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Classic Account – J.P. Morgan ISA transfer application – through a Financial Adviser
(Part One)
Valid from February 2015
Please complete this form in BLOCK LETTERS and black ink, and return it to: Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment,
London EC4Y 0JP. If you have any questions regarding this form please call our UK-based Investor Services team on 0800 20 40 20. Our telephone lines are open Monday
to Friday, 9am to 5.30pm.
Please note this form should only be used for Individual Investor OEIC ISA Investment(s) through a Financial Adviser.
We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for
completion.
Financial adviser
Important Note:
Financial Adviser’s stamp
•
•
•
FCA number
•
If you expect to receive commission from this application, your client’s
investment should be placed into an ‘A’ share class.
If you do not expect to receive commission from this application your client’s
investment should be placed into a ‘B’ share class.
If commission from J.P. Morgan Asset Management is expected on this
investment, the Financial Adviser needs to ensure that they receive and/or
process any such commission in accordance with the FCA Adviser charging and
commission rules and/or any local laws or regulation as applicable.
If you wish to instruct a conversion of your clients existing ‘A’ share holding to
the non-commissionable ‘B’ share class, please complete the Conversion
application form available from jpmorgan.co.uk/adviser. Alternatively, please
call us on 0800 727 7770.
If you have any questions regarding this form, please call our UK-based Intermediary services team number on 0800 727 770.
There are two parts to the ISA Transfer form:
Part One This is your instruction to us to buy shares and to open your J.P. Morgan ISA.
Part Two We forward this part to your existing ISA manager to instruct them to sell your current investments.
1. About you
Your existing account number
Your title (e.g. Mr/ Mrs / Miss / Ms / Other)
Surname
First name(s) in full
Your permanent residential address
Postcode
Telephone numbers (please provide country code if outside the UK)
Daytime telephone number
Country code
+
Evening telephone number
Country code
+
Your date of birth (Day/Month/Year)
1
9
City/town of birth
Country of birth
Are you a UK citizen?
YES
NO
If you are a citizen of any other country, please provide country name below:
Email address
Classic Account – J.P. Morgan ISA transfer application – through a Financial Adviser
(Part One)
2. Tax residency
Tax RegulationsA require us to collect information about each investor’s tax residency. In certain circumstances we may be obliged to share information on your account
with HMRC. If you have any questions about your tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you
advise us of the changes promptly.
Account holder:
Are you a UK tax resident?
Yes
No
Please note, if you are not a UK tax resident, you cannot open a J.P.Morgan ISA.
Do you have a National Insurance Number?
No
Yes
If yes, please enter your National Insurance Number here
Please indicate if there is any other country in which you are resident for tax purposes and the associated Tax Identification Number below. If you are a US citizen or tax
resident, you are not eligible to open this account.
Additional Country of tax residence
Tax identification number
A
The term “tax regulations” refers to regulations created to enable automatic exchange of information and include FATCAB, various agreements to improve international tax compliance entered
into between the UK and its Crown Dependencies and its Overseas Territories and the OECD Common Reporting Standard for Automatic Exchange of Financial Account Information.
B
The term “FATCA” refers to The Foreign Account Tax Compliance provisions contained in the US HIRE Act 2010 and other relevant legislation implementing FATCA under local law.
3. Choosing your investment
Before investing in a sub-fund(s) you must receive and read the Key Investor Information Document (KIID), which contains important information about the sub-fund. To
receive the KIID(s) you require for your chosen sub-fund(s) either visit www.jpmorgan.co.uk/investor, call our UK-based Investor Services team on 0800 20 40 20 or
contact your Financial Adviser.
A. Please read the notes section overleaf before choosing your funds.
B Please tell us which type of ISA you are
Stocks and Shares
transferring to us
Cash
C. Please select the funds you wish to invest in, and if appropriate the
proportion(s) to be allocated in the list below.
ISIN
C
GB00B1YWMF73
C
Fund name
JPM Asia Fund
Share Class
Percentage
(minimum £1,000 per Fund)
‘B’ Acc
£1,000
Should the Fund name/Share Class not match the ISIN number, the ISIN number will prevail.
Total % 100%
4. Choosing your income preference
To ensure that payment can be made in respect of any proceeds or income deriving from your investment, please provide your bank or building society account details below.
Name of bank or building society
Name of account holder(s)
Branch address
Postcode
Account number
Bank sort code
Reference number (Building Society)
Classic Account – J.P. Morgan ISA transfer application – through a Financial Adviser
(Part One)
5. Declaration and signature
We’d like to keep you informed. If you would like us to contact you about relevant
news, offers and new fund launches, please tick the box.
J.P. Morgan ISA Declaration
To J.P. Morgan Trustee & Administration Services Limited (“the ISA Managers”)
We promise to only contact you about products and services that we believe may
be of interest to you.
A.
(i)
Your signature
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
(x)
(xi)
I declare that:
I wish to subscribe to a J.P. Morgan Stocks and Shares ISA for the
2015/2016 tax year and for monthly or consecutive lump sum subscriptions
each subsequent tax year until further notice.
All subscriptions, made, and to be made, to my J.P. Morgan Stocks and
Shares ISA belong to me.
I have not subscribed and will not subscribe more than the overall
subscription limit in total to a Cash ISA and a Stocks and Shares ISA in the
same tax year.
I have not subscribed and will not subscribe to any other Stocks and Shares
ISA in the same tax year that I subscribe to the J.P. Morgan Stocks and
Shares ISA.
I am 18 years of age or over.
I am resident in the United Kingdom for tax purposes or, if not so resident,
either perform duties which, by virtue of Section 28 of the Income Tax
(Earnings & Pensions) Act 2003 (Crown employees serving overseas), are
treated as being performed in the United Kingdom, or I am married to,
or in a civil partnership with, a person who performs such duties. I will
inform the ISA Manager if I cease to be so resident or to perform such
duties or be married to, or in a civil partnership with, a person who
performs such duties.
I have read and agree to the J.P. Morgan ISA Terms and Conditions.
I have received and read the relevant Key Investor Information Document
(KIID).
I agree to inform you immediately of any change in my circumstances
affecting any of the information in this form, in particular any changes to
the information I have provided relating to my tax residency.
I declare that the information provided on this form is to the best of my
knowledge and belief, accurate and complete.
I confirm that I am not a US or Canadian Citizen/resident and neither hold
nor will invest in an ISA for another US or Canadian citizen/resident.
(xii) I agree that you will carry out my instructions to buy and sell investments
in accordance with your Order Execution Policy (details of which are set out
in the Terms and Conditions) and also consent that certain orders may be
executed outside a regulated market or a multilateral trading facility.
B.
(i)
I authorise the ISA Manager:
to hold cash subscriptions, ISA investments, interest, dividends and any
other rights or proceeds in respect of those investments and any other
cash received on account of my ISA,
(ii) to make on my behalf any claims to relief from tax in respect of ISA
investments,
(iii) on my request to transfer or pay to me ISA investments, interest,
distributions, dividends, rights or other proceeds in respect of such
investments or any cash held on account for my ISA,
(iv) to pay the commission agreed overleaf to my named financial adviser
(where applicable).
This is our standard client agreement upon which we intend to rely. For your
own benefit and protection you should read these terms carefully before
signing them together with the separate Key Features and Terms and
Conditions document and for OEIC investments the KIID. If you do not
understand any point please ask for information.
J.P. Morgan Asset Management is unable to assess or provide advice on the
suitability of this product for you or your individual circumstances, and therefore
you will not benefit from the investor protections under the FCA rules on
assessing suitability. If you have any questions about the suitability of this
investment for you and would like to benefit from the additional protections
provided under the FCA’s rules on suitability, then please contact your
Financial Adviser.
Date (Day/Month/Year)
Notes
About you
• Your application for a ISA cannot be accepted without your National Insurance
number (or confirmation that you do not have one), full name, date of birth and
permanent residential address including postcode. Your National Insurance
number can be obtained from your payslip, your employer or your tax office. If
you receive the state pension you can find the number on the front cover of
your pension book.
• Please ensure you advise us if any of your personal details change.
Choosing your fund
• Please note this Application form is for ‘A’ Share Class ‘B’ Share Class and
JPM UK Active Index Plus Fund ‘E’ Share Class investments only.
• We do not offer a Cash ISA
Unclear dealing instructions
• Instructions we consider unclear (including, when the Share Class of a Fund was
not specified) may lead to a delay in their execution or rejection. Such
instructions will only be executed once they have been verified and confirmed
and our processing procedure has been completed to our satisfaction. Please
note that we will not be liable for any losses or lost opportunities which may
result from delays or rejections that arise from unclear instructions.
Checklist
Checklist for transferring an ISA to J.P. Morgan Asset Management
Thank you for choosing to invest with J.P. Morgan Asset Management.
We have created a checklist of all the necessary information required to process
your application as quickly and efficiently as possible. Before sending us your
application, please ensure you have completed the following:
Before sending us your application please check that you’ve completed the
following:
•
Provided your full name and permanent residental address including
postcode.
•
•
•
•
•
•
•
Provided your National Insurance Number and date of birth.
•
Read and sign the declaration.
Selected whether you’d like to transfer all or part of your ISA.
Signed Section 3 of Part Two – Instructions to existing ISA manager.
Chosen the fund(s) you’d wish to invest in.
Selected income or accumulation shares.
Received and read the relevant KIID.
Included your bank account or building society account details if you’ll be
taking an income from your ISA.
Classic Account – J.P. Morgan ISA transfer application – through a Financial Adviser
(Part Two)
1. About you
Your title (e.g. Mr/ Mrs / Miss / Ms / Other)
Surname
First name(s) in full
Your permanent residential address
Postcode
2. Your existing ISA details
Name of ISA manager
Address of ISA manager
Postcode
ISA account number
Date of transfer (Day/Month/Year)
Total subscriptions from 6 April to date of transfer: into your Stocks and
Shares ISA
£
3. Instructions to existing ISA manager
I instruct you to sell my total ISA holding
OR
I instruct you to sell part of my ISA holding
Yes
£
I hereby instruct you to sell part or all of my investments within my ISA immediately and transfer the sale proceeds of such investments together with any interest,
dividends, distributions, rights and any other cash within my ISA (less any amounts you are entitled to keep under the terms of the ISA) to
Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment, London EC4Y 0JP. Please close my ISA referred to above.
Your signature
Date (Day/Month/Year)
Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored for security and
training purposes.
J.P. Morgan Trustee & Administration Services Limited Registered Office: 25 Bank Street, Canary Wharf, London E14 5JP. Registered in England No. 1823867. Authorised and regulated by the
Financial Conduct Authority.
JPMorgan Funds Limited Registered Office: 3 Lochside View, Edinburgh Park, Edinburgh EH12 9DH Registered in Scotland No. 19438. Authorised and regulated by the Financial Conduct Authority.
GB H1163 02/15
Classic Account – J.P. Morgan ISA transfer application – through a Financial Adviser
(Part Two)
To be completed by existing
ISA manager
The following information must be provided for each tax year of ISA
investment (please attach additional sheets if necessary).
Date ISA opened
/
/
during tax year
/
Total contributions
£
Current value of ISA transferred
£
Declaration
to J.P. Morgan Trustee & Administration Services Limited
I declare that:
a) I have fulfilled my obligations to the ISA investor, the Board of HMRC or
otherwise, which are imposed by the ISA Regulations, and
b) the information contained in this notice is correct.
Your signature
For and on behalf of
Date (Day/Month/Year)
Please make the cheque payable to J.P. Morgan Asset Management
Re: Client’s name. A complete history of the ISA referred to herein, including
a schedule of outstanding dividends and tax credits, should be sent to
J.P. Morgan Trustee & Administration Services Limited as soon as practicable.
Freepost RTJH-BXTT-RHCJ,
J.P. Morgan Asset Management,
60 Victoria Embankment,
London EC4Y 0JP.
Tax Office Shoreditch
Tax Office Ref. SO25A