Scraping the surface: what is the bottom line regarding ethics? Paper presented in track 8 at the 31st Annual EAIR Forum in Vilnius, Lithuania 23 to 26 August 2009 Name of Author(s) Main presenter: Ms. Moliehi Rosemary Mpeli School of Nursing University of the Free State E-mail: [email protected] Co-presenter: Prof. M.L.E. Monnapula-Mapesela Centre for Higher Education Studies and Development P.O. Box 4345 University of the Free State Bloemfontein Tel: 051 401 3777 Fax: 051 444 6357 E-mail: [email protected] Key words cultural values, ethical values, ethics, ethnostress. 1 Click here and type the title of your presentation Abstract People‟s upbringing is ensconced in the solid structure of cultural values which, according to Merriam and Mohamad (2000: 45), are so deeply ingrained that they are acted out involuntarily. These values guide our interactions, behaviour, attitudes, psychosocial processes, and further shape life and our experiences. As we battle to understand and find solutions to myriad problems such as fraud and plagiarism, involving students in higher education, we seldom focus on the bottom line, thereby only scraping the surface. This paper advocates the importance of cultural values as a basis for ethics formation and morality in higher education. Presentation Introduction and Problem Statement People‟s upbringing is rooted within a solid structure of cultural values which, according to Merriam and Mohamad (2000: 45), are deeply ingrained in a person. These values are usually acted out involuntarily and they guide people‟s interactions, behaviour, attitudes, psychosocial processes, and further shape people‟s lives and experiences. As we battle to understand and find solutions to myriad problems such as fraud, plagiarism, racism, etc. in higher education, we seldom focus on the bottom line and instead waste time by merely scraping the surface rather than trying to understand the bottom line. This paper advocates the importance of cultural values as a basis for ethics formation and morality in higher education. Ethical values continue to enjoy a good deal of attention in people‟s personal, professional and civic lives, particularly now that societies and students are increasingly diversifying and becoming more globally orientated. According to Yoo and Donthu (2002: 101), individual cultural values are related to the development of ethics. Based on this background, recognition of cultural values can be seen as the way forward for development of acceptable (ethical) conduct in higher education in democratic and diverse communities. The paper commences with theoretical perspectives on ethics, the impact of ethical 2 codes on various professions, cultural values, as well as their importance in higher education. Ethical dilemmas that are rife in higher education and particularly in institutions that previously lacked cultural pluralism, such as the so-called historically white Afrikaans universities in South Africa, will also be discussed. The authors will then reflect on their personal experiences at the UFS and how the UFS culture impacted on their academic lives. In opening, we would like to ask the question: What are ethical values? This is a valid question, since the concepts, ethics, values, and morals are often used interchangeably in everyday talks (De Vos, Strydom, Fouche and Delport 2006: 57). According to Chapdelaine, Ruiz, Warchal and Wells (2005: 9-11), morals are ideas about what is right and wrong, and these protect the best interests of all. Values are specific qualities that comprise the morality of a society; they represent the comparative worth ascribed to things, and hence can serve as guidelines against which to measure individual behaviour (Chapdelaine et al. 2005). Ethics is considered an outcome of a systematic reflection on morality and values. This implies that for a person to engage in ethical learning, they must find ways to reflect on values, habits and conduct that are embedded in culture (Wiberg 2006). According to this author, ethical values are defined as values resulting from personal choice after reflection and deliberation on cultural values and morals. They are values that a person has either adopted, rejected or is busy deliberating on, which are incorporated in the identity and personal policy of a person‟s life (Winberg 2006). Katzner and Nieman (2006: 16) imply that it is an academic desire to contribute to the full personal development of a graduate, who will be marked by discernment of ethical consequences and social justice. Daltone and Crosby (2006: 1-3) believe that institutions of higher education transmit and deepen ethical values through orientation speeches, convocation, community service learning, as well as religious and spiritual activities. Nonetheless, Eberhardt (2006:1) argues that it is not known whether universities communicate the importance of these values to their staff and students. Moreover, the effectiveness of these activities (which are usually once-off events) in directing acceptable ethical behaviour is highly questionable. We also wonder who evaluates the impact of these activities on ethical development or who ensures that these are enforced in teaching and learning. 3 Based on these controversies, these noble statements and activities by universities can, at times, remain unrealised. Background and Literature Review Debates on ethical values in higher education are not an emerging phenomenon, but have a long-standing history. Although it seems difficult to reach a consensus about the impact of ethics on teaching and learning, authors such as Scott (2004), Van Wyk (2005) and Mapadimeng (2007), and many more, concur that it is the responsibility of higher education to produce ethical citizens. Scott (2004) holds that the formation of wider social and cultural values is the duty of institutions of higher learning. In South Africa, Van Wyk (2005: 100) proposes the atmosphere of Ubuntu/botho (humanness), in realising the learning needs of citizens and the reconstruction and development of society and economy. Ubuntu is a “philosophy of life and practice of being humane, which gave content to life for African people long before the arrival of white settlers and that rests with the supreme ethical code which attaches primacy to human personality as sacred” (Ngubane 1979 cited by Mapadimeng 2007: 258). Its core defining values and connotations are among others, respect, human dignity, etc. Although Puka (2005) feels that ethical values within the institutions that previously lacked cultural pluralism may work as personal guidelines, to promote a transcultural environment within teaching and learning, s/he also argues that little attention has been paid to the ethical issues within teaching and learning, probably due to fears surrounding the word “ethics”. The term “ethics” deals with the question of what actions are morally right and the obligation that is owed by one person to another (Ross and Deverell 2009: 43). Ethics denotes systematic rational reflection upon morality and values (Churchill 1982:297). It is a process of deciding the best course of action when faced with a given situation (Chapdelain et al. 2005:10). Trissler (2000) furthermore argues that every person/individual meets life situations, which call for thought, opinion, decision-making and action, based on consciously or unconsciously held set of values. But still, common arguments about ethics have been around the type of ethics to follow/practice as a matter of rule rather than focussing on the ethics and values that people already hold. Only a few examples of ethics are presented below: 4 Rule ethics: This is based on the understanding that an action must be the result of duties and rights. It specifies personal obligations and responsibilities of the individual. It serves to help formulate and make public some ideals of a profession. It is from this type of ethics that the professional codes of ethics are founded (Abbott 1983: 342 and Callahan 1982: 857, Chapdelaine et al. 2005:10). Ethics of justice: this focuses on rights and laws, hence serving as a basis for legal principles and ideals. Dilemmas from this type of ethics rest with fairness of rules, laws and policies (Norberg and Johansson 2007:280). Ethics of critique: according to Norberg and Johansson (2007:280), this perspective questions laws and policies; and recognises a social class, gender and race. It focuses on who makes and benefits from these rules or policies, and who has the power. Ethics of care: care is the primary concept to ethics of care. It focuses on the demands of relationships and engrossment as the basis for caring. It stresses the integrity of human relationships that ought to be held sacred. It is characterised by caring involvement and maintenance of harmonious relations from a needcatered, holistic and contextual point of view (Botes 2000: 107). Given the vastness of theories of ethics, as well as controversies surrounding them, we wonder what should form a basis for ethical behaviour. Seemingly, these foregoing theories neglect the internal world of a person that is ingrained within rich cultural heritage. In addition, common ethics and ethical codes are based on Western values, most of which are incongruent with the African cultural values and principles of Ubuntu (humanness). Another contestation about ethics concerns the success of ethical codes of conduct in various professions such as health sciences, law, business, etc. In these cases, teaching of ethics content is usually a grand endeavour, although the irony lies in the acting out of the taught ethics or showing behaviour that is commensurate with the said ethics. Bertolami (2004: 415-416) argues that “knowledge-based ethics courses accomplish little by way of ensuring exemplary conduct, because there is enormous disconnect between knowing what‟s right and doing it, between understanding the principles of ethics at an intellectual level and applying them in daily life”. Culture and Cultural Values Many concepts, such as culture, often become subjects for debate, particularly with 5 regard to what they actually mean. Culture is a term lacking a single meaning, but is one with numerous interpretations. A few such definitions are provided in the ensuing paragraphs: Hofstede (1983: 76) describes culture as the collective programming of mind, which distinguishes the members of one human group from another. In the context of this presentation, we regard Basotho culture as different from the Afrikaner culture which still reigns at the UFS where we are academics. According to Franz Boas (1934: 34) in Matšela 1979: 25), culture embraces all manifestations of social habits of a community, the reactions of the individual as affected by the habits of the group in which he lives, and the products of human activities as determined by these habits. Among other things, what we attribute to the Basotho people is hard work, integrity and respect. Culture embraces the actions, behaviours and products of people, their beliefs, hopes and aspirations, and those qualities such as language which make one society distinct and unique without being separate from others (Matšela 1979: 14). Basotho people are indeed a unique nation, whose language has and still functions as a tool of resistance and survival. Culture is a code of conduct, which maintains an inseparable, intensive and extensive relationship between individuals and society (Adigalar 2000: 739). According to Sivathambi (2000: 765), culture means a set of temporal elements, spiritual faculties, religious practices and social values created by a particular class of people in the wake of their social and historical advancement. It also signifies a series of technical growth, means of production, productive relationships, education, science, literature, arts and faith of a group of people. These definitions are certainly not all-inclusive, but represent only a drop in the sea. Nonetheless, important conclusions about what culture entails can be drawn from these definitions; namely: It is an important aspect of an individual‟s life. It is complicated. It determines/directs a way life. It has a distinct nature. 6 It is unique. It cements people together. It builds a person‟s identity. It is bedrock for survival of people. It influences decision-making, thinking, actions and behaviour. What are Cultural Values? Cultural values are patterns of goodness and badness that people assign to the ways of being in the world (Bennett 1998: 13).Cultural values refer to the powerful internal and external directive forces that give meaning to the thinking, decisions, and actions of an individual or a group. Cultural values shape one‟s worldview and behaviour patterns in life (Leininger and McFarland 2002: 49). Basotho Cultural Values In the past, Basotho cultural values served as the nation‟s cementing feature for holding the people together. Eight important Basotho values will be discussed in the following sections. Among these values, the value of peace was, and still is, regarded of supreme importance. Pursuit of peace (kgotso): peace is usually used in the phrase (Kgotso/peace, pula/rain, nala/plenty) in opening and adjourning meetings or gatherings. Much emphasis is on peace; peace of an individual within himself (harmony within self), peace within members of a community, and peace between communities. Basotho argue that without peace the development and enjoyment of other values would be difficult. They believe that justice and charity cannot reign without peace. They ensure the spread of the idea of peace by making this value a frequent tool of communication; when they greet, they use the word kgotso. This is a symbol of advocating peace at all times and to all people (Matšela 1979: 132-137). Service for the benefit of society: man is seen in terms of his membership in and servitude to a family and a wider community. A person‟s usefulness is measured in terms of his contribution to the observable welfare of family and community (Matšela 1979: 132-137). 7 Human Dignity is an Important Attribute Human dignity applies to all, even to the unborn. Respect for pregnant women is essential. Historically, the disregard for human dignity (Ubuntu) was punishable in a very hush manner (Matšela 1979: 132-137). Self-expression Freedom of speech is an accepted principle. This is clearly communicated in the following proverbs: Mowakgotla ha tsekiswoe (no one is held liable for stumbling in public gatherings) and moro kgotla ha o okoloe mafura (one cannot separate fat from broth in public gatherings, one has to drink it as is). These illustrate that, in public gatherings, it was expected and allowed that all people could have an input unhindered, without censorship or victimisation. There is a common understanding among the community members that everybody‟s opinion is welcome and that individuals should not be held liable (Matšela 1979: 132-137). Appreciation and Encouragement of the Good and Pursuit of Excellence, Beauty and Mastery Those who distinguished themselves as women or men of good repute are selected to perform important roles, e.g. giving babies their first taste/morsel of meat, and other important social responsibilities like becoming initiation teachers (Matšela 1979: 132137). We would expect teachers at all levels of education to be exemplary in their conduct. Believe in God This is clearly reflected in every social activity such as birth, marriage, funerals and other ceremonies. The songs of prayer in times of need; draught, war, no children born in the family, and other limitations, are a witness to our faith in God. God is regarded as the Creator, Originator, Sustainer and the source of energy for man and the universe. The spirits of departed human beings (ancestral spirits) are used as mediators between people and Almighty God (Matšela 1979: 132-137). Authority and Respect This is awarded to elders and authority without question, although they too are expected to show respect for other people (younger and older), hence the proverb “morena ke 8 morena ka sechaba” (a chief is chief by the grace of the people). The chief too is bound to respect his people; failing to do so could result in his losing them to another chief well known for respect and integrity. Respect was expected vertically, horizontally and in all mutual directions (Matšela 1979: 132-137). Many black academics have left, and continue to leave, the university because of their being demeaned by their white counterparts. Industriousness and Wealth All people are taught to love work and to seek self-reliance, but those that do not have anything, are not despised or neglected. Rather they are assisted by families, the chief and general public who have plenty. According to Matšela (1979), children are taught from a very early age to become resilient, but resilient to hardships and difficulties of reasonable measure. It is important to note that education was, and still is, an important tool for transmission of these values. It was/is employed to make individuals conscious and appreciative of their self-identity, as well as their environment (Matšela 1979). This is something that seems to be lacking in higher education today, particularly at our institution where the culture supports one ethnic group. Moreover, Matšela (1979) attests to the fact that education assisted, and should continue to assist, individuals to develop and reflect a complete and worthwhile image of a unique member of a family and community. Unfortunately, the family unit/structure (parents and elders) has weakened and people of good repute no longer enact their roles as teachers of culturally accepted behaviours, traditions and history. Antone and Hill (1992), in support of Matšela, say that when a person‟s culture, security and values are threatened, neglected or oppressed by other groups of people, they suffer ethnostress, i.e. stress related to ethnicity. The effects of ethnostress are feelings of hopelessness, malfunctioning behaviour, loss of identity, denial of self/identity and culture (hostage syndrome – the oppressed are held hostage by the oppressors). The Role of Education in South Africa during the Apartheid Era Higher education in South Africa inherited a system profoundly shaped by social, political and economic inequalities of class and race (Badat 2007: 5). Education was 9 used to sustain apartheid and to transmit values, myths and ideologies of Afrikaners and their culture. The manifesto of this system is provided below: “The Afrikaans education was to be soaked and nourished by Christian, national, spiritual and cultural stuff of the folk in the light of God‟s discreet plan for the human race, that God willed separate nations and people (Robertson and Whitten 1978, Hirson 1979 as cited in Johnson 1982: 218)”. This stance brings to the fore many questions! The native education was based on principles of trusteeship, non-equality and segregation, with the aim of inculcating the Afrikaners‟ way of life as senior trustee (Robertson and Whitten 1978, Hirson 1979 as cited in Johnson 1982: 218).” While, on the one hand, the whites felt they owed their trusteeship to God, on the other hand they dictated that of the black people to whites. In a very subtle way, the same kind of expectation still reigns at our university. Very few black people are in the management of the university, and furthermore, those black academics that show potential are placed in positions of subordination. The native education was controlled in terms of structure and content, in order to prepare them more effectively for their future occupation; as to teach them that equality is not for natives, and their place within the white community is not above certain forms of labour such as gardening and housekeeping (Birley 1968 and Horrel 1968 as cited in Johnson 1982: 218). University of the Free State: Its Development and the Afrikaans Culture (As described in the Centenary book titled, from Grey to Gold: The first 100 years of the University of the Free State): Transformation within the University of the Free State has been in transit since 1904. The university was historically a white, English-speaking institution, and later became an Afrikaans-speaking university and, unfortunately, turmoil regarding the institutional culture has been experienced ever since inception. According to the University of the Free State (UFS 2006:126-129), the language struggle has been a thorny issue since 1918. The fear was the entrenchment of foreign culture, since lecturers were imported from overseas. At this time, the medium of instruction, or the culture, was English, while most students were Afrikaans-speaking (UFS 2006:126-129). In 1918, a long-awaited change came about when Afrikaans was used as a medium of 10 instruction for some subjects. However, the Rector in 1927, Prof. Malherbe, acknowledged regression to English, and hence the dual-medium of instruction that disadvantaged Afrikaans continued. In 1938, the student council insisted on the Christian nationalism elements with the aim of strengthening the Afrikaans language, culture and ideology. The struggle continued until the start of 1943 when the Dutch Reformed Church decided to withdraw all its financial and moral support until the Afrikaans policy was introduced. 1944 thus marked the phasing-out of dual-medium of instruction and the victory of Afrikaans culture within what was then University of the Orange Free State, now known as the University of the Free State (UFS 2006:59, 127129). In 1993 parallel-medium was introduced as black students were allowed to gain admission into the university. This parallel-medium was acknowledged in lectures only, other services were governed by Afrikaans, despite the bilingualism policy that was introduced in 2003. The question that will always loom is, has this ideology within the institution changed? The university as such posed a collective identity and cultural frame of reference for the Afrikaans culture and to the province of the Free State at large. This identity was based on values of God-fearing, conservative values and the importance of whiteness (Vestergaard 2001: 20-21). According to this author, opposing apartheid meant opposing the will of God. This explains why admission of students from black communities around the University was very much controlled (UFS 2006: 264-265). In 1988 one black undergraduate student was eventually allowed to register; this student had to adapt to new values (superiority of Afrikaners) and the Afrikaans language in order to be accommodated. The hostel accommodation ban for black students was only lifted in 1989. But, as Professor Kok (Rector of the university from 1967 to 1976) advocated, the university remained stronghold of the national character, personality and culture of the Afrikaans community (UFS 2006: 169-170). The national character that the university had to abide by was the entrenchment and rigidified racial segregation regimes in all spheres of life that were adopted by the national party after its electoral victory in 1948 (Duckitt and Mphuthing 1998: 810). One aspect that was emphasised and advocated within this institution was the notion of culture and, as was the case, Afrikaans culture became the norm within this institution 11 (UFS 2006). The Afrikaner culture was build from multifaceted aspects of humanity, such as Christianity, farming and politics (Duckitt and Mphuthing 1998: 810). UFS’s Values The following five core values are regarded as values of the UFS that must be reflected in all areas, and that should be respected by the stakeholders at all times: Academic freedom and autonomy; Excellence; Fairness; Service; Integrity. Higher Education Post-1994 A multitude of higher education policies, more than 30, aimed at redressing the irregularities and inequalities of the past were developed. All these policies advocate issues of transformation, such as: Institutional culture; Widening access; Access with success. It is important to note that institutions, including the UFS, have complied in earnest by developing institutional policies based on these national policies. Nonetheless, these do not necessarily enforce honest practice of ethics, but seem to provide a shield behind which the policy implementers, who are often the traditional occupants of the institutions hide, while doing business as usual (Callahan 1982:342). Research Design and Methodology The research took an interpretative philosophy because the focus was on the lived experiences as a tool for better understanding of the social, cultural, political and 12 historical context in which these experiences occurred within their given context (Polit, Beck and Hungler 2001: 212). The focus is on the essence of personal experience within the environment that previously lacked cultural pluralism, thus, a critical autoethnographic research was employed (Duncan 2004: 3). According to Afonso (2007) and Cupane (2007) in Taylor (2007: 6), autoethnography involves the researchers critically examining their culturally situated lived experiences as students and teachers, reconceptualising their cultural identities and developing inclusive educational philosophies that acknowledge beliefs, values, languages identities and experiential realities that learners bring into the classroom. This is a form of qualitative research for transforming oneself as a first step towards transforming others. The intent of critical autoethnography in education is to transform teaching and learning by investing in cultural identity and lived experiences as a consumer and producer of education (Taylor 2004:5). A Journey of Experiences: Results We are Basotho, raised within a rich culture that believes initiation into the human experiential world is a lifelong endeavour of an individual. It is a strategy that gives entry into another experience. It is through initiation that apprentices are introduced to adulthood and important social operations. It started at infancy, where a woman of good repute initiated our first morsel of meat. Through proverbs, fables, folktales, legends, and myths, we learned our cultural values of our culture, which form the basis of our experiences. When we were adolescents, our parents decided on Western education for us, instead of indigenous initiation/education. This was approved by the community as the benefits of this were, and are still, obvious. Our culture forms part of our inner world, and to make sense of every situation, we consult our values faculties, which are our experiences. 13 The study is work-in-progress. As is the purpose of critical autoethnography, this first step of self-reflection provides a retrospective account of our experience as students, as well as lecturers from an African group (Basotho). The impetus for this paper evolved out of personal experiences of the authors who studied at one of the transforming universities of South Africa at the time when the students‟ profiles were gradually changing from traditional white, middle income students to a slightly diverse population. At this stage, there were issues of language, race and culture that we had to deal with in order to survive and succeed academically. According to Tyler, Boykin, Miller & Hurley (2006: 364), teaching and learning in multicultural education must be within a transcultural environment if one is to succeed academically and socially. Later on, we both became academic staff members. Our experience then was the mirror image of our experiences as students; we felt like visitors, and even after years of academic life, we sometimes still feel like outsiders. At times we feel depressed with a strong urge to quit. Antone and Hill (1992) refer to this state as “ethnostress”, which has major effects on one‟s success. Scheduling of Lectures Since lectures are conducted in both English and Afrikaans, they are presented in two cycles, namely day and evening lectures. Lectures are scheduled in such a way that the English classes are first classes of the day (7am), while Afrikaans lectures commence at 8am. The night classes are the opposite, i.e. early evening classes are Afrikaans (5-7pm), while English classes are from (7-9pm). Basotho cultural values stress kindness and generosity to visitors. It is the duty of the chief (the authority) to take care of foreigners. If English classes are accommodated at the extremes, this means that we are not welcomed. The Use of Parallel Medium (English and Afrikaans) Although it is required by policy that both English and Afrikaans should be used as a 14 means of communication, Afrikaans is used as a dominant medium of instruction for other subjects and personnel meetings. Non-Afrikaans speaking people would be advised to ask questions where they don‟t understand. To complicate matters: Decisions are made in these meetings, and signing for attendance means concurring with the decisions. Some of the books lack English versions, although tests and exams are mostly based on these books. In effect, language is used as a form of resistance to culture change. Window dressing Inclusion in projects for the purpose of applying for funds, and once this is achieved, you are disregarded; Number of blacks employed in positions of power is very low; Contributions towards empowering blacks on paper, while actions are contradictory. Other Issues Policies for language, assessment, etc. Hostels. Issues such as these contribute towards an environment where people (lecturers and students) do not trust each other. Under such circumstances unethical behaviour is inevitable. As Mkhize (2006: online) posits, transformation will remain a desirable, but elusive goal if all South Africans don‟t recognise the capability of each other from the position of equality, as fully-fledged personalities with articulating points of views. Based on our intuition, observation and experience, we believe that our cultural values as non-white students and academics were not given recognition; we were constrained to adapt to the culture of the university, which was contrary to the concept of multicultural education. 15 Recommendations Recognition and assessment of prior learning developed from culture; Value clarification; Assist all students in searching and researching their cultural values/prior knowledge; Cultural values should form a basis for the development of ethical discernment; The interface between practice and theory of ethics should be unified by the harmony created by being at peace with one‟s cultural values; Ethics should not only be good on paper/theory but should be acted out in moral worth; Ethics should be translated into good action and conduct (such conduct should display ethical significance or worth observable as good will). References Abbott, A. 1983. Professional ethics. 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