The Harper Revolution in Criminal Justice Policy… and What Comes Next justice Anthony N. Doob and Cheryl M. Webster Fundamental beliefs about the nature of crime and what public policy can do about it informed Canada’s criminal justice policies for decades. Stephen Harper’s Conservative government broke with that consensus, with serious consequences. However, the next government, whatever the party, can find grounds for a new consensus on some grounds and the basis for constructive change. Quel que soit le parti au pouvoir, la justice pénale canadienne reposait depuis des décennies sur des valeurs fondamentales quant à la nature de la criminalité et aux moyens de la combattre. Ce consensus a été brisé de maintes façons par le gouvernement Harper, non sans lourdes conséquences. Mais au moins dans certains domaines, le prochain gouvernement, peu importe sa couleur, aura l’occasion de rebâtir un nouveau consensus fondé sur des changements constructifs. F or most of Canada’s history, a broad consensus existed on the principles that should govern criminal justice reform, though there were always disagreements about details. The consensus is evident through statements from cabinet ministers, government reports, royal commission reports and criminal justice experts. This shared vision ended in 2006. In this essay we suggest that the next government might initiate a renewal of the criminal justice system. It could readily identify broad principles that would raise little controversy. Then, rather than making piecemeal changes, it could review large areas of the criminal justice system, instituting changes that reflect broad integrated knowledge of current problems, long-standing Canadian values and empirical knowAnthony N. Doob is a professor emeritus of criminology at the University of Toronto. Cheryl M. Webster is an associate professor of criminology at the University of Ottawa. 24 OPTIONS POLITIQUES MAI-JUIN 2015 ledge. Such an approach requires only the will to create a fair, efficient and effective criminal justice system. The pre-2006 consensus is illustrated by the quiz that appears on the next page. For each statement, try to guess the speaker’s party, and roughly when the statement was made. But be warned, it’s hard, because the consensus was so widely shared and long-lasting. The core of that consensus consisted of four pillars: Social conditions matter. Before 2006, involvement in crime was understood as not simply about choices that individuals make. Rather, it was also a product of the social conditions in which people live. Quotations 1-6 illustrate this belief. Governments struggled with criminal justice issues but understood that solutions to crime largely lay elsewhere. In fact, the long-term protection of society was seen as best served through crime prevention. Harsh punishments do not reduce crime. An impressive quantity of research demonstrates that governments c annot the quiz 1) “I want to congratulate the minister for realizing at last that crime is not just a sordid happening but rather a result of human behaviour brought about by our economic and social conditions which we have failed to change.” 9) “It is the Committee’s view that in all cases where there has been no finding of dangerousness, sentences of imprisonment should be imposed only where protection of society clearly requires such penalty…The Committee wishes to emphasize the danger of overestimating the necessity for and the value of long terms of imprisonment except in special circumstances…The Committee maintains that imprisonment or confinement should be used only as an ultimate resort when all other alternatives have failed.” 2) “Crime prevention means recognizing connections between the crime rate and the unemployment rate, between how a child behaves at school and whether that kid has had a hot meal that day. In the final analysis crime prevention has as much to do with [the Minister of] Finance, [the Minister of] Industry, and [the Minister of] Human Resources Development, as it does with [the Minister at] the Department of Justice. To some people, crime prevention is code language for going soft on crime. I don’t care what they say. I am interested in what works. It is easy to bring a crowd to its feet by demanding harsh retribution for the most brutal of murderers.” 10) “In awarding sentences, preference should be given to the least restrictive alternative adequate and appropriate in the circumstances.” 3) “If locking up those who violate the law contributed to safer societies, then the United States should be the safest country in the world. In fact, the United States affords a glaring example of the limited impact that criminal justice responses may have on crime.” 12) “All available sanctions other than custody that are reasonable in the circumstances should be considered for all young persons, with special attention to the circumstances of aboriginal young persons.” 4) “A safe society depends on strong crime prevention efforts as well as traditional justice responses. At the heart of [our] policies on crime is the belief that a safer society is one where crime is not only punished but prevented.” 13) “The Committee further believes that, except where to do so would place the community at undue risk, the correction of the offender should take place in the community and imprisonment should be used with restraint.” 5) “The best solution to crime problems is a strong, growing economy that provides more jobs and opportunity. However, if Canada is to have the safest communities in the world, we must also make sure that criminals are caught and properly dealt with, that victims of crime are given the help and respect they deserve and that everything possible is being done to prevent crime in the first place. Canadians have been saying for many years now that the justice system is too soft on criminals and too hard on victims. We agree. Our plan includes measures to ensure that criminals get the punishment they deserve and victims get the respect and treatment they deserve. At the same time, we must be realistic in recognizing that an ounce of crime prevention is worth a pound of cure. Keeping young people in school, early intervention in the lives of young people in trouble, and education of young people in general about the consequences of crime do more to prevent crime than any other kinds of action.” 14) “Imprisonment is generally viewed as of limited use in controlling crime through deterrence, incapacitation and reformation, while being extremely costly in human and dollar terms…Reducing our dependency on prisons is needed to achieve greater effectiveness, balance, and restraint in our system.” 11) “All available sanctions other than imprisonment that are reasonable in the circumstances should be considered for all offenders, with particular attention to the circumstances of aboriginal offenders.” 15) “The undeniable responsibility of the state to those held in its custody is to see that they are not returned to freedom worse than when they were taken in charge. This responsibility has been officially recognized in Canada for nearly a century but, although recognized, it has not been discharged. The evidence before the Commission convinced us that there are very few, if any, prisoners who enter our penitentiaries who do not leave them worse members of society than when they entered them.” 6) “There was a lot of agreement that we can’t just continue to build more jails… We have to get into the social aspects that contribute to crime.” 16) “The use of incarceration in Canada has become a concern on a number of levels...Incarceration costs approximately 10 to 15 times as much...as community-based [sanctions]... At the same time as there are concerns about the costs ... doubts about its value are also prevalent...Correctional administrators consistently report that a large proportion of persons in their jails do not belong there.” 7) “Research indicates that criminal sanctions have only a limited effect in terms of some of their traditionallyinvoked objectives, such as rehabilitation, deterrence and incapacitation.” 17) “Non-violent provincial inmates should be out of jail and working in the community…I think that there are other ways of dealing with some of the criminal activity that goes on that are more effective than putting a person in jail.” 8) 18) “If the punishment of the offender is the only object society should have in view, the Penitentiaries of Canada fully meet the requirements. They are old-time prisons dominated by the idea that, not only should the offender be punished by being deprived of his liberty and confined by iron bars and stone walls, but the avenging hand of the law he has violated should continue to bear heavily upon him in his place of incarceration…Viewed from the economic standpoint, the reformation of the convict is a matter of prime importance to the State. The prison of punishment is the most expensive prison to maintain.” POLICY OPTIONS “Certainty of punishment, and more especially certainty that the sentence imposed by the judge will be carried out, is of more consequence in the prevention of crime than the severity of the sentence.” (SEE PAGE 31 FOR ANSWERS) xxx MAY-JUNE 2015 25 Anthony N. Doob and Cheryl M. Webster measurably affect crime rates by increasing punishments. Previous governments understood this reality (quotations 7-8) and policy-makers did not expect prisons to reduce crime (quotations 9-14). Indeed, the emphasis was on attempting to ensure that prisoners were not released in worse shape than when they entered (quotations 15-18). Unsurprisingly, restraint in the use of imprisonment was uncontroversial. When the Liberal government released a policy document in 1982 promoting this principle, it was criticized by a Globe and Mail columnist as repeating mere “motherhood” statements. The Conservatives reprinted the Liberal policy document in 1989, making one change: the preface with Jean Chrétien’s signature (as justice minister) disappeared. Development of criminal justice policies should be informed by expert knowledge. Ministers and governments had priorities, and changes were typically a result of discussions about priorities and policies. Details of public policies were largely left to professional, experienced experts under the direction of their political masters. Broad consultation was required. Evidence mattered. Consensus across stakeholders (federal and provincial as well as public and private) was sought. As a result, development of criminal justice policies would often be conducted by royal commissions, government-appointed committees or parliamentary committees, and they took time to ensure a comprehensive examination of the issues. With such a broad-based approach, criminal justice policy was seldom the source of partisan divide, and work begun under one government was often completed by another. Notably, some of the ideas in the 1990 Conservative policy documents on sentencing and corrections — leading to, among other things, the Corrections and Conditional Release Act — can be traced to studies initiated by Liberal governments. The Conservatives didn’t hesitate to say so. “Although the recommendations of these studies sometimes diverged,” wrote the Conservative justice minister and solicitor general in 1990, “there has been a large measure of consensus on needed 26 OPTIONS POLITIQUES MAI-JUIN 2015 changes that the government can draw on. While the options proposed in this document are the responsibility of the government, it is important to recognize the significant debt the next step in criminal justice reform owes to these preparatory analyses.” That statement wasn’t controversial. Changes in the criminal law should address real problems. Politics has always been a concern in the development of criminal justice policies — as it should be in a democracy — but under the old consensus, politics only occasionally was the predominant concern. For example, in 1986 the Conservative government introduced legislation to block the release of certain offenders after they had served two-thirds of their sentences. Although plainly counterproductive because it means that those deemed most likely to commit serious violent crimes are released without any supervision when their sentence expires, this legislation was prompted by a high-profile murder by someone on “early” release. The political need to be seen to be doing something trumped good policy. Similarly, the Liberal government introduced mandatory minimum sentences for some gun crimes in 1995 to soften opposition to its proposed longgun registry. Although it understood that harsher sanctions do not reduce criminal activity, political need (to gain support for the Bill) outweighed good policy. But these examples stand out because they were relatively rare. Most criminal justice policy changes had obvious policy goals. Policy changes were even made when a political analysis would suggest there was political risk and nothing to be gained. This happened in 1982 and again in 2002, when major reforms of youth justice were legislated by Liberal governments. And it happened in 1992, when a Progressive Conservative government passed the Corrections and Conditional Release Act, which governs imprisonment. For the most part, it was understood that “good government” included expending effort on criminal justice issues that weren’t necessarily vote-getters. Shutterstock JUSTICE An impressive quantity of research demonstrates that governments cannot measurably affect crime rates by increasing punishments. POLICY OPTIONS MAY-JUNE 2015 27 Anthony N. Doob and Cheryl M. Webster It is hard to believe that anyone is fully happy with Canada’s sentencing system. W hen Stephen Harper’s government assumed power, the old consensus crumbled. In its place, a new vision of the role of the criminal justice system in Canadian society was adopted that defied the basic elements on which consensus had rested for over a century. Crime can be solved through the criminal justice system. While crime prevention is occasionally mentioned, current criminal justice policies are almost exclusively focused on harsh punishment as the primary vehicle to control crime. Restraint in the use of the criminal law or imprisonment has disappeared. While the Harper government has generally avoided stating the rationale underlying its choice of crime policy domains, it has occasionally expressed a clear belief in the efficacy of punishment. As Harper himself said in 2014, “We said ‘do the crime, do the time.’ We have said that through numerous pieces of legislation. We are enforcing that. And on our watch the crime rate is finally moving in the right direction, the crime rate is finally moving down in this country.” As figure 1 suggests, the Prime Minister’s statement took advantage of a pre-existing trend, and the continued drop in crime rates had nothing to do with his policies. The beginning of his government (2005) is marked with a vertical line. Crime is exclusively a matter of individual choice. The Harper policies involve much more than increased penalties. Rather, they represent an explicit attempt to create divisions among Canadians: offenders are not the product of social 28 OPTIONS POLITIQUES MAI-JUIN 2015 circumstances but are inherently bad people who should be permanently distinguished from law-abiding citizens. As reported in the Toronto Star in February 2011, referring to the 421 percent increase in the cost of applying for a pardon, Harper’s public safety minister simply explained that “ordinary Canadians should not be having to foot the bill for a criminal asking for a pardon.” This statement not only neatly divides Canadians into two distinct groups but also ignores the Public Safety Canada data that suggest that 21.2 percent of Canadian males and 3.9 percent of females over age 12 have criminal records. Over 95 percent of those receiving pardons never reoffend. Gone is any real attempt to reintegrate offenders or any belief in the practice. Being an “offender” is seemingly a permanent identity. Not surprisingly, pardons are no longer available for many offences, even some that carry relatively low maximum (18-month) sentences. Similarly, the normative assertion that “they” have forfeited the claim to have their interests or human rights taken into account also appears to be increasingly considered an appropriate consequence of wrongful behaviour. One need only recall Harper’s 2006 election promise to work toward a constitutional amendment to take the vote away from federal prisoners. Further, the punitive effect of legislation on disadvantaged people is either ignored or desired. A bill introduced in March 2015 would restrict some offenders serving penitentiary sentences for sexual or violent offences to six months of supervised “statutory release” rather than the current one-third of the sentence. The government’s own data demonstrate that 32 percent of non-Aboriginal women but 54 percent of Aboriginal women are at risk of serving more time in penitentiary under this proposal. For men, 46 percent of non-Aboriginal prisoners might serve longer sentences, as compared with 61 percent of Aboriginal offenders. So this bill would increase the already disproportionate imprisonment of Aboriginal people in Canada: Aboriginal people constitute about 3 to 4 percent of the population of Canada but 23 percent of the men and 33 percent of the women in Canada’s penitentiaries. The government would have known about the Bill’s disproportionate impact on Aboriginal people. The data are publicly available in government reports and demonstrate similar disproportionate effects of current policies on Aboriginal people. In this context, it is little wonder that Harper sees the large number of missing and murdered Aboriginal women as a crime problem, not a sociological phenomenon, and he is not — unlike his predecessors — interested in looking for systemic solutions. Much has changed, it seems, since the 1968 Conservative platform of Robert Stanfield, which stated that “one of the greatest blots on Canada’s reputation for fairness and equity is the condition of [Canada’s Aboriginal people]… It is a problem that should touch the conscience of all Canadians.” Crime legislation is developed largely by politicians, without advice from those knowledgeable in criminal justice policy. It is not coincidental that the recourse to government or government- appointed commissions and committees — with their emphasis on extensive consultation, evidence-based recommendations and broad consensus across stakeholders — has all but dried up. Other than one discredited 2007 report on federal imprisonment, there have been no broad policy documents. Meaningful debate and broad examination of legislative bills have been severely truncated. Notably, many of the criminal justice initiatives have been passed without serious discussion of costs. Rather than thoroughly reviewing broad policy fields and introducing comprehensive reforms, the current government constantly fiddles and tweaks. The government’s signature justice reform — the creation of mandatory minimum sentences — follows this pattern. If the government believes, in fact, that sentences in general are too lenient, it could review sentencing generally and consider broad reforms that Total reported crime per 1,000 residents (n) 100 Nontraffic crime 80 2.5 2.0 1.5 Homicides 1.0 20 0.5 0 1960 1964 1968 1972 1976 1980 1984 1988 1992 1996 2000 2004 2008 2012 would accomplish its policy goals. But it has declined to do so. Instead, it has introduced one mandatory minimum after another, often in response to headlines somewhere in Canada, with no apparent consideration of the cumulative effect of these changes on the coherence of sentencing or the operation of the courts. Nor, for that matter, has the government taken into account the extensive research demonstrating the ineffectiveness of mandatory minimum sanctions in reducing crime. Crime policy has become increasingly politicized. So far, the Harper government has introduced 90 criminal justice bills, including two multipart “omnibus” bills. The sheer number has ensured that the underlying message that offenders are inherently bad people is heard repeatedly. Hence, one of the most obvious manifestations of the centrality of political calculation is the government’s piecemeal approach to reform. Sometimes changes are consequential but almost always they are focused on a few specific matters — some of which do not appear (empirically) to even be problems. Consider the changes that the government has introduced to parole and other forms of release of federal prisoners into the community: • The government made general changes to attempt to restrict parole. Yet, 3.0 60 40 evidence demonstrates that if full parole were completely abolished for those serving ordinary sentences, Canada’s imprisonment rate would increase by only 2.7 percent. • It abolished the “faint hope” clause whereby those serving life sentences could have their parole ineligibility period reduced by a jury. About six people a year received shorter parole ineligibility periods under this law. • A form of presumptive parole was abolished. • Consecutive parole ineligibility periods were introduced for multiple murderers. • Legislation permitting sentences of “life in prison without parole” was introduced. • Legislation restricting presumptive release of prisoners at the two-thirds point in their sentences was introduced. Notably, these initiatives were contained in six separate bills over a six-year period, so Parliament had no opportunity to examine conditional release of prisoners as a whole. But six bills meant six times as many opportunities to communicate the government’s message — that it is on the side of good people and is making life unpleasant for bad people — than it would have had if only one comprehensive bill had been introduced. xxx 3.5 Homicides per 100,000 residents (n) Source: Statistics Canada. 120 Harper Government Figure 1. Crime and Homicide Rates, Canada, 19602012 0.0 Even more illustrative is the plethora of reforms that can only be described as minor, trivial or redundant. In 2006, the Harper government introduced legislation increasing the (Liberal-imposed) mandatory minimum sentences for firsttime violent offences with a handgun or prohibited weapon (but not a shotgun or rifle) from four to five years. The suggestion — it seems — is that people will be deterred by a possible five-year sentence but not a four-year sentence. In 2014 the government introduced the Justice for Animals in Service Act (Quanto’s Law), named for a police dog killed in service. It would create a new offence of killing or maiming a police or military animal, notwithstanding the fact that comparable laws already exist. The announcement was made by the Prime Minister himself, with his wife and cabinet minister Rona Ambrose also in attendance. Similarly, a new aggravating factor in sentencing was created in 2012 with the Protecting Canada’s Seniors Act, which requires consideration of “evidence that the offence had a significant impact on the victim, considering their age and other personal circumstances, including their health and financial situation.” Those 24 words constitute the entire substance of the bill. We doubt that there is a judge anywhere who wasn’t already considering the vulnerability of victims. The government POLICY OPTIONS MAY-JUNE 2015 29 120 and Cheryl M. Webster Source: Statistics Canada. 100 80 60 40 20 0 1955 suggested that “this legislation would further support our Government’s common front to combat elder abuse in all forms…The interests of law-abiding citizens should always be placed ahead of those of criminals.” While arguably a means of attracting targeted voters, this approach ignores the need for comprehensive, thoughtful bills. T here is little doubt that fundamental differences exist between the Harper government’s vision for the criminal justice system and the one rooted in the consensus that preceded it. Bridging these divides seems unlikely. However, we would argue that a new agenda for Canadian criminal justice policy is still well within our reach. The next government need not panic. Notwithstanding the many uncoordinated changes since 2006, and contrary to the worst fears of critics, incarceration rates have not increased dramatically (see figure 2). If we look at the evidence presented in figure 1, Canada has neither a crime crisis nor, so far, an imprisonment crisis. Notwithstanding recent divisive approaches to criminal justice policy, we are confident that a few basic principles that almost certainly are consistent with the values of most Canadians could form the basis for systematic reform of the criminal justice system. 30 OPTIONS POLITIQUES MAI-JUIN 2015 Harper Government Adult prisoners per 100,000 residents (n) Figure 2. Anthony N. Doob Adult imprisonment Rate, Canada, 19552010 1960 1965 1970 1975 1980 1) Prosecutions should be effective, fair and efficient. It is hard to believe that this suggestion could be controversial. However, there is evidence that mandatory minimum sentences disrupt the prosecution process. Substantial numbers of people charged with criminal offences who are in jeopardy of losing their liberty or livelihood cannot afford lawyers. People wait months, if not years, to have their cases heard. Decisions on pretrial release that used to be concluded in one hearing now take days. 2) The criminal justice system’s response to wrongdoing — and sentences in particular — should be proportional to the seriousness of the offence. 3) Governments have a responsibility to focus resources on prevention. Medical interventions early in life (e.g., visits by prenatal public health nurses to atrisk families) improve a child’s physical health and reduce later criminal behaviour. School policies and practices can be shaped to reduce violence. We can invest in preventing crime or we can invest in imprisoning more people. It costs more to imprison one person for a year than it does to hire one teacher or one police officer or one visiting public health nurse. It is hard to imagine that many people would argue against effective prosecution, proportional response to 1985 1990 1995 2000 2005 2010 crime and a serious focus on prevention. Within this context, we would suggest that rather than tinkering with individual sections of laws, Canada should look broadly at our criminal justice system, guided by our history and by evidence. A government could examine areas such as the following: • Bail and the pre-sentence custody problem. Of all prisoners in Canada, 35 percent are awaiting trial (that is 55 percent of all provincial prisoners). Using existing research, thoughtful cooperation between the provinces and the federal government could address this problem effectively. • Court processing and court delay. Accused people, witnesses, police officers and court personnel waste an enormous amount of time and money with unproductive court appearances. Even simple cases often take months to be completed. Ten years ago, the federal department of justice worked with its provincial counterparts on this issue. There is a substantial amount known about the problem, which would point to effective solutions. • Sentencing. It is hard to believe that anyone is fully happy with Canada’s sentencing system. The 1996 sentencing provisions constituted a good first step. However, more steps are needed. Canada could learn from table 1. Outcomes of adults Released on Parole from Penitentiaries, Canada, 2011-12 and 2012-13 Source: Public Safety Canada, 2013. Full parole 2011-12 2012-13 Day parole 2011-12 2012-13 Total number of adults charged with violent offences in Canada 150,044 150,371 150,044 150,371 Number of people on parole revoked for a violent offence (%) 7 (0.5) 3 (0.3) 7 (0.3) 4 (0.1) Number of people on parole revoked for a nonviolent offence (%) 70 (5.4) 39 (3.3) 44 (1.7) 45 (1.5) Number of people on parole revoked for violating a condition of release (%) 200 (15.4) 134 (11.3) 268 (10.3) 282 (9.2) Number of successful completions of parole (%) 1,022 (78.7) 1,014 (85.2) 2,275 (87.7) 2,749 (89.3) Total number of people completing this type of parole (%) 1,299 (100) 1,190 (100) 2,594 (100) 3,080 (100) the experiences in other countries on how sentencing decisions might best be structured. • Penitentiaries. In 1989, the Correctional Service of Canada created a mission statement that included two “core values,” which appear to have been forgotten: “We respect the dignity of individuals, the rights of all members of soci- ety, and the potential for human growth and development,” and “We recognize that the offender has the potential to live as a law-abiding citizen.” In the past five years, an average of 5,116 recently sentenced prisoners entered Canada’s penitentiaries. On average, 53 prisoners per year die from all causes in federal penitentiaries. Quiz answers 1. Conservative justice critic Eldon Woolliams, responding to the (Liberal) Solicitor General, House of Commons, 1972. 2. Allan Rock, Liberal justice minister, 1995. 3. (Conservative-dominated) Standing Committee on Justice and the Solicitor General, February 1993. 4. Liberal Party of Canada platform, 1997. 5. Progressive Conservative Party of Canada platform, 1997. 6. Conservative MP (and former RCMP officer) Bob Horner, February 1993. 7. Sentencing. Liberal government, February 1984. 8. John A. Macdonald, 1871. 9. Canadian Committee on Corrections, 1969. 10. Criminal Law in Canadian Society, Liberal government policy statement, August 1982. 11. Criminal Code of Canada, section 718.2 (1996-present). 12. Youth Criminal Justice Act, section 38(2)(d) (2003-present). 13. Taking Responsibility, House of Commons Standing Committee on Justice and the Solicitor General (Conservative-dominated committee chaired by Conservative David Daubney), 1988. 14. Conservative Justice Minister (Kim Campbell) and Solicitor General (Pierre Cadieux), preface to government policy statement, 1990. 15. Royal Commission to Investigate the Penal System of Canada, 1938. 16. Neilsen Task Force investigating federal programs for the Conservative government, 1985. 17. Brian Evans, Alberta justice minister in Conservative premier Ralph Klein’s government, 1996. 18. Royal Commission on Penitentiaries, 1914. xxx The rest return to the community. It is in everyone’s interest to ensure their effective reintegration. Those “lost” core values might constitute a starting point. • Parole and other forms of release from prison. Parole and related issues have been the target of piecemeal legislation. A thoughtful review of Canadian practices might help us learn from our successes. Those released on parole from Canada’s penitentiaries are responsible for almost no crime (table 1). Of the roughly 150,000 adults charged in Canada with a violent offence, very few (7 in 2012-13; 14 in 2011-12) were on some form of parole. Unsuccessful paroles relate largely to violations of conditions of release, not reoffending. These areas are examples of what any government that is interested in creating a fair, efficient and effective criminal justice system might do. None is easy. Achieving a consensus will be a challenge. But in the past 50 years, we have accumulated substantial knowledge on the operation of the criminal justice system. A government motivated to make improvements could show leadership and, in cooperation with the provinces, move Canada’s criminal justice system in a direction of which most Canadians would approve. n POLICY OPTIONS MAY-JUNE 2015 31
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