JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page i This online teaching and learning environment integrates the entire digital textbook with the most effective instructor and student resources WRÀWHYHU\OHDUQLQJVW\OH With WileyPLUS: Students achieve concept mastery in a rich, structured environment that’s available 24/7 Instructors personalize and manage their course more effectively with assessment, assignments, grade tracking, and more manage time better study smarter save money From multiple study paths, to self-assessment, to a wealth of interactive visual and audio resources, WileyPLUS gives you everything you need to personalize the teaching and learning experience. » F i n d o u t h ow t o M A K E I T YO U R S » www.wileyplus.com JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page ii ALL THE HELP, RESOURCES, AND PERSONAL SUPPORT YOU AND YOUR STUDENTS NEED! 2-Minute Tutorials and all of the resources you & your students need to get started www.wileyplus.com/firstday Student support from an experienced student user Ask your local representative for details! Collaborate with your colleagues, find a mentor, attend virtual and live events, and view resources www.WhereFacultyConnect.com Pre-loaded, ready-to-use assignments and presentations www.wiley.com/college/quickstart Technical Support 24/7 FAQs, online chat, and phone support www.wileyplus.com/support Your WileyPLUS Account Manager Training and implementation support www.wileyplus.com/accountmanager MAKE IT YOURS! JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page iii 11 th edition Organizational Behavior JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page iv JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page v 11 th edition Organizational Behavior John R. Schermerhorn, Jr. Ohio University James G. Hunt Texas Tech University Richard N. Osborn Wayne State University Mary Uhl-Bien University of Nebraska–Lincoln John Wiley & Sons, Inc. JWCL191_fm_i-xxiii.qxd 11/19/09 9:22 PM Page vi VICE PRESIDENT & PUBLISHER EXECUTIVE EDITOR DEVELOPMENTAL EDITOR ASSISTANT EDITOR ASSOCIATE DIRECTOR OF MARKETING ASSISTANT MARKETING MANAGER MARKETING ASSISTANT CREATIVE DIRECTOR INTERIOR DESIGNER PRODUCTION MANAGER SENIOR PRODUCTION EDITOR SENIOR DESIGNER SENIOR MEDIA EDITOR ASSOCIATE MEDIA EDITOR PHOTO DEPARTMENT MANAGER PHOTO RESEARCHER SENIOR EDITORIAL ASSISTANT ILLUSTRATION EDITOR PRODUCTION MANAGEMENT SERVICES COVER PHOTO George Hoffman Lisé Johnson Susan McLaughlin Carissa Marker Doshi Amy Scholz Diane Mars Laura Finley Harry Nolan Brian Salisbury Dorothy Sinclair Sandra Dumas Maddy Lesure Allison Morris Elena Santa Maria Hilary Newman Teri Stratford Sarah Vernon Anna Melhorn Ingrao Associates ©Marina Filipovic Marinshe, www.marinshe.com This book was typeset in 10/12 ITC Garamond at Aptara®, Inc. and printed and bound by Courier/Kendallville. The cover was printed by Courier/Kendallville. The paper in this book was manufactured by a mill whose forest management programs include sustained yield harvesting of its timberlands. Sustained yield harvesting principles ensure that the number of trees cut each year does not exceed the amount of new growth. This book is printed on acid-free paper. Copyright © 2010, 2007 by John Wiley & Sons, Inc. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopying recording, scanning or otherwise, except as permitted under Sections 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, 222 Rosewood Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 646-8600. Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030-5774, (201) 748-6011, fax (201) 748-6008. Evaluation copies are provided to qualified academics and professionals for review purposes only, for use in their courses during the next academic year. These copies are licensed and may not be sold or transferred to a third party. Upon completion of the review period, please return the evaluation copy to Wiley. Return instructions and a free of charge return shipping label are available at www.wiley.com/go/returnlabel. Outside of the United States, please contact your local representative. ISBN 13 978-0-470-29441-3 978-0-470-55672-6 Printed in the United States of America. 10 9 8 7 6 5 4 3 2 1 JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page vii about the authors Dr. John R. Schermerhorn, Jr. is the Charles G. O’Bleness Professor Emeritus of Management in the College of Business at Ohio University where he teaches undergraduate and MBA courses in management, organizational behavior, and Asian business. He also serves the university as Director of the Center for Southeast Asian Studies. He earned a Ph.D. in organizational behavior from Northwestern University, after receiving an M.B.A. (with distinction) in management and international business from New York University, and a B.S. in business administration from the State University of New York at Buffalo. Dedicated to instructional excellence and serving the needs of practicing managers, Dr. Schermerhorn continually focuses on bridging the gap between the theory and practice of management in both the classroom and in his textbooks. He has won awards for teaching excellence at Tulane University, The University of Vermont, and Ohio University, where he was named a University Professor, the university’s leading campus-wide award for undergraduate teaching. He also received the excellence in leadership award for his service as Chair of the Management Education and Development Division of the Academy of Management. Dr. Schermerhorn’s international experience adds a unique global dimension to his teaching and textbooks. He holds an honorary doctorate from the University of Pécs in Hungary, awarded for his international scholarly contributions to management research and education. He has also served as a Visiting Professor of Management at the Chinese University of Hong Kong, as on-site Coordinator of the Ohio University MBA and Executive MBA programs in Malaysia, and as Kohei Miura visiting professor at the Chubu University of Japan. Presently he is Adjunct Professor at the National University of Ireland at Galway, a member of the graduate faculty at Bangkok University in Thailand, Permanent Lecturer in the PhD program at the University of Pécs in Hungary, and advisor to the Lao-American College in Vientiane, Laos. An enthusiastic scholar, Dr. Schermerhorn is a member of the Academy of Management, where he served as chairperson of the Management Education and Development Division. Educators and students alike know him as author of Management 10e (Wiley, 2010) and Exploring Management 2e (2010), and senior co-author of Organizational Behavior 10/e (Wiley, 2009). His many books are available in Chinese, Dutch, French, Indonesian, Portuguese, Russian, and Spanish language editions. Dr. Schermerhorn’s published articles are found in the Academy of Management Journal, Academy of Management Review Academy of Management Executive, Organizational Dynamics, Journal of Management Education, and the Journal of Management Development. Dr. Schermerhorn is a popular guest speaker at colleges and universities. His recent student and faculty workshop topics include innovations in business education, teaching the millennial generation, global perspectives in management education, and textbook writing and scholarly manuscript development. Dr. John R. Schermerhorn, Jr. vii JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page viii viii About the Authors Dr. James G. (Jerry) Hunt The late Dr. James G. ( Jerry) Hunt was the Paul Whitfield Horn Professor of Management, Professor of Health Organization Management, Former Director, Institute for Leadership Research, and former department chair of Management, Texas Tech University. He received his PhD and master’s degrees from the University of Illinois after completing a BS (with honors) at Michigan Technological University. Dr. Hunt co-authored an organization theory text and Core Concepts of Organizational Behavior (Wiley, 2004) and authored or co-authored three leadership monographs. He founded the Leadership Symposia Series and co-edited the eight volumes based on the series. He was the former editor of the Journal of Management and The Leadership Quarterly. He presented or published some 200 articles, papers, and book chapters, and among his better-known books are Leadership: A New Synthesis, published by Sage, and Out-of-the-Box Leadership, published by JAI. The former was a finalist for the Academy of Management’s 1993 Terry Distinguished Book Award. Dr. Hunt received the Distinguished Service Award from the Academy of Management, the Sustained Outstanding Service Award from the Southern Management Association, and the Barnie E. Rushing, Jr. Distinguished Researcher Award from Texas Tech University for his long-term contributions to management research and scholarship. He also lived and taught in England, Finland, and Thailand, and taught in China. Dr. Richard N. Osborn Dr. Richard N. Osborn is a Wayne State University Distinguished Professor, Professor of Management Emeritus, and former Board of Governors Faculty Fellow. He has received teaching awards at Southern Illinois University at Carbondale and Wayne State University, and he has also taught at Arizona State University, Monash University (Australia), Tulane University, University of Munich, and the University of Washington. He received a DBA from Kent State University after earning an MBA at Washington State University and a BS from Indiana University. With over 200 presentations and publications, he is a charter member of the Academy of Management Journals Hall of Fame. Dr. Osborn is a leading authority on international alliances in technology-intensive industries and is co-author of an organization theory text as well as Basic Organizational Behavior ( John Wiley & Sons, 1995, 1998). He has served as editor of international strategy for the Journal of World Business and Special Issue Editor for The Academy of Management Journal. He serves or has served as a member of the editorial boards for The Academy of Management Journal, The Academy of Management Review, Journal of High Technology Management, The Journal of Management, Leadership Quarterly, and Technology Studies, among others. He is very active in the Academy of Management, having served as divisional program chair and president, as well as the Academy representative for the International Federation of Scholarly Associations of Management. Dr. Osborn’s research has been sponsored by the Department of Defense, Ford Motor Company, National Science Foundation, Nissan, and the Nuclear Regulatory Commission, among others. In addition to teaching, Dr. Osborn spent a number of years in private industry, including a position as a senior research scientist with the Battelle Memorial Institute in Seattle, where he worked on improving the safety of commercial nuclear power. JWCL191_fm_i-xxiii.qxd 12/2/09 8:27 PM Page ix About the Authors ix Dr. Mary Uhl-Bien is the Howard Hawks Chair in Business Ethics and Leadership and associate Director of the Leadership Institute at the University of NebraskaLincoln. She earned her Ph.D. and MBA in organizational behavior at the University of Cincinnati after completing an undergraduate degree in International Business and Spanish. She teaches organizational behavior, leadership, and ethics courses at the undergraduate and graduate (MBA and doctoral) levels, and has been heavily involved in executive education, teaching to business executives and physicians in the United States, China, Europe, and Saudi Arabia and to the senior executive service of the U.S. government for The Brookings Institute in Washington, D.C. She has been a visiting professor/scholar at Pablo de Olavide University in Seville, Spain, the Universidade Nova de Lisboa/Catolica Portuguesa in Lisbon Portugal, and University Lund in Sweden. Dr. Uhl-Bien’s research interests are in leadership and followership. In addition to her conceptual work on complexity and relational leadership, some of the empirical projects she is currently involved in include investigations of “Leadership and Adaptability in the Healthcare Industry” (a $300,000 grant from Booz Allen Hamilton), “Adaptive Leadership and Innovation: A Focus on Idea Generation and Flow” (at a major financial institution in the U.S.), and “Social Constructions of Followership and Leading Up.” She has published in such journals as The Academy of Management Journal, the Journal of Applied Psychology, The Leadership Quarterly, the Journal of Management, and Human Relations. She won the Best Paper Award in The Leadership Quarterly in 2001 for her co-authored article on Complex Leadership. She is on the editorial boards of The Academy of Management Journal, The Academy of Management Review, The Leadership Quarterly, Leadership, and The International Journal of Complexity in Leadership and Management, and is senior editor of the Leadership Horizons series (Information Age Publishers). Dr. Uhl-Bien has consulted with Disney, the U.S. Fish and Wildlife Service, British Petroleum, and the General Accounting Office, and served as the executive consultant for State Farm Insurance Co. from 1998–2004. She trained Russian business people for the American Russian Center at the University of Alaska Anchorage from 1993–1996, worked on a USAID grant at the Magadan Pedagogical Institute in Magadan, Russia from 1995–1996, and participated in a Fulbright-Hays grant to Mexico during the summer of 2003. Dr. Mary Uhl-Bien JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page x preface Global warming, economic turmoil, terrorism, ethnic conflict, poverty, discrimination, unemployment, illiteracy . . . these are among the many issues and problems we face as citizens today. But how often do we stop and recognize our responsibilities for problem solving and positive action in a global context? What we do today will have a lasting impact on future generations. And whether we are talking about families, communities, nations, or the organizations in which we work and volunteer, the core question remains: How can we join together to have a positive and lasting impact? Look again at the cover. Think about people working together and collaborating in organizations around the world. Think about not just how grass grows, but how organizations and their members grow, and how individuals can expand the positive impact of society’s institutions as their ideas and talents come together in supportive and nurturing work settings. And, think about the delicate balances between work and family, between individuals and teams, and between organizations and society that must be mastered in the quest for future prosperity. Yes, our students do have a lot to consider in the complex and ever-shifting world of today. But, we believe in them; we believe they are up to the challenge; and, we believe that courses in organizational behavior have strong roles to play in building their capabilities to make good judgments and move organizational performance forward in positive and responsible ways. That message is a fitting place to begin Organizational Behavior, 11th Edition. Everyone wants to have a useful and satisfying job and career; everyone wants all the organizations of society—small and large businesses, hospitals, schools, governments, nonprofits, and more—to perform well; everyone seeks a healthy and sustainable environment. In this context the lessons of our discipline are strong and applicable. Armed with an understanding of organizational behavior, great things are possible as people work, pursue careers, and contribute to society through positive personal and organizational accomplishments. Organizational behavior is a discipline rich with insights for career and life skills. As educators, our job is to bring to the classroom and to students the great power of knowledge, understanding, and inquiry that characterizes our discipline and its commitment to understanding human behavior in organizations. What our students do with their talents will not only shape how organizations of all types contribute to society, but also fundamentally alter lives around the globe. We must do our parts as educators to help them gain the understanding and confidence to become leaders of tomorrow’s organizations. John R. Schermerhorn Jr. Ohio University Richard N. Osborn Wayne State University Mary Uhl-Bien University of Nebraska–Lincoln x JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xi about this book Organizational Behavior, 11th Edition, brings to its readers the solid and complete content core of prior editions, an enriched and exciting “OB Skills Workbook,” and many revisions, updates, and enhancements that reflect today’s dynamic times. Organization The most significant change that past users will note is a rearrangement and shortening of the table of contents, as well as enhancement of online modular supplements. The book still covers the discipline in an orderly progression from individuals to groups to influence processes and leadership to organizations. But, it does so in an updated and more succinct fashion. Chapters are still written to be used out of sequence at the instructor’s prerogative and to easily fit a variety of course designs. Content All chapters are updated to reflect new research findings and current applications and issues. For this edition, and in response to feedback, we have also rearranged chapters and adjusted both content and titles to best reflect developments and directions in the discipline as well as the realities of today’s workplaces and career challenges. The major changes were made to strengthen the research component, expand and refocus the chapters dealing with individual behavior and performance, and more fully treat the emerging directions in leadership research and thinking. Look for these and other content changes to the 11th edition: Chapter 2 Individual Differences, Values, and Diversity; Chapter 9 Decision Making and Creativity; Chapter 11 Communication and Collaboration; Chapter 14 Leadership Challenges and Organizational Change; Chapter 15 Organizational Culture and Innovation; Chapter 17 Strategy, Technology, and Organizational Design. Note as well that Chapter 9 Decision Making and Creativity and Chapter 10 Conflict and Negotiation are now part of Part 3 on Teams and Teamwork. In addition to the text chapters, a module on Research Methods in OB has been placed online to offer easy ways to further enrich the course experience. Ethics Focus To help students anticipate, understand, and confront the ethical challenges of work and careers today we have continued our special feature in each chapter—Ethics in OB. This feature presents a situation or issue from an actual case or news report and asks a question of the student reader that requires personal reflection on the ethics and ethics implications. Examples include “Managers lose public trust,” “Workers concerned about ethical workplace,” and “MBA cheats.” xi JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xii xii About This Book Research Focus To better communicate the timely research foundations of OB, new content has been added to the popular Research Insights found in each chapter. Each highlights an article from a respected journal such as the Academy of Management Journal and the Journal of Applied Psychology. Sample topics include interactional justice, racial bias, social loafing, demographic faultlines, and workplace identities. For those who want to give research a special focus in their course, we have provided an online module on Research Methods in Organizational Behavior. Leadership Focus To remind students that there are many positive leadership role models from alternative organizational contexts, the Leaders on Leadership feature offers short examples of real leaders, their experiences and perspectives. Examples include Patricia Karter of Dancing Deer Baking, Indra Nooyi of PepsiCo, Sarah Blakely of Spanx, and Lorraine Moore of the Leadership Academy. Applications Focus To help students apply the insights of OB to real situations and problems, Mastering Management boxes provide insights from real managers and organizations. Examples include “Managing emotions when times are tough,” “Six points of human capital,” and “How to become a networker.” OB Savvy boxes are also interspersed to summarize major findings and applications. Examples include: “Seven steps to positive norms,” “How to create a high-performing team,” and “Developing your emotional intelligence.” Pedagogy As always, our primary goal is to create a textbook that appeals to the student reader while still offering solid content. Through market research surveys and focus groups with students and professors, we continue to learn what features worked best from previous editions, what can be improved, and what can be added to accomplish this goal both effectively and efficiently. Our response is a pedagogical frame that combines popular elements from the last edition with new ones. • Chapter Opening—a Chapter at a Glance section links Study Topics/ Learning Objectives with an end-of-chapter Summary, and a short opening vignette leads the reader into chapter text. • Inside the Chapter—a variety of thematic embedded boxes as previously noted—Leaders on Leadership, Ethics in OB, Research Insight, OB Savvy, and Mastering Management, highlight relevant, timely, and global themes and situations that reinforce chapter content. Margin Photo Essays provide further short examples highlighting events and issues. To assist with chapter study and test preparation, each chapter has a running Margin Glossary and Margin List Identifiers. • End of Chapter—a Study Guide helps students review and test their mastery of chapter content. Key components are Chapter Summary (keyed to opening Chapter at a Glance topics). Key Terms, and a Self-Test (with multiple choice, short response, and essay questions). JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xiii About This Book xiii The OB Skills Workbook The end-of-text OB Skills Workbook has become a hallmark feature of the textbook, and it has been updated and expanded for the new edition. This edition features the Learning Style Inventory and Kouzes/Posner Student Leadership Practices Inventory. Both fit well in an OB course as opportunities for substantial student reflection and course enhancement. The five sections in the new updated workbook that offer many ways to extend the OB learning experience in creative and helpful ways are: • • • • • Learning Style Inventory Student Leadership Practices Inventory Self-Assessment Portfolio Team and Experiential Exercises Cases for Critical Thinking New Student and Instructor Support Organizational Behavior, 11th Edition, is supported by a comprehensive learning package that assists the instructor in creating a motivating and enthusiastic environment. Instructor’s Resource Guide The Instructor’s Resource Guide written by Molly Pepper, Gonzaga University offers helpful teaching ideas, advice on course development, sample assignments, and chapter-by-chapter text highlights, learning objectives, lecture outlines, class exercises, lecture notes, answers to end-of-chapter material, and tips on using cases. Test Bank This comprehensive Test Bank written by Patricia Buhler, GoldeyBeacom College is available on the instructor portion of the Web site and consists of over 200 questions per chapter. Each chapter has true/false, multiple choice, and short answer questions. The questions are designed to vary in degree of difficulty to challenge your OB students. The Computerized Test Bank is for use on a PC running Windows. It contains content from the Test Bank provided within a test-generating program that allows instructors to customize their exams. PowerPoint This robust set of lecture/interactive PowerPoints prepared by Victoria Weise, Lewis University is provided for each chapter to enhance your students’ overall experience in the OB classroom. The PowerPoint slides can be accessed on the instructor portion of the Web site and include lecture notes to accompany each slide. Web Quizzes This online study guide with online quizzes varies in level of difficulty and is designed to help your students evaluate their individual progress through a chapter. Web quizzes are available on the student portion of the Web site. Here students will have the ability to test themselves with 15–25 questions per chapter and include true-false and multiple choice questions. JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xiv xiv About This Book Pre- and Post-Lecture Quizzes Included in WileyPLUS, the Pre- and PostLecture Quizzes written by Patricia Buhler, Goldey-Beacom College consist of 10–15 questions (multiple choice and true/false) per chapter. Varying in level of detail and difficulty, they focus on the key terms and concepts within each chapter so that professors can evaluate their students’ progress from before the lecture to after it. Personal Response System The Personal Response System questions (PRS or “Clickers”) for each chapter of Organizational Behavior 11th edition is designed to spark discussion/debate in the OB classroom. For more information on PRS, please contact your local Wiley sales representative. Companion Web site The text’s Web site at http://www.wiley.com/college/ schermerhorn contains myriad tools and links to aid both teaching and learning, including nearly all of the student and instructor resources. Business Extra Select Online Courseware System http://www.wiley.com/ college/bxs. Wiley has launched this program that provides an instructor with millions of content resources from an extensive database of cases, journals, periodicals, newspapers, and supplemental readings. This courseware system lends itself extremely well to the integration of real-world content and allows instructors to convey the relevance of the course content to their students. Videos Lecture Launcher: Short video clips tied to the major topics in organizational behavior are available. These clips, available in WileyPLUS or on DVD, provide an excellent starting point for lectures or for general class discussion. Teaching notes for using the video clips written by Kasey Sheehan Madara are available on the Instructor’s portion of the Web site. Art Imitates Life: Using Movies and Music in Organizational Behavior Prepared by Robert L. Holbrook, Ohio University. Interested in integrating pop culture into your OB course? Looking for ways of integrating the humanities (movies and music) into your classroom? Dr. Holbrook provides innovative teaching ideas for integrating these ideas into your classroom experience. This instructor’s supplement is available exclusively for adopters. Please contact your local Wiley sales representative for additional information on the OB Video Program. WileyPLUS WileyPLUS provides an integrated suite of teaching and learning resources, along with a complete online version of the text, in one easy-to-use Web site. WileyPLUS will help you create class presentations, create assignments, and automate the assigning and grading of homework or quizzes, track your students’ progress, and administer your course. Also includes mp3 downloads of the key chapter topics, providing students with audio module overviews, team evaluation tools, experiential exercises, student self-assessments, flashcards of key terms, and more! For more information, go to http://www.wiley.com/college/wileyplus. JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xv contributors Cases for Critical Thinking Barry R. Armandi, State University of New York, David S. Chappell, Ohio University, Bernardo M. Ferdman, Alliant International University, Placido L. Gallegos, Southwest Communications Resources, Inc. and the Kaleel Jamison Consulting Group. Inc., Carol Harvey, Assumption College, Ellen Ernst Kossek, Michigan State University, Barbara McCain, Oklahoma City University, Mary McGarry, Empire State College, Marc Osborn, R&R Partners Phoenix, AZ, Franklin Ramsoomair, Wilfrid Laurier University, Hal Babson and John Bowen of Columbus State Community College. Experiential Exercises and Self-Assessment Inventories Barry R. Armandi, State University of New York, Old Westbury, Ariel Fishman, The Wharton School, University of Pennsylvania, Barbara K. Goza, University of California, Santa Cruz, D.T. Hall, Boston University, F.S. Hall, University of New Hampshire, Lady Hanson, California State Polytechnic University, Pomona, Conrad N. Jackson, MPC, Inc., Mary Khalili, Oklahoma City University, Robert Ledman, Morehouse College, Paul Lyons, Frostburg State University, J. Marcus Maier, Chapman University, Michael R. Manning, New Mexico State University, Barbara McCain, Oklahoma City University, Annie McKee, The Wharton School, University of Pennsylvania, Bonnie McNeely, Murray State University, W. Alan Randolph, University of Baltimore, Joseph Raelin, Boston College, Paula J. Schmidt, New Mexico State University, Susan Schor, Pace University, Timothy T. Serey, Northern Kentucky University, Barbara Walker, Diversity Consultant, Paula S. Weber, New Mexico Highlands University, Susan Rawson Zacur, University of Baltimore. xv JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xvi acknowledgments Organizational Behavior, 11th Edition, benefits from insights provided by a dedicated group of management educators from around the globe who carefully read and critiqued draft chapters of this edition. We are pleased to express our appreciation to the following colleagues for their contributions to this new edition. Richard Vaughn, University of St. Francis Victoria Weise, Lewis University Stacy Ball-Elias, Southwest Minnesota State University Rita Bristol, Midland Lutheran College Ed Tomlinson, John Carroll University Larry McDaniel, Alabama A & M University W. Randy Evans, University of Arkansas, Little Rock Patricia M. Buhler, Goldey-Beacom College Uzoamaka P. Anakwe, Pace University Susan P. Eisner, Ramapo College of New Jersey Gesilda R. Tolotta, West Chester University We also thank those reviewers who contributed to the success of previous editions. Merle Ace Chi Anyansi-Archibong Terry Armstrong Leanne Atwater Forrest Aven Steve Axley Abdul Aziz Richard Babcock David Baldridge Michael Banutu-Gomez Robert Barbato Richard Barrett Nancy Bartell Anna Bavetta Robb Bay Hrach Bedrosian Bonnie Betters-Reed Gerald Biberman Melinda Blackman Lisa Bleich Mauritz Blonder Dale Blount G. B. Bohn William Bommer H. Michal Boyd Pat Buhler Gene E. Burton xvi Roosevelt Butler Ken Butterfield Joseph F. Byrnes Michal Cakrt Tom Callahan Daniel R. Cillis Nina Cole Paul Collins Ann Cowden Deborah Crown Roger A. Dean Robert Delprino Emmeline De Pillis Pam Dobies Delf Dodge Dennis Duchon Michael Dumler Ken Eastman Norb Elbert Theresa Feener Janice M. Feldbauer Claudia Ferrante Mark Fichman Dalmar Fisher J. Benjamin Forbes Dean Frear Cynthia V. Fukami Normandie Gaitley Daniel Ganster Joe Garcia Virginia Geurin Robert Giambatista Manton Gibbs Eugene Gomolka Barbara Goodman Stephen Gourlay Frederick Greene Richard Grover Bengt Gustafsson Peter Gustavson Lady Alice Hanson Don Hantula Kristi Harrison William Hart Nell Hartley Neil J. Humphreys David Hunt Eugene Hunt Howard Kahn Harriet Kandelman Paul N. Keaton Andrew Klein Leslie Korb Peter Kreiner JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xvii Acknowledgments xvii Eric Lamm Donald Lantham Jim Lessner Les Lewchuk Kristi M. Lewis Robert Liden Beverly Linnell Kathy Lippert Michael London Michael Lounsbury Carol Lucchesi David Luther Lorna Martin Tom Mayes Daniel McAllister Douglas McCabe James McFillen Jeanne McNett Charles Milton Herff L. Moore David Morand David Morean Sandra Morgan Paula Morrow Richard Mowday Christopher Neck Linda Neider Judy C. Nixon Regina O’Neill Dennis Pappas Edward B. Parks Robert F. Pearse Lawrence Peters Prudence Pollard Joseph Porac Samuel Rabinowitz Franklin Ramsoomair Clint Relyea Bobby Remington Charles L. Roegiers Steven Ross Joel Rudin Michael Rush Robert Salitore Terri Scandura Mel Schnake Holly Schroth L. David Schuelke Richard J. Sebastian Anson Seers William Sharbrough R. Murray Sharp Ted Shore Allen N. Shub Sidney Siegal Dayle Smith Mary Alice Smith Walter W. Smock Pat Sniderman Ritch L. Sorenson Shanthi Srinivas Paul L. Starkey Robert Steel Ronni Stephens Ron Stone Tom Thompson Ed Tomlinson Sharon Tucker Nicholas Twigg Tony Urban Ted Valvoda Joyce Vincelette David Vollrath Andy Wagstaff W. Fran Waller Charles Wankel Edward Ward Fred A. Ware, Jr. Andrea F. Warfield Harry Waters, Jr. Joseph W. Weiss Deborah Wells Robert Whitcomb Donald White Bobbie Williams Barry L. Wisdom Wayne Wormley Barry Wright Kimberly Young Raymond Zammuto We are grateful for all the hard work of the supplements authors, who worked to develop the comprehensive ancillary package described above. We thank Molly Pepper for preparing the Instructor’s Resource Guide, Patricia Buhler for creating the Test Bank, Patricia Buhler for creating the web quizzes, Victoria Weise for developing the PowerPoint Presentations, Patricia Buhler for developing the Pre- and Post-Lecture quizzes, and Kasey Sheehan Madara for writing the scripts for the mp3 summaries. We’d also like to thank Robert (Lenie) Holbrook of Ohio University for his insightful creativity in putting together the Art Imitates Life guide. As always, the support staff at John Wiley & Sons was most helpful in the various stages of developing and producing this edition. We would especially like to thank Lisé Johnson (Acquisitions Editor), George Hoffman (Publisher), Susan McLaughlin (Development Editor), Carissa Marker Doshi (Associate Editor), and Sarah Vernon (Senior Editorial Assistant) for their extraordinary efforts in support of this project. They took OB to heart and did their very best to build a highperformance team in support of this book. We thank everyone at Wiley for maintaining the quest for quality and timeliness in all aspects of the book’s content and design. Special gratitude goes to Maddy Lesure as the creative force behind the new design. We also thank Sandra Dumas, and Ingrao Associates for their excellent production and design assistance, Allie Morris for overseeing the media development, and Amy Scholz for leading the marketing campaign. Thank you everyone!! JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xviii brief contents PART 1 Organizational Behavior Today 1 Introducing Organizational Behavior 2 Individual Behavior and Performance 2 Individual Differences, Values, and Diversity 26 3 Emotions, Attitudes, and Job Satisfaction 60 4 Perception, Attribution, and Learning 82 5 Motivation Theories 108 6 Motivation and Performance 128 PART 2 PART 3 Teams and Teamwork Influence Processes and Leadership PART 4 PART 5 7 Teams in Organizations 154 8 Teamwork and Team Performance 178 9 Decision Making and Creativity 204 10 Conflict and Negotiation 230 11 Communication and Collaboration 254 12 Power and Politics 276 13 Leadership Essentials 304 14 Leadership Challenges and Organizational Change 330 Organizational 15 Organizational Culture and Innovation Context 364 16 Organizational Goals and Structures 388 17 Strategy, Technology, and Organizational Design 414 xviii OB Skills Workbook Learning Style Inventory W-9 Student Leadership Practices Inventory W-13 Self-Assessment Portfolio W-33 Team and Experiential Exercises W-55 Cases for Critical Thinking W-99 OB Module Online Research Methods in OB JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xix contents Part 1 Organizational Behavior Today 1Introducing Organizational Behavior Values 40 Sources of Values 41 Types of Values 41 Values across National Cultures 2 Introducing Organizational Behavior 4 Importance of Organizational Behavior 4 Scientific Foundations of Organizational Behavior 4 Shifting Paradigms of Organizational Behavior 7 Organizations as Work Settings 8 Organizational Purpose, Mission, and Strategy 8 Organizational Environments and Stakeholders 10 Organizational Cultures 12 Diversity and Multiculturalism 13 Organizational Behavior and Management The Management Process 14 Managerial Activities, Roles, and Networks Managerial Skills and Competencies 16 Moral Management 17 Learning about Organizational Behavior 15 20 21 Part 2 Individual Behavior and Performance 2 Individual Differences, Values, and Diversity 26 Self-Awareness and Awareness of Others Components of Self 28 Development of Self 29 Personality 31 Big Five Personality Traits 31 Social Traits 32 Personal Conception Traits 34 Emotional Adjustment Traits 36 Sources of Stress 37 Outcomes of Stress 38 Managing Stress 39 45 Importance of Diversity 45 Types of Diversity 46 Valuing and Supporting Diversity Chapter 2 Study Guide 53 54 3 Emotions, Attitudes, and Job Satisfaction Foundations of Emotions and Moods 60 62 Emotions 62 Emotional Intelligence 62 Types of Emotions 63 Moods 65 65 Emotion and Mood Contagion 66 Emotional Labor 66 Emotions and Moods across Cultures 68 Emotions and Moods as Affective Events 68 Functions of Emotions and Moods 68 Attitudes 70 Components of Attitudes 70 Attitudes and Behavior 71 Attitudes and Cognitive Consistency Types of Job Attitudes 71 71 Job Satisfaction Individual Differences Personality and Stress Diversity Emotions and Moods in Organizations 18 Learning and Experience 19 Learning Styles 19 Learning Guide to Organizational Behavior 11/E Chapter 1 Study Guide 14 43 37 28 72 Components of Job Satisfaction 73 Job Satisfaction Findings 73 Job Satisfaction and Behavior 73 Job Satisfaction and Performance 76 Chapter 3 Study Guide 78 4 Perception, Attribution, and Learning 82 The Perception Process 84 Factors Influencing Perception 84 Stages of the Perception Process 86 Perception and Impression Management Social Networks 89 89 xix JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xx xx Contents Common Perceptual Distortions 6 Motivation and Performance 90 Stereotypes 90 Halo Effects 91 Selective Perception 91 Projection 92 Contrast Effects 92 Self-Fulfilling Prophecies 92 Perception and Attribution 130 Integrated Model of Motivation 130 Intrinsic and Extrinsic Rewards 131 Pay for Performance 132 Pay for Skills 134 Performance Management 134 Essentials of Performance Management Performance Appraisal Methods 136 Performance Appraisal Errors 139 93 94 Importance of Attributions Attribution Errors 94 Attributions across Cultures 95 Attribution and Social Learning 95 139 Scientific Management 140 Job Enlargement and Job Rotation Job Enrichment 142 Job Characteristics Model 142 97 Classical and Operant Conditioning 98 Law of Effect 99 Positive Reinforcement 99 Negative Reinforcement 101 Punishment 101 Extinction 102 Reinforcement Pros and Cons 102 5 Motivation Theories 135 Job-Design Alternatives Learning by Reinforcement Chapter 4 Study Guide 128 Motivation and Rewards 142 Alternative Work Schedules 145 Compressed Work Weeks 146 Flexible Working Hours 146 Job Sharing 147 Telecommuting 148 Part-Time Work 148 104 Chapter 6 Study Guide 108 149 What Is Motivation? 110 Motivation Defined 110 Types of Motivation Theories 110 Motivation across Cultures 110 Needs Theories of Motivation Part 3 Teams and Teamwork 7 Teams in Organizations 111 Teams in Organizations 156 Teams and Teamwork 156 What Teams Do 157 Organizations as Networks of Teams 157 Cross-Functional and Problem-Solving Teams Virtual Teams 160 Self-Managing Teams 161 Hierarchy of Needs Theory 111 ERG Theory 112 Acquired Needs Theory 112 Two-Factor Theory 114 Equity Theory of Motivation 115 Equity and Social Comparisons 115 Equity Theory Predictions 116 Equity Theory and Organizational Justice 117 Expectancy Theory of Motivation 118 Expectancy Terms and Concepts 118 Expectancy Theory Predictions 119 Expectancy Implications and Research 120 Goal-Setting Theory of Motivation Motivational Properties of Goals 121 Goal-Setting Guidelines 121 Goal Setting and the Management Process 123 Chapter 5 Study Guide 124 154 121 Team Effectiveness 162 Criteria of an Effective Team 162 Synergy and Team Benefits 163 Social Loafing and Team Problems Stages of Team Development 164 166 Forming Stage 166 Storming Stage 166 Norming Stage 167 Performing Stage 167 Adjourning Stage 168 Foundations of Team Performance Team Inputs 168 168 159 JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xxi Contents xxi Diversity and Team Performance Team Processes 173 Chapter 7 Study Guide Creativity in Decision Making 172 222 Stages of Creative Thinking 222 Personal Creativity Drivers 223 Team Creativity Drivers 224 174 8 Teamwork and Team Performance Chapter 9 Study Guide 178 High Performance Teams 180 Characteristics of High-Performance Teams The Team-Building Process 181 Team-Building Alternatives 182 180 Improving Team Processes 183 Entry of New Members 183 Task and Maintenance Leadership 184 Roles and Role Dynamics 185 Team Norms 186 Team Cohesiveness 188 Inter-Team Dynamics 190 Improving Team Communications 192 Communication Networks 192 Proxemics and Use of Space 194 Communication Technologies 194 Improving Team Decisions 195 Ways Teams Make Decisions 195 Assets and Liabilities of Team Decisions 197 Groupthink Symptoms and Remedies 198 Team Decision Techniques 199 Chapter 8 Study Guide 201 9 Decision Making and Creativity 204 226 10 Conflict and Negotiation 230 Conflict in Organizations 232 Types of Conflict 232 Levels of Conflict 232 Functional and Dysfunctional Conflict Culture and Conflict 235 234 Conflict Management 236 Stages of Conflict 236 Causes of Conflict 237 Indirect Conflict Management Strategies 238 Direct Conflict Management Strategies 240 Negotiation 242 Negotiation Goals and Outcomes 242 Ethical Aspects of Negotiation 242 Organizational Settings for Negotiation 243 Culture and Negotiation 244 Negotiation Strategies 244 Distributive Negotiation 244 Integrative Negotiation 246 How to Gain Integrative Agreements 246 Common Negotiation Pitfalls 247 Third-Party Roles in Negotiation 249 Chapter 10 Study Guide 250 The Decision-Making Process 206 Steps in Decision Making 206 Ethical Reasoning and Decision Making 207 Types of Decisions 210 Decision Environments 211 Risk Management in Decision Making 212 Decision-Making Models 212 Classical Decision Model 213 Behavioral Decision Model 213 Garbage Can Decision Model 214 Intuitive Decision Model 215 Decision-Making Traps and Issues Judgmental Heuristics 215 Decision Biases 216 Knowing When to Decide 217 Knowing Who to Involve 217 Knowing When to Quit 220 Part 4 Influence Processes and Leadership 11Communication and Collaboration The Nature of Communication 256 The Communication Process 256 Feedback and Communication 257 Nonverbal Communication 258 Interpersonal Communication 215 Communication Barriers 259 Active Listening 260 Cross-Cultural Communication Organizational Communication Communication Channels 264 Communication Flows 266 Status Effects 268 259 262 264 254 JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xxii xxii Contents Collaborative Work Environments Chapter 11 Study Guide 12 Power and Politics Issues in Charismatic and Transformational Leadership 325 268 Collaboration Technologies 269 Interactional Transparency 270 Supportive Communication Principles 270 271 Power and Influence Moral Leadership 278 Interdependence, Legitimacy, and Power Obedience 280 Acceptance of Authority and the Zone of Indifference 280 Position Power 282 Personal Power 285 Power and Influence Capacity Relational Influence 288 278 335 Shared Leadership in Work Teams 336 Shared Leadership and Self-Leadership 337 Leadership across Cultures 338 The GLOBE Perspective 338 Leadership Aspects and Culture 340 Culturally Endorsed Leadership Matches 341 Universally Endorsed Aspects of Leadership 342 Empowerment 289 Keys to Empowerment 290 Power as an Expanding Pie 290 From Empowerment to Valuing People 291 Organizational Politics Chapter 12 Study Guide 13 Leadership Essentials 292 300 342 Top Management Teams 343 Multiple-Level Leadership 343 Leadership Tensions and Complexity 345 Contexts for Leadership Action 347 352 Leaders as Change Agents 352 Phases of Planned Change 354 Planned Change Strategies 355 Resistance to Change 357 304 306 Managers versus Leaders 306 Trait Leadership Perspectives 306 Behavioral Leadership Perspectives 307 Chapter 14 Study Guide Situational Contingency Leadership 310 Fiedler’s Leadership Contingency View 310 House’s Path-Goal View of Leadership 313 Hersey and Blanchard Situational Leadership Model 315 Graen’s Leader-Member Exchange Theory 316 Substitutes for Leadership 318 319 Leadership as Attribution 319 Leadership Prototypes 320 Inspirational Leadership Perspectives Strategic Leadership Leading Organizational Change Leadership Implicit Leadership 332 Authentic Leadership 332 Spiritual Leadership 332 Servant Leadership 333 Ethical Leadership 334 Shared Leadership 282 286 292 Traditions of Organizational Politics Politics of Self-Protection 295 Politics and Governance 296 326 14 Leadership Challenges and Organizational Change 330 276 Sources of Power and Influence Chapter 13 Study Guide 360 Part 5 Organizational Context 15 Organizational Culture and Innovation Organizational Culture 366 Functions of Organizational Culture 366 Subcultures and Countercultures 368 National Culture and Corporate Culture 369 Understanding Organizational Cultures 321 Charismatic Leadership 321 Transactional and Transformational Leadership 324 Transformational Leadership Dimensions 324 364 Layers of Cultural Analysis 371 Stories, Rites, Rituals, and Symbols 372 Cultural Rules and Roles 373 Shared Values, Meanings, and Organizational Myths 373 371 JWCL191_fm_i-xxiii.qxd 11/18/09 10:25 PM Page xxiii Contents xxiii Innovation in Organizations Strategy and Organizational Design 376 The Process of Innovation 376 Product and Process Innovations 377 Balancing Exploration and Exploitation 378 419 Organizational Design and Strategic Decisions Organizational Design and Co-Evolution 420 Organizational Design and Growth 421 Managing Organizational Culture and Innovation 380 Technology and Organizational Design Management Philosophy and Strategy 381 Building, Reinforcing, and Changing Culture 381 Tensions Between Cultural Stability and Innovation 383 Chapter 15 Study Guide 384 Organizational Goals 388 390 OB Skills Workbook Hierarchy and Control 393 Organizations as Hierarchies 393 Controls Are a Basic Feature 397 Centralization and Decentralization 399 Organizing and Coordinating Work Traditional Types of Departments Coordination 404 400 400 Bureaucracy and Beyond 407 Mechanistic Structures and the Machine Bureaucracy 407 Organic Structures and the Professional Bureaucracy 408 Hybrid Structures 408 Chapter 16 Study Guide Learning Style Inventory 416 Strategy 416 Organizational Learning 416 Linking Strategy and Organizational Learning 419 W-9 Student Leadership Practices Inventory Self-Assessment Portfolio W-33 Team and Experiential Exercises Cases for Critical Thinking Glossary G-1 Self-Test Answers Notes ST-1 N-1 Photo Credits Strategy and Organizational Learning 435 W-1 409 17 Strategy, Technology, and Organizational Design 414 430 Environmental Complexity 431 Using Networks and Alliances 432 Chapter 17 Study Guide Societal Goals 390 Output Goals 391 Systems Goals 392 424 Operations Technology and Organizational Design 424 Adhocracy as a Design Option for Innovation and Learning 426 Information Technology 426 Environment and Organizational Design 16 Organizational Goals and Structures 420 PC-1 Organizations Index Name Index Subject Index NI-1 SI-1 OI-1 W-99 W-55 W-13
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