Failure of Cast Immobilization for Thumb Ulnar Collateral Ligament Avulsion Fractures Mark Dinowitz, MD, Thomas Trumble, MD, Douglas Hanel, MD, Nicholas B. Vedder, MD, Mary Gilbert, MA, Seattle, WA To determine if small avulsion fractures of the thumb ulnar collateral ligament (UCL) with minimal (_< 2,0 ram) displacement can successfully be treated by cast immobilization, the authors reviewed 9 patients with minimally displaced fractures initially treated by casting. Despite immobilization within an average of 2 days of the initial injury (range, 0-6 days), a minimum of 6 weeks of immobilization in a cast, and adequate rehabilitation, all 9 patients had persistent thumb pain, especially with activities requiring strong pinch. After undergoing open reduction and internal fixation, the patients had relief of thumb pain and pinch strength improved from 36% of the contralateral side to 89% (p < .01). Grip strength increased from 77% to 93% (p < .05), but the ranges of motion of the thumb metacarpophalangeal and interphalangeal joints were not significantly altered. Minimally displaced UCL avulsion fractures frequently have significant rotation that prevents successful fracture healing even with prompt cast immobilization. (J Hand Surg 1997;22A:1057-1063.) Acute injuries to the thumb metacarpophalangeal (MP) joint ulnar collateral ligament (UCL) can occur with an avulsion fracture in approximately 20%-30% of cases3, 2 Open reduction and internal fixation is the standard treatment when the fracture involves 15%-20% of the joint surface or when there is sufficient displacement to suggest that the ligament attachment site cannot heal properly. 3-8 These criteria emphasize 2 points: the need to restore the articular surface and the need to allow for the healing of the ligament in the correct position. Unlike ligamentous disruptions without a fracture, the majority of the UCL avulsion fractures do not have a Stener lesion in which the distal end of the ligament folds back on From the Division of Hand and Microsurgery, Department of Orthopaedics, Universityof Washington,HarborviewMedical Center, Seattle,WA. Received for publication Dec. 12, 1995; accepted in revised form March6, 1997. No benefitsin any formhavebeen receivedor will be receivedfroma commercialpartyrelateddirectlyor indirectlyto the subjectof thisarticle. Reprintrequests:ThomasTrumble,MD, Departmentof Orthopaedics, Mailstop356500, Universityof Washington,Seattle,WA98195. itself and is trapped by the adductor aponeurosis.l, 9,10 The question that remains is how much displacement can be tolerated in small avulsion fractures that do not compromise a significant portion of the articular surface? Even small amounts of rotation can result in interposition of soft tissue or cartilage between the fracture fragments. Similarly, for pure ligamentous injuries of the UCL, it is not known whether complete disruptions without displacement can heal satisfactorily. In our initial experience, healing through cast immobilization alone for patients with small, minimally displaced articular fractures was hampered by persistent thumb pain and decreased pinch strength despite adequate rehabilitation exercises. On closer examination, it appeared that many of these small avulsion fractures had rotated such that avulsion fragment's articular surface's faced the fracture surface of the larger fragment, making fracture healing unlikely. This retrospective study reviews the cases of 9 patients initially treated with immobilization alone for small, minimally displaced avulsion fractures of the thumb UCL in order to demonstrate the problems associated with this injury. The Journal of Hand Surgery 1057 1058 Dinowitz et al. / Casting Fails in Thumb UCL Fractures Materials and Methods Demographics Between 1987 and 1993, 9 patients with minimally displaced (< 2 mm) small (< 2 mm in diameter) UCL avulsion fractures were treated (Figs. 1, 2). Their average age was 27 years (range, 18-43 years). There were 7 men and 2 women, and the dominant hand was involved in 5 patients. Average time from injury to initial treatment with cast immobilization averaged 2 days (range, 0-6 days). None of the injuries were work related. The injuries occurred during the following activities: skiing (3), biking (3), falls (2), skateboarding (1). Three patients were students, 3 were manual laborers, and 3 were manager-professionals. All patients' affected thumbs were initially placed in a spica cast for 6-7 weeks and all patients subsequently started an exercise program stressing active and passive flexion, especially combined flexion of the MP and interphalangeal (IP) joints. All patients continued to complain of pain and decreased pinch strength. In none of the patients was radiographic evi- Figure 2. This close-up of a posteroanterior radiograph of same injury shown in Figure 1 demonstrates rotation and slight (< 2.0 mm) displacement so that the articular surface of the fragment (arrow) is facing the fracture surface of the remainder of the proximal phalanx. dence of fracture union demonstrated at the time that patients were evaluated for further treatment by surgical repair at an average of 6.5 months (range, 4-13 months) after the injury. Our records indicated that none of these injuries were successfully treated by cast immobilization alone. During this same period, 15 patients sustained dramatically displaced UCL avulsion fractures as Stener lesions and they were successfully treated by acute UCL repair using the same techniques. 10 Three patients had true nondisplaced fractures as defined by the lack of separation or rotation of the UCL fragment from the proximal phalange shown on any of the radiographs and they were successfully treated by casting. Eighty-five patients were diagnosed as having soft tissue injuries of the UCL; 48 of these patients had complete ligament disruptions requiring surgical repair. Clinical Evaluations Figure 1. The fracture (arrow) appears well aligned and minimally displaced in this lateral oblique radiographic view. The patients were evaluated prior to surgery and at the time of final follow-up evaluation. They were surveyed as to whether they had no pain (level 0), pain with heavy activities (level 1), or pain with activities of daily living (ADLs) (level 2). MP and IP joint arcs of motion were measured preoperatively and at the time of final follow-up examination according to the guidelines for evaluation of permanent impairment by the American Medical AssociationJ 1 Key pinch and tip pinch strengths were measured using a pinchmeter (North Coast Medical Inc., San Jose, CA) for both the injured and uninjured side in order The Journal of Hand Surgery / Vol. 22A No. 6 November 1997 1059 to report the results as a percentage of the contralateral side. In a similar fashion, maximal grip strength was measured using a Jamar Dynamometer (JAS P. Marsh Corp., Skokie, IL). PostoperativeManagement After surgery, the patients' thumbs were placed in a spica cast for 4 weeks, with the volar aspect of the cast distal to the thumb IP joint removed to allow early IP joint range of motion (ROM). A removable plastic splint was used to protect the UCL for 2-3 weeks after removal of the cast. The patients were started on active and passive ROM exercises emphasizing combined IP and MP joint flexion as soon as the cast was removed. After surgery, the patients were followed for an average of 36 months (range, 24-56 months). Radiographs documented healing within 6-7 weeks after surgery. :,;:' Technique An S-shaped incision is used, with the distal aspect of the incision placed along the border of the glabrous skin of the thumb. There is a predictable branch of the radial sensory nerve in the dorsal skin flap that is protected. The adductor aponeurosis is incised longitudinally and the avulsion fracture is identified near the volar margin of the proximal phalanx. Frequently, a small arthrotomy is necessary to accurately reduce the avulsion fracture, which will often be rotated 90 ~ or more (Fig. 3). Prior to the final reduction, we place a nonabsorbable suture (3-0 Ticron, Davis and Geck American Cyanamid Co., Manoti, PR) resembling one half of a modified Kessler tendon suture in the UCL. The suture is passed as close to the fragment as possible and then brought through the base of the proximal phalanx by 2 Keith needles (Figs. 4, 5). The needles are passed perpendicular to the fracture line and the 2 suture ends are brought out through a small incision on the radial side of the thumb, which avoids the need for a pull-out button and the attendant difficulties with skin irritation, tza3 This technique, unlike tension band wires, which can result in rotation of these small fracture fragments,6 allows the force vector of the suture to stabilize the fracture. The fragment is pinned in place anatomically with .028-inch Kirschner wires (Kwires) (Fig. 6). Although one could excise the avulsion fragment and repair just the ligament, doing so would greatly hamper the surgeon's efforts to accurately reconstruct the centers of rotation of the MP Figure 3. The rotated position of the ulnar collateral ligament avulsion fracture fragment is demonstrated. joint. A recent Biomechanical study has demonstrated that even an error of 1-2 mm results in significant changes in joint rotation and stability. 14 Fluoroscopy is used to confirm that the rotational deformity has been corrected. After anatomic reduction has been verified, the suture is tied down on the radial side of the proximal phalanx. The K-wires are buried beneath the skin so that they are palpable on the radial side of the thumb. The wires can be easily removed under local anesthetic 6-8 weeks after surgery by an incision of the radial aspect of the thumb. Because the wires are buried, they do not interfere with mobilization of the joints during rehabilitation. Statistics The change between preoperative and postoperative parametric data was evaluated using the student's t-test. The nonparametric evaluation of pain was performed using Wilcoxon's signed-rank test. Results The average time from injury to initial consultation was 2 days (range, 0-6 days). After 6-7 weeks 1060 Dinowitz et al. / Casting Fails in Thumb UCL Fractures it Figure 4. A suture is placed in the ligament just proximal to the avulsion fragment. Two suture ends are passed through the proximal phalanx by 2 Keith needles drilled through the proximal phalanx. of cast immobilization and appropriate therapy, all 9 patients continued to have pain (level 2) limiting their performance of ADLs, especially opening jars and turning keys, despite having an average of 7 months in which to recover (range, 4-13 months). We chose 4 months as the minimum period to consider the cast treatment a failure because this is the period that it takes even the surgically repaired complete disruptions of the ligament to regain most of the strength and obtain maximal relief of pain. Final Figure 5. The sutures are tied on the radial side of the proximal phalanx after the avulsion fragment has been derotated, reduced, and secured with 2.028-inch Kirschner wires. The Journal of Hand Surgery / Vol. 22A No. 6 November 1997 1061 Strength The preoperative key pinch strength averaged 8 lb. (range, 6-12 lb.), or 36% of that of the contralateral side, and tip pinch averaged 4 lb. (range, 2-6 lb.), or 33% of that of the contralateral side. Postoperative key pinch strength significantly increased to an average of 22 lb. (range, 13-24 lb., p < .01), which was 89% of that of the contralateral side. Similarly, the tip pinch strength improved to 9 lb. (range, 4-15 lb.), or 74% of that of the contralateral side (p < .05). The grip strength of the injured extremity averaged 68 lb. (range, 25-112 lb.), which was 76% of that of the uninjured side. Grip strength improved to an average of 83 lb. (93% of that of the contralateral side; range, 45-120 lb.). This increase in grip strength was significant when compared to the preoperative strength (p < .04). Figure 6. On this postoperative posteroanterior radiograph, the reduction of the articular fracture can be seen secured by 2 .028-inch Kirschner wires. In addition, a suture was placed into the collateral ligament and tied on the radial side of the proximal phalanx. Radiographs follow-up evaluation was at an average of 36 months after surgery (range, 24-56 months). By 6-7 weeks after surgery, all patients' ligaments had achieved solid union. One of the 9, who had an old radial collateral ligament injury, had early radiographic signs of joint narrowing that was present prior to the surgery. In none of the patients, however, did sclerosis or osteophytes develop. Pain At final average follow-up evaluation, only 1 of 9 patients reported pain at work and with some ADLs. This is a significant improvement from the preoperative status (p < .05). Intraoperative Findings Motion The preoperative MP joint arc of motion was 40 ~ (range 15~176 which was 61% of the contralateral thumb (Table 1). The IP joint ROM was 44 ~ (range, 35~176 or 77% of that of the contralateral side. At final follow-up examination, the MP joint motion increased slightly to an average of 42 ~ (range, 35~176 which was 65% of that of the contralateral side, and the IP joint motion increased to 47 ~ or 82% of that of the contralateral side (range, 30~176 In all cases, the majority of the UCL ligament was attached to the avulsion fragment. Five of the patients had concomitant injuries to the palmar plate of the thumb MP joint, 2 of whom had small avulsion fractures associated with the palmar plate injury. These palmar plate injuries were repaired with sutures at the time of the UCL repair. Because all the significant portions of the UCL were attached to the fragment, the joint was not stable until the fragment was reapproximated. Although the suture in the ligament helped to protect the fixation of the small fragment, it did not act as a tensioning suture to stabilize the joint. Table 1. Thumb Range of Motion and Strength MP joint range of motion (~ IP joint range of motion (~ Key pinch (lb.) Tip pinch (lb.) Grip (lb.) Preoperative (% contralateral) Postoperative (% contralateral) 40 + 16 (61%) 44 + (77%) 8 + 2 (36%) 4 + 2 (33%) 68 + 26 (76%) 42 + l0 (65%) 47 + 10 (82%) 22 + 6 (89%) 9 + 4 (74%) 83 + 30 (93%) IP, interphalangealjoints; ME metacarpophalangeal. 1062 Dinowitz et al. / Casting Fails in Thumb UCL Fractures Discussion This report focuses on minimally displaced UCL avulsion fractures. Despite the delay in treatment, the results are similar to those in reports of acute UCL repairs. Derkash et al., 15 in a review of 123 thumb injuries, noted that mild stiffness and pain was common, although pain or stiffness was severe enough to be a problem in only 4% and 5%, respectively, of patients; however, 41% of the patients were lost to follow-up monitoring. Kessler found that 5 of 13 patients had persistent pain with activities even though their physician rated their treatment as having good results, j6 Using a rating of excellent to poor, Gerber et al. 17 noted that in 90% of the 47 patients, treatment had good to excellent results. If these criteria are used, 8 of the 9 patients in our study had good or excellent results. Using the criteria of satisfactory versus unsatisfactory, Lamb et al. ~8 found that in 17 of 21 patients, treatment had satisfactory results, while Frank and Dobyns ~9reported that results for 22 of 24 patients were satisfactory. For all 9 of the patients in our study, treatment results would be rated as satisfactory using these criteria. Bowers and Hurst 7 reviewed the world literature involving the treatment of 197 UCL injuries and noted that 138 of 197 injuries were surgically repaired and that for 131, there were good results following surgery, although their rating system was not defined. Interestingly, they noted that patients with UCL avulsion fractures without surgery had poor results (8 of 9), while patients with surgical repair had good results (25 of 26). Delay to Treatment Smith 2 and Strandel120 both noted a decrease in the functional results when the ligament or fracture repair was delayed by 3 or more weeks. Smith 2 noted that 6 of 31 patients with delayed treatment had recurrent ligament instability, which did not occur in the patients in our study. The results in our study, including a return of nearly 90% of preinjury pinch strength, suggest that delayed repair is possible although probably not optimal in small avulsion fractures of the UCL. Method of Repair Obviously, there are many successful ways to repair avulsion fractures of the UCL. We believe that tension-band wiring did not result in a force vector perpendicular to the fracture plane and therefore caused problems with rotation of the small fracture fragment that did not have significant interdigitation of the fracture surfaces. 6 The technique of passing both suture ends through the proximal phalanx avoided the need for a pull-out button and provided support for the K-wire fixation without causing rotation of the fracture fragment. ~2 Suture anchors can be effective in UCL repairs, but with avulsion fractures, the suture anchor position is usually distal to the fracture, creating a rotational moment. 21 By tying the suture on the radial side of the thumb proximal phalanx, we were able to avoid placing the ligament under tension when tying the suture, whereas we had to keep the thumb somewhat radially abducted when using the suture anchors to maintain enough exposure to securely tie the suture. References 1. Hintermann B, Holzach PJ, Schutz M, Matter P. 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