U.S. Investment Expert How to Fund Your U.S. Brokerage Account Please read the following important instructions before you place deposits into your accounts: 1. The completion of wire request will be based on processing time of inter-bank clearance and the customer’s account information will be updated within 2 business days upon receiving the inter-bank instruction of the completion of money wire request. Please check your local bank on the lead-time of money wire. 2. For initial funding from non-face-to-face account opening customer, we accept (i) NO direct transfer or remittance to the bank account of E TRADE Clearing LLC in U.S. and (ii) check which must be issued by the Account Holder(s) in the sum of NOT LESS THAN HK$10,000 from an authorized bank in Hong Kong and bearing the Account Holder(s)’s name as shown in his/her/their identity document(s). The signature(s) on the cheque issued by the Account Holder(s) and the signature(s) on the E TRADE account application must be the same. 3. We DO NOT accept cash and third party deposits. For illustration purpose – Customer A can ONLY deposit from bank account of Customer A but NOT bank account of Customer A or anyone jointly. 4. Any deposits made by methods other than mentioned herein and/or fund return request may incur processing fees and bank charges. All the said fees/charges will be borne by the person who (i) deposits the funds or (ii) requests for the fund return accordingly. 5. Please ensure that your account number is quoted on all deposits. If not, there may be a delay in updating your account balance. 6. We do not accept cheques settled outside Hong Kong or U.S. 7. Customers are required to notify us on all fund deposits by fax or call our Customer Service Hotline. 8. E TRADE retains the sole and absolute discretion to accept or reject your funding. * * * Through Financial Institutions in Hong Kong INTERNET BANKING HK dollar/US dollar fund transfers via e-banking can be done through the following websites: The Hongkong & Shanghai Banking Corporation http://www.hsbc.com.hk Hang Seng Bank http://www.hangseng.com Standard Chartered Bank http://www.standardchartered.com.hk Bank of China (Hong Kong) Limited http://www.bochk.com * For funds and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the U.S. Brokerage Account within 2 business days. CHEQUES You can send us a HK dollar or US dollar (Hong Kong clearing) crossed cheque: Payable to: ETRADE Securities (Hong Kong) Limited By post or drop into our office: Office 802, LHT Tower, 31 Queen’s Road Central, Hong Kong Or visit any branch of HSBC, Hang Seng Bank, Standard Chartered Bank or Bank of China (Hong Kong) Limited to make a cheque deposit in the HK or US dollar account of ETRADE Securities (Hong Kong) Limited (Please see details in “Remittance” session). * For fund and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the US Brokerage Account within 3 business days. You can send us a US dollar (US clearing) crossed cheque: Payable to: E TRADE Clearing LLC By post or drop into our office: Office 802, LHT Tower, 31 Queen’s Road Central, Hong Kong * * For fund and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the US Brokerage Account within 7 business days. REMITTANCE You can fund your account by bank deposit to accounts of “ETRADE Securities (Hong Kong) Limited” and we shall remind you that E*TRADE retains the sole and absolute discretion to determine the suitability of your funding institution to ensure the compliance with our local rules and regulations. The Hongkong & Shanghai Banking Corporation HK Dollar Account Number: 500-658-638-001 US Dollar Account Number: 502-118-029-201 Hang Seng Bank HK Dollar Account Number: 388-468886-001 US Dollar Account Number: 388-468886-222 Standard Chartered Bank HK Dollar Account Number: 447-107-3313-8 US Dollar Account Number: 447-103-7931-8 Bank of China (Hong Kong) Limited HK Dollar Account Number: 012-875-0-040414-1 US Dollar Account Number: 012-875-0-801672-2 * For funds and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the US Brokerage Account within 2 business days. ATM HK dollar deposits can also be made through any HSBC or Hang Seng Bank ATM machines. * For fund and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the US Brokerage Account within 2 business days. Through Financial Institutions in the United States Please provide the following information to your financial institution: - The amount you want to wire - Your eight-digit E TRADE Securities account number - Your name and address - The receiving institution information: E TRADE Clearing PO Box 484, Jersey City, NJ 07303-0484 ABA Transit Routing Number: 056073573 * * * If your institution included your account number and the wire was received before 6pm (Eastern Time) on a US business day, please check your account the next business day to verify that the funds have been received. Through Financial Institutions in Other Regions CHEQUES You can send us a US dollar (US clearing) crossed cheque: Payable to: E TRADE Clearing LLC By post to our office: Office 802, LHT Tower, 31 Queen’s Road Central, Hong Kong * * Proceeds will normally be available in the US Brokerage Account within 7 business days. REMITTANCE Through your local financial institutions, you can fund your account by bank deposit to E*TRADE accounts in Hong Kong or in the United States. We shall remind you that E*TRADE retains the sole and absolute discretion to determine the suitability of your local financial institution to ensure the compliance with our local rules and regulations. Bank name The Hongkong & Shanghai Banking Corporation Address 1 Queen’s Road, Central, Hong Kong Account No. 502-118-029-201 SWIFT Code HSBCHKHHHKH Quote Ref “Your U.S. Brokerage Account Number” Account Name ETRADE Securities (Hong Kong) Limited Bank name Hang Seng Bank Address 83 Des Voeux Road, Central, Hong Kong Account No. 388-468886-222 SWIFT Code HASEHKHHXXX Quote Ref “Your U.S. Brokerage Account Number” Account Name ETRADE Securities (Hong Kong) Limited Bank name Standard Chartered Bank Address Shop 138-141, 1/F Edinburgh Tower, The Landmark, 15 Queen’s Road Central, Hong Kong Account No. 447-103-7931-8 SWIFT Code SCBLHKHH Quote Ref “Your U.S. Brokerage Account Number” Account Name ETRADE Securities (Hong Kong) Limited Bank name Bank of China (Hong Kong) Limited Address Bank of China Tower, 1 Garden Road, Central, Hong Kong Account No. 012-875-08016722 SWIFT Code BKCHHKHH Quote Ref “Your U.S. Brokerage Account Number” Account Name ETRADE Securities (Hong Kong) Limited * For funds and instructions received before 1:00pm (HK time) on a Hong Kong business day, proceeds will normally be available in the US Brokerage Account within 2 business days. US DOLLAR BANK ACCOUNTS IN THE UNITED STATES If your financial institution is located outside the United States and has a correspondent US Bank, please provide the following information to your financial institution: - The amount you want to wire in U.S. dollars - The receiving institution information: Bank Name: ETRADE Bank Beneficiary Bank Address: Arlington VA ABA Transit Routing Number: 056073573 - The beneficiary bank details: Beneficiary Name: Your E TRADE Account Holder(s)’s Name Beneficiary Account Number: Your eight-digit E TRADE Securities account number Beneficiary Address/Remark: Your address * * If your financial institution is located outside the United States and does not have a correspondent US Bank, please provide the following information to your financial institution: - The amount you want to wire in U.S. dollars - The receiving institution information: Bank Name: Wells Fargo Bank, N.A. Beneficiary Bank Address: 420 Montgomery Street, San Francisco, CA 94104 Swift Code: WFBIUS6S - The beneficiary bank details: Beneficiary Name: Your E TRADE Account Holder(s)’s Name Beneficiary Account Number: Your eight-digit E TRADE Securities account number Beneficiary Address/Remark: FBO: ETRADE Clearing LLC ABA transit routing number: 056073573 * * * Please note that international wires usually take 2-7 business days to process. Your wire should ONLY be routed through the Wells Fargo WFBIUS6S swift code if your international bank does not have a correspondent US Bank. Any attempt should be made by your bank to send directly to aba 056073573 as sending through the additional account may lead to delays in the processing of your wire. Contact Us Call Hong Kong 852 3191 3000 Toll-Free Number Northern China 10800 852 0968 Southern China 10800 152 0968 Taiwan 00801 855 954 Click www.etrade.com.hk In case of any discrepancy between the English and Chinese versions, the English version shall prevail. The information contained herein is not directed at, or intended for distribution, publication, circulation or dissemination to or use by, any person residing or locating in any jurisdiction where such distribution, publication, circulation, dissemination or use is contrary to any applicable laws or regulations in the relevant jurisdiction or is restricted without obtaining the necessary licenses or authorizations by E*TRADE or its affiliates. The E*TRADE FINANCIAL family of companiese provides financial services that include trading, investing and banking. US Securities products and services are offered by E*TRADE Securities LLC (Member FINRA/SIPC). US Securities products and services are offered in Hong Kong via E*TRADE Securities (Hong Kong) Limited (CE No.: ACT764) which is a licensed corporation under Securities and Futures Commission. Its principal place of business is at Office 802, LHT Tower, 31 Queen’s Road Central, Hong Kong. E*TRADE Securities (Hong Kong) Limited introduces all applications to trade US securities products to E*TRADE Securities LLC. © 2014 E*TRADE Securities (Hong Kong) Limited. All Rights Reserved. E*TRADE is a registered trademark and the E*TRADE logo is trademark of E*TRADE FINANCIAL Corp. (BROB 008-0314) Visit