A PUBLICATION OF THE NATIONAL INFORMATION STANDARDS ORGANIZATION Contents Standards: The Global Dimension 1 What Is ISO? 2 The First 50 Years of ISO/TC 46 4 The Structure of ISO/TC 46 7 ISO/TC 46 Reports 8 IISP Meeting Report 15 NISO News and Notes: NISO Balloting Calendar NISO Meeting Calendar International Update NISO Elects New Members to Board of Directors New Members Join Standards Development Committee 17 17 17 17 18 Standards Status: July 1, 1997 19 NISO Press News 20 Next Issue Deadline: September 1, 1997 Volume 9 Number 3 ISSN 1041-0031 July 1997 11 11 11 1041-0031 (199707 9 3 1-2 Standards: The Global Dimension This issue of ISQ focuses on international standards and features a report on the 1997 meetings of TC 46, NISO's counterpart at the international level. We begin with an introduction to international standards, including a detailed overview of the mission and program of the International Organization for Standardization. A capsule history of Technical Committee 46, prepared by George Richardson to commemorate the fiftieth anniversary of the founding of TC 46, details the development of the TC. Reports on the work now-in-progress in TC 46 will bring you up to date on the TC's activities. International Standards: The How and Why As a result of NISO's participation in ANSI, NISO has a direct channel to the international standards development process. ANSI is the United States representative to the two major nontreaty international standards organizations: The International Organization for Standardization (ISO) and The International Electrotechnical Commission (IEC). In ISO the international standards development is carried out by almost two hundred technical committees (TCs). NISO is designated by ANSI as the official United States representative to the work of ISO Technical Committee 46 on Information and Documentation. NISO also serves as the administrator of the United States Technical Advisory Group (TAG) to ISO TC 46. NISO provides United States representation to TC 46 meetings, reviews all TC 46 draft standards, and recommends to ANSI the United States voting position for these standards. Even if you have been active in ISO for many years, there is something to learn, because ISO has not been static. Today ISO must recognize and deal with regional partners and must maintain liaisons with more than 500 international and regional organizations. The following overview is a good starting point, and offers an excellent foundation prior to reading the reports on the most recent meeting of TC 46. More information about ISO can be obtained online by visiting http://www.iso.ch/ ISO's Name Because the name of the International Organization for Standardization would have different abbreviations in different languages (10S in English, OIN in French), it was decided to use a word derived from the Greek isos, meaning "equal." Therefore, the short form of the Organization's name is always ISO. Adapted from the ISO booklet "ISO in Brief" How It Started What is ISO? International standardization began in the electrotechnical field: the International Electrotechnical Commission (IEC) was established in 1906. Pioneering work in other fields was carried out by the International Federation of the National Standardizing Associations (ISA), which was set up in 1926. The emphasis within ISA was on mechanical engineering. ISA's activities came to an end in 1942. In 1946, delegates from 25 countries met in London and decided to create a new international organization, of which the object would be "to facilitate the international coordination and unification of industrial standards." The new organization, ISO, officially began operating on February 23, 1947. ISO is the International Organization for Standardization. It is made up of national standards institutes from countries large and small, industrialized and developing, in all regions of the world. ISO develops voluntary technical standards which add value to all types of business operations. They contribute to making the development, manufacturing and supply of products and services more efficient, safer and cleaner. They make trade between countries easier and fairer. ISO standards also safeguard consumers, and users in general, of products and services—as well as making their lives simpler. ISO develops only those standards which are required by the market. This work is carried out by experts on loan from the industrial, technical and business sectors which have asked for the standards, and which subsequently put them to use. These experts may be joined by others with relevant knowledge, such as representatives of government agencies and testing laboratories. ISO standards represent an international consensus on the "state of the art" in the technology concerned. Information Standards Quarterly (ISSN 1041-0031) is published quarterly by the National Information Standards Organization, 4733 Bethesda Avenue, Bethesda, MD 20814 USA. Voice: 301-654-2512, fax: 301-654-1721, [email protected] . Joel H Baron, Chair; Patricia Harris, Executive Director. Opinions expressed in signed articles and columns are those of the writers and do not necessarily represent the opinions of NISO or the staff of Information Standards Quarterly. Editorial contributions, articles, news releases, and letters should be sent to: Patricia Harris, Executive Director, NISO, at the above address. ISQ is sent free of charge to members of NISO. Nonmembers may subscribe for $75 per year U.S., $115 foreign. Subscription requests, requests for back issues, and change of address forms should be sent to: NISO, P.O. Box 338, Oxon Hill, MD 20750-0338, voice: 301-567-9522, fax: 301567-9553. Copyright © 1997 National Information Standards Organization. All materials in this publication subject to copyright by the National Information Standards Organization may be photocopied for the noncommercial purpose of scientific or educational advancement granted by Sections 107 and 108 of the Copyright Revision Act of 1976. For other reprinting, photocopying, or translating, address requests to the National Information Standards Organization. Non governmental - ISO currently has some 120 member organizations on the basis of one member per country. ISO is a non-governmental organization and its members are not national governments, but are the standards institutes in their respective countries. The official U.S. member is the American National Standards Institute. Equal Partnership Every participating member has the right to take part in the development of any standard which it judges to be important to its country's economy. No matter what the size or strength of that economy, each participating member in ISO has one vote. ISO's activities are thus carried out in a democratic framework where each country is able to influence the direction of ISO's work at the strategic level, as well as the technical content of its individual standards. Voluntary ISO standards are voluntary. ISO does not enforce their implementation. A certain percentage of ISO standards — mainly those concerned with health, safety or the environment — has been adopted in some countries as part of their regulatory framework, or is referred to in legislation for which it serves as the technical basis. However, such adoptions are sovereign decisions by the regulatory authorities or governments of the countries concerned. ISO itself does not regulate or legislate. Market driven - ISO standards are market-driven. They are developed by international consensus among experts drawn from the industrial, technical and business sectors that have expressed the need for a particular standard. Other participants may include representatives from government, regulatory authorities, testing bodies, academia, consumer groups or other relevant bodies. Consensus adoption of Z39.50-1995) allow computers from different Although ISO standards are voluntary, the fact that they are developed in response to market demand, and are based on consensus among the interested parties, ensures widespread use of the standards. vendors to "talk" to each other. Standardized documents speed up the transit of goods, or identify sensitive or dangerous cargoes that may be handled by people speaking different languages. Standardization of connections and interfaces of all types ensures the compatibility of equipment of diverse origins and the interoperability of different Worldwide ISO standards are technical agreements which provide the framework for compatible technology worldwide. Developing technical consensus on this international scale is a major operation. It is estimated that every working day of the year, there are 12 to 15 meetings around the world of ISO technical groups in which the standards development work is actually carried out. In all, there are more than 2,850 of these groups in which some 30,000 experts participate annually. This technical work is coordinated from ISO Central Secretariat in Geneva, which also publishes the standards. Quantity and Quality technologies. Agreement on test methods allows meaningful comparisons of products, or plays an important part in controlling pollution — whether by noise, vibration or emissions. Without the international agreement contained in ISO standards on quantities and units, shipping and trade would be haphazard and technological development would be handicapped. Tens of thousands of businesses in more than 90 countries are implementing ISO 9000 (Quality Assurance) which provides a framework for quality management and quality assurance throughout the processes of producing and deliv- Since 1947, ISO has published more than 10,700 International Standards. ISO's work program ranges from standards for traditional activities, such as agriculture and construction, ering products and services to the customer. through mechanical engineering to the newest information technology developments, such as the digital coding of audio-visual signals for multimedia applications. Following are some important examples of the impact of ISO standards. Standardization of screw threads helps to keep chairs, children's bicycles and aircraft together and solves the repair and maintenance problems caused by a lack of standardization that were once a major headache for manufacturers and product users. Standards establishing an international consensus on terminology make technology transfer easier and can represent an important stage in the advancement of new technologies. ISO's job is to develop standards. It does not verify that ISO standards are being implemented by users in conformity with the requirements of the standards. Conformity assessment — as this verification process is known — is a matter for suppliers and their clients in the private sector, and of regulatory bodies when ISO standards have been incorpo- Without the standardized dimensions of freight containers, international trade would be slower and more expensive. Without the standardization of telephone and banking cards, life would be more complicated. A lack of standardization may even affect the quality of life itself: for the disabled, for example, when they are barred access to consumer products, public transport and buildings because the dimensions of wheelchairs and entrances are not standardized. Standardized symbols provide danger warnings and information across linguistic frontiers. Consensus on grades of various materials give a common reference for suppliers and clients in business dealings. Agreement on the number of variations of a product to meet current applications allows economies of scale with cost benefits for both producers and consumers. An example is the standardization of paper sizes. Standardization of performance or safety requirements of diverse equipment makes sure that users' needs are met while allowing individual manufacturers the freedom to design their own solution on how to meet those needs. Consumers then have a choice of products which meet basic requirements and can benefit from the competition among manufacturers. Standardized protocols such as ISO 23950 (an ISO Conformity Assessment rated into public legislation. In addition, there exist many testing laboratories and auditing bodies which offer independent (also known as "third party") conformity assessment services to verify that products, services or systems measure up to ISO standards. Such organizations may perform these services under a mandate to a regulatory authority, or as a commercial activity of which the aim is to create confidence between suppliers and their clients. What ISO does is develop ISO/IEC Guides covering various aspects of conformity assessment activities and the organizations that perform them. The voluntary criteria contained in these Guides represent an international consensus on what constitutes acceptable practice. Their use contributes to the consistency and coherence of conformity assessment worldwide and so facilitates trade across borders. Certification When a product, service, or system has been assessed by a competent authority as conforming to the requirements of a relevant standard, a certificate may be issued as proof. For example, many thousands of ISO 9000 certificates have been issued to businesses around the world attesting to the fact that a quality management system operated by the company concerned conforms to one of the ISO 9000 standards. Likewise, more and more companies can be expected to seek certification of their environmental management systems, following the publication of the first standards in the ISO 14000 family. ISO itself does not assess quality or environmental management systems and it does not issue either ISO 9000 or ISO 14000 certificates. However, ISO has been sensitive to the need of ISO 9000 users for "one-stop certification." With the IEC, and the International Accreditation Forum (IAF), it is working toward the establishment of a voluntary program, known as QSAR (Quality System Assessment Recognition), to encourage the worldwide recognition of ISO 9000 certificates so that certification represents a one-time investment. International Partnerships ISO collaborates with its partners in international standardization, the IEC, whose scope of activities complements ISO's. In turn, ISO and IEC cooperate on a joint basis with the ITU (International Telecommunication Union). Like ISO, the IEC is a non-governmental body. The ITU is part of the United Nations Organization and its members are governments. The three organizations have a strong collaboration on standardization in the fields of information technology and telecommunications. World Trade ISO — together with IEC and ITU — is building a strategic partnership with the World Trade Organization (WTO) with the common goal of promoting a free and fair global trading system. The political agreements reached within the framework of the WTO require underpinning by technical agreements. ISO, IEC and ITU, as the three principal organizations in international standardization, have the complementary scopes, the framework, the expertise and the experience to provide this technical support for the growth of the global market. Regional Partners Many of ISO's members also belong to regional standardization organizations. This makes it easier for ISO to build bridges with regional standardization activities throughout the world. ISO has recognized regional standards organizations representing Africa, the Arab countries, the area covered by the Commonwealth of Independent States, Europe, Latin America, the Pacific area, and the SouthEast Asia nations. These recognitions are based on a commitment by the regional bodies to adopt ISO standards — whenever possible without change — as the national standards of their members and to initiate the development of divergent standards only if no appropriate ISO standards are available for direct adoption. Specialist Liaisons ISO also liaises with some 550 international and regional organizations interested in aspects of ISO's standardization work. These include the 18 or so international standards-developing bodies outside the ISO/IEC system. Each of these bodies works in a specific area, usually with a United National mandate; an example is the World Health Organization. ISO and the IEC together produce about 85% of all International Standards, and these other specialized bodies account for the rest. Summary ISO standards are market-driven. They are developed on the basis of international consensus among experts from the sector which has expressed a requirement for a particular standard. Since ISO standards are voluntary, they are used to the extent that people find them useful. The First 50 Years of ISO/TC 46: 1947-1997 A short history compiled by George Richardson Origins In 1947, the same year that our parent, the International Organization for Standardization (ISO), was established, a group of documentation experts met in Paris to discuss how to broaden their activities and influence. These experts were mainly from Europe, and they sat on a number of existing documentation committees, including the International Federation of National Standardization Associations (ISA), the International Federation of Library Associations (IFLA), and the International Federation for Documentation (FID). In Paris, for five days (April 26-30, 1947), they discussed how they could come together within ISO to form what is now Technical Committee (TC) 46. The Terms of Reference for TC 46, Documentation, and the program of work agreed to at that first meeting were "to prepare recommendations for: • General directives for the indicating of literary titles, bibliographic references and the like • • • • • • • • Presentation of periodicals Abbreviation of titles of periodicals Transliteration of Cyrillic characters Photocopies. Sizes and quality Microcopies. Sizes and quality Reading apparatus for micro-reproduction Terminology in the field of documentary reproduction Sizes of cards and other forms for documentary purposes." A number of these proposals had been earlier projects of ISA, which included a forerunner to TC 46 in ISA/46. Who Were The Founding Members? The main initiative to form TC 46 came from the Netherlands, which had been closely connected with FID. At the Paris meeting, the Secretariat of TC 46 was accepted by the Hoofdcommissie voor Normalisatie in Nederland (HCNN), the national body in the Netherlands responsible for standardization, and administered by the Nederlandsch lnstituut voor Documentatie en Registratuur (NIDER). The Netherlands held the Secretariat until 1964. The delegates who attended the second meeting of TC 46, hosted by the Netherlands Patent Office in The Hague (June 17-19, 1948), were welcomed by the President of HCNN, Mr. Donker Duyvis. He proposed, and the delegates accepted, the nomination of Dr. N. A J. Voorhoeve, from the Netherlands, as Chairman of the meeting. At this meeting TC 46 created three subcommittees: Photographic Subjects Transliteration of Cyrillic Characters Presentation of Periodicals. In addition to France, hosts of the first meeting, and the Netherlands, who were the first holders of the Secretariat, Czechoslovakia was a founding member. We know this because one of their representatives, Dr. A Sevacik, presented an initial new work item, Transliteration of Cyrillic Characters, to the Committee. In addition, his name appears as a member of the subcommittee established at the meeting in The Hague. Belgium, Denmark, Finland, Deutsches Institut fur Normung [DIN]) was named Secretariat for TC 46. Mrs. Johanna Eggert served as Secretary until her retirement in 1986. She was succeeded by Mrs. Eva-Maria Baxmann-Krafft in 1987. Mrs. Edith Lechner Hungary, India, Palestine, Sweden, Switzerland, and the United Kingdom were also among the founders of TC 46. By 1950, they had been joined by other new "P" or active members: Austria, Israel, Italy, Portugal, Union of South Africa, and United States of America. To the active participants were added what are now known as "0" (Observor) members: Australia, Chile, The People's Republic of China, Ireland, Mexico, New Zealand, Norway, Poland, Romania, Uruguay, USSR, and Yugoslavia. By 1953 the Federal Republic of Germany, Pakistan and Spain were added to the roster. In the early years of TC 46, the work program was was appointed Secretary in 1993. handled by ad hoc working parties, and one subcommittee, SC I (Documentary reproduction). The Secretariat of TC 46 supported the working parties and France, which held the Secretariat of SC 1, provided the necessary support to the subcommittee. The program of work drawn up at the Paris meeting soon produced the first ISO Recommendation: ISO/R4 In 1966, Singapore and the United Arab Republic joined TC 46 as "0" members, to bring the total to 22 "P" members and 17 "0" members. The program of work included revisions of two early Recommendations: ISO/R4 (Abbreviations for titles of periodicals), and ISO/R9 (Transliteration of Cyrillic characters). In that same year TC 46 was restructured into two subcommittees and two working groups: SC 1 Documentary reproduction (Secretariat, AFNOR, France) SC 2 Transliteration of written languages (Secretariat , USASI (now ANSI), USA) WG 1 Bibliographic analysis WG 2 Layout The 1970s The structure of TC 46 expanded in the 1970s, and in 1971, there were three subcommittees and four working groups: Documentary reproduction (Secretariat , SC 1 (International code for the abbreviation of titles of periodicals). It was published in March of 1954 (the first ISO publication was produced in 1951), and it remains valid today in its revised form as ISO 4. (Note: Beginning in 1980 AFNOR, France) SC 2 Conversion of written languages (Secretariat , all "Recommendations" became "Standards" and the "R" prefix was dropped.) Sweden) (previously WG 4) WG 1 International Standard Book/Serial Numbering (Secretariat , BSI, United Kingdom) WG 2 Representation and coding of country names The 1960s By 1963, the work was carried out by one Subcommittee and three Working Groups: SC 1 Documentary reproduction WG 1 Bibliographical subjects WG 2 Layout WG 3 Transliteration. In addition to ISO/R4, three drafts were under consideration and the following Recommendations were published: ISO/R8, 1954 Layout of periodicals (produced by WG 2) ISO/R9, 1954 ISO/R18, 1956 Transliteration of Cyrillic characters (WG 3) Short contents list of periodicals (WG 1) ISO/R30, 1956 Bibliographic strip (WG 1) ISO/R77, 1959 Bibliographic references. Essential and complementary elements (WG 1) ISO/R169, 1960 Sizes of photocopies (on paper) readable without optical devices (SC 1) ISO/RI93, 1961 Microcopies on transparent bases: recommended bases. Dimensions (SC 1) ISO/R214, 1961 Abstracts and synopses (WG 1) ISO/R215, 1961 Presentation of contributions to periodicals (WG 1) ISO/R218, 1961 Reduction ratio of 35-mm microfilms for international exchange of documents (SC 1) ISO/R233, 1961 Transliteration of Arabic (WG 3) ISO/R259, 1962 Transliteration of Hebrew (WG 3) ISO/R260, 1962 Terminology of microcopies and their bases (SC 1) In 1964, Deutscher Normenausschuss (DNA) (now the ANSI, USA) SC 4 Automation in documentation (Secretariat, SIS, (Secretariat , IGPAI, Portugal) WG 3 Terminology of documentation (Secretariat , DNA, Federal Republic of Germany) WG 5 Guidelines for thesauri (Secretariat, Leitstelle Politische Dokumentation, Federal Republic of Germany) By 1972, two other working groups had been created: WG 6, Bibliographic references, and WG 7, Presentation of publications. In 1974 at the Helsinki plenary meeting, a change to the scope of TC 46 was suggested (but never formally agreed to): Standardization in the fields of information, documentation, librarianship and related information handling, including information systems and interchange networks as applied to those fields. That proposal clearly indicates a change in emphasis for the work program and perceived responsibilities at that time, even though it was never adopted. At that plenary, WG 3 became SC 3. The TC in 1974, had produced a total of 45 Recommendations. On 24 January 1977, the first meeting of the TC 46 Steering Committee (now the Advisory Group) was held in Geneva. At that meeting, rules of procedure that addresses membership, voting, etc. were drafted. Participants also discussed the format for future plenary meetings. Some members favored holding subcommittee and working group meetings during the same period, others did not. After a letter ballot the decision was in favor of TC 46's current plenary format. Further changes to the structure of TC 46 took place in 1975, when WG 7 became SC 7. Two years later WG 8 Compatibility standards for information networks was created and WG 5 and WG 6 became subcommittees. In 1978, SC 1 became a new entirely separate technical committee, TC 171, Micrographics. At the 1979 plenary meeting, the role of the Steering Committee was defined and clarified. It was agreed that "the role of the Steering Committee between two Plenary Meetings is to assist the Secretariat of ISO/TC 46 in applying the resolutions approved at the Plenary Meetings, to achieve the least possible delay in the The 1980s By the early 1980s TC 46 had a large portfolio of published ISO Standards and numerous drafts out for comment including the third edition of its first publication, ISO/R4. The 1981 plenary was the first ISO Meeting to be hosted by the People's Republic of China. At the Steering Committee meeting held in Cologne in November of 1982, it was proposed that the committee's name be changed to Advisory Group. The change was agreed to and the new name first appeared at the 1983 plenary in Vienna. That plenary followed a meeting format similar to that still in use today — a meeting of to aid coordination between these subcommittees and the Advisory Group at the start of the week, followed by meetings of the sub-committees and working groups, then the plenary meeting and a final Advisory Group groups whose Chairmen or Secretaries take part in the meetings of the Steering Committee." An election was held and France, the Federal Republic of Germany, Hungary, Poland and USA were elected to the Steering Committee. WG 1 became SC 6 and its title changed to Bibliographic data elements in manual and machine processing. meeting. First approved at the London plenary in 1985, the terms of reference, membership and procedures for the Advisory Group are still in use. The Subcommittee structure has been streamlined. A new SC 8 was set up to consolidate the work of Working Groups 8, 9, and 11, with its terms of reference given as "Standardization of As a result of these organizational changes by the end of the 1970s, TC 46 had the following structure: the gathering of statistics needed for work in documentation". The Secretariat of SC 8 was awarded to United work program of the various subcommittees and working groups, while respecting established priorities and SC 2 Conversion of written languages SC 3 Terminology of documentation SC 4 Automation in documentation SC 5 Guidelines for thesauri SC 6 Bibliographic data elements in manual and machine processing SC 7 Presentation of publications WG 2 Representation and coding of country names WG 8 Compatibility standards for information networks. Over fifty Recommendations had been produced by these committees and working groups by the end of the 1970s. In concert with these organizational changes, the scope statement for TC 46 was revised. In October 1979, ISO Council approved the following scope: Kingdom (BSI) which still serves in this capacity. WG 10 Establishment of indexes was established. The transfer of the Secretariat of SC 4 to ANSI (USA), and the appointment of Mrs. Sally McCallum as its permanent chair was approved. A further revision was made to the scope of SC 6 which now is "Standardization of bibliographic data elements for manual and automated systems, relating to: • including representation of content • This statement is still current in 1997. It could be concluded (although this might never have been intended) that this scope presents TC 46 as strongly oriented towards applications and related functional or performance standardization, rather than base systems or specifications. In other words, TC 46 has an emphasis on meeting user needs. The Steering Committee met in Ohio, USA, in December of 1979 and proposed that TC 46 hold plenary meetings every two years. The proposal was accepted and is the current meeting pattern, alternating with a dedicated meeting week for subcommittees and working groups to convene. establishment of groupings of data elements for messages, references etc. " Hans Jorn Reuss, Dansk Standard, was approved as the permanent chair of SC 7. The final changes to the structure of TC 46, which brings us to 1997 included: • Standardization of practices relating to libraries, documentation and information centers, indexing and abstracting services, archives, information science and publishing. definition and naming of bibliographic data elements • the creation in 1987 of SC 9 by combining SC 5, SC 6, and SC 7 with Canada serving as the Secretariat the creation in 1988 of SC 10, with the secretariat of the new subcommittee awarded to Denmark, and in 1989 the scope "Physical keeping of documents" was approved. A significant procedural change adopted at the 1987 Moscow plenary was agreement to use the newly adopted ISO Fast-track Procedure for draft standards. Another change proposed at the Moscow meeting and approved by the ISO Technical Board later that year was expanding the title of TC 46 "Documentation" to "Information and Documentation." In 1989, at the Washington plenary, TC 46 approved Ms. Verina Horsnell from the United Kingdom as the permanent chair. I ISQ THE STRUCTURE OF ISO/TC 46 Secretariat: Scope DIN/Germany Standardization of practices relating to libraries, documentation and information centers, indexing and abstracting services, archives, information science and publishing Participating countries: Observer countries: 30 31 Liaison: ISO/IEC JTC 1, JTC IISC 18, JTC I/SC 29, JTC I/SC 30, ISO/TC 6,10, 37, 37/SC 2, 68, 68/SC 2, 68/SC 4, 154, 171 Group Secretariat AG DIN/Germany Advisory Group WG 2 DIN/Germany Coding of country names and related entities (ISO 3166) SC 2 ELOT/Greece Conversion of written languages WG 3 SII/Israel Transliteration of Hebrew WG 4 AFNOR/France Transliteration of Korean WG 5 ELOT/Greece Transliteration of Greek Joint SC 2/SC 4 working group - Relations between transliteration and machine WG 8 representations of characters WG 9 TISI/Thailand Transliteration of Thai WG 10 MNCSM/Mongolia Transliteration of Mongolian WG 11 ISIRI/Iran Transliteration of Persian SC 3 ISIRI/Iran Terminology of information and documentation SC 4 ANSI/USA - NISO Computer applications in information and documentation WG I ANSI/USA - NISO Character sets WG 4 ANSI/USA - NISO Format structures for bibliographic information interchange in machine readable form Commands for interactive search systems WG 5 WG 6 ANSI/USA - NISO Electronic publishing WG 7 SAA/Australia Data elements WG 8 UNI/Italy Library Codes Joint TC 37/SC 2 - TC 46/SC 4 Working Group - Alpha-3 code for the representation of Joint WG - names of languages SC 8 WG 4 Statistics and Performance Evaluation BSI/United Kingdom BSI/United Kingdom SC 9 Performance indicators for libraries SCC/Canada Presentation, identification and description of documents SC 10 DS/Denmark Physical keeping of documents WG I SIS/Sweden Permanence of paper for documents WG 2 SIS/Sweden Permanence of writing, printing and copying media on paper documents - Requirements and testing methods WG 3 DIN/Germany DS/Denmark WG 4 WG 5 GOSTR/Russia Document storage requirements Recommendation of binding materials and binding practices Storage and handling of audio and video media ISO/TC 46 Reports The 1997 Plenary Meeting and Meeting Week of TC 46 were held at the BSI headquarters in London. The meetings were hosted by the British Standards Institute (BSI) and were attended by more than 150 delegates from 30 countries. The U.S. delegation to the 1997 TC 46 meetings included: • Sally H. McCallum, Library of Congress (head of delegation) • Randall K. Barry, Library of Congress • Margaret Byrnes, National Library of Medicine • Lenord Coral, Cornell University • William Moyers, Caterpillar, Inc. • Albert Simmonds, R.R. Bowker TC 46 Advisory Group Meeting The Advisory Group of TC 46 met twice (May 12 and May 16) during the 1997 plenary meeting week in London. The Group deals primarily with organizational issues and prepares recommendations for consideration at the TC 46 plenary session. Of significance were reports on: The Fast Track ballot for the six-part standard concerning records management which was submitted by Australia (ISO/DIS 15489) failed. Parts 1-5 passed but Part 6 failed on this ballot, thus the entire standard failed. Comments also indicated that the standard does not conform to the ISO Directives, in particular, there are references to country-specific legisla- business team areas with a short life span to look into topics, e.g., electronic commerce. JTC 1 is also developing strategies to implement information technology within the committee to assist with its management and work. A new Handbook of TC 46 standards, similar to those produced in 1977, 1982, and 1988 will be published by ISO. The Advisory Group recommended that the ISO Central Secretariat consider reducing the price of TC 46 standards on an experimental basis to determine if the price reduction will increase sales (and therefore the implementation) of these standards. New members of the Advisory Group are Germany, Italy and Australia, replacing Hungary, France and Sweden who have completed their terms. by Sally H. McCallum tion and there are inconsistencies and duplication among the parts. The ballot respondents noted that additional information is needed for practices outside Australia, since records management has different traditions in different countries. ISO cannot standardize one country's traditions. The representative from the International Council of Archives (ICA) stated that ICA did not support the standard in its present form, but ICA is willing to participate in a working group to review the standards. The Advisory Group decided to hold an Ad Hoc meeting in July 1997, and will invite all who commented on the draft international standard, the ICA, the Advisory Group, and a representative from a records management group. The participants will decide the course of action and draft a charge for a working group if that is the route taken. The Advisory Group has until July 16,1997 to comment on a proposed new work item concerning the presentation and approach of technical manual documents which is based on BSI standards. The Advisory Group approved a new procedure for International Registered Profiles that is less formal than that for International Standardized Profiles. The profiles relate to the Information Retrieval and Interlibrary Loan computer protocols developed by TC 46. The ISO Technical Management Board (TMB) has set up a WG to bring CALS under the auspices of ISO. A report was scheduled for June 1997. The meaning of the acronym has again changed, and CALS now stands for Commercial ... instead of the former "Computer" Aided Logistic Support. ISO's Technical Committee for computers, ISO/IEC JTC 1, is undergoing restructuring and is canceling many work items. The committee is proposing to set up TC 46/WG 2 Coding of Country Names and Related Entities WG 2 held two meetings (September 1995, and April 1996) prior to the May 13 and 14 meeting in London. ISO 3166-1 Country codes (update of ISO 3166, 1993) was circulated for FDIS ballot after the meeting; this ballot closes on July 29, 1997. Given the responses on the DIS, the standard is expected to be approved and published in August. The Internet has brought considerable attention to the standard, because the alpha-2 code is used to identify top-level domains. Chairman Roos cautioned that if the standard is not updated and expanded to provide for continents, grouping of countries, regional bodies, etc. people will look elsewhere for assistance. Furthermore, if the utility of the standard, especially for online services is to continue, then ISO must publish the country code elements on the World Wide Web and provide updates electronically. According to the Maintenance Agency, most customers would be willing to pay for such a service. As for ISO/DIS 3166 Part 2 Country subdivision codes, the comments were resolved, and a final document will be prepared for ballot as an FDIS in 1998. The participants also agreed that expert knowledge, different from that needed for ISO 3166-1, is required, and a call will be issued. ISO/DIS 3166-3 Code for formerly used names of countries will be issued in June; balloting on the DIS closes on November 19, 1997. Other issues before WG 2 included, the need for an easy-to-use code to represent names of organizations and a better understanding of country code needs by the telecommunications sector. Recognizing that these activities are beyond the expertise of the current committee, Chairman Roos and the Secretariat will contact the ISO Central Secretariat for assistance. Chairman Roos and Ms. Peter will establish contact with ITU-T Study Group 7 to determine their need for code elements. The members agreed to establish a liaison with JTC 1/SC 31 and to provide a brief description of the work items within the London. SC 4 issued a call for a new convener in March 1997. In the interim, use of ISO 12083 (Preparation of Electronic Manuscripts), an implementation of SGML (ISO 8879) continues to expand. The new convener, when in place, we be responsible for seeing to it that the Working Group finds a maintenance agency for the standard and provides continuing support for the standard. It Germany, Ireland, Japan, Korea (South), Poland, Russia, has been suggested that an ISO 12083 Users' Group be set up along with a permanent ISO 12083 Web site. Working Group 7 (Data Elements) reported on its work on ISO/DIS 8459-4. It will be circulated for FDIS ballot after final editorial corrections are incorporated. Work on ISO 8459-6 (Cataloging data elements) was postponed until the completion of ISO 23950. Work on Part 5 was deferred until all of the other parts are consolidated, at which time the rules contained in part 6 might be simply included in the Introduction. London was the venue for the first meeting of Working Group 8 (Library Codes), where the main item of discussion was the new work item to develop an international Sweden, the United Kingdom, and the United States. standard identifier for libraries and other organizations. purview of WG 2 and its intended activities regarding SC 31. by William Moyers Report on the Plenary Meeting of ISO/TC46/SC4 The May 1997 plenary meeting of ISO TC 46, SC 4 (Computer applications in information and documentation) was attended by 28 delegates from 15 countries: Australia, Canada, Croatia, Denmark, Finland, France, Reports were made from all the active working groups The structural components for the standard identifier within SC 4, many of which have been rather active since the last plenary meeting. Working Group 1 (Character Sets), reported that all eight recently approved character set standards developed by its delegates have now been published. Printed copies were forwarded to the SC 4 secretariat in early March. The publication of the following character sets: ISO 10585 (Armenian), ISO 10586 (Geor- were described and recommendations were made to make the structure of the proposed identifier more flexible to accommodate the many existing national standards already in use. The working draft will be circulated for CD ballot after incorporation of the modifications agreed upon by the delegates at the London meeting. The TC 46/SC 4-TC 37, SC 2 Joint Working Group on gian), ISO 11822 (Extended Arabic), ISO 10754 (Extended Cyrillic for non-slavic languages), ISO 6426-2 (Extended Language Codes did not meet in London but a report was submitted by the convener announcing the passage, by a narrow margin, of ISO 639-2 (Three-character language codes). A large number of comments were submitted but Latin Part 2 for obscure languages and obsolete typography), ISO 6861 (Glagolitic), ISO 8957 (Hebrew), and ISO 6862 (Mathematics) will allow WG1 to focus its efforts on many are editorial and apply only to the French translation the identification of subsets of ISO 10646 (Universal Coded Character Set-U CS). WG1 plans to identify subsets that relate to existing SC4 character set standards. The absence in ISO 10646 of some characters from SC4 standards resulted in 1992 in the drafting of various comments and liaison reports to ISO-IEC JTCl/SC2/WG2, the group that developed ISO 10646. of the draft standard. It is thought that some comments will be best handled by the Registration Authority after the WG 1 also reported on the reaffirmation of three other SC 4 character sets, ISO 5427 (Extended Cyrillic), ISO 5428 (Greek), and ISO 6630 (Bibliographic Control Characters). The convener of Working Group 4 (Format Structure) reported on the approval of DIS 23950, the Information Retrieval protocol, which was balloted according to the TC46 "fast track" procedure. This standard information retrieval protocol existed earlier as a U.S. standard, ANSI/ NISO Z39.50. With the publication of ISO 23950, two existing ISO standards, ISO 10162 and ISO 10163, will no longer be needed and will be withdrawn. The ILL protocol standards, ISO 10160 and ISO 10161-1 have been revised to include the amendment approved in 1995 and the 23 defect reports approved by SC4 over the past 3 years. The National Library of Canada has offered to serve as Maintenance Agency for these standards. Working Group 6 (Electronic Publishing) did not meet in standard is completed. After discussion of standards in progress, it was reported that a new work item will be submitted for standardization of the document headers for the electronically exchanged documents that were developed as part of the GEDI (Generalized Electronic Data Interchange) project. This EU project is international in scope. The implementors will be submitting the appropriate forms in the near future. By Randall K. Barry TC 46/SC 4/WG 4 Format Structures and Protocols Following the plan established by WG 4, ANSI/NISO Z39.50-1995 was submitted for ISO Fast Track ballot in 1996. The ballot closed in December 1996 with no negative votes. The WG met in early April 1997 to resolve the ballot comments and to plan the next steps. The ISO number for the new Information retrieval (IR) protocol standard is ISO 23950. ISO will, when the FDIS ballot is complete, withdraw the ISO Search and retrieval standards, ISO 10162 and 10163, which parallel Z39.50. ISO 10160 and 10161, (Interlibrary Loan (ILL), protocols) will be published in a new version in 1997. These revised standards incorporate all of the defect reports approved to date and the Amendment to the protocol approved in 1995. The WG also discussed a recognition process for profiles that would be less formal than the ISP process. This new process would be based on registration and would be appropriate for profiles developed primarily for use by specialized groups. The review for conformance, and official listing of these profiles will be useful to the implementers. [Note: A procedure for International Registered Profiles was submitted to TC 46 and approved at the plenary meeting in London.) A new work item to standardize the document header developed in the GEDI project (an international document delivery activity involving agencies in the United States, Australia, Canada, and Europe) is in preparation and will be submitted to ISO in the near future. Work is underway to investigate the feasibility of developing a circulation message profile using the ILL and IR protocols. WG 4 began the ISO process to formally establish the maintenance agencies and registration authorities needed for the ILL protocol and the IR protocol. The agency for the ILL protocol will be the National Library of Canada; the Library of Congress, which already serves as the Maintenance Agency for Z39.50, will be the maintenance agency for ISO 23950. These two agencies already maintain Web sites for these protocols: IL ht p:/ w w.nIc-bnc. a/ifla/l ilprot.htm IR http://www.loc.gov/z3950/agency by Sally H. McCallum TC 46/SC 4/WG 7 Data Elements The Working Group responsible for data element directories, TC 46/SC 4/WG 7, met on Monday May 12th. The meeting was attended by delegates from Australia, France, Denmark, Germany, Hungary, Ireland, Italy, Japan, Poland, Russian Federation, UK, and USA. ISO 8459-4 Circulation data elements was balloted as a DIS from October 24, 1996 to March 24, 1997. The DIS was approved and comments were received from 8 members. The comments were discussed and resolved including the incorporation of many comments from the USA. The working group requested that the SC 4 secretariat forward the revised document to ISO for distribution as a FDIS. ISO 8459-6 Cataloguing data elements was to be produced as a full committee draft in 1996, but the drafting was deferred until completion of the Union Catalogue Profile over Z39.50. This profile indicates messages and data elements that will enable that document to become the base document for ISO 8459-6. After much discussion, this approach was agreed to. Since many traditional cataloguing data elements may not be explicitly defined in Part 6, the validity of the title was discussed. Participants agreed to wait for the working draft before proceeding further with a request to change the title. WG 7 members agreed that investigating the consolidation of Parts 1 - 4 of ISO 8459 and the future part 6 is desirable. Part 5 Maintenance procedures would either be incorporated as an Annex to the consolidated version or it would be reconsidered after the consolidation exercise. To pursue this goal, the data elements in the existing parts must be analyzed in detail and the differences identified. Janifer Gatenby reported on the Basic Semantic Repository (BSR) meetings she had attended in Geneva, Paris and Munich. The work has commenced with the identification of Basic Semantic Units (BSUs) from the Core European Implementation Guidelines (CEIG) of EDIFACT. After EDIFACT has been analyzed, X12 will also be analyzed. Generic and specific BSUs are being identified together with a full definition of concepts and basic properties. Bridges are being established between EDIFACT and BSUs. As bridges will also be defined for X12 and BSUs, it is expected that the BSR will be suitable for use as a tool for conversion between the two. The BSUs are constructed using ISO 11179-4 and need to be read from right to left to be understood. The BSR project should be completed in December 1997. The meeting participants concluded that the data element names in the ISO 8459 standard series should be expressed in commonly agreed terms but that bridges to BSUs in the BSR would assist interoperability, particularly for commercial exchange. When the BSR is completed and the procedures established for the addition of other domain specific BSRs, WG 7 will assess the feasibility of identifying bridges and BSUs from ISO 8459. by Janifer Gatenby Convener SC 4 WG 7 TC 46/SC 4/WG 8 Library Codes Twelve delegates from 11 countries attended the first meeting of Working Group 8 (Library Codes). Countries represented included: Australia, Canada, Croatia, Denmark, France, Germany, Hungary, Italy, Japan, South Korea, and the United States. The main item discussed was the working draft of a standard to provide identifiers for libraries and related organizations. Such a standard is needed in order to be able to represent the names and addresses of organizations with a brief, unique, and identifiable identifier. Several countries already have de facto standards for such codes. The meeting of the WG also discussed several informational papers that were supplied by Australian and Danish member bodies. The Working Group proposed an identifier that would be made up of several structural components including a country portion, country subdivision portion, secondary country subdivision portion, and a portion identifying the organization itself. There was much debate on the merits of various structures for an identifier. There was also concern over the character sets that would be allowed in identifiers defined by the standard or in TC 46/SC 9 Presentation, Identification and Description of Documents conformance with it. The delegates agreed that a standard is needed that allows for flexibility and accommodation of existing national systems. The group recommended that the working draft be circulated as a CD after editorial changes resulting from the London meeting were incorporated into the text. By Randall K. Barry TC 46/SC 8 Statistics The Plenary meeting of SC 8 took place on Monday The Subcommittee met on May 13, 1997. Since last year's meeting, New Zealand has joined TC 46/SC 9 as an 0 member and Cuba changed its status from P member to O member. TC 46/SC 9 now has 20 P-members and 15 0members. New A liaisons were established with the International Article Numbering Association (EAN), the International Federation of Film Producers Associations/ Federation internationale des associations de producteurs morning May 12th. Among the announcements were the following: de films (FIAPF), and the International Video Federation. • status with TC 46/SC 9 and 3 organizations with B liaison • • • • Confirmation of ISO 9230:1991 Determination of price indexes for books and serials purchased by libraries Confirmation of ISO 9707:1991 Statistics on the production and distribution of books, newspapers, periodical and electronic publications Finland is now a P member of SC 8 The Secretariat for SC 8 will be transferred from BSI/ UK to SIS/Sweden Reports from the UK and Germany on national reporting practices were made available at the meeting The five-year ballot of ISO 2789 International Library Statistics disclosed that 8 out of 14 P members voted in favor of revision, and 11 agreed to participate in the revision work. A question was raised regarding the number of countries actually using the standard as a basis for their statistics gathering activities. Aase Lindahl of the Danish delegation indicated that Denmark would chair a working group for the standard. Participants agreed that a feasibility study should be conducted to There are 17 international organizations that have A liaison status. An internal liaison was established with ISO/IEC JTC 1/SC 29 (Coding of audio, picture, multimedia and hypermedia information) for developmentof the ISAN project. The list of member bodies and liaison organizations for ISO/ TC 46/SC 9 was distributed in document N 233. Three SC 9 standards have been published since 1995: • ISO 999: 1996 Information and documentation. Guidelines for the content, organization and presen• Presentation of catalogues and standards. ISO 10324: 1997 Information and documentation. Holdings statements — Summary level. Three standards are at the FDIS stage: • FDIS 4 Information and documentation. Rules for the • abbreviation of title words and titles of publications • • determine the extent of the revision before a WG is convened. The remainder of the meeting was devoted to a discussion of the responses received from the ballot of DIS 11620 Performance indicators. The only negative vote cast was from the UK, but the UK vote had been mistakenly cast as negative, it should have been a positive vote with comments. Most of the suggestions called for additional performance indicators, especially for electronic materials data. Most of these areas are too new to have fully developed performance indicators. Therefore, it was recommended that these indicators be kept in mind as future additions to this standard. The Subcommittee agreed that this standard should move to the FDIS stage and that the FDIS should be circulated in June 1997. It was also recommended that WG 4 not be disbanded, but continue to consider further additions to this standard as new work indicators are developed. P-members will be asked to reconsider their membership in WG 4. The French delegation urged that the title of SC 8 be changed to acknowledge that its scope is broader than merely statistics. The new name is "Statistics and Performance Evaluation." by Lenore Coral tation of indexes. 2nd ed. ISO 7220: 1996 Information and documentation. • (revision of ISO 4:1984) FDIS 690-2 Information and documentation. Bibliographic references — Electronic documents or parts thereof FDIS 3297 Information and documentation. International standard serial numbering (ISSN). Not yet distributed for DIS voting: DIS 3901 Information and documentation. International standard recording code (ISRC) (revision of ISO 3901: 1986). At the committee stage: • CD 8 Information and documentation. Presentation of periodicals and serials (revision of ISO 8:1977). • At the preparatory stage: WD 5966 Information and documentation. Presentation of scientific and technical reports (revision of • ISO 5966: 1982) WD 15706 Information and documentation. International Standard Audiovisual Number (ISAN) — see • • report following. WD 15707 Information and documentation. International Standard Work Code — see report following. NP 10957 Information and documentation. International standard music number (ISMN) — Amendment 1. This proposed amendment (PDAM) was adopted last year. In order for it to be properly registered, five P-members were required to state their support (US, UK, CA, SW, FR) all agreed to support work needed for this amendment and it will now be forwarded. • DTR 11015 Information and documentation. Abbreviations of typical bibliographic terms. See report following. International Standard Audiovisual Number (ISAN) SC 9 WG 1 has been proposed to manage WD 15706 International Standard Audiovisual Number (ISAN). Two working drafts have been submitted for the proposed ISAN standard. The first draft was prepared by a joint committee of the International Confederation of Societies of Authors and Composers (CISAC) and the Association for the International Collective Management of Audiovisual Works (AGICOA). Another working draft was submitted by the International Federation of Film Producers Associations (FIAPF). It is available on the TC 46/SC 9 Web page and in print form. The proposed ISAN is intended for implementation and/or use by producers of audiovisual works, organizations involved in the administration of rights to such works, and other parties actively involved with the production and distribution of audiovisual works. An internal liaison for the ISAN project was established with ISO/IEC JTC 1/SC 29 (Coding of audio, picture, multimedia and hypermedia information). SC 9 approved the following team of project officers: Convener: Andre Cabeau (FIAPF); Project Leader: Dominique Yon (CISAC); Rapporteaur: Evelyne Treboux (AGICOA). International Standard Work Code (ISWC) SC 9 WG 2 will be responsible for WD 15707 International Standard Work Code (ISWC). A working draft for the ISWC standard was distributed with the New Work Item proposal. It was prepared by a joint committee of the International Confederation of Societies of Authors and Composers (CISAC) and the International Bureau for the Administration of Mechanical Rights (BIEM). Comments from ISO/TC 46/SC 9 members on the working draft were distributed in document N 231. Dominique Yon (CISAC) was approved by SC 9 as the Project Leader. DTR 11015: Abbreviation Of Typical Bibliographic Terms The ISO TMB has stated that all projects of ten years or older are to be automatically canceled unless a subcommittee can confirm its viability and provide a plan for actively progressing the work. At last year's meeting, SC 9 briefly discussed a proposal to reconfigure Draft Technical Report (DTR) 11015 as a Web-accessible database instead of as a printed ISO Technical Report. The SC 9 Secretariat asked for volunteers to lead this Web initiative. On the basis of this plan, SC 9 was granted an extension of the DTR 11015 project until January 1998. Since then the Swedish national committee (STG TK 129) for TC 46/ SC 9 has volunteered to provide the project leadership for developing DTR 11015 as a Web database. A Web version of DTR 11015 should be available by 1999. The intervening two years would be used to edit the data and analyze the system requirements. The proposal is that the Russian State Library would work in cooperation with the Swedish project in order to make the Cyrillic portion of the DTR 11015 database available via the Web. The main objective in discussing DTR 11015 at the May 1997 meeting was to determine whether SC 9 members want to retain DTR 11015 in the program of work and if they are still willing to participate in the project by reviewing the abbreviations for their own language groups. If so, SC 9 will need to approve a resolution confirming the viability of DTR 11015. A work plan and target date for progressing DTR 11015 will also have to be established. Six P-members (Poland, United Kingdom, Denmark, Hungary, Russia, Sweden, and Canada) agreed to help with the project. New ISO Criteria for the Review of International Standards The ISO Technical Management Board has changed the criteria for the five-year review of ISO standards. The new criteria could have a serious impact on many of the standards produced by TC 46/SC 9. TMB decided that at least five member bodies must indicate during the systematic review that they are using the ISO standard either directly or through adoption as a national standard. If the ISO standard is not being used, it should be withdrawn. If it is adopted nationally but with modifications, the modifications should be considered with a view to revising the International Standard. If it is being used without change by at least five member bodies, it can be confirmed. The SC 9 standards which are most likely to be affected by the new review criteria are those which function as guidelines on the presentation of information by publishers, authors, editors, and indexers. This includes standards such as: ISO 214 Abstracts; ISO 999 Indexes; ISO 1086 Title leaves; ISO 8 Presentation of periodicals; and ISO 5963 Methods for determining subjects and selecting indexing terms. Some of these standards may not have been formally adopted as national standards but may be applied by individuals and organizations within ISO's member countries. However, it can be difficult to accurately monitor these types of applications. Without clear evidence of national applications, some of these standards may have to be withdrawn under the new criteria. The national committees within TC 46/SC 9's member countries were asked to consider the effect of this new criteria on the standards developed by SC 9. The SC 9 Secretariat will be discussing this matter with the Advisory Group for ISO/TC 46. A plan for addressing this situation in terms of SC 9's program of work may be developed for further discussion at the 1998 meeting. by Lenore Coral TC 46/SC 10 Physical Keeping of Documents After reviewing the ballot results and subsequent editorial changes, SC 10 approved resolutions to forward to ISO's Central Secretariat the revision of CD 11798 Permanence and durability of writing, printing and copying media on paper documents - Requirements and testing methods and CD 14416 Requirements for binding of books, Periodicals, serials and other paper documents for library and archival use - Methods and materials for distribution as final draft international standards. The resolutions included a recommendation that the ISO Central Secretariat consider adding informative illustrations to the binding standard. DIS 11800 Requirements for binding materials and methods used in the manufacture of books was approved by TC 46 members and forwarded to the ISO Central Secretariat in February, 1997 for circulation as a formal draft. Helmut Bansa, convener of Working Group 3, reported that many comments were received on CD 11799 Document storage requirements. Most were incorporated into the draft that was out for ballot at the time of the London meeting. After discussion of the vote on whether to approve the new work item NP 167 Archives boxes and file covers for without aid of an instrument is 0.02. This was proposed as the highest acceptable contrast ratio for archival board tested according to the proposed procedures. A question was raised concerning the use of 90 degrees C and 50 % RH rather than the standard 80 degrees C and 65% RH. The convener responded that since most laboratories prefer higher temperatures because the testing can be completed more quickly, perhaps the more commonly used 80 degrees C and 65% RH should be reconsidered. Since repeating the migration tests using 80 C/65% RH would take another two years and probably produce the same results, it was decided that conditions as outlined in the draft should not be changed and that no further lab tests would be conducted. Discussion followed concerning whether the standard should specify other characteristics such as pH, Kappa number, or alkaline reserve. The Working Group concluded that the migration test should go forward as a paper documents," it was decided that the scope should separate standard which could be cited in conjunction not be limited to the storage of paper documents and that a new working group (WG 6) would be convened by Jiri Kolar of Sweden. A request for experts to serve on the working group will be issued to SC 10 members. with other specifications and standards such as ISO 9706 Paper for documents - Requirements for permanence and ISO 11108 Archival papers - Requirements for permanence and durability. There was agreement that the development of other test methods and specifications for archival boards should be delegated to another working SC 10 approved a resolution of appreciation for the substantial contributions made by the late Rolland Aubey. Rolland Aubey had for many years served as a U.S. delegate to SC 10. Mr. Aubey's balanced judgment, depth of technical knowledge and thoughtful approach to discussions were remembered. Noted in particular was his major role in the successful development of ISO 9706 Paper for documents Requirements for permanence and DIS 11798 Permanence and durability of writing, printing and copying media on paper documents - Requirements and testing methods. Subcommittee members passed a resolution of appreciation for the work of SC 10 chairman Rolf Dahlo and strongly support his reappointment to the position for a period of three years. by Margaret Byrnes TC 46/SC 10/WG 1 Permanence of Paper for Documents Convener Per Olof Bethge distributed the results of the interlaboratory tests of procedures outlined in the working draft entitled Archival boards - Migration Test. The test measures the change in brightness of blotting paper that has been in contact with sample boards for seven days under conditions of 90 degrees C and 50% RH. Testing for loss of brightness is simpler than other methods of measuring deterioration in paper because the results are obvious to the naked eye. The boards to be tested are those intended for use in direct contact with valuable documents stored in libraries or archives over long periods of time. Examples include boards used in storage boxes, for matting or mounting works of art, or for interleaving in books or document boxes. Binders board is not included. The interlaboratory test involved seven labs and nine sample boards. The results indicate that the lower limit of a contrast ratio that can be observed in normal daylight group. by Margaret Byrnes TC 46/SC 10/WG 5 Storage and Handling of Audio and Video Media Convener Victor A. Ustinov distributed a first draft entitled Requirements for Storage and Preservation of Sound Media, Cine Media, Video Media, and other Related Media. Because of potential overlap with the work of other ISO technical committees and the fact that photography is excluded from the work of SC 10, participants recommended that the scope of the document be narrowed to include only audio and video media. The October 1996 agreement for close cooperation between TC 46 SC 10 and TC 42 WG 5 on The development of W/D 15524, Photography - Polyester base magnetic tape -Storage practices, was noted. Discussion then focused on the need for more SC 10/WG 5 members relevant technical expertise. It was decided that the first draft prepared by Mr. Ustinov should be sent to SC 10 members and other ISO technical committees for comment. SC 10 members and liaisons will be invited to nominate experts to be appointed to the Working Group. The convener will identify and contact other groups working on standards in audio, video, and related areas. by Margaret Byrnes TC 37/SC 2-TC 46/SC 4 Joint Working Group on Language Codes In 1995 the Joint Working Group (JWG), with 16 delegates from nine countries, considered the results of the balloting on ISO/CD 639-2 Three character language codes. This standard is very close to the code list used There are approximately 25 different codes for lesser Compact. It allows for quick access to all bibliographic data. The ISSN Register is also available on magnetic used languages and around 25 new language codes. All comments and objections received with the ballots tape. Because the ISSN is used to identify all serials were discussed and resolved, leading to agreement without dissent that CD 639-2 as amended be forwarded for DIS ballot and that the Library of Congress be designated as the registration authority. ISO/DIS 639-2 was distributed to the member bodies of TC 37/SC 2 for ballot in 1996 in accordance with ISO procedures. When the ballot tally was complete, ISO announced that the draft had been approved. Many ballots offered comments, and these are now being regardless of the physical media, two new bibliographic fields have been added: Physical medium code and Bibliographic link for other physical medium editions. At the May 1997 ISSN Directors Meeting, new bibliographic adjustments for the identification of electronic series and online serials was part of in the USA and many other countries for MARC records. reviewed as part of the work necessary to complete the "Report of Voting." This report is due on July 21, 1997. Many of the suggestions will be referred to the registration authority for further consideration, once the registration authority is established. Meanwhile, the project is proceeding with preparation of a FDIS. The chair determined that it would not be necessary to convene a meeting of the JWG due to the favorable ballot on DIS 639-2 and a clear indication of the next steps. by John D. Byrum, Jr., Convener JWG on Language Codes ISSN Registration Authority The revision of the ISSN Standard, ISO 3297, begun in 1991 is ongoing. In May 1966, the comments from member bodies were examined during the meeting of SC 9, and the text was finalized by the project leader and the secretary of the SC. It will be circulated as FDIS 3297 for a final vote by TC 46. Since the last ISO TC 46 plenary meeting in 1995, the extension of the ISSN Network has continued with the creation of three new national centers in Cyprus, Georgia, and Latvia. To date, the ISSN Network encompasses the International Centre, a Regional Center for South-East Asia and 66 National Centers located in the following countries: Algeria, Argentina, Australia, Belgium, Brazil, Bulgaria, Canada, Chile, China, Columbia, Costa Rica, Croatia, Cyprus, Czech Republic, Denmark, Ecuador, Egypt, Estonia, Finland, France, Gambia, Ghana, Georgia, Germany, Greece, Hungary, India, Indonesia, Ireland, Israel, Italy, Jamaica, Japan, Latvia, Lithuania, Former Yugoslav Republic of Macedonia, Malaysia, Mexico, Morocco, Nigeria, New Zealand, Netherlands, Norway, Philippines, Poland, Portugal, Republic of Korea, Romania, Saudi Arabia, Senegal, Singapore, Slovakia, Slovenia, Spain, Sir Lanka, Sweden, Switzerland, Tanzania, Thailand, Tunisia, Turkey, United Kingdom, United States of America, Uruguay, Venezuela, Yugoslavia. ISSN are registered in bibliographic records which are published in the ISSN Register. The Register now includes 802,000 records which represents an increase of 10 percent (80,000 new ISSNs) during the past two years. The primary distribution medium for the ISSN Register is a CD-ROM, issued under the title ISSN the agenda. The International Centre distributes its annual report to all interested organizations. In addition, all documents about the work in progress, statistics, etc., are available on request at the International Centre or through the ISSN home page: http:// www.issn.org Standard Report Number (ISRN) Registration Authority The International ISRN Agency supporting ISO 10444 started its work in 1995. Its initial task was to find national agencies in different countries who had access to and/or produced international databases in science and technology. The ISBN Agency prepared and distributed its initial Guidelines for National/Regional ISRN Agencies. The guidelines are being revised by national centers and registration is not yet underway. In addition to this work, a software program is under development; it will be released in 1997. Nine countries have named or will name national agencies: Centre de Recherche sur ('information Scientific et Technique, Hydra Alger Algeria Australia National Library of Australia, Canberra Helsinki University Library Finland France Germany INIST, Institut de ('information Sientifique et Technique, Nancy Technische Informationsbibliothek, Hannover Namibia Spain National Library of Namibia, Windhoek Centro de lnformacion y Documentation Cientifica, Madrid United Kingdom BLDSC, Boston Spa United States NTIS, Springfield, VA Belgium, Canada, Russia, and South Africa will be contacted next. Future tasks include: promotion of the ISRN for use in information services and databases; data collection from national agencies; creation of an advisory board for the ISO 10444 Registration Authority. I ISQ For network management: Hand-off mechanisms IISP Meeting Report by Mark Needleman Exception handling, and Logical network infrastructure management. On behalf of NISO, I attended the ANSI Information Infrastructure Standards Panel meeting held in Alexandria Virginia on June 18 and 19, 1997. The theme was Nomadicity—the whole range of issues relating to network communications by users who are not in a fixed location. The meeting started with an opening plenary. There Hirschman stated that some of the issues related to Nomadicity have already been addressed by cellular technologies. He noted that it is essential to separate the issues of mobility and services because much of what is designed to handle mobility could be used in other contexts. Following the plenary, the meeting broke up into sepa- was a report from the Nomadicity Roundtable held the day rate working groups: WG 2 Standards Framework Management before where Nomadicity needs were discussed. Valerie Shuman of SEI Technology Group spoke about Intelligent Transport Systems (ITS) and the Global Information Infrastructure (GII). She defined ITS as the application of communications and computing technology to improve the safety and efficiency of travel. The range of applications that come under this umbrella include: • Traveler management • Traffic management • Commercial vehicle applications • Public transit and • Vehicle control systems. Shuman sees an integration between GII and ITS: ITS provides a mobile environment for Gil services and GII supports the delivery of ITS services. ITS creates useful, static, and real-time content for the GII while the full range of GII content will soon be available in ITS environments such as cars. "Nomadicity and Infrastructure Concepts," offered by Lou Dellaverson of reviewed the characteristics of the current network types: mobile networks; fixed networks; wired networks; and wireless networks. Dellaverson also described the technology and infrastructure needed to support mobility and some of the current designs. He concluded by presenting his vision of the next 15 years during which the separation between networks based on technologies such as wired or wireless will be meaningless — there will be a single network that will encompass a range of technologies to provide universal access. Brent Hirschman of Motorola identified many of the standards needed to support Nomadicity: For location registration: Person/device location Device coordination and recognition of device capabilities Unique and anonymous ids, and Rerouting and redirection of requests. For services: Communications management Context management Dynamic service allocation, and Persona management. WG 4 User/Content Provider Standards Requirements WG 5 International Aspects of the Gil WG 6 Cross Industry Task Group WG 2 Standards Framework Management WG 2 news included: • An announcement that a IEEE study group on Internet Practices will meet on July 14 and 15, 1997. Information can be found at http://www.computer.org/standard/I nternet/csipg htm • An international conference on Building the International Information Society for the 21st Century: New Applications and Opportunities, Coherent Standards and Regulations will be held in Brussels on October 13, 1997. Information on the conference can be found at http://www.ispo.cec.be/standards/conf97/ program.html • The U.S. will host the 1998 IEC meeting, and the IISP will help conduct a half day session on the GII. WG 2/WG 4 Meeting on Security The working group undertook a final review of all pending security needs: Anonymous Features: De-Identification of Personal Information Anonymous Data Transfer Anonymous Database/Information Search Anonymous Addressing and Rendezvous Confidentiality: Misinformation Encoding Schemes Multipath Routing Fragmentation and Reconstruction Public Key Management Systems Prevention of Theft, Tampering, and Destruction: Firewalls Standardized Interfaces to Proxy Mechanisms Validating Data Integrity Data Integrity Recovery Digital Signatures Flooding Control WG 6 Cross Industry Task Group Covert Secure Identification Tags Non-Repudiation Mechanisms Breach Management: Locking Mechanisms for Passive II Components Alarm Parameters and Methods Security Violation Handling Methods Authentication, Authorization, Delegation, and Administration: Access Control Lists for Data Access Control Lists for Operations Identity Authentication Protocols Evaluation Methods and Criteria: Evaluation Criteria for Auditing Methods WG 4 User/Content Provider Standards Requirements Banking, payments and related standards were the focus. Discussion addressed fraud, regulatory needs, EDI, and payment schemes. The needs statements relevant to software accessibility were reviewed. The need statement on searching/indexing was completed and approved for posting on the ISSP web page. WG 5 International Aspects of the Gil Liaisons with national, regional, and international groups reported on electronic commerce activities in the European Union. Additional reports provided information about the work of ITU-T Study Group 13, the work of the JTC 1 Ad Hoc Committee on Reengineering, and an update on the IEC Special Working Group on the GII, and the upcoming Global Standardization Conference. Needs relating to premises interoperation (voice command set, wireless control system, and wire based control system universal controllability) were discussed. The next IISP meeting will be held August 20-21, 1997, in Alexandria Virginia. Information about the I ISP can be found at http://www.ansi.org/iisp. DTIC '97 Annual Users Meeting The Defense Technical Information Center (DTIC) is presenting its DTIC '97 Annual Users Meeting and Training Conference on November 3-6, 1997 at the DoubleTree Hotel, National Airport, Arlington, VA. The theme of the conference, Information in the New Millennium, reflects DTIC's goal to assist its customer community in meeting tomorrow's challenges by providing the most relevant information in the most appropriate format as quickly as possible. This meeting will explore new developments at DTIC and throughout the federal information network. Keynote speakers are: Dr. Charles McClure (School of Information Studies, Syracuse University); Ms. Mary Beth Peters (Copyright Office, Library of Congress); and Mr. Cliff Bernath (Assistant Secretary of Defense, Public Affairs. Exhibitors from other federal agencies and the Department of Defense will be featured. All of the presentations will address the most current issues affecting the research, development, and acquisition communities. Not only will these speakers acquaint participants with the latest policy and operational developments, they will also provide practical details on valuable and diverse domestic and foreign information resources, security issues, the World Wide Web, copyright, and the storage and dissemination of electronic documents. For details on the conference, visit the DTIC homepage at http://www.dtic.mil or contact Ms. Julia Foscue at 703 767 8236 or by e-mail at [email protected] . BUILDING THE GLOBAL INFORMATION SOCIETY FOR THE 21ST CENTURY: NEW APPLICATIONS AND BUSINESS OPPORTUNITIES — COHERENT STANDARDS AND REGULATIONS October 1-3, 1997 Brussels This is the second international conference on building the Global Information Infrastructure sponsored by the ISO, ITU, and IEC. The goal of the meeting is to promote interoperability in information systems in the 21st century by identifying and promoting the resolution of outstanding standardization issues. Conference participants will gain a better understanding of national and transnational GII projects; share experiences about GII implementations; learn how timely standards can resolve difficulties in developing new products/markets/applications; and explore methods for achieving global interoperability to facilitate development of new products and markets. Four conference themes will be addressed in workshop sessions: n Electronic commerce n Services to the public n Individual use n Communications infrastructure interoperability The program is intended to focus on market developments and business opportunities and is geared to serving the information infrastructure and services user, content providers, standards developers, and researchers involved in GII pilot projects; and standards leaders in business and government. For details on the conference visit the Global Standards Conference web site: www.ispo.cec.be/standards/conf97/ NISO NEWS AND NOTES NISO Balloting Calendar: International Update June 1997 ISO Items Out-for-Ballot U.S./NISO adoption of the ISO 23950 Information Retrieval The following proposed international standards developed by TC46 are now out-for-N ISO-ballot and review. The documents can be requested from NISO headquarters. Z39.48-1992 Five-year review of the Paper Permanence standard. Reaffirmation Ballot CD 10161 pDAM1 Support for the use of object identifier in "identifier" parameter of the extension data type. Ballot closes: 8/1/97 ISO 23950 August 1997 Z39.81-199x Data Dictionary for Circulation, Interlibrary Loan and Patron Records September 1997 Z39.75-199x Default ballot: Sorting Z39.77-199x New Standard: Preservation Product Information ANSI/NISO/ ISO 3166 Country Codes (U.S. adoption of the latest edition of the ISO country codes standard) October 1997 Z39.71-199x Holdings Statements for Bibliographic Items NISO Meeting Calendar SC AJ - Downloading Records, San Francisco August 1997 8/1 Standards Development Committee, Washington, DC September 1997 9/8 SC AP, BICI, Washington, DC 9/23 NISO Board of Directors, Washington, DC October 1997 10/15 World Standards Day December 1997 12/8 U.S. Votes on Proposed International Standards: The following recaps the U.S. votes submitted by NISO on ISO draft standards. Copies of comments are available on request from the NISO office. Approve FDIS 3166-1 Country Codes. Recently Published ISO Standards The following ISO standards have been published. In the U.S. ISO standards can be purchased from the American National Standards Institute (ANSI). To place an order contact the ANSI Order Department at 212-642-4900. ISO 10324 Holdings statements—Summary level. Specifies display requirements for holdings statements at the summary level for serial and non-serial items. 31 pages. Price: $72. ISO 10160 Interlibrary loan application service definition 59 pages. Price: $96. July 1997 7/1 Technical Corrigendum 1 to ISO 10161-2. Ballot closes: 8/1/97 Standards Development Committee, Washington, DC ISO 10161-1 Interlibrary loan application protocol specification, Part 1: Protocol specification. 109 pages. Price: $125. ISO 10161-2 Interlibrary loan application protocol specification, Part 2: Protocol implementation conformance statement (PICS) proforma. 38 pages. Price: $82. NISO Elects New Members to Board of Directors Joel H Baron, Group Director, Dawson/Information Services Group is NISO's new chair effective July 1, 1997. Baron replaces outgoing NISO chair Michael J. McGill, Chief Information Officer for the University of Michigan Medical Center. Mr. Baron has been active in NISO since 1992, having also served as NISO Treasurer and as a NISO Board Member representing publishing. As the former Vice NISO's SDC plays a central role in the development of President for Publisher Services at the Faxon Company, a division of Dawson, he helped establish Faxon's office in Russia and conducted business seminars for publishers in the former Soviet Union. Baron has chaired the Journals Committee of the Association of American Publishers, and is a long-standing member of the International Group of Scientific, Technical and Medical Publishers. new standards used in library services, publishing and many other information-related industries. The SDC continually evaluates proposals for new standards and coordinates the activities of twenty other standards committees N ISO's new vice chair/chair-elect is Donald J. Muccino, Executive Vice President and Chief Operating Officer of Online Computer Library Center, Inc. (OCLC). As the former Vice President of Information Services at OCLC, Mr. Muccino directed the research, development and operation of OCLC's hardware and software systems. NISO's new Treasurer is Michael J. Mellinger, President of Data Research Associates, Inc. (RDA). RDA is a leading vendor of client/server automation systems and services for libraries and other information providers. Under Mellinger's leadership, RDA has grown to become a publicly held company with annual revenues of approximately $40 million, with more than 700 system installations serving more than 2,500 institutions worldwide. Mr. Mellinger also served as NISO chair 1993-1995. He has been a driving force in promoting NISO's participation in the activities of the International Organization for Standardization (ISO) and in promoting better participation and support of NISO from the constituencies it serves. New to NISO's Board is Albert W. Simmonds, Director of Standards Development for R.R. Bowker. Mr. Simmonds will replace Elizabeth Bole Eddison, Chairman of Inmagic, Inc., as one of three NISO directors representing publishing. Mr. Simmonds also chairs the Book Industry Systems Advisory Committee and the Title Status Subcommittee of BISAC, and is a member of the Joint Committee of the Association of American Publishers/Association of Library Collections and Technical Services of the Library of Congress. Elected to second three-year terms are Vinod Chachra, President of VTLS, Inc., and Lennie Stovel, a software development manager at The Research Libraries Group, Inc. NISO's other board members are: Nolan F. Pope, Associate Director for Automation, General Library System, University of Wisconsin-Madison (representing libraries); Beverly P. Lynch, UCLA Graduate School of Education and Information Studies (representing libraries); Howard Turtle, Principal Research Scientist, West Publishing (representing information services); Marjorie Hlava, President and Chairman, Access Innovations, Inc. (representing publishing); and Patricia R. Harris, NISO Executive Director/Secretary. New Members Join Standards Development Committee Priscilla Caplan, Karen Anspach, and Vicky Gray were appointed to NISO Standards Development Committee (SDC) in May 1997. that focus on specific areas of interest. Priscilla Caplan, the new SDC co-chair, is the Assistant Director for Library Systems at the University of Chicago Library. Prior to joining the University of Chicago Library she worked at the Harvard University Library, where she headed the Systems Development Division of the Office for Information Systems from 1985-1993, and served as Systems Librarian for the Office for Systems Planning and Research from 19791985. Ms. Caplan is a recently appointed member of the ALA LITA Technical Standards for Library Automation (TESLA) committee. She also served as the LITA representative to MARBI from 1990-1996 and was the MARBI Chair from 1994-1996. In addition, she served on the OCLC Internet Cataloging Project Advisory Board from 1994-1996. Karen Anspach has more than 20 years experience in various facets of the information industry. She currently is a Systems Analyst at EOS International, Inc. (formerly Data Trek, Inc.), a subsidiary of Dawson Holdings, PLC. In that capacity, she is responsible for the specification of database structures, functional requirements and user interface design for MARC-based ILS development, including the Professional Series system, GoPAC (Windows-based OPAC), and the Q Series graphical client/server system now under development. She also helped design the user interfaces for Dawson's electronic information access product, Information Quest. Previously, Ms. Anspach gained experience in Integrated Library Systems development at Brodart Company, where she worked on installation requirements and implementation of online cataloging software. Ms. Anspach has served on various SISAC X12 Implementation subcommittees as well as its Technical Advisory Group and is a current member of the ALA LITA Technical Standards for Library Automation (TESLA) committee. Vicky Gray has worked for Information Access Company (IAC) in San Mateo, California, for 25 years, most recently as Director of Planning and Design for the Content Development Division. Her previous positions with IAC include: Director of Database Production Operations from 1989-1995. Manager of Editorial Operations from 1982-1988, and Indexer/Editor from 19791982. She holds of Master's of Library Science from the Simmons College School of Library Science in Boston, Massachusetts. In addition to her activities with NISO, Ms. Gray is an active member of the National Federation of Abstracting and Information Services, the Special Libraries Association, and the American Library Association. She also serves on the Board of Directors of the Community Career Education Center in San Mateo, California. I ISQ Standards Status: July 1, 1997 This is a capsule status report on each active NISO committee or new standard-in-development. To learn more about each activity, contact the NISO office or visit the NISO web site at: www.niso.org . This list does not include current, approved standards not being revised. Status Standard or Committee Withdrawn Z39.4-1984 Guidelines for Indexes and Related Information Retrieval Devices (Revision of Z39.4-1984). To be published as NISO Technical Report. Publication Z39 7-1995 Library Statistics Revision Z39.20-199x Revision of Z39.20-1983, Criteria for Price Indexes for Library Materials Publication Z39.26-1997 Micropublishing Product Information (Revision of Z39.26-1980, Advertising of Micropublications) Development Z39.29-199x Bibliographic References Publication Z39.41-1997 Printed Information on Spines Withdrawn Z39.63-1989 Interlibrary Loan Data Elements (see Z39.81-199x) Development Z39.71-199x Holdings Statements for Bibliographic Items (SC AL) Default Z39.75-199x Alphabetical Arrangement of Letters and the Sorting of Numerals and Other Symbols Ballot Z39.77-199x Preservation Product Information (SCSS) Development Z39.78-199x Library Binding (SCZZ) Development Z39.80-199x Format for Downloading Records from Bibliographic and Abstracting/Indexing Databases (SCAJ) Ballot Z39.81-199x Data Dictionary for Circulation, Interlibrary Loan, and User Records Development SCAO Title Pages of Conference Proceedings Development SCMM Env. Conditions for the Exhibition of Library... Materials Development SCAP BICI: Book Item and Contribution Identifier Development SCAQ Performance Specifications for the Digital Talking Book NISO PRESS NEWS NEW FROM NISO PRESS: Available now to update your standards bookshelf— Z39.56-1996 Serial Item and Contribution Identifier (SICI) The SICI is a variable length code which can be used to identify both print and electronic serial publications. This new edition of the SICI standard introduces significant changes such as the ability to identify if the serial is electronic, paper, or microformat and the identification of derivative parts of a serial. It is more flexible, allowing proprietary numbering schemes. Changes in the title code algorithm make it easier to use and improve the uniqueness of the SICI code for contributions. 36 pp. ISBN:1-880124-28-9 Price: $49.00 Z39.76-1996 Data Elements for Binding Library Materials Defines both required and optional data elements that can be used in a binding record to enable automated library systems to communicate with a bindery's automated system. 48 pp. ISBN: 1-880124-29-7 Price: $49.00 Standards Activities Organizations in the United States (1996 edition) Robert B. Toth, Editor This is the most comprehensive guide to standards developers in the U.S. It gives detailed information on 620 nongovernment standards developers (both formal and informal) and 80 standards programs of the Federal government. Also lists standards distributors and libraries and information centers that specialize in providing information about standards. 778 pages ISBN: N/A Price: $99.00 An Evaluation of the Federal Government's Implementation of the Government Information Locator Service (GILS) by William E. Moen and Charles McClure. Washington, DC: GPO, 1997. Moen and McClure present a comprehensive evaluation of the first major government information system for the U.S. federal government: the Government Information Locator Service. GILS, implementing the Z39.50 information retrieval protocol, promised to make government records publicly available government-wide. The study identifies 45 agencies using GILS and reports on the success of their implementations. Findings and recommendations are presented. 451 pp. ISBN: 0-16-049186-X Price: $49.00 Z39.14-1997 Guidelines for Abstracts The profusion of print and electronic information can make it difficult to identify needed information. Good abstracts provide accurate information on content and can solve this problem. This standard helps authors and editors prepare useful abstracts by describing the components of an abstract and the appropriate styles and formats. Numerous examples illustrate the instructions presented in the standard and clarify how to handle special cases. 24 pp. ISBN: 1-880124-31-9 Price: $39.0 Z39.7-1995 Library Statistics The official national standard for data collection in all types of libraries. Z39.7 identifies and defines the basic data collection categories. Based on the NCES collection instruments, this standard is intended to provide valid and comparable data on American libraries. 18 pp. ISBN: 1-880124-27-0 Price: $39.00
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