How to get the best out of How to get the best out of  i l d

How to get the best out of How
to get the best out of
appraisal
appraisal and revalidation
i l and
d revalidation
lid ti
Dr Alan Swann
D
Al S
Clinical Director for Revalidation and Appraisal
Clinical Director for Revalidation and Appraisal, Cumbria Partnership Foundation Trust
Cumbria Partnership Foundation Trust
Outline of the Session
• IIntroduction
t d ti to
t revalidation
lid ti – where
h
are we now?
?
• How
H
are y
you revalidated?
lid t d?
• Role of the doctor in appraisal
pp
• Overview
O
i
off GMP
• Supporting Information – what you need to collect
• Improving the quality of your reflective practice and
yyour PDP
I t d d Learning
Intended
L
i g Outcomes
O t
Byy the
B
th end
d off this
thi workshop
k h pp
participants
ti ip t will
ill b
be
able to:
to:• Describe the types of Supporting Information they
need to collect for their appraisal
• Describe the GMC’s
GMC s Good Medical Practice
framework
• Prepare for a high quality appraisal
• Use
U a reflective
fl ti template
t pl t
• Create
C
a high quality PDP
Purpose
p
of Revalidation
‘To assure p
‘T
patients
ti t and
d the
th p
public,
bli , employers
pl y
and
d
other healthcare professionals that licensed doctors
are up to date and are practising to the
appropriate professional standards’
standards
GMC Revalidation
GMC:
R
lid ti – The
Th W
Way
y Ah
Ahead
d 2009
Two Main Themes on Core Purpose
p
• To improve the quality and safety of patient care
• To
T strengthen
t gth p
professional
f
i
l development
d
l p
t
• An additional theme is to reinforce
f
systems to identify
f
those doctors who require support
Delivering revalidation
Th revalidation
The
lid ti cycle
l
• Doctor
• Appraiser
Cycle
y
of appraisal
pp
& review
6
R
Revalidation
lid ti
recommendation
• Responsible
Offi
Officer
• General
Medical
C
Council
il
Revalidation
decision
Delivering revalidation
R
Recommendations
d ti
Revalidation
Responsible Officer
recommendation
o
da
d tio
Request for more
ti
time
(d
(defer)
f )
F il
Failure
to
t engage
g g
Concerns about Fitness to Practise
must be raised when they arise
7
Delivering revalidation
Wh t do
What
d deferral
d f
l requests
t mean??
Providing supporting information
P ti i ti in
Participating
i a local
l
l or national
ti
l process
I
Insufficient
ffi i t
information
HR or
g
investigation
Information
gaps
g
p
8
Performance
or remediation
di ti
Participating
p
g in a GMC process
p
[revalidation placed on hold]
Fitness to Practise
Some Milestones
Some Milestones
• All RO’s
RO s and ‘medical
medical leaders’
leaders to be revalidated by
Ap il 2013
April
• 1/3 off medical
di l workforce
kf
iin organisations
g i ti
tto b
be
revalidated by April 2014 and 1/3 in each following
•
2 years
years
• All currently
y licensed doctors revalidated byy 2016
Additional things
Additional things to know….
g to know
• GMC
GMC connect connect
• 4/12 4/12 ‘doctors
doctors given notice
given notice’
• The role of the Employment Liaison Advisor The role of the Employment Liaison Advisor
( )
(ELA)
• ‘Managing
Managing concerns log
concerns log’ and remediation
and remediation
• ‘fitness
fitness to practice
to practice’ and and ‘fitness
fitness for purpose
for purpose’
What are the goals of a good What
are the goals of a good
appraisal?
i l?
Small groups
Small groups
g p
An opportunity to
pp
y
listen value and
listen, value and acknowledge
k
l d
Ensure doctors are fit to Ensure
doctors are fit to
practice and up to date
practice and up to date ( i
(review supporting i
information))
An opportunity for A
t it f
appropriate pp p
challenge
Personal and Personal
and
professional
professional d l
development time
i
What are the What
are the
goals of a
goals of a good good
appraisal?
pp i l?
Create an opportunity Create
an opportunity
f d t t
for doctors to reflect on fl t
the previous years work
p
y
An Effective Revalidation Appraisal is Possible An
Effective Revalidation Appraisal
pp
is Possible
When…..
When
Effective Appraisal System
Effective Appraisal System
Appraiser is Well Prepared
Appraiser is Well Prepared
Appraiser in
Appraiser in Appropriate Appropriate
Mind‐Set
Excellent ‘Soft’ Skills
Well Run
Well Run Appraisal Appraisal
Meeting
Appraisee
Appraisee S b it
Submits Supporting pp
g
Information
Appraisee In Appraisee
In
Appropriate
Appropriate Mind‐Set
d
Heidi Ashley Hacker
Heidi Ashley Hacker
TASK : The Doctor’ss Role
TASK : The Doctor
Role
• In
In small groups discuss the doctor
small groups
g p discuss the doctor’ss role in the role in the
process
The Role of the Doctor
The Role of the Doctor
• Collects and organises Supporting Information over
th course off the
the
th year for
f ALL aspects
t off their
th i role.
l
(scope of practice)
• Provides written reflections on their learning
• Ensures they have achieved the previous years PDP
• Are open
p to challenge
g and have a constructive
approach to their appraisal
• Contributes to problem solving
GMC Guidance
G id
on Supporting
S pp ti g Information
I f
ti
‘The
The supporting information that you will need to bring to supporting information that you will need to bring to
your appraisal will fall under four broad headings:
your appraisal will fall under four broad headings:
1. General information –
1
G
li f
i
p idi g
providing context about what you b
h y
do in all aspects of your work Scope of Practice
do in all aspects of your work –
Scope of Practice
2 Keeping up to date – maintaining and enhancing the 2. Keeping up to date –
maintaining and enhancing the
quality of your professional work
quality of your professional work
3
3. Review of your practice –
i
fy
p
i
evaluating the quality of your l i g h q li y f y
professional work
f i
l
k
4 Feedback on your practice how others perceive the 4. Feedback on your practice –
how others perceive the
quality of your professional work’
quality of your professional work
GMC Guidance
G id
on Supporting
S pp ti g Information
I f
ti
There are six types of supporting information that you will be There
are six types of supporting information that you will be
expected to provide and discuss at your appraisal at least once p t d t p id
d di
ty
pp i l t l t
in each five year cycle They are:
in each five year cycle. They are:
1. Continuing professional development
1.
Continuing professional development
2 Q li y i p
2. Quality improvement activity
i iy
3 Significant events
3. Significant events
4 Feedback from colleagues
4. Feedback from colleagues
5. Feedback from patients (where applicable)
5. Feedback from patients (where applicable)
6 R i
6. Review of complaints and compliments
f
pl i
d
pli
Good Medical Practice: Good
Medical Practice:
Domains and Attributes
Domains and Attributes
Domain 1: Knowledge, skills and g ,
performance
Domain 2: Safety and quality
y
q
y
1.1 Maintain your professional performance
1.2 Apply knowledge and experience to pp y
g
p
practice
1 3 Ensure that all documentation (including
1.3 Ensure that all documentation (including clinical records) formally recording your work
clinical records) formally recording your work i l
is clear, accurate and legible
d l ibl
2.1 Contribute to and comply with systems to protect patients
p
p
2.2 Respond to risks to safety
2.2 Respond to risks to safety
2 3 Protect patients and colleagues from any
2.3 Protect patients and colleagues from any risk posed by your health
risk posed by your health
Domain 3: Communication, partnership and D
i 3 C
i ti
t
hi
d
teamworkk
D
Domain 4: Maintaining trust i 4 M i t i i t t
3.1 Communicate effectively
3
1 Communicate effectively
3 2 Work constructively with colleagues and
3.2 Work constructively with colleagues and d l
delegate effectively
ff i l
3.3 Establish and maintain partnerships with p
patients
4.1 Show respect for patients
4
1 Show respect for patients
4 2 Treat patients and colleagues fairly and
4.2 Treat patients and colleagues fairly and without discrimination
ih
di i i i
4.3 Act with honesty and integrity
Exercise
• What
What Supporting Information (SI) can the Supporting
pp
g Information ((SI)) can the
organisation
organisation provide for this domain?
i ti provide
id for
f this
thi domain?
d
i ?
• What SI should the doctor provide?
What SI should the doctor p
provide?
• Different colour Post Its
Different colour Post Its
Tea/coffee
Tea/coffee break
/
break
Preparation
P
p
ti for
f the
th Meeting
M ti g a Suggested Appraisal Time Line
Agree
time &
date
Submit
portfolio
6 months
before
3 weeks
before
Complete
C
l t
documentation
and sign off
Appraisal
interview
Agree
agenda
2 weeks
before
2 /52
after
Pre Appraisal
Pre-Appraisal
pp
Contact / Agenda
g
Setting
g
• Opportunity
Opp t ity to
t sett agenda
g d
• Clarify doctor’s
doctor s goals/issues
• M
Make
k ti
time ffor d
documentation
t ti review,
i , 360 ffeedback
db k &
PDP
• Ask doctor to decide on time balance
• Ask how ‘challenging’
challenging s/he wants you to be
How to best use MSF?
How to best use MSF?
•
•
•
•
•
•
Keep it in perspective
Keep
p it in p
perspective
p
Look at the self/others mismatches
Look at the self/others mismatches
Any surprises?
Any surprises?
H might
How
How might you deepen your learning?
i h you d
deepen your learning?
l
i ?
Wh t new things
What
What new things have you learned?
thi
h
have
you learned?
l
d?
Prepare
Prepare a written reflection for your portfolio
p
a written reflection for yyour p
portfolio
Qualityy improvement
Q
Quality improvement activity
p
activityy
• Case
Case based Discussion (CbD)
based Discussion ((CbD))
• Clinical Audit (minimum 2 per 5 year cycle)
Clinical Audit (minimum 2 per 5 year cycle)
• Documentation audit (1 per cycle)
Documentation audit (1 per cycle)
Reflection………
Reflection
• “…II am unable to find any evidence showing that
experience has any benefits unless people pay
attention
tt ti to
t feedback
f db k and
d adjust.”
djj t ”
Anders Ericsson 2011
• “… a process of reviewing an experience of practice in
order
d tto describe,
d
ib , analyse,
ly , evaluate
l t & so iinform
f
learning about practice
practice.“
Reid 1993
Exercise usingg Reflective Template
Exercise using Reflective Template (2 mins)
p
(2
( mins))
• Think of a recent CPD activity or a serious incident
• Capture your learning on the appropriate Structured
Reflective Template
• Feedback in pairs what helps you to reflect
reflect….
Looking at the Personal Development Plan
Looking
g at the Personal Development
p
Plan
(
(PDP)
)
Personal Development
Personal Development Planning
p
Planningg
Development need
Keep up to
d t
date
Agreed action
Go on an
update
d t course
Date
12
months
th
Outcome
Know more
about
b t what’s
h t’
new
Evaluation
I will be more
confident
fid t
Be S M A R T
Be S.M.A.R.T.
•
•
•
•
•
S
M
A
R
T
p ifi
pecific
easurable
chievable
elevant
ime framed
Exercise Preparing your PDP Exercise –
Preparing
p
g yyour PDP
• S
Split
plit up
p iinto
t p
pairs
i ((with
ith someone yyou d
do nott kknow
well)
• Choose a real non
non-work
work issue that you want to
develop or get better at in the coming year (e
(e.g.
g learn
French start a regular exercise routine
French,
routine….))
• The person who is not the issue holder will act as the
appraiser, helping the doctor to create SMART
S
objectives
bjj ti
• Spend
Sp d 5 minutes
i t each
h creating
ti g SMART objectives
bjj ti
ffor
your development need
need.
I t d d Learning
Intended
L
i g Outcomes
O t
- revisited
i it d
Byy the
B
th end
d off this
thi workshop
k h pp
participants
ti ip t will
ill b
be
able to:
to:• Describe the types of Supporting Information they
need to collect for their appraisal
• Describe the GMC’s
GMC s Good Medical Practice
framework
• Prepare for a high quality appraisal
• Use
U a reflective
fl ti template
t pl t
• Create
C
a high quality PDP