompt Payment Policy and the prompt payment of all proper invoices under the general guidance and supervision of the Executive Vice President & Chief Financial Officer. PROMPT PAYMENT PROCEDURE 1. A Contractor shall request payment under a Contract by submitting a proper invoice to the Authority at its designated payment office at the time and in the manner specified in the Contract. 2. The Authority shall have fifteen (15) calendar days after receipt of an invoice at its designated payment office to notify the Contractor of certain facts and conditions, including but not limited to those listed below, which, in the opinion of the Authority's Controller, justify extension of the statutory payment period. a) there is a defect in the delivered goods, property or services; b) there is a defect in the invoice; c) there are suspected defects or improprieties of any kind the existence of which prevent the commencement of the statutory payment period; d) prior to payment, a statutory or contractual provision requires an inspection period or an audit to determine the resources applied or used by the Contractor in fulfilling the contract terms; e) a proper invoice must be examined by the federal government prior to payment; f) the Authority is prevented from making payment by reason of the filing of a lien, attachment, other legal process or requirement of law. Any time taken to satisfy or rectify any such facts or conditions shall extend the date by which contract payment must be made in order for the Authority not to become liable for interest payments by an equal period of time. E. 3. Should the Authority fail to notify a Contractor of such facts and conditions within fifteen calendar days of the invoice received date, the number of days allowed for payment of the corrected proper invoice will be reduced by the number of days between the fifteenth day and the day that notification was transmitted to the Contractor. Should the Authority, in such situations, fail to provide reasonable grounds for its contention that a fact or condition justifying a time extension exists, the date by which contract payment must be made in order for the Authority not to become liable for interest payment shall be calculated from the invoice received date. 4. The Authority shall make payment within forty five (45) calendar days after the invoice received date. Effective July 1, 1989, the Authority shall make payment within thirty (30) calendar days, excluding legal holidays, after invoice received dates occurring after that date. 5. Except for the payments described in Paragraph E, every payment by the Authority to a Contractor pursuant to a Contract is eligible for interest should the Authority fail to make such payment within forty five (45) days after the invoice received date for contracts entered into between April 30, 1988 and June 30, 1989 and within thirty (30) days for contracts entered into on or after July 1, 1989. 6. The Authority shall not be liable for interest on any retention amounts withheld by the Authority in accordance with the terms of the Contract. 7. Interest shall be computed at the rate set by the state tax commission for corporate taxes pursuant to paragraph one of subsection (e) of section 1096 of the tax law, but the Authority shall not be liable for payment of interest when such interest is less than ten dollars. 8. The Authority has available funds in its custody to pay all interest penalties. EXCEPTIONS 1. Payments are not eligible for interest when they are due and owing by the Authority: a) under the eminent domain procedure law; b) as interest allowed on a judgement by a court pursuant to any provision of law other than section 2880 of the Public Authorities Law; c) to the federal government; to any state agency or its instrumentalities; to any duly constituted unit of local government including but not limited to, counties, cities, towns, villages, school districts, or any of their related instrumentalities; to any other public authority or public benefit corporation; or to its employees when acting in, or incidental to, their public employment capacity; d) in situations where the Authority exercises a legally authorized set-off against all or part of the payment due the Contractor. PROC-B Rev. 2, 3/2010 Contract No. xxxxxxxxxx APPENDIX "C" I. MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE (M/WBE) PARTICIPATION GOAL REQUIREMENT (A) In accordance with the Authority's Minority and Women-Owned Business Enterprise Policy and with Article 15-A of the Executive Law and the regulations promulgated thereto, the Authority has established the following Minority Business Enterprise (MBE) and Women-Owned Business Enterprise (WBE) participation goals for this contract. The goals are applicable to the total contract price (i.e., the base contract and all change orders). It is the Contractor's responsibility to secure participation in the contract scope of work by M/WBEs to satisfy the goals, or to document satisfactory good faith efforts taken to fulfill the goals. Participation is measured as the amount actually paid to the M/WBEs, not the contract bid price for the work. FAILURE TO ATTAIN THESE GOALS MAY RESULT IN THE IMPOSITION OF SANCTIONS. (See Section II.F.1.) Minority Owned Business Enterprise Participation Goal 10% Women-Owned Business Enterprise Participation Goal 5% (B) The Contractor will designate and make known to the Authority an M/WBE Officer who will have the responsibility for and authority to effectively administer an M/WBE Program. (C) New York State Directory of Certified Minority and Women-Owned Business Enterprises For purposes of meeting minority and women-owned business participation goal requirements, the Authority shall provide inspection of the Directory free of charge at the locations where the bid document or request for proposal may be obtained or inspected by all prospective bidders. In addition, prospective bidders on Authority bid solicitations, requests for proposals or negotiations, may access the Empire State Economic Development’s Internet version of the M/WBE Directory. The Internet address is www.empire.state.ny.us For further information contact one of the following locations:: Albany Office (518) 292-5100 Empire State Economic Development Division of Minority/Women Business Development 625 Broadway Albany, New York 12245 www.esd.ny.gov/mwbe.html New York City Office (212) 803-2414 Empire State Economic Development Division of Minority/Women Business Development 633 3rd Ave., 41st Floor New York, New York 10036 II. MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISE POLICY (A) It is the policy of the Authority to encourage the greatest possible participation by Minority and Women-Owned Business Enterprises (M/WBEs) in the Authority's procurement process. Therefore, to ensure that M/WBEs are given the maximum practical opportunity to participate, the parties agree, as a condition of this contract, to be bound by the provisions of Section 316 of Article 15-A of the Executive Law, as well as to any other applicable provisions under the law and this Contract. SANCTIONS MAY BE IMPOSED FOR THE CONTRACTOR'S NON-COMPLIANCE. (1) Definitions (a) AUTHORITY CONTRACT. Any written agreement, and amendment(s) thereto, providing for a total expenditure in excess of $25,000, whereby a State agency is committed to expend or does expend funds in return for labor, services, including legal, financial and other professional services, travel, suppliers, equipment, materials or any combination of the foregoing, to be performed for, or rendered or furnished to the contracting agency; or A written agreement in excess of $100,000 whereby a contracting agency is committed to expend or does expend funds for the acquisition, construction, demolition, replacement, major repair or renovation of real property and improvements thereon; (b) BUSINESS ENTERPRISE. Any entity, including a sole proprietorship, partnership, limited liability partnership, limited liability company or corporation, including not-for-profit corporations, which is authorized to and engages in lawful business transactions in accordance with New York law. (c) CERTIFICATION. The process conducted by the Empire State Economic Development, Division of Minority and Women's Business Development to verify that a business qualifies for New York State Minority or Women-Owned Business Enterprise status. To initiate the certification process, contact one of the offices listed above. (d) CERTIFIED BUSINESS. A business enterprise, which has been approved by the Director for minority-owned business enterprise or women-owned business enterprise status subsequent to verification that the business enterprise is owned, operated, and controlled by minority group members or women. (e) C O N T R AC T . (1) A written agreement or purchase order instrument, or amendment thereto, providing for a total expenditure in excess of twenty-five thousand dollars ($25,000), whereby the Authority is committed to expend or does expend funds in return for labor, services, supplies, equipment, materials, or any combination of the foregoing, to be performed for, or rendered or furnished to the Authority; PROC-C Rev. 2.2, 5/11/2012 or (2) A written agreement in excess of one hundred thousand dollars ($100,000), whereby the Authority is committed to expend or does expend funds for the acquisition, construction, demolition, replacement, major repair or renovation of real property and improvements thereon. (f) CONTRACTOR. An individual, a business enterprise including a sole proprietorship, a partnership, a corporation, a not-for-profit corporation, or any other party to an Authority contract, or a bidder in conjunction with the award of an Authority contract or a proposed party to an Authority contract. (g) CONTRACT SCOPE OF WORK. For purposes of this section, contract scope of work shall mean: (i) specific tasks required by the contract, (ii) services or products which must be provided to perform specific tasks required by the contract, (iii) components of any overhead costs billed to the Authority pursuant to the contract. (h) DAY. A business day unless otherwise specified. (i) DIRECTOR. The Director of the Empire State Economic Development, Division of Minority and Women's Business Development. (j) DIRECTORY. The directory of certified businesses, prepared by the Director, for use by the Authority and its contractors in complying with the provisions of Executive Law Article 15-A.. Link to NYS directory of certified M/WBE http://www.esd.ny.gov/mwbe.html (k) EXCLUSION LIST. The exemption of specific classifications of goods/materials or services from all M/WBE requirements. The classifications have been identified by procurement management as offering no procurement opportunities for M/WBEs. Appendix C requirement are not applicable. (l) GOAL. A percentage of participation, which is not a set aside or quota, that represents a target toward which the prime contractor must aim in expending good faith efforts to subcontract with or otherwise ensure the commercial involvement of minority and women-owned businesses on specific Authority Contracts. (m) JOINT VENTURE. A contractual agreement joining together two or more business enterprises, one of which is a certified minority-or woman-owned business enterprise for the purpose of performing on an Authority contract. The certified minority-or woman-owned business enterprise must provide a percentage of value added services representing an equitable interest in the joint venture. All parties agree to share in the profits and losses of the business endeavor according to their percentage of equitable interest. (n) MENTOR-PROTÉGÉ AGREEMENT. A contract between a prime contractor, the “Mentor,” and a minority-or women-owned business enterprise, the “Protégé” in which there is a transfer of knowledge, technology, or other resources, which promotes the economic growth of the minority-or women-owned business enterprise or fosters the establishment of a long term business relationship between the parties. (o) MINORITY GROUP MEMBER. A United States Citizen or permanent resident alien who is and can demonstrate membership in one of the following groups: (1) Black persons having origins in any of the Black African racial groups; (2) Hispanic persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American descent of either Indian or Hispanic origin, regardless of race; (3) Native American or Alaskan native persons having origins in any of the original peoples of North America; (4) Asian and Pacific Islander persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or the Pacific Islands. (p) MINORITY-OWNED BUSINESS ENTERPRISE. A business enterprise, including a sole proprietorship, partnership or corporation that is: (1) At least fifty-one percent owned by one or more minority group members; (2) An enterprise in which such minority ownership is real, substantial and continuing; (3) An enterprise in which such minority ownership has and exercises the authority to control independently the day-to-day business decisions of the enterprise; and (4) An enterprise authorized to do business in New York State and is independently owned and operated. (5) An enterprise owned by an individual or individuals, whose ownership, control and operation are relied upon for certification, with a personal net worth that does not exceed three million five hundred thousand dollars, as adjusted annually on the first of January for inflation according to the consumer price index of the previous year; and (6) An enterprise that is a small business pursuant to this section. (q) PERSONAL NET WORTH. The aggregate adjusted net value of the assets of an individual remaining after total liabilities are deducted. Personal net worth includes the individual’s share of assets held jointly with said individual’s spouse and does not include the individual’s ownership in the certified minority and woman-owned business enterprise, the individual’s equity in his or her primary residence, or up to five hundred thousand dollars of the present cash value of any qualified retirement savings plan or individual retirement account held by the individual less any penalties for early withdrawal. (r) SMALL BUSINESS. A business which has a significant business presence in the State, is independently owned and operated, not dominant in its field and employs, based on its industry, a certain number of persons as determined by the director, but not to exceed three hundred, taking into consideration factors which include, but are not limited to, federal small business administration standards pursuant to 13 CFR part 121 and any amendments thereto. PROC-C Rev. 2.0, 5/11/2012 (s) SUBCONTRACT. Shall mean an agreement in which a portion of a Contractor's obligation under an Authority contract is undertaken or assumed. (t) UTILIZATION PLAN. The plan which must be submitted by a Contractor to the Authority, listing minority and women-owned business enterprises which the Contractor intends to use in the performance of the contract, and all components of the contract scope of work which the Contractor intends for minority and women-owned business enterprises to perform. (u) ON-LINE UTILIZATION PLAN SUBMISSION (For Construction Contractors Only over $100,000.) – Upon execution of a State contract, for the acquisition, construction, demolition, replacement, major repair or renovation of real property, the construction contractor shall submit their On-line utilization plan to http://www.nypa.gov/mwbe/default.aspx within ten (10) days of notice of award to the Authority for approval. Once approved the contractors plan will reside on the Authority’s website for a period not to exceed 90 days for public viewing. (v) VERIFICATION. Any act necessary to determine whether a business enterprise is owned, controlled and operated by minority or women principals. Such acts may include, but are not limited to request(s) for documents in addition to the initial application and inspection of the place of business. (w) WOMEN-OWNED BUSINESS ENTERPRISE. A business enterprise, including a sole proprietorship, partnership or corporation that is: (1) At least fifty-one percent owned by one or more United States citizens or permanent resident aliens who are women; (2) An enterprise in which the ownership interest of such women is real, substantial and continuing; (3) An enterprise in which such women ownership has and exercises the authority to control independently the day-to-day business decisions of the enterprise; and (4) An enterprise authorized to do business in New York State and is independently owned and operated. (5) An enterprise owned by an individual, whose ownership, control and operation are relied upon for certification, with a personal net worth that does not exceed three million five hundred thousand dollars, as adjusted annually on the first of January for inflation according to the consumer price index of the previous year; and (6) An enterprise that is a small business pursuant to subdivision twenty of this section (B) Contractor's Responsibilities (1) The Contractor hereby agrees to carry out this Policy in the awarding of subcontracts. The Contractor further agrees to cooperate in any audits, studies or surveys as may be conducted by the Authority, consultant to the Authority, or any government agency which may have jurisdiction, as may be necessary to determine the extent of Contractor's compliance with this Policy. (2) The Contractor will submit with its bid, a Preliminary Subcontracting Plan describing the firm(s) it will utilize to meet its M/WBE goals. The Preliminary Subcontracting Plan Form is annexed hereto as Attachment No. 1 . If the Contractor anticipates that it will be unable to meet the goal requirements of this contract, it shall indicate the reasons therefor on the Preliminary Subcontracting Plan Form. Approval of any such firm as a subcontractor and/or an M/WBE on the Authority' contract is solely within the discretion of the Authority. (3) The Contractor shall further submit, within 10 days after contract award, a complete Utilization Plan on the annexed Utilization Plan Form (Attachment No.2), which shall reflect the information submitted on the Preliminary Subcontracting Plan, and at a minimum shall contain: (a) (b) (c) the names and federal identification number or social security number of minority and women-owned business enterprises which the Contractor intends to use to perform the Contract. the dollar amount of business with each minority and women-owned business enterprise that the Contractor intends to use to perform the Contract. a description of the contract scope of work which the Contractor intends to have performed by minority and women-owned business enterprises and the dates when such performance will commence and end. If a Utilization Plan is submitted which does not demonstrate that the Contract goal requirements for participation by M/WBE's will be met by the Contractor, the Contractor must complete and submit a Goal Reduction Form (see attachment no.4.) (4) The Contractor agrees that its acceptance of the terms of this contract, including the specific goals established for M/WBE participation, constitutes a commitment to make every good faith effort to meet such goals by subcontracting to or purchasing goods and services from M/WBEs. (a) The Contractor will not discriminate against employees or applicants for employment because of race, creed, color, national origin, sex, age, disability, or marital status, and will undertake or continue existing programs of affirmative action to ensure that minority group members and women are afforded equal employment opportunities without discrimination. For purposes of this article affirmative action shall mean recruitment, employment, job assignment, promotion, upgradings, demotion, transfer, layoff, or termination and rates of pay or other forms of compensation, and selection for training or retraining including apprenticeship and on-the-job training. (b) (c) At the request of the Authority, the Contractor shall request each employment agency, labor union or authorized representative of workers with which it has a collective bargaining or other agreement or understanding, to furnish a written statement that such employment agency, labor union or representative will affirmatively cooperate in the implementation of the Contractor's obligations herein. The Contractor shall state, in all solicitations or advertisements for employees, that, in the performance of the Authority's contract, all qualified applicants will be afforded equal employment opportunities without discrimination because of race, creed, color national origin, sex, age, disability, or marital status. (5) In the event that a Contractor responding to a the Authorities solicitation is a joint venture, teaming agreement, or other similar arrangement that includes a certified minority-and woman-owned business enterprise, such a Contractor must submit the following to the Authority for its review and approval; PROC-C Rev. 2.0, 5/11/2012 (a) (b) (c) (d) The name, address, telephone number, and federal identification of each partner or party to the agreement; The federal identification number of the joint venture or entity established to respond to the solicitation, if applicable; A copy of the joint venture, teaming agreement, or other similar arrangement, which describes the percentage of interest owned by each party to the agreement and the value added by each party; A copy of the mentor-protégé agreement between the parties, if applicable, and if not described in the joint venture, teaming agreement, or other similar arrangement. (5) The Contractor will physically include the provisions of (a),(b) and (c) above verbatim in every Subcontract. Except as provided in the following paragraph, the provisions will be binding upon each Subcontractor as to work in connection with this Contract. The requirements of this section (5) shall not apply to any employment outside New York State or applications for employment outside New York State or solicitations or advertisements therefore, or any existing programs of affirmative action regarding employment outside New York State. (6) The Contractor shall include in each subcontract, in such a manner that the provisions will be binding upon each subcontractor, provisions requiring Subcontractors to make a good faith effort to solicit active participation by M/WBEs identified in the Directory; and provisions requiring the parties to agree, as a condition of entering into the Subcontract, to be bound by the provisions of Section 316 of Article 15-A of the Executive Law. (7) The Contractor shall keep records, cancelled checks and documents for, at least, one (1) year following completion of the contract. These records, and cancelled checks, documents or copies thereof will be made available at reasonable times upon written request by the Authority or any other authorized governmental entity. (8) The Contractor shall not use the requirements of this section to discriminate against any qualified company or group of companies. (C) Conditions for Satisfying M/WBE Goals (1) M/WBE participation in various types of contracts will be counted toward the total contract M/WBE goal, subject to the following conditions: (a) Firms certified as both MBE and WBE may count toward either the MBE or WBE goal on a single contract, but not both, regardless of whether either goal is thus exceeded. The Contractor must choose the goal to which the participation value is to be applied at the beginning of the contract. (b) If the Contractor is unable to meet the goals with certified firms by making all of the good faith efforts defined herein, the Contractor shall actively solicit uncertified M/WBEs to satisfy the goals. Uncertified firms will be required to submit an application for certification to the Empire State Economic Development, Division of Minority and Women's Business Development and will be counted as contributing towards the contract goals only after they have been certified. The responsibility for meeting contractual M/WBE Goals remain with the Contractor regardless of whether such uncertified firms are qualified by New York State. (c) Where certified M/WBEs have expressed an interest to the Contractor in performing work that the contractor normally performs with its own forces and the contract scope of work has not been fully performed, good-faith efforts require that the Contractor subcontract such work or portions of it to meet the M/WBE goals. (d) The Contractor must keep records of efforts to utilize certified M/WBEs including: (1) The firm's name, address and telephone number. (2) A description of the information provided to the M/WBE. (3) A written explanation of why an agreement with the M/WBE was not obtained. (e) Price alone will not be an acceptable basis for rejecting M/WBE bids if any of the bids are reasonable. (f) The Authority reserves the right to reject any firm as counting toward meeting the Contractor's M/WBE goal if, in the opinion of the Authority, the facts as to that firm's business and technical organization and practices justify the rejection. (D) Good-Faith Efforts To satisfy the M/WBE participation requirements, the Contractor must (at a minimum) make the following good-faith efforts and must prove all such efforts through the submission of written documented evidence. The Authority may consider any criteria it determines is relevant, including, but not limited to: (1) A completed, acceptable Utilization Plan submitted in accordance with applicable requirements to meet goals established in the contract for participation of minority and women-owned business enterprises. (2) Copies of any advertisements published in appropriate general circulation, trade and minority and women-oriented publications in a timely fashion or at least 20 days before bids are due together with the listings(s) and date(s) of the publication of such advertising.. (3) Copies of any written solicitations made in a timely fashion to minority and women-owned business enterprises listed in the Directory. If solicitations were received but a certified minority-or woman-owned enterprise was not selected, the specific reason that such enterprise was not selected. (4) Timely responses made to any such advertisements and solicitations provided by minority and women-owned business enterprises. PROC-C Rev. 2.2, 5/11/2012 (5) The dates of attendance by a representative of the Contractor who is knowledgeable of the contract scope of work at pre-bid, preaward, or any meeting scheduled by the Authority for any purpose relating to the Supplier Diversity Program. (6) Written notification to M/WBE firms and trade associations located within the region where the contract scope of work will be performed. (7) Description of efforts by the Contractor to reasonably structure the contract scope of work for purposes of subcontracting with, or obtaining supplies from, certified minority and women-owned business enterprises. (8) Actions to contact and assess the capabilities of minority and women-owned business enterprises located both inside and outside of the immediate region in which the work was or will be performed. (9) Providing to M/WBE's in a timely fashion relevant plans, specifications or terms and conditions of the contract, necessary to prepare an informed response to a Contractor's solicitation. (10) Subcontract terms and conditions offered to minority and women-owned business enterprises, comparable to those offered in the ordinary course of the contractor's business and to other subcontractors of the contractor. (11) Proof that the contractor made payments for work performed by minority and women-owned business enterprises in timely fashion so as to facilitate continued performance by minority or women-owned business enterprises. (12) The Contractor's offer to make up any inability to comply with goals established in the contract, in other Authority contracts being performed or to be awarded to the Contractor. (13) Documented evidence that the Contractor has contacted all M/WBEs who have expressed an interest in the specific contract. (E) GOAL REDUCTIONS The Authority shall consider a partial reduction of goal requirements only upon the submission of a written request for a goal reduction (see Attachment No. 4) and documented good faith efforts from the Contractor and consideration of the following factors: (1) (2) (3) (4) (5) (6) (7) The number and types of certified minority or women-owned business enterprises in the region in which the work is to be performed; The total dollar value of the contract; The scope of work to be performed; T h e p r o j e c t s i ze ; T h e p r o j e c t t e rm ; The availability of other business enterprises located in the region; and The ability of certified minority and women-owned business enterprises located outside the region to perform the work. The Contractor must show that it has exhausted all reasonable means and demonstrated good faith efforts to meet the goal prior to the submission of a request for a goal reduction. The submission of the Goal Reduction Form does not automatically constitute the Authority's agreement to the reduction and in no way releases the contractor from the M/WBE goal requirement. Requests for a reduction of goal requirements may be made simultaneously with the submission of the Utilization Plan for that contract. If a Contractor is otherwise disqualified by the Authority, the request for a reduction shall be deemed to be moot. Requests for a reduction subsequent to award of contract may only be made prior to final payment on that contract. The Reduction Form is annexed hereto as Attachment No. 4. (F) Contractor's Failure to Comply - Sanctions (1) WHERE THE AUTHORITY DISQUALIFIES A BID OR PROPOSAL OF A CONTRACTOR AS BEING NON-RESPONSIBLE FOR FAILURE TO REMEDY DEFICIENCIES IN THE UTILIZATION PLAN, OR UPON A DETERMINATION THAT THE CONTRACTOR'S UTILIZATION PLAN DOES NOT INDICATE THAT THE CONTRACT GOAL REQUIREMENTS FOR PARTICIPATION OF M/WBE'S WILL BE MET AND THE CONTRACTOR HAS NOT DOCUMENTED GOOD-FAITH EFFORTS, THE AUTHORITY, IN ITS DISCRETION, MAY AWARD THE CONTRACT TO THE NEXT LOWER RESPONSIBLE CONTRACTOR OR TO THE NEXT MOST TECHNICALLY QUALIFIED OR OTHERWISE ACCEPTABLE CONTRACTOR, NOTWITHSTANDING THAT THE DISQUALIFIED CONTRACTOR PURSUES ANY REMEDIES AVAILABLE TO IT PURSUANT TO ARTICLE 15-A OF THE EXECUTIVE LAW OR OTHERWISE. (2) If the Authority determines that the Contractor has not fulfilled its M/WBE obligations, the Authority will send a notice to the Contractor requesting that the Contractor provide in writing, within a reasonable time as stated by the Authority, the necessary evidence of good faith efforts. If the Contractor fails to objectively demonstrate the required good-faith efforts, the Authority shall determine the Contractor to be in non-compliance and will so notify the Director and the Contractor in writing. (3) Whenever all efforts to effect compliance have failed and the necessary good faith efforts have not been demonstrated, the Authority may take the following actions: (a) Reduction of the amount obligated for expenditure pursuant to the contract. (b) Suspension or termination of the contract. (c) Retention of payments until compliance with the contract goal requirements. (d) B i d F o r f e i t u r e . (e) Bar the Contractor from eligibility for award of other Authority contracts for a specific amount of time or until corrective action has been taken. The determination of what corrective action is acceptable is solely within the discretion of the Authority. PROC-C Rev. 2.2, 5/11/2012 (f) ASSESSMENT OF LIQUIDATED DAMAGES, AS A SANCTION AND NOT AS A PENALTY, AS MAY BE PROVIDED IN THE AUTHORITY’S CONTRACT WITH THE CONTRACTOR. (g) ANY OTHER PENALTIES WHICH ARE AUTHORIZED BY LAW. (G) Submittals and Reports (1) As a part of its proposal the contractor shall submit its Preliminary Subcontracting Plan for implementation of the foregoing requirements with respect to minority and women-owned businesses. The Contractor's proposed plan must be submitted on the Authority provided "Preliminary Subcontracting Plan Form," annexed hereto as Attachment No. 1. (2) The Authority will review and evaluate the Preliminary Subcontracting Plan submitted by a Contractor. (3) The Contractor shall be further required to submit, within 10 days after contract award, a complete M/WBE Utilization Plan on the Authority provided M/WBE Utilization Plan Form, annexed hereto as Attachment No. 2. The Authority will review the Utilization Plan and will issue a written notice of acceptance or deficiency within ten (10) calendar days after receipt of the M/WBE Utilization Plan. (4) The Contractor must provide a written response to a Notice of Deficiency within five (5) days. If the Contractor's response is inadequate or not provided in a timely manner, the Authority will so notify the contractor and require the contractor to submit a goal reduction form within five (5) days. Failure to file the Goal Reduction Form in a timely manner may be grounds for disqualification of the bid. (5) The Contractor shall submit monthly compliance reports regarding its M/WBE utilization activity on the Authority provided Compliance Report Form, annexed hereto as Attachment No. 3. Reports are due on the first business day of each month, beginning 30 days after contract award. (6) The Authority will conduct compliance reviews for determination of the Contractor's performance relative to meeting the specified M/WBE goal. This may include an audit or review of all material, documents, reports and correspondence pertaining to the Contractor's efforts towards satisfying the goals plus on-site reviews to include interviews and inspection of any documentary material relevant to the Contractor's performance which were not available for review during the audit. (7) The determination of the Contractor's compliance efforts is the Authority's responsibility. The contractor will fully cooperate to assist the Authority in this endeavor. (H) Limitations of Awards Available under Executive Law Article 15-A In the event a complaint against the Authority is referred to the American Arbitration Association for resolution in accordance with Section 316 of the Executive Law, the parties agree that the Arbitrator will have no jurisdiction to award monetary damages, fines or other monetary penalties against the Authority. The parties further agree that each party will bear its own legal fees and expenses, regardless of the outcome of the Arbitration. PROC-C Rev. 2.0, 5/11/2012 Attachment No. 1 PRELIMINARY SUBCONTRACTING FORM NEW YORK POWER AUTHORITY SUPPLIER DIVERSITY PROGRAM (SDP) PRELIMINARY SUBCONTRACTING FORM REQUEST FOR QUOTATION (RFQ) NO. _________________________ Please provide the following information: Date: I. PRIME CONTRACTOR INFORMATION Company Name _________________________________________________________________________ Address ________________________________________________________________________________ Telephone No. ( ) Federal ID # _______________________________________________________________________________ Contract Award Amount $ ____________________________________________________________________ Brief Description of Work___________________________________________________________________ II. I, ( _______________________________ ) HEREBY AGREE TO THE_____ ______10_ % MINORITY OWNED BUSINESS ENTERPRISE (MBE) GOAL AND THE ______5 % WOMEN OWNED BUSINESS ENTERPRISE (WBE) GOAL AS SET FORTH IN THIS CONTRACT NO. ___________________ . I FURTHER SUBMIT THE FOLLOWING NEW YORK STATE CERTIFIED M/WBEs FOR YOUR REVIEW AND APPROVAL IN COMPLIANCE WITH THE UTILIZATION GOAL REQUIREMENTS ESTABLISHED IN THIS CONTRACT. SIGNATURE AND TITLE OF AUTHORIZED RESENTATIVE III. MINORITY BUSINESS ENTERPRISE SUBMISSIONS COMPANY NAME ADDRESS TELEPHONE FEDERAL ID CONTACT'S NAME ESTIMATED CONTRACT AWARD DAT E CONTRACT AWARD A M OU N T ($ ) ESTIMATED CONTRACT COMMENCEMENT D A T E CONTRACT SCOPE OF WORK ( br ief) ESTIMATED CONTRACT COMMENCEMENT D A T E CONTRACT SCOPE OF WORK ( br ief) 1. 2. IV. WOMEN OWNED BUSINESS ENTERPRISE SUBMISSIONS COMPANY NAME ADDRESS TELEPHONE FEDERAL ID CONTACT'S NAME ESTIMATED CONTRACT AWARD DAT E CONTRACT AWARD A M OU N T ($ ) 1. 2. V. Provide the name, title, address and telephone of person(s) responsible for implementing this subcontracting plan. VI. If the Contractor anticipates that it will not be able to meet the contract goals, a written detailed explanation must be submitted with the bid or proposal. I hereby declare that the above information if to the best of my ability and intention correct and that every effort will be made in the attainment of my M/WBE Goal. Name ___________________________________________ Title ____________________________________________ Date ____________________________________________ Attachment No. 2 UTILIZATION PLAN FORM NEW YORK POWER AUTHORITY SUPPLIER DIVERSITY PROGRAM (SDP) UTILIZATION PLAN FORM CONTRACT NO. Please provide the following information: Date: ___________________________ .I PRIME CONTRACTOR INFORMATION Company Name__________________________________________________________________________ Address ________________________________________________________________________________ Telephone No. ( ) Federal ID # _______________________________________________________________________________ Contract Award Amount $_____________________________________________________________________ Brief Description of Work ___________________________________________________________________ II. III. I, (________________________ ) DO HEREBY AGREE TO MEET THE ________________10__ % MBE AND THE 5 % W BE UT IL IZAT ION GOAL S. FURT HERMORE, I SUBMIT THE FOL LOW ING NEW YORK STATE CERTIFIED M/WBEs FOR YOUR REVIEW AND APPROVAL IN COMPLIANCE WITH THE M/WBE UTILIZATION GOALS SET FORTH IN THIS CONTRACT NO. . SIGNATURE AND TITLE OF AUTHORIZED REPRESENTATIVE MINORITY BUSINESS ENTERPRISE SUBMISSIONS COMPANY'S NAME ADDRESS TELEPHONE FEDERAL ID CONTACT'S NAME 1. 11. 2. 12. CONTRACT AWARD DAT E 3. 13.14. 4. CONTRACT COMMENCEMENT AND COMPLETION D A T E S CONTRACT AWARD A M OU N T ($ ) 5. 15. 6. 16. 7. 17. IV. WOMEN OWNED BUSINESS ENTERPRISE SUBMISSIONS COMPANY'S NAME ADDRESS TELEPHONE CONTRACT CONTRACT FEDERAL ID AWARD AWARD CONTACT'S NAME DAT E A M OU N T ($ ) 8. 18. CONTRACT SCOPE OF WORK ( b r i e f ) 9. 19. CONTRACT COMMENCEMENT AND COMPLETION D A T E S 10. 20. CONTRACT SCOPE OF WORK ( b r i e f ) 1. 2. V. Provide the name, title, address and telephone number of person(s) responsible for implementing this utilization plan. VI. If the Contractor anticipates that it will not be able to meet the contract goals, a written detailed explanation must be submitted via the Goal Reduction Form (see Attachment No. 4). I hereby declare that the above information is to the best of my ability and intention correct and that every effort will be made in the attainment of my M/WBE Goal. Name Title Date ____________________________________________ Attachment No. 3 COMPLIANCE FORM NEW YORK POWER AUTHORITY SUPPLIER DIVERISTY PROGRAM (SDP) CONTRACT COMPLIANCE REPORT CONTRACT NO. Please provide the following information: Date: I. PRIME CONTRACTOR INFORMATION Company Name __________________________________________________________________________ Address ________________________________________________________________________________ Telephone No. ( ) Federal ID # Contract Award Amount $_____________________________________________________________________ Brief Description of Work ___________________________________________________________________ II. A S E VI D EN CE O F ( _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ) PROGRESS TOWARD ACHIEVEMENT OF THE MBE AND WBE GOALS, AND IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF CONTRACT NO.________ , THE FOLLOWING INFORMATION IS HEREWITH SUBMITTED. SIGNATURE AND TITLE OF AUTHORIZED REPRESENTATIVE III. SUBMITTAL ITEMS i. Provide the names, addresses and telephone numbers of each certified minority/woman owned business enterprise you are actually using in compliance with your utilization goal. ii. Provide a brief description of work performed by the M/WBE, their scheduled dates for performance and current working status. iii. Provide a copy of your written agreement with the M/WBE. (A one time request). iv. In the event you have let a blanket purchase order or other open-ended contracts, only specify that amount actually awarded. v. Provide the actual amounts of payments made to any M/WBEs as of the date the compliance report is submitted. Documentation must include copies of cancelled checks. vi. Provide the name, title and telephone number of person(s) responsible for submitting compliance reports. vii. Compliance Reports are due on the first day of each month, beginning thirty (30) days after contract award date. INFORMATION ON THIS FORM IS REQUIRED ON A MONTHLY BASIS FOR AS LONG AS THE CONTRACT IS IN EFFECT OR UNTIL THE M/WBE GOALS HAVE BEEN SATISIFIED. Attachment No. 4 GOAL REDUCTION REQUEST FORM NEW YORK POWER AUTHORITY SUPPLIER DIVERSITY PROGRAM (SDP) CONTRACT NO. Please provide the following information: Date: ___________________________ I. PRIME CONTRACTOR INFORMATION Company Name __________________________________________________________________________ Address ________________________________________________________________________________ Telephone No. ( ) Federal ID # _______________________________________________________________________________ Contract Award Amount $_____________________________________________________________________ Brief Description of Work ___________________________________________________________________ II. I , ( _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ) HEREBY REQUEST A PARTIAL OR TOTAL (Circle One) REDUCTION OF MY MBE AND/OR WBE GOALS AS ESTABLISHED IN CONTRACT NO.________________ . I will attain_____________10__% MBE PARTICIPATION AND_________________5__ % WBE PARTICIPATION OF THE TOTAL CONTRACT PRICE. TO SUBSTANTIATE AND DEMONSTRATE MY GOOD FAITH EFFORTS, THE FOLLOWING INFORMATION IS SUBMITTED FOR THE AUTHORITY'S REVIEW AND APPROVAL. SIGNATURE AND TITLE OF AUTHORIZED REPRESENTATIVE III. SUBMITTAL ITEMS 1. Provide a statement setting forth your basis for requesting a partial or total reduction. 2. Provide all names of general circulation, trade association and minority and women-oriented publications in which you solicited M/WBEs for the purposes of complying with your general requirements. 3. List all dates solicitations for M/WBE participation were published in any of the above publications. 4. List all M/WBEs appearing in the New York State Directory of certified vendors which were solicited for purposes of complying with your M/WBE utilization goal. 5. Provide proof of all dates on which solicitations were made in writing and copies of such solicitations, or a sample copy of the solicitations if an identical solicitation was made to all M/WBEs. 6. Provide copies of responses made by M/WBEs to your solicitations. 7. Provide a description of any contract documents, plans or specifications made available to M/WBEs for purposes of soliciting their bids and the date and manner in which these documents were made available. 8. Provide documentation of any negotiations between you, the Contractor, and M/WBEs undertaken for purposes of complying with your M/WBE goal requirements. 9. Provide any other information you deem relevant, which may help us in evaluating your request for a goal reduction. 10. Provide the name, title, address and telephone number of contractor's representative authorized to discuss and negotiate this goal reduction request. Attachment No. 5 ON-LINE UTILIZATION FORM NEW YORK POWER AUTHORITY SUPPLIER DIVERSITY PROGRAM (SDP) CONTRACT NO. This information is required ONLY from the Prime Construction Contractor awarded an NYPA construction contract valued at $100,000 or greater. The Prime Construction Contractor must post its Utilization Plans on the following NYPA website within ten (10) days of Notice of Award for Authority approval. Once approved, the plan will reside on the NYPA website for a period not to exceed ninety (90) days for public viewing. WEBSITE POSTING ADDRESS: WWW, http://www.nypa.gov/mwbe/default.aspx In addition to posting the information required above, please complete and submit a hard copy of your completed Utilization Form and send it, within 10 days of notice of award, to Ms. Yves-Rose Valbrun at: [email protected] OR Fax it to (914) 681-6453 For any questions regarding this please contact Ms. Valbrun at (914) 681-6453 or contact Ms. Debra White at (914) 681-6976 CORPORATE SECURITY CS: 2.0 Date: 12/14/2009 Revision: 8 Page 1 of 5 NYPA ACCESS AUTHORIZATION - BACKGROUND SCREENING PROGRAM 1.0 SCOPE Provided to Contractors1 in the initial contract, documents required to be completed and submitted to NYPA’s investigative vendor (CARCO) in order for Contractor personnel to be granted unescorted, or in some cases escorted access, to NYPA facilities. 2.0 APPLICABILITY Applies to Contractor personnel seeking unescorted access to NYPA facilities protected areas (fenced in areas of plants, switchyards, inside corporate buildings/offices, ect.) and establishes standards regarding the escorting of such non-NYPA personnel. Contractor personnel performing work outside of NYPA protected areas does not need to comply with the standards established in this procedure unless NYPA Management requires such on a case by case basis. The North American Electric Reliability Corporation (NERC) created security standards for Critical Infrastructure Protection (CIP) to provide a cyber security framework for the identification and protection of the Bulk Power System. Contractor personnel requiring access to certain restricted areas of the plant known as Critical Cyber Asset (CCA) areas shall adhere to standards which have been incorporated into this procedure as required. Note: Nothing in this procedure shall preclude the escort of an individual who has been approved through the background screening process, when necessary or at the discretion of the NYPA department responsible for that individual. 3.0 1 ATTACHMENTS Appendix D An attachment to this procedure that will be given to each Contractor. The appendix describes the procedures Contractors and their personnel shall follow in order to be granted unescorted access to NYPA facilities. Attachment I Provided to Contractors in the initial contract. This document shall be completed and submitted by individual Contractor personnel to NYPA’s investigative vendor (CARCO) in order to be granted unescorted access to NYPA facilities. Attachment II Used by Contractor personnel to notify NYPA Corporate/Site Security that unescorted access to NYPA facilities is no longer needed and shall be canceled. Party bound by contract with NYPA (including independent subcontractors) CORPORATE SECURITY 4.0 CS: 2.0 Date: 12/14/2009 Revision: 8 Page 2 of 5 Attachment III Escort responsibility tag. Issued non photo tag to persons escorted. Appendix I Appendix I (not attached but related to this procedure) which describes training requirements that Contractor personnel shall follow in order to be granted unescorted access to NYPA facilities. Along with Appendix D, this appendix can be found in all issued NYPA contracts. PROCEDURES 4.1 General Contractors and their personnel desiring unescorted access to NYPA facilities shall comply with all procedures established in Appendix’s D & I. Contractors will ensure that Contractor Personnel complete Attachment I and submits it to CARCO. It is preferred that all those that apply for unescorted access to CARCO use the CARCO web as this process shall save time in processing vs. faxing information. The web process is also less expensive and NYPA Management needs to encourage its usage for this reason as well. Corporate/Site Security shall assist Contractor’s and/or their personnel with any technical guidance regarding the submittal to CARCO. Only Corporate Security shall permit an exception from the use of CARCO (e.g. governmental agencies.) Barred Contractor List: Corporate Security maintains a computerized list of Contractor Personnel who are barred from access (escorted or unescorted) to any NYPA facility. Corporate/Site Security shall check the Barred Contractor List to ensure that granting access is not prohibited. Any adverse findings against Contractor personnel discovered by CARCO in performing a background screening criminal check shall be brought immediately to Corporate Security. Circumstances defined to CARCO by NYPA which would warrant an adverse findings alert include: Any criminal charge/open warrant/pending prosecution charge (unresolved criminal charge pending) within the last seven years, unable to conduct a complete seven year criminal history check going back to age eighteen, inability to verify identity – not able to verify supplied social security # (US/Canada) or Interpol check to verify identity, or social security # issued within last seven years. Corporate Security is the only business unit that may allow unescorted access to Contractor personnel with an adverse finding. An individual may dispute the initial adverse finding through the submittal of any relevant information and documentation pursuant to the Fair Credit Reporting Act as amended (“FCRA”), 15 U.S.C. 1681 et seq.(see attachment V) and applicable state law (New York Correction Law Article 23-Asee attachment IV). Corporate Security will review that submittal and shall advise the affected individual, the relevant NYPA program manager, and Procurement of the decision rendered but will only discuss personal details when necessary CORPORATE SECURITY CS: 2.0 Date: 12/14/2009 Revision: 8 Page 3 of 5 with individual involved and relevant NYPA management review team (Corporate Security, Management Leadership, and Legal). The identity of any person given unescorted access will be verified and a written record will be maintained including name, company, badge number, access dates, and areas for which access is granted. Additional approvals are required for all CCA access requests. All records pertaining to the requirements of this procedure must be maintained for a period of three years. 4.2 Emergency Access If emergency access is needed to any NYPA facility, temporary access may be granted by Corporate/Site Security. Any Contractor personnel granted emergency access shall be escorted for the entire period on-site and entry to NERC regulated CCA areas shall be logged into each CCA area and person escorted shall swipe badge prior to escorting person for each entry into a CCA area to show they are being escorted. Site Security approvals shall be directed to Corporate Security for approval as soon as practical. Persons allowed emergency access shall have proper personal identification prior to site entry and comply with Appendix D & I standards if continued access to NYPA site is anticipated. 4.3 Escorts (Limited Access) Certain limited circumstances will warrant the use of escorts. They include, but are not limited to, human resource interviews, approved plant tours (allowed areas to be determined prior to tour), emergency services training, CCA approved access to not only persons with Attachment III escort tags, but also persons with unescorted access badges (photo or non- photo) that are not cleared for weekly CCA access need and vendor deliveries. Vendors making deliveries may be escorted by security, approved Contractor personnel, or appropriate NYPA employees. Security will determine the best site access point to ensure the shortest, safest route to the destination is followed. Anyone who has not been background screened shall not be given access to NYPA computers or given other NYPA information that involves plant safety, NERC CIP “Restricted &Restricted - Confidential” information, or security systems. Escorts shall not be approved in order to avoid the requirement to perform background screening for Contractors requesting unescorted access for their employees to NYPA facilities. Corporate/Site Security shall approve or deny all requests for escorted access with the exception of CCA access which is a shared responsibility by both escort and site security. All escorted persons shall wear a non-photo escort tag (see Attachment III). The tag shall be completed prior to issuance and shall contain the escorted person’s name, company, day of escort, and signature of escort. The escort shall be within line of sight and shall be escorted for the entire period on site and entry to NERC regulated CCA areas shall be logged into each CCA area and person escorted shall swipe badge prior to escorting person for each entry into a CCA area to CORPORATE SECURITY CS: 2.0 Date: 12/14/2009 Revision: 8 Page 4 of 5 show they are being escorted. Those performing escort duty to NERC regulated CCA’s will not allow the escort person to physically touch CCA equipment. If NYPA or Contractor personnel is providing the escort and the escort needs to be changed, only another approved employee of either NYPA or a Contractor can provide such escort. The new escort shall also sign the escort tag. Escorted persons shall return the escort tag at the end of that work day to NYPA Corporate/Site Security. Escort tags shall be displayed on the person unless certain work conditions warrant the need to wear the tag inside clothing (e.g. safety concerns). The escort ratios/rules are subject to and shall not exceed the following: 4.4 • One (1) person shall not escort more than five (5) persons at one time. • Person escorted shall not be granted access for more than 5 days in a calendar year (per site) unless the Appendix D paperwork has been submitted to CARCO. • Person(s) to be escorted shall not be on the Corporate Security’s Barred Contractor List. • Escorts will sign Attachment III and comply with the requirements stated therein. • Contractor personnel may provide escort immediately if their own background checks have been completed and escort has been approved by NYPA Corporate/Site Security. • A violation of any section of this policy can result in the escort privilege being denied. Special Exception Access: Circumstances may warrant the need to permit either escorted/unescorted access to NYPA facilities on rare occasion to a person unable to comply with background screening standards established. This can occur because certain foreign nations do not release personal records of an individual and/or the background is not able to be completed for the required 7 year period. In these cases a person shall be determined to have a need to support an essential function at NYPA and NYPA senior management shall present this matter to Corporate Security and request an exception. Only Corporate Security can approve such requests. Every effort shall be made to have this person escorted, logged into all CCA areas, and to limit their time working under such exception. CORPORATE SECURITY CS: 2.0 Date: 12/14/2009 Revision: 8 Page 5 of 5 If granted exception, such person shall still comply with all other requirements such as Appendix D, Item 5.2, “Identification Badge Requirements” of this procedure. If a partial background (not complete 7 year history) screening history can be completed on a person, it is shall be performed. If there are any adverse findings developed, Corporate Security shall make a determination if access should be granted. A person who does not successfully complete the background screening process, where a complete background screening cannot be performed, shall be restricted from NYPA computers and sensitive information to the extent possible. Michael Leonard Corporate Security Manager CORPORATE SECURITY CS: 2.0 APPENDIX D Date: 12/14/2009 Revision: 8 Page 1 of 4 APPENDIX D Independent Contractor’s Portion of Procedure NYPA ACCESS AUTHORIZATION - BACKGROUND SCREENING SECURITY PROGRAM 1.0 PURPOSE To provide a step-by-step process for Contractor1 personnel2 requiring escorted or unescorted access to New York Power Authority (“NYPA”) facilities in order to comply with NYPA standards outlined in the current Corporate Security (CS) policy 2.0 – NYPA ACCESS AUTHORIZATION- BACKGROUND SCREENING SECURITY PROGRAM. 2.0 APPLICABILITY All Contractors and their personnel shall comply with the background screening requirements listed. Contractor personnel who are required to have access to NYPA’s Critical Cyber Assets (CCA’S) shall comply with North American Electric Reliability Corporation Critical Infrastructure Protection (NERC CIP) requirements. Failure to comply can result in unescorted access denial. 3.0 RETURN TO WORK When Contractor personnel who have undergone background screening interrupts their continuous unescorted status at NYPA and returns after 365 days from a break in status, the individual(s) shall have a criminal record check performed for the period of time between the break in service and the return date. Contractor personnel shall not be allowed to have unescorted access until criminal records are received and cleared. 4.0 PROCEDURES 4.1 General Once a contract is awarded, Contractor shall receive an on line notification (fax if on line is not available to Contractor) from CARCO advising them to record information concerning their employee data information (see attachment I). Contractor shall then be expected to have their employees complete Attachment I document for each of their employees who will be entering a NYPA protected 1 The party bound by the terms of the contract with NYPA. Contractor personnel: the Contractor’s employees who perform work at NYPA. It is understood and agreed by the Contractor that Contractor personnel are not in an employee and employer relationship with NYPA. Accordingly, in the performance of this Agreement, Contractor personnel are independent of NYPA and NYPA has no obligation under State or Federal laws to Contractor personnel. NYPA’s total commitment and liability under this Agreement is Contractor’s fee and expenses limited as described in the Agreement. 2 CORPORATE SECURITY CS: 2.0 APPENDIX D Date: 12/14/2009 Revision: 8 Page 2 of 4 area (fenced in areas of plant, substation, inside NYPA corporate buildings/offices, ect.) and directly supporting work project. Contractor’s need to exercise restraint not to add too many of their employees’ names for request of access if not warranted. Attachment I Requirements: • Country of legal citizenship shall be listed. If living less than 7 last years in Country of citizenship list on Attachment I, all countries the Contractor’s employee(s) has lived in for the past 7 years. • U.S. and Canadian citizens shall list social security (insurance) numbers. • Check off all NYPA sites access requested for and length of time access is required. • List the NYPA Employee Name (point of contact - POC) and Department that can be contacted when the background is completed. • Attachment I shall be sent to CARCO Group Inc. All information shall be legible and accurate. Failure to complete Attachment I completely along with listing POC name can increase processing timeframe. ALL background screening shall be performed by: CARCO Group Inc. 5000 Corporate Court, Suite 203 Holtsville, NY 11742 1-800-969-2272 ext. 448 Attention: Linda Wendolowski email: [email protected] CARCO is the only background screening company approved by NYPA. Background screenings performed by any company other than CARCO, shall not be accepted. All costs associated with the background screening shall be paid by NYPA. The Contractor shall contact CARCO (by preferred on-line process supplied) and arrange to submit completed Attachment I forms for each of their employees that they are requesting unescorted access. CARCO shall advise NYPA when they have received the paperwork and are beginning to perform the background screening process. It is the responsibility of the Contractor to notify CARCO and submit all required documents at least 30 days prior to their employees anticipated start date in order to avoid possible delays in gaining unescorted access to NYPA sites. The CORPORATE SECURITY CS: 2.0 APPENDIX D Date: 12/14/2009 Revision: 8 Page 3 of 4 Contractor shall keep NYPA Corporate/ Site Security advised of any problems in submitting required documents to CARCO. Only NYPA Corporate/ Site Security is authorized to contact CARCO regarding the results of background screening. Since certain foreign countries do not participate with releasing information, a denial to grant unescorted access may occur. Independent Contractors shall be notified if such denial occurs. NYPA shall evaluate possible access options and advise the Contractor. Questions from the Contractor concerning site access requirements shall be addressed to the specific site listed below: 4.2 NYPA FACILITY Corporate Offices – White Plains / Albany Blenheim-Gilboa (B-G) CONTACT NUMBER 914-681-6828 518-287-6000 ext.0 Clark Energy Center (CEC) Poletti (POL)/Flynn (HOL)/Combustion Turbine (CT) St. Lawrence (STL) Niagara (NIA) 315-724-8186 ext. 0 718-626-8299 315-764-0229 ext.282 716-286-6705 Identification Badge Requirements One form of personal photo identification (ID) shall be required prior to an individual being issued a badge. Photo ID can include: an unexpired state issued driver’s license, an unexpired passport or passport card, a permanent resident card (green card), or an unexpired employment authorization document that includes a photograph, also Federal/State/Local governmental issued law enforcement/regulatory identification. If no photo ID is available then two forms of ID shall be required. They may include any above mentioned ID that is nonphoto or include the following: a state issued birth certificate, a social security card, a credit card, DD214 military document , valid non-photo state issued drivers license/permit or DMV issued identity card or school ID card. Any questions concerning the acceptance of any form of identification shall be discussed prior to granted entry with Corporate Security. Proper identification shall be carried by Contractor personnel when on NYPA facilities. Upon issuance of the NYPA I.D. Badge, it shall be worn and displayed at all times while on NYPA property. 4.3 Compliance with the Immigration Reform and Control Act (IRCA) CORPORATE SECURITY CS: 2.0 APPENDIX D Date: 12/14/2009 Revision: 8 Page 4 of 4 It is the Contractor’s responsibility to properly complete and retain Form I-9 for all of its employees assigned to perform contract work at any one of NYPA’s facilities, projects, and properties. The Contractor understands, and is in compliance with, its obligations under IRCA. The Contractor warrants that it is not knowingly employing any workers assigned to NYPA who are not authorized to work for the Contractor in the United States. The Contractor agrees to defend and indemnify NYPA for any liability arising out of claims that the Contractor’s employees are not authorized to work in the United States for the Contractor and/or any claims based upon alleged IRCA violations committed by the Contractor or Contractor personnel. 4.4 Termination Attachment II form shall be completed by a NYPA representative that is in charge of monitoring the performance of the contract work when unescorted access is no longer required by Contractor personnel. Immediate (within a 24 hour period) notification shall be made to Corporate/Site Security whenever any contractual relationship is either terminated, Contractor personnel are removed from a NYPA job location for any reason, or access to NERC CIP CCA areas is no longer needed. The NYPA representative that is monitoring the contract work shall hand in completed Attachment III- Escort Badge and all terminated badges to NYPA Corporate/Site Security when the Contractor’s employees are no longer needed. Michael Leonard Corporate Security Manager CS: 2.0 ATTACHMENT I Date: 12/14/2009 Revision: 8 Page 1 of 3 CORPORATE SECURITY ATTACHMENT I NYPA ACCESS AUTHORIZATION - BACKGROUND SCREENING SECURITY PROGRAM CONTRACTOR PERSONNEL SCREENING DATA ENTRY COVER SHEET Completed Form shall be submitted to CARCO 30 Days PRIOR to requested site entry To: CARCO Group Inc. Date: e-mail (FAX #) From: # of pages including this sheet: (631) 584-7094 ______________________________ Company Name: Address: Phone #: Contractor Personnel Name: Current Home Address: Previous Home Address: (If less than 7 years at current address) Previous Home Address: Previous Home Address: Social Security Number: Home Phone #: Driver License #: Country of Citizenship: (If under 7 Yrs. List :) ____________________ State: Date of Birth: □ United States □ Canada □ Other (specify:) Employment Access Dates are requested from: to Check off all NYPA facilities Contractor personnel are intended/requested to work: NYPA Employee Contact Name (will contact person listed when background is completed) CORPORATE SECURITY □ Albany Headquarters □ Clark Energy Center (CEC) □ Niagara (NIA) Other ________________ □ White Plains Headquarters □ Combustible Turbine (CT) □ Poletti (POL) CS: 2.0 ATTACHMENT I Date: 12/14/2009 Revision: 8 Page 2 of 3 □ Blenheim-Gilboa (B-G) □ Flynn (HOL) □ St. Lawrence (STL) Check (√) Appropriate Box □ US Package – US Citizen • Social Security Number Trace (United States Citizens) • Criminal History Record Search – Felonies and Misdemeanors, based on provided and developed names and residential addresses for 7 years. □ Canadian Package – Canadian Citizens • Canadian Criminal Search – based on current address • Canadian Social Insurance Number Check • Interscan (includes Interpol, US Dept of Commerce, and Treasury searches) (Non-US citizens only) □ Foreign National Package – Foreign Nationals (other than Canadian Citizens): List Country(s) of Origin: • Interscan (includes Interpol, US Dept of Commerce, and Treasury searches) (Non-US citizens only) • Multi-state criminal check, felony/misdemeanor NOTE: Most Foreign Nations do not participate with Interscan. Unescorted Access shall not be granted unless Interscan report received is complete for entire search period requested. I request unescorted access to perform authorized work at the New York Power Authority (“NYPA”). I certify that I have read NYPA’s Access Authorization C.S. 2.0 Appendix D Procedure. I shall comply and assist NYPA/CARCO in any assistance needed. In connection with my request for unescorted access at NYPA, I understand that a consumer report, as that term is defined in the Federal Fair Credit Reporting Act as amended (“FCRA”), 15 U.S.C. 1681 et seq. and applicable state law, may be obtained by NYPA from a consumer reporting agency. I hereby authorize NYPA now, or at any time while I am performing contract work at NYPA, to obtain a consumer report on me that is limited to a seven-year criminal background check and verification of my identity through a Social Security number trace. Privacy Laws Notification: Section 94 (1) (d) of the NY Public Officers Law requires this notice to be provided when collecting personal information from any individual requesting unescorted access to NYPA facilities. This information is requested pursuant to Article 5, Title 1 of the Public Authorities Law. The principal purpose for which the information is collected is for background screening for those requesting unescorted access to NYPA facilities in accordance with Section 96 (1) of the Personal Privacy Protection Law, particularly subdivisions (b), (e) and (f). Failure to provide the requested information may result in denial of unescorted access to NYPA facilities. This information shall be maintained by NYPA Corporate CS: 2.0 ATTACHMENT I Date: 12/14/2009 Revision: 8 Page 3 of 3 CORPORATE SECURITY Security (CS) at NYPA located at 123 Main Street, White Plains NY 10601 (914) 681-6200 or when appropriate, at one of NYPA’s various facilities. I understand if I disagree with the accuracy of any information in the report, I shall notify NYPA Corporate/Site security within five business days of my receipt of information. If I notify NYPA Corporate/Site security within five business days of the receipt of the report that I am challenging the information, NYPA may delay making a final decision on my unescorted access status until I have had a reasonable opportunity to address information contained in the report. It is understood that upon my discharge, voluntary resignation, or transfer to a position where unescorted access authorization is no longer required, NYPA shall be notified in writing (utilizing Attachment II Revocation of Access form) immediately so that I may be removed from the unescorted access list. It is understood that I shall return my access badge immediately to NYPA when unescorted access is no longer required. I hereby certify that all statements I have made in connection with this request are true and that I have not withheld any pertinent information. I understand that any falsification or willful misrepresentation can result in denial of access to NYPA facilities and premises and possible reimbursement to NYPA for any and all costs associated with conducting the background screening process. Print Contractor Personnel Name Contractor Personnel Signature *Maintain completed document for a period of three (3) years. Date CS: 2.0 ATTACHMENT II Date: 12/14/2009 Revision: 8 Page 1 of 1 CORPORATE SECURITY ATTACHMENT II NYPA ACCESS AUTHORIZATION - BACKGROUND SCREENING SECURITY PROGRAM REVOCATION OF ACCESS FORM Company Effective Date: □ Albany Headquarters □ Combustible Turbine □ Poletti (POL) □ White Plains Headquarters NYPA Locations: □ Blenheim-Gilboa (B-G) □ Flynn (HOL) □ St. Lawrence (STL) □ Other/Specify _______ □ Clark Energy Center (CEC) □ Niagara (NIA) The Contractor’s personnel listed below no longer require access to NYPA facilities: Contractor Personnel Name: Address: Date of Birth: NYPA Badge Number: Returned on: Reason for Revocation: Company Representative Signature Title Company Name Telephone Date Note: Terminations/Removal from NYPA job location or removal of need for NERC CIP CCA access warrants an immediate notification (within 24 hours) to Corporate/Site Security and paperwork to follow up within 7 calendar days. *Maintain completed document for a period of three (3) years CORPORATE SECURITY CS: 2.0 ATTACHMENT III Date: 12/14/2009 Revision: 8 Page 1 of 1 ATTACHMENT III NYPA ACCESS AUTHORIZATION - BACKGROUND SCREENING SECURITYPROGRAM ESCORT NAME: COMPANY: DATE: (Expires Daily) ESCORT: *Escorts are responsible to be physically present at all times. Failure to do so could result in loss of escort privileges and disciplinary action. Page 1 of 2 NEW YORK CORRECTION LAW ARTICLE 23-A LICENSURE AND EMPLOYMENT OF PERSONS PREVIOUSLY CONVICTED ON ONE OR MORE CRIMINAL OFFENSES §750. Definitions. For the purposes of this article, the following terms shall have the following meanings: (1) “Public agency” means the state or any local subdivision thereof, or any state or local department, agency, board or commission. (2) “Private employer” means any person, company, corporation, labor organization or association which employs ten or more persons. (3) “Direct relationship” means that the nature of criminal conduct for which the person was convicted has a direct bearing on his fitness or ability to perform one or more of the duties or responsibilities necessarily related to the license, opportunity, or job in question. (4) “License” means any certificate, license, permit or grant of permission required by the laws of this state, its political subdivisions or instrumentalities as a condition for the lawful practice of any occupation, employment, trade, vocation, business, or profession. Provided, however, that “license” shall not, for the purposes of this article, include any license or permit to own, possess, carry, or fire any explosive, pistol, handgun, rifle, shotgun, or other firearm. (5) “Employment” means any occupation, vocation or employment, or any form of vocational or educational training. Provided, however, that “employment” shall not, for the purposes of this article, include membership in any law enforcement agency. §751. Applicability. The provisions of this article shall apply to any application by any person for a license or employment at any public or private employer, who has previously been convicted of one or more criminal offenses in this state or in any other jurisdiction, and to any license or employment held by any person whose conviction of one or more criminal offenses in this state or in any other jurisdiction preceded such employment or granting of a license, except where a mandatory forfeiture, disability or bar to employment is imposed by law, and has not been removed by an executive pardon, certificate of relief from disabilities or certificate of good conduct. Nothing in this article shall be constructed to affect any right an employer may have with respect to an intentional misrepresentation in connection with an application for employment made by a prospective employee or previously made by a current employee. §752. Unfair discrimination against persons previously convicted of one or more criminal offenses prohibited. No application for any license or employment, and no employment or license held by an individual, to which the provisions of this article are applicable, shall be denied or acted upon adversely by reason of the individual’s having been previously convicted of one or more criminal offenses, or by reason of a finding of lack of “good moral character” when such finding is based upon the fact that the individual has previously been convicted of one or more criminal offenses, unless: (1) There is a direct relationship between one or more of the previous criminal offenses and the specific license or employment sought or held by the individual; or Page 2 of 2 (2) the issuance or continuation of the license or the granting or continuation of the employment would involve an unreasonable risk to property or to the safety or welfare of specific individuals or the general public. §753. Factors to be considered concerning a previous criminal conviction; presumption. 1. In making a determination pursuant to section seven hundred fifty-two of this chapter, the public agency or private employer shall consider the following factors: (a) The public policy of this state, as expressed in this act, to encourage the licensure and employment of persons previously convicted of one or more criminal offenses. (b) The specific duties and responsibilities necessarily related to the license or employment sought or held by the person. (c) The bearing, if any, the criminal offense or offenses for which the person was previously convicted will have on his fitness or ability to perform one or more such duties or responsibilities. (d) The time which has elapsed since the occurrence of the criminal offense or offenses. (e) The age of the person at the time of occurrence of the criminal offense or offenses. (f) The seriousness of the offense or offenses. (g) Any information produced by the person, or produced on his behalf, in regard to his rehabilitation and good conduct. (h) The legitimate interest of the public agency or private employer in protecting property, and the safety and welfare of specific individuals or the general public. 2. In making a determination pursuant to section seven hundred fifty-two of this chapter, the public agency or private employer shall also give consideration to a certificate of relief from disabilities or a certificate of good conduct issued to the applicant, which certificate shall create a presumption of rehabilitation in regard to the offense or offenses specified therein. §754. Written statement upon denial of license or employment. At the request of any person previously convicted of one or more criminal offenses who has been denied a license or employment, a public agency or private employer shall provide, within thirty days of a request, a written statement setting forth the reasons for such denial. §755. Enforcement. 1. In relation to actions by public agencies, the provisions of this article shall be enforceable by a proceeding brought pursuant to article seventy-eight of the civil practice law and rules. 2. In relation to actions by private employers, the provisions of this article shall be enforceable by the division of human rights pursuant to the powers and procedures set forth in article fifteen of the executive law, and, concurrently, by the New York City commission on human rights. A Summary of Your Rights Under the Fair Credit Reporting Act Page 1 of 3 Para informacion en espanol, visite www.ftc.gov/credit o escribe a la FTC Consumer Response Center, Room 130-A 600 Pennsylvania Ave. N.W., Washington, D.C. 20580. The federal Fair Credit Reporting Act (FCRA) promotes the accuracy, fairness, and privacy of information in the files of consumer reporting agencies. There are many types of consumer reporting agencies, including credit bureaus and specialty agencies (such as agencies that sell information about check writing histories, medical records, and rental history records). Here is a summary of your major rights under the FCRA. For more information, including information about additional rights, go to www.ftc.gov/credit or write to: Consumer Response Center, Room 130-A, Federal Trade Commission, 600 Pennsylvania Ave. N.W., Washington, D.C. 20580. • You must be told if information in your file has been used against you. Anyone who uses a credit report or another type of consumer report to deny your application for credit, insurance, or employment – or to take another adverse action against you – must tell you, and must give you the name, address, and phone number of the agency that provided the information. • You have the right to know what is in your file. You may request and obtain all the information about you in the files of a consumer reporting agency (your “file disclosure”). You will be required to provide proper identification, which may include your Social Security number. In many cases, the disclosure will be free. You are entitled to a free file disclosure if: A person has taken adverse action against you because of information in your credit report; You are the victim of identity theft and place a fraud alert in your file; Your file contains inaccurate information as a result of fraud; You are on public assistance; You are unemployed but expect to apply for employment within 60 days. In addition, by September 2005 all consumers will be entitled to one free disclosure every 12 months upon request from each nationwide credit bureau and from nationwide specialty consumer reporting agencies. See www.ftc.gov/credit for additional information. • You have the right to ask for a credit score. Credit scores are numerical summaries of your credit-worthiness based on information from credit bureaus. You may request a credit score from consumer reporting agencies that create scores or distribute scores used in residential real property loans, but you will have to pay for it. In some mortgage transactions, you will receive credit score information for free from the mortgage lender. • You have the right to dispute incomplete or inaccurate information. If you identify information in your file that is incomplete or inaccurate, and report it to the consumer reporting agency, the agency must investigate unless your dispute is frivolous. See www.ftc.gov/credit for an explanation of dispute procedures. • Consumer reporting agencies must correct or delete inaccurate, incomplete, or unverifiable information. Better Decisions Through Accurate Information www.carcogroup.com A Summary of Your Rights Under the Fair Credit Reporting Act Page 2 of 3 Inaccurate, incomplete or unverifiable information must be removed or corrected, usually within 30 days. However, a consumer reporting agency may continue to report information it has verified as accurate. • Consumer reporting agencies may not report outdated negative information. In most cases, a consumer reporting agency may not report negative information that is more than seven years old, or bankruptcies that are more than 10 years old. • Access to your file is limited. A consumer reporting agency may provide information about you only to people with a valid need – usually to consider an application with a creditor, insurer, employer, landlord, or other business. The FCRA specifies those with a valid need for access. • You must give your consent for reports to be provided to employers. A consumer reporting agency may not give out information about you to your employer, or a potential employer, without your written consent given to the employer. Written consent generally is not required in the trucking industry. For more information, go to www.ftc.gov/credit. • You may limit “prescreened” offers of credit and insurance you get based on information in your credit report. Unsolicited “prescreened” offers for credit and insurance must include a toll-free phone number you can call if you choose to remove your name and address from the lists these offers are based on. You may opt-out with the nationwide credit bureaus at 1-888-567-8688. • You may seek damages from violators. If a consumer reporting agency, or, in some cases, a user of consumer reports or a furnisher of information to a consumer reporting agency violates the FCRA, you may be able to sue in state or federal court. • Identity theft victims and active duty military personnel have additional rights. For more information, visit www.ftc.gov/credit. Better Decisions Through Accurate Information www.carcogroup.com A Summary of Your Rights Under the Fair Credit Reporting Act Page 3 of 3 States may enforce the FCRA, and many states have their own consumer reporting laws. In some cases, you may have more rights under state law. For more information, contact your state or local consumer protection agency or your state Attorney General. Federal enforcers are: TYPE OF BUSINESS: PLEASE CONTACT: Consumer Reporting Agencies, creditors and others not listed below Federal Trade Commission Consumer Response Center - FCRA Washington, D.C. 20580 1-877-382-4357 National banks, federal branches/agencies of foreign banks (word “National” or initials “N.A.” appear in or after bank’s name) Office of the Comptroller of the Currency Compliance Management, Mail Stop 6-6 Washington, D.C. 20219 800-613-6743 Federal Reserve System member banks (except national banks, and federal branches/agencies of foreign banks) Federal Reserve Board Division of Consumer & Community Affairs Washington, D.C. 20551 202-452-3693 Savings associations and federally chartered savings banks (word “Federal” or initials “F.S.B.” appear in federal institution’s name) Office of Thrift Supervision Consumer Complaints Washington, D.C. 20552 800-842-6929 Federal credit unions (words “Federal Credit Union” appear in institution’s name) National Credit Union Administration 1775 Duke Street Alexandria, VA 22314 703-519-4600 State-chartered banks that are not members of the Federal reserve System Federal Deposit Insurance Corporation Consumer Response Center 2345 Grand Avenue, Suite 100, Kansas City, MO 64108-2638 1-877-275-3342 Air, surface, or rail common carriers regulated by former Civil Aeronautics Board or Interstate Commerce Commission Department of Transportation Office of Financial Management Washington, D.C. 20590 202-366-1306 Activities subject to the Packers and Stockyards Act, 1921 Department of Agriculture Office of Deputy Administrator - GIPSA Washington, D.C. 20250 202-720-7051 12/29/2004 Better Decisions Through Accurate Information www.carcogroup.com APPENDIX "E" OMNIBUS PROCUREMENT ACT OF 1992 REQUIREMENTS A. DECLARATION OF POLICY It is the policy of New York State to encourage the use of New York state subcontractors and suppliers, and to promote the participation of minority and women-owned businesses where possible, in the procurement of goods and services. B. 1. A New York State Business Enterprise shall mean a business enterprise, including a sole proprietorship, partnership, or corporation which offers for sale or lease or other form of exchange, goods which are sought by the Authority and which are substantially manufactured, produced or assembled in New York State or services which are sought by the Authority and which are substantially performed within New York State. 2. A New York Resident means a natural person who maintains a fixed, permanent and principal home located within New York State and to which such person, whenever temporarily located, always intends to return. 3. A Foreign Business Enterprise means a business enterprise, including a sole proprietorship, partnership of corporation, which offers for sale, lease or other form of exchange, goods which are sought by the corporation and which are substantially produced outside New York State, or services, other than construction services sought by the corporation which are substantially performed outside New York State. For purposes of construction services, foreign business enterprise shall mean a business enterprise, including a sole proprietorship, partnership of corporation, which has its principal place of business outside New York State. Information concerning the availability of New York State subcontractors and suppliers and the directory of Certified Minority and Women-Owned Business Enterprises is available from: New York State Department of Economic Development Division for Small Business One commerce Plaza Albany, New York 12245 Phone: (518) 474-7756 Fax: (518) 468-6416 C. For all contracts the Authority requires bidders to identify the location of the plant where equipment is substantially manufactured, produced or assembled or where services are substantially performed using the Geographic Origin Form, annexed hereto as Attachment 1. D. A bidder located in a foreign country will cooperate with any effort to obtain offset credits from foreign countries as a result of the contract. The Authority may assign or otherwise transfer offset credits created by this contract to third parties located in New York State. E. CONTRACTS EQUAL TO OR GREATER THAN ONE MILLION DOLLARS 1. For any contract let by the Authority in an amount equal to or greater than one million dollars, the bidder shall, as supplementary materials to its bid: Document its efforts that it has (a) solicited bids, in a timely and adequate manner, from New York State Business Enterprises including certified Minority and Women-Owned Business, or (b) contacted the New York State Department of Economic Development to obtain listings of New York State Business Enterprises, or (c) placed notices for subcontractors and suppliers in newspapers, journals and other trade publications distributed in New York State, or (d) participated in bidder outreach conferences. If the Bidder determines that New York State Business Enterprises are not available to participate on the contract as subcontractors or suppliers, the bidder shall provide a statement to the Authority indicating the method by which such determination was made. If the Bidder does not intend to use subcontractors on the contract, the Bidder shall provide a statement to the Authority verifying such intent. 2. As documentation of its efforts to encourage the participation of New York State Business Enterprises and Minority and Women Owned Businesses as suppliers and subcontractors pursuant to this section, the bidder shall submit the Documentation Checklist, annexed hereto as Attachment 2. The bidder's notification to New York State residents can be provided by telecopying a Fast Fax Job Order form to the Community Service Division of the New York State Department of Labor. A Fast Fax Job Order form is annexed hereto as Attachment 3. The bidder may attach a completed Fast Fax Job Order form as documentation of its efforts to provide notification pursuant to this section. 3. Following the award of any procurement contract equal to or greater than 1 million dollars, the contractor shall submit the Post-Award Compliance Report, annexed hereto as Attachment 4, documenting its notification efforts. 4. By submission of its bid, the bidder attests to compliance with the federal equal employment opportunity act of 1972 (P.L. 92-261), as amended. PROC-E Rev. 3, 6/09 ATTACHMENT 1 NEW YORK POWER AUTHORITY GEOGRAPHIC ORIGIN FORM Bidder: IMPORTANT NOTE TO BIDDERS Pursuant to the Omnibus Procurement Act of 1992, the Authority is required to determine whether each award is designated as a NYSBE or FBE. Please complete this form to identify the location of the plant where each item in this bid package is substantially manufactured, produced or assembled or where services will be substantially performed. If necessary, please contact the manufacturer to insure the accuracy of this information. RETURN THIS FORM WITH YOUR PROPOSAL. NOTE: (a) If all items are substantially manufactured in the same location, complete only item 1 indicating same. (b) If all items are not substantially manufactured in the same location, complete a section for each item in this bid package. PLEASE copy this form as needed for additional items. EQUIPMENT ITEM NO. 1. Manufacturer: DESCRIPTION & MODEL NUMBER ESTIMATED QUANTITY UNIT PRICE TOTAL PRICE $ $ $ $ $ $ $ $ $ $ $ City: State: Address of plant where item is substantially manufactured: 2. Manufacturer: $ City: State: Address of plant where item is substantially manufactured: 3. Manufacturer: $ City: State: Address of plant where item is substantially manufactured: 4. Manufacturer: $ City: State: Address of plant where item is substantially manufactured: 5. Manufacturer: $ City: Address of plant where item is substantially manufactured: SERVICES Please indicate the location where services will be substantially performed: PROC-E Rev. 3, 6/09 State: ATTACHMENT 2 NEW YORK POWER AUTHORITY DOCUMENTATION CHECKLIST (FOR PROCUREMENT CONTRACTS EQUAL TO OR GREATER THAN $1 MILLION) BIDDER: INQUIRY NUMBER: Pursuant to the Omnibus Procurement Act of 1992 and Section 2879 of the Public Authorities Law, the bidder is required to document its efforts to encourage participation of New York State Business Enterprises and Certified Minority and Women Business Enterprises as supplier and subcontractors. A. The Bidder shall document its efforts to show that it has: 1. Solicited bids in a timely and adequate manner from New York State Business Enterprises including Certified Minority and Women Owned Businesses; or 2. Contacted the New York State Department of Economic Development to obtain listings of New York State Business Enterprises and Certified Minority and Women Owned Businesses for opportunities as subcontractors and suppliers in this procurement contract; or 3. Notified New York State Residents of opportunities as subcontractors and suppliers in this procurement contract by one or more of the following methods: a. b. c. Placing advertisements in newspapers, journals or other trade publications distributed in New York State. Contacting the New York State Community Service Division via the attached Fast Fax Job Order form (annexed hereto as Attachment 3). Participating in Bidder Outreach Conferences. B. Where there are no New York State Business Enterprises available to participate as subcontractors or suppliers, the successful bidder will provide the Authority with a statement indicating the method by which such determination was made. C. Where the successful bidder does not intend to use any subcontractors or suppliers in this procurement contract, a statement shall be provided to the Authority indicating such. The undersigned assures related documentation is on file and available upon request to the Authority or New York State. BY: BY: SIGNATURE PROC-E Rev. 3, 6/09 NAME/TITLE PRINTED ATTACHMENT 4 NEW YORK POWER AUTHORITY POST-AWARD COMPLIANCE REPORT (FOR PROCUREMENT CONTRACTS EQUAL TO OR GREATER THAN $1 MILLION) To be completed by contractor upon notification of award. Pursuant to the Omnibus Procurement Act of 1992, the Authority requires the contractor to complete this form. NAME OF CONTRACTOR: 1. CONTRACT NUMBER: The contractor has made all reasonable efforts to encourage the participation of NYS Business Enterprises as suppliers and subcontractors in this procurement contract. YES NO If no, please explain: 2. The contractor has contacted the NYS Department of Economic Development to obtain listings of NYS subcontractors and suppliers for products and services currently purchased from out-of-state/foreign firms. YES NO If no, please explain: 3. The contractor has utilized other source(s) to identify NYS subcontractors and suppliers. YES NO If yes, please identify source(s): If no, please explain: 4. The contractor has complied with the federal Equal Employment Opportunity Act of 1972 (P.L. 92-261), as amended. NO YES 5. The contractor has provided NYS residents notice of new employment opportunities resulting from this procurement contract by listing any such positions with the Job Service Division of the NYS Department of Labor via Fast Fax form or other method consistent with collective bargaining agreements or contracts. YES NO Attach documentation of notification; if none, please explain: By signing this Post-Award Compliance Report the contractor assures the above information is true and supporting documentation is available (upon request by New York State or the Authority). BY: BY: SIGNATURE PROC-E Rev. 3, 6/09 NAME/TITLE PRINTED Appendix F (3/26/12) APPENDIX “F” Computer Aided Design Requirements for New York Power Authority Drawings General Information: The following Computer Aided Design (CAD) requirements shall apply to drawings furnished to the New York Power Authority (NYPA) by Architecture, Engineering & Construction (AEC) firms, Vendors, Manufacturers or any other organizations contracted by the New York Power Authority that involve the development of new and/or revision of existing design drawings. CAD Drawing Requirements: 1. All CAD drawings shall be created and/or modified using officially licensed and currently supported AutoCAD software from Autodesk, Inc. (Currently supported is defined by the OEM as the three latest versions) 2. All raster images in existing hybrid drawings (combination of raster and CAD vector information) shall be edited using officially licensed and currently supported versions of Raster Design from Autodesk, Inc. 3. All other CAD software or third party applications shall not be used to develop or modify drawing files unless approved in advance by NYPA’s Director of Design & Drafting or designee. 4. Drawings shall not be created or edited using other CAD related applications and then translated or converted into AutoCAD format unless approved in advance by NYPA’s Director of Design & Drafting or designee. 5. All models in AutoCAD drawings shall be drawn at full scale in Model Space. All viewports in Paper Space shall be scaled to the noted view scale as depicted below the view name or as shown in the title block. 6. All geometry and annotation associated with the drawing model shall be placed in Model Space with the exception of general notes, reference drawing lists, legends and view labels which shall be placed in Paper Space. 7. Only standard line types, shape files and fonts that are installed by AutoCAD are to be used when creating new drawings or editing existing NYPA drawings. 8. All AutoCAD objects shall be drawn with Color, Linetype, Lineweight and Plot Style properties set to ByLayer. 9. All drawing text shall be Romans.shx font and sized to correspond to 0.1000 height and 0.9000 width in Paper Space. This shall be used on all text and dimensions placed in Model Space. 10. All layers shall be turned on and thawed with the exception of the X-TBLOCK layer which shall remain frozen. The X-TBLOCK layer is used for concurrent engineering copies of original plant/facility drawings. (Concurrent engineering copies are controlled copies of plant or facility drawings that are created for new and existing drawings by NYPA Design & Drafting personnel for specific modifications.) 11. AutoCAD blocks shall not be exploded. Computer Aided Design Requirements for NYPA Drawings Page 1 of 2 Appendix F (3/26/12) 12. Drawing files shall contain only one layout tab. Prior approval by NYPA’s Director of Design & Drafting or designee is required if multiple layout tabs are deemed necessary to accurately depict portions of the whole model. 13. All external references in AutoCAD drawings shall be converted to standard local AutoCAD block definitions using the Insert method. 14. NYPA shall provide the AutoCAD plot style files associated with the requested drawings. The plot style files (.ctb, .stb) shall not be altered in any way or substituted. 15. Requests for drawing files, AutoCAD template files and drawing numbers shall be directed to NYPA’s Design/Drafting Supervisors at the respective site where the files are managed. Submittal Requirements: 1. Hardcopy drawing submissions shall include a set of plotted drawings that include inked approvals and a New York State Professional Engineer (P.E.) wet or embossed seal. 2. Electronic CAD files (.dwg) shall have the NYS Professional Engineer seal as an electronic facsimile or represented as text with the State’s name, Engineer’s name, License number and approval date in the space provided on each drawing for P.E. Seals. 3. A Portable Document Format (PDF) file shall also be provided for each CAD drawing that corresponds to the plotted drawing size. 4. A list of all submitted drawings shall be provided in a spreadsheet format (Microsoft Excel .xls or equivalent) that contains the drawing number, original issue date, current revision number, and complete drawing title. 5. Electronic storage media (CD/DVD) containing AutoCAD and PDF files shall be clearly marked with the Vendor’s name, NYPA Project name, NYPA Facility name and NYPA Contract number. The disc (CD/DVD) shall contain a full set of completed AutoCAD drawings that includes all approval signatures shown in AutoCAD text format. 6. Transmittals of hard copies of drawings and storage media shall be delivered to the individual identified in the contract agreement. These requirements apply to drawings furnished for contract closeout or as record documentation. 7. Officially signed and P.E. sealed hardcopy plots shall not contain any other manually entered content other than signatures and wet seal. 8. Drawings and/or electronic files shall not contain any copyrighted information or entities which NYPA has not been granted full rights for use. 9. Any questions or exceptions related to the aforementioned requirements shall be submitted to NYPA’s Director of Design & Drafting before the commencement of any design drawing work. Computer Aided Design Requirements for NYPA Drawings Page 2 of 2 APPENDIX G EQUAL EMPLOYMENT OPPORTUNITIES REQUIREMENTS During the performance of this contract, the Contractor agrees as follows: I. II. EQUAL EMPLOYMENT OPPORTUNITIES (EEO) REQUIREMENTS [Applicable to all Contracts valued at $25,000 or less] A. The Contractor will not discriminate against any employee or applicant for employment because of age, race, creed, color, sex, national origin, marital status or disability (as defined in Section 312 of the Executive Law) and will take affirmative action to ensure that minority group members and women are afforded equal employment opportunities without discrimination on the basis of age, race, creed, color, sex, national origin, marital status or disability. Such action shall be taken with reference, but not limited to: recruitment, employment, job assignment, promotion, upgrading, demotion, transfer, layoff or termination, rates of pay or other forms of compensation, and selection for training or retraining, including apprenticeship and on-the-job training. B. The Contractor will send to each employment agency, labor union or authorized representative of workers with which it is bound by a collective bargaining or other agreement or understanding, a notice, to be provided by the State Division of Human Rights, advising such labor union or representative of the Contractor's agreement under clauses (a) through (g) (hereinafter called "nondiscrimination clauses"). At the request of the Authority, the Contractor shall request such employment agency, labor union or representative to furnish it with a written statement that such employment agency, labor union or authorized representative will not discriminate on the basis of age, race, creed, color, sex national origin, marital status or disability and that such employment agency, labor union or authorized representative either will affirmatively cooperate, within the limits of its legal and contractual authority, in the implementation of the policy and provisions of these nondiscrimination clauses or that is consistent and agrees that recruitment, employment and the terms and conditions of employment under this Contract shall be in clauses. If such employment agency, labor union or authorized representative fails or refuses to comply with such request that it furnish such a statement, the Contractor shall promptly notify the Authority of such failure or refusal. C. The Contractor will post and keep posted in conspicuous places, available to employees and applicants for employment, notices to be provided by the State Division of Human Rights setting forth the substance of the provisions of clauses A. and B. and such provisions of the State's laws against discrimination as the State Division of Human Rights shall determine. D. The Contractor will state, in all solicitations or advertisements for employees placed by or on behalf of the Contractor that, in performance of the Authority’s contract, all qualified applicants will be afforded equal employment opportunities without discrimination because of age, race, creed, color, sex, national origin, marital status or disability. E. The Contractor will comply with the provisions of Sections 291-299 of the Executive Law and with the Civil Rights Law, will furnish all information and reports deemed necessary by the State Division of Human Rights under these nondiscrimination clauses and such sections of the Executive Law, and will permit access to his books, records and accounts by the Authority, the State Division of Human Rights, the Attorney General and the Commissioner of Labor for purposes of investigation to ascertain compliance with these nondiscrimination clauses and such section of the Executive Law and Civil Rights Law. EQUAL EMPLOYMENT OPPORTUNITIES (EEO) REQUIREMENTS [Applicable to all Contracts valued over $25,000] A. In accordance with the Authority's Minority and Women Owned Business Enterprise Policy and with Article 15-A of the Executive Law and the regulations promulgated thereto, the Authority has established the following Equal Employment Opportunity Requirements. The EEO requirements are applicable to all Authority Contracts issued in excess of $25,000 and/or where a Contractor has a work force of 10 employees or more working on an Authority Contract. B. The Contractor shall designate and make known to the Authority an EEO officer who will have the responsibility for and the authority to effectively administer their EEO program. C. IF A CONTRACTOR DOES NOT SUBMIT, WITH ITS BID PROPOSAL, AN EEO POLICY STATEMENT AND STAFFING PLAN OR TOTAL WORK FORCE INFORMATION, THE BID WILL BE REJECTED UNLESS REASONABLE JUSTIFICATION FOR SUCH FAILURE IS PROVIDED IN WRITING OR A COMMITMENT IS MADE TO PROVIDE SUCH DOCUMENTS BY A DATE SPECIFIED BY THE AUTHORITY. EEO POLICY It is the policy of the Authority to afford Equal Employment Opportunities regardless of race, creed, color, national origin, sex, age, disability or marital status. The EEO requirements also provide methods for Contractors to identify, recruit, and employ minority group members and women on State contracts. The parties agree as a condition of an Authority Contract to be bound by the provisions of Section 312 of Article 15-A of the Executive Law, as well as to any other applicable provisions under the law and this Contract. 1. DEFINITIONS A) Business Enterprise. Any entity, including a sole proprietorship, partnership or corporation which is authorized to and engages in lawful business transactions in accordance with New York State Law. B) Contractor. The person, partnership or corporation to whom the Authority's Procurement/Service Contract for Goods/Materials or Services is awarded. C) Equal Employment Opportunities (EEO). A Contractor and subcontractor's concurrence and active efforts to afford employment opportunities for minority group members and women without discrimination because of race, creed, color and national origin, sex, age, disability or marital status, and to employ and utilize minority group members and women in their work forces on Authority Contracts. D) Labor Force Availability Data. Data pertaining to the relevant availability and expected levels of participation of minority group members and women on Authority Contracts. The data are developed by the New York State (NYS) Department of Economic Development, Division of Minority and Women's Business Development (DMWBD) and are based upon the most recent census data provided by the NYS Department of Labor, Bureau of Labor Market Information, aggregated into nine (9) Federal Occupational Categories. The nine Occupational Categories include: Official and Admin., Professionals, Office and Clerical, Skilled Craft, Operatives, Laborers, Technicians, Service Workers, and Sales Workers. E) Minority Group Member. A United States Citizen or permanent resident alien who is and can demonstrate membership in one of the following groups: 1) 2) PROC-G Rev. 2, 5/12 Black persons having origins in any of the Black African racial group; Hispanic persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American descent of either Indian or Hispanic origin, regardless of race; 3) 4) Native American or Alaskan native persons having origins in any of the original peoples of North America; Asian and Pacific Islander persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or the Pacific Islands. F) Staffing Plan (Form G-1). Describes the anticipated work force on an Authority Contract broken down by ethnic background, gender and specified occupational categories and required for all non-construction Contracts subject to EEO requirements, prior to award. The form of the staffing plan shall be provided by the Authority. G) Work Force Employment Utilization Reports (Form G-2, G-3 & G-4). Required within ten (10) days of all contract awards. It requires a breakdown of total hours worked by Federal Occupational Category, by number of employees, by gender and by ethnic categories for NonConstruction Contracts. Work Force Employment Utilization Reports shall be provided by the Authority. H) 1) Project Specific Work Force Reports. Required where the work force on an Authority Contract can be separated out from a Contractor's total work force. (Required quarterly) 2) Total Work Force Reports. Required where work force on an Authority Contract cannot be separated out from a Contractor's total work force. (Required semi-annually) Monthly Work Force Employment Utilization Report - Construction (Form G-5). Required within ten (10) days of all contract awards. It requires a breakdown of total hours worked by Job Category, by number of employees by Federal occupational categories, by gender and by ethnic categories for Construction Contracts. The Monthly Work Force Employment Utilization Report - Construction shall be provided by the Authority. Referencing subparagraphs G1), G2), and H) above, if there has been no change in the work force quarterly, semi-annually or monthly, respectively, a written notice of such must be provided to the Authority. I) Goal. The term referring to the aim of ensuring that minority group members and women and certified businesses be given the opportunities for meaningful participation in employment on and in the performance of and Authority contract. III. SUMMARY OF EQUAL EMPLOYMENT OPPORTUNITY REGULATIONS A. The new Equal Employment Opportunity (EEO) regulations provide methods for Contractors to identify, recruit and employ minority group members and women on State contracts. The regulations enable the State, with regard to minority group members and women, to measure utilization and to assist Contractors in expanding employment opportunities. B. The regulations are in accordance with Section 312 of Executive Law, Article 15-A, and are consistent with the State's policy of affording equal employment opportunities regardless of race, creed, color, national origin, sex, age, disability or marital status. The regulations apply to all State contracts, as defined by Article 15-A. C. RESPONSIBILITIES OF CONSTRUCTION CONTRACTORS ARE TO: 1. 2. 3. 4. 5. 6. D. undertake or continue existing programs of affirmative action; submit to the Authority, prior to the award of the Contract, an EEO Policy Statement; ensure that all subcontractors comply with the EEO requirements; submit to the Authority, within ten (10) days of Contract award, a Work Force Employment Utilization Report including the same information now mandated by the federal government, such as employees' hours worked on activities related to the Contract broken down by specified ethnic background, gender and the construction related job titles; and provide the Authority with a Work Force Employment Utilization Report on a monthly basis throughout the life of the Contract. within five (5) business days of contract award, obtain from the Authority a copy of the New York State Labor Force Availability data document for its use in complying with EEO requirements. RESPONSIBILITIES OF CONTRACTORS ARE TO: COMMODITIES, SERVICES/CONSULTING, AND PROFESSIONAL CONSTRUCTION CONSULTANT 1. 2. 3. 4(a). undertake or continue existing programs of affirmative action; submit to the Authority an EEO policy statement after a bid opening, but before the Contract is awarded; ensure that all subcontractors comply with the EEO requirements; submit to the Authority, pre-award, a staffing plan that describes the anticipated work force on the contract broken down by ethnic background, gender and specific occupational categories; 4(b). or alternatively submit, pre-award, where the work force on the Contract can not be separated out from the contractor's total work force, information on the total work force broken down by ethnic background, gender and specified occupational categories; 5(a). submit to the Authority, within ten (10) days of Contract award, a Work Force Employment Utilization Report including the total number of actual employees working on the Contract broken down by ethnic background, gender and specified occupational categories; 5(b). or alternatively submit, within ten (10) days of Contract award, where the work force on the Contract cannot be separated out from the Contractor's total work force, semi-annual information on the total work force; and 6. provide to the Authority, when the work force utilization information changes, revised work force utilization reports on a quarterly basis throughout the life of the Contract. E. RESPONSIBILITIES OF STATE AGENCIES ARE TO: 1. 2. 3. 4. 5. 6. revise their annual goal plans to include steps that will be taken to implement and ensure compliance with the EEO requirements and any proposed modifications to the implementation of these requirements; supply to the successful Contractor a copy of New York State's Economic Development Labor Force Availability Data. The data is provided as a tool to aid in determining the expected level of participation consistent with the labor force availability and geographic locations of minority and women in the county where the work is being performed. provide quarterly reports to the DMWBD on Contractors' work force information broken down by ethnic background, gender and specified occupational categories; monitor Contractors' compliance with the EEO regulations and provide the DMWBD with written compliance findings annually; resolve noncompliance matters with Contractors. Those matters that cannot be resolved must be submitted to the Executive Director of the DMWBD; and conduct, on selected Contracts, in-depth analysis, evaluating whether, with regard to minority group members and women, the Contractor: a) b) c) d) PROC-G Rev. 2, 5/12 maintains a list of recruitment sources (available from DMWBD); provides written notification to recruitment sources of job openings; disseminates its EEO policy by including it in advertising; and supports recruiting, hiring, apprentice training and internal EEO policies and procedures. Form G-1 CONTRACTOR STAFFING PLAN Project/RFP Title Location of Contract: County Contractor/Firm Name ZIP Address City Check applicable categories: (1) Staff Estimates include: (2) Type of Contract: State Contract/Project Staff Construction Consultants Total Work Force Commodities ZIP Subcontractors Services/Consultants Total Anticipated Work Force Federal Occupational Category Total Number of Employees Black (Not of Hispanic Origin) Male Male Female Female Hispanic Male Female Officials/Admin. Professionals Technicians Sales Workers Office & Clerical Craft Workers Operatives Laborers Service Workers TOTALS Company Official's Name Title Company Official's Signature Telephone Number ( ) Date Asian or Pacific Islander Male Female Native American/ Alaskan Native Male Female Total Percent Minority Employees Total Percent Female Employees CONTRACTOR WORK FORCE EMPLOYMENT UTILIZATION REPORT PROFESSIONAL CONSTRUCTION CONSULTANT FIRMS Agency New York Power Authority /Code 99905 Contractor Firm Name Reporting Period Check one: Quarterly Report Semi-Annual Report Address City Type of Report: Form G-2 Contract Specific Federal ID/Payee Id No. Check One: Prime Contractor Work Force State Zip Check if NOT-FOR-PROFIT Total Work Force Contract No. Location of Work Subcontractor County ZIP Product/Service Provided: Contract Amount: $ Contract Start Date: Percent of Job Completed Number of Employees Federal Occupational Category Total Number of Employees Black (Not of Hispanic Origin) Male Male Female Female Hispanic Male Female Officials/Admin. Professionals Technicians Sales Workers Office & Clerical Craft Workers Operatives Laborers Service Workers TOTALS Company Official's Name Title Company Official's Signature Telephone Number ( ) Date Asian or Pacific Islander Male Female Native American/ Alaskan Native Male Female Total Percent Minority Employees Total Percent Female Employees WORK FORCE EMPLOYMENT UTILIZATION REPORT PROFESSIONAL CONSTRUCTION CONSULTANT FIRMS INSTRUCTIONS FOR COMPLETION PURPOSE: The Work Force Employment Utilization Report for Professional Construction Consultant Firms is prepared by all contractors, and subcontractors if any, providing professional construction (e.g. architectural, engineering) services to document their actual employment of minority group members and women during the period covered by the report. The report has a format similar to forms used by the Federal government for reporting equal employment opportunity data. When the contract specific work force can be identified, the report covers all employees (including apprentices or trainees) working on the project. If the contract spec`ific work force cannot be separated out, the contractor's total work force is reported. The completed reports are used by the contracting state agency to monitor the contractor's and subcontractor's compliance with the contract's equal employment opportunity requirements. GENERAL INFORMATION: 1. Name of contracting state agency and state agency code (five digit code). 2. Reporting period covered by report (mm/dd/yy to mm/dd/yy); check to indicate Quarterly or Semi-Annual Report. 3. Contractor firm name (prime contractor on summary report submitted to agency) and address (including city name, state and zip code); check if the contractor is a NOT-FOR-PROFIT. 4. Type of Report: check to indicate whether report covers (i) the Contract Specific Work Force or (ii) the Company's Total Work Force (in the event the contract specific work force cannot be separated out). 5. Contractor Federal Employer Identification number or payee identification number (prime contractor i.d. on summary report); check to indicate prime or subcontractor report. 6. Contract Amount is dollar amount based on terms of the contract. 7. Contract number is the agency assigned number given to the contract. 8. Location of work including county and zip code where work is performed. 9. Indicate Product or Service provided by contractor (brief description). 10. Contract start date is month/day/year work on contract actually began. 11. Contractor's estimate of the percentage of work completed at the end of this reporting period. FEDERAL OCCUPATIONAL CATEGORIES: The contractor's work force is broken down and reported by the nine Federal Occupational Categories (FOC's) consistent with the Federal government's EEO-1 categories for the private sector labor force. These are: Officials and Manager, Professionals, Technicians, Sales, Office & Clerical (Administrative Support), Craft Workers, Operative, Laborers and Service Workers. The categories are general in nature, and include all related occupational job titles. The contracting agency can provide assistance in categorizing specific jobs. TOTAL NUMBER OF EMPLOYEES: Record the total number of all persons employed in each FOC during the reporting period, regardless of ethnicity (either working on the specific contract OR in the contractor's total work force, based on the type of report indicated above). Report the total number of male (M) employees in column (1) and the total number of female (F) employees in column (2) for each FOC. In columns (3) through (10) report the numbers of male and female minority group members employed, based on the following defined groups: Black (not of Hispanic origin): all persons having origins in any of the Black African racial groups; Hispanic: all persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American or either Indian or Hispanic origin, regardless of race; Asian or Pacific Islander: all persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or Pacific Islands; Native American or Alaskan Native: all persons having origins in any of the original peoples of North America. TOTAL % MINORITY TOTAL % FEMALE = = sum of all minority group members (male and female) employed in the FOC divided by the total number of all employees in that FOC (column 1 + column 2). total number of female employees in the FOC (column 2) divided by the total number of all employees in that FOC (column 1 + column 2). TOTALS: column totals should be calculated (sum each column) for all FOC's combined. Total minority and female percentages should be calculated as shown above, based on the column totals. SUBMISSION: The Work Force Employment Utilization Report is to be completed by both prime and subcontractors and signed and dated by an authorized representative before submission. This Company Official's name, official title and telephone number should be printed or typed where indicated on the bottom of the form. The prime contractor shall complete a report for its own work force, collect reports completed by each subcontractor, and prepare a summary report for the entire combined contract work force. The reports shall include the total number of employees in each occupational category for all payrolls completed in the monthly reporting period. The prime contractor shall submit the summary report to the contracting agency as required by Part 542 of Title 9 Subtitle N of the NYCRR pursuant to Article 15-A of the Executive Law. CONTRACTOR WORK FORCE EMPLOYMENT UTILIZATION REPORT COMMODITIES FIRMS Agency New York Power Authority /Code 99905 Contractor Firm Name Reporting Period Check one: Quarterly Report Semi-Annual Report Address City Type of Report: Form G-3 Contract Specific Federal ID/Payee Id No. Check One: Prime Contractor Work Force State Zip Check if NOT-FOR-PROFIT Total Work Force Contract No. Location of Work Subcontractor County ZIP Product/Service Provided: Contract Amount: $ Contract Start Date: Percent of Job Completed Number of Employees Federal Occupational Category Total Number of Employees Black (Not of Hispanic Origin) Male Male Female Female Hispanic Male Female Officials/Admin. Professionals Technicians Sales Workers Office & Clerical Craft Workers Operatives Laborers Service Workers TOTALS Company Official's Name Title Company Official's Signature Telephone Number ( ) Date Asian or Pacific Islander Male Female Native American/ Alaskan Native Male Female Total Percent Minority Employees Total Percent Female Employees WORK FORCE EMPLOYMENT UTILIZATION REPORT COMMODITIES FIRMS INSTRUCTIONS FOR COMPLETION PURPOSE: The Work Force Employment Utilization Report for Commodities Firms is prepared by all contractors, and subcontractors if any, providing goods, products or merchandise to a state agency to document their actual employment of minority group members and women during the period covered by the report. The report has a format similar to forms used by the Federal government for reporting equal employment opportunity data. When the contract specific work force can be identified, the report covers all employees (including apprentices or trainees) working on the project. If the contract specific work force cannot be separated out, the contractor's total work force is reported. The completed reports are used by the contracting state agency to monitor the contractor's and subcontractor's compliance with the contract's equal employment opportunity requirements. GENERAL INFORMATION: 1. Name of contracting state agency and state agency code (five digit code). 2. Reporting period covered by report (mm/dd/yy to mm/dd/yy); check to indicate Quarterly or Semi-Annual Report. 3. Contractor firm name (prime contractor on summary report submitted to agency) and address (including city name, state and zip code); check if the contractor is a NOT-FOR-PROFIT. 4. Type of Report: check to indicate whether report covers (i) the Contract Specific Work Force or (ii) the Company's Total Work Force (in the event the contract specific work force cannot be separated out). 5. Contractor Federal Employer Identification number or payee identification number (prime contractor i.d. on summary report); check to indicate prime or subcontractor report. 6. Contract Amount is dollar amount based on terms of the contract. 7. Contract number is the agency assigned number given to the contract. 8. Location of work including county and zip code where work is performed. 9. Indicate Product or Service provided by contractor (brief description). 10. Contract start date is month/day/year work on contract actually began. 11. Contractor's estimate of the percentage of work completed at the end of this reporting period. FEDERAL OCCUPATIONAL CATEGORIES: The contractor's work force is broken down and reported by the nine Federal Occupational Categories (FOC's) consistent with the Federal government's EEO-1 categories for the private sector labor force. These are: Officials and Manager, Professionals, Technicians, Sales, Office & Clerical (Administrative Support), Craft Workers, Operative, Laborers and Service Workers. The categories are general in nature, and include all related occupational job titles. The contracting agency can provide assistance in categorizing specific jobs. TOTAL NUMBER OF EMPLOYEES: Record the total number of all persons employed in each FOC during the reporting period, regardless of ethnicity (either working on the specific contract OR in the contractor's total work force, based on the type of report indicated above). Report the total number of male (M) employees in column (1) and the total number of female (F) employees in column (2) for each FOC. In columns (3) through (10) report the numbers of male and female minority group members employed, based on the following defined groups: Black (not of Hispanic origin): all persons having origins in any of the Black African racial groups; Hispanic: all persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American or either Indian or Hispanic origin, regardless of race; Asian or Pacific Islander: all persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or Pacific Islands; Native American or Alaskan Native: all persons having origins in any of the original peoples of North America. TOTAL % MINORITY TOTAL % FEMALE = = sum of all minority group members (male and female) employed in the FOC divided by the total number of all employees in that FOC (column 1 + column 2). total number of female employees in the FOC (column 2) divided by the total number of all employees in that FOC (column 1 + column 2). TOTALS: column totals should be calculated (sum each column) for all FOC's combined. Total minority and female percentages should be calculated as shown above, based on the column totals. SUBMISSION: The Work Force Employment Utilization Report is to be completed by both prime and subcontractors and signed and dated by an authorized representative before submission. This Company Official's name, official title and telephone number should be printed or typed where indicated on the bottom of the form. The prime contractor shall complete a report for its own work force, collect reports completed by each subcontractor, and prepare a summary report for the entire combined contract work force. The reports shall include the total number of employees in each occupational category for all payrolls completed in the monthly reporting period. The prime contractor shall submit the summary report to the contracting agency as required by Part 542 of Title 9 Subtitle N of the NYCRR pursuant to Article 15-A of the Executive Law. CONTRACTOR WORK FORCE EMPLOYMENT UTILIZATION REPORT SERVICE and/or CONSULTANT FIRMS Agency New York Power Authority /Code 99905 Contractor Firm Name Reporting Period Check one: Quarterly Report Semi-Annual Report Address City Type of Report: Form G-4 Contract Specific Federal ID/Payee Id No. Check One: Prime Contractor Work Force State Zip Check if NOT-FOR-PROFIT Total Work Force Contract No. Location of Work Subcontractor County ZIP Product/Service Provided: Contract Amount: $ Contract Start Date: Percent of Job Completed Number of Employees Federal Occupational Category Total Number of Employees Black (Not of Hispanic Origin) Male Male Female Female Hispanic Male Female Officials/Admin. Professionals Technicians Sales Workers Office & Clerical Craft Workers Operatives Laborers Service Workers TOTALS Company Official's Name Title Company Official's Signature Telephone Number ( ) Date Asian or Pacific Islander Male Female Native American/ Alaskan Native Male Female Total Percent Minority Employees Total Percent Female Employees WORK FORCE EMPLOYMENT UTILIZATION REPORT SERVICE and/or CONSULTANT FIRMS INSTRUCTIONS FOR COMPLETION PURPOSE: The Work Force Employment Utilization Report for Service and/or Consultant Firms is prepared by all contractors, and subcontractors if any, providing services (skilled or non-skilled) or professional consulting services to a state agency to document their actual employment of minority group members and women during the period covered by the report. The report has a format similar to forms used by the Federal government for reporting equal employment opportunity data. When the contract specific work force can be identified, the report covers all employees (including apprentices or trainees) working on the project. If the contract specific work force cannot be separated out, the contractor's total work force is reported. The completed reports are used by the contracting state agency to monitor the contractor's and subcontractor's compliance with the contract's equal employment opportunity requirements. GENERAL INFORMATION: 1. Name of contracting state agency and state agency code (five digit code). 2. Reporting period covered by report (mm/dd/yy to mm/dd/yy); check to indicate Quarterly or Semi-Annual Report. 3. Contractor firm name (prime contractor on summary report submitted to agency) and address (including city name, state and zip code); check if the contractor is a NOT-FOR-PROFIT. 4. Type of Report: check to indicate whether report covers (i) the Contract Specific Work Force or (ii) the Company's Total Work Force (in the event the contract specific work force cannot be separated out). 5. Contractor Federal Employer Identification number or payee identification number (prime contractor i.d. on summary report); check to indicate prime or subcontractor report. 6. Contract Amount is dollar amount based on terms of the contract. 7. Contract number is the agency assigned number given to the contract. 8. Location of work including county and zip code where work is performed. 9. Indicate Product or Service provided by contractor (brief description). 10. Contract start date is month/day/year work on contract actually began. 11. Contractor's estimate of the percentage of work completed at the end of this reporting period. FEDERAL OCCUPATIONAL CATEGORIES: The contractor's work force is broken down and reported by the nine Federal Occupational Categories (FOC's) consistent with the Federal government's EEO-1 categories for the private sector labor force. These are: Officials and Manager, Professionals, Technicians, Sales, Office & Clerical (Administrative Support), Craft Workers, Operative, Laborers and Service Workers. The categories are general in nature, and include all related occupational job titles. The contracting agency can provide assistance in categorizing specific jobs. TOTAL NUMBER OF EMPLOYEES: Record the total number of all persons employed in each FOC during the reporting period, regardless of ethnicity (either working on the specific contract OR in the contractor's total work force, based on the type of report indicated above). Report the total number of male (M) employees in column (1) and the total number of female (F) employees in column (2) for each FOC. In columns (3) through (10) report the numbers of male and female minority group members employed, based on the following defined groups: Black (not of Hispanic origin): all persons having origins in any of the Black African racial groups; Hispanic: all persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American or either Indian or Hispanic origin, regardless of race; Asian or Pacific Islander: all persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or Pacific Islands; Native American or Alaskan Native: all persons having origins in any of the original peoples of North America. TOTAL % MINORITY TOTAL % FEMALE = = sum of all minority group members (male and female) employed in the FOC divided by the total number of all employees in that FOC (column 1 + column 2). total number of female employees in the FOC (column 2) divided by the total number of all employees in that FOC (column 1 + column 2). TOTALS: column totals should be calculated (sum each column) for all FOC's combined. Total minority and female percentages should be calculated as shown above, based on the column totals. SUBMISSION: The Work Force Employment Utilization Report is to be completed by both prime and subcontractors and signed and dated by an authorized representative before submission. This Company Official's name, official title and telephone number should be printed or typed where indicated on the bottom of the form. The prime contractor shall complete a report for its own work force, collect reports completed by each subcontractor, and prepare a summary report for the entire combined contract work force. The reports shall include the total number of employees in each occupational category for all payrolls completed in the monthly reporting period. The prime contractor shall submit the summary report to the contracting agency as required by Part 542 of Title 9 Subtitle N of the NYCRR pursuant to Article 15-A of the Executive Law. CONTRACTOR MONTHLY WORK FORCE EMPLOYMENT UTILIZATION REPORT - CONSTRUCTION New York Power Authority Agency /Code Contractor Firm Name 99905 Reporting Period Address City Federal Id/Payee Id No. Check One: State Contract No. Prime Contractor ZIP Location of Work County ZIP Percent of Job Completed: Subcontractor Contract Start Date: Contract Amount Form G-5 $ F=Foreman/Supv. J=Journeyworker A=Apprentice/Trainee Job or Trade Category ** Total Hours Worked All Employees M F Black (Not of Hispanic Origin) M F Hispanic M F Asian or Pacific Islander M Native American/ Alaskan Native F M Field Office Staff: Professionals Office/Clerical F J Laborers A F Equipment Operators J A F Surveyors J A F Truck Drivers J A F Iron Workers J A F Carpenters J A F Cement Masons J A F Painters J A F Electricians J A F Plumbers J A Other: F J A GRAND TOTALS Company Official's Name Title Company Official's Signature Telephone Number ( Total Number of Employees Total Hours Worked During Reporting Period ) Date F Minority % Total Number of Minority Employees Female % M F M F MONTHLY WORK FORCE EMPLOYMENT UTILIZATION REPORT - CONSTRUCTION INSTRUCTIONS FOR COMPLETION PURPOSE: The Monthly Work Force Employment Utilization Report is prepared by all construction contractors, and subcontractors to document their actual employment of minority group members and women during the period covered by the report. The report has a format similar to forms used by the Federal government (e.g. U.S. Department of Labor) for reporting equal employment opportunity data. The report covers all hourly workers, including foremen, supervisors or crew chiefs, journey workers and apprentices or trainees working on the project. Professional and office clerical field office staff working ont he contract shall also be reported. The completed reports are used by the contracting state agency to monitor the contractor's and subcontractor's compliance with the contract's equal employment opportunity requirements. GENERAL INFORMATION: 1. Name of contracting state agency and state agency code (five digit code). 2. Reporting period covered by report (month/year). 3. Contractor or subcontractor firm name (prime contractor on summary report submitted to agency) and address (including city name, state and zip code). 4. Contractor or subcontractor Federal Employer Identification number or payee identification number (prime contractor i.d. on summary report); check to indicate prime or subcontractor report. 5. Contract Amount is dollar amount based on terms of the contract. 6. Contract number is the agency assigned number given to the contract. 7. Location of work including county and zip code where work is performed. 8. Contract start date is month/day/year work on contract actually began. 9. Contractor's estimate of the percentage of work completed at the end of this reporting period. JOB OR TRADE CATEGORIES: A field office staff category plus ten job categories are printed on the form. These are trades commonly used in construction. The categories are intended to be general in nature, and may include several occupational job titles. IF trades other than those identified are required to perform work on the contract, this work should be combined and reported in the "Other" category. Work level designations of foreman/supervisor (F), journeyworker (J), and apprentice/trainee (A) are included as separate entries for each standard job category; hours worked must be recorded opposite the appropriate work level for each. TOTAL HOURS WORKED DURING REPORTING PERIOD: Record the total hours worked by all employees during the reporting period, regardless of ethnicity, under each job category in column (1) for males (M) and column (2) for females (F). In columns (3) thru (10) report the total hours worked by male and female minority group members of one of the following defined groups: Black (not of Hispanic origin): all persons having origins in any of the Black African racial groups; Hispanic: all persons of Mexican, Puerto Rican, Dominican, Cuban, Central or South American or either Indian or Hispanic origin, regardless of race; Asian or Pacific Islander: all persons having origins in any of the Far East countries, South East Asia, the Indian subcontinent or Pacific Islands; Native American or Alaskan Native: all persons having origins in any of the original peoples of North America. MINORITY % = FEMALE % = sum of all minority group members (M and F) in job category divided by the total hours worked by all employees in that job category (column 1 + column 2). total hours worked by all female employees in the job category (column 2) divided by the total hours worked by all employees in that job category (column 1 + column 2). TOTAL NUMBER OF EMPLOYEES: record the total number of all persons employed during the reporting period, regardless of ethnicity; report the numbers of male (M) and female (F) employees separately. TOTAL NUMBER OF MINORITY EMPLOYEES: record the total number of minority persons employed during the reporting period; report the numbers of minority male (M) and minority female (F) employees separately. GRAND TOTALS: column totals should be calculated for all job categories combined. Total minority and female percentages should be calculated as shown above, based on the column grand totals. SUBMISSION: The monthly Work Force Employment Utilization Report is to be completed by both prime and subcontractors and signed and dated by an authorized representative before submission. This Company Official's name, official title and telephone number should be printed or typed where indicated on the bottom of the form. The prime contractor shall complete a report for its own work force, collect reports completed by each subcontractor, and prepare a summary report for the entire combined contract work force. The reports shall include the total work hours for all employees in each work category for all payrolls completed in the monthly reporting period. The prime contractor shall submit the summary report to the contracting agency as required by Part 542 of Title 9 Subtitle N of the NYCRR pursuant to Article 15-A of the Executive Law. APPENDIX H TAX LAW REQUIREMENTS New York State Tax Law Section 5-a became effective August 20, 2004 for all covered procurements initiated on or after January 1, 2005 and was subsequently amended effective April 26, 2006. It applies to contracts where (1) the total amount of contractor’s sales delivered into New York State are in excess of $300,000 for the four sales tax quarters immediately preceding the quarterly period in which the certification is made, and with respect to any contractors, subcontractors, or affiliates of contractors whose sales delivered into New York State exceeded $300,000 for the four sales tax quarters immediately preceding the quarterly period in which the certification is made, and (2) the contracts or agreements with state agencies or public authorities for the sale of commodities or services have a value in excess of $100,000. This law imposes upon contractors the obligation to certify, prior to the effective date of the contract, whether or not the contractor, its subcontractors, and affiliates of the contractors are required to register to collect state sales and compensating use tax. Where required to register, the contractor must also certify that it is, in fact, registered with the Department of Taxation and Finance (DTF). Contractor certification forms and instructions for completing the forms can be found at the website noted below. Proposed contractors should complete and return the certification forms within two business days of request prior to any contract award. Failure to respond timely may render a proposed contractor non-responsive and nonresponsible. Proposed contractors shall take the necessary steps to provide properly certified forms, within a timely manner to ensure compliance with the law. In addition, if the contractor fails to make the certification required by New York Tax Law Section 5-a, or if, during the term of the contract, the approving agency discovers that such certification was false when made, then such failure or false certification will be a material breach of the contract, and the contract may be subject to termination if the approving agency determines that such action is in the best interests of the State of New York. IMPORTANT NOTICE In the case of a contract in which the terms provide for renewal upon expiration of an initial or subsequent term, the contractor must submit a certification document to the Authority, by the day prior to the commencement date of the next succeeding term of the contract. All covered contracts awarded, amended, extended, renewed or assigned on or after April 26, 2006 require form ST-220-CA to be filed with the Authority which certifies that ST-220-TD has been filed with the DTF and is up to date. 1 Contractors may call the DTF at 1-800-698-2931 for any and all questions relating to Tax Law Section 5-a and relating to a company’s registration status with the DTF. For additional information and frequently asked questions, please refer to the DTF website: http://www.nystax.gov 1 All covered procurements initiated on or after January 1, 2005 and awarded prior to April 26,2006 shall be governed by the former rules and procedures as described in http://www.osc.state.ny.us/agencies/gbull/g222.htm PROC-H REV. 2, 5/07 Page 1 of 1 New York State Department of Taxation and Finance (Pursuant to Section 5-a of the Tax Law, as amended, effective April 26, 2006) ST-220-CA Contractor Certification to Covered Agency (6/06) For information, consult Publication 223, Questions and Answers Concerning Tax Law Section 5-a (see Need Help? on back). Contractor name For covered agency use only Contract number or description Contractor’s principal place of business City Contractor’s mailing address (if different than above) Contractor’s federal employer identification number (EIN) State ZIP code Contractor’s sales tax ID number (if different from contractor’s EIN) Estimated contract value over the full term of contract (but not including renewals) $ Contractor’s telephone number Covered agency name Covered agency address Covered agency telephone number I, , hereby affirm, under penalty of perjury, that I am (name) (title) of the above‑named contractor, that I am authorized to make this certification on behalf of such contractor, and I further certify that: (Mark an X in only one box) G The contractor has filed Form ST-220-TD with the Department of Taxation and Finance in connection with this contract and, to the best of contractor’s knowledge, the information provided on the Form ST-220-TD, is correct and complete. G The contractor has previously filed Form ST-220-TD with the Tax Department in connection with (insert contract number or description) and, to the best of the contractor’s knowledge, the information provided on that previously filed Form ST-220-TD, is correct and complete as of the current date, and thus the contractor is not required to file a new Form ST-220-TD at this time. Sworn to this day of , 20 (sign before a notary public) (title) Instructions General information Tax Law section 5-a was amended, effective April 26, 2006. On or after that date, in all cases where a contract is subject to Tax Law section 5-a, a contractor must file (1) Form ST-220-CA, Contractor Certification to Covered Agency, with a covered agency, and (2) Form ST-220-TD with the Tax Department before a contract may take effect. The circumstances when a contract is subject to section 5-a are listed in Publication 223, Q&A 3. This publication is available on our Web site, by fax, or by mail. (See Need help? for more information on how to obtain this publication.) In addition, a contractor must file a new Form ST-220-CA with a covered agency before an existing contract with such agency may be renewed. If you have questions, please call our information center at 1 800 698-2931. Note: Form ST-220-CA must be signed by a person authorized to make the certification on behalf of the contractor, and the acknowledgement on page 2 of this form must be completed before a notary public. When to complete this form As set forth in Publication 223, a contract is subject to section 5-a, and you must make the required certification(s), if: i. The procuring entity is a covered agency within the meaning of the statute (see Publication 223, Q&A 5); ii. The contractor is a contractor within the meaning of the statute (see Publication 223, Q&A 6); and iii. The contract is a contract within the meaning of the statute. This is the case when it (a) has a value in excess of $100,000 and (b) is a contract for commodities or services, as such terms are defined for purposes of the statute (see Publication 223, Q&A 8 and 9). Furthermore, the procuring entity must have begun the solicitation to purchase on or after January 1, 2005, and the resulting contract must have been awarded, amended, extended, renewed, or assigned on or after April 26, 2006 (the effective date of the section 5-a amendments). Page 2 of 2 ST-220-CA (6/06) Individual, Corporation, Partnership, or LLC Acknowledgment STATE OF COUNTY OF } : } SS.: On the day of in the year 20 , before me personally appeared , known to me to be the person who executed the foregoing instrument, who, being duly sworn by me did depose and say that he resides at , Town of , County of , State of ; and further that: [Mark an X in the appropriate box and complete the accompanying statement.] G(If an individual): _he executed the foregoing instrument in his/her name and on his/her own behalf. G (If a corporation): _he is the of , the corporation described in said instrument; that, by authority of the Board of Directors of said corporation, _he is authorized to execute the foregoing instrument on behalf of the corporation for purposes set forth therein; and that, pursuant to that authority, _he executed the foregoing instrument in the name of and on behalf of said corporation as the act and deed of said corporation. G (If a partnership): _he is a of , the partnership described in said instrument; that, by the terms of said partnership, _he is authorized to execute the foregoing instrument on behalf of the partnership for purposes set forth therein; and that, pursuant to that authority, _he executed the foregoing instrument in the name of and on behalf of said partnership as the act and deed of said partnership. G (If a limited liability company): _he is a duly authorized member of , LLC, the limited liability company described in said instrument; that _he is authorized to execute the foregoing instrument on behalf of the limited liability company for purposes set forth therein; and that, pursuant to that authority, _he executed the foregoing instrument in the name of and on behalf of said limited liability company as the act and deed of said limited liability company. Notary Public Registration No. Need help? Privacy notification The Commissioner of Taxation and Finance may collect and maintain personal information pursuant to the New York State Tax Law, including but not limited to, sections 5-a, 171, 171‑a, 287, 308, 429, 475, 505, 697, 1096, 1142, and 1415 of that Law; and may require disclosure of social security numbers pursuant to 42 USC 405(c)(2)(C)(i). This information will be used to determine and administer tax liabilities and, when authorized by law, for certain tax offset and exchange of tax information programs as well as for any other lawful purpose. Information concerning quarterly wages paid to employees is provided to certain state agencies for purposes of fraud prevention, support enforcement, evaluation of the effectiveness of certain employment and training programs and other purposes authorized by law. Failure to provide the required information may subject you to civil or criminal penalties, or both, under the Tax Law. This information is maintained by the Director of Records Management and Data Entry, NYS Tax Department, W A Harriman Campus, Albany NY 12227; telephone 1 800 225‑5829. From areas outside the United States and outside Canada, call (518) 485‑6800. Internet access: www.nystax.gov (for information, forms, and publications) Fax-on-demand forms: 1 800 748-3676 Telephone assistance is available from 8:00 A.M. to 5:00 P.M. (eastern time), Monday through Friday. To order forms and publications: From areas outside the U.S. and outside Canada: 1 800 698‑2931 1 800 462-8100 (518) 485-6800 Hearing and speech impaired (telecommunications device for the deaf (TDD) callers only): 1 800 634-2110 Persons with disabilities: In compliance with the Americans with Disabilities Act, we will ensure that our lobbies, offices, meeting rooms, and other facilities are accessible to persons with disabilities. If you have questions about special accommodations for persons with disabilities, please call 1 800 972-1233. APPENDIX J BIDDER/CONTRACTOR COMPLIANCE WITH STATE FINANCE LAW §§139-J AND 139-K PROVIDING FOR CERTAIN PROCUREMENT DISCLOSURES I. Disclosure of Persons or Organizations This bid document, and any resulting contract, is subject to the provisions of New York State Finance Law §§ 139-j and 139-k providing for increased disclosure in the public procurement process through identification of persons or organizations whose function is to influence procurement contracts, public works agreements and real property transactions. The State Finance Law requires the Authority to obtain identifying information on every individual or entity, or any employee, agent or consultant or person acting on behalf of such individual or entity that contacts the Authority where a reasonable person would infer that the communication was intended to influence the Authority procurement during the Restricted Period. The “Restricted Period” refers to the period of time commencing with the earliest written notice, advertisement or solicitation of a request for proposal, invitation for bids, or solicitation of proposals, or any other method for soliciting a response from bidders intending to result in a procurement contract and ending with the final contract award. The Authority is also obligated to collect information on whether such person or organization has a financial interest in the procurement. Thereafter, the State Finance Law also requires the Authority to obtain such identifying information on every person or organization subsequently retained, employed or designated by or on behalf of the contractor to attempt to influence the procurement process. A covered agency or authority shall ensure that a contractor informs such agency or authority of persons or organizations subsequently retained, employed or designated by or on behalf of the contractor before the agency or authority is contacted. In order to comply with these requirements, the bidder/contractor shall provide the Authority, as part of its proposal, with the names, addresses and other Rev. 5/20/10 Page 1 of 2 pertinent information as shown on the attached Form “J-1”, of all employees, outside firms, or other entities retained, employed, or designated by or on behalf of the contractor to attempt to influence the procurement process including, but not limited to, negotiation of any contract arising from the bid solicitation. II. Bidder/Contractor Disclosure of Prior Non-Responsibility Determinations The State Finance Law requires the Authority to make a determination of responsibility of the proposed awardee for a procurement contract. It also mandates consideration of whether a contractor has intentionally provided false or incomplete information under such provisions within the last five years, and whether a contractor has failed to timely disclose accurate and complete information or otherwise cooperate in the implementation of such provisions. A failure to timely disclose such information shall be considered in the Authority’s determination of responsibility of the bidder/contractor. In order to assess this information, bidder/contractor shall complete the attached form “J-2”. III. Bidder/Contractor Certification of Compliance The State Finance Law requires that every procurement contract subject to its provisions contain a certification that all information provided to the Authority, as required by this Appendix J, is complete, true and accurate. A procurement contract may be terminated upon a finding that an awardee intentionally provided false or incomplete information to the Authority as required by this Appendix J. Bidder/Contractor shall complete the attached Form “J-3”. Rev. 5/20/10 Page 2 of 2 Appendix J Page 1 of 2 Form J-1 BIDDER/CONTRACTOR DISCLOSURE OF CONTACTS FORM Procurement ID Number (RFP or Q No.:) Bidder/Contractor Name: Address: City: State: Zip Code: Person submitting this form: Name: Title: Telephone No.: (A) Bidder/Contractor Personnel (Include company officers, sales or marketing personnel, engineers, lawyers, insurance specialists and other personnel) Financial Interest in Name Location Title Telephone No. the Procurement? 1. Yes No 2. Yes No 3. Yes No 4. Yes No 5. Yes No 6. Yes No 7. Yes No 8. Yes No 9. Yes No 10. Yes No Rev. 5/20/10 Appendix J Page 2 of 2 Form J-1 BIDDER/CONTRACTOR DISCLOSURE OF CONTACTS FORM Procurement ID Number (RFP or Q No.:) Bidder/Contractor Name: Address: City: State: Zip Code: (B) Outside Person or Organization 1. Financial Interest in the Procurement? Yes No 2. Yes No 3. Yes No 4. Yes No 5. Yes No 6. Yes No 7. Yes No 8. Yes No 9. Yes No 10. Yes No Name and Company Rev. 5/20/10 Address Title Telephone No. Appendix J Page 1 of 2 Form J-2 Contractor Disclosure of Prior Non-Responsibility Determinations Bidder/Contractor Name: Address: City: State: Zip Code: Person submitting this form: Name: Title: Telephone No.: Has any covered agency or authority made a finding of non-responsibility regarding the Contractor in the last five years? No Yes If yes, was the basis for the finding of the Contractor’s non-responsibility due to the intentional provision of false or incomplete information required by New York Power Authority or another state agency regarding certain procurement disclosures? No Yes Covered Agency or Authority: Year of Finding on Non-Responsibility: Basis of Finding of Non-Responsibility: Rev. 5/20/10 Appendix J Form J-3 Contractor Certification of Compliance Contractor certifies that all information provided to the Authority with respect to the Authority’s updated procedures, consistent with New York State Finance Law §§ 139-j and 139-k, providing for certain disclosures is complete, true and accurate. Contractor affirms that it understands and agrees to comply with the practices of the Authority relative to permissible contacts as required by New York State Finance Law §§139-j(3) and 139-j(6)(b). Bid/Contract Number CONTRACTOR CERTIFICATION: I certify that all information provided to the Authority with respect to the Authority’s practices providing for certain disclosures is complete, true and accurate. By (signature:) Date: Name (printed or typed:) Title: Contractor: Address: City: Rev. 5/20/10 State: Zip Code: APPENDIX M Use of Ultra Low Sulfur Diesel Fuel and Best Available Retrofit Technology (BART) for Heavy Duty Vehicles The New York Power Authority (Authority) is a regulated entity under 6 NYCRR Part 248. All Contracts to provide labor, services, materials and/or equipment on behalf of a regulated entity shall require the Contractor (a.k.a. Independent Contractor) to comply with 6 NYCRR Part 248. The Authority is required to collect information from Contractors which demonstrates compliance with 6 NYCRR Part 248 and to submit the collected information specified in Section C below to the New York State Department of Environmental Conservation (DEC) as part of the Authority’s Part 248 annual report. A. B. VEHICLE EXEMPTIONS (Types): 1. Gasoline powered vehicles 2. All vehicles less than 8500 gross vehicle weight (GVW) 3. Model year 2007 and later diesel powered heavy duty vehicles 4. 6 NYCRR 248-1.1 (b.) (14) Definitions APPLICABLE REQUIREMENTS: 1. All diesel powered Heavy Duty Vehicles (HDVs), greater than 8500 GVW, owned by, operated by, or leased by the Contractor and used in the performance of the Contract/Purchase Order shall be powered by Ultra Low Sulfur Diesel Fuel (ULSD). 2. All diesel powered HDVs owned by, operated by, or leased by the Contractor and used to provide labor, services, materials and/or equipment shall utilize BART according to the following schedule: (a) 3. C. 100% shall have BART by December 31, 2010 All diesel powered HDVs Contractor may utilize via subcontracted services to deliver labor, services, materials and/or equipment to Authority owned or operated facilities shall utilize BART according to the schedule in B.2 (a) above. COMPLIANCE WITH THE BART REQUIREMENTS: 1. The Contractor shall provide an inventory of all HDVs used in the performance of the Contract/Purchase Order according to the NYS DEC prescribed format (Appendix M – Attachment 1entitled “Heavy Duty Diesel Vehicle Inventory List). 2. The Contractor shall use one of the following two technology options for each of its inventoried HDVs: (a) Model year 2007 and newer HDVs with an engine certified to the applicable 2007 EPA standard for particulate matter ( 0.01 g/bhp-hr) as set forth in section 86.00711 of title 40 of the Code of Federal Regulations (see Table 1, Section 200.9 of this Title) or to any subsequent USEPA standard for such pollutant that is at least as stringent; or (b) BART Evaluation and Selection Process. (i) BART shall be selected from the diesel retrofit technologies (products) verified by either the EPA or the California Air Resources Board (CARB). (ii) The specific procedures for evaluating and selecting BART for each applicable HDV are as follows: (a) The BART regulated entity or Contractor shall review the EPA and CARB list of BART classification level 3 products to determine if any of the classification level 3 products are applicable and available for the inventoried specific HDV engine and application. In no case shall a product(s) be selected which results in a net increase in the emissions of either PM or NO x. (b) If more than one classification level 3 product is applicable and available and the product(s) provides an additional NOx reduction benefit, a cost analysis shall be performed in accordance with Clause 248-3.1(f)(2) x(ii)(c) of this Part. (c) If the cost of the product(s) that provides the greatest NOx reduction is less than or equal to 30 percent more than that of the other applicable and available classification level 3 products, then the product(s) with the greatest NOx reduction shall be selected. For the purpose of the cost analysis, criteria that shall be considered are the cost of the products themselves and the cost of installation. (d) If more than one classification level 3 product is applicable and available and none of which contain an additional NOx reduction benefit, then any of those applicable and available classification level 3 products may be selected. (e) If no classification level 3 product is determined applicable and Proc-M Rev. 0, 5/24/2010 2 available for use on a specific HDV engine and application, then the BART regulated entity or contractor shall continue the evaluation and selection process for classification level 2 products as indicated in C. 2.(b)(ii)(f) below. (f) The same evaluation and selection process as noted in C.2.(b)(ii)(a) through (d) above performed for classification level 3 products shall be performed for classification level 2 products. (g) If no classification level 2 product is determined applicable and available for use on a specific HDV engine and application, then the BART regulated entity or Contractor shall continue the evaluation and selection process for classification level 1 products as indicated in C. 2.(b)(ii)(h) below. (h) The same evaluation and selection process as noted in C.(2)(b)(ii)(a) through (d) above, performed for classification level 3 products shall be performed for classification level 1 products. (i) If no classification level 1 product is determined applicable and available for use on a specific HDV engine and application, then the BART regulated entity or Contractor shall apply for a waiver from the DEC for the specific HDV according to the procedures specified in 6 NYCRR Subdivision 248-4.1(b). 3. 4. D. The Contractor shall: (1) fully document all steps performed in accordance with Paragraphs C. 2.(a) and C.2.(b) selection processes as described above; (2) make available or provide all documentation to the DEC upon its request; and (3) retain all documentation generated in Paragraphs C. 2.(a) and C. 2.(b) selection processes as described above, for five years or as long as the selected option is in use, whichever is longer. The Contractor's failure to fully document the use of Paragraphs C. 2.(a) or C. 2.(b) or to provide such documentation shall be considered a violation of Subdivision 248-3.1(f) of 6 NYCRR Part 248 and is subject to applicable penalties. DELIVERABLES: Proc-M Rev. 0, 5/24/2010 3 1. The Contractor shall provide the following submittals: (a) The completed HDV inventory form specified in C.1. above. (b) Documentation demonstrating compliance with the BART technology options specified in C. 2. above, as follows: Contract Type 2. Submittal Schedule All Construction Work: Prior to commencement of construction related work. All Other Work/Services: Prior to commencement of the Work/Service(s) Equipment: No later than thirty (30) day after order entry. The Contractor shall mail its submittal(s) to the attention of the “Procurement Department” at the appropriate Authority office below that originated the Contract/Purchase Order: New York Power Authority 123 Main Street White Plains, NY 10601 New York Power Authority Clark Energy Center 6520 Glass Factory Road P.O. Box 191 Marcy, New York 13403-2100 New York Power Authority Blenheim-Gilboa Power Project 397 Power Plant Access Road P.O. Box 200 Gilboa, New York 12076 New York Power Authority Niagara Power Project 5777 Lewiston Road Lewiston, New York 14092-2199 New York Power Authority St. Lawrence/FDR Power Plant Robert Moses Power Dam 830 Barnhart Island P.O. Box 700 Proc-M Rev. 0, 5/24/2010 4 Massena, New York 13662 New York Power Authority Charles Poletti Power Project 31-03 20th Avenue Astoria, New York 11105-2014 3. The Contractor’s failure to provide required submittals including but not limited to the correct NYPA Contract/Purchase Order Number, may delay payment of invoices. IN WITNESS WHEREOF, I HEREBY CERTIFY that I am duly authorized to execute this binding certification on behalf of the Contractor, I have personally examined and am familiar with the provisions above, and I certify that based on reasonable investigation, including my inquiry of those individuals responsible for obtaining the information in the submitted information is true, accurate and complete to the best of my knowledge and belief. I understand that a false statement in the submitted information may be punishable as a criminal offense, under Article 175 of the New York State Penal Law, and in accordance with any other applicable statute or regulation. Yes I am aware of the requirements and fully understand that failure to comply promptly may result in additional cost which shall be borne by the Contractor. No diesel powered vehicles greater than 8500 GVW will be used. Date: Company Name: (print or type) Contractor Signature: Print (or type) Name: Print (or type) Title: For New York Power Authority Official Use Only: Contract/P.O. Number: Proc-M Rev. 0, 5/24/2010 5 Appendix M - Attachment 1 Heavy Duty Diesel Vehicle Inventory List (Use additional worksheets as necessary) Contractor Name: Contractor Address: NYPA Contract/ Purchase Order #: VEHICLE # (e.g., “1”) Instructions: 1. Contractor must submit one (1) completed form per vehicle. 2. Indicate “N/A” If any field is not applicable for the Vehicle 3. For definitions of the terms below, refer to 6 NYCRR Subpart 248-1 VEHICLE IDENTIFICATION NUMBER (VIN): LICENSE PLATE NUMBER: ON-ROAD VEHICLE (Y/N) : OFF ROAD VEHICLE (Y/N) : VEHICLE DESCRIPTION TYPE VEHCILE/USAGE: ALTERNATIVE FUEL VEHICLE OR ENGINE (Y/N) : BI-FUEL VEHICLE (Y/N) : DEVICE RETROFITTED PRIOR TO FEBRUARY 12, 2007 (Y/N) ODOMETER READING OR ENGINE HOURS: DATE OF ODOMETER READING OR ENGINE HOURS: NAME OF FACILITY WHERE VEHICLE IS LOCATED: LOCATION OF VEHICLE ADDRESS: CITY OF VEHICLE LOCATION: STATE: GVWR: CHASSIS MAKE: CHASSIS MODEL: CHASSIS MODEL YEAR: ENGINE SERIAL NUMBER: ENGINE MAKE: ENGINE MODEL: ENGINE MODEL YEAR: ECM S/N: ENGINE DISPLACEMENT: RATED HP: ENGINE CLASS: NUMBER OF CYLINDERS: TURBOCHARGED OR NATURALLY ASPIRATED (T = TURBO & N = NATURALLY ASPIRATED) : Proc-M Rev. 0, 5/24/2010 6 RETROFIT PRODUCT NAME: RETROFIT CLASSIFICATION LEVEL NUMBER (I.E LEVEL 1, 2 OR 3) : DATE OF PRODUCT INSTALLATION: CARB FAMILY NAME (IF APPLICABLE): INSTALLER/VENDOR NAME: INSTALLER CONTACT INFO: OEM APC DEVICE INSTALLED TYPE (IF APPLICABLE): OEM EGR EQUIPPED (Y/N): NOx REFLASH (FOR NOx AFFECTIVE ENGINES ONLY) (Y/N) DATE OF NOX REFLASH: NOx REFLASH VERSION: ANNUAL USAGE (MILEAGE/HOURS) : DIESEL EMISSION OPACITY RESULTS: DATE OF EMISSIONS TEST: REPOWER WITH 2007 USEPA STANDARD FOR PM 0.01 g/bhp-hr (Y/N) : DATE OF REPOWER WITH 2007 USEPA STANDARD FOR PM 0.01 g/bhp-hr: : VEHICLE ENGINE RETIRE DATE: BART WAIVER ID #: ISSUE DATE OF BART WAIVER: FUEL CHARACTERISTIC TYPE - ULSD (Y/N) : QUANTITY OF ULSD USED: Proc-M Rev. 0, 5/24/2010 7 Appendix “N” The New York State Iran Divestment Act of 2012 Iranian Energy Sector Divestment This bid document and any resulting contract are subject to the provisions of New York State Public Authorities Law § 2879-c Iranian Energy Sector Divestment. This Appendix requires persons or organizations to certify that they do not ‘engage in investment activities” (as defined in section 2 below) in an energy sector of Iran and if they do, to take certain other actions. 1. As used in this section [§ 2879-c]: a) “Energy sector” of Iran means activities to develop petroleum or natural gas resources or nuclear power in Iran. b) “Financial institution” means the term as used in Section 14 of the Iran Sanctions Act of 1996 (Public Law 104-172; 50 U.S.C. 1701 note). c) “Investment” means a commitment or contribution of funds or property, a loan or other extension of credit; and the entry into or renewal of a contract for goods or services. d) “Iran” includes the government of Iran and any agency or instrumentality of Iran. e) “Person” means any of the following; i) A natural person, corporation, company, limited liability company, business association, partnership, society, trust, or any other nongovernmental entity, organization, or group. ii) Any governmental entity or instrumentality or a government, including a multilateral development institution, as defined in Section 1701(c)(3) of the International Financial Institutions Act (22 U.S.C. 262r(c)(3).). iii) Any successor, subunit, parent entity, or subsidiary of, or any entity under common ownership or control with, any entity described in subparagraph one or two of this paragraph. 2. For purposes of this section [§ 2879-c], a person engages in investment activities in Iran if: a) The person provides goods or services of twenty million dollars or more in the energy sector of Iran, including a person that provides oil or liquefied natural gas tankers, or products used to construct or maintain pipelines used to transport oil or liquefied natural gas, for the energy sector of Iran, or b) The person is a financial institution that extends twenty million dollars or more in credit to another person, for forty-five days or more, if that person will use the credit to provide goods or services in the energy sector in Iran and is identified on The List of Entities created by the Commissioner of General Services at www.ogs.ny.gov. 3. Notwithstanding any other provision of § 2879-c or any other law to the contrary, no state or local public authority or an interstate or international authority, or subsidiary thereof, shall enter into any contract for work or services performed or to be performed or goods sold or to be sold, with a person that is identified on a list created by the Commissioner of General Services pursuant to paragraph (b) of subdivision three of section one hundred sixty-five-a of the state finance law as a person engaging in investment activities in Iran as described in subdivision two of the section. Proc-N, Rev 0. 07/12/13 Page 1 of 2 Appendix “N” Contractor Certification of Compliance Contractor certifies that all information provided to the Authority regarding Contractor’s investment activities in the Iranian energy sector is complete, true, and accurate. Contractor affirms that it understands and agrees to comply with the practices of the Authority relative to permissible contacts as required by New York State Public Authorities Law § 2879-c and New York State Iran Divestment Act of 2012. Bid/Contract Number: CONTRACTOR CERTIFICATION: “By signing this contract, each person and each person signing on behalf of any other party certifies, and in the case of a joint bid or partnership each party thereto certifies as to its own organization, under penalty of perjury, that to the best of its knowledge and belief that each person is not on The List of Entities created by the Commissioner of General Services pursuant to paragraph (b) of subdivision 3 of section 165-a of the New York State Finance Law.” By (signature): Date: Name (printed or typed): Title: Contractor: Address: City: State: Proc-N, Rev 0. 07/12/13 Page 2 of 2 Zip Code: APPENDIX O ENCOURAGING USE OF NEW YORK STATE BUSINESSES IN CONTRACT PERFORMANCE New York State businesses have a substantial presence in State contracts and strongly contribute to the economies of the state and the nation. In recognition of their economic activity and leadership in doing business in New York State, bidders/proposers for this contract for commodities, services or technology are strongly encouraged and expected to consider New York State businesses in the fulfillment of the requirements of the contract. Such partnering may be as subcontractors, suppliers, protégés or other supporting roles. Bidders/proposers need to be aware that all authorized users of this contract will be strongly encouraged, to the maximum extent practical and consistent with legal requirements, to use responsible and responsive New York State businesses in purchasing commodities that are of equal quality and functionality and in utilizing services and technology. Furthermore, bidders/proposers are reminded that they must continue to utilize small, minority and womenowned businesses, consistent with current State law. Utilizing New York State businesses in State contracts will help create more private sector jobs, rebuild New York’s infrastructure, and maximize economic activity to the mutual benefit of the contractor and its New York State business partners. New York State businesses will promote the contractor’s optimal performance under the contract, thereby fully benefiting the public sector programs that are supported by associated procurements. Public procurements can drive and improve the State’s economic engine through promotion of the use of New York businesses by its contractors. The State therefore expects bidders/proposers to provide maximum assistance to New York businesses in their use of the contract. The potential participation by all kinds of New York businesses will deliver great value to the State and its taxpayers. Definitions For the purposes of this provision, a New York State Business refers to a business enterprise, including a sole proprietorship, partnership, or corporation which offers for sale or lease or other form of exchange, goods which are sought by the Authority and which are substantially manufactured, produced, assembled or distributed in New York State or services which are sought by the Authority and which are substantially performed within New York State. Proc-O, Rev. 0, 01/01/14 Page 1 of 1 Appendix O BIDDER/PROPOSER’S PROPOSED NEW YORK SUBCONTRACTOR/SUPPLIER FORM [To be submitted with Proposal] Procurement ID Number (RFQ or Q No.): Bidder/Proposer Name: Address: Contact Name: Title: City: State: Form O-1 Zip Code: Telephone No.: Will New York State Businesses be used in the performance of this contract? _____ ____ Yes No If yes, please identify New York State businesses that will be used if your firm is awarded this contract (if Not Applicable, enter “N/A” below): Name of Proposed NY Subcontractor or Supplier 1. 2. 3. 4. 5. Proc –O, Rev. 0, 01/01/14 Page 1 of 2 Address (Street) City State Zip Indicate: “Subcontractor” or “Supplier” Approx. Dollar Value of Sub/Supplier Contract, where available Appendix O AWARDEE’S NEW YORK SUBCONTRACTOR/SUPPLIER FORM [To be submitted upon Contract Award] Procurement ID Number (CONTRACT No.): Awardee Name: Address: Contact Name: Title: City: State: Form O-2 Zip Code: Telephone No.: Please identify the New York State businesses that will be used for this contract: Name of NY Subcontractor or Supplier Address (Street) City State Zip Indicate: “Subcontractor” or “Supplier” Approx. Dollar Value of Sub/Supplier Contract, where available 1. 2. 3. 4. 5. Proc-O, Rev. 0, 01/01/14 Page 2 of 2 Certificate of Insurance This is to certify that the policies of insurance listed in this Certificate have been issued to the Named Insured and are in force and effect as of the date of this Certificate. Description of Operations NYPA Contract # (MANDATORY) Named Insured Prime Contractor Sub Contractor Address Certificate Holder: New York Power Authority 123 Main Street White Plains, New York 10601 Attn: Type of Insurance Insurance Co./ Policy # (INSERT NAME OF CONTRACT ADMINISTRATOR) Effective Date Expiration Date Limits per occurrence (thousands) General Liability Comprehensive Form Occurrence Form Claims Made Form Contractual Coverage Products/Compl. Ops. BI Auto Liability Any Auto All Owned Autos Scheduled Autos Hired Autos Non-Owned Autos BI Deductible per occurrence (thousands) PD CSL PD CSL Excess Liability Umbrella Form Other than Umbrella Form Other The issuer verifies that: 1) The New York Power Authority and the State of New York have been specifically named and scheduled as additional insureds on the policies specified herein, excluding Workers’ Compensation, Employer's Liability, Auto Liability and, if required, Professional Liability with respect to all operations, activities, work, services, items or performance relating to the contract indicated on this form; 2) The specified insurance policies have been endorsed to a) be primary to any and all other insurance coverage; b) contain cross liability coverage; and c) provide that the insurer has no right of recovery or subrogation against the Authority or the State of New York. Date Issued Name of Issuer Company Signature of Authorized Representative Rev. 11/13 Title Address ! " # $ % & & # ' ( ! $ ' # ) * ! $ ' + , - ./ 0 ( 0 + 1( 2 1( " 3 3 " 4 June 2006 Update Agreement No. Information For Proposers - 5100 SAFETY PERFORMANCE QUESTIONNAIRE Provide information below for the years noted in accordance with Recordkeeping Guidelines for Occupational Injuries and Illnesses under the Occupational Safety and Health Act of 1970 (29USC651) and 29 CFR Part 1904. A Workman's Compensation Interstate Experience Modification Record (EMR) B Recordable Injury Incidence Rate * C Lost Workday Injury Incidence Rate * D 2008 2009 2010 2011 YTD FROM OSHA 300 LOG Number of Injuries with Lost Workdays E Number of Injuries without Lost Workdays F Number of Injury Related Fatalities G Number of Cases with First Aid Attention Only H Employee Hours Worked/Year * (B) Rate = D + E x 200,000 H (C) Rate = D x 200,000 H SAFETY STAFF List the highest ranking safety professional in your organization Name_______________________________Title_____________________________ Contractor____________________________________________________________ Address______________________________________________________________ H/SAFETY Andrew M. Cuomo, Governor Peter M. Rivera, Commissioner New York Power Authority Schedule Year Date Requested PRC# Fiona Spencer, Procurmetn Agent 123 Main Street White Plains NY 10601 Location Project ID# Project Type 2013 through 2014 02/20/2014 2014001433 Niagara, St. Lawrence & Gilboa Q14-5598FS Furnish, Deliver and Install Upgrades to 3 x NYPA Visitors' Centers within the State of New York. PREVAILING WAGE SCHEDULE FOR ARTICLE 8 PUBLIC WORK PROJECT Attached is the current schedule(s) of the prevailing wage rates and prevailing hourly supplements for the project referenced above. A unique Prevailing Wage Case Number (PRC#) has been assigned to the schedule(s) for your project. The schedule is effective from July 2013 through June 2014. All updates, corrections, posted on the 1st business day of each month, and future copies of the annual determination are available on the Department's website www.labor.state.ny.us. Updated PDF copies of your schedule can be accessed by entering your assigned PRC# at the proper location on the website. It is the responsibility of the contracting agency or its agent to annex and make part, the attached schedule, to the specifications for this project, when it is advertised for bids and /or to forward said schedules to the successful bidder(s), immediately upon receipt, in order to insure the proper payment of wages. Please refer to the "General Provisions of Laws Covering Workers on Public Work Contracts" provided with this schedule, for the specific details relating to other responsibilities of the Department of Jurisdiction. Upon completion or cancellation of this project, enter the required information and mail OR fax this form to the office shown at the bottom of this notice, OR fill out the electronic version via the NYSDOL website. NOTICE OF COMPLETION / CANCELLATION OF PROJECT Date Completed: Date Cancelled: Name & Title of Representative: Phone: (518) 457-5589 Fax: (518) 485-1870 W. Averell Harriman State Office Campus, Bldg. 12, Room 130, Albany, NY 12240 www.labor.state.ny.us. PW 200 [email protected] General Provisions of Laws Covering Workers on Article 8 Public Work Contracts Introduction The Labor Law requires public work contractors and subcontractors to pay laborers, workers, or mechanics employed in the performance of a public work contract not less than the prevailing rate of wage and supplements (fringe benefits) in the locality where the work is performed. Responsibilities of the Department of Jurisdiction A Department of Jurisdiction (Contracting Agency) includes a state department, agency, board or commission: a county, city, town or village; a school district, board of education or board of cooperative educational services; a sewer, water, fire, improvement and other district corporation; a public benefit corporation; and a public authority awarding a public work contract. The Department of Jurisdiction (Contracting Agency) awarding a public work contract MUST obtain a Prevailing Rate Schedule listing the hourly rates of wages and supplements due the workers to be employed on a public work project. This schedule may be obtained by completing and forwarding a "Request for wage and Supplement Information" form (PW 39) to the Bureau of Public Work. The Prevailing Rate Schedule MUST be included in the specifications for the contract to be awarded and is deemed part of the public work contract. Upon the awarding of the contract, the law requires that the Department of Jurisdiction (Contracting Agency) furnish the following information to the Bureau: the name and address of the contractor, the date the contract was let and the approximate dollar value of the contract. To facilitate compliance with this provision of the Labor Law, a copy of the Department's "Notice of Contract Award" form (PW 16) is provided with the original Prevailing Rate Schedule. The Department of Jurisdiction (Contracting Agency) is required to notify the Bureau of the completion or cancellation of any public work project. The Department's PW 200 form is provided for that purpose. Both the PW 16 and PW 200 forms are available for completion online. Hours No laborer, worker, or mechanic in the employ of a contractor or subcontractor engaged in the performance of any public work project shall be permitted to work more than eight hours in any day or more than five days in any week, except in cases of extraordinary emergency. The contractor and the Department of Jurisdiction (Contracting Agency) may apply to the Bureau of Public Work for a dispensation permitting workers to work additional hours or days per week on a particular public work project. There are very few exceptions to this rule. Complete information regarding these exceptions is available on the "4 Day / 10 Hour Work Schedule" form (PW 30R). Wages and Supplements The wages and supplements to be paid and/or provided to laborers, workers, and mechanics employed on a public work project shall be not less than those listed in the current Prevailing Rate Schedule for the locality where the work is performed. If a prime contractor on a public work project has not been provided with a Prevailing Rate Schedule, the contractor must notify the Department of Jurisdiction (Contracting Agency) who in turn must request an original Prevailing Rate Schedule form the Bureau of Public Work. Requests may be submitted by: mail to NYSDOL, Bureau of Public Work, State Office Bldg. Campus, Bldg. 12, Rm. 130, Albany, NY 12240; Fax to Bureau of Public Work (518) 485-1870; or electronically at the NYSDOL website www.labor.state.ny.us. Upon receiving the original schedule, the Department of Jurisdiction (Contracting Agency) is REQUIRED to provide complete copies to all prime contractors who in turn MUST, by law, provide copies of all applicable county schedules to each subcontractor and obtain from each subcontractor, an affidavit certifying such schedules were received. If the original schedule expired, the contractor may obtain a copy of the new annual determination from the NYSDOL website www.labor.state.ny.us. The Commissioner of Labor makes an annual determination of the prevailing rates. This determination is in effect from July 1st through June 30th of the following year. The annual determination is available on the NYSDOL website www.labor.state.ny.us. Payrolls and Payroll Records Every contractor and subcontractor MUST keep original payrolls or transcripts subscribed and affirmed as true under penalty of perjury. Payrolls must be maintained for at least three (3) years from the project's date of completion. At a minimum, payrolls must show the following information for each person employed on a public work project: Name, Address, Last 4 Digits of Social Security Number, Classification(s) in which the worker was employed, Hourly wage rate(s) paid, Supplements paid or provided, and Daily and weekly number of hours worked in each classification. Every contractor and subcontractor shall submit to the Department of Jurisdiction (Contracting Agency), within thirty (30) days after issuance of its first payroll and every thirty (30) days thereafter, a transcript of the original payrolls, subscribed and affirmed as true under penalty of perjury. The Department of Jurisdiction (Contracting Agency) shall collect, review for facial validity, and maintain such payrolls. In addition, the Commissioner of Labor may require contractors to furnish, with ten (10) days of a request, payroll records sworn to as their validity and accuracy for public work and private work. Payroll records include, by are not limited to time cards, work description sheets, proof that supplements were provided, cancelled payroll checks and payrolls. Failure to provide the requested information within the allotted ten (10) days will result in the withholding of up to 25% of the contract, not to exceed $100,000.00. If the contractor or subcontractor does not maintain a place of business in New York State and the amount of the contract exceeds $25,000.00, payroll records and certifications must be kept on the project worksite. The prime contractor is responsible for any underpayments of prevailing wages or supplements by any subcontractor. All contractors or their subcontractors shall provide to their subcontractors a copy of the Prevailing Rate Schedule specified in the public work contract as well as any subsequently issued schedules. A failure to provide these schedules by a contractor or subcontractor is a violation of Article 8, Section 220-a of the Labor Law. All subcontractors engaged by a public work project contractor or its subcontractor, upon receipt of the original schedule and any subsequently issued schedules, shall provide to such contractor a verified statement attesting that the subcontractor has received the Prevailing Rate Schedule and will pay or provide the applicable rates of wages and supplements specified therein. (See NYS Labor Laws, Article 8 . Section 220-a). Determination of Prevailing Wage and Supplement Rate Updates Applicable to All Counties The wages and supplements contained in the annual determination become effective July 1st whether or not the new determination has been received by a given contractor. Care should be taken to review the rates for obvious errors. Any corrections should be brought to the Department's attention immediately. It is the responsibility of the public work contractor to use the proper rates. If there is a question on the proper classification to be used, please call the district office located nearest the project. Any errors in the annual determination will be corrected and posted to the NYSDOL website on the first business day of each month. Contractors are responsible for paying these updated rates as well, retroactive to July 1st. When you review the schedule for a particular occupation, your attention should be directed to the dates above the column of rates. These are the dates for which a given set of rates is effective. To the extent possible, the Department posts rates in its possession that cover periods of time beyond the July 1st to June 30th time frame covered by a particular annual determination. Rates that extend beyond that instant time period are informational ONLY and may be updated in future annual determinations that actually cover the then appropriate July 1st to June 30th time period. Withholding of Payments When a complaint is filed with the Commissioner of Labor alleging the failure of a contractor or subcontractor to pay or provide the prevailing wages or supplements, or when the Commissioner of Labor believes that unpaid wages or supplements may be due, payments on the public work contract shall be withheld from the prime contractor in a sufficient amount to satisfy the alleged unpaid wages and supplements, including interest and civil penalty, pending a final determination. When the Bureau of Public Work finds that a contractor or subcontractor on a public work project failed to pay or provide the requisite prevailing wages or supplements, the Bureau is authorized by Sections 220-b and 235.2 of the Labor Law to so notify the financial officer of the Department of Jurisdiction (Contracting Agency) that awarded the public work contract. Such officer MUST then withhold or cause to be withheld from any payment due the prime contractor on account of such contract the amount indicated by the Bureau as sufficient to satisfy the unpaid wages and supplements, including interest and any civil penalty that may be assessed by the Commissioner of Labor. The withholding continues until there is a final determination of the underpayment by the Commissioner of Labor or by the court in the event a legal proceeding is instituted for review of the determination of the Commissioner of Labor. The Department of Jurisdiction (Contracting Agency) shall comply with this order of the Commissioner of Labor or of the court with respect to the release of the funds so withheld. Summary of Notice Posting Requirements The current Prevailing Rate Schedule must be posted in a prominent and accessible place on the site of the public work project. The prevailing wage schedule must be encased in, or constructed of, materials capable of withstanding adverse weather conditions and be titled "PREVAILING RATE OF WAGES" in letters no smaller than two (2) inches by two (2) inches. The "Public Work Project" notice must be posted at the beginning of the performance of every public work contract, on each job site. Every employer providing workers. compensation insurance and disability benefits must post notices of such coverage in the format prescribed by the Workers. Compensation Board in a conspicuous place on the jobsite. Every employer subject to the NYS Human Rights Law must conspicuously post at its offices, places of employment, or employment training centers, notices furnished by the State Division of Human Rights. Employers liable for contributions under the Unemployment Insurance Law must conspicuously post on the jobsite notices furnished by the NYS Department of Labor. Apprentices Employees cannot be paid apprentice rates unless they are individually registered in a program registered with the NYS Commissioner of Labor. The allowable ratio of apprentices to journeyworkers in any craft classification can be no greater than the statewide building trade ratios promulgated by the Department of Labor and included with the Prevailing Rate Schedule. An employee listed on a payroll as an apprentice who is not registered as above or is performing work outside the classification of work for which the apprentice is indentured, must be paid the prevailing journeyworker's wage rate for the classification of work the employee is actually performing. NYSDOL Labor Law, Article 8, Section 220-3, require that only apprentices individually registered with the NYS Department of Labor may be paid apprenticeship rates on a public work project. No other Federal or State Agency of office registers apprentices in New York State. Persons wishing to verify the apprentice registration of any person must do so in writing by mail, to the NYSDOL Office of Employability Development / Apprenticeship Training, State Office Bldg. Campus, Bldg. 12, Albany, NY 12240 or by Fax to NYSDOL Apprenticeship Training (518) 457-7154. All requests for verification must include the name and social security number of the person for whom the information is requested. The only conclusive proof of individual apprentice registration is written verification from the NYSDOL Apprenticeship Training Albany Central office. Neither Federal nor State Apprenticeship Training offices outside of Albany can provide conclusive registration information. It should be noted that the existence of a registered apprenticeship program is not conclusive proof that any person is registered in that program. Furthermore, the existence or possession of wallet cards, identification cards, or copies of state forms is not conclusive proof of the registration of any person as an apprentice. Interest and Penalties In the event that an underpayment of wages and/or supplements is found: - Interest shall be assessed at the rate then in effect as prescribed by the Superintendent of Banks pursuant to section 14-a of the Banking Law, per annum from the date of underpayment to the date restitution is made. - A Civil Penalty may also be assessed, not to exceed 25% of the total of wages, supplements, and interest due. Debarment Any contractor or subcontractor and/or its successor shall be ineligible to submit a bid on or be awarded any public work contract or subcontract with any state, municipal corporation or public body for a period of five (5) years when: - Two (2) willful determinations have been rendered against that contractor or subcontractor and/or its successor within any consecutive six (6) year period. - There is any willful determination that involves the falsification of payroll records or the kickback of wages or supplements. Criminal Sanctions Willful violations of the Prevailing Wage Law (Article 8 of the Labor Law) may be a felony punishable by fine or imprisonment of up to 15 years, or both. Discrimination No employee or applicant for employment may be discriminated against on account of age, race, creed, color, national origin, sex, disability or marital status. No contractor, subcontractor nor any person acting on its behalf, shall by reason of race, creed, color, disability, sex or national origin discriminate against any citizen of the State of New York who is qualified and available to perform the work to which the employment relates (NYS Labor Law, Article 8, Section 220-e(a)). No contractor, subcontractor, nor any person acting on its behalf, shall in any manner, discriminate against or intimidate any employee on account of race, creed, color, disability, sex, or national origin (NYS Labor Law, Article 8, Section 220e(b) ). The Human Rights Law also prohibits discrimination in employment because of age, marital status, or religion. There may be deducted from the amount payable to the contractor under the contract a penalty of $50.00 for each calendar day during which such person was discriminated against or intimidated in violation of the provision of the contract (NYS Labor Law, Article 8, Section 220-e(c) ). The contract may be cancelled or terminated by the State or municipality. All monies due or to become due thereunder may be forfeited for a second or any subsequent violation of the terms or conditions of the anti-discrimination sections of the contract (NYS Labor Law, Article 8, Section 220-e(d) ). Every employer subject to the New York State Human Rights Law must conspicuously post at its offices, places of employment, or employment training centers notices furnished by the State Division of Human Rights. Workers' Compensation In accordance with Section 142 of the State Finance Law, the contractor shall maintain coverage during the life of the contract for the benefit of such employees as required by the provisions of the New York State Workers' Compensation Law. A contractor who is awarded a public work contract must provide proof of workers' compensation coverage prior to being allowed to begin work. The insurance policy must be issued by a company authorized to provide workers' compensation coverage in New York State. Proof of coverage must be on form C-105.2 (Certificate of Workers' Compensation Insurance) and must name this agency as a certificate holder. If New York State coverage is added to an existing out-of-state policy, it can only be added to a policy from a company authorized to write workers' compensation coverage in this state. The coverage must be listed under item 3A of the information page. The contractor must maintain proof that subcontractors doing work covered under this contract secured and maintained a workers' compensation policy for all employees working in New York State. Every employer providing worker's compensation insurance and disability benefits must post notices of such coverage in the format prescribed by the Workers' Compensation Board in a conspicuous place on the jobsite. Unemployment Insurance Employers liable for contributions under the Unemployment Insurance Law must conspicuously post on the jobsite notices furnished by the New York State Department of Labor. Andrew M. Cuomo, Governor Peter M. Rivera, Commissioner New York Power Authority Schedule Year Date Requested PRC# Fiona Spencer, Procurmetn Agent 123 Main Street White Plains NY 10601 Location Project ID# Project Type 2013 through 2014 02/20/2014 2014001433 Niagara, St. Lawrence & Gilboa Q14-5598FS Furnish, Deliver and Install Upgrades to 3 x NYPA Visitors' Centers within the State of New York. Notice of Contract Award New York State Labor Law, Article 8, Section 220.3a requires that certain information regarding the awarding of public work contracts, be furnished to the Commissioner of Labor. One "Notice of Contract Award" (PW 16, which may be photocopied), MUST be completed for EACH prime contractor on the above referenced project. Upon notifying the successful bidder(s) of this contract, enter the required information and mail OR fax this form to the office shown at the bottom of this notice, OR fill out the electronic version via the NYSDOL website. Contractor Information All information must be supplied Federal Employer Identification Number: Name: Address: aaa City: State: Amount of Contract: $ Approximate Starting Date: - - - - /- - - - / Approximate Completion Date: - - - - /- - - - / Zip: Contract Type: [ ] (01) General Construction [ ] (02) Heating/Ventilation [ ] (03) Electrical [ ] (04) Plumbing [ ] (05) Other : Phone: (518) 457-5589 Fax: (518) 485-1870 W. Averell Harriman State Office Campus, Bldg. 12, Room 130, Albany, NY 12240 www.labor.state.ny.us. PW 16 [email protected] IMPORTANT NOTICE FOR CONTRACTORS & CONTRACTING AGENCIES Social Security Numbers on Certified Payrolls The Department of Labor is cognizant of the concerns of the potential for misuse or inadvertent disclosure of social security numbers. Identity theft is a growing problem and we are sympathetic to contractors’ concerns with regard to inclusion of this information on payrolls if another identifier will suffice. For these reasons, the substitution of the use of the last four digits of the social security number on certified payrolls submitted to contracting agencies on public work projects is now acceptable to the Department of Labor. NOTE: This change does not affect the Department’s ability to request and receive the entire social security number from employers during the course of its public work / prevailing wage investigations. To all State Departments, Agency Heads and Public Benefit Corporations IMPORTANT NOTICE REGARDING PUBLIC WORK ENFORCEMENT FUND Budget Policy & Reporting Manual B-610 Public Work Enforcement Fund effective date December 7, 2005 1. Purpose and Scope: This Item describes the Public Work Enforcement Fund (the Fund, PWEF) and its relevance to State agencies and public benefit corporations engaged in construction or reconstruction contracts, maintenance and repair, and announces the recently-enacted increase to the percentage of the dollar value of such contracts that must be deposited into the Fund. This item also describes the roles of the following entities with respect to the Fund: - New York State Department of Labor (DOL), The Office of the State of Comptroller (OSC), and State agencies and public benefit corporations. 2. Background and Statutory References: DOL uses the Fund to enforce the State's Labor Law as it relates to contracts for construction or reconstruction, maintenance and repair, as defined in subdivision two of Section 220 of the Labor Law. State agencies and public benefit corporations participating in such contracts are required to make payments to the Fund. Chapter 511 of the Laws of 1995 (as amended by Chapter 513 of the Laws of 1997, Chapter 655 of the Laws of 1999, Chapter 376 of the Laws of 2003 and Chapter 407 of the Laws of 2005) established the Fund. 3. Procedures and Agency Responsibilities: The Fund is supported by transfers and deposits based on the value of contracts for construction and reconstruction, maintenance and repair, as defined in subdivision two of Section 220 of the Labor Law, into which all State agencies and public benefit corporations enter. Chapter 407 of the Laws of 2005 increased the amount required to be provided to this fund to .10 of one-percent of the total cost of each such contract, to be calculated at the time agencies or public benefit corporations enter into a new contract or if a contract is amended. The provisions of this bill became effective August 2, 2005. To all State Departments, Agency Heads and Public Benefit Corporations IMPORTANT NOTICE REGARDING PUBLIC WORK ENFORCEMENT FUND OSC will report to DOL on all construction-related ("D") contracts approved during the month, including contract amendments, and then DOL will bill agencies the appropriate assessment monthly. An agency may then make a determination if any of the billed contracts are exempt and so note on the bill submitted back to DOL. For any instance where an agency is unsure if a contract is or is not exempt, they can call the Bureau of Public Work at the number noted below for a determination. Payment by check or journal voucher is due to DOL within thirty days from the date of the billing. DOL will verify the amounts and forward them to OSC for processing. For those contracts which are not approved or administered by the Comptroller, monthly reports and payments for deposit into the Public Work Enforcement Fund must be provided to the Administrative Finance Bureau at the DOL within 30 days of the end of each month or on a payment schedule mutually agreed upon with DOL. Reports should contain the following information: - - Name and billing address of State agency or public benefit corporation; State agency or public benefit corporation contact and phone number; Name and address of contractor receiving the award; Contract number and effective dates; Contract amount and PWEF assessment charge (if contract amount has been amended, reflect increase or decrease to original contract and the adjustment in the PWEF charge); and Brief description of the work to be performed under each contract. Checks and Journal Vouchers, payable to the "New York State Department of Labor" should be sent to: Department of Labor Administrative Finance Bureau-PWEF Unit Building 12, Room 464 State Office Campus Albany, NY 12240 Any questions regarding billing should be directed to NYSDOL's Administrative Finance Bureau-PWEF Unit at (518) 457-3624 and any questions regarding Public Work Contracts should be directed to the Bureau of Public Work at (518) 457-5589. Construction Industry Fair Play Act Required Posting For Labor Law Article 25-B § 861-d Construction industry employers must post the "Construction Industry Fair Play Act" notice in a prominent and accessible place on the job site. Failure to post the notice can result in penalties of up to $1,500 for a first offense and up to $5,000 for a second offense. The posting is included as part of this wage schedule. Additional copies may be obtained from the NYS DOL website, www.labor.ny.gov. If you have any questions concerning the Fair Play Act, please call the State Labor Department toll-free at 1-866-435-1499 or email us at: [email protected] . New York State Department of Labor Required Notice under Article 25-B of the Labor Law ATTENTION ALL EMPLOYEES, CONTRACTORS AND SUBCONTRACTORS: YOU ARE COVERED BY THE CONSTRUCTION INDUSTRY FAIR PLAY ACT The law says that you are an employee unless: • You are free from direction and control in performing your job AND • You perform work that is not part of the usual work done by the business that hired you AND • You have an independently established business Your employer cannot consider you to be an independent contractor unless all three of these facts apply to your work. IT IS AGAINST THE LAW FOR AN EMPLOYER TO MISCLASSIFY EMPLOYEES AS INDEPENDENT CONTRACTORS OR PAY EMPLOYEES OFF-THE-BOOKS. Employee rights. If you are an employee: • You are entitled to state and federal worker protections such as o unemployment benefits, if unemployed through no fault of your own, able to work, and otherwise qualified o workers’ compensation benefits for on-the-job injuries o payment for wages earned, minimum wage, and overtime (under certain conditions) o prevailing wages on public work projects o the provisions of the National Labor Relations Act and o a safe work environment • It is a violation of this law for employers to retaliate against anyone who asserts their rights under the law. Retaliation subjects an employer to civil penalties, a private lawsuit or both. Independent Contractors: If you are an independent contractor: • You must pay all taxes required by New York State and Federal Law. Penalties for paying off-the-books or improperly treating employees as independent contractors: • Civil Penalty First Offense: up to $2,500 per employee. Subsequent Offense(s): up to $5,000 per employee. • Criminal Penalty First Offense: Misdemeanor - up to 30 days in jail, up to a $25,000 fine and debarment from performing Public Work for up to one year. Subsequent Offense(s): Misdemeanor - up to 60 days in jail, up to a $50,000 fine and debarment from performing Public Work for up to 5 years. If you have questions about your employment status or believe that your employer may have violated your rights and you want to file a complaint, call the Department of Labor at 1(866)435-1499 or send an email to [email protected]. All complaints of fraud and violations are taken seriously and you can remain anonymous. Employer Name: IA 999 (09/10) WORKER NOTIFICATION (Labor Law §220, paragraph a of subdivision 3-a) Effective February 24, 2008 This provision is an addition to the existing prevailing wage rate law, Labor Law §220, paragraph a of subdivision 3-a. It requires contractors and subcontractors to provide written notice to all laborers, workers or mechanics of the prevailing wage rate for their particular job classification on each pay stub*. It also requires contractors and subcontractors to post a notice at the beginning of the performance of every public work contract on each job site that includes the telephone number and address for the Department of Labor and a statement informing laborers, workers or mechanics of their right to contact the Department of Labor if he/she is not receiving the proper prevailing rate of wages and/or supplements for his/her particular job classification. The required notification will be provided with each wage schedule, may be downloaded from our website www.labor.state.ny.us or made available upon request by contacting the Bureau of Public Work at 518-457-5589. * In the event that the required information will not fit on the pay stub, an accompanying sheet or attachment of the information will suffice. (11.11) New York State Department of Labor Bureau of Public Work Attention Employees THIS IS A: PUBLIC WORK PROJECT If you are employed on this project as a worker, laborer, or mechanic you are entitled to receive the prevailing wage and supplements rate for the classification at which you are working. Chapter 629 of the Labor Laws of 2007: These wages are set by law and must be posted at the work site. They can also be found at: www.labor.ny.gov If you feel that you have not received proper wages or benefits, please call our nearest office.* Albany Binghamton Buffalo Garden City New York City Newburgh (518) 457-2744 (607) 721-8005 (716) 847-7159 (516) 228-3915 (212) 775-3568 (845) 568-5287 Patchogue Rochester Syracuse Utica White Plains (631) 687-4882 (585) 258-4505 (315) 428-4056 (315) 793-2314 (914) 997-9507 * For New York City government agency construction projects, please contact the Office of the NYC Comptroller at (212) 669-4443, or www.comptroller.nyc.gov – click on Bureau of Labor Law. Contractor Name: Project Location: PW 101 (10.12) OSHA 10-hour Construction Safety and Health Course – S1537-A Effective July 18, 2008 This provision is an addition to the existing prevailing wage rate law, Labor Law §220, section 220-h. It requires that on all public work projects of at least $250,000.00, all laborers, workers and mechanics working on the site, be certified as having successfully completed the OSHA 10-hour construction safety and health course. It further requires that the advertised bids and contracts for every public work contract of at least $250,000.00, contain a provision of this requirement. NOTE: The OSHA 10 Legislation only applies to workers on a public work project that are required, under Article 8, to receive the prevailing wage. (03.12) Page 1 of 2 Where to find OSHA 10-hour Construction Course 1. NYS Department of Labor website for scheduled outreach training at: www.labor.state.ny.us/workerprotection/safetyhealth/DOSH_ONSITE_CONSULTATION.shtm 2. OSHA Training Institute Education Centers: Rochester Institute of Technology OSHA Education Center Rochester, NY Donna Winter Fax (585) 475-6292 e-mail: [email protected] (866) 385-7470 Ext. 2919 www.rit.edu/~outreach/course.php3?CourseID=54 Atlantic OSHA Training Center UMDNJ – School of Public Health Piscataway, NJ Janet Crooks Fax (732) 235-9460 e-mail: [email protected] (732) 235-9455 https://ophp.umdnj.edu/wconnect/ShowSchedule.awp?~~GROUP~AOTCON~10~ Atlantic OSHA Training Center University at Buffalo Buffalo, New York Joe Syracuse Fax (716) 829-2806 e-mail:mailto:[email protected] (716) 829-2125 http://www.smbs.buffalo.edu/CENTERS/trc/schedule_OSHA.php Keene State College Manchester, NH Leslie Singleton e-mail: [email protected] (800) 449-6742 www.keene.edu/courses/print/courses_osha.cfm 3. List of trainers and training schedules for OSHA outreach training at: www.OutreachTrainers.org (03.12) Page 2 of 2 Requir ements for OSHA 10 Compliance Chapter 282 of the Laws of 2007, codified as Labor Law 220-h took effect on July 18, 2008. The statute provides as follows: The advertised specifications for every contract for public work of $250,000.00 or more must contain a provision requiring that every worker employed in the performance of a public work contract shall be certified as having completed an OSHA 10 safety training course. The clear intent of this provision is to require that all employees of public work contractors, required to be paid prevailing rates, receive such training “prior to the performing any work on the project.” The Bureau will enforce the statute as follows: All contractors and sub contractors must attach a copy of proof of completion of the OSHA 10 course to the first certified payroll submitted to the contracting agency and on each succeeding payroll where any new or additional employee is first listed. Proof of completion may include but is not limited to: • Copies of bona fide course completion card (Note: Completion cards do not have an expiration date.) • Training roster, attendance record of other documentation from the certified trainer pending the issuance of the card. • Other valid proof **A certification by the employer attesting that all employees have completed such a course is not sufficient proof that the course has been completed. Any questions regarding this statute may be directed to the New York State Department of Labor, Bureau of Public Work at 518-485-5696. Page 1 of 1 IMPORTANT INFORMATION Regarding Use of Form PW30R “Employer Registration for Use of 4 Day / 10 Hour Work Schedule” To use the ‘4 Day / 10 Hour Work Schedule’: There MUST be a Dispensation of Hours (PW30) in place on the project AND You MUST register your intent to work 4 / 10 hour days, by completing the PW30R Form. REMEMBER… The ‘4 Day / 10 Hour Work Schedule’ applies ONLY to Job Classifications and Counties listed on the PW30R Form. Do not write in any additional Classifications or Counties. (Please note : For each Job Classification check the individual wage schedule for specific details regarding their 4/10 hour day posting.) PW30R-Notice (03.11) NYSDOL Bureau of Public Work 1 of 1 Instructions for Completing Form PW30R “Employer Registration for Use of 4 Day / 10 Hour Work Schedule” Before completing Form PW30R check to be sure … • There is a Dispensation of Hours in place on the project. • The 4 Day / 10 Hour Work Schedule applies to the Job Classifications you will be using. • The 4 Day / 10 Hour Work Schedule applies to the County / Counties where the work will take place. Instructions (Type or Print legibly): Contractor Information: • Enter the Legal Name of the business, FEIN, Street Address, City, State, Zip Code; the Company’s Phone and Fax numbers; and the Company’s email address (if applicable) • Enter the Name of a Contact Person for the Company along with their Phone and Fax numbers, and the personal email address (if applicable) Project Information: • Enter the Prevailing Rate Case number (PRC#) assigned to this project • Enter the Project Name / Type (i.e. Smithtown CSD – Replacement of HS Roof) • Enter the Exact Location of Project (i.e. Smithtown HS, 143 County Route #2, Smithtown,NY; Bldgs. 1 & 2) • If you are a Subcontractor, enter the name of the Prime Contractor for which you work • On the Checklist of Job Classifications o Go to pages 2 and 3 of the form o Place a checkmark in the box to the right of the Job Classification you are choosing o Mark all Job Classifications that apply ***Do not write in any additional Classifications or Counties.*** Requestor Information: • Enter the name of the person submitting the registration, their title with the company , and the date the registration is filled out Return Completed Form: • Mail the completed PW30R form (3 pages) to: NYSDOL Bureau of Public Work, SOBC – Bldg.12 – Rm.130, Albany, NY 12240 -OR • Fax the completed PW30R form (3 pages) to: NYSDOL Bureau of Public Work at (518)485-1870 PW30R-Instructions (03.11) NYSDOL Bureau of Public Work 1 of 1 New York State Department of Labor Bureau of Public Work W. Averell Harriman State Office Campus Building 12 - Room 130 Albany, New York 12240 Phone - (518) 457-5589 Fax - (518) 485-1870 Employer Registration for Use of 4 Day / 10 Hour Work Schedule Before completing Form PW30R check to be sure … There is a Dispensation of Hours in place on the project. The 4 Day / 10 Hour Work Schedule applies to the Job Classifications you will be using. The 4 Day / 10 Hour Work Schedule applies to the County / Counties where the work will take place. Please Type or Print the Requested Information When completed … Mail to NYSDOL Bureau of Public Work, SOBC, Bldg. 12, Rm.130, Albany, NY 12240 -orFax to NYSDOL Bureau of Public Work at (518) 485-1870 Contractor Information Company Name: FEIN: Address: Zip Code: State: City: Phone Number Fax Number: Email Address: Contact Person: Phone No: Fax No: Email: Project Information Project PRC#: Project Name/Type: Exact Location of Project: County: (If you are Subcontractor) Prime Contractor Name: Job Classification(s) to Work 4/10 Schedule: (Choose all that apply on Job Classification Checklist - Pages 2 & 3) *** Do not write in any additional Classifications or Counties*** Requestor Information Name: Title: PW-30R (12.13) Date : 1 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Tag # Entire Counties Carpenter-Building 276B-All Allegany, Cattaraugus, Chautauqua Carpenter-Building 276B-Cat Cattaraugus, Erie Carpenter - Building Carpenter-Building 276-B-DW-LIV Livingston, Monroe, Ontario, Wayne 276B-Gen Genesee, Niagara, Orleans, Wyoming 276B-FL-Liv Livingston, Monroe, Ontario, Wayne Carpenter-Heavy&Highway 276HH-All Allegany, Cattaraugus, Chautauqua Carpenter-Heavy&Highway 276HH-All Erie Carpenter-Heavy&Highway 276HH-All Genesee, Niagara, Orleans, Wyoming Carpenter-Heavy&Highway 276HH-Liv Livingston, Monroe, Ontario, Wayne 276R-All Allegany, Cattaraugus, Chautauqua Carpenter-Floor Layers Carpenter-Residential Carpenter - Building 277B-CAY Carpenter - Building 277B-CS Allegany, Chemung, Cortland, Schuyler, Tompkins Carpenter - Building 277 JLS Jefferson, Lewis, St. Lawrence Carpenter - Building 277 omh Carpenter - Building 277 On Onondaga Carpenter - Building 277 Os Oswego Carpenter - Building/Heavy&Highway 277CDO Wyoming Herkimer, Madison, Oneida Chenango, Delaware, Otsego Broome,Cortland, Schuyler, Tioga, Tompkins 277HH-BRO Carpenter - Heavy/Highway 277-HH-CAY Cayuga, Seneca, Yates 277 oneida Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, St. Lawrence Carpenter - Building 291B-Alb Albany, Fulton, Greene, Montgomery, Rensselaer, Schenectady, Schoharie Carpenter - Building 291B-Cli Clinton, Essex, Franklin Carpenter - Building 291B-Ham Carpenter - Building 291B-Sar PW-30R (12.13) Wyoming Cayuga, Seneca, Yates Carpenter - Heavy/Highway Carpenter - Heavy/Highway Check Partial Counties Box Hamilton, Warren, Washington Saratoga NYSDOL Bureau of Public Work 2 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Tag # Entire Counties Carpenter - Heavy&Highway 291HH-Sar Saratoga Carpenter - Heavy&Highway 291HH-Alb Albany, Fulton, Greene, Montgomery, Rensselaer, Schenectady, Schoharie Carpenter - Heavy&Highway 291HH-Alb Clinton, Essex, Franklin, Hamilton, Warren, Washington Carpenter - Building 276B-All Partical Counties Chautauqua Allegany, Cattaraugus Carpenter - Heavy&Highway 276HH-All Allegany, Chautauqua Cattaraugus Carpenter - Heavy&Highway 276HH-All Erie Cattaraugus Electrician Electrician-Teledata Cable Splicer Electrician Electrician Electrician Electrician Lineman 25m Nassau, Suffolk 43 86 Cortland, Herkimer, Madison, Oneida, Onondaga, Oswego, Cayuga, Chenango, Onondaga, Otsego, Tompkins, Wayne Livingston, Monroe Genesee, Ontario, Orleans, Wayne, Wyoming 840Teledata and 840 Z1 Cayuga Onondaga, Ontario, Seneca, Wayne, Yates Clinton, Essex, Franklin, Jefferson, Lewis, St. Lawrence 910 1049Line/Gas Nassau, Queens, Suffolk Electrician Lineman 1249a Electrical Lineman 1249a West PW-30R (12.13) Check Box Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates Westchester NYSDOL Bureau of Public Work 3 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Tag # Entire Counties 1249LT Electrical Lineman 1249REG8LT Electrical Lineman 1249aWestLT Westchester Columbia, Dutchess, Orange, Putnam, Rockland, Ulster Elevator Constructor 138 Columbia, Dutchess, Greene, Orange, Putnam, Sullivan, Ulster Elevator Constructor 14 Allegany, Cattaraugus, Chautauqua, Erie, Genesee, Niagara, Orleans, Wyoming Elevator Constructor 27 Chemung, Livingston, Monroe, Ontario, Schuyler, Seneca, Steuben, Wayne, Yates 35 Albany, Clinton, Essex, Fulton, Hamiliton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington Delaware, Rockland, Westchester Elevator Constructor 62.1 Broome, Cayuga, Chenango, Cortland, Delaware, Franklin Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, St. Lawrence, Tioga, Tompkins Glazier 660r Allegany, Cattaraugus, Chautaugua, Erie, Genesee, Niagara, Orleans, Wyoming Glazier 660 Allegany, Cattaraugus, Chautaugua, Erie, Genesee, Niagara, Orleans, Wyoming PW-30R (12.13) Check Box Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates Electrical Lineman Elevator Constructor Partical Counties NYSDOL Bureau of Public Work 4 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Tag # Glazier 677.1 Glazier 677Z-2 Glazier 677z3 Glazier 677r.2 Insulator - Heat & Frost Applicable Counties Cayuga, Cortland, Herkimer, Madison, Oneida, Onondaga, Oswego Broome, Chemung, Chenango, Delaware, Otsego, Schuyler, Steuben, Tioga, Tompkins Cayuga, Cortland, Herkimer, Madison, Oneida, Onondaga, Oswego 30-Syracuse Broome, Cayuga, Chemung, Chenango, Cortland, Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Otsego, Schuyler, Seneca, St. Lawrence, Tioga, Tompkins 621b Allegany, Cattaraugus, Chautauqua Laborer - Residential 621r Allegany, Cattaraugus, Chautauqua Mason-Building 3B-Z1 Genesee, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates Mason-Building 3B-Bing-Z2 Broome, Chenango, Delaware, Otsego, Tioga Mason-Building 3B-Jam-Z2 Allegany, Cattaraugus, Chautauqua Mason-Building 3-Co-Z2 Allegany, Chemung, Schuyler, Steuben Mason-Building 3B-Ith-Z2 Cortland, Tompkins Mason-Building 3B-Z3 Cattaraugus, Erie, Niagara, Orleans Mason-Building-Residential 3B-Z1R Geneseo, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates 3B-Jam-Z2R Allegany, Broome, Cattaraugus, Chemung, Chautauqua, Chenango, Cortland, Otsego, Delaware, Schuyler, Steuben, Tioga, Tompkins PW-30R (12.13) Check Box Jefferson, Lewis, Livingston, Monroe, Ontario, Seneca, St. Lawrence, Wayne, Yates Laborer - Building Mason-Building-Residential Partial Counties NYSDOL Bureau of Public Work Cattaraugus Cattaraugus 5 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Mason-Building-Residential Mason-Heavy Highway Tag # 3B-Z3R 3h Applicable Counties Allegeny, Broome, Cattaraugus, Chemung, Chautauqua, Chenango, Cortland, Erie, Delaware, Genesee, Livingston, Monroe, Niagara, Ontario, Orleans, Otsego, Schuyler, Seneca, Steuben, Tioga, Tompkin, Wayne, Wyoming, Yates Genesee, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates Mason-Tile Finisher 3TF-Z2 Allegeny, Broome, Cattaraugus, Chemung, Chautauqua, Chenango, Cortland, Delaware, Otsego, Schuyler, Steuben, Tioga, Tompkins Mason-Tile Finisher 3TF-Z3 Cattaraugus, Erie, Niagara, Orleans Mason-Tile Finisher 3TF-Z1R Genesee, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates Mason-Tile Finisher 3TF-Z2R Allegany, Broome, Cattaraugus, Chenango, Chautauqua, Cortland, Delaware, Otsego, Schuyler, Steuben, Tioga, Tompkins Mason-Tile Finisher 3TF-Z3R Cattaraugus, Erie, Niagara, Orleans Mason-Tile Setter 3TS-Z1 Genesee, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates Mason-Tile Setter 3TS-Z2 Allegany, Broome, Cattaraugus, Chemung, Chautauqua, Chenango, Cortland, Delaware, Otsego, Schuyler, Steuben, Tioga, Tompkins Mason Tile Setter 3TS-Z3 Cattaraugus, Erie, Niagara, Orleans Mason-Tile Setter Residential 3TS-Z1R Genesee, Livingston, Monroe, Ontario, Seneca, Wayne, Wyoming, Yates Mason-Tile Setter Residential 3TS-Z2R Allegany, Broome, Cattaraugus, Chemung, Chautauqua, Chenango, Cortland, Delaware, Otsego, Schuyler, Steuben, Tioga, Tompkins Mason-Tile Setter Residential 3TS-Z3R Cattaraugus, Erie, Niagara, Orleans Mason - Building/Heavy&Highway Operating Engineer Heavy/Highway Operating Engineer Heavy& Highway Painter PW-30R (12.13) 780 137H/H 832H 150 Check Box Cattaraugus, Erie, Niagara, Orleans 3TF-Z1 Mason-Tile Finisher Partial Counties Bronx, Kings, Nassau, New York, Queens, Richmond, Suffolk Putnam, Westchester Dutchess Allegany, Chemung, Genesee, Livingston, Monroe, Ontario, Schuyler, Steuben, Wayne, Genesee Yates Livingston, Monroe, Ontario, Wayne, Yates NYSDOL Bureau of Public Work Livingston, Ontario 6 of 7 Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications or Counties*** Job Classification Tag # Applicable Counties Painter 178 B Broome, Chenango, Tioga Painter 178 E Chemung, Schuyler, Steuben Painter 178 O Painter 31 Delaware, Otsego Cayuga, Herkimer, Lewis, Madison, Oneida, Onondaga, Ontario, Oswego, Seneca Painter 38.O Painter Painter Sheetmetal Worker Oswego 4-Jamestown Cattaraugus, Chautauqua Steuben Lewis, Ontario, Oswego Oswego Cattaraugus, Chautauqua Livingston, Monroe, Ontario, Seneca, Wayne, Yates 46 Teamsters-Heavy&Highway 294h/h Teamsters-Heavy&Highway 317bhh Teamsters-Heavy&Highway 693bhh Broome, Chenango, Delaware, Otsego, Tioga PW-30R (12.13) Check Box Allegany, Cattaraugus, Chautauqua, Erie, Cattaraugus, Chautauqua, Livingston, Genesee, Livingston, Niagara, Orleans, Steuben 4-Buf,Nia,Olean Steuben, Wyoming Albany, Columbia, Fulton, Greene, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington Allegany, Cayuga, Cortland, Seneca, Steuben, Tompkins, Wayne,Yates Teamsters-Building/Heavy&Highway Partial Counties 456 Putnam, Westchester NYSDOL Bureau of Public Work 7 of 7 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Introduction to the Prevailing Rate Schedule Information About Prevailing Rate Schedule This information is provided to assist you in the interpretation of particular requirements for each classification of worker contained in the attached Schedule of Prevailing Rates. Classification It is the duty of the Commissioner of Labor to make the proper classification of workers taking into account whether the work is heavy and highway, building, sewer and water, tunnel work, or residential, and to make a determination of wages and supplements to be paid or provided. It is the responsibility of the public work contractor to use the proper rate. If there is a question on the proper classification to be used, please call the district office located nearest the project. District office locations and phone numbers are listed below. Prevailing Wage Schedules are issued separately for "General Construction Projects" and "Residential Construction Projects" on a countyby-county basis. General Construction Rates apply to projects such as: Buildings, Heavy & Highway, and Tunnel and Water & Sewer rates. Residential Construction Rates generally apply to construction, reconstruction, repair, alteration, or demolition of one family, two family, row housing, or rental type units intended for residential use. Some rates listed in the Residential Construction Rate Schedule have a very limited applicability listed along with the rate. Rates for occupations or locations not shown on the residential schedule must be obtained from the General Construction Rate Schedule. Please contact the local Bureau of Public Work office before using Residential Rate Schedules, to ensure that the project meets the required criteria. Paid Holidays Paid Holidays are days for which an eligible employee receives a regular day's pay, but is not required to perform work. If an employee works on a day listed as a paid holiday, this remuneration is in addition to payment of the required prevailing rate for the work actually performed. Overtime At a minimum, all work performed on a public work project in excess of eight hours in any one day or more than five days in any workweek is overtime. However, the specific overtime requirements for each trade or occupation on a public work project may differ. Specific overtime requirements for each trade or occupation are contained in the prevailing rate schedules. Overtime holiday pay is the premium pay that is required for work performed on specified holidays. It is only required where the employee actually performs work on such holidays. The applicable holidays are listed under HOLIDAYS: OVERTIME. The required rate of pay for these covered holidays can be found in the OVERTIME PAY section listings for each classification. Supplemental Benefits Particular attention should be given to the supplemental benefit requirements. Although in most cases the payment or provision of supplements is for each hour worked, some classifications require the payment or provision of supplements for each hour paid (including paid holidays on which no work is performed) and/or may require supplements to be paid or provided at a premium rate for premium hours worked. Effective Dates When you review the schedule for a particular occupation, your attention should be directed to the dates above the column of rates. These are the dates for which a given set of rates is effective. The rate listed is valid until the next effective rate change or until the new annual determination which takes effect on July 1 of each year. All contractors and subcontractors are required to pay the current prevailing rates of wages and supplements. If you have any questions please contact the Bureau of Public Work or visit the New York State Department of Labor website (www.labor.state.ny.us) for current wage rate information. Apprentice Training Ratios The following are the allowable ratios of registered Apprentices to Journey-workers. For example, the ratio 1:1,1:3 indicates the allowable initial ratio is one Apprentice to one Journeyworker. The Journeyworker must be in place on the project before an Apprentice is allowed. Then three additional Journeyworkers are needed before a second Apprentice is allowed. The last ratio repeats indefinitely. Therefore, three more Journeyworkers must be present before a third Apprentice can be hired, and so on. Please call Apprentice Training Central Office at (518) 457-6820 if you have any questions. Title (Trade) Ratio Boilermaker (Construction) 1:1,1:4 Boilermaker (Shop) 1:1,1:3 Carpenter (Bldg.,H&H, Pile Driver/Dockbuilder) 1:1,1:4 Carpenter (Residential) 1:1,1:3 Electrical (Outside) Lineman 1:1,1:2 Page 30 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Electrician (Inside) 1:1,1:3 Elevator/Escalator Construction & Modernizer 1:1,1:2 Glazier 1:1,1:3 Insulation & Asbestos Worker 1:1,1:3 Iron Worker 1:1,1:4 Laborer 1:1,1:3 Mason 1:1,1:4 Millwright 1:1,1:4 Op Engineer 1:1,1:5 Painter 1:1,1:3 Plumber & Steamfitter 1:1,1:3 Roofer 1:1,1:2 Sheet Metal Worker 1:1,1:3 Sprinkler Fitter 1:1,1:2 If you have any questions concerning the attached schedule or would like additional information, please contact the nearest BUREAU of PUBLIC WORK District Office or write to: New York State Department of Labor Bureau of Public Work State Office Campus, Bldg. 12 Albany, NY 12240 District Office Locations: Telephone # FAX # Bureau of Public Work - Albany 518-457-2744 518-485-0240 Bureau of Public Work - Binghamton 607-721-8005 607-721-8004 Bureau of Public Work - Buffalo 716-847-7159 716-847-7650 Bureau of Public Work - Garden City 516-228-3915 516-794-3518 Bureau of Public Work - Newburgh 845-568-5287 845-568-5332 Bureau of Public Work - New York City 212-775-3568 212-775-3579 Bureau of Public Work - Patchogue 631-687-4882 631-687-4904 Bureau of Public Work - Rochester 585-258-4505 585-258-4708 Bureau of Public Work - Syracuse 315-428-4056 315-428-4671 Bureau of Public Work - Utica 315-793-2314 315-793-2514 Bureau of Public Work - White Plains 914-997-9507 914-997-9523 Bureau of Public Work - Central Office 518-457-5589 518-485-1870 Page 31 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Niagara County General Construction Boilermaker 02/01/2014 JOB DESCRIPTION Boilermaker DISTRICT 3 ENTIRE COUNTIES Allegany, Cattaraugus, Chautauqua, Chemung, Erie, Genesee, Livingston, Monroe, Niagara, Ontario, Orleans, Schuyler, Steuben, Wayne, Wyoming, Yates WAGES Per hour: Boilermaker 07/01/2013 01/01/2014 $ 29.97 $ 30.25 01/01/2015 Additional $ 1.25 The wage rate will be 90% of the above for Maintenance work on boilers less than 100,000 pph. SUPPLEMENTAL BENEFITS Per hour worked: $ 25.72** $ 27.19**** OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1000 hour terms at the following percentage of Journeyman's wage: 1st 2nd 3rd 4th 5th 65% 65% 70% 75% 80% Note - add $1.00 per hour to the wage rate for 1st through 6th term. 6th 85% 7th 90% 8th 95% Supplemental Benefits per hour worked: 1st to 6th $ 24.72* $ 26.19*** 7th to 8th 25.72** 27.19**** * Note - $23.53 of this amount to be paid at the same premium as the wages. ** Note - $24.53 of this amount to be paid at the same premium as the wages. *** Note - $25.00 of this amount to be paid at the same premium as the wages. **** Note - $26.00 of this amount to be paid at the same premium as the wages. 3-7 Carpenter - Building 02/01/2014 JOB DESCRIPTION Carpenter - Building DISTRICT 3 ENTIRE COUNTIES Genesee, Niagara, Orleans PARTIAL COUNTIES Wyoming: Only the Townships of Arcade, Attica, Bennington, Covington, Eagle, Java, Middlebury, Orangeville, Sheldon and Wethersfield. WAGES Per hour: Carpenter Floorlayer Certified Welder Hazardous Waste Worker* Diver-Dry Day Diver Tender Diver-Wet Day** 07/01/2013 06/01/2014 Additional $ 1.76 1.76 1.76 1.76 1.76 1.76 0.00 $ 29.40 29.40 30.40 30.90 30.40 30.40 61.25 * Hazardous sites requiring personal protective equipment. ** Diver rate applies to all hours worked on the day of dive. Depth pay for diver: 0' to 80' 81' to 100' 101' to 150' Page 32 no additional fee additional $0.50 per foot additional $0.75 per foot Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Penetration pay: Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 151' and deeper additional $1.25 per foot 0' to 50' 51' to 100' 101' and deeper no additional fee additional $0.75 per foot additional $1.00 per foot Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour: $ 22.70 OVERTIME PAY See (B, E, *E2, Q) on OVERTIME PAGE *Note - Saturday may be used as a make-up day at straight time when an employee has a unexcused absence during the week (applies only to those employees on a project that lost a day on that same project). HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 50% 2nd 60% 3rd 70% 4th 80% Supplemental Benefits per hour: 1st $ 9.25 2nd $ 9.25 3rd $ 11.85 4th $ 11.85 3-276B-Gen Carpenter - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Building / Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Wages per hour: 07/01/2013 Carpenter - ONLY for Artificial Turf/Synthetic Sport Surface Installer 07/01/2014 An Additional $ 27.96 $ 0.73* Note - Does not include the operation of equipment. Please see Operating Engineers rates. (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour Paid: 07/01/2013 Journeyman $ 18.14 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: Notes: See (2, 17) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE Page 33 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County When a holiday falls upon a Saturday, it shall be observed on the preceding Friday. Whan a holiday falls upon a Sunday, it shall be observed on the following Monday. An employee taking an unexcused day off the regularly scheduled day before or after a paid Holiday shall not receive Holiday pay. REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour paid: 07/01/2013 Carpenter 1st year term 2nd year term 3rd year term 4th year term $ 9.29 9.29 11.89 11.89 1-42AtSS Carpenter - Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Genesee, Niagara, Orleans, Wyoming WAGES Per hour: Building and Heavy Highway: Carpenter Certified Welder Diver-Dry Day Diver-Wet Day** Diver Tender Hazardous Material Worker* Piledriver Millwright Effluent & Slurry Diver-Wet Day 07/01/2013 $ 31.30 32.55 32.30 43.75 32.30 33.30 31.30 32.80 65.63 07/01/2014 Additional $ 1.76 1.76 1.76 2.00 1.76 1.76 1.76 1.76 0.00 * Hazardous sites requiring personal protective equipment. ** Diver rate applies to all hours worked on the day of dive. Depth pay for divers: 0' to 80' 81'to 100' 101' to 150' 151' and deeper Penetration pay: 0' to 50' 51' to 100' 101' to deeper no additional fee additional $0.50 per foot additional $0.75 per foot additional $1.25 per foot no additional fee additional $0.75 per foot additional $1.00 per foot Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman Pile Driver Diver (Wet Day Only) $ 20.55 25.38 25.38 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (2, 17) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Page 34 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 50% 2nd 60% 3rd 70% 4th 80% Supplemental benefits per hour worked: 1st $ 9.25 2nd $9.25 3rd $ 11.85 4th $ 11.85 3-276HH-All Electrician 02/01/2014 JOB DESCRIPTION Electrician DISTRICT 3 ENTIRE COUNTIES Niagara PARTIAL COUNTIES Orleans: Only the Townships of Albion, Barre, Carlton, Gaines, Ridgeway, Shelby and Yates. WAGES Per hour: 07/01/2013 05/26/2014 Additional $ 1.40 1.40 Electrician* $ 31.43 Cable Splicer 34.57** * Includes teledata work. ** Note - Applies for taped splices and taped terminations on shielded cable 5KV and over; for taped splices and taped terminations on all cable over 15KV; for all lead cable splices and terminations; for manufactured, slip-on and kit type splices and terminations over 15KV. Work performed over 35' to 50' high - $0.45 shall be added to regular rate. Work performed over 50' high - $0.90 shall be added to regular rate. Work performed in tunnels over 25' deep or 75' long - $0.45 shall be added. Hazardous waste work - supplied air as in OSHA Class A - $4.00 additional. Hazardous waste work - as in OSHA Class B and C - $2.50 additional. SUPPLEMENTAL BENEFITS Per hour worked: $ 22.59* * NOTE - add 3% of the posted straight time or applicable premium wage rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE Day after Thanksgiving is paid at 1 1/2 the hourly rate if worked. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: Hour terms at the following percentage of Journeyman's wage: 0 to 1000 to 2000 to 3500 to 5000 to 6500 to 8000 40% 45% 50% 60% 70% 85% Supplemental benefits per hour worked: 0 to 2000 to 3500 to 5000 to 6500 to 8000 $ 9.84* $ 21.66* $ 21.83* $ 22.08* $ 22.34* * NOTE - add 3% of the posted straight time or applicable premium wage rate. 3-237 Elevator Constructor 02/01/2014 JOB DESCRIPTION Elevator Constructor DISTRICT 3 ENTIRE COUNTIES Allegany, Cattaraugus, Chautauqua, Erie, Genesee, Niagara, Orleans, Wyoming WAGES Per hour: 07/01/2013 01/01/2014 Page 35 01/01/2015 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Elevator Constructor Helper Published by the New York State Department of Labor PRC Number 2014001433 Niagara County $ 43.49 30.44 $ 44.13 30.90 Additional $ 2.31 1.87 ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: $ 25.19* * Note - add 6% of regular hourly rate for all hours worked. $ 26.79* OVERTIME PAY See (D, O) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 15, 16) on HOLIDAY PAGE See (5, 6, 15, 16) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 55% 2nd 65% 3rd 70% 4th 80% Supplemental benefits per hour worked: $ 25.19* * Note - add 6% of regular hourly rate for all hours worked. $ 26.79* 3-14 Glazier 02/01/2014 JOB DESCRIPTION Glazier DISTRICT 3 ENTIRE COUNTIES Allegany, Cattaraugus, Chautauqua, Erie, Genesee, Niagara, Orleans, Wyoming WAGES Per hour: 07/01/2013 Glazier $ 25.45 Working off Suspended Scaffold (Swing Stage) 26.45 Maintenance 11.55* * Note - This rate to be used only for all repair and replacement work such as glass breakage, glass replacement, door repair and board ups. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeymen Glazier Maintenance $ 17.07 10.67 OVERTIME PAY See (B, E2, F, R) on OVERTIME PAGE HOLIDAY Paid: Paid: Overtime: See (1) on HOLIDAY PAGE for Glazier and Glazier Apprentices. See (5, 6) on HOLIDAY PAGE for Maintenance See (5, 6) on HOLIDAY PAGE. REGISTERED APPRENTICES Wages per hour: Glazier: 1000 hour terms at the following percentage of Journeyman's wage: Page 36 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 1st 40% 2nd 45% 3rd 50% 4th 55% Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 5th 60% 6th 70% 7th 80% 8th 90% Supplemental benefits per hour worked: 1st & 2nd terms 3rd & 4th terms All other terms $ 6.95 7.80 8.70 3-660 Insulator - Heat & Frost 02/01/2014 JOB DESCRIPTION Insulator - Heat & Frost DISTRICT 3 ENTIRE COUNTIES Allegany, Cattaraugus, Chautauqua, Erie, Niagara, Wyoming PARTIAL COUNTIES Genesee: Only the Townships of Alabama, Alexander, Darien, Oakfield and Pembroke. WAGES Per Hour: 07/01/2013 Heat & Frost Insulator $ 30.55 SUPPLEMENTAL BENEFITS Per hour worked: $ 19.09 OVERTIME PAY See (B, *E, **Q) on OVERTIME PAGE * Note - Double time after 10 hours on Saturday. ** Note - Triple time on Labor Day if WORKED. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 50% 2nd 60% 3rd 70% 4th 80% Supplemental Benefits per hour worked: 1st and 2nd All other terms $ 14.79 19.09 3-4 Ironworker 02/01/2014 JOB DESCRIPTION Ironworker DISTRICT 3 ENTIRE COUNTIES Niagara PARTIAL COUNTIES Erie: Only that portion of the Township of Grand Island north of Whitehaven Road. Orleans: Only the Townships of Ridgeway, Shelby and Yates. WAGES Per hour: Structural Ornamental Reinforcing Rigger & Mach. Mover Pre-Engineered Fence Erector Pre-Cast Erector Welder Window Erector 07/01/2013 $ 29.47 29.47 29.47 29.47 29.47 29.47 29.47 29.47 29.47 05/01/14 Additional $ 1.20 $ 1.20 $ 1.20 $ 1.20 $ 1.20 $ 1.20 $ 1.20 $ 1.20 $ 1.20 Page 37 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Sheeter Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 32.37 $ 1.20 SUPPLEMENTAL BENEFITS Per hour worked: $ 23.08 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One year terms at the following wage: 1st term 2nd term 3rd term 4th term $ 16.00 18.00 20.00 22.00 Supplemental benefits per hour worked: 1st term 2nd term 3rd term 4th term $ 9.50 15.59 16.46 17.33 3-9 Laborer - Building 02/01/2014 JOB DESCRIPTION Laborer - Building DISTRICT 3 ENTIRE COUNTIES Niagara WAGES GROUP 1: Basic. GROUP 2: Curb and Flatwork Formsetter not on structures, Gunnite Nozzlemen, Sand Blasters, Burning Torch, Operator of Concrete Saw. GROUP 3: Potman, Pipelayers, Pavment Breakers, Jack Hammer Operators, Barco Rammers, Chain Saw, Powder Monkey, Black Top Rakers, Scalers, Drill Helpers, Mortar Mixers, Men Working from Swing Scaffold, Bosun Chair, or suspended cage or bucket, Work in Caissons below 8 feet, Concrete Motor Buggy, Operators of Mechanical Tools. GROUP 4: Blasters, Grade Checkers. GROUP 5: Men Working with asbestos, hazardous waste or toxic material. GROUP 6: Wagon drill, Air Track. GROUP 7: Video Machine. GROUP 8: Supplied Air Respirators. GROUP 9: Laser Beam. Per hour: 07/01/2013 07/01/2014 07/01/2015 Additional Additional GROUP 1 $ 24.50 $ 1.75 $ 1.75 GROUP 2 25.10 1.75 1.75 GROUP 3 24.80 1.75 1.75 GROUP 4 26.95 1.75 1.75 GROUP 5 26.50 1.75 1.75 GROUP 6 25.50 1.75 1.75 GROUP 7 25.00 1.75 1.75 GROUP 8 29.50 1.75 1.75 GROUP 9 25.35 1.75 1.75 *May be more as the wage is a 10% premium applied to the Group 1 rate. The following premiums apply when shift work is mandated by the job specifications or by the contracting agency: Page 38 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 15% for work from 4:30 p.m. to 12:30 a.m. 20% for work from 12:30 a.m. to 8:00 a.m. SUPPLEMENTAL BENEFITS Per hour worked: $ 30.31 OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1000 hour terms at the following percentage of basic Journeyman's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental benefits per hour worked: $ 30.31 3-91b Laborer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Laborer - Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Niagara WAGES Heavy/Highway & Sewer/Water Laborer: GROUP 1: Basic. GROUP 2: Blasters, Grade Checkers. GROUP 3: Curb and Flatwork Formsetter not on structures, Gunnite Nozzlemen, Tree Topper, Sand Blasters, Burning Torch, Operator of Concrete Saw and Utility Pile Driver. GROUP 4: Potman, Pipelayer, Pavement Breakers or Busters, Jack Hammer Operator, Video Machine, Barco Rammers, Chain Saw, Powder Monkey, Black Top Rakers, Scalers, Drill Helpers, Mortar Mixers, Men Working from Swinging Scaffold, Bosun Chair, Suspended Cage or Bucket, Work in Caissons below 8 ft, Concrete Motor Buggy, All other operators of Mechanical Tools, including Vibrators regardless of type of power and Boat men. GROUP 5: Chemical Waste Men Working With Hazardous Waste and Toxic materials as defined in Article VI, Section 2C or in areas of radioactive material and asbestos as specified in bidding documents and specifications. The removal of lead. GROUP 6: Welder, Wagon Drill, Air track Drill, Self Contained Drill. GROUP 7: Laser Beam. GROUP 8: Supplied Air Respirators. GROUP 9: Respirator required for busting. GROUP 10: Respirator reqired due to atomospheric conditions (excluding respirators required for hazardous waste, toxic materials, asbestos or lead abatement). Per hour: 07/01/2013 GROUP 1 GROUP 2 GROUP 3 GROUP 4 GROUP 5 GROUP 6 $ 24.50 26.95 25.10 24.80 26.50 25.50 07/01/2014 Additional $ 1.75 1.75 1.75 1.75 1.75 1.75 Page 39 07/01/2015 Additional $ 1.75 1.75 1.75 1.75 1.75 1.75 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County GROUP 7 25.35 1.75 1.75 GROUP 8 29.50 1.75 1.75 GROUP 9 25.00 1.75 1.75 GROUP 10 25.50 1.75 1.75 The following premiums apply when shift work is mandated by the job specifications or by the contracting agency: 15% for work from 4:30 p.m. to 12:30 a.m. 20% for work from 12:30 a.m. to 8:00 a.m. SUPPLEMENTAL BENEFITS Per hour worked: $ 30.66 OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1000 hour terms at the following percentage of basic Journeyman's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental benefits per hour worked: $ 30.66 3-91h/s Laborer - Tunnel 02/01/2014 JOB DESCRIPTION Laborer - Tunnel DISTRICT 3 ENTIRE COUNTIES Niagara WAGES FREE AIR: GROUP 1: Mole Nipper, Powder Watchmen, Changehouse Attendant and Top Laborers GROUP 2: Tunnel Workers, Miners, Drill Runners, Maintenance Men, Conveyor Men, Safety Miner, Block Layers, Rod man, Caulkers, Powder Carriers, Miners Helpers, Chuck Tenders, Track Men, Nippers, Burners, Brake Men, Derail Men, Cable Men, Hosemen, Grout Men, Gravel Men, Form Men, Bottom Bell, Top Bell, Signal Men, Form Workers, Movers, Concrete Workers, Shaft Man and Tunnel Laborers. GROUP 3: Blasters, Welders, Steel Erectors, Piledrivers, Riggers, Cement Finishers and Ironmen. GROUP 4: Electricians. GROUP 5: Divers. GROUP 6: Diver Tender. Per hour: 07/01/2013 07/01/2014 07/01/2015 Additional Additional GROUP 1 $ 24.50 $ 1.75 $ 1.75 GROUP 2 28.18 1.75 1.75 GROUP 3 29.40 1.75 1.75 GROUP 4 30.63 1.75 1.75 GROUP 5 46.59 1.75 1.75 GROUP 6 26.59 1.75 1.75 *May be more as the wage is a premium applied to the Group 1 rate. The following premiums apply when shift work is mandated by the job specifications or by the contracting agency: 15% for work from 4:30 p.m. to 12:30 a.m. 20% for work from 12:30 a.m. to 8:00 a.m. Additional $1.00 per hr. for Top Laborers using an air spade, jackhammer or pavement breaker. Additional $ 0.75 per hr. for all employed at tunnel level in pipe jacking operations. For CAISSON, COFFERDAMS and CYLINDERS: See compressed air tunnel rates. Page 40 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County SUPPLEMENTAL BENEFITS Per hour worked: $ 30.66 OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1000 hour terms at the following percentage of GROUP 1 Journeyman's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental benefits per hour worked: $ 30.66 3-91t/fa Laborer - Tunnel 02/01/2014 JOB DESCRIPTION Laborer - Tunnel DISTRICT 3 ENTIRE COUNTIES Niagara WAGES COMPRESSED AIR: GROUP 1: Powder Watchmen, Changehouse Attendent and Top Laborers. GROUP 2: Blasters, Mucking Machine Operators. GROUP 3: All Tunnel Workers including Miners, Drill Runners, Iron Men, Maint. Men, Muck Men, Inside Mucklock Tender, Pumpmen, Electricians, Cement Finishers, Rodman, Caulkers, Carpenters, Hydraulic Men, Shield Drivers, Monorail Operators, Motormen, Conveyor Men, Safety Miners, Powdermen, Riggers, Miner's Helper, Chuck Tenders, Track Men, Nippers, Brakemen, Derail Men, Cable Men, Hose Men,Grout Men, Gravel Men, Form Workers, Concrete Workers and Tunnel Laborers. GROUP 4: Bottom Bell, Helpers, Mole Nippers per working shaft per shift up to and including two Moles. GROUP 5: Top Nipper. GROUP 6: Top Bell, Signal Men, Shaft Men, Outside Man, Lock Tender, Gauge Tender, Outside Muck Lock Tender. GROUP 7: Divers. GROUP 8: Diver Tenders. Per hour: 07/01/2013 07/01/2014 07/01/2015 Additional Additional GROUP 1 $ 24.50 $ 1.75 $ 1.75 GROUP 2 33.08 1.75 1.75 GROUP 3 31.85 1.75 1.75 GROUP 4 30.63 1.75 1.75 GROUP 5 29.40 1.75 1.75 GROUP 6 28.18 1.75 1.75 GROUP 7 46.59 1.75 1.75 GROUP 8 26.59 1.75 1.75 *May be more as the wage is a premium applied to the Group 1 rate. The following premiums apply when shift work is mandated by the job specifications or by the contracting agency: 15% for work from 4:30 p.m. to 12:30 a.m. 20% for work from 12:30 a.m. to 8:00 a.m. For degrees of pressure between 26lbs & 30lbs an additional $3.50 per hr. For degrees of pressure between 31lbs & 35lbs an additional $4.50 per hr. For degrees of pressure between 36lbs & 40lbs an additional $5.50 per hr. For degrees of pressure between 41lbs & over an additional $6.50 per hr. Page 41 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Additional $1.00 per hr. for concrete handling in building of bulkheads for locks also men working in Caissons, Cofferdams and Cylinders under pressure. Additional $1.00 per hr. for Top Laborer using an air spade, jackhammer or pavement breaker. SUPPLEMENTAL BENEFITS Per hour worked: $ 30.66 OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1000 hour terms at the following percentage of GROUP 1 Journneyman's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental benefits per hour worked: $ 30.66 3-91t/ca Lineman Electrician 02/01/2014 JOB DESCRIPTION Lineman Electrician DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: NOTE: Includes Teledata Work within ten (10) feet of High Voltage Transmission Lines Below rates applicable on all overhead and underground distribution and maintenance work, and all overhead and underground transmission line work and the installation of fiber optic cable where no other construction trades are or have been involved. (14.01.01) 07/01/2013 Lineman, Technician Crane, Crawler Backhoe Welder, Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $44.12 44.12 44.12 39.71 37.50 35.30 35.30 26.47 05/05/2014 $45.51 45.51 45.51 40.96 38.68 36.41 36.41 27.31 05/04/2015 $46.90 46.90 46.90 42.21 39.87 37.52 37.52 28.14 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all electrical sub-stations, switching structures, fiber optic cable and all other work not defined as "Utility outside electrical work". (14.02.01-A) Lineman, Technician Crane, Crawler Backhoe Cable Splicer-Pipe Type Cable Cert. Welder-Pipe Type Cable Digging Machine Operator Tractor Trailer Driver Mechanic 1st Class Groundman, Truck Driver Flagman $44.12 44.12 48.53 46.33 39.71 37.50 35.30 35.30 26.47 $45.51 45.51 50.06 47.79 40.96 38.68 36.41 36.41 27.31 Page 42 $46.90 46.90 51.59 49.25 42.21 39.87 37.52 37.52 28.14 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Additional $1.00 per hour for entire crew when a helicopter is used. Below rates apply on switching structures, maintenance projects, railroad catenary install/maintenance third rail installation, bonding of rails and pipe type cable and installation of fiber optic cable. (14.02.01-B) Lineman, Technician, Welder Crane, Crawler Backhoe Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman Cert. Welder-Pipe Type Cable Cable Splicer-Pipe Type Cable $45.40 45.40 40.86 38.59 36.32 36.32 27.24 47.67 49.94 $46.80 46.80 42.12 39.78 37.44 37.44 28.08 49.14 51.48 $48.20 48.20 43.38 40.97 38.56 38.56 28.92 50.61 53.02 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all overhead and underground transmission line work & fiber optic cable where other construction trades are or have been involved. This applies to transmission line work only, not other construction. (14.03.01) Lineman, Technician, Welder Crane, Crawler Backhoe Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $46.62 46.62 46.62 41.96 39.63 37.30 37.30 27.97 $48.02 48.02 48.02 43.22 40.82 38.42 38.42 28.81 $49.41 49.41 49.41 44.47 42.00 39.53 39.53 29.65 Additional $1.00 per hour for entire crew when a helicopter is used. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: The following SUPPLEMENTAL BENEFITS apply to all classification categories of CONSTRUCTION, TRANSMISSION and DISTRIBUTION. $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q,) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction. NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 2ND SHIFT 3RD SHIFT 8:00 AM to 4:30 PM REGULAR RATE 4:30 PM to 1:00 AM REGULAR RATE PLUS 17.3 % 12:30 AM to 9:00 AM REGULAR RATE PLUS 31.4 % HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. SUPPLEMENTS for holidays paid at straight time REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. Page 43 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 1st 60% 2nd 65% 3rd 70% 4th 75% Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a Lineman Electrician - Teledata 02/01/2014 JOB DESCRIPTION Lineman Electrician - Teledata DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour: FOR OUTSIDE WORK. Cable Splicer Installer, Repairman Teledata Lineman Technician, Equipment Operator Groundman 07/01/2013 01/01/2014 $28.55 27.10 27.10 27.10 14.37 $29.12 27.64 27.64 27.64 14.66 NOTE: EXCLUDES Teledata work within ten (10) feet of High Voltage (600 volts and over) transmission lines. For this work please see LINEMAN. SUPPLEMENTAL BENEFITS Per hour worked: $ 4.43 *plus 3% of wage paid $ 4.43 *plus 3% of wage paid *The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE 6-1249LT - Teledata Lineman Electrician - Traffic Signal Lighting 02/01/2014 JOB DESCRIPTION Lineman Electrician - Traffic Signal Lighting DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Lineman, Technician Crane, Crawler Backhoe Certified Welder Digging Machine Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman 07/01/2013 05/05/2014 05/04/2015 05/02/2016 *Additional $39.19 39.19 41.15 35.27 33.31 31.35 31.35 23.51 $40.12 40.12 42.13 36.11 34.10 32.10 32.10 24.07 $41.04 41.04 43.09 36.94 34.88 32.83 32.83 24.62 $2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 * To be allocated at a later date. Page 44 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Above rates applicable on all Lighting and Traffic Signal Systems with the installation, testing, operation, maintenance and repair of all traffic control and illumination projects, traffic monitoring systems, road weather information systems and the installation of Fiber Optic Cable. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: All classifications $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. Supplements paid at STRAIGHT TIME rate for holidays. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 2ND SHIFT 3RD SHIFT 8:00 AM TO 4:30 PM REGULAR RATE 4:30 PM TO 1:00 AM REGULAR RATE PLUS 17.3% 12:30 AM TO 9:00 AM REGULAR RATE PLUS 31.4% HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. 1st 60% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a-LT Lineman Electrician - Tree Trimmer 02/01/2014 JOB DESCRIPTION Lineman Electrician - Tree Trimmer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Applies to line clearance, tree work and right-of-way preparation on all new or existing energized overhead or underground electrical, telephone and CATV lines. This also would include stump removal near underground energized electrical lines, including telephone and CATV lines. 07/01/2013 Tree Trimmer Equipment Operator Mechanic Truck Driver Groundman Flag person $ 22.08 19.48 19.48 16.46 13.51 9.62 Page 45 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: $ 8.30 *plus 3% of hourly wage * The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE 6-1249TT Mason - Building 02/01/2014 JOB DESCRIPTION Mason - Building DISTRICT 5 ENTIRE COUNTIES Erie, Niagara, Orleans PARTIAL COUNTIES Cattaraugus: Only the Township of Perrysburg and the Village of Gowanda. WAGES Per Hour: Bricklayer Tuck Pointer Cement Mason* Plasterer* Stone Mason 07/01/2013 07/01/2014 Additional 07/01/2015 Additional $ 30.56 30.56 30.56* 30.56* 30.56 $ 1.40 1.40 1.40* 1.40* 1.40 $ 1.40 1.40 1.40* 1.40* 1.40 * Applies only to Orleans County, all other areas have seperate rates. Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 20.82 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1250 hour terms at the following wage: 1st $ 16.89 2nd $ 17.45 3rd $ 20.66 4th $ 24.42 3rd $ 15.93 4th $ 17.27 Supplemental benefits per hour worked: 1st $ 8.73 2nd $ 14.55 5-3B-Z3 Mason - Building 02/01/2014 JOB DESCRIPTION Mason - Building DISTRICT 3 Page 46 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County ENTIRE COUNTIES Erie, Niagara PARTIAL COUNTIES Cattaraugus: Only the Township of Perrysburg and the Village of Gowanda. WAGES Per hour: 07/01/2013 Plasterer $ 28.55 Additional $2.00/hr for work on swing stage over 20 feet. SUPPLEMENTAL BENEFITS Per hour worked: $ 14.84 OVERTIME PAY Exterior work only See ( B, E, E2, Q ) on OVERTIME PAGE. All other work See ( B, E, Q ) on OVERTIME PAGE. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: Hour terms at the following dollar amounts: 0 to 1000 to 2000 to 3000 to 4000 to 4700 to 5400 to 6000 $ 11.30 $ 12.30 $ 13.30 $ 14.30 $ 16.30 $ 17.30 $ 18.30 Supplemental benefits per hour worked: Hour terms at the following dollar amounts: 0 to 500 to 4700 to 5400 to 6000 $ 0.00 $ 2.00 $ 3.00 $ 4.00 3-9-Pltr Mason - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Mason - Building / Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Niagara WAGES Per hour: 07/01/2013 07/01/2014 Additional Cement Mason $ 29.45 $ 1.20 Additional $0.25 per hr for Swing scaffold or exterior scaffold 42' or higher. SUPPLEMENTAL BENEFITS Per hour paid: $ 25.42 OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 750 hour terms at the following dollar amounts: 1st $ 12.65 2nd $ 13.65 3rd $ 14.65 4th $ 17.65 5th $ 19.65 6th $ 21.65 4th $ 12.37 5th $ 14.18 6th $ 17.05 Supplemental benefits per hour paid: 1st $ 5.26 2nd $ 7.88 3rd $ 9.43 Page 47 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County 3-111Niag Mason - Heavy&Highway 02/01/2014 JOB DESCRIPTION Mason - Heavy&Highway DISTRICT 5 ENTIRE COUNTIES Allegany, Broome, Chautauqua, Chemung, Chenango, Cortland, Delaware, Genesee, Livingston, Monroe, Ontario, Orleans, Otsego, Schuyler, Seneca, Steuben, Tioga, Tompkins, Wayne, Wyoming, Yates PARTIAL COUNTIES Cattaraugus: Entire county except in the Township of Perrysburg and the Village of Gowanda only the Bricklayer classification applies. Erie: Only the Bricklayer classification applies. Niagara: Only the Bricklayer classification applies. WAGES Per hour: 07/01/2013 06/01/2014 Additional 06/01/2015 Additional $29.36 29.36 $1.26 1.26 $1.26 1.26 Cenment Mason Bricklayer Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project.g scaffold suspended from bridges. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 17.71 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1500 hour terms at the following percentage of Journeyman's wage: 1st 50% 2nd 60% 3rd 70% 4th 80% Supplemental benefits per hour worked: Appr. 1st term Appr. 2nd term to 4th term $ 10.21 17.71 5-3h Mason - Tile Finisher 02/01/2014 JOB DESCRIPTION Mason - Tile Finisher DISTRICT 5 ENTIRE COUNTIES Erie, Niagara, Orleans PARTIAL COUNTIES Cattaraugus: Only the Township of Perrysburg and the Village of Gowanda. WAGES Per hour: Tile Finisher Marble, Slate, Terrazzo and Tile Mason Finisher 07/01/2013 $ 28.35 28.35 Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. Page 48 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County SUPPLEMENTAL BENEFITS Per hour worked: $ 12.75 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES 1200 hours 1st and 2nd term and 1300 hours 3rd term at the following wages. 1st $ 14.89 2nd $ 17.37 3rd $ 23.31 2nd $ 7.23 3rd $ 9.54 Supplemental Benefits per hour worked: 1st $ 5.59 5-3TF - Z3 Mason - Tile Setter 02/01/2014 JOB DESCRIPTION Mason - Tile Setter DISTRICT 5 ENTIRE COUNTIES Erie, Niagara, Orleans PARTIAL COUNTIES Cattaraugus: Only in the Township of Perrysburg and the Village of Gowanda. WAGES Per hour: Tile Setter: 07/01/2013 07/01/2014 Additional 07/01/2015 Additional $ 30.53 $ 1.40 $ 1.40 Marble, Slate, Terrazzo and Tile Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: $ 20.35 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1250 hour terms at the following wage: 1st $ 16.53 2nd $ 17.22 3rd $ 20.35 4th $ 24.27 3rd $ 15.88 4th $ 17.02 Supplemental benefits per hour worked: 1st $ 8.83 2nd $ 14.52 5-3TS - Z3 Millwright 02/01/2014 JOB DESCRIPTION Millwright DISTRICT 3 ENTIRE COUNTIES Page 49 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Genesee, Niagara, Orleans, Wyoming WAGES Per hour: 07/01/2013 Millwright Certified Welder Hazardous Waste Work Air Supplied PPE 07/01/2014 Additional $ 1.51 1.51 1.51 1.51 $ 29.81 31.06 31.06 33.81 SUPPLEMENTAL BENEFITS Per hour Paid: $ 25.05 OVERTIME PAY See (B, E, *E2, Q) on OVERTIME PAGE *Or other condition beyond the employer's control, such as power failure, fire, or natural disaster. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 1300 hour terms at the following percentage of Journeyman's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental Benefits per hour worked: 1st $ 9.40 2nd $ 20.36 3rd $ 21.92 4th $ 23.49 3-1163-Gen/Nia/Orl/Wyo Operating Engineer - Building 02/01/2014 JOB DESCRIPTION Operating Engineer - Building DISTRICT 3 ENTIRE COUNTIES Niagara WAGES CLASS A1: Lattice boom cranes, and all other cranes over forty (40) ton capacity. (Additional long boom rate still applies when applicable.) CLASS A: All rollers used on finished blacktop, crane work shovels, derricks, steel erection, overhead or bridge cranes and clam buckets, trenchers, when excavation over six (6) feet in depth, back fillers, cable ways, drag lines, back hoes, pile-driving rigs, post drivers (except truck mounted post drivers), concrete mixers one (1) yard and over, tunnel mucking machines, and all tractors used in conjunction with scraper wagons, snow loader, all repair work on maintenance work under the supervision of a Master Mechanic, lubrication engineers, bulldozers, graders, blacktop spreaders, front and back loaders (except small types), power driven stone spreaders, portable stone crushers, and the following combination machines: Crawler or rubber tire tractors with blade or bucket and crane boom or hoe or shovel boom attached (except farm type crawler or rubber tire tractor unless used with hydraulic backhoe), compressor with paving breaker attached, graders with bulldozer blades, multiple drum hoists with air compressor when used simultaneously for more than one purpose and single drum hoist when used to hoist steel, power driver generator and compressor when used simultaneously and for any make of portable Concrete Batching Machine; automatic batch plant operator, concrete spreader operator and finishing machine operators, form puller, scraper, either double or single bowl; CMI grading machines, truck mounted concrete pump, self-propelled riding vibrators, hydraulic concrete joint hammers, Kolman loaders, concrete planners, mechanic, welder, Euclid Type Belt Loaders, Mechanical and Hydraulic pipe Pushing Machine, and all scoopmobiles, fork-lifts and hoists when lifting material an elevation higher than twenty-five (25) feet; Hydro Axe; Tree Bandit or similar Chipper; All Pavement Breakers except Hand Operated Pavement Breakers; Ingersol Rand LM 500 type Hydraulic Rock Drill; S-240 Lazer-Guided Screed. Page 50 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County CLASS B: All elevators, material hoists, road rollers except on finished blacktop, Road Widener mounted on loader, tractors, pavement busters, trenchers excavating up to six (6) feet in depth, pumps over four (4) inches, concrete blowers, air compressors over one hundred sixty-five (165) cu. ft., compressors when used in banks of two (2) and not over three (3) (within a fifty (50) foot radius and if fuel is stored it will be stored within the same radius); gunite machine, winch tractors, locomotive, scoopmobiles, when used as a stationary hoist, or one used to lift material not in excess of twenty-five (25) feet, concrete pumps, conveyers, gas or diesel driven temporary light and power systems of twenty-five (25) kilowatt capacity or over, stone crushers and winch hoists mounted on trucks, all earth drills, LaTourneau turnatrailers, highlift hoists while used to lift material not over twenty-five (25) feet, gasoline heaters used in banks of two (2) and not over three (3) (within an area of one hundred (100) foot radius); and for two (2) but not over three (3) gasoline or diesel driven welding machines; trenchers on the back of a jeep, truck mounted post drivers, snow-go, small front or back loaders, bobcat type skid loader, small farm type crawler or rubber tire tractor with blade or bucket not to exceed one-half (1/2) yard capacity and single drum hoist for hoisting materials other than steel. Pug Machine, Pin Puller, self-propelled rollers not on finished blacktop and under seven (7) tons, or fork-lift while used to lift material not over twenty-five (25) feet. Parts room Engineer. CLASS C: Junior Engineer shall be employed as oilers or helpers on all cranes, shovels, draglines, erection machines, back hoes, all hydraulic and all lattice boom crawler cranes over eighty (80) ton capacity, and all lattice boom truck cranes over (60) ton capacity (except on rubber-tired or crawler all-terrain self-propelled hydraulic cranes, one seat operation of 80 tons or less), trenching machines which cut a trench over twenty-four (24) inches in width and in excess of a six (6) foot depth, all tractor-mounted concrete mixers one (1) yard or over, and portable batch machines. Junior Engineers shall be employed to operate pumps up to and including four (4) inches, compressors 165 cu. ft. per minute and under, gas or diesel driven temporary lighting or power systems of three (3) kilowatts in capacity up to twenty-five (25) kilowatts, and gas and electric vibrating machines. Shall assist in the placing of trucks. When there are three (3) or not in excess of six (6) oil fire heaters on a job. A Junior Engineer will be provided on rubberized equipment, when there is a separate cab to the house. Per hour: 07/01/2013 Master Mechanic $ 33.35 Asst Mast Mech 32.49 CLASS A1 33.37 CLASS A 31.77 CLASS B 30.18 CLASS C 26.46 Long Boom Rate (includes jib): over 100ft add 0.75/hr to base rate. over 200ft add 1.25/hr to base rate. over 300ft add 2.00/hr to base rate. Hazardous Waste add 2.50/hr to base rate. Full Air Apparatus add 4.00/hr to base rate. 07/01/2014 Additional $ 1.70 1.70 1.70 1.70 1.70 1.70 07/01/2015 Additional $ 1.70 1.70 1.70 1.70 1.70 1.70 SUPPLEMENTAL BENEFITS Per hour worked: $ 24.90* *The half time portion of the overtime benefit is paid to the employee in wages. OVERTIME PAY See (B, E, Q, W) on OVERTIME PAGE HOLIDAY Paid: See (5, 20) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note - Holiday pay for the paid holidays listed is only required if the day is not worked. REGISTERED APPRENTICES Wages per hour: Hour terms at the following percentage of Journeyman "B" wage: 0 to 1000 to 2000 to 3000 to 4100 65% 70% 75% 80% Supplemental benefits per hour worked: $ 24.90* *The half time portion of the overtime benefit is paid to the employee in wages. 3-463b Operating Engineer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Operating Engineer - Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Niagara WAGES Page 51 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County CLASS A1: Lattice boom cranes, and all other cranes over forty (40) ton capacity. (Additional long boom rate still applies when applicable.) CLASS A: All repair work or maintenance work, Aggregate Plants (power), Asphalt Rollers, Asphalt Spreaders, Automatic Fine Grade Machines, Backfilling Machines, Backhoes / Excavators (all types), Ballast Regulator, Barges (All Powered Type), Batch Plants (Asphalt and Concrete, Automated and Non-Automated, Wet or Dry, Portable or Stationary), Bituminous Spreaders and Mixers, Boom Type Equipment (all), Boring Machines, Bulldozers, Bum Boats, Cableways, Cage Hoists, Cherry Pickers, CMI Grading Machines, Compressor (with paving breaker attached), Concrete Batching Machine (any make and portable), Concrete Curb and Gutter Machines, Concrete Curing Machines and Pumps, Concrete Finishing Machines including Tube Finishing Machines, Concrete Pavers including Slipform Pavers, Concrete Polishing Machine, Concrete Pumps (truck mounted), Concrete Spreader Machines, Concrete Spreaders including Placers, Crane (overhead or bridge cranes), Crane Operator (over 100 feet boom), Crane Operator (over 200 feet boom), Crane Operator (over 300 feet boom), Cranes (All) hydraulic & lattice - and all other cranes over forty (40) ton capacity, Crew Boats, Crushers including Portable Type, Decontamination of All Machines When Machine Needs to be Operated, Derricks, Draglines, Dredges, Drill Rigs, Drum Hoist (multiple with air compressor when used simultaneously for more than one purpose), Drum Hoist (single when used to hoist steel), Excavating Machines (all), Fabricating, Finishing Machine Operator, Fork-Lifts (lift higher than twenty-five (25) feet), Form Puller, Front End Loaders & Back Loaders, Gradalls, Graders (all types and sizes), Grading Machines (CMI), Hammers (Hydraulic Self-Propelled), Helicopter (Pilots, Communication, Signalmen, and Winch Operator), Hoist (which lift higher than twenty-five (25) feet), Hoist 1,2 or 3 Drums, Horizontal Directional Drill, Horizontal Directional Drill Locator, Hydraulic Concrete Joint Jammer, Hydraulic Dredges, Hydraulic Rock Drill (IngersollRand LM 500 type), Hydro-Demolition Blaster, Hydro Axe, Hydro Seeder (turret nozzle type - HEAVY HIGHWAY & TUNNEL ONLY), Hydro Spiker, Industrial Tractors, Loaders (All types and sizes), Lubrication Unit or Truck Operator, Mechanic, Milling Machines, Moles, Monorail Machines, Motorized Hydraulic Pin Pullers, Motorized Hydraulic Seeders, Mucking Machines, Pavement Breaker (self-propelled) Wertgen, PB-4 and similar type, Pile Driving Rigs, Pipe Pushing Machine (Mechanical & Hydraulic), Portable Stone Crushers, Power Augers, Power Driven Stone Spreaders, Power Form Tampers, Power Hydraulic Pipe Jack Machine or Similar Type Machine, Power Hydraulic Pumps (All), Power Hydraulic Rock Expander or Similar Type Machines, Power Material Hoppers, Power Plant/Houses, Power Posthole Diggers and Post Drivers, Rakes (Power) Self Propelled, Revinius Widener, Road Wideners, Robotic Remote Systems in Hazardous Environment (All operation and maintenance), Rotomill, Scraper (either single or double bowl), Screed Machine (vibratory, ride-on, laser-guided), Self Contained Drill (excluding track drill), Side Boom, Tie Extractor, Tie Handler, Tie Inserter, Tie Spacer when used as part of a Combination Machine, Tire Trucks and Tire Repair, Tower Crane (all), Tree Bandit (or similar chipper), Trenchers (excavation over four (4) feet in depth), Tug Boats - Marine Equipment (All Types Irrespective of Size and Motive Power), Tunnel Mucking Machines/Shovel, Turbo Jet Burner or Similar Equipment, Vibrators (self-propelled riding), Vibrator Compactor, Welder. CLASS B: Air Hoist (commonly known as air tugger when hoisting materials provided one (1) Engineer operates both machines and also provided the compressor and the tugger are not separated by more than one-hundred (100)feet), All Terrain Vehicle (with attachments/all wheel or track types/ customarily used by operating engineers/excluding transportation of workmen), Bobcat Loader or Forklift (which does not lift over twenty-five (25) feet), Blast or Rotary Drills (Truck Or Cat Mounted), Blowers For Burning Brush, Chip Machines and Stump Grinders, Churn Drills, Compressors (Irrespective of Type, Size, or Motive Power), Compressors (when used in banks of two (2) and not over three (3), within fifty (50) foot radius, if such is possible, but at least within a one hundred (100) foot radius, and if fuel is stored it will bewithin the same radius), Concrete Blowers, Concrete Breakers, Concrete Mixers (one (1) yard and over), Concrete Planer, Concrete Pumps/Stationary, Concrete Saws and/or Cutters (Self-Propelled), Conveyor Systems, Core Drill, Drill Doctor, Earth Drills/Core Drills (all), Elevators (all), Front and Back Loaders (under 1 yard capacity), Farm Tractors, Forklift (Irrespective of Size, Type or Motive Power), Gasoline Heaters, Generators, Grout Machines and Grout Pumps/Excluding Material Loading, Gunite Machines, Highlift Hoist (which does not lift over twenty-five (25) feet), Hoist/Winches 1-2-3 Drums (all), Hydraulic Concrete Joint Jammer, Jeep Trenchers, Jersey Spreaders, LeTourneau Turnatrailers, Locomotives (Irrespective of Size or Power), Mulching Machines, Parts Room Engineer, Pavement Busters, Pin Puller, Post Drivers, Power Brooms and Sweepers, Power Driven Generator and Compressor (when used simultaneously), Power Washers, Preventative Maintenance, Pug Machine, Pumps (All Types and Sizes, Irrespective of Motive Power or Material Being Pumped), Rock Bit Sharpeners (all Types), Rollers (all) except the finish blacktop roller, Rotary Tillers, Rotomills, Rubber Tire Tractor with blade or bucket (not to exceed one-half (1/2) yard capacity), Spudding Drills, Steam Jennys and Cleaners, Stone Crushers and Winch Hoists Mounted on Trucks, Strato Tower, Tapping Machines, Temporary Lighting (gas or diesel driven and power systems of twenty five (25) kilowatt capacity or over), Temporary Waste Water Treatment Plants, Trenchers (all - 4 ft. depth max.), Vacuum Truck, Welding Machines (all Types, Sizes, Irrespective of Motive Power), Well Drilling Machines, Winch Truck with "A" Frame. CLASS C: Junior Engineers shall be employed on rubberized equipment when there is a separate cab to the house, all gasoline, oil, electric, air or steam operated shovels, cranes, draglines, dredges, derrick boats, concrete pavers, (excluding stationary setup), pile drivers, gradalls, hydro-cranes, automated batch-plants (wet or dry mix plants), and shall drive truck cranes. All Tower Cranes irrespective of size. A road widener attachment for a front end loader shall require a junior engineer. Their duties shall be to assist the Engineer in oiling, greasing, and preparing all machines, giving signals when necessary and chaining of buckets and scale boxes. Per hour: 07/01/2013 Heavy/Highway, Sewer/Water: Master Mechanic $ 34.51 Asst Mast Mech 33.51 CLASS A1 34.74 CLASS A 32.74 CLASS B 31.03 CLASS C 26.83 Tunnel: Master Mechanic $ 36.04 07/01/2014 Additional $ 1.95 1.95 1.95 1.95 1.95 1.95 07/01/2015 Additional $ 1.95 1.95 1.95 1.95 1.95 1.95 $ 1.95 $ 1.95 Page 52 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Asst Mast Mech 35.06 CLASS A1 36.28 CLASS A 34.28 CLASS B 32.56 CLASS C 28.38 Long Boom Rate (includes jib): over 100ft add 1.00/hr to base rate. over 200ft add 1.50/hr to base rate. over 300ft add 2.00/hr to base rate. Hazardous Waste add 3.00/hr to base rate. Full Air Apparatus add 4.00/hr to base rate. 1.95 1.95 1.95 1.95 1.95 1.95 1.95 1.95 1.95 1.95 When shift work is mandated either in the job specification or by the contracting agency the following premiums apply: 1.00/hr for 2nd shift work. 1.50/hr for 3rd shift work. SUPPLEMENTAL BENEFITS Per hour worked: $ 25.90* * The premium portion of the overtime benefits is paid to the employee in wages. OVERTIME PAY See (B, E, Q, V) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: Hour terms at the following percentage of Journeyman "B" wage: 0 to 1000 to 2000 to 3000 to 4100 65% 70% 75% 80% Supplemental benefits per hour worked: $ 25.90* * The premium portion of the overtime benefits is paid to the employee in wages. 3-463hh/sw/t Operating Engineer - Marine Construction 02/01/2014 JOB DESCRIPTION Operating Engineer - Marine Construction DISTRICT 4 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per Hour: DREDGING OPERATIONS CLASS A Operator, Leverman, Lead Dredgeman CLASS A1 Dozer,Front Loader Operator CLASS B Spider/Spill Barge Operator, Tug Operator(over1000hp), OperatorII, Fill Placer, Derrick Operator, Engineer, Chief Mate, Electrician, Chief Welder, Maintenance Engineer 07/01/2013 $ 32.89 To conform to Operating Engineer Prevailing Wage in locality where work is being performed including benefits. $ 28.49 Page 53 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Certified Welder, Boat Operator(licensed) Published by the New York State Department of Labor PRC Number 2014001433 Niagara County $ 26.84 CLASS C Drag Barge Operator, Steward, Mate, Assistant Fill Placer, $ 26.14 Welder (please add)$ 0.06 Boat Operator $ 25.29 CLASS D Shoreman, Deckhand, Rodman, Scowman, Cook, Messman, Porter/Janitor $ 21.09 Oiler(please add)$ 0.09 SUPPLEMENTAL BENEFITS Per Hour: THE FOLLOWING SUPPLEMENTAL BENEFITS APPLY TO ALL CATEGORIES All Classes A & B 07/01/2013 $ 8.45 plus 7% of straight time wage overtime hours add $ 0.63 All Class C $ 8.10 plus 8% of straight time wage overtime hours add $ 0.48 All Class D $ 7.85 plus 8% of straight time wage overtime hours add $ 0.33 OVERTIME PAY See (B, F, R) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 15, 26) on HOLIDAY PAGE 4-25a-MarConst Operating Engineer - Survey Crew 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: : The Northern portion of the county from the Northern boundry line of the City of Poughkeepsie north. Genesee: Only that portion of the county that lies east of a line down the center of Route 98 to include all area that lies within the City of Batavia WAGES Per hour: SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and, in general, assists the Survey Party. 07/01/2013 07/01/2014 Page 54 07/01/2015 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Party Chief Instrument person Rod person Published by the New York State Department of Labor PRC Number 2014001433 Niagara County $ 34.02 31.16 22.75 $ 35.49 32.53 23.83 $ 36.53 33.46 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 22.25 $ 22.75 $ 23.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: One year or 1000 hour terms at the following wage rates. 07/01/2013 1st year 2nd year 3rd year 07/01/2014 $ 13.65 15.93 18.20 07/01/2015 $ 14.30 16.68 19.06 $ 14.68 17.12 19.57 $ 22.75 $ 23.75 SUPPLEMENTAL BENEFITS per hour worked: $ 22.25 6-545 D.H.H. Operating Engineer - Survey Crew - Consulting Engineer 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew - Consulting Engineer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: The northern portion of the county from the northern boundry line of the City of Poughkeepsie north. Genesee: Entire county except that portion of the county that lies west of a line down the center of Route 98 excluding that area that lies within the City of Batavia. WAGES Per hour: Feasibility and preliminary design surveying, line and grade surveying for inspection or supervision of construction when performed under a Consulting Engineer Agreement. SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and in general, assists the Survey Party. Party Chief Instrument person Rod person 07/01/2013 07/01/2014 07/01/2015 $34.02 31.16 22.75 $35.49 32.53 23.83 $36.53 33.46 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Page 55 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Per hour worked: $22.25 $22.75 $23.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 6-545 DCE Painter 02/01/2014 JOB DESCRIPTION Painter DISTRICT 3 ENTIRE COUNTIES Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Cortland, Delaware, Erie, Genesee, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Wayne, Wyoming, Yates WAGES Per hour: Bridge* Tunnel* Tank* 07/01/2013 $ 36.95 36.95 34.95 05/01/2014 Additional $ 2.00 2.00 2.00 05/01/2015 Additional $ 2.25 2.25 2.25 For Bridge Painting Contracts, ALL WORKERS on and off the bridge (including Flagmen) are to be paid Painter's Rate; the contract must be ONLY for Bridge Painting. Tank rate applies to indoor and outdoor tanks, tank towers, standpipes, digesters, waste water treatment tanks, chlorinator tanks, etc. Covers all types of tanks including but not limited to steel tanks, concrete tanks, fiberglass tanks, etc. * Note an additional $1.00 per hour is required when the contracting agency or project specification requires any shift to start prior to 6:00am or after 12:00 noon. SUPPLEMENTAL BENEFITS Per hour worked: $ 22.00 OVERTIME PAY Exterior work only See ( B, E4*, F, R ) on OVERTIME PAGE. All other work See ( B, F, R ) on OVERTIME PAGE. * Note - Saturday is payable at straight time if the employee misses work, except where a doctor's or hospital verification of illness is produced Monday through Friday when work was available to the employee. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 750 hour terms at the following percentage of Journeyman's wage rate: 1st 2nd 3rd 4th 5th 6th 50% 55% 60% 65% 75% 85% Supplemental benefits per hour worked: 1st & 2nd terms 3rd & 4th terms 5th & 6th terms $ 3.02 5.02 6.02 3-4-Bridge, Tunnel, Tank Painter 02/01/2014 JOB DESCRIPTION Painter DISTRICT 3 ENTIRE COUNTIES Allegany, Erie, Genesee, Niagara, Orleans, Wyoming PARTIAL COUNTIES Cattaraugus: Entire County except the Townships of Conewango, Leon, Napoli, New Albion, Randolph and South Valley. Page 56 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Chautauqua: Only the Townships of Awkright, Dunkirk, Hanover, Pomfret, Portland, Sheridan and Villenova. Livingston: Only the Townships of North Dansville, Nunda, Ossian,Portage, Sparta, Spring Water and West Sparta. Steuben: Only the Townships of Avoca, Canisteo, Cohocton, Dansville,Fremont, Greenwood, Hartsville, Hornellsville, Howard, Jasper, Prattsburg, Pulteney, Troupsburg, Tuscarora, Urbana, Wayland, Wayne, Woodhull, West Union, Wheeler, and the City of Hornell. WAGES Per hour: 07/01/2013 Basic Rate (Brush & Roll) Spray painting, wallcovering Abrasive and hyroblasting Taping/DryWall Finisher Skeleton Steel* $ 25.00 25.25 25.25 25.50 25.75 05/01/2014 Additional $ 1.04 1.04 1.04 1.04 1.04 05/01/2015 Additional $ 1.09 1.09 1.09 1.09 1.09 * Skeleton Steel: No floors, walls or ceiling are constructed, including radio and television towers, flagpoles, smokestacks, cranes and the abatement of coatings with lead, asbestos and/or arsenic, etc. All work within the confines of a plant shall be paid the skeleton steel rate (except in-plant tank work (see Tank Rate)). ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: $ 20.24 OVERTIME PAY Exterior work only See ( B, E4*, F, R ) on OVERTIME PAGE. All other work See ( B, F, R ) on OVERTIME PAGE. *Note - Saturday is payable at straight time if the employee misses work, except where a doctor's or hospital verification of illness is produced Monday through Friday when work was available to the employee. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: Painter/Decorator: 750 hour terms at the following percentage of Journeyman's Basic wage rate: 1st 2nd 3rd 4th 5th 6th 7th 8th 50% 55% 60% 65% 70% 75% 80% 90% Taper/Drywall Finisher: 750 hour terms at the following percentage of Journeyman's Taper wage: 1st 2nd 3rd 4th 5th 6th 50% 55% 60% 65% 75% 85% Supplemental benefits per hour worked: Painter/Decorator and Taper/Drywall Finisher: 1st & 2nd terms 3rd & 4th terms All other terms $ 2.02 5.02 6.02 3-4-Buf, Nia, Olean Painter - Metal Polisher 02/01/2014 JOB DESCRIPTION Painter - Metal Polisher DISTRICT 9 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES 07/01/2013 Metal Polisher Metal Polisher** $ 27.15 $ 28.24 Page 57 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Metal Poilsher*** Published by the New York State Department of Labor PRC Number 2014001433 Niagara County $ 30.65 **Note: Applies on New Construction & complete renovation *** Note: Applies when working on scaffolds over 34 feet. SUPPLEMENTAL BENEFITS Per Hour: 07/01/2013 Journeyworker: All classification $ 13.61 OVERTIME PAY See (B, E, E2, P, T) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 11, 15, 16, 25, 26) on HOLIDAY PAGE See (5, 6, 9, 11, 15, 16, 25, 26) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One (1) year term at the following wage rates: 1st $11.00 2nd $12.50 3rd $15.50 Supplentals benefits: Per hour paid: 1st $ 9.94 2nd $10.31 3rd $10.51 9-8A/28A-MP Plumber 02/01/2014 JOB DESCRIPTION Plumber DISTRICT 3 ENTIRE COUNTIES Erie, Niagara, Wyoming PARTIAL COUNTIES Allegany: Only the Townships of Allen, Angelica, Belfast, Caneadea, Centerville, Granger, Hume, New Hudson and Rushford Cattaraugus: Only the Townships of Ashford, Dayton, East Otto, Ellicottville, Farmersville, Franklinville, Freedom, Leon, Lyndon, Machias, Mansfield, New Albion, Otto, Perrysburg, Persia and Yorkshire. Chautauqua: Only the Townships of Arkwright, Charlotte, Cherry Creek, Dunkirk, Hanover, Pomfret, Portland, Ripley, Sheridan, Stockton, Villenova and Westfield. Genesee: Only the Townships of Alabama, Alexander, Batavia, Darien, Elba, Oakfield, Pembroke and the City of Batavia. Orleans: Only the Townships of Ridgeway, Shelby and Yates. WAGES Per hour: Plumber Steamfitter 07/01/2013 $ 32.18* 32.18* *Note - Add 10% (ten-percent) to wage when HAZMAT training is required or when OSHA compliant respirator protection is required. SUPPLEMENTAL BENEFITS Per hour worked: $ 21.05* * Note - $2.00 of this amount must be paid at the same premium as the wage. OVERTIME PAY See (*B1, Q) on OVERTIME PAGE * 9th and 10th hour on Saturday to be paid at time and one half. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 2nd 3rd 45% 55% 65% Add $1.00 per hour for Hazmat work. 4th 75% 5th 90% Page 58 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County Supplemental benefits per hour worked: $ 17.22* * Note - $2.00 of this amount must be paid at the same premium as the wage. 3-22-Buffalo, Niagara Roofer 02/01/2014 JOB DESCRIPTION Roofer DISTRICT 3 ENTIRE COUNTIES Erie, Genesee, Niagara, Orleans, Wyoming WAGES Per hour: 07/01/2013 Asbestos Removal Slate, Tile Precast tile / slabs Crete / gypsum planks Damp and waterproofer Composition, spayers, Aspalt mastic, Steep roofers $ 28.25 25.40 25.40 25.40 25.25 25.25 25.25 25.25 SUPPLEMENTAL BENEFITS Per hour worked: $ 18.95 OVERTIME PAY See (B, *E, **E2, Q) on OVERTIME PAGE * and ** Double time after 8 hours on Saturday. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: Hour terms at the following percentage of Journeyman's wage: 0 to 1000 to 2000 to 2500 to 3000 to 3500 to 4000 to 4500 50% 55% 60% 65% 70% 75% 80% Supplemental benefits per hour worked: 0 to 1000 to 2000 to 2500 to 3000 to 3500 to 4000 to 4500 $ 0.00 $ 9.50 $ 14.22 $ 14.73 $ 15.22 $ 15.72 $ 16.21 3-74 Sheetmetal Worker 02/01/2014 JOB DESCRIPTION Sheetmetal Worker DISTRICT 3 ENTIRE COUNTIES Erie, Genesee, Niagara, Orleans, Wyoming WAGES Per hour: 07/01/2013 $ 32.50 Additional $0.50 per hour for work 30' above floor on boatswain chair. Additional $1.00 per hour for work in "Hot" areas of Atomic Laboratories. SUPPLEMENTAL BENEFITS Per hour worked: $ 19.70* * Note - $14.27 of this amount must be paid at the same premium as the wage. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE Page 59 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County REGISTERED APPRENTICES Wages per hour: One year terms at the following wage: 1st term 2nd term 3rd term 4th term 5th term $ 14.63 18.88 20.24 24.33 27.05 Supplemental benefits per hour: 1st term 2nd term 3rd term 4th term 5th term $ 11.49 14.11 17.34 18.12 18.65 Note - $6.06 of this amount must be paid at the same premium as the wage. Note - $8.68 of this amount must be paid at the same premium as the wage. Note - $11.91 of this amount must be paid at the same premium as the wage. Note - $12.69 of this amount must be paid at the same premium as the wage. Note - $13.22 of this amount must be paid at the same premium as the wage. 3-71 Sprinkler Fitter 02/01/2014 JOB DESCRIPTION Sprinkler Fitter DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour Sprinkler Fitter 07/01/2013 $ 29.83 SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 20.52 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the following Monday shall be considered a holiday and all work performed on either day shall be at the double time rate. When a holiday falls on Saturday, the preceding Friday shall be considered a holiday and all work performed on either day shall be at the double time rate. REGISTERED APPRENTICES Wages per hour For Apprentices HIRED PRIOR TO 04/01/2010: One Half Year terms at the following wage 1st $ 15.08 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 5th $ 19.28 6th $ 20.79 Supplemental Benefits per hour worked 07/01/2013 1st & 2nd Terms $ 8.60 3rd Term 14.87 4th Term 14.91 5th Term 20.21 6th Term 20.25 7th Term 20.30 8th Term 20.34 9th Term 20.39 10th Term 20.43 Page 60 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County For Apprentices HIRED ON OR AFTER 04/01/2010: One Half Year terms at the following wage 1st $ 13.57 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 5th $ 19.28 6th $ 20.79 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 Supplemental Benefits per hour worked 07/01/2013 1st Term $ 8.56 2nd Term 8.60 3rd Term 14.87 4th Term 14.91 5th Term 15.46 6th Term 15.50 7th Term 15.55 8th Term 15.59 9th Term 15.64 10th Term 15.68 1-669 Teamster - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Teamster - Building / Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Erie, Niagara PARTIAL COUNTIES Genesee: Only in the Townships of Alabama, Darien and Pembroke. Orleans: Only the Townships of Ridgeway, Shelby and Yates. Wyoming: Only in the Townships of Arcade, Bennington, Java and Sheldon. WAGES GROUP 1: Warehousemen, Yardmen, Truck Helpers, Pickups, Panel Trucks, Flatboy Material Trucks (straight jobs), Single Axle Dump Trucks, Dumpsters, Material Checkers and Receivers, Greasers, Truck Tiremen, Mechanics Helpers and Parts Chasers. GROUP 2: Tandems and Batch Trucks, Mechanics, Dispatcher. GROUP 3: Semi-Trailers, Low-Boy Trucks, Asphalt Distributor Trucks and Agitator, Mixer Trucks and dumpcrete type vehicles, Truck Mechanic, Fuel Trucks GROUP 4: Specialized Earth Moving Equipment, Euclid type, or similar off-highway, where not self-loading, Straddle (Ross) Carrier, and self -contained concrete mobile truck. GROUP 5: Off-highway Tandem Back-Dump, Twin Engine Equipment and Double-Hitched Equipment where not self-loading. Per hour: 07/01/2013 07/01/2014 07/01/2015 All GROUPS $ 32.61 $ 33.96 $ 35.30 Add $2.00 when required to use personal protection when performing hazardous waste removal work. An additional $1.00 per hour is required when a single irregular work shift starting any time from 5:00PM to 1:00AM is mandated either in the job specification or by the contracting agency. SUPPLEMENTAL BENEFITS Per hour worked: $ 10.63* $ 10.98* *Note - Only $ 4.85 per hour needs to be paid for overtime hours. $ 11.34* OVERTIME PAY See (B, G, P) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 3-449 Teamster - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Teamster - Building / Heavy&Highway DISTRICT 3 ENTIRE COUNTIES Erie, Niagara Page 61 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Niagara County PARTIAL COUNTIES Genesee: Only in the Townships of Alabama, Darin and Pembroke. Orleans: Only the Townships of Ridgeway, Shelby and Yates. Wyoming: Only in the Townships of Arcade, Bennington, Java and Sheldon. WAGES Per hour: Dump Truck Operator 07/01/2013 $ 18.00 07/01/2014 $ 18.45 07/01/2015 $ 18.95 SUPPLEMENTAL BENEFITS Per hour worked: $ 1.59 OVERTIME PAY See (B, J) on OVERTIME PAGE Note - Time and one half shall be paid for work in excess of five (5) days per week. HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 3-449d-DT Welder 02/01/2014 JOB DESCRIPTION Welder DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour Welder 07/01/2013 (To be paid the same rate of the mechanic performing the work) OVERTIME PAY HOLIDAY 1-As Per Trade Page 62 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Schoharie County General Construction Boilermaker 02/01/2014 JOB DESCRIPTION Boilermaker DISTRICT 1 ENTIRE COUNTIES Albany, Broome, Chenango, Columbia, Delaware, Essex, Fulton, Greene, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Tioga, Warren, Washington WAGES Per hour 07/01/2013 Boilermaker $ 31.10 01/01/2014 $ 31.24 SUPPLEMENTAL BENEFITS Per hour worked Journeymen $ 22.87* + 1.19 $ 23.88* + 1.19 * This portion of the benefit is subject to the SAME PREMIUM as shown for overtime. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 15, 25) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the day observed by the State or Nation shall be observed, and when Christmas Day and New Year's fall on Saturday, Friday will be observed as the holiday. REGISTERED APPRENTICES Wages per hour ( 1/2 ) year terms at the following percentage of Journeyman's wage. 1st 2nd 3rd 4th 5th 6th 65% 65% 70% 75% 80% 85% 7th 90% 8th 95% Supplemental Benefits per hour worked All Apprentices get same benefits as Journeyman. 1-197 Carpenter - Building 02/01/2014 JOB DESCRIPTION Carpenter - Building DISTRICT 1 ENTIRE COUNTIES Albany, Fulton, Greene, Montgomery, Rensselaer, Schenectady, Schoharie WAGES Per hour: Carpenter Floor Coverer Carpet Layer Dry-Wall Lather Piledriver Diver-Wet Day Diver -Dry Day Diver Tender 07/01/2013 $ 28.39 28.39 28.39 28.39 28.39 28.64 61.25 29.39 29.39 06/01/2014 An Additional $ 1.61* 1.61* 1.61* 1.61* 1.61* 1.61* 1.61* 1.61* 1.61* NOTE ADDITIONAL PREMIUMS PAID FOR THE FOLLOWING WORK LISTED BELOW: - Certified welders shall receive $1.00 per hour over the journeyman's rate of pay when the employee is required to be certified and performs DOT or ABS specified welding work - When an employee performs work within a contaminated area on a State and/or Federally designated hazardous waste site, and where relevant State and/or Federal regulations require employees to be furnished and use or wear required forms of personal protection, then the employee shall receive his regular hourly rate plus $1.50 per hour. - Depth pay for Divers based upon deepest depth on the day of the dive: Page 63 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County 0' to 80' no additional fee 81'to 100' additional $.50 per foot 101'to 150' additional $0.75 per foot 151'and deeper additional $1.25 per foot - Penetration pay for Divers based upon deepest penetration on the day of the dive: 0' to 50' no additional fee 51' to 100' additional $.75 per foot 101' and deeper additional $1.00 per foot (*)To be allocated at a later date Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 17.65 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Any holiday which occurs on Sunday shall be observed the following Monday. REGISTERED APPRENTICES Wages per hour One year terms at the following percentage of Journeyman's base wage: 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour worked: Carpenter 1st year term 2nd year term 3rd year term 4th year term $ 9.31 9.31 11.91 11.91 1-291B-Alb Carpenter - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Building / Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Wages per hour: 07/01/2013 Carpenter - ONLY for Artificial Turf/Synthetic Sport Surface Installer 07/01/2014 An Additional $ 27.96 $ 0.73* Note - Does not include the operation of equipment. Please see Operating Engineers rates. (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour Paid: 07/01/2013 Journeyman $ 18.14 Page 64 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (2, 17) on HOLIDAY PAGE Overtime: See (5, 6, 16) on HOLIDAY PAGE Notes: When a holiday falls upon a Saturday, it shall be observed on the preceding Friday. Whan a holiday falls upon a Sunday, it shall be observed on the following Monday. An employee taking an unexcused day off the regularly scheduled day before or after a paid Holiday shall not receive Holiday pay. REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour paid: 07/01/2013 Carpenter 1st year term 2nd year term 3rd year term 4th year term $ 9.29 9.29 11.89 11.89 1-42AtSS Carpenter - Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Fulton, Greene, Montgomery, Rensselaer, Schenectady, Schoharie WAGES Per hour 07/01/2013 Carpenter Millwright Piledriver Diver-Wet Day Diver-Dry Day Diver-Tender Diver-Slurry and Effluent $ 27.55 29.05 27.55 62.50 28.55 28.55 07/01/2014 An Additional $ 0.77* 0.77* 0.77* 0.77* 0.77* 0.77* 93.75 0.77* (*)To be allocated at a later date. State or Federal designated hazardous site, requiring protective gear shall be an additional $2.00 per hour. Certified welders when required to perform welding work will receive an additional $1.25 per hour. Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Friday, provided the project duration is more than forty (40) hours. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. Diver rates applies to all hours worked on dive day. Additional pay based upon the deepest depth or penetration on the day of the dive: Depth Pay 0' to 80' no additional. 81' to 100' an additional $0.50 per foot 101' to 150' an additional $0.75 per foot 151' and deeper an additional $1.25 per foot Penetration pay for divers 0' to 50' no additional. 51' to 100' an additional $0.75 per foot 101' and deeper an additional $1.00 per foot SUPPLEMENTAL BENEFITS Page 65 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Per hour worked Journeyman $ 18.50 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (2, 17) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE In the event a Holiday falls on a Saturday, the Friday before will be observed as a Holiday. If a Holiday falls on a Sunday, then Monday will be observed as a Holiday. REGISTERED APPRENTICES Wages per hour One year terms at the following percentage of Journeyman's base wage 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour worked 1st year terms 2nd year terms 3rd year terms 4th year terms $ 9.29 9.29 11.89 11.89 1-291HH-Alb Electrician 02/01/2014 JOB DESCRIPTION Electrician DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Fulton, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington PARTIAL COUNTIES Greene: All of the city of Catskill and that portion of the countythat lies north of Route 23A. Otsego: Only the Towns of Decatur and Worchester WAGES Per hour 07/01/2013 Electrcian Audio/Sound Video Tele-Data $34.50 34.50 34.50 34.50 06/01/2014 Additional $1.95* 1.95* 1.95* 1.95* Notes: An additional 5% above rate for work over 30' above floor when working on tooth picks, structural steel, temporary platforms, swing scaffolds & boatswain chairs. All OSHA approved lifts are excluded. An additional 10% above rate on towers & smoke stacks over 100' high. An additional 20% above rate in shafts over 25' deep or tunnels over 50' long that are under construction. An additional 5% above rate when Journeymen are required to work as Lead(Pb) cable splicers. An additional 10% above rate when Journeymen Welders are required to have ASME verification. (*) To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 19.97 +3% of wage OVERTIME PAY See (B, *E, Q) on OVERTIME PAGE * DOUBLE TIME AFTER 10 HOURS ON SATURDAY NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1st Shift 8:00 AM to 4:30 PM REGULAR RATE 2nd Shift 4:30 PM to 12:30 AM REGULAR RATE PLUS 10% 3rd Shift 12:30 AM to 8:00 AM REGULAR RATE PLUS 15% Page 66 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If the holiday falls on Saturday, it shall be celebrated on Friday. If the holiday falls on Sunday, it shall be celebrated on Monday. REGISTERED APPRENTICES Wages per hour Terms at the following percentage of Journeyman's wage. 6mo 40% 1st yr 45% 2nd yr 50% 3rd yr 60% 4th yr 70% 5th yr 80% Notes: An additional 5% above rate for work over 30' above floor when working on tooth picks, structural steel, temporary platforms, swing scaffolds & boatswain chairs. All OSHA approved lifts are excluded. An additional 10% above rate on towers & smoke stacks over 100' high. An additional 20% above rate in shafts over 25' deep or tunnels over 50' long that are under construction. Supplemental Benefits per hour worked 1st term 2nd term All others $ 9.66* 9.66* 19.97* *Plus additional 3% of wage 1-236 Elevator Constructor 02/01/2014 JOB DESCRIPTION Elevator Constructor DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Essex, Fulton, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington WAGES Per hour Mechanic Helper 07/01/2013 $ 40.36 01/01/2014 $ 40.90 01/01/2015 $ 41.51 70% of Mechanic Wage Rate **** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 **** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked 07/01/2013 01/01/2014 01/01/2015 $ 25.185* $ 26.785* $ 28.385* Journeyman/Helper (*)Plus 6% of gross wages if less than 5 years service (*)Plus 8% of gross wages if more than 5 years service OVERTIME PAY See (D, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 15, 16) on HOLIDAY PAGE Overtime: See (5, 6, 15, 16) on HOLIDAY PAGE Note: When a paid holiday falls on Saturday, it shall be observed on Friday. When a paid holiday falls on Sunday, it shall be observed on Monday. REGISTERED APPRENTICES Wages per hour 0-6 mo 6-12 mo 50 % 55 % 2nd yr 65 % 3rd yr 70 % 4th yr 80 % Page 67 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Supplemental Benefits per hour worked Same as Journeyman/Helper 1-35 Glazier 02/01/2014 JOB DESCRIPTION Glazier DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington WAGES Per hour 07/01/2013 Glazier base wage $ 24.80 + additional $1.50 per hour for all hours worked *High Work Base Wage 28.50 + additional $3.50 per hour for all hours worked (*)When working on Swing Stage or Lift 100 feet or more in height, measured from the ground level up. SUPPLEMENTAL BENEFITS Per hour worked Journeyman Journeyman High Work $ 15.78 20.58 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE Premium is applied to the respective base wage only. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If any of the holidays are designated by federal law to be celebrated on a day other than that on which they regularly fall, then the holiday shall be celebrated on the day set by said federal law as if the day on which the holiday is celebrated was actually the holiday date. REGISTERED APPRENTICES Wages per hour Apprentice Glazier One Half Year (900 hr) terms at the following percentage of Journeyman's base wage. 1st 2nd 3rd 4th 5th 35% 45% 55% 65% 75% + additional $1.50 per hour for all hours worked for all terms 6th 85% 7th 90% 8th 95% Apprentice Glazier Hi-Work One Half Year (900 hr) terms at the following percentage of Journeyman's Hi-Work base wage. 1st 2nd 3rd 4th 5th 35% 45% 55% 65% 75% + additional $3.50 per hour for all hours worked for all terms 6th 85% 7th 90% 8th 95% Supplemental Benefits per hour worked For apprentices indentured after 07/01/2009 the following supplemental benefit applies: Apprentice 1st-4th term $ 14.01 5th-8th term 15.78 Apprentice High Work 1st-4th term $ 16.03 5th-8th term 20.58 For apprentices indentured prior to and including 07/01/2009, the following supplemental benefit applies: Apprentice $ 15.78 Apprentice High Work 20.58 1-201 Page 68 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Insulator - Heat & Frost 02/01/2014 JOB DESCRIPTION Insulator - Heat & Frost DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Delaware, Essex, Fulton, Greene, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Sullivan, Ulster, Warren, Washington WAGES Wages per hour 07/01/2013 Asbestos Worker* Insulator* Firestopping Worker* 05/01/2014 Additional $ 1.50** 1.50** 1.50** $ 30.60 30.60 26.01 05/01/2015 Additional $ 1.50** 1.50** 1.50** (*)On Mechanical Systems only. (**)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 19.49 OVERTIME PAY See (*B1, **Q) on OVERTIME PAGE *B1=Double time begins after 10 hours on Saturday **Q=Triple time on Labor Day if worked. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE When a holiday falls on Sunday the following Monday shall be observed as the holiday. REGISTERED APPRENTICES Wages per hour one year terms at the following percentage of Journeyman's wage. 1st 60 % 2nd 70 % 3rd 80 % 4th 90 % Supplemental Benefits per hour worked: Apprentices $ 19.49 1-40 Ironworker 02/01/2014 JOB DESCRIPTION Ironworker DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Delaware, Essex, Greene, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington PARTIAL COUNTIES Fulton: Only the Townships of Broadalbin, Mayfield, Northampton, Bleecker and Johnstown. Hamilton: Only the Townships of Hope, Benson and Wells. Montgomery: Only the Townships of Florida, Amsterdam, Charleston, Glen, Mohawk and Root. Otsego: Only the Towns of Unadilla, Butternuts, Morris, Otego, Oneonta, Laurens, Millford, Maryland and Worchester. WAGES Per hour Ornamental Reinforcing Rodman Structural & Precast Mover/Rigger Fence Erector Stone Derrickman Sheeter Curtain Wall Installer Metal Window Installer 07/01/2013 $ 28.50 28.50 28.50 28.50 28.50 28.50 28.50 28.75 28.50 28.50 05/01/2014 An Additional $1.55* 1.55* 1.55* 1.55* 1.55* 1.55* 1.55* 1.55* 1.55* 1.55* Page 69 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County *To be allocated at a later date SUPPLEMENTAL BENEFITS Per hour worked JOURNEYMAN $ 24.06 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Any holiday which occurs on Sunday shall be observed the following Monday. REGISTERED APPRENTICES Wages per hour ONE YEAR TERMS AT THE FOLLOWING WAGE RATES: 07/01/2013 1st year 2nd year 3rd year 4th year $ 16.00 18.00 20.00 22.00 Supplemental Benefits per hour worked 1st year 2nd year 3rd year 4th year $ 9.50 18.53 19.82 21.11 1-12 Laborer - Building 02/01/2014 JOB DESCRIPTION Laborer - Building DISTRICT 1 ENTIRE COUNTIES Schenectady, Schoharie PARTIAL COUNTIES Fulton: Only the Townships of Bleeker, Mayfield, Northampton, Johnstown,Broadalbin and Perth. Montgomery: Only the Townships of Mohawk, Glen, Charleston, Amsterdam, and Florida. Saratoga: Only the Townships of Day, Hadley, Edinburg, Corinth, Moreau,South Glens Falls, Providence, Greenfield, Wilton, Galway, Northumberland, Milton, Saratoga Springs, Charlton, Ballston, Malta and Clifton Park. WAGES Per hour 07/01/2013 Group #1: All Classifications except as noted in Groups 2 & 3 $ 25.39 Group #2: Blaster, Drilling equipment only where a separate air compressor unit supplies power, Metal formsetter (sidewalk), Well pointing & Laser operator 25.89 Group #3: Handling of Asbestos or Toxic Materials 26.74 SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 16.91 OVERTIME PAY Page 70 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour 1000 Hour terms at the following percentage of Journeyman's basic hourly wage. 1st 2nd 3rd 4th 65 % 70 % 80 % 80 % Supplemental Benefits per hour worked Apprentices 07/01/2013 $ 16.91 1-157 Laborer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Laborer - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Schenectady, Schoharie PARTIAL COUNTIES Fulton: Only the Townships of Bleeker, Mayfield, Northampton, Johnstown,Broadalbin and Perth. Montgomery: Only the Townships of Mohawk, Glen, Charleston, Amsterdam, and Florida. Saratoga: Only the Townships of Day, Hadley, Edinburg, Corinth, Moreau,South Glens Falls, Providence, Greenfield, Wilton, Galaway, Northumberland, Milton, Saratoga Springs, Charlton, Ballston, Malta and Clifton Park WAGES GROUP # A: Basic, Drill Helper, Flagman, Outboard and Hand Boats. GROUP # B: Chain Saw, Concrete Aggregate Bin, Concrete Bootmen, Gin Buggy, Hand or Machine Vibrator, Jack Hammer, Mason Tender, Mortar Mixer,Pavement Breaker, Handlers of Steelmesh, Small Generators for Laborers, Tools Installation of Bridge Drainage Pipe, Pipe Layers, Vibrator Type Rollers, Tamper, Drill Doctor, Tail or Screw Operator on Asphalt Paver, Water Pump Operators(1-1/2" and Single Diaphragm) Nozzle (Asphalt, Gunite, Seeding, and Sand Blasting), Laborers on Chain Link Fence, Rock Splitter and Power Unit, Pusher Type Concrete Saw and all other Gas, Electric, Oil and Air Tool Operators, Wrecking Laborer. GROUP # C: Drilling Equipment Only Where a Separate Air Compressor Unit Supplies Power, Acetylene Torch Operators, Asphalt Paver/Raker and Powderman. GROUP # D: Blasters, Metal Form Setters (sidewalk), Stone or Granite Curb Setters. GROUP # E: Employees performing hazarardous waste removal, lead abatement and removal, or asbestos abatement and removal on a State and/or Federally designated waste site & where relevant State or Federal regulations require employees to use or wear forms of personal protection. WAGES per hour Group # A Group # B Group # C Group # D Group # E 07/01/2013 $ 27.10 27.30 27.50 27.70 29.10 07/01/2014 Additional $ 1.50* 1.50* 1.50* 1.50* 1.50* 07/01/2015 Additional $ 1.50* 1.50* 1.50* 1.50* 1.50* Workers on a single irregular work shift starting anytime from 5:00 pm to 1:00 am due to governmental mandated night work shall be paid an additional $2.00 per hour. (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 18.24 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE Page 71 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If the holiday falls on Sunday, it will be celebrated on Monday. REGISTERED APPRENTICES Wages per hour 1000 HOUR TERMS AT THE FOLLOWING PERCENTAGE OF JOURNEYMAN'S BASE WAGE 1ST 65 % 2ND 70 % 3RD 80 % 4TH 80 % Supplemental Benefits per hour worked Apprentices $ 18.24 1-157h/h Lineman Electrician 02/01/2014 JOB DESCRIPTION Lineman Electrician DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: NOTE: Includes Teledata Work within ten (10) feet of High Voltage Transmission Lines Below rates applicable on all overhead and underground distribution and maintenance work, and all overhead and underground transmission line work and the installation of fiber optic cable where no other construction trades are or have been involved. (14.01.01) 07/01/2013 Lineman, Technician Crane, Crawler Backhoe Welder, Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $44.12 44.12 44.12 39.71 37.50 35.30 35.30 26.47 05/05/2014 $45.51 45.51 45.51 40.96 38.68 36.41 36.41 27.31 05/04/2015 $46.90 46.90 46.90 42.21 39.87 37.52 37.52 28.14 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all electrical sub-stations, switching structures, fiber optic cable and all other work not defined as "Utility outside electrical work". (14.02.01-A) Lineman, Technician Crane, Crawler Backhoe Cable Splicer-Pipe Type Cable Cert. Welder-Pipe Type Cable Digging Machine Operator Tractor Trailer Driver Mechanic 1st Class Groundman, Truck Driver Flagman $44.12 44.12 48.53 46.33 39.71 37.50 35.30 35.30 26.47 $45.51 45.51 50.06 47.79 40.96 38.68 36.41 36.41 27.31 $46.90 46.90 51.59 49.25 42.21 39.87 37.52 37.52 28.14 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates apply on switching structures, maintenance projects, railroad catenary install/maintenance third rail installation, bonding of rails and pipe type cable and installation of fiber optic cable. (14.02.01-B) Lineman, Technician, Welder Crane, Crawler Backhoe Digging Machine Operator $45.40 45.40 40.86 $46.80 46.80 42.12 Page 72 $48.20 48.20 43.38 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman Cert. Welder-Pipe Type Cable Cable Splicer-Pipe Type Cable 38.59 36.32 36.32 27.24 47.67 49.94 39.78 37.44 37.44 28.08 49.14 51.48 40.97 38.56 38.56 28.92 50.61 53.02 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all overhead and underground transmission line work & fiber optic cable where other construction trades are or have been involved. This applies to transmission line work only, not other construction. (14.03.01) Lineman, Technician, Welder Crane, Crawler Backhoe Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $46.62 46.62 46.62 41.96 39.63 37.30 37.30 27.97 $48.02 48.02 48.02 43.22 40.82 38.42 38.42 28.81 $49.41 49.41 49.41 44.47 42.00 39.53 39.53 29.65 Additional $1.00 per hour for entire crew when a helicopter is used. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: The following SUPPLEMENTAL BENEFITS apply to all classification categories of CONSTRUCTION, TRANSMISSION and DISTRIBUTION. $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q,) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction. NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 2ND SHIFT 3RD SHIFT 8:00 AM to 4:30 PM REGULAR RATE 4:30 PM to 1:00 AM REGULAR RATE PLUS 17.3 % 12:30 AM to 9:00 AM REGULAR RATE PLUS 31.4 % HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. SUPPLEMENTS for holidays paid at straight time REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. 1st 60% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a Lineman Electrician - Teledata 02/01/2014 Page 73 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County JOB DESCRIPTION Lineman Electrician - Teledata DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour: FOR OUTSIDE WORK. Cable Splicer Installer, Repairman Teledata Lineman Technician, Equipment Operator Groundman 07/01/2013 01/01/2014 $28.55 27.10 27.10 27.10 14.37 $29.12 27.64 27.64 27.64 14.66 NOTE: EXCLUDES Teledata work within ten (10) feet of High Voltage (600 volts and over) transmission lines. For this work please see LINEMAN. SUPPLEMENTAL BENEFITS Per hour worked: $ 4.43 *plus 3% of wage paid $ 4.43 *plus 3% of wage paid *The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE 6-1249LT - Teledata Lineman Electrician - Traffic Signal Lighting 02/01/2014 JOB DESCRIPTION Lineman Electrician - Traffic Signal Lighting DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Lineman, Technician Crane, Crawler Backhoe Certified Welder Digging Machine Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman 07/01/2013 05/05/2014 05/04/2015 05/02/2016 *Additional $39.19 39.19 41.15 35.27 33.31 31.35 31.35 23.51 $40.12 40.12 42.13 36.11 34.10 32.10 32.10 24.07 $41.04 41.04 43.09 36.94 34.88 32.83 32.83 24.62 $2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 * To be allocated at a later date. Above rates applicable on all Lighting and Traffic Signal Systems with the installation, testing, operation, maintenance and repair of all traffic control and illumination projects, traffic monitoring systems, road weather information systems and the installation of Fiber Optic Cable. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. Page 74 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: All classifications $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. Supplements paid at STRAIGHT TIME rate for holidays. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 2ND SHIFT 3RD SHIFT 8:00 AM TO 4:30 PM REGULAR RATE 4:30 PM TO 1:00 AM REGULAR RATE PLUS 17.3% 12:30 AM TO 9:00 AM REGULAR RATE PLUS 31.4% HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. 1st 60% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a-LT Lineman Electrician - Tree Trimmer 02/01/2014 JOB DESCRIPTION Lineman Electrician - Tree Trimmer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Applies to line clearance, tree work and right-of-way preparation on all new or existing energized overhead or underground electrical, telephone and CATV lines. This also would include stump removal near underground energized electrical lines, including telephone and CATV lines. 07/01/2013 Tree Trimmer Equipment Operator Mechanic Truck Driver Groundman Flag person $ 22.08 19.48 19.48 16.46 13.51 9.62 SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: $ 8.30 *plus 3% of hourly wage Page 75 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County * The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE 6-1249TT Mason - Building 02/01/2014 JOB DESCRIPTION Mason - Building DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington WAGES Per hour 07/01/2013 08/01/2013 06/01/2014 Additional Tile/Marble/Terazzo Setter Finisher $ 29.78 23.57 $ 29.76 23.55 $ 17.93 15.23 $ 17.95 15.25 $ 1.35* 1.07* (*) To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman Setter Journeyman Finisher OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour Hour Terms at the following percentage of Journeyman's wage Setter: 1st term 0-500 hours 2nd term 501-1500 hours 3rd term 1501-2500 hours 4th term 2501-3500 hours 5th term 3501-4500 hours 6th term 4501-6000 hours 60% 70% 80% 85% 90% 95% Finisher: 1st term 0-500 hours 2nd term 501-1500 hours 3rd term 1501-2500 hours 4th term 2501-3700 hours 70% 80% 90% 95% Supplemental Benefits per hour worked Setter: 1st term 0-500 hours 2nd term 501-1500 hours 3rd term 1501-2500 hours 4th term 2501-3500 hours 5th term 3501-4500 hours 6th term 4501-6000 hours Finisher: 1st term 0-500 hours 07/01/2013 08/01/2013 $ 10.33 10.33 14.13 14.13 16.03 17.93 $ 10.35 10.35 14.15 14.15 16.05 17.95 $ 9.83 $ 9.85 Page 76 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County 2nd term 501-1500 hours 9.83 9.85 3rd term 1501-2500 hours 4th term 2501-3700 hours 12.53 12.53 12.55 12.55 1-2TS.1 Mason - Building 02/01/2014 JOB DESCRIPTION Mason - Building DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Fulton, Greene, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Washington PARTIAL COUNTIES Warren: Only the Townships of Bolton, Lake George, Lake Luzerne,Queensbury, Stony Creek, Thurman & Warrensburg. WAGES Per hour 07/01/2013 Bricklayer Cement Mason(Bldg) Plasterer/Fireproofing* Pointer/Caulker/Cleaner Stone Mason Acid Brick 05/01/2014 An Additional $ 1.25** 1.25** 1.25** 1.25** 1.25** 1.25** $ 31.19 31.19 31.19 31.19 31.19 31.69 (*)Fireproofing of Structural only. (**)To be allocated at a later date SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 18.60 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Any holiday which occurs on Sunday shall be observed the following Monday. REGISTERED APPRENTICES Wages per hour 750 hour terms at the following percentage of Journey's wage 1st 55% 2nd 60% 3rd 65% 4th 70% 5th 75% 6th 80% 7th 85% 8th 90% Supplemental Benefits per hour worked 0-500 Hours All others $10.15 18.60 1-2b.1 Mason - Heavy&Highway 02/01/2014 JOB DESCRIPTION Mason - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Cayuga, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Madison, Montgomery, Oneida, Oswego, Rensselaer, Saratoga, Schenectady, Schoharie, St. Lawrence, Warren, Washington PARTIAL COUNTIES Onondaga: For Heavy & Highway Cement Mason or Plaster Work in Onondaga County, refer to Mason-Heavy&Highway tag 1-2h/h on. WAGES Per hour Mason & 07/01/2013 08/01/2013 $ 32.17 $ 32.15 07/01/2014 Additional 07/01/2015 Additional 07/01/2016 Additional $ 1.25* $ 1.35* $ 1.45* Page 77 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Bricklayer Additional $1.00 per hour for work on any swing scaffold or staging suspended by means of ropes or cables. (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 17.64 $ 17.66 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If a holiday falls on Sunday, the Monday following shall constitute the day of the legal holiday. REGISTERED APPRENTICES Wages per hour 750 HR TERMS at the following percent of Journeyman's wage 1st 55% 2nd 60% 3rd 65% 4th 70% Supplemental Benefits per hour worked 07/01/2013 0-500 Hours $ 10.29 All others 17.64 5th 75% 6th 80% 7th 85% 8th 90% 08/01/2013 $ 10.29 17.66 1-2hh.1 Millwright 02/01/2014 JOB DESCRIPTION Millwright DISTRICT 1 ENTIRE COUNTIES Albany, Fulton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie WAGES Per hour: 07/01/2013 Millwright $ 28.75 07/01/2014 An Additional $1.28* Note: WELDER/HAZMAT - A Certified Welder shall received $ 1.25 per hour in addition to the current journeyman's rate provided he/she is directed to perform certified welding. If a work site has been declared a hazardous site by the Owner and the use of protective gear (including, as a minimum, air purifying canister-type chemical respirators) are required, then that Employee shall receive a $ 1.25 premium per hour. (*) To be allocated at a later date SUPPLEMENTAL BENEFITS Per hour worked: Millwright $ 17.86 OVERTIME PAY See (B, E, *E2, Q) on OVERTIME PAGE *Saturday may be used as a make-up day and worked at the straight time rate of pay during a work week when conditions such as weather, power failure, fire or natural disaster prevent the performance of work on a regularly scheduled work day. If a make-up day is utilized, a minimun of eight hours must be scheduled. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Any holiday that falls on Sunday shall be observed the following Monday. Any holiday that falls on Saturday shall be observed the preceding Friday. REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: Page 78 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 1st 60% 2nd 70% 3rd 80% Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County 4th 90% Supplemental Benefits per hour worked: 1st Year Term 2nd Year Term 3rd Year Term 4th Year Term $ 7.79 14.84 15.85 16.85 1-1163b Operating Engineer - Building 02/01/2014 JOB DESCRIPTION Operating Engineer - Building DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington PARTIAL COUNTIES Dutchess: Defined as north of the northern boundary line of City of Poughkeepsie then due east to Route 115 to Bedelt Road then east along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Route 343 then along Route 343 east to the northern boundary of Town of Dover Plains and east along the northern boundary of Town of Dover Plains to Connecticut. WAGES CLASS A1: Crane, hydraulic cranes, tower crane, locomotive crane, piledriver, cableway, derricks,whirlies, dragline, boom trucks over 5 tons. CLASS A: Shovel, all Excavators (including rubber tire full swing), Gradalls, power road grader, all CMI equipment, front-end rubber tire loader, tractormounted drill (quarry master), mucking machine, concrete central mix plant, concrete pump, belcrete system, automated asphalt concrete plant, and tractor road paver, boom trucks 5 tons and under, maintenance engineer, self-contained crawler drill-hydraulic rock drill. CLASS B: Backhoes (rubber tired backhoe/loader combination), bulldozer, pushcat, tractor, traxcavator, scraper, LeTourneau grader, form fine grader, self-propelled soil compactor (fill roller), asphalt roller, blacktop spreader, power brooms, sweepers, trenching machine, Barber Green loader, side booms, hydro hammer, concrete spreader, concrete finishing machine, one drum hoist, power hoisting (single drum), hoist two drum or more, three drum engine, power hoisting (two drum and over), two drum and swinging engine, three drum swinging engine, hod hoist, A-L frame winches, core and well drillers (one drum), post hole digger, model CHB Vibro-Tamp or similar machine, batch bin and plant operator, dinky locomotive, skid steer loader, track excavator 5/8 cubic yard or smaller, front end rubber tired loader under four cubic yards, vac truck. CLASS C: Fork lift, high lift, all terrain fork lift: or similar, oiler, fireman and heavy-duty greaser, boilers and steam generators, pump, vibrator, motor mixer, air compressor, dust collector, welding machine, well point, mechanical heater, generators, temporary light plants, electric submersible pumps 4" and over, murphy type diesel generator, conveyor, elevators, concrete mixer, beltcrete power pack (belcrete system), seeding, and mulching machines, pumps. * In the event that equipment listed above is operated by robotic control, the classification covering the operation will be the same as if manually operated. WAGES per hour Class # A1 Class # A Class # B Class # C 07/01/2013 $ 36.55 36.11 35.20 32.63 07/01/2014 $ 37.90 37.46 36.55 33.98 Additional $0.50 per hr for Tower Cranes. Additional $1.00 per hr for Cranes with Boom length & jib 150ft. and over. Additional $2.00 per hr for Cranes with Boom length & jib 200ft. and over. Additional $2.00 per hr over B rate for Nuclear Leader work. Additional $0.40 per hr for tunnel or excavation of shaft 40' or more deep. Additional $2.50 per hour if work requires Personal Protective Equipment for hazardous waste site activities with a level C or over rating. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 23.12 $ 23.87 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE Page 79 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If a holiday falls on Sunday, it will be celebrated on Monday. If the holiday falls on Saturday, it will be celebrated on Friday. Employees who work a Saturday holiday shall be paid double time plus the holiday pay. REGISTERED APPRENTICES Wages per hour 1000 hours terms at the following percentage of Journeyman's wage Class B 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental Benefits per hour worked All terms 07/01/2013 07/01/2014 $ 18.55 $ 19.30 1-158 Alb Operating Engineer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Operating Engineer - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Broome, Chenango, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Tioga, Warren, Washington PARTIAL COUNTIES Dutchess: Defined as north of the northern boundary line of City of Poughkeepsie then due east to Route 115 to Bedelt Road then east along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Route 343 then along Route 343 east to the northern boundary of Town of Dover Plains and east along the northern boundary of Town of Dover Plains to Connecticut. WAGES CLASSIFICATION A: Asphalt Curb Machine (Self Propelled, Slipform), Automated Concrete Spreader (CMI Type), Automatic Fine Grader, Backhoe (Except Tractor Mounted, Rubber Tired), Backhoe Excavator Full Swing (CAT 212 or similar type), Back Filling Machine, Belt Placer (CMI Type), Blacktop Plant (Automated), Boom truck, Cableway, Caisson Auger, Central Mix Concrete Plant (Automated), Concrete Curb Machine (Self Propelled, Slipform), Concrete Pump, Crane, Cherry Picker, Derricks (steel erection), Dragline, Overhead Crane (Gantry or Straddle type), Pile Driver, Truck Crane, Directional Drilling Machine, Dredge, Dual Drum Paver, Excavator (All PurposeHydraulically Operated) (Gradall or Similar), Front End Loader (4 cu. yd. and Over), Head Tower (Sauerman or Equal), Hoist (Two or Three Drum), Holland Loader, Maintenance Engineer, Mine Hoist, Mucking Machine or Mole, Pavement Breaker(SP) Wertgen; PB-4 and similar type, Power Grader, Profiler (over 105 H.P.), Quad 9, Quarry Master (or equivalent), Scraper, Shovel, Side Boom, Slip Form Paver (If a second man is needed, he shall be an Oiler), Tractor Drawn BeltType Loader, Truck or Trailer Mounted Log Chipper (Self Feeder), Tug Operator (Manned Rented Equipment Excluded), Tunnel Shovel CLASSIFICATION B: Asphalt Paver, Backhoe (Tractor Mounted, Rubber Tired), Bituminous Recycler Machine, Bituminous Spreader and Mixer, Blacktop Plant (NonAutomated), Blast or Rotary Drill (Truck or Tractor Mounted), Boring Machine, Cage Hoist, Central Mix Plant [(NonAutomated) and All Concrete Batching Plants], Cherry Picker (5 tons capacity and under), Concrete Paver (Over 16S), Crawler Drill (Self-contained), Crusher, Diesel Power Unit, Drill Rigs, Tractor Mounted, Front End Loader (Under 4 cu. yd.), Greaseman/Lubrication Engineer, HiPressure Boiler (15 lbs. and over), Hoist (One Drum), Hydro-Axe, Kolman Plant Loader and Similar Type Loaders (If Employer requires another man to clean the screen or to maintain the equipment, he shall be an Oiler), L.C.M. Work Boat Operator, Locomotive, Mixer (for stabilized base selfpropelled), Monorail Machine, Plant Engineer, Profiler (105 H.P. and under), Pug Mill, Pump Crete, Ready Mix Concrete Plant, Refrigeration Equipment (for soil stabilization), Road Widener, Roller (all above subgrade), Sea Mule, Self-contained Ride-on Rock Drill(Excluding Air-Track Type Drill), Skidder, Tractor with Dozer and/or Pusher, Trencher, Tugger Hoist, Vac Truck, Vermeer saw (ride on, any size or type), Welder CLASSIFICATION C: A Frame Winch Hoist on Truck, Articulated Heavy Hauler, Aggregate Plant, Asphalt or Concrete Grooving Machine (ride on), Ballast Regulator(Ride-on), oiler (used in conjunction with production), Bituminous Heater (self-propelled), oat (powered), Cement and Bin Operator, Concrete Pavement Spreader and Finisher Concrete Paver or Mixer (16S and under), Concrete Saw (self-propelled), Conveyor, Deck Hand, Directional Drill Machine Locator, Drill (Core and Well), Farm Tractor with accessories, Fine Grade Machine, Fireman, Fork Lift, Form Tamper, Grout Pump, Gunite Machine, Hammers (Hydraulic self-propelled), Hydra-Spiker (ride-on), Hydraulic Pump (jacking system), Hydro -Blaster (Water), Mulching Machine, Oiler, Parapet Concrete or Pavement Grinder, Post Hole Digger and Post Driver, Power Broom (towed), Power Heaterman, Power Sweeper, Revinius Widener, Roller (Grade and Fill), Scarifier (ride-on), Shell Winder, Skid steer loader (Bobcat or similar), Span-Saw (ride-on), Steam Cleaner, Tamper (ride-on), Tie Extractor (ride-on), Tie Handler (ride-on), Tie Inserter (ride-on), Tie Spacer (ride-on), Tire Repair, Track Liner (ride-on), Tractor, Tractor (with towed accessories), Vibratory Compactor, Vibro Tamp, Well Point, and the following hands-off equipment: Compressors, Dust Collectors, Generators, Pumps, Welding Machines, Light Plants and Heaters Page 80 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County - Note for all above classifications of Operating Engineer - In the event that equipment listed above is operated by robotic control, the classification covering the operation will be the same as if manually operated. WAGES per hour 07/01/2013 $ 37.67 36.06 35.15 32.58 Master Mechanic Class A* Class B Class C 07/01/2014 $ 39.02 37.41 36.50 33.93 Additional $2.00 per hour for All Employees who work a single irregular work shift starting from 5:00 PM to 1:00 AM that is mandated by the Contracting Agency. Additional $2.50 per hr. for hazardous waste removal work on State and/or Federally designated waste site which require employees to wear Level C or above forms of personal protection. (*) Premiums for CRANES is based upon Class A rates with the following premiums: - Additional $4.00 per hr for Tower Cranes, including self erecting. - Additional $3.00 per hr for Lattice Boom Cranes and all other cranes with a manufacturers rating of fifty (50) tons and over. - Additional $2.00 per hr for all Hydraulic Cranes and Derricks with a manufacturer's rating of 49 ton and below, including boom trucks. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 23.35 $ 24.10 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If the holiday falls on Sunday, it will be celebrated on Monday. If the holiday falls on a Saturday, it will be celebrated on Saturday. REGISTERED APPRENTICES Wages per hour 1000 hours terms at the following percentage of Journeyman's wage Class B 1st 60% 2nd 70% 3rd 80% 4th 90% Supplemental Benefits per hour worked All Terms 07/01/2013 $ 18.75 07/01/2014 $ 19.50 1-158H/H Alb Operating Engineer - Marine Construction 02/01/2014 JOB DESCRIPTION Operating Engineer - Marine Construction DISTRICT 4 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per Hour: DREDGING OPERATIONS CLASS A Operator, Leverman, Lead Dredgeman CLASS A1 Dozer,Front Loader Operator CLASS B Spider/Spill Barge Operator, Tug Operator(over1000hp), 07/01/2013 $ 32.89 To conform to Operating Engineer Prevailing Wage in locality where work is being performed including benefits. $ 28.49 Page 81 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County OperatorII, Fill Placer, Derrick Operator, Engineer, Chief Mate, Electrician, Chief Welder, Maintenance Engineer Certified Welder, Boat Operator(licensed) $ 26.84 CLASS C Drag Barge Operator, Steward, Mate, Assistant Fill Placer, $ 26.14 Welder (please add)$ 0.06 Boat Operator $ 25.29 CLASS D Shoreman, Deckhand, Rodman, Scowman, Cook, Messman, Porter/Janitor $ 21.09 Oiler(please add)$ 0.09 SUPPLEMENTAL BENEFITS Per Hour: THE FOLLOWING SUPPLEMENTAL BENEFITS APPLY TO ALL CATEGORIES All Classes A & B 07/01/2013 $ 8.45 plus 7% of straight time wage overtime hours add $ 0.63 All Class C $ 8.10 plus 8% of straight time wage overtime hours add $ 0.48 All Class D $ 7.85 plus 8% of straight time wage overtime hours add $ 0.33 OVERTIME PAY See (B, F, R) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 15, 26) on HOLIDAY PAGE 4-25a-MarConst Operating Engineer - Survey Crew 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: : The Northern portion of the county from the Northern boundry line of the City of Poughkeepsie north. Genesee: Only that portion of the county that lies east of a line down the center of Route 98 to include all area that lies within the City of Batavia WAGES Per hour: SURVEY CLASSIFICATIONS: Page 82 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and, in general, assists the Survey Party. 07/01/2013 Party Chief Instrument person Rod person 07/01/2014 $ 34.02 31.16 22.75 $ 35.49 32.53 23.83 07/01/2015 $ 36.53 33.46 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 22.25 $ 22.75 $ 23.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: One year or 1000 hour terms at the following wage rates. 07/01/2013 1st year 2nd year 3rd year 07/01/2014 $ 13.65 15.93 18.20 07/01/2015 $ 14.30 16.68 19.06 $ 14.68 17.12 19.57 $ 22.75 $ 23.75 SUPPLEMENTAL BENEFITS per hour worked: $ 22.25 6-545 D.H.H. Operating Engineer - Survey Crew - Consulting Engineer 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew - Consulting Engineer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: The northern portion of the county from the northern boundry line of the City of Poughkeepsie north. Genesee: Entire county except that portion of the county that lies west of a line down the center of Route 98 excluding that area that lies within the City of Batavia. WAGES Per hour: Feasibility and preliminary design surveying, line and grade surveying for inspection or supervision of construction when performed under a Consulting Engineer Agreement. SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and in general, assists the Survey Party. Party Chief Instrument person 07/01/2013 07/01/2014 07/01/2015 $34.02 31.16 $35.49 32.53 $36.53 33.46 Page 83 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Rod person Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County 22.75 23.83 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: $22.25 $22.75 $23.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 6-545 DCE Operating Engineer - Tunnel 02/01/2014 JOB DESCRIPTION Operating Engineer - Tunnel DISTRICT 5 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: Northern part of Dutchess to the northern boundary line of the City of Poughkeepie then due east to Route 115 to Bedelt Road then east along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Rte. 343 then along Rte. 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to Connecticut. Genesee: Only that portion of the county that lies east of a linedrawn down the center of Route 98 and the entirety of the City of Batavia. WAGES Crane 1: All cranes, including self erecting to be paid $4.00 per hour over the Class A rate. Crane 2: All Lattice Boom Cranes and all other cranes with a manufacturer's rating of fifty (50) ton and over to be paid $3.00 per hour over Class A rate. Crane 3: All hydraulic cranes and derricks with a manufacturer's rating of forty nine (49) ton nad below, including boom trucks, to be paid $2.00 per hour over Class A rate. MASTER MECHANIC/CHIEF TUNNEL ENG.: CLASS A: Automatic Concrete Spreader (CMI Type); Automatic Fine Grader; Backhoe (except tractor-mounted,rubber tired); Belt Placer (CMI Type); Blacktop Plant (Automated); Cableway; Caisson Auger; Central Mix Concrete Plant (Automated); Concrete Curb Machine (Selfpropelled slipform) Concrete Pump (8" or over); Dredge; Dual Drum Paver; Any Mechanical Shaft Drill; Excavator (all purpose-hydraulicGradall or Similar); Fork Lift (factory rated 15 ft and over); Front End Loader (4 c.y & over); Gradall; Head Tower (Sauerman or Equal), Hoist Shaft; Hoist (two or three Drum); Mine Hoist; Maintenance Engineer (Shaft and Tunnel) ; Mine Hoist; Mucking Machine or Mole, Overhead Crane (Gantry or Straddle Type); Pile Driver; Power Grader; Remote Controlled Mole or Tunnel Mach.; Scraper; Shovel; Side Boom; Slip Form Paver (If a second man is needed, he shall be an Oiler); Tractor Drawn Belt Type Loader; Tripper/Maintenance Eng.(Shaft & Tunnel); Truck or Trailer Mounted Log Chipper (self-feeding); Tug Operator (Manned rented equip. excluded); Tunnel Shovel; Mining Machine(Mole and Similar Types). CLASS B: Automated Central Mix Concrete Plant; Backhoe Trac-Mtd, Rubber Tired); Backhoe (topside); Bitum. Spred. & Mixer, Blacktop Plant non-automated); Blast or Rotary Drill (Truck or Tractor Mounted); Boring Machine; Cage Hoist; Central Mix Plant(NonAutomated) and All Concrete Batching Plants; Compressors (4 or less exceeding 2,000 c.f.m. combined capacity); Concrete Pump; Crusher; Diesel Power Unit; Drill Rigs (Tractor Mounted); Front End Loader (under 4 c.y.); Grayco Epoxy Machine; Hoist (One Drum); Hoist 2 or 3 Drum (Topside); Kolman Plant Loader & Similar Type Loaders (if Employer requires another person to clean the screen or to maintain the equipment, he shall be an Oiler); L.C.M. Work Boat Operator; Locomotive; Maint. Eng. (Topside ); Grease Man; Welder; Mixer (for stabilized base-self propelled); Monorail Machine; Plant Eng.; Personnel Hoist; Pump Crete; Ready Mix Concrete Plant; Refrigeration Equipment (for soil stabilization); Road Widener; Roller (all above sub-grade); Sea Mule; Shotcrete Mach.; Shovel (Topside); Tractor with Dozer and/or Pusher; Trencher; Tugger Hoist; Tunnel Locomotive; Winch and Winch Cat. CLASS C: A Frame Truck; Ballast Regulator (ride-on); Compressors (4 under 2,000 cfm combined capacity; or 3 or less with more than 1200 cfm. but not to exceed 2,000 cfm); Compressors (any size but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-4 of any type or combination); Concrete Pavement Spreaders and Finishers; Conveyor; Drill (core); Drill well; Elec Pump Used in Conjunction with Well Point System; Farm Tractor with Accessories; Fine Grade Machine; ForkLift (under 15 ft); Grout Pump (over (5) cu. ft.; Gunite Machine; Hammers (hydraulic- self propel.); Hydra-Spiker-Ride on; Hydra-Blaster; Hydra Blaster (water); Motorized Form Carrier; Post Hole Digger & Post Driver; Power Sweep; Roller grade & fill); Scarifer (Ride on); Span-Saw (Ride-on); Submersible Electric Pump (when used in lieu of well point system); Tamper (Ride-on); Tie-Extractor, Tie Handler, Tie Inserter, Tie Spacer and Track Liner (Ride-on); Tractor (with towed accessories); Vibratory Compactor; Vibro Tamp, Well Point. Page 84 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County CLASS D: Aggregate Plant; Cement & Bin Operator; Compressors( 3 or less not to exceed 1,200 c.f.m. combined capacity); Compressors( any size, but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-3 or less-any type or combination); Concrete Saw (self propelled); Fireman; Form Tamper; Hydraulic Pump (jacking system); Light Plants; Mulching Machine; Oiler; Parapet Concrete or Pavement Grinder; Power Broome towed; Power Heaterman; Revinius Widener; Shell Winder; Steam Cleaner and Tractor; Greaseman; Junior Engineer. Per hour: 07/01/2013 07/01/2014 Crane 1 $ 42.48 $ 43.68 Crane 2 41.48 42.68 Crane 3 40.48 41.68 Master Mechanic 40.61 41.81 CLASS A 38.48 39.68 CLASS B 37.26 38.46 CLASS C 34.47 35.67 CLASS D 31.46 32.66 On hazardous waste work bid, on a state or federally designated hazardous waste site, where the Operating Engineer is in direct contact with hazardous material and when personal protective equipment is required for respiratory, skin and eye protection, the Operating Engineer shall receive the hourly wage plus $5.00 per hour. Fringe benefits will be paid at the contractual hourly wage. SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 23.65 $ 24.55 OVERTIME PAY See (B, B2, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (1000) hours terms at the following percentages. 1st term 2nd term 3rd term 4th term 60% of Class D 65% of Class C 70% of Class B 75% of Class A Supplemental Benefits per hour paid: $ 23.65 $ 24.55 5-832TL. Painter 02/01/2014 JOB DESCRIPTION Painter DISTRICT 1 ENTIRE COUNTIES Albany, Fulton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie WAGES Per hour 07/01/2013 Painter\Wallcover Drywall Finishers Spray Rate Structrual Steel* Lead Abatement Lead Abatement on 05/01/2014 Additional $ 26.84 26.84 26.84 27.84 27.84 $ 1.35** 1.35** 1.35** 1.35** 1.35** Page 85 05/01/2015 Additional $ 1.40** 1.40** 1.40** 1.40** 1.40** Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Structural Steel Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County 28.84 1.35** 1.40** (*)Employees working on objects with the use of swing stage, boatswain chair, pick and cables only will be paid at Structural Steel rate. (**)To be allocated at a later date Bridge Painter See Bridge Painter rates for the following work: All Bridges and Tanks SUPPLEMENTAL BENEFITS Per hour worked Journeyman $10.62 OVERTIME PAY See (B, E2, H) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If the holiday falls on Sunday, it shall be observed on Monday. REGISTERED APPRENTICES Wages per hour 900 hour terms at the following percentage of Journeyman's base wage 1st 45% 2nd 50% 3rd 60% 4th 70% 5th 80% 6th 90% Supplemental Benefits per hour worked All Terms $10.62 1-466-Z1 Painter - Bridge & Structural Steel 02/01/2014 JOB DESCRIPTION Painter - Bridge & Structural Steel DISTRICT 9 ENTIRE COUNTIES Albany, Bronx, Clinton, Columbia, Dutchess, Essex, Franklin, Fulton, Greene, Hamilton, Kings, Montgomery, Nassau, New York, Orange, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Suffolk, Sullivan, Ulster, Warren, Washington, Westchester WAGES Per Hour Worked: STEEL: Bridge Painting 07/01/2013 10/1/2013 $52.13 $53.13 Power Tool/Spray is an additional $6.00 per hour above hourly rate, whether straight time or overtime Note: Generally, for Bridge Painting Contracts, ALL WORKERS on and off the bridge (including Flagmen) are to be paid Painter's Rate; the contract must be ONLY for Bridge Painting. SUPPLEMENTAL BENEFITS Per Hour Worked: 07/01/2013 10/1/2013 $27.05* $27.55* Hourly Rate after 40 hours from May 1st to Nov. 15th $6.75 only $6.75 only Hourly Rate after 50 hours from Nov. 16th to April 30th $6.75 only $6.75 only Journeyworker *For the period of May 1st to November 15th: This rate shall be paid up to maximum of forty (40) hours worked per week. For all hours exceeding 40, the hourly rate shall drop to the hourly rate shown above by date. EXCEPT for the first and last week of employment on the project, and for the weeks of Memorial Day, Independence Day and Labor Day, this rate shall be paid for the actual number of hours worked. Page 86 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County *For the period of November 16th to April 30th: This rate shall be paid up to a maximum of fifty (50) hours worked per week. For all hours exceeding 50, the hourly rate shall drop to the hourly rate shown above by date. OVERTIME PAY See (A, F, R) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (4, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (Wage per hour Worked): Apprentices: (1) year terms 1st 90 days 1st year after 90 days 2nd year 3rd year 07/01/2013 $20.85 $20.85 $31.28 $41.70 10/01/2013 $21.25 $21.25 $31.88 $42.50 07/01/2013 $ 8.45 $ 8.70 $19.15 $23.10 10/01/2013 $ 8.65 $ 8.90 $19.45 $23.50 Supplemental Benefits per hour worked: 1st 90 days 1st year after 90 days 2nd year 3rd year 9-DC-9/806/155-BrSS Painter - Line Striping 02/01/2014 JOB DESCRIPTION Painter - Line Striping DISTRICT 9 ENTIRE COUNTIES Albany, Bronx, Clinton, Columbia, Dutchess, Essex, Franklin, Fulton, Greene, Hamilton, Kings, Montgomery, Nassau, New York, Orange, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Suffolk, Sullivan, Ulster, Warren, Washington, Westchester WAGES Per hour: Painter (Striping-Highway): 07/01/2013 Striping-Machine Operator* Linerman Thermoplastic $ 27.11 $ 32.37 Note: * Includes but is not limited to: Positioning of cones and directing of traffic using hand held devices. Excludes the Driver/Operator of equipment used in the maintenance and protection of traffic safety Four (4), ten (10) hour days may be worked at straight time during a week. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour paid: Journeyworker: 07/01/2013 Striping-Machine operator Linerman Thermoplastic $ 14.18 $ 14.55 OVERTIME PAY See (B, E, E2, S) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 20) on HOLIDAY PAGE See (5, 8, 11, 12, 15, 16, 17, 20, 21, 22) on HOLIDAY PAGE 9-1456-LS Painter - Metal Polisher 02/01/2014 JOB DESCRIPTION Painter - Metal Polisher DISTRICT 9 ENTIRE COUNTIES Page 87 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES 07/01/2013 Metal Polisher Metal Polisher** Metal Poilsher*** $ 27.15 $ 28.24 $ 30.65 **Note: Applies on New Construction & complete renovation *** Note: Applies when working on scaffolds over 34 feet. SUPPLEMENTAL BENEFITS Per Hour: 07/01/2013 Journeyworker: All classification $ 13.61 OVERTIME PAY See (B, E, E2, P, T) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 11, 15, 16, 25, 26) on HOLIDAY PAGE See (5, 6, 9, 11, 15, 16, 25, 26) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One (1) year term at the following wage rates: 1st $11.00 2nd $12.50 3rd $15.50 Supplentals benefits: Per hour paid: 1st $ 9.94 2nd $10.31 3rd $10.51 9-8A/28A-MP Plumber 02/01/2014 JOB DESCRIPTION Plumber DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Fulton, Greene, Montgomery, Rensselaer, Schenectady, Schoharie PARTIAL COUNTIES Hamilton: Only the Towns of Arietta, Benson, Hope, Inlet, Lake Pleasant, Morehouse and Wells. Saratoga: Only the Towns of Charlton, Clifton Park, Galway,Halfmoon, Milton, Stillwater and Waterford and the city of Mechanicville. WAGES Per hour: Plumber: Pipefitter, Steamfitter 07/01/2013 09/01/2013 05/01/2014 Additional 05/01/2015 Additional $ 36.02 $ 35.27 $ 2.05* $ 2.05* $ 22.26 $ 23.01 (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman OVERTIME PAY See (B1, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Whenever a Holiday falls on Saturday, the preceding day, Friday, shall be observed as the Holiday. If a Holiday falls on a Sunday, the following day, Monday shall be observed as the Holiday. Page 88 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County REGISTERED APPRENTICES Wages per hour One year terms at the following percentage of Journeyman's wage. 1st 45 % 2nd 55 % 3rd 65 % 4th 75 % 5th 90 % Supplemental Benefits per hour worked: 07/01/2013 Apprentices 09/01/2013 $ 22.26 $ 23.01 1-7-SF Roofer 02/01/2014 JOB DESCRIPTION Roofer DISTRICT 2 ENTIRE COUNTIES Broome, Chemung, Chenango, Delaware, Otsego, Schoharie, Schuyler, Steuben, Tioga, Tompkins WAGES Per hour: 07/01/2013 Roofer, Waterproofer Pitch Work $23.62 24.37 SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $14.07 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: Six month terms at the following percentage of Journeyman's wage. 1st. 60% 2nd. 65% 3rd. 70% 4th. 75% 5th. 80% 6th. 90% SUPPLEMENTAL BENEFITS per hour: 1st term 2nd term 3rd term 4th term 5th term 6th term $11.33 11.64 11.96 12.28 12.60 13.23 2-203elmi Sheetmetal Worker 02/01/2014 JOB DESCRIPTION Sheetmetal Worker DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington WAGES Per hour Sheetmetal Worker 07/01/2013 06/01/2014 Additional 06/01/2015 Additional $ 31.39 $ 2.10* $ 2.15* Page 89 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County (*) To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 23.58 +3% of wage OVERTIME PAY See ( B,E*,Q,) on OVERTIME PAGE * Time and one half 1st 8 hours on Saturday. Double the hourly rate all additional Saturday hours. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE When any holiday falls on Saturday, the Friday before such holiday shall be recognized as the legal holiday. Any holiday falling on Sunday, the following Monday shall be recognized as the legal holiday. REGISTERED APPRENTICES Wages per hour 6 Month Terms at the following rate: 1st term 2nd term 3rd term 4th term 5th term 6th term 7th term 8th term 9th term 10th term $ 16.40 17.77 18.46 19.15 19.31 20.26 21.85 23.44 25.03 26.62 Supplemental Benefits per hour worked 1st term 2nd term 3rd term 4th term 5th term 6th term 7th term 8th term 9th term 10th term (*) Plus additional 3% of wage $ 14.77* 15.18* 15.39* 15.59* 19.70* 20.00* 20.51* 21.03* 21.54* 22.05* 1-83 Sprinkler Fitter 02/01/2014 JOB DESCRIPTION Sprinkler Fitter DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour Sprinkler Fitter 07/01/2013 $ 29.83 SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 20.52 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Page 90 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the following Monday shall be considered a holiday and all work performed on either day shall be at the double time rate. When a holiday falls on Saturday, the preceding Friday shall be considered a holiday and all work performed on either day shall be at the double time rate. REGISTERED APPRENTICES Wages per hour For Apprentices HIRED PRIOR TO 04/01/2010: One Half Year terms at the following wage 1st $ 15.08 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 5th $ 19.28 6th $ 20.79 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 5th $ 19.28 6th $ 20.79 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 Supplemental Benefits per hour worked 07/01/2013 1st & 2nd Terms $ 8.60 3rd Term 14.87 4th Term 14.91 5th Term 20.21 6th Term 20.25 7th Term 20.30 8th Term 20.34 9th Term 20.39 10th Term 20.43 For Apprentices HIRED ON OR AFTER 04/01/2010: One Half Year terms at the following wage 1st $ 13.57 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 Supplemental Benefits per hour worked 07/01/2013 1st Term $ 8.56 2nd Term 8.60 3rd Term 14.87 4th Term 14.91 5th Term 15.46 6th Term 15.50 7th Term 15.55 8th Term 15.59 9th Term 15.64 10th Term 15.68 1-669 Teamster - Building 02/01/2014 JOB DESCRIPTION Teamster - Building DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Fulton, Greene, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Washington PARTIAL COUNTIES Warren: Only the Townships of Bolton, Warrensburg, Thurman,Stony Creek, Lake George, Lake Luzerne and Queensbury. WAGES GROUP # A: Straight trucks, winch, transit mix on the site, road oilers, dump trucks, pick-ups, panel, water trucks, fuel trucks on the site (including nozzle). GROUP # B: Low boy or Low boy trailer, Euclids or similar equipment. WAGES per hour 07/01/2013 Page 91 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Group A Group B Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County $25.27 $25.57 SUPPLEMENTAL BENEFITS Per hour worked Journeyman 07/01/2013 $ 17.06 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: Any holiday which occurs on Sunday shall be observed the following Monday. 1-294 Teamster - Heavy&Highway 02/01/2014 JOB DESCRIPTION Teamster - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Columbia, Fulton, Greene, Montgomery, Rensselaer, Saratoga, Schenectady, Schoharie, Washington PARTIAL COUNTIES Warren: Only the Townships of Bolton, Warrensburg, Thurman, Stony Creek, Luzerne, Caldwell, and Queensbury. WAGES GROUP #1: Warehousemen, Yardmen, Truck Helpers, Pickups, Panel Trucks, Flatboy Material Trucks(straight jobs), Single Axel Dump Trucks, Dumpsters, Material Checkers and Receivers, Greasers, Truck Tiremen, Mechanics Helpers and Parts Chasers. GROUP #2: Tandems and Batch Trucks, Mechanics, Dispatcher. GROUP #3: Semi-Trailers, Low-boy Trucks, Asphalt Distribitor Trucks, and Agitator, Mixer Trucks and dumpcrete type vehicles, Truck Mechanic, Fuel Trucks. GROUP #4: Specialized Earth Moving Equipment, Euclid type, or similar off-highway,where not self-loading, Straddle (Ross) Carrier, and self-contained concrete mobile truck. GROUP #5: Off-highway Tandem Back-Dump, Twin Engine Equipment and Double-Hitched Equipment where not self-loading. WAGES per hour Group #1 Group #2 Group #3 Group #4 Group #5 07/01/2013 07/01/2014 07/01/2015 $26.67 26.72 26.81 26.92 27.07 $26.92 26.97 27.06 27.17 27.32 $26.92 26.97 27.06 27.17 27.32 Hazardous waste projects that require a Level C or greater protection shall be paid an additional $ 1.00 per hour. All employees who work a single irregular work shift starting between 5pm and 1 am on governmental mandated night shifts shall be paid an additional $1.50 per hour. For work bid on or after April 1, 1995, there shall be a 12 month carryover of the negotiated rate in effect at the time of the bid. ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Friday. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour paid: $17.77 + $1.00 per hour $19.26 + $1.00 per hour Page 92 $20.90 + $1.00 per hour Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 worked Published by the New York State Department of Labor PRC Number 2014001433 Schoharie County worked worked OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 1-294h/h Welder 02/01/2014 JOB DESCRIPTION Welder DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour Welder 07/01/2013 (To be paid the same rate of the mechanic performing the work) OVERTIME PAY HOLIDAY 1-As Per Trade Page 93 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County St. Lawrence County General Construction Boilermaker 02/01/2014 JOB DESCRIPTION Boilermaker DISTRICT 6 ENTIRE COUNTIES Cayuga, Clinton, Cortland, Franklin, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Seneca, St. Lawrence, Tompkins WAGES Per hour: 07/01/2013 01/01/2014 $ 29.00 $ 29.13 $ 23.39 $ 24.41 Boilermaker SUPPLEMENTAL BENEFITS Per hour paid: Journeyman *IMPORTANT NOTE ( Portion of supplemental benefits per hour paid at same premium as shown for overtime. ) Journeyman $ 22.20* $ 23.22* OVERTIME PAY See (B,E,Q) on OVERTIME PAGE. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 15, 25) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the day observed by the State or Nation shall be observed. When Christmas Day and New Year's fall on Saturday, Friday will be observed as the holiday. REGISTERED APPRENTICES WAGES per hour: Six month terms at the following percentage of Journeyman's wage. 07/01/2013 01/01/2014 1st 65% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% 8th 95% $18.85 18.93 $18.85 18.93 $20.30 20.39 $21.75 21.95 $23.20 23.30 $24.65 24.76 $26.10 26.22 $27.55 27.67 2nd $18.07 18.73 3rd $18.83 19.54 4th $19.59 20.35 5th $20.34 21.16 6th $21.11 21.98 7th $21.88 22.79 8th $22.64 23.60 7th $20.69* 21.60* 8th $21.45* 22.41* SUPPLEMENTAL BENEFITS per hour paid: 07/01/2013 01/01/2014 1st $18.07 18.73 *IMPORTANT NOTE (Portion of supplemental benefits per hour paid at same premium as shown for overtime.) 07/01/2013 01/01/2014 1st $16.88* 17.54* 2nd $16.88* 17.54* 3rd $17.64* 18.35* 4th $18.40* 19.16* 5th $19.15* 19.97* 6th $19.92* 20.79* 6-175 Carpenter - Building 02/01/2014 JOB DESCRIPTION Carpenter - Building DISTRICT 6 ENTIRE COUNTIES Jefferson, Lewis, St. Lawrence WAGES Per hour: Carpenter Floorlayer Piledriver Certified Welder** Hazardous Waste Worker 07/01/2013 06/01/2014 *Additional 06/01/2015 *Additional $ 25.75 25.75 26.00 26.75 27.25 $ 1.52 1.52 1.52 1.52 1.52 $ 1.57 1.57 1.57 1.57 1.57 Page 94 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Diver - Wet Day*** Diver - Dry Day Dive Tender Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 61.25 26.75 26.75 0.00 1.52 1.52 0.00 1.57 1.57 *To be allocated at a later date **When the employee is required to be certified and performs DOT or ABS specified welding work. Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. ***Depth pay: 0' to 80' 81' to 100' 101' to 150' 151' and deeper no additional fee additional $0.50 per foot additional $0.75 per foot additional $1.25 per foot ***Penetration pay: 0' to 50' 51' to 100' 101' and deeper no additional fee additional $0.75 per foot additional $1.00 per foot Diver Note: Diver rates apply to all hours worked on the day of the dive. The deepest dive of the day shall constitute the depth pay. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 Journeyman $ 17.50 OVERTIME PAY See (B, E, E2*, Q) on OVERTIME PAGE *Note - Saturday may be used as a make-up day at straight time when an employee has a unexcused absence during the week (applies only to those employees on a project that lost a day on that same project). HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: One year terms at the following percentage of Journeyman's wage. 1st 50% 2nd 60% 3rd 70% 4th 80% SUPPLEMENTAL BENEFITS per hour worked: Appr 1st term Appr 2nd term Appr 3rd term Appr 4th term $ 9.25 9.25 11.85 11.85 6-277 JLS Carpenter - Building / Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Building / Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Wages per hour: 07/01/2013 Carpenter - ONLY for Artificial Turf/Synthetic Sport Surface Installer 07/01/2014 An Additional $ 27.96 $ 0.73* Note - Does not include the operation of equipment. Please see Operating Engineers rates. Page 95 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour Paid: 07/01/2013 Journeyman $ 18.14 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (2, 17) on HOLIDAY PAGE Overtime: See (5, 6, 16) on HOLIDAY PAGE Notes: When a holiday falls upon a Saturday, it shall be observed on the preceding Friday. Whan a holiday falls upon a Sunday, it shall be observed on the following Monday. An employee taking an unexcused day off the regularly scheduled day before or after a paid Holiday shall not receive Holiday pay. REGISTERED APPRENTICES Wages per hour: One year terms at the following percentage of Journeyman's wage: 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour paid: 07/01/2013 Carpenter 1st year term 2nd year term 3rd year term 4th year term $ 9.29 9.29 11.89 11.89 1-42AtSS Carpenter - Heavy&Highway 02/01/2014 JOB DESCRIPTION Carpenter - Heavy&Highway DISTRICT 7 ENTIRE COUNTIES Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, St. Lawrence WAGES Per hour: 07/01/2013 07/01/2014 Additional $ 27.81 27.81 29.31 62.50 28.81 28.81 29.06 29.81 93.75 $1.03 1.03 1.03 Carpenter Piledriver(Heavy/Hiway) Millwright(Heavy/Hiway) Diver Wet Day Diver Dry Day Diver Tender Certified Welder Hazardous Waste* Effluent and Slurry Diver(Wet) 1.03 1.03 1.03 1.03 Depth pay for divers: 0' to 80' 81'to 100' 101'to 150' 151'and deeper no additional fee additional $.50 per foot additional $.75 per foot additional $1.25 per foot Divers' penetration pay 0' to 50' 51' to 100' 101'and deeper no additional fee additional $.75 per foot additional $1.00 per foot *Hazardous site requiring protective gear. Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Friday, provided the project duration is more than forty (40) hours. Page 96 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 17.95 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE Conditions: Multiple shift operations - 2nd or 3rd shifts are paid at the same rate as that in effect on the calendar day the first shift started. HOLIDAY Paid: See (2, 17) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Whenever a Holiday falls on Sunday, it will be observed the following Monday. When a Holiday falls on Saturday, it will be observed the preceding Friday. REGISTERED APPRENTICES Wage per hour ( 1 ) year terms at the following percentages of journeyman's' wage. 1st 2nd 50% 60% 3rd 70% 4th 80% Supplements per hour worked Term 1 $ 9.25 Carpenter Apprentice Term 2 $ 9.25 Term 3 $ 11.85 Term 4 $ 11.85 7-277 oneidah Electrician 02/01/2014 JOB DESCRIPTION Electrician DISTRICT 6 ENTIRE COUNTIES Clinton, Essex, Franklin, Jefferson, Lewis, St. Lawrence WAGES Per hour: 07/01/2013 Electrician Cable Splicer Tunnel Worker, Welder $ 32.00 33.50 33.50 NOTE: A) Shift Work: The following rates will apply on all Contracting Agency mandated shifts worked between the hours listed below. The employer may be permitted to adjust the starting hours of the shift by up to two (2) hours if required by the agency. If a shift begins outside of the stated shift hours, the rate paid would be determined by what shift the majority of the hours were worked. 1st shift: 2nd shift: 3rd shift: 8:00 AM to 4:30 PM Regular wage rate 4:30 PM to 1:00 AM Regular wage rate plus 17.3% 12:30 AM to 9:00 AM Regular wage rate plus 31.4% B) Additional $1.50 per hour for all underground and tunnel work, working 35 feet or more on scaffolds, ladders, towers, steeples, structural steel, or mechanical lifts over 65 feet. ** IMPORTANT NOTICE - EFFECTIVE 07/01/2012 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour paid: $ 16.93 *plus 3% of gross wage * NOTE: THE 3% IS BASED ON THE HOURLY WAGE PAID ON STRAIGHT TIME RATE OR PREMIUM TIME RATE. Page 97 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: Hourly terms at the following percentage of Journeyman's wage. Electrician Cable Splicer, Tunnel 1-1000 40% $12.80 to 2000 45% $14.40 to 3500 50% $16.00 to 5000 60% $19.20 to 6500 70% $22.40 to 8000 80% $25.60 $14.30 $15.90 $17.50 $20.70 $23.90 $27.10 SUPPLEMENTAL BENEFITS per hour worked: Appr 1st & 2nd term $7.92 * plus 3% of gross wage Appr All other terms $16.93 * plus 3% of gross wage paid. * NOTE: THE 3% IS BASED ON THE HOURLY WAGE PAID ON STRAIGHT TIME RATE OR PREMIUM TIME RATE. 6-910 Elevator Constructor 02/01/2014 JOB DESCRIPTION Elevator Constructor DISTRICT 6 ENTIRE COUNTIES Broome, Cayuga, Chenango, Cortland, Franklin, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, St. Lawrence, Tioga, Tompkins PARTIAL COUNTIES Delaware: Only the towns of: Tompkins, Walton, Masonville, Sidney, Franklin and Deposit. WAGES Per hour: Elevator Constructor Helper 07/01/2013 01/01/2014 01/01/2015 $40.84 28.59 41.40 28.98 42.03 29.42 ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday, except work on general repairs and modernization. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: $25.185* $26.785* $28.385* *plus 6% of wage (under 5 years service) *plus 8% of wage (after 5 years service) OVERTIME PAY See (D, M, T) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 15, 16) on HOLIDAY PAGE Overtime: See (5, 6, 15, 16) on HOLIDAY PAGE NOTE: When a paid holiday falls on a Saturday, it shall be observed on Friday. When a paid holiday falls on Sunday, it shall be observed on Monday. REGISTERED APPRENTICES WAGES: One year terms at the following percentage of Journeyman's wage. Page 98 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 1st 55% 2nd 65% 3rd 70% Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 4th 80% SUPPLEMENTAL BENEFITS: Same as Journeyman above 6-62.1 Glazier 02/01/2014 JOB DESCRIPTION Glazier DISTRICT 5 ENTIRE COUNTIES Jefferson, Lewis, Livingston, Monroe, Ontario, Seneca, St. Lawrence, Wayne, Yates WAGES Per hour: 07/01/2013 Glazier $ 24.25 Additional $ .50 per hr for all swing stagework, belt work, open steel or scaffolding 25' or more from ground, floor or roof levels. ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 18.00 OVERTIME PAY See ( B, E*, E2, Q**, Note ) on OVERTIME PAGE. Note: * Double time after 8 hours on Saturday. ** Emergency work on Sunday is 1 1/2 times the hourly rate. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES 1000 hours terms at the following percentage of journeyman's wage. 1st. 50% 2nd. 55% 3rd. 60% 4th. 65% 5th. 70% 6th. 75% 7th. 80% 8th. 90% Supplemental Benefits per hour worked: Appr. 1st & 2nd term Appr. 3rd term Appr. 4th term Appr. 5th term Appr. 6th term Appr. 7th term Appr. 8th term $ 13.15 16.06 16.30 16.55 16.79 17.03 17.52 5-677.1 Insulator - Heat & Frost 02/01/2014 JOB DESCRIPTION Insulator - Heat & Frost DISTRICT 6 ENTIRE COUNTIES Broome, Cayuga, Chemung, Chenango, Cortland, Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Otsego, Schuyler, Seneca, St. Lawrence, Tioga, Tompkins WAGES Per hour: Insulation Installer (On mechanical systems only) 07/01/2013 $30.15 Page 99 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED SHIFTS WORKED. 1ST SHIFT 2ND SHIFT 3RD SHIFT $30.15 34.68 37.69 ** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 Journeyman $18.33 OVERTIME PAY See (*B1, Q) on OVERTIME PAGE * Note: First 10 hours on Saturday HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (4,6) on HOLIDAY PAGE. Also Easter. Triple time for Labor Day if worked. REGISTERED APPRENTICES WAGES: One year terms at the following percentage of Journeyman's wage 1st 50% $15.08 2nd 60% $18.09 3rd 70% $21.11 4th 80% $24.12 SUPPLEMENTAL BENEFITS per hour worked: 1st & 2nd years 3rd & 4th years $16.33 18.33 6-30-Syracuse Ironworker 02/01/2014 JOB DESCRIPTION Ironworker DISTRICT 7 ENTIRE COUNTIES Franklin, Herkimer, Lewis, Oneida, St. Lawrence PARTIAL COUNTIES Chenango: Only the Townships of Columbus, New Berlin, North Norwich,Plymouth, Sherburne and Smyrna. Fulton: Only the Townships of Caroga, Ephratah ,Oppenheim, Strafford. Hamilton: Only the Townships of Arietta, Indian Lake, Lake Pleasant,Long Lake and Morehouse. Jefferson: Only the Townships of Antwerp, Champion, Philadelphia andWilna. Madison: Only the Townships of Brookfield, Eaton, Hamilton, Lebanon,Madison, Oneida and Stockbridge. Montgomery: Only the Townships of Canajoharie, Minden, Palatine and St.Johnsville. Otsego: Only the Townships of Burlington, Cherry Valley, Decatur,Edmeston, Exeter, Hartwick, Middlefield, New Lisbon, Otsego, Pittsfield, Plainfield, Richfield,Roseboom,Springfield and Westford, and Village of Cooperstown. WAGES Per hour Structural/Reinforcing Mach. Mover/Ornamental Stone Derrickman Chain Link Fence Sheeter Bucker-Up Sheeter Ironworker Pre-engineered Building Window Erector Precast Erector Welder 07/01/2013 $ 25.00 25.00 25.00 25.00 25.00 25.00 25.00 25.00 25.00 25.00 SUPPLEMENTAL BENEFITS Page 100 05/01/2014 additional $ 1.20 1.20 1.20 1.20 1.20 1.20 1.20 1.20 1.20 1.20 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Per hour worked: Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 07/01/2013 Journeyman $ 23.99 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Any holiday which occurs on Sunday shall be observed the following Monday.(Overtime code Q if worked). REGISTERED APPRENTICES Wage per hour (Hour) terms at the following percentage of Journeyman's wage. to 1500 to 3000 to 4500 07/01/2013 $ 16.00 $ 18.00 $ 20.00 to 6000 $ 22.00 Supplemental Benefits per hour worked: to 1500 07/01/2013 $ 9.60 to 6000 $17.79 to 3000 $ 15.97 to 4500 $ 16.88 7-440 Laborer - Building 02/01/2014 JOB DESCRIPTION Laborer - Building DISTRICT 7 ENTIRE COUNTIES Franklin, Jefferson, Lewis, St. Lawrence WAGES Group #1: Basic, All Mason Tenders. Group #2: All other Laborers (except as noted). Group #3: Drilling equipment, only where run by separate air compressor unit WAGEGroup #4: Blasters and asbestos removal Wages per hour: 07/01/2013 Building Laborer: Group # 1 Group # 2 Group # 3 Group # 4 $ 21.83 22.03 22.23 22.43 These rates also apply on any masonry-type construction (block or brick with mortar), and on parking garages. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 All groups $ 18.55 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: (Hour) terms at the following percentages of Journeyman's wage: to 1000 to 2000 to 3000 to 4000 60% 70% 80% 90% Supplements per hour worked: All terms $ 18.55 7-322 Laborer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Laborer - Heavy&Highway DISTRICT 7 Page 101 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County ENTIRE COUNTIES Franklin, Jefferson, Lewis, St. Lawrence WAGES GROUP # A: Basic, Drill Helper, Flagman. GROUP # B: Bull Float(for strike-off only), Chain Saw, Concrete Aggregate Bin, Concrete Bootmen, Gin Buggy, Hand or Machine Vibrator, Jack Hammer, Mason Tender, Mortar Mixer, Pavement Breaker, Handlers of all Steel Mesh, Small Generators for Laborers' Tools, Installation of Bridge Drainage Pipe, Pipe Layers, Vibrator Type Rollers, Tamper, Drill Doctor, Tail or Screw Operator on Asphalt Paver, Water Pump Operators(1-1/2" and Single Diaphragm), Nozzle (Asphalt, Gunite, Seeding, and Sand Blasting), Laborers on Chain Link Fence Erection, Rock Splitter and Power Unit, Pusher Type Concrete Saw and all other Gas, Electric, Oil and Air Tool Operators, Wrecking Laborer. GROUP # C: Drilling Machine(only where separate air compressor unit supplies power),Acetylene Torch Operators, Asphalt Raker and Powderman. Group #D: Blasters, Form Setters, Stone or Granite Curb Setters. WAGES per hour: 07/01/2013 Heavy/Highway Laborer: GROUP # A GROUP # B GROUP # C GROUP # D $23.36 23.56 23.76 23.96 07/01/2014 Additional All Groups $ 1.25 07/01/2015 Additional All Groups $ 1.25 Additional $2.00 per hr. over base rate for work on a State or Federally designated waste site & where relevant State or Federal regulations require employees to use or wear forms of personal protection; Hazardous waste, Lead abatement, Asbestos Removal, etc. *Employees working a single irregular work shift on governmental mandated night work shall receive an additional $1.75 per hour. Four(4), ten(10) hour days may be worked at straight time during a week, Monday thru Friday. NOTE-In order to use the '4 Day/10 Hour Work Schedule,' Employer Registration for Use of 4 Day/10 Hour Work Schedule,' for PW30R; additionally, thee must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 All Groups $18.55 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (Hour)terms at the following percentage of Journeyman's wage. to 1000 to 2000 to 3000 to 4000 60% 70% 80% 90% Supplemental benefits per hour worked: All terms $ 18.55 7-322/2h Laborer - Tunnel 02/01/2014 JOB DESCRIPTION Laborer - Tunnel DISTRICT 7 ENTIRE COUNTIES Franklin, Jefferson, Lewis, St. Lawrence WAGES There shall be a twelve (12) month carryover from the bid date of the posted proposal wage and fringe benefit rates. However, if the project documents contain multiyear wage rate schedules, the Employer shall be obligated to pay the wage rates therein as they become effective. GROUP A: General Laborer and Changehouse Man. Page 102 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Group B: Miners and all Machine Men,Safety Miner, all Shaftwork,Caisson Work, Drilling, Blow Pipe, all Air Tools, Tugger, Scaling, Nipper,Guniting pot to Nozzle, Bit Grinder, Signal Man (top and bottom), Concrete men, Shield-driven tunnels, Mixed face and soft ground, liner plate tunnels in free air. WAGES (per hour) 07/01/2013 07/01/2014 Additional 07/01/2015 Additional $ 26.54 26.74 $ 1.30 1.30 $ 1.30 1.30 Tunnel Laborer: Group A) Group B) *Additional $2.00 per hr. over base rate for work on a State or Federally designated waste site & where relevant State or Federal regulations require employees to use or wear forms of personal protection. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 $18.55 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages: 1000 hour terms at the following percentages of Miner's wage: 1st 60% 2nd 70% 3rd 80% 4th 90% Supplements: 1st $ 18.55 2nd $ 18.55 3rd $18.55 4th $ 18.55 7-322T Lineman Electrician 02/01/2014 JOB DESCRIPTION Lineman Electrician DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: NOTE: Includes Teledata Work within ten (10) feet of High Voltage Transmission Lines Below rates applicable on all overhead and underground distribution and maintenance work, and all overhead and underground transmission line work and the installation of fiber optic cable where no other construction trades are or have been involved. (14.01.01) 07/01/2013 Lineman, Technician Crane, Crawler Backhoe Welder, Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $44.12 44.12 44.12 39.71 37.50 35.30 35.30 26.47 05/05/2014 $45.51 45.51 45.51 40.96 38.68 36.41 36.41 27.31 05/04/2015 $46.90 46.90 46.90 42.21 39.87 37.52 37.52 28.14 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all electrical sub-stations, switching structures, fiber optic cable and all other work not defined as "Utility outside electrical work". (14.02.01-A) Page 103 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Lineman, Technician Crane, Crawler Backhoe Cable Splicer-Pipe Type Cable Cert. Welder-Pipe Type Cable Digging Machine Operator Tractor Trailer Driver Mechanic 1st Class Groundman, Truck Driver Flagman Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County $44.12 44.12 48.53 46.33 39.71 37.50 35.30 35.30 26.47 $45.51 45.51 50.06 47.79 40.96 38.68 36.41 36.41 27.31 $46.90 46.90 51.59 49.25 42.21 39.87 37.52 37.52 28.14 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates apply on switching structures, maintenance projects, railroad catenary install/maintenance third rail installation, bonding of rails and pipe type cable and installation of fiber optic cable. (14.02.01-B) Lineman, Technician, Welder Crane, Crawler Backhoe Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman Cert. Welder-Pipe Type Cable Cable Splicer-Pipe Type Cable $45.40 45.40 40.86 38.59 36.32 36.32 27.24 47.67 49.94 $46.80 46.80 42.12 39.78 37.44 37.44 28.08 49.14 51.48 $48.20 48.20 43.38 40.97 38.56 38.56 28.92 50.61 53.02 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all overhead and underground transmission line work & fiber optic cable where other construction trades are or have been involved. This applies to transmission line work only, not other construction. (14.03.01) Lineman, Technician, Welder Crane, Crawler Backhoe Cable Splicer Digging Machine Operator Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman $46.62 46.62 46.62 41.96 39.63 37.30 37.30 27.97 $48.02 48.02 48.02 43.22 40.82 38.42 38.42 28.81 $49.41 49.41 49.41 44.47 42.00 39.53 39.53 29.65 Additional $1.00 per hour for entire crew when a helicopter is used. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: The following SUPPLEMENTAL BENEFITS apply to all classification categories of CONSTRUCTION, TRANSMISSION and DISTRIBUTION. $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q,) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction. NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 8:00 AM to 4:30 PM REGULAR RATE Page 104 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 2ND SHIFT 3RD SHIFT Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 4:30 PM to 1:00 AM REGULAR RATE PLUS 17.3 % 12:30 AM to 9:00 AM REGULAR RATE PLUS 31.4 % HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. SUPPLEMENTS for holidays paid at straight time REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. 1st 60% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a Lineman Electrician - Teledata 02/01/2014 JOB DESCRIPTION Lineman Electrician - Teledata DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour: FOR OUTSIDE WORK. Cable Splicer Installer, Repairman Teledata Lineman Technician, Equipment Operator Groundman 07/01/2013 01/01/2014 $28.55 27.10 27.10 27.10 14.37 $29.12 27.64 27.64 27.64 14.66 NOTE: EXCLUDES Teledata work within ten (10) feet of High Voltage (600 volts and over) transmission lines. For this work please see LINEMAN. SUPPLEMENTAL BENEFITS Per hour worked: $ 4.43 *plus 3% of wage paid $ 4.43 *plus 3% of wage paid *The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6, 16) on HOLIDAY PAGE 6-1249LT - Teledata Lineman Electrician - Traffic Signal Lighting 02/01/2014 JOB DESCRIPTION Lineman Electrician - Traffic Signal Lighting DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: 07/01/2013 05/05/2014 Page 105 05/04/2015 05/02/2016 *Additional Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Lineman, Technician Crane, Crawler Backhoe Certified Welder Digging Machine Tractor Trailer Driver Groundman, Truck Driver Mechanic 1st Class Flagman Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County $39.19 39.19 41.15 35.27 33.31 31.35 31.35 23.51 $40.12 40.12 42.13 36.11 34.10 32.10 32.10 24.07 $41.04 41.04 43.09 36.94 34.88 32.83 32.83 24.62 $2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 * To be allocated at a later date. Above rates applicable on all Lighting and Traffic Signal Systems with the installation, testing, operation, maintenance and repair of all traffic control and illumination projects, traffic monitoring systems, road weather information systems and the installation of Fiber Optic Cable. ** IMPORTANT NOTICE ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. *Effective 05/06/2013, Tuesday thru Friday may be worked with no make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: All classifications $19.00 *plus 7.5% of hourly wage $19.75 *plus 7.5% of hourly wage $20.50 *plus 7.5% of hourly wage *The 7.5% is based on the hourly wage paid, straight time rate or premium rate. Supplements paid at STRAIGHT TIME rate for holidays. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE. *Note* Double time for all emergency work designated by the Dept. of Jurisdiction NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED MULTIPLE SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 2ND SHIFT 3RD SHIFT 8:00 AM TO 4:30 PM REGULAR RATE 4:30 PM TO 1:00 AM REGULAR RATE PLUS 17.3% 12:30 AM TO 9:00 AM REGULAR RATE PLUS 31.4% HOLIDAY Paid Overtime See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. See ( 5, 6, 8, 13, 25 ) on HOLIDAY PAGE plus Governor of NYS Election Day. REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage of Journeyman's wage. 1st 60% 2nd 65% 3rd 70% 4th 75% 5th 80% 6th 85% 7th 90% SUPPLEMENTAL BENEFITS: Same as Journeyman 6-1249a-LT Lineman Electrician - Tree Trimmer 02/01/2014 JOB DESCRIPTION Lineman Electrician - Tree Trimmer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Page 106 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Applies to line clearance, tree work and right-of-way preparation on all new or existing energized overhead or underground electrical, telephone and CATV lines. This also would include stump removal near underground energized electrical lines, including telephone and CATV lines. 07/01/2013 Tree Trimmer Equipment Operator Mechanic Truck Driver Groundman Flag person $ 22.08 19.48 19.48 16.46 13.51 9.62 SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: $ 8.30 *plus 3% of hourly wage * The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE 6-1249TT Mason 02/01/2014 JOB DESCRIPTION Mason DISTRICT 1 ENTIRE COUNTIES St. Lawrence WAGES Per hour 07/01/2013 Bricklayer/Blocker Cement Mason(Bldg) Plasterer/Fireproofing* Stone Mason Concrete Cutter Pointer/Caulker/Cleaner $ 29.96 29.96 29.96 29.96 29.96 29.96 08/01/2013 $ 29.89 29.89 29.89 29.89 29.89 29.89 06/01/2014 Additional $ 1.25** 1.25** 1.25** 1.25** 1.25** 1.25** Additional $.25 per hr. for work in restricted radiation area of atomic plant. Additional $5.00 per day more for employees working on a two-point suspension scaffold (Pointer, Caulker, and Cleaner are excluded). (*)Fireproofer on Structural only. (**) To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 17.60 $ 17.67 OVERTIME PAY See (B, E, *E2, Q) on OVERTIME PAGE *Provided employee worked minimum of 16 hours, but no more than 32 hours during the present work week. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour 750 hour terms at the following percentage of Journey's wage Page 107 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 1st 55% 2nd 60% 3rd 65% 4th 70% Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 5th 75% 6th 80% 7th 85% 8th 90% Supplemental Benefits per hour worked All terms $ 17.60 $ 17.67 1-2b.6 Mason - Building 02/01/2014 JOB DESCRIPTION Mason - Building DISTRICT 1 ENTIRE COUNTIES Herkimer, Jefferson, Lewis, Oneida, St. Lawrence PARTIAL COUNTIES Madison: Entire County except the Townships of Sullivan & Cazenovia WAGES Per hour 07/01/2013 08/01/2013 07/01/2014 Additional $ 26.91 23.19 $ 26.90 23.18 $ 1.30* 1.17* $ 15.90 15.50 $ 15.91 15.51 Tile/Marble/Terazzo Setter Finisher (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman Setters Journeyman Finishers OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour Hour terms at the following percentage of journeyman's wage Setter: 1st term 500 hours 2nd term 1000 hours 3rd term 1000 hours 4th term 1000 hours 5th term 1000 hours 6th term 1500 hours 60% 70% 80% 85% 90% 95% Finsher; 1st term 500 HOURS 2ND term 1000 HOURS 3RD term 1000 HOURS 4TH term 1200 HOURS 70% 80% 90% 95% Supplemental Benefits per hour worked Setter: 1st term All others $ 9.61 15.90 $ 9.62 15.91 Finishers: 1st term All others $ 9.26 15.50 $ 9.27 15.51 1-2TS.2 Page 108 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Mason - Heavy&Highway 02/01/2014 JOB DESCRIPTION Mason - Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Cayuga, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Madison, Montgomery, Oneida, Oswego, Rensselaer, Saratoga, Schenectady, Schoharie, St. Lawrence, Warren, Washington PARTIAL COUNTIES Onondaga: For Heavy & Highway Cement Mason or Plaster Work in Onondaga County, refer to Mason-Heavy&Highway tag 1-2h/h on. WAGES Per hour 07/01/2013 08/01/2013 07/01/2014 Additional 07/01/2015 Additional 07/01/2016 Additional $ 32.17 $ 32.15 $ 1.25* $ 1.35* $ 1.45* Mason & Bricklayer Additional $1.00 per hour for work on any swing scaffold or staging suspended by means of ropes or cables. (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 17.64 $ 17.66 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: If a holiday falls on Sunday, the Monday following shall constitute the day of the legal holiday. REGISTERED APPRENTICES Wages per hour 750 HR TERMS at the following percent of Journeyman's wage 1st 55% 2nd 60% 3rd 65% 4th 70% Supplemental Benefits per hour worked 07/01/2013 0-500 Hours $ 10.29 All others 17.64 5th 75% 6th 80% 7th 85% 8th 90% 08/01/2013 $ 10.29 17.66 1-2hh.1 Millwright 02/01/2014 JOB DESCRIPTION Millwright DISTRICT 6 ENTIRE COUNTIES Jefferson, Lewis, Onondaga, Oswego, St. Lawrence WAGES Per hour: Millwright Certified Welder Hazardous Waste Work 07/01/2013 07/01/2014 *Additional $26.50 27.75 27.75 $1.21 1.21 1.21 *To be allocated at a later date SUPPLEMENTAL BENEFITS Per hour worked: $17.44 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE Page 109 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County ***NOTE: Saturday may be used as a make-up day and worked at the straight time rate of pay during a work week when conditions such as weather, power failure, fire or natural disaster prevent the performance of work on a regularly scheduled work day. If a make-up day is utilized, a minimum of eight hours must be scheduled. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: One year terms at the following percentage of Journeyman's wage. 1st 60% 2nd 70% 3rd 80% 4th 90% SUPPLEMENTAL BENEFITS per hour worked: Appr 60% Appr 70% Appr 80% Appr 90% $7.75 14.53 15.50 16.47 6-1163 JLOOS Operating Engineer - Building 02/01/2014 JOB DESCRIPTION Operating Engineer - Building DISTRICT 6 ENTIRE COUNTIES Cayuga, Cortland, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Seneca, St. Lawrence, Tompkins WAGES If a prime contract is let for site work only, meaning no buildings are involved in their site contract, the Heavy/Highway rates would be applicable. When a prime contract is let for site work and building excavation is part of that contract, the Building rates would be applicable for the Operators classification. NOTE: If a second employee is required by the employer for operation of any covered machine, they shall be an Oiler (Class C). CLASSIFICATION A: Air Plako, Asphalt & Blacktop Roller, Automated Concrete Spreader (CMI or equivalent.), Automated Fine Grade Machine (CMI), Backhoe, Barrell Shredder, Belt Placer, Blacktop Spreader (such as Barber Greene & Blaw Knox), Blacktop Plant (automated), Blast or Rotary Drill (Truck or Cat mounted), Boom Truck, Burning Plant Operator, Cableway, Caisson Auger, Central Mix Plant (automated), Concrete Pump, Crane, Crusher (Rock), Derrick, Dewatering Press, Diesel Power Unit, Dirt Filter Press-Operation Equipment, Dragline, Dredge, Dual Drum Paver, Elevating Grader (self propelled or towed), Elevator Hoist-Two Cage, Excavator-all purpose hydraulically operated, Fork Lift (Loed/Lull and other terrain type), Front End Loader (4 c.y. and over), Gradall, Grader (Power), Head Tower (Saurman or equal), Hoist (2 or 3 Drum), Hydroblaster (Laser Pump), Work Boat Operator including LCM's, Light Plants-Compressors and Generators, Locomotive, Maintenance Engineer, Maintenance Welder, Mine Hoist, Mucking Machine or Mole, Overhead Crane-fixed permanent, Pile Driver, Quarry Master or Equivalent, Refrigeration Equipment (for soil stabilization), Scraper, Sea Mule, Shovel, Side Boom, Slip Form Paver, Straddle Buggy (Ross Carrier, Lumber Carrier), Tractor Drawn Belt Type Loader (Euclid Loader), Trenching Machine (digging capacity of over 4ft. depth), Truck Crane Operator, Truck or Trailer Mounted Log Chipper (self-feeder), Tug Operator (Manned, rented equipment excluded), Tunnel Shovel, Vibro or Sonic Hammer Controls (when not mounted in proximity to Rig Operator). CLASSIFICATION B: "A" Frame Truck, Back Dumps, Blacktop Plant (non-automatic), Boring Machine, Bulldozer, Cage-Hoist, Central Mix Plant (non-automated), Compressor, Pump, Generator or Welding machine (when used in battery of not more than five (5)), Concrete Paver (single drum over 16S), Core boring machine, Drill Rigs-tractor mounted, Elevator-as material hoist, Farm Tractor (with or without accessories), Fork Lift over 10 ton (with or without attachments), Front End Loader (under 4 c.y.), Grout Pump, Gunite Machine, High Pressure Boiler (15 lbs. & over), Hoist (one drum), Hydraulic Breaking Hammer (drop hammer), Kolman Plant Loader (screening gravel), Maintenance Grease Man, Mixer for stabilized base-self propelled (Seaman Mixer), Monorail Machine, Parapet Concrete or Pavement Grinder, Parts Man, Post Driver (truck or tractor mounted), Post Hole Digger (truck or tractor mounted), Power Sweeper (Wayne or similar), Pump-Crete or Squeeze-Crete, Road Widener (front end of Grader or self propelled), Roller, Self contained hydraulic bench drill, Shell Winder (motorized), Skid steer (Bobcat) type loader, Snorkel (over head arms), Snowblower control man, Tractor (with or without accessories), Trenching Machine (digging capacity of 4 ft. or less), Tugger Hoist, Vacuum Machine (self-propelled or mounted), Vibro Tamp, Well Drill Well Point System (Submersible pumps when used in lieu of well-point system), Winch (Motor driven), Winch Cat, Winch Truck CLASSIFICATION C: Compressor (Up to 500 c.f.), Concrete Paver or Mixer (under 16S), Concrete Pavement Spreaders & Finishers (not automatic), Page 110 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Conveyor (over 12 ft), Electric Submersible Pump (4" and over), Fine Grade Machine (non-automated), Fireman, Fork Lift ("with or without" attachments) 10 ton and under, Form Tamper, Generator (2,500 watts and over), Hydraulic Pump, Mechanical Heaters-More than two (2) mechanical heaters or any mechanical heater or heaters whose combined output exceeds 640,000 BTU's per hour (manufacturer's rating) plus one self contained heating unit (i.e. Sundog or Air Heat type, New Holland Hay Dryer type excluded), Mulching Machine, Oiler, Power Driven Welding Machine-300 amp and over (other than all electric). One Welding Machine under 300 amp will not require an engineer unless in a battery, Power Heaterman (hay dryer), Pumps-water and trash, Revinus Widener (road widener), Single Light Plant, Steam Cleaner or Jenny. Per Hour: 07/01/2013 01/01/2014 07/01/2014 01/01/2015 $33.20 32.03 31.43 29.55 25.79 33.18 32.93 $33.45 32.28 31.68 29.80 26.04 33.43 33.18 $33.95 32.78 32.18 30.30 26.54 33.93 33.68 $34.20 33.03 32.43 30.55 26.79 34.18 33.93 $1.75 $2.75 $3.75 $1.75 $2.75 $3.75 $1.75 $2.75 $3.75 $1.75 $2.75 $3.75 Building: Master Mechanic Asst. Master Mechanic Class A Class B Class C Pile Dr. w/Bm/Ld 100ft+ Tower Crane (Plus boom length premium) Crane/Derrick w/boom: " 150 ft to 199 ft add " 200 ft to 299 ft add " 300 ft and over add NOTE: THE LENGTH PREMIUM IS IN ADDITION TO THE CRANE TONAGE PREMIUM LISTED BELOW. ALL CRANES FROM 30 TO 64 TON - CLASS A RATE PLUS $ .50 ALL LATTICE BOOM CRANES 65 TON CAPACITY & OVER - CLASS A RATE PLUS $ 1.75 ALL HYDRAULIC CRANES 65 TON TO 79 TON CAPACITY - CLASS A RATE PLUS $ 1.10 ALL HYDRAULIC CRANES 80 TON TO 99 TON CAPACITY - CLASS A RATE PLUS $ 1.25 ALL HYDRAULIC CRANES 100 TON CAPACITY AND OVER - CLASS A RATE PLUS $ 1.75 ADDITIONAL $2.00 per hr. if work requires Level A,B,C of Personal Protective Equipment listed in the Occup. Saf. & Health Guidance Manual for Hazardous Waste Site Activities. Paper dust masks are excluded from coverage in this section. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $22.10 $22.10 $23.10 $23.10 01/01/2014 $19.01 20.59 22.18 25.34 07/01/2014 $19.31 20.92 22.53 25.74 01/01/2015 $19.46 21.08 22.70 25.94 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: 1000 hour terms 1st term 2nd term 3rd term 4th term 07/01/2013 $18.86 20.43 22.00 25.14 SUPPLEMENTAL BENEFITS per hour worked: Same as Journeyman 6-545b.s Operating Engineer - Heavy&Highway 02/01/2014 JOB DESCRIPTION Operating Engineer - Heavy&Highway DISTRICT 6 ENTIRE COUNTIES Cayuga, Cortland, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Seneca, St. Lawrence, Tompkins Page 111 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County WAGES NOTE: If a second employee is required by the employer for operation of any covered machine, they shall be an Oiler (Class C). CLASS A: Asphalt Paver 100 h.p. and over (fixed screed 10' width and over), Extend a-mat paver, Automated Concrete Spreader, Automatic Fine Grader, Backhoe (except tractor-mounted, Blacktop Plant (automated) Boom Truck, Blacktop Roller (10,000 lb and over), Caisson Auger, Central Mix Conc. Plant (automated), Hydraulic crane (over 5 ton capacity), Concrete Curb Machine (Self-propelled, Slipform), Crane, Directional Boring/Drilling Machine and Locator, Derricks, Dragline, Dredge, Excavator (all purpose-hydraulic-Gradall or similar), Front End Loader (4c.y.& over), Head Tower (Sauerman or equal), Hoist (two or three drum), Hydrodemolition Equipment (self contained), Maintenance Engineer, Mine Hoist, Mucking Machine or Mole, Overhead Crane ( Gantry or Straddle Type), Pavement Profiler (300 h.p. and over), Pile Driver, Power Grader, Road widener, Scraper, Shovel, Side Boom, Slip Form Paver, Trencher (over 75 h.p.), Truck Crane, Truck or Trailer mounted Chipper (self-feed), Tug Operator (craft over 26'), Tunnel Shovel, Vermeer Saw (over 75 h.p.), Welder. CLASS B: Asphalt Paver under 100 h.p. (under 10 ft width), Automated slope paving machine, Backhoe (Tractor-Mounted), Belt loader, Tractor Drawn Belt Type Loader, Blacktop Plant (non-automated), Blacktop Roller (under 10,000 lb), Blast or Rotary Drill (Truck or Tractor Mounted), Boring Machine, Bridge deck finishing machine, Cage Hoist, Central Mix Plant (Non Automated), All Concrete Batching Plants, Concrete pump, Hydraulic crane (5 tons & under), Compressors (4 or less exceeding 2,000 c.f.m. combined capacity), Concrete Paver over 16S, Belt Placer, Cableway, Core Drill (skid, trk mtd or track), Crusher, Diesel Pwr Unit, Drill Rigs (Self Contained, Self Propelled or Hydrolic), Drill Rigs (Truck/Tractor mounted), Fork Lift, F.E.Loader(under 4 cy), Hi-Press Boiler(15 lbs & over), Hoist(One Drum), Hydro Axe, Kolman Plant Loader & similar type loaders, Locomotive, Lubrication Eng/Greaseman, Material Handling Knuckle Boom Truck 5 ton & over, Mixer (for stabilized base-self propelled), Pavement Profiler (under 300 h.p.), Plant Engineer, Pump crete, Refrigeration Equipment (for soil stabilization), Roller (above sub grade) under 10,000lb, Sea Mule, Skid Steer Bobcat Type Loader, Self-propelled rubbleizer, Stationary central compressed air plant (5000cfm and up), Telehandler, Tractor with Dozer and/or Pusher, Trencher (under 75 h.p.), Tugger Hoist, Vermeer Saw (ride-on)under 75 h.p., Winch and Winch Cat, Log Skidder, Hydra-spiker (ride on), All ride-on Tie Extractors, Tie Handlers, Tie Inserters, Tie spacers and Track Liners, Work Boat Operator including LCM's CLASS C: Aggregate Plant, A Frame Truck, Ballast Regulator (ride-on), Boiler (used in conjunction with production), Cement & Bin operator, Compressors (4 under 2,000 cfm combined capacity, or 3 or less with more than 1200 cfm but not to exceed 2,000 c.f.m), Compressors (any size but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Concr Paver or Mixer (16s & under), Conc Saw (self propelled), Concrete Pavement Spreaders and Finishers, Conveyor, Drill Locator, Electric Pump Used in Conjunction with Well Point System, Span Saw (Ride on ), Farm Tractor with accessories, Form Tamper, Grout Pump, Gunite Machine, Hammers (hydraulic-self propelled), Hydraulic Pump (jacking system), Light plants, Mulching Mach., Oiler, Parapet concrete or pavement grinder, Post Hole Digger & Post Driver, Power Sweeper, Power Heaterman, Roller (grade & fill), Scarifier (ride-on), Shell Winder, Steam Cleaner Tamper (ride-on), Submersible Electric Pump (when used in lieu of well point system), Tractor, Material Handling Knuckle Boom Truck (under 5 ton), Vacuum machine (self propelled) Vibratory Compactor, Well point. SINGLE IRREGULAR WORK SHIFT: A single irregular work shift can start any time from 5:00 PM to 1:00 AM. All employees who work a single irregular work shift on governmental mandated night work shall be paid an addtl $2.00 per hour. Sect 10 will be effective for work bid on or after July 1, 2001. Wages per hour: Master Mechanic CLASS A CLASS B CLASS C 07/01/2013 07/01/2014 $35.80 34.45 33.57 30.29 $37.15 35.80 34.92 31.64 PIPELINE: Master mechanic, Class A and Class B rates apply. NO CRANE PREMIUM ON PIPELINE WORK NOTE: All cranes and boom trucks, 49 tons and under, or with boom and jib working length under 115 ft. = Class "A" rate and $1.00 per hour. All cranes and boom trucks 50 tons and over, or with boom and jib working length of 115 ft. through 149 ft. = Class "A" rate and $2.50 per hour. All cranes and boom trucks 50 tons and over, and with boom and jib working length 150 ft.and over = Class "A" rate and $3.50 per hour. Tower Crane - additional $2.00 per hour. Additional $3.00 per hour for EPA or DEC classified toxic or hazardous waste work OR where an employee is required by regulations to use or wear personal protection. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman 07/01/2013 07/01/2014 $23.70 $24.45 Page 112 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: 1000 hour terms at the following percentage based on the "B" rate class 1st 60% 2nd 70% 3rd 80% 4th 90% SUPPLEMENTAL BENEFITS: same as Journeyman 6-545h Operating Engineer - Marine Construction 02/01/2014 JOB DESCRIPTION Operating Engineer - Marine Construction DISTRICT 4 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per Hour: DREDGING OPERATIONS CLASS A Operator, Leverman, Lead Dredgeman CLASS A1 Dozer,Front Loader Operator CLASS B Spider/Spill Barge Operator, Tug Operator(over1000hp), OperatorII, Fill Placer, Derrick Operator, Engineer, Chief Mate, Electrician, Chief Welder, Maintenance Engineer Certified Welder, Boat Operator(licensed) CLASS C Drag Barge Operator, Steward, Mate, Assistant Fill Placer, 07/01/2013 $ 32.89 To conform to Operating Engineer Prevailing Wage in locality where work is being performed including benefits. $ 28.49 $ 26.84 $ 26.14 Welder (please add)$ 0.06 Boat Operator CLASS D Shoreman, Deckhand, Rodman, Scowman, Cook, Messman, Porter/Janitor $ 25.29 $ 21.09 Oiler(please add)$ 0.09 SUPPLEMENTAL BENEFITS Per Hour: THE FOLLOWING SUPPLEMENTAL BENEFITS APPLY TO ALL CATEGORIES Page 113 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 07/01/2013 $ 8.45 plus 7% of straight time wage overtime hours add $ 0.63 All Classes A & B All Class C $ 8.10 plus 8% of straight time wage overtime hours add $ 0.48 All Class D $ 7.85 plus 8% of straight time wage overtime hours add $ 0.33 OVERTIME PAY See (B, F, R) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 15, 26) on HOLIDAY PAGE 4-25a-MarConst Operating Engineer - Survey Crew 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: : The Northern portion of the county from the Northern boundry line of the City of Poughkeepsie north. Genesee: Only that portion of the county that lies east of a line down the center of Route 98 to include all area that lies within the City of Batavia WAGES Per hour: SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and, in general, assists the Survey Party. 07/01/2013 Party Chief Instrument person Rod person 07/01/2014 $ 34.02 31.16 22.75 $ 35.49 32.53 23.83 07/01/2015 $ 36.53 33.46 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 22.25 $ 22.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: One year or 1000 hour terms at the following wage rates. Page 114 $ 23.75 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 07/01/2013 1st year 2nd year 3rd year 07/01/2014 $ 13.65 15.93 18.20 07/01/2015 $ 14.30 16.68 19.06 $ 14.68 17.12 19.57 $ 22.75 $ 23.75 SUPPLEMENTAL BENEFITS per hour worked: $ 22.25 6-545 D.H.H. Operating Engineer - Survey Crew - Consulting Engineer 02/01/2014 JOB DESCRIPTION Operating Engineer - Survey Crew - Consulting Engineer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: The northern portion of the county from the northern boundry line of the City of Poughkeepsie north. Genesee: Entire county except that portion of the county that lies west of a line down the center of Route 98 excluding that area that lies within the City of Batavia. WAGES Per hour: Feasibility and preliminary design surveying, line and grade surveying for inspection or supervision of construction when performed under a Consulting Engineer Agreement. SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and in general, assists the Survey Party. Party Chief Instrument person Rod person 07/01/2013 07/01/2014 07/01/2015 $34.02 31.16 22.75 $35.49 32.53 23.83 $36.53 33.46 24.46 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: $22.25 $22.75 $23.75 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 6-545 DCE Operating Engineer - Tunnel 02/01/2014 JOB DESCRIPTION Operating Engineer - Tunnel DISTRICT 5 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: Northern part of Dutchess to the northern boundary line of the City of Poughkeepie then due east to Route 115 to Bedelt Road then east along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Rte. 343 then along Rte. 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to Connecticut. Page 115 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Genesee: Only that portion of the county that lies east of a linedrawn down the center of Route 98 and the entirety of the City of Batavia. WAGES Crane 1: All cranes, including self erecting to be paid $4.00 per hour over the Class A rate. Crane 2: All Lattice Boom Cranes and all other cranes with a manufacturer's rating of fifty (50) ton and over to be paid $3.00 per hour over Class A rate. Crane 3: All hydraulic cranes and derricks with a manufacturer's rating of forty nine (49) ton nad below, including boom trucks, to be paid $2.00 per hour over Class A rate. MASTER MECHANIC/CHIEF TUNNEL ENG.: CLASS A: Automatic Concrete Spreader (CMI Type); Automatic Fine Grader; Backhoe (except tractor-mounted,rubber tired); Belt Placer (CMI Type); Blacktop Plant (Automated); Cableway; Caisson Auger; Central Mix Concrete Plant (Automated); Concrete Curb Machine (Selfpropelled slipform) Concrete Pump (8" or over); Dredge; Dual Drum Paver; Any Mechanical Shaft Drill; Excavator (all purpose-hydraulicGradall or Similar); Fork Lift (factory rated 15 ft and over); Front End Loader (4 c.y & over); Gradall; Head Tower (Sauerman or Equal), Hoist Shaft; Hoist (two or three Drum); Mine Hoist; Maintenance Engineer (Shaft and Tunnel) ; Mine Hoist; Mucking Machine or Mole, Overhead Crane (Gantry or Straddle Type); Pile Driver; Power Grader; Remote Controlled Mole or Tunnel Mach.; Scraper; Shovel; Side Boom; Slip Form Paver (If a second man is needed, he shall be an Oiler); Tractor Drawn Belt Type Loader; Tripper/Maintenance Eng.(Shaft & Tunnel); Truck or Trailer Mounted Log Chipper (self-feeding); Tug Operator (Manned rented equip. excluded); Tunnel Shovel; Mining Machine(Mole and Similar Types). CLASS B: Automated Central Mix Concrete Plant; Backhoe Trac-Mtd, Rubber Tired); Backhoe (topside); Bitum. Spred. & Mixer, Blacktop Plant non-automated); Blast or Rotary Drill (Truck or Tractor Mounted); Boring Machine; Cage Hoist; Central Mix Plant(NonAutomated) and All Concrete Batching Plants; Compressors (4 or less exceeding 2,000 c.f.m. combined capacity); Concrete Pump; Crusher; Diesel Power Unit; Drill Rigs (Tractor Mounted); Front End Loader (under 4 c.y.); Grayco Epoxy Machine; Hoist (One Drum); Hoist 2 or 3 Drum (Topside); Kolman Plant Loader & Similar Type Loaders (if Employer requires another person to clean the screen or to maintain the equipment, he shall be an Oiler); L.C.M. Work Boat Operator; Locomotive; Maint. Eng. (Topside ); Grease Man; Welder; Mixer (for stabilized base-self propelled); Monorail Machine; Plant Eng.; Personnel Hoist; Pump Crete; Ready Mix Concrete Plant; Refrigeration Equipment (for soil stabilization); Road Widener; Roller (all above sub-grade); Sea Mule; Shotcrete Mach.; Shovel (Topside); Tractor with Dozer and/or Pusher; Trencher; Tugger Hoist; Tunnel Locomotive; Winch and Winch Cat. CLASS C: A Frame Truck; Ballast Regulator (ride-on); Compressors (4 under 2,000 cfm combined capacity; or 3 or less with more than 1200 cfm. but not to exceed 2,000 cfm); Compressors (any size but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-4 of any type or combination); Concrete Pavement Spreaders and Finishers; Conveyor; Drill (core); Drill well; Elec Pump Used in Conjunction with Well Point System; Farm Tractor with Accessories; Fine Grade Machine; ForkLift (under 15 ft); Grout Pump (over (5) cu. ft.; Gunite Machine; Hammers (hydraulic- self propel.); Hydra-Spiker-Ride on; Hydra-Blaster; Hydra Blaster (water); Motorized Form Carrier; Post Hole Digger & Post Driver; Power Sweep; Roller grade & fill); Scarifer (Ride on); Span-Saw (Ride-on); Submersible Electric Pump (when used in lieu of well point system); Tamper (Ride-on); Tie-Extractor, Tie Handler, Tie Inserter, Tie Spacer and Track Liner (Ride-on); Tractor (with towed accessories); Vibratory Compactor; Vibro Tamp, Well Point. CLASS D: Aggregate Plant; Cement & Bin Operator; Compressors( 3 or less not to exceed 1,200 c.f.m. combined capacity); Compressors( any size, but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-3 or less-any type or combination); Concrete Saw (self propelled); Fireman; Form Tamper; Hydraulic Pump (jacking system); Light Plants; Mulching Machine; Oiler; Parapet Concrete or Pavement Grinder; Power Broome towed; Power Heaterman; Revinius Widener; Shell Winder; Steam Cleaner and Tractor; Greaseman; Junior Engineer. Per hour: 07/01/2013 07/01/2014 Crane 1 $ 42.48 $ 43.68 Crane 2 41.48 42.68 Crane 3 40.48 41.68 Master Mechanic 40.61 41.81 CLASS A 38.48 39.68 CLASS B 37.26 38.46 CLASS C 34.47 35.67 CLASS D 31.46 32.66 Page 116 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County On hazardous waste work bid, on a state or federally designated hazardous waste site, where the Operating Engineer is in direct contact with hazardous material and when personal protective equipment is required for respiratory, skin and eye protection, the Operating Engineer shall receive the hourly wage plus $5.00 per hour. Fringe benefits will be paid at the contractual hourly wage. SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 23.65 $ 24.55 OVERTIME PAY See (B, B2, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (1000) hours terms at the following percentages. 1st term 2nd term 3rd term 4th term 60% of Class D 65% of Class C 70% of Class B 75% of Class A Supplemental Benefits per hour paid: $ 23.65 $ 24.55 5-832TL. Painter 02/01/2014 JOB DESCRIPTION Painter DISTRICT 3 ENTIRE COUNTIES Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Cortland, Delaware, Erie, Genesee, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Wayne, Wyoming, Yates WAGES Per hour: Bridge* Tunnel* Tank* 07/01/2013 $ 36.95 36.95 34.95 05/01/2014 Additional $ 2.00 2.00 2.00 05/01/2015 Additional $ 2.25 2.25 2.25 For Bridge Painting Contracts, ALL WORKERS on and off the bridge (including Flagmen) are to be paid Painter's Rate; the contract must be ONLY for Bridge Painting. Tank rate applies to indoor and outdoor tanks, tank towers, standpipes, digesters, waste water treatment tanks, chlorinator tanks, etc. Covers all types of tanks including but not limited to steel tanks, concrete tanks, fiberglass tanks, etc. * Note an additional $1.00 per hour is required when the contracting agency or project specification requires any shift to start prior to 6:00am or after 12:00 noon. SUPPLEMENTAL BENEFITS Per hour worked: $ 22.00 OVERTIME PAY Exterior work only See ( B, E4*, F, R ) on OVERTIME PAGE. All other work See ( B, F, R ) on OVERTIME PAGE. * Note - Saturday is payable at straight time if the employee misses work, except where a doctor's or hospital verification of illness is produced Monday through Friday when work was available to the employee. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 750 hour terms at the following percentage of Journeyman's wage rate: 1st 2nd 3rd 4th 5th 6th 50% 55% 60% 65% 75% 85% Page 117 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County Supplemental benefits per hour worked: 1st & 2nd terms 3rd & 4th terms 5th & 6th terms $ 3.02 5.02 6.02 3-4-Bridge, Tunnel, Tank Painter 02/01/2014 JOB DESCRIPTION Painter DISTRICT 6 ENTIRE COUNTIES Jefferson, St. Lawrence PARTIAL COUNTIES Lewis: Only the Townships of Diana, Croghan, New Bremen, Watson, Greig, Martinsburg, Lowville, Denmark, Harrisburg, Montague and Pickney. WAGES Per hour worked: 07/01/2013 Brush, Roller, Seamless Floor Application Paper Hanger,Removal,Wall Cover Taper-Drywall Finisher,Cork Swing Staging,Steam Clean Window Jacks Cup Spray/Hydro Water Blasting Airless Spray & Conventional Highway Striping, Parking lot Steel** (old & new) Sandblast, Bosun's Chair Steel Spray (Open-Non weather protected) 05/01/2014 05/01/2015 *Additional *Additional $1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 $1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 1.25 $22.73 22.73 22.73 22.99 23.09 23.09 23.09 23.24 23.24 23.94 23.44 23.44 *To be allocated at a later date **Skeleton steel where no floors, walls or ceilings are constructed shall constitute steel painting. This includes radio & television towers, flag poles, smoke stacks, gantry cranes and pen stock. The painting of ceilings, walls or the steel itself from open steel trusses which requires climbing or crawling without the support of solid scaffolds starting at floor level, shall constitute steel painting. Steel painting over 75 feet to be paid an additional $1.00 per hour. For each additional 75 feet or fraction thereof an additional $1.00 per hour. SUPPLEMENTAL BENEFITS Per hour worked:* Journeyman $15.64 *ON NUCLEAR POWER PLANTS - Per hour paid OVERTIME PAY See (B, *F, R) on OVERTIME PAGE *NOTE: On Nuclear Power Plants - Double time where the other trades are receiving double time. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: 750 hour terms at the following percentage of Journeyman's basic wage rate: 1st 50% 2nd 55% 3rd 60% 4th 65% 5th 70% 6th 75% SUPPLEMENTAL BENEFITS per hour worked*: Appr Appr Appr Appr 50% & 55% Terms 60% & 65% Terms 70% & 75% Terms 80% & 90% Terms $5.19 5.19 6.37 7.53 Page 118 7th 80% 8th 90% Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County *ON NUCLEAR POWER PLANTS - Per hour paid 6-38.W Painter - Metal Polisher 02/01/2014 JOB DESCRIPTION Painter - Metal Polisher DISTRICT 9 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES 07/01/2013 Metal Polisher Metal Polisher** Metal Poilsher*** $ 27.15 $ 28.24 $ 30.65 **Note: Applies on New Construction & complete renovation *** Note: Applies when working on scaffolds over 34 feet. SUPPLEMENTAL BENEFITS Per Hour: 07/01/2013 Journeyworker: All classification $ 13.61 OVERTIME PAY See (B, E, E2, P, T) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6, 11, 15, 16, 25, 26) on HOLIDAY PAGE See (5, 6, 9, 11, 15, 16, 25, 26) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One (1) year term at the following wage rates: 1st $11.00 2nd $12.50 3rd $15.50 Supplentals benefits: Per hour paid: 1st $ 9.94 2nd $10.31 3rd $10.51 9-8A/28A-MP Plumber 02/01/2014 JOB DESCRIPTION Plumber DISTRICT 6 ENTIRE COUNTIES Jefferson, St. Lawrence PARTIAL COUNTIES Franklin: Only the Village of Hogansburg and the St.Regis Indian Reservation. Lewis: Entire County with the exception of the Townships of Lyonsdale, West Turin, Leyden and Lewis. WAGES Per hour: 07/01/2013 05/01/2014 *Additional Plumber/Steamfitter $28.79 $1.50 SERVICE WORK: HVAC, Plumbing & Refrigeration $23.87 $1.50 *To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked: Page 119 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Journeyman Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County $18.26 Note: $11.71 of the supplemental benefits are paid at the same premium as shown for the overtime work performed at the energy producing facilities whose primary function is the sale of power or the production of fuel. OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: When a holiday falls on a Saturday, the holiday will be observed on the Friday before. If a holiday falls on a Sunday, the holiday will be observed on the following Monday. REGISTERED APPRENTICES WAGES: Apprentices Indentured before April 30, 2012 (6) month terms at the following percentage of Journeyman's wage. 1st year 2nd year 3rd year (6) (6) (6) (6) (6) (6) 50% 55% 60% 65% 70% 75% 4th year (6) (6) 80% 85% 5th year (6) (6) 90% 95% Apprentices Indentured after May 1, 2012 (1) year terms at the following percentage of Journeyman's wage. 1st year 2nd year 3rd year 50% 55% 65% 4th year 75% 5th year 85% SUPPLEMENTAL BENEFITS per hour worked: 1st year 2nd year 3rd year 4th/5th years $12.16 15.21 17.04 18.26 Note: Below is the portion of supplemental benefits paid at overtime premium for work performed at energy producing facilities whose primary function is the sale of power or the production of fuel. 1st year 2nd year 3rd year 4th/5th year $5.86 8.78 10.53 11.71 6-73Wtr Roofer 02/01/2014 JOB DESCRIPTION Roofer DISTRICT 6 ENTIRE COUNTIES Cayuga, Cortland, Franklin, Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Seneca, St. Lawrence WAGES Per hour Roofer, Waterproofer Green Roofing ** Addtl per hr for Pitch Removal & Application Addtl per hour for Asbestos Abatement 07/01/2013 $26.05 26.30 .90 1.20 NOTES: Does not include metal flashing, gravel stop and metal roofing; see Sheetmetal Worker wage schedule. * To be allocated at a later date ** Green Roofing is any component of green technology or living roof above the roof membrane. Including but not limited to the fabric, dirt and plantings. Page 120 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County WHEN MANDATED BY THE OWNER OR AGENCY FOR HOURS WORKED AFTER 5:30 PM AND BEFORE 5:30 AM, THERE WILL BE AN ADDITIONAL $3.75 PER HR PREMIUM. SUPPLEMENTAL BENEFITS Per hour worked: $16.52 Additional contribution on any Asbestos Abatement work. .75 OVERTIME PAY See ( B, E,*,Q ) on OVERTIME PAGE * Saturday may be paid at straight time if it is the 5th day worked, unless it was a previously scheduled work day. If a holiday falls in that week and 32 hours were worked, Saturday will be paid at 1 1/2 times the rate. HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: 1000 hour terms 1st term (0 to 1000) 2nd term (1001 to 2000) 3rd term (2001 to 3000) 4th term (3001 to 4000) $14.33 16.93 19.54 22.14 Additional per hour: Green Roofing Pitch Removal & Appl. Asbestos Abatement $.25 .90 1.20 SUPPLEMENTAL BENEFITS per hour worked: 1st & 2nd term 3rd term 4th term $13.07 15.52 16.52 Additional contribution on any Asbestos Abatement work .75 6-195 Sheetmetal Worker 02/01/2014 JOB DESCRIPTION Sheetmetal Worker DISTRICT 6 ENTIRE COUNTIES Cayuga, Chenango, Cortland, Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, St. Lawrence WAGES Per hour: 07/01/2013 Sheetmetal Worker: **(under $10 million) **(over $10 million) 05/01/2014 *Additional $27.06 28.06 $ .75 .75 *To be allocated at a later date. **For total cost of Sheetmetal contract only. TO INCLUDE METAL STANDING SEAM ROOFING, FLASHINGS AND GRAVEL STOP. SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $17.00 plus 3% of hourly wage paid Note: The 3% is based on the hourly wage paid, straight time rate or premium rate. Page 121 05/01/2015 *Additional $ .75 .75 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE When any holiday falls on a Saturday, the Friday before such holiday shall be recognized as the legal holiday. Any holiday falling on Sunday, the following Monday shall be recognized as the legal holiday. REGISTERED APPRENTICES WAGES: Six month terms at the following percentage of Journeyman's wage. 1st 40% $10.82 2nd 45% $12.18 3rd 50% $13.53 4th 55% $14.88 5th 60% $16.24 6th 65% $17.59 7th 70% $18.94 8th 75% $20.30 9th 80% $21.65 10th 85% $23.00 SUPPLEMENTAL BENEFITS per hour worked: 1st $9.92* 2nd 10.31* 3rd 10.71* 4th 11.10* 5th 11.49* 6th 11.89* 7th 13.31* 8th 13.70* 9th 14.10* 10th 14.50* *Plus 3% of hourly wage paid. The 3% is based on the hourly wage paid, straight time or premium rate. 6-58 Sprinkler Fitter 02/01/2014 JOB DESCRIPTION Sprinkler Fitter DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orleans, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour Sprinkler Fitter 07/01/2013 $ 29.83 SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 20.52 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the following Monday shall be considered a holiday and all work performed on either day shall be at the double time rate. When a holiday falls on Saturday, the preceding Friday shall be considered a holiday and all work performed on either day shall be at the double time rate. REGISTERED APPRENTICES Wages per hour For Apprentices HIRED PRIOR TO 04/01/2010: One Half Year terms at the following wage 1st $ 15.08 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 5th $ 19.28 6th $ 20.79 Supplemental Benefits per hour worked 07/01/2013 1st & 2nd Terms $ 8.60 3rd Term 14.87 4th Term 14.91 5th Term 20.21 6th Term 20.25 7th Term 20.30 Page 122 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 8th Term 9th Term 10th Term Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County 20.34 20.39 20.43 For Apprentices HIRED ON OR AFTER 04/01/2010: One Half Year terms at the following wage 1st $ 13.57 2nd $ 15.08 3rd $ 16.26 4th $ 17.77 5th $ 19.28 6th $ 20.79 7th $ 22.29 8th $ 23.80 9th $ 25.31 10th $ 26.82 Supplemental Benefits per hour worked 07/01/2013 1st Term $ 8.56 2nd Term 8.60 3rd Term 14.87 4th Term 14.91 5th Term 15.46 6th Term 15.50 7th Term 15.55 8th Term 15.59 9th Term 15.64 10th Term 15.68 1-669 Teamster - Building 02/01/2014 JOB DESCRIPTION Teamster - Building DISTRICT 7 ENTIRE COUNTIES Clinton, Essex, Franklin, Jefferson, St. Lawrence PARTIAL COUNTIES Lewis: Only the Townships of Croghan, Denmark, Diana, New Bremen,Harrisburg, Montague, Osceola and Pinckney. Oswego: Only the Towns of Boylston, Redfield, and Sandy Creek. Warren: Only the Townships of Hague, Horicon, Chester and Johnsburg. WAGES GROUP # 1: Fuel Trucks, Fork Lift (Warehouse & Storage Area Only), Bus, Warehouse, Yardman, Truck Helper, Pickups, Panel Truck, Flatbody Material Trucks (straight Jobs), Single axle Dump Trucks, Dumpsters, Material Checkers & Receivers, Greasers, Tiremen, Mechanic Helpers and Parts Chasers. GROUP # 2: Tandems, Mechanics & Batch Trucks. GROUP # 3: Semi Trailers, Low Boys, Asphalt Distributor Trucks, and Agitator Mixer Truck, Dump Crete Type Vehicles and 3 axle Dump trucks. GROUP # 4: Asbestos Removal, Special earth moving Euclid type or similar off highway equip.(non self load.) Articulated and all-track dump trucks. Wages per hour 07/01/2013 Building: Group #1 Group #2 Group #3 Group #4 $ 19.64 19.64 19.74 19.90 06/01/2014 Additional $ 1.80 1.80 1.80 1.80 SUPPLEMENTAL BENEFITS Per hour worked: All groups 07/01/2013 $ 20.81 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (1) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 7-687B Teamster - Heavy&Highway 02/01/2014 JOB DESCRIPTION Teamster - Heavy&Highway DISTRICT 7 Page 123 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 St. Lawrence County ENTIRE COUNTIES Clinton, Essex, Franklin, Jefferson, St. Lawrence PARTIAL COUNTIES Lewis: Only the Townships of Croghan, Denmark, Diana, New Bremen,Harrisburg, Montague, Osceola and Pinckney. Oswego: Only the Towns of Boylston, Redfield, and Sandy Creek. Warren: Only the Townships of Hague, Horicon, Chester and Johnsburg. WAGES GROUP 1: Warehousemen, Yardmen, Truck Helpers, Pickups, Panel Trucks, Flatboy Material Trucks(straight jobs), Single Axle Dump Trucks, Dumpsters, Material Checkers and Receivers, Greasers, Truck Tiremen, Mechanics Helpers and Parts Chasers. Fork Lift (storage & warehouse areas only) Tandems and Batch Trucks, Mechanics, Dispatcher. Semi-Trailers, Low-boy Trucks, Asphalt Distributor Trucks, and Agitator, Mixer Trucks and dumpcrete type vehicles, Truck Mechanic,Fuel Truck. GROUP 2: Specialized Earth Moving Equipment, Euclid type, or similar off-highway where not self-loading, Straddle (Ross) Carrier, and self-contained concrete mobile truck. Off-highway Tandem Back-Dump, Twin Engine Equipment and Double-Hitched Equipment where not self-loading. Per hour: 07/01/2013 06/01/2014 Heavy/Highway: Additional Group #1 $ 22.40 $ 1.70 Group #2 22.62 1.70 Additional $1.50 per hr for hazardous waste removal work on a City, County, and/or Federal Designated waste site and regulations require employee to use or wear respiratory protection. For work bid on or after April 1, 1982 there shall be a 12 month carryover of the negotiated rate in effect at the time of the bid. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2013 All classes $ 22.39 OVERTIME PAY See (B, E, Q) on OVERTIME PAGE HOLIDAY Paid: Overtime: See (5, 6) on HOLIDAY PAGE See (5, 6) on HOLIDAY PAGE 7-687 Welder 02/01/2014 JOB DESCRIPTION Welder DISTRICT 1 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour Welder 07/01/2013 (To be paid the same rate of the mechanic performing the work) OVERTIME PAY HOLIDAY 1-As Per Trade Page 124 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Overtime Codes Following is an explanation of the code(s) listed in the OVERTIME section of each classification contained in the attached schedule. Additional requirements may also be listed in the HOLIDAY section. ( B1 ) Time and one half of the hourly rate for the 9th & 10th hours week days and the 1st 8 hours on Saturday. Double the hourly rate for all additional hours (A ) Time and one half of the hourly rate after 7 hours per day ( AA ) Time and one half of the hourly rate after 7 and one half hours per day ( E3 ) Between November 1st and March 3rd Saturday may be used as a make-up day at straight time when a day is lost during that week due to inclement weather, provided a given employee has worked between 16 and 32 hours that week (B ) Time and one half of the hourly rate after 8 hours per day ( S1 ) Two and one half times the hourly rate the first 8 hours on Sunday or Holidays One and one half times the hourly rate all additional hours. ( E5 ) Double time after 8 hours on Saturdays ( B2 ) Time and one half of the hourly rate after 40 hours per week (C ) Double the hourly rate after 7 hours per day ( C1 ) Double the hourly rate after 7 and one half hours per day (D ) Double the hourly rate after 8 hours per day ( D1 ) Double the hourly rate after 9 hours per day (E ) Time and one half of the hourly rate on Saturday ( E1 ) Time and one half 1st 4 hours on Saturday Double the hourly rate all additional Saturday hours ( E2 ) Saturday may be used as a make-up day at straight time when a day is lost during that week due to inclement weather ( E4 ) Saturday and Sunday may be used as a make-up day at straight time when a day is lost during that week due to inclement weather (F ) Time and one half of the hourly rate on Saturday and Sunday (G ) Time and one half of the hourly rate on Saturday and Holidays (H ) Time and one half of the hourly rate on Saturday, Sunday, and Holidays (I ) Time and one half of the hourly rate on Sunday (J ) Time and one half of the hourly rate on Sunday and Holidays (K ) Time and one half of the hourly rate on Holidays (L ) Double the hourly rate on Saturday (M ) Double the hourly rate on Saturday and Sunday (N ) Double the hourly rate on Saturday and Holidays (O ) Double the hourly rate on Saturday, Sunday, and Holidays (P ) Double the hourly rate on Sunday (Q ) Double the hourly rate on Sunday and Holidays (R ) Double the hourly rate on Holidays (S ) Two and one half times the hourly rate for Holidays, if worked Page 125 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 (T ) Triple the hourly rate for Holidays, if worked (U ) Four times the hourly rate for Holidays, if worked (V ) Including benefits at SAME PREMIUM as shown for overtime (W ) Time and one half for benefits on all overtime hours. NOTE:BENEFITS are PER HOUR WORKED,for each hour worked, unless otherwise noted Page 126 Prevailing Wage Rates for 07/01/2013 - 06/30/2014 Last Published on Feb 01 2014 Published by the New York State Department of Labor PRC Number 2014001433 Holiday Codes PAID Holidays: Paid Holidays are days for which an eligible employee receives a regular day's pay, but is not required to perform work. If an employee works on a day listed as a paid holiday, this remuneration is in addition to payment of the required prevailing rate for the work actually performed. OVERTIME Holiday Pay: Overtime holiday pay is the premium pay that is required for work performed on specified holidays. It is only required where the employee actually performs work on such holidays. The applicable holidays are listed under HOLIDAYS: OVERTIME. The required rate of pay for these covered holidays can be found in the OVERTIME PAY section listings for each classification. Following is an explanation of the code(s) listed in the HOLIDAY section of each classification contained in the attached schedule. The Holidays as listed below are to be paid at the wage rates at which the employee is normally classified. (1) None (2) Labor Day (3) Memorial Day and Labor Day (4) Memorial Day and July 4th (5) Memorial Day, July 4th, and Labor Day (6) New Year's, Thanksgiving, and Christmas (7) Lincoln's Birthday, Washington's Birthday, and Veterans Day (8) Good Friday (9) Lincoln's Birthday ( 10 ) Washington's Birthday ( 11 ) Columbus Day ( 12 ) Election Day ( 13 ) Presidential Election Day ( 14 ) 1/2 Day on Presidential Election Day ( 15 ) Veterans Day ( 16 ) Day after Thanksgiving ( 17 ) July 4th ( 18 ) 1/2 Day before Christmas ( 19 ) 1/2 Day before New Years ( 20 ) Thanksgiving ( 21 ) New Year's Day ( 22 ) Christmas ( 23 ) Day before Christmas ( 24 ) Day before New Year's ( 25 ) Presidents' Day ( 26 ) Martin Luther King, Jr. Day ( 27 ) Memorial Day Page 127 New York State Department of Labor - Bureau of Public Work State Office Building Campus Building 12 - Room 130 Albany, New York 12240 REQUEST FOR WAGE AND SUPPLEMENT INFORMATION As Required by Articles 8 and 9 of the NYS Labor Law Fax (518) 485-1870 or mail this form for new schedules or for determination for additional occupations. This Form Must Be Typed Submitted By: Contracting Agency (Check Only One) Architect or Engineering Firm Public Work District Office Date: A. Public Work Contract to be let by: (Enter Data Pertaining to Contracting/Public Agency) 1. Name and complete address (Check if new or change) 2. NY State Units (see Item 5) 01 DOT 04 State University Construction Fund 05 Mental Hygiene Facilities Corp. 12 County 13 Other Non-N.Y. State 02 OGS 03 Dormitory Authority Telephone: ( E-Mail: ) Fax: ( ) check if new or change) 3. SEND REPLY TO ( Name and complete address: 07 City 08 Local School District 09 Special Local District, i.e., Fire, Sewer, Water District 1O Village 11 Town (Describe) 06 OTHER N.Y. STATE UNIT 4. SERVICE REQUIRED. Check appropriate box and provide project information. New Schedule of Wages and Supplements. APPROXIMATE BID DATE : Additional Occupation and/or Redetermination Telephone:( E-Mail: Fax: ( ) ) PRC NUMBER ISSUED PREVIOUSLY FOR OFFICE USE ONLY THIS PROJECT : B. PROJECT PARTICULARS 5. 6. Project Title Description of Work Location of Project: Location on Site Route No/Street Address Village or City Contract Identification Number Town Note: For NYS units, the OSC Contract No. County 7. Nature of Project - Check One: 1. New Building 2. Addition to Existing Structure 3. Heavy and Highway Construction (New and Repair) 4. New Sewer or Waterline 5. Other New Construction (Explain) 6. Other Reconstruction, Maintenance, Repair or Alteration 7. Demolition 8. Building Service Contract 8. OCCUPATION FOR PROJECT : Construction (Building, Heavy Highway/Sewer/Water) Tunnel Residential Landscape Maintenance Elevator maintenance Exterminators, Fumigators Fire Safety Director, NYC Only 9. Has this project been reviewed for compliance with the Wicks Law involving separate bidding? 10. Name and Title of Requester PW-39 (04.11) Signature SEE PAGE TWO FOR LAWS RELATING TO PUBLIC WORK CONTRACTS Guards, Watchmen Janitors, Porters, Cleaners, Elevator Operators Moving furniture and equipment Trash and refuse removal Window cleaners Other (Describe) YES NO NEW YORK STATE DEPARTMENT OF LABOR Bureau of Public Work - Debarment List LIST OF EMPLOYERS INELIGIBLE TO BID ON OR BE AWARDED ANY PUBLIC WORK CONTRACT Under Article 8 and Article 9 of the NYS Labor Law, a contractor, sub-contractor and/or its successor shall be debarred and ineligible to submit a bid on or be awarded any public work or public building service contract/sub-contract with the state, any municipal corporation or public body for a period of five (5) years from the date of debarment when: • Two (2) final determinations have been rendered within any consecutive six-year (6) period determining that such contractor, sub-contractor and/or its successor has WILLFULLY failed to pay the prevailing wage and/or supplements • One (1) final determination involves falsification of payroll records or the kickback of wages and/or supplements NOTE: The agency issuing the determination and providing the information, is denoted under the heading ‘Fiscal Officer’. DOL = NYS Dept. of Labor; NYC = New York City Comptroller's Office; AG = NYS Attorney General’s Office; DA = County District Attorney’s Office. A list of those barred from bidding, or being awarded, any public work contract or subcontract with the State, under section 141-b of the Workers' Compensation Law, may be obtained at the following link, on the NYS DOL Website: https://dbr.labor.state.ny.us/EDList/searchPage.do NYSDOL Bureau of Public Work Debarment List 02/19/2014 Article 8 AGENCY Fiscal Officer DOL DOL DOL NYC DOL DOL DOL DOL DOL NYC DOL FEIN ADDRESS DEBARMENT START DATE DEBARMENT END DATE 4618 FOSTER AVE LLC C/O KAHAN & KAHAN 225 BROADWAY-SUITE 715NEW YORK NY 10007 02/05/2013 02/05/2018 A & T IRON WORKS INC 25 CLIFF STREET NEW ROCHELLE NY 10801 12/21/2009 12/21/2014 A ULIANO & SON LTD 22 GRIFFEN COURT MILLER PLACE NY 11746 10/26/2010 10/26/2015 A ULIANO CONSTRUCTION 22 GRIFFEN COURT MILLER PLACE NY 11746 10/26/2010 10/26/2015 *****5804 AAR/CO ELECTRIC INC 5902 AVENUE N BROOKLYN NY 11234 03/20/2009 03/20/2014 NYC *****4486 ABBEY PAINTING CORP 21107 28TH AVENUE BAYSIDE NY 11360 07/02/2012 07/02/2017 DOL DOL *****9095 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