WORK STATEMENT COVER SHEET Date: February 14, 2012 (Please Check to Insure the Following Information is in the Work Statement ) A. Title B Executive Summary C. Applicability to ASHRAE Research Strategic Plan D. Application of the Results E. State-of-the-Art (background) F. Advancement to State-of-the-Art G. Justification and Value to ASHRAE H. Objective I. Scope J. Deliverables/Where Results will be Published x x x x x x x x x x K. Level of Effort Project Duration in Months Man-Months: Principal Investigator Man-Months: Total Estimated $ Value L. Other Information to Bidders (optional) M. Proposal Evaluation Criteria & Weighting Factors N. References Responsible TC/TG: Work Statement Authors: David Ellerbrock W/S# 36 5 23 180000 x x 8.4 For Against Abstaining Absent or not returning Ballot Total Voting Members Title: Development of New Accelerated Corrosion Test for All-Aluminum Microchannel and Tube and Fin Heat Exchangers 1645 (To be assigned by MORTS - Same as RTAR #) Results of this Project will affect the following Handbook Chapters, Special Publications, etc.: Handbook chapters 21 and 35. Work from this project will hopefully lead to the development/acceptance of corrosion test standard Date of Vote: * * * 7 0 2 2 11 ** 2/13/12 This W/S has been coordinated with TC/TG: 8.4 8.11 Has RTAR been submitted ? Strategic Plan Theme/Goal(s)? TC/TG Priority Rank: (Which Year?) Yes Yes 1 2011 Implementation Plan Priority: (Which Year?) Proposal Evaluation Subcommittee: Chairman: David Ellerbrock: [email protected] Members: Jay Matter: [email protected] Hyunyoung Kim: [email protected] Rusty Tharp: [email protected] Mustafa Yanik: [email protected] Mark Johnson: [email protected] Project Monitoring Subcommittee: (If different from Proposal Evaluation Subcommittee) Name and Address of Recommended Bidders: Brian Smith, ATS, 198 River Rd. Ridgeway,PA, 15853 [email protected] 814-773-3224 Alan Gray, Innoval Tech. Banbury, Oxfordshire, OX16 1TQ, UK. [email protected], 44.129.570.2813 Modine Mnfg., 1500 DeKoven Ave., Racine, WI 53403 [email protected], 262-636-1683 Jay Matter, JCI, 5757 N. Green Bay Ave. Glendale, WI, 53209 [email protected], 414-218-9294 Potential Co-funders: Sapa Group/Sapa Tech., Stefan Norgren, 612 81 Finspang, Sweden [email protected], 46-122.832-16 Hydro Aluminum Precision Tube, Jan Halvor Nordlien, N-4265 Havik, Norway [email protected], 47-952-95-899 (Three qualified bidders must be recommended, not including WS authors.) Yes Is an extended bidding period needed? Has an electronic copy been furnished to the MORTS? Will this project result in a special publication? Has the Research Liaison reviewed work statement? * Reasons for negative vote(s) and abstentions One voter who abstained was unfamiliar One voter who abstained was the committee chair ** Denotes WS author is affiliated with this recommended bidder No x x x x WORK STATEMENT: 1645 RESPONSIBLE TC/TG: TC8.4 Title Development of New Accelerated Corrosion Test(s) for All-Aluminum Microchannel and Tube and Fin Heat Exchangers Executive Summary The goal of this study is to identify or develop a new corrosion test(s) for all-aluminum microchannel (MCHX) and round tube and plate fin (RTPF) heat exchangers that will encompass three realms which have consequences for heat exchanger corrosion. 1. The atmosphere, including any pollutants, where the HEX is in use by an end-customer in a given geographic location. 2. The heat exchanger alloy material system, defined as the chemical composition and inherent thermo-mechanical history of the separate aluminum components (tube, fin, header, flux, etc.) and the assembled heat exchanger itself. 3. The mode of operation of the heat exchanger. The experimental work will focus on simplifying 1 and 3 by combining them, and make the results related to an ISO standard for atmospheric corrosion severity. Applicability to ASHRAE Research Strategic Plan This research project will support the ASHRAE Strategic Plan in the following ways: ASHRAE Goal #1 Maximize Operational Energy Performance, Goal #2 Progress toward NZE Buildings: With a new understanding of which aluminum microchannel heat exchangers are applicable to different atmospheric conditions, HVAC engineers will be able to flex other parameters for optimized designs, thus saving energy and resources. ASHRAE Goal #10 Understand Environmental Quality Needs and Education: The research will help identify new equipment, procedures and techniques to access corrosion risk at different ambient conditions. ASHRAE Goal #9 Improved HVACR Components Reliability: This project supports cost savings through the identification of insufficient or over-qualified microchannel heat exchangers for a given environment. Subsequently, it prevents the loss of goods and services that result from corrosion failures of HVAC systems, or additional costs of more expensive corrosion resistant systems. ASHRAE Goal #10 Understand Environmental Quality Needs and Education: The information gained from this research will be presented and published to the technical community, which will strengthen ASHRAE’s role as technical leader. Application of Results The results of this study could be directly included in the Handbook of HVAC Systems and Equipment, Chapter 21: Air-Cooling and Dehumidifying Coils and Chapter 35: Condensers. The standard corrosion test would guide any ASHRAE member in deciding what type of heat exchanger alloy system would be appropriate for a given operating mode and atmospheric corrosion system, thus saving time and resources with lower costs. Similarly, the results of this study could be implemented by any ASHRAE member that is trying to properly assess the corrosion resistance durability of an existing aluminum RTPF or microchannel heat exchanger system with a standardized methodology that meets the criterion listed below. Finally, a condenser could be compared to other defined test samples for determining the corrosivity of an unknown corrosion system. Having a test method that better predicts performance would save significant costs through many levels of the HVAC&R industry and enable more reliable products. 1 State-of-the-Art (Background) Corrosion of Heat Exchangers As stated in the Executive Summary, the goal of this study is to identify an existing standard test or develop a new corrosion test for all-aluminum microchannel (MCHX) and round tube and plate fin (RTPF) heat exchangers that will encompass three independent, but mutually inseparable, realms that have consequences for heat exchanger corrosion. These three realms are: 1. the atmosphere, including any pollutants, where the HEX is in use by an end-customer in a given geographic location, 2. the heat exchanger material system, defined as the chemical composition and inherent thermomechanical history of the separate aluminum components (tube, fin, header, flux, etc.) and the 1 assembled heat exchanger itself, 3. the mode of operation of the heat exchanger. Each of these areas is well understood by their respective field of experts. However, the HVAC&R industry has not taken fully into consideration the interaction of the atmospheric deposition of various chemical compounds (realm 1) on the other two realms, (2) and (3). Rarely have each realm been taken fully into consideration with previous cabinet-style tests, as discussed below, or specific field tests over a scheduled time period. There is a complex relationship of the environmental corrosion severity toward a metal depending upon 2 the heat exchanger duty cycle. For the purposes of this work, the corrosion system is defined as the interaction between the atmosphere of interest and operation mode of the heat exchanger. Realms 1 and 3 are now combined. The control of the governing factors within these realms for a designed experiment is difficult for a variety of practical reasons. First, the alloy system is chosen by separate companies for their particular manufacturing capability, available supplier components, product portfolio, and cost. The test chosen must be applicable to all materials systems. For example, some systems use pure zinc applied to the surface of the tube to create a sacrificial layer. Other systems use the fin alloy to be more or less anodic to the tube. These different material systems may react relatively differently in different environments. Second, the braze cycle for a MCHX is controlled by its manufacturer in such a manner that its metallurgical properties may or may not be optimized for corrosion resistance compared to other product features and efficient manufacturing operation. Thus, heat exchangers from different suppliers vary even though their materials selections may be the same. For the purposes of this work, the HEX alloy systems can be reasonably controlled by selecting sufficiently sized, known test populations. Of the three realms, the corrosion system is the least understood. For example, weather can greatly influence the time of wetness and the operating time, which in turn influence the deposition and accumulation of atmospheric dust. Micro-environments exist due to nearby equipment and chemicals. The application environment is often not controlled by a HEX manufacturer, nor an HVAC&R OEM, but by their end-use customers. Even then, the environment is not really ‘controlled’ as much as a material system is selected as more suitable for industrial, agricultural, rural, coastal, etc. regions. There is no ‘ownership for improvement’ over the true atmospheric influence. 1 A RTPF heat exchanger has relatively less thermal history compared to the MCHX style since it is not a brazed product (except for the hairpin input and outlet connections) Both styles rely on aluminium alloys that were cast and solidified under certain conditions, which affect their microstructure/property relationships for corrosion durability. 2 ISO 9223 acknowledges that the metal of interest in a corrosion study may have design functions that influence the surrounding local environment. Hence, there is a corrosion system formed by the combination of design and atmosphere. 2 The reason for the inseparable nature between the other two realms – that of the atmospheric (1) and alloy system (2) - is that metallurgical structure property relationships exist that influence the corrosion resistance. The thermo-mechanical histories of the alloy components and the brazed HEX product can make the overall corrosion resistance sensitive to a given atmosphere. The thermo-mechanical histories span from the beginning of the aluminum melt operations of the raw billet at a cast house, to the extrusion and roll forming sequences at the component supplier, and end with the mechanical strains and nearmelting temperatures imparted during assembly and brazing at the heat exchanger manufacturer. Each of these operations in the value stream may change the corrosion behaviour of an alloy system significantly if placed in even a moderately severe corrosion system. History of SWAAT For at least two decades, ASTM G85 annex 3, more commonly known as the Sea Water Acidic Acid Test (SWAAT) has been used in the automotive industry for RTPF and microchannel heat exchangers. It became established as a legacy test method with much history of data and institutional experience. Since MCHX technology has migrated from the automotive industry to the HVAC&R industry, so has its aluminum supplier base and customer expectations, including their use of SWAAT. A good review of the development of accelerated corrosion cabinet testing has been undertaken by Lyon et al. These authors point out that standardized atmospheric testing by American Society of Testing and Materials (ASTM) in severe industrial – i.e. sulfur rich - environments were started in 1907 on a painted railroad bridge in Maryland. Over the next one or two decades, it was realized by ASTM that sulfuric acid was too severe to reliably simulate atmospheres. Nevertheless, a standard for the design and construction of test apparatus, namely, a corrosion chamber, was first published in 1939 as ASTM B117. B117 specifies the standard apparatus, procedure and conditions to create and maintain a constant (i.e. continuously spraying), neutral pH salt (NaCl) test environment. A more aggressive and sophisticated acidic chloride accelerated test was originally published as ASTM G43. It specified 42 g/L artificial sea salt + 10 mL/L acetic acid, where the pH is between 2.8 and 3.0, and a spray period of 30 minutes, followed by 90 minutes of dwell time. ASTM G85 was originally approved in 1985 and superseded G43. Annex 3 of G85 specifies the current acetic acid, synthetic sea salt solution. There are two options for the fog temperature: 35°C and 49°C, depending on the desire of the operator. These three standards do not have a drying period, nor are they specific to HEX in terms of defining samples, nor the criterion for failure. Through experience, SWAAT results are not likely to be representative of all field conditions and failure modes for aluminum HEX systems. For example, in coastal environments where the protective aluminum oxide passive layer is stable due to the neutral pH environment, the aluminum can still be attacked aggressively by localized corrosion via chloride salts. One significant, practical barrier of determining a good correlation with automotive applications is that a condenser is not returned to the OEM unless it is within a 3 to 10-year warranty period. This time frame is too short for a true corrosion failure of a robust alloy system to occur and a proper analysis of the corrosion damage accumulation, especially since the supplier may have already adopted a new design or alloy selection. The failure modes seen in field failures are not always the same as typically witnessed in SWAAT. It must be noted that SWAAT only simulates a single environmental condition, that being an acetic acidic atmosphere with high time of wetness. Other environments clearly exist which are corrosive to aluminium heat exchangers. In these environments, it is unknown whether SWAAT results correctly rank materials systems or correlate to field durability. For this reason, other tests have been developed separately by automotive manufacturers. A 3 cursory list of automotive and military accelerated cabinet tests may be found online at one cabinet manufacturer [2]. This list does not account for many other standards or proprietary tests developed for specific customer applications. For example, a Calsonic Automotive test standard specifies the HEX be dipped once into kaolin clay to act as a corrosion accelerant. This mud is then dried. Once placed into the corrosion cabinet, hot water is circulated through the HEX, and then condensation and drying are induced with the controlled RH and temperature inside the chamber (Jackson). 3 It is possible one of these tests may meet the purpose of this research if it conforms to the Scott criteria discussed below. 3 However, SWAAT has been recognized as very useful for comparative analysis and a quality control tool. Both of these aspects are very important for continuous improvement efforts of a given product. The advantage of SWAAT is that it can quickly detect quality and processing defects. Here, there is not a strict OK / not OK requirement for acceptability of a test result. It is expected that SWAAT will continue to be used in this way. Reasons for new accelerated test(s) It is useful to briefly compare the ASTM G85 A3 SWAAT test conditions to show potential limitations in its ability to accelerate field atmospheric environments and corrosion modes of interest. Table 1 is a partial list of variables that compare SWAAT and atmospheric conditions. Table 1. Comparison of Example Factors Between ASTM G85 A3 SWAAT and General Atmospheres. SWAAT Atmosphere Chloride Y Y and N Acetic acid Y Y and N SOX N Y and N NOX N Y Biological fouling N Y Ammonia N Y and N Time of wetness constant cyclic In light of this comparison, it must be noted that SWAAT is an oversimplification of a natural environments and only simulates one particular environment. Several questions arise in reviewing this comparison. Is the environment simulated by SWAAT the most severe? Do we understand which environments and operating modes are most severe? Are there environments and operating modes where the corrosion mechanism changes? In these other environments and operating modes, does SWAAT still correctly rank the material systems and can correlations be made? The answers to these questions are important to determining the need for a new corrosion test for stationary HVAC. Lyon et al have also pointed out a number of realistic, practical considerations that have driven companies to increase the severity of a given corrosion test. Financial considerations have driven the effort to reduce the times of corrosion testing time. These authors state that, “… in general they (accelerated corrosion tests) have not been applied by virtue of their ability to simulate and enhance natural weathering.” It is a difficult balance to develop a test that can be performed within a practical time duration yet not be accelerated so much as to affect accuracy. This fact has led to occasional consternation amongst those involved with corrosion testing. How is this? Two questions are always asked by engineers, managers and customers relying on accelerated corrosion testing and product deadlines. The first is, ″What is the lifetime correlation between the accelerated test and the field for our product?“ In the case of the SWAAT test, the technical and theoretical answer must be that a true correlation cannot be made unless the field environment has a near saturated humidity, a pH of 3.0 with acetic acid, and 42 g/L sea salt 100% of the time. This is the environment simulated by SWAAT. Of course, such a specific atmosphere is unlikely to exist naturally. The next question is, “When can we have that correlation?” There is not a simple answer, as discussed below, and is the reason for this research. It is important to distinguish that an operational heat exchanger is not a static system, but a dynamic one since it thermally radiates heat. Consequently, it creates its own microclimate and cycles the relative humidity in intimate proximity. A relationship then exists between two variables: the mode of operation for the HEX and the natural ambient weather. Both affect the corrosivity of the environment. Water condensation at high relative humidity, as correlated with time of wetness (Tidblad et al) can accelerate corrosion significantly. Another level of complexity is added when particulate matter (e.g. dust), with its own chemical properties, settles on the coil and retains moisture. Further details are presented below. 4 Clearly then, simulation of different environments may require a more sophisticated approach which accounts for the operation of the HEX in forming a microclimate both in proximity and on the surface of the HEX. Finally, tests run per ASTM G85 A3 can greatly differ in the time-to-failure of pressurized coils and the degree of corrosion. SWAAT has been known to produce high variability in results across multiple tests with the same cabinet and across cabinet-to-cabinet comparisons. It should be mentioned, however, that Ashfar et al have shown with a statistical analysis of control samples that SWAAT result variation can be caused by variation in material and quality variation rather than the test itself. Natural weathering parameters In order to understand the corrosion system and natural degradation of HVAC&R products, it is useful to briefly categorize the natural weathering factors that can accelerate corrosion. Table 2 lists a number of the factors that can influence corrosion. Greater discussion of Table 2 may be found in Tullman and Roberge, Grossman, Guttman and Sereda, Carter, and Morcillo et al. Table 2. Natural Weather Parameters that Affect Corrosion A. Relative Humidity – General ranges: Dry if < 30% Normal if 50 < RH < 60% Humid if > 80% Saturated if = 100% B. Rain – cleanses skyward facing surfaces, dissolves some soluble polluntants C. Fog – absorbs pollutants and surface moisture layer D. Condensation – either caused by natural cyclic night/day cooling and warming, or by dynamic operation of an HEX application E. Temperature – related to RH F. Elevation – influences wind patterns, thermal layers, airborne coastal saline aerosols and particulates G. Wind – carries pollutants, dust and coastal saline aerosols H. Gaseous / aerosol vapor pollutants- chloride, SOx, NOx, etc. I. Dust - Composed of soot, soils, minerals, organic matter, metallic particles, etc. These parameters may have additive effects that increase the amount of corrosion over time. How? Accumulation of solid matter occurs gradually and subsequently promotes the creation of corrosion mechanisms on aluminum in various ways. First, fine layers of dust or drying stains interfere with the ideal dew point by lowering the threshold energy for dew droplet nucleation. These heterogeneous nucleation points require less activation energy than a clean surface. Second, deposits may also have a hydroscopic nature that retains moisture for longer periods of time. For example, depending on their chemical composition, calcium and sodium, and other minerals commonly found in dust can absorb moisture from the air. Deposits or dust with various pollutant anions such as Fe or sulfur compounds and minerals can induce passivity breakdown of the protective aluminum oxide layer. For example, Oesch and Faller have shown the effect of common atmospheric gasses at different concentrations on the corrosion of aluminum in controlled experiments. A high frequency of condensation and drying tends to accelerate corrosion damage accumulation. Upon evaporation, the concentrations of dissolved pollutants greatly increase. In this way, the pH can become very acidic. Once dried, the residue may have a coarser texture that developed with repeated wet/dry cycling patterns leading to further capture of dust. Airflow through the fin louvers effects the moisture cycle, water drainage and droplet accumulation. Particulate drop-out from the airstream below a certain velocity or impingement upon the leading coil surfaces can leave patterns of soil deposition. Naturally, this is heaviest along the airside heat exchanger 5 face leading to corrosion patterns that may be related to the aluminium microstructure and its sensitivity toward corrosion. Deposits can also provide noble compound interfaces that induce microgalvanic effects (e.g. carbon and various metals compounds) with the aluminum surface microstructure. Here, local micron-scale anode and cathodes are established between the aluminum microstructure and the moist deposit such that galvanic electrical and ionic currents begin to flow forming a closed circuit. If the deposits have a low permitivity of air, then the aluminum beneath the deposit is susceptible to crevice corrosion, specifically known as a differential aeration cell. This occurs by the formation of other reduction reactions beneath the deposit that make the interfacial contact region acidic. If dust deposits, wet dry cycling, or another factor creates a corrosion mechanism that is different than that created in SWAAT and as a natural consequence the relative corrosion resistance of a materials system is not correctly predicted by SWAAT, then a different test may be required. However, a cycling test should not be prescribed if SWAAT correctly predicts the relative corrosion resistance in cyclic operating condition of the heat exchanger, even though SWAAT itself is not a cyclic test. One key to the success of this research project is determining what field conditions SWAAT is not correctly predicting corrosion resistance. It is important to note there will likely be different correlations to different environments and operating conditions. Advancement to the State-of-the-Art It is reasonable that any corrosion test for all-aluminum heat exchangers incorporates some of the factors presented above. Namely, these are the mode of operation and atmospheric weathering factors previously defined as the corrosion system. To that end, Scott et al proposed a reasonable, practical, and scientific methodology that takes into account the metallurgical considerations necessary to develop a new corrosion test. These researchers proposed that: 1. 2. 3. 4. 5. 6. 7. The corrosion morphology must match the observed corrosion of field service samples. The accelerated test environment must be a plausible replication of the atmosphere of interest. The accelerated test sample is an accurate simulation of the system used in the field tests. The measured criterion of corrosion was an appropriate measure of corrosion resistance in the field. The test yields objective and quantifiable results. The test duration had a reasonable timeframe. The test would be an industry standard for adoption by others with similar interests. A particular advancement of this work will be to link current ISO standards for assessment of atmospheric corrosivity to this methodology for a new test. ISO 9223: Corrosion of metals and alloys-Corrosivity of atmospheres-Classification, determination and estimation categorizes global atmospheric corrosion severity as C1 Very low, C2 Low, C3 Medium, C4 High, C5 Very High and CX Extreme. These categories may not be the same for different metals in the same location since they have different structure/property relationships than aluminium. As discussed in this standard, the key variables that are taken into account as the main drivers of metallic corrosion of static samples are atmospheric sulphur deposition, chloride deposition, time of wetness and temperature. Interestingly, ASTM G85 annexes 4 3 3 and 5 call for the introduction of SO2 gas (1 cm /min-m ) while annex 6 calls for 0.35 w/o ammonium sulphate salt solution. The methodology of Scott listed above shall be the philosophy of the PI in developing the work if a new test is deemed necessary. Different sources in the HVAC&R and automotive industries that have the type of information of steps 1 through 4 are listed in Table 3. This table is meant to provide a snapshot of the heat exchanger product value stream as a possible option to identify a path for information gathering at the discretion of the PI for a better awareness of the Scott methodology. 6 Table 3. Chart for knowledge and information input for heat exchangers applications. Aluminum HEX HVAC&R End-use ISO Methodology Steps component manufacturer OEM customer Standards supplier Corrosion 1 morphology of field √ √ √ service units 2 Plausible replication of environment √ √ 3 Accurate simulation of system in the field √ √ √ √ Measured criterion 4 of corrosion was the appropriate measure √ √ √ Justification and Value to ASHRAE By having a data-driven understanding between the operating modes of an aluminium heat exchanger in a defined corrosive environment to assess the corrosion durability of their product, ASHRAE members will find value in a defined corrosion test procedure that can be related to global atmospheric corrosion severity categories. Members that design large aluminium air condensers for any application, especially residential A/C and commercial rooftop applications will benefit from this work. HVAC&R system manufacturers will also be affected. Guidance from the new understandings will enable designers to produce more corrosion resistant heat exchangers, thus preventing overdesign and more efficient heat exchangers and systems. Objective The objective of this research is to develop a new corrosion test, or justify the use of an existing standardized accelerated test, for both all-aluminum tube and fin and brazed microchannel heat exchangers. The PI will first need to perform extensive literature searches to determine if existing accelerated tests are deficient. The PI will work with the approach discussed above by Scott et al and ISO standards to connect the work to what is known of atmospheric corrosive severity. The corrosion system takes into account the operating mode and the resulting temperature-humidity complex. The PI may work with an existing standard test or another corrosion-accelerant loading protocol if the literature survey points in that direction, particularly with respect to the corrosion morphologies. Regardless of any literature review findings, there must be a plausible and reasonable linkage between a defined atmospheric corrosion system and the measured corrosion damage accumulation of aluminium heat exchangers. Therefore, it is expected that the final outcome of this work will be the test methodology and test results of at least one material system in at least one defined corrosion system. Ultimately, these results will help create a standardized test that ASHRAE members can use to better predict HVAC&R component and system performance for a given family of alloy systems based upon the atmospheric conditions and mode of operation of an HVAC/HEX. Scope / Technical Approach To maximize the value of the work to the ASHRAE community, the PI is expected to work closely with the PMS throughout the project as defined in the following Scope section. Task I – Literature Reviews There are three areas where literature reviews by the PI are necessary. The first is a summary of the current cabinet-style accelerated corrosion tests, and any other form of accelerated test being used to corrode aluminum HEX. It will be helpful to know what tests are being used for a particular HEX alloy system to simulate a particular atmosphere (coastal, industrial, rural, agricultural, etc.) or operation mode 7 for a given application. For example, the Calsonic test discussed previously. The literature review should access the applicability of such tests to the current work. A second literature review by the PI should cover three the interrelated realms discussed above: 1) The identification of important of atmospheric conditions and pollutants on the corrosion of aluminium; ISO 9223 and its related standards should be included here; 2) What is known to increase the overall corrosion resistance behaviour of AA3000-series aluminum alloys used for HEX alloy systems; and 3) how does the operation mode of the heat exchanger system cycle condensation and wetness layers for given thermal loads, temperature, RH, air velocity, etc. This literature review should offer guidance toward the design of an accurate test equipment setup for environmental and atmospheric simulation, as well as the design of an experiment to identify the boundaries (hi/lo salt concentration, frequency of wet/dry cycling, for example) of the simulation test. The literature review should be discussed and reviewed with the PMS on a periodic interval leading to the final review and approval of the work. A third review should access the current usage of aluminum alloy HEX systems in different global atmospheres or applications. This review should aim to understand corrosion modes that can occur in stationary HVAC aluminium heat exchangers. Here, publicly available recommendations from an HEX or HVAC&R producer to their customers should be compiled. A survey or discussion with the OEMs may be helpful also. Task II –Test Facility Once the literature review is complete, the PI should outline the existing equipment and identify what additional capital improvements are necessary to carry out the work statement at an existing test facility or across multiple facilities. These equipment recommendations should be reviewed with the PMS, and the PMS must approve any spending the PI proposes. Please note we assume that the PI has access to an existing primary test facility with either climatic test chambers, potentiostats, atmospheric tunnel testing, corrosion cabinets or other equipment deemed necessary after the literature search and approval by the PMS. The final test facility proposal must demonstrate the ability to perform the necessary testing either through past experimental achievements or affirmative input from an equipment provider. Task III – Development of the Design of Experiment The PI must present the approach taken toward creating the DoE to meet the criteria of Scott et al (particularly item #1 for the corrosion morphology assessment), the actual proposed DoE, and then obtain final approval from the PMS. The DoE with its identified variables and hi/lo ranges along the following bullet point guidelines, guided by the literature review, is expected to be developed by the PI and approved by the PMS: The effective concentration levels of important and less important atmospheric pollutants which are necessary to accelerate corrosion. The atmospheric weather conditions which are important toward increasing corrosion severity. Identification of the HVAC&R operation mode factors that increase corrosion severity for an aluminum HEX and defined atmospheric conditions. Trends in these factors are also acceptable. The source of any HEX used for sample populations, and their brazing thermo-mechanical process control, if possible. The same requirement applies to any baseline samples. The tube wall thickness should be kept the same for sample populations since this effects time-to-failure. The time-to-first leak and/or its corrosion damage assessment of a heat exchanger sample will be defined as the failure criteria, unless a compelling reason for another is approved by the PMS. 8 Task IV – Experimentation and Data Analysis The PI will perform the DoE as outlined in Task III, and acquire all data necessary to develop and 4 evaluate the new corrosion test for at least one brazed material system and one RTPF material system. A multi-factorial DoE will produce much data and experimental documentation of test conditions and metallurgical results for corrosion damage metrics of the aluminium microstructures will be required. The proposed tracking templates should be presented to the PMS prior to the start of testing. Statistical reliability (Weibull distribution, for example) analysis should be used for the data assessment. Task V – Experimental Reproducibility and Repeatability Due to inherent variability in the metallurgical response of the aluminum alloys during brazing, a population of microchannel HEX samples shall be collected from the same source at the same time and used for this work. For tube and fin HEX, there shall also be a population taken from the same production batch at a supplier. The PI will demonstrate that test results are repeatable and should budget time and funding for a validation test at the end of the experimental phase of the project. Task VI– Report of Data and Results The results of this research project must be reported as described below in the “Deliverables”. The PI is expected to develop a work plan and format for reporting the data described in Tasks above. Deliverables / Where Results Will Be Published Intermediate Deliverable Upon completion of the literature search the PI shall submit a written report outlining the findings, reasoning, and recommendations for the work. The report shall also include a principal design of the test facility and a draft test procedure and DoE. The TC 8.4 PMS will review, accept, revise or reject the findings. This review will be a go/no-go gate, and PI shall not proceed without approval by the PMS. Progress, Financial and Final Reports, Technical Paper(s), and Data shall constitute the only deliverables (“Deliverables”) under this Agreement and shall be provided as follows: a. Progress and Financial Reports Progress and Financial Reports, in a form approved by the Society, shall be made to the Society through its Manager of Research and Technical Services at quarterly intervals; specifically on or before each January 1, April 1, June 1, and October 1 of the contract period. Furthermore, the PI, subject to the Society’s approval, shall, during the period of performance and after the Final Report has been submitted, report in person to the sponsoring Technical Committee/Task Group (TC/TG) at the annual and winter meetings, and be available to answer such questions regarding the research as may arise. The first such in-person report shall be immediately upon completion of Task I, the literature review. b. Final Report A written report, design guide, test protocol, or manual, (collectively, “Final Report”), in a form approved by the Society, shall be prepared by the Institution and submitted to the Society’s Manager of Research and Technical Services by the end of the Agreement term, containing complete details of all research carried out under this Agreement. In addition, the final report must include the design of equipment, 4 Microchannel heat exchangers brazed with zinc thermal spray coated AA3102 tubes are the most wellcharacterized coils within the automotive and HVAC&R industries since these were used for the early development of NOCOLOK flux brazing technology, remain available from many manufacturers, and are used in many applications. Accordingly, coils with these tubes should be considered as a possible candidate for testing. 9 corrosion accelerant composition, operating mode of the HEX, and complete test procedure. Unless otherwise specified, six copies of the final report shall be furnished for review by the Society’s Project Monitoring Subcommittee (PMS). Following approval by the PMS and the TC/TG, in their sole discretion, final copies of the Final Report will be furnished by the Institution as follows: An executive summary in a form suitable for wide distribution to the industry and to the public; Two bound copies; One unbound copy, printed on one side only, suitable for reproduction; and Two copies on disks: one in PDF format and one in Microsoft Word. c. Technical Paper One or more papers shall be submitted first to the ASHRAE Manager of Research and Technical Services (MORTS) and then to the “ASHRAE Manuscript Central” website-based manuscript review system in a form containing such information as designated by the Society suitable for presentation at a Society meeting. The Technical Paper(s) shall conform to the instructions posted in “Manuscript Central” for a technical paper. The technical paper title shall contain the research project number (xxxx-RP) at the end of the title in parentheses, e.g., (1111-RP). Note: A research or technical paper describing the research project must be submitted after the TC has approved the Final Report. Research or technical papers may also be prepared before the project’s completion, if it is desired to disseminate interim results of the project. Contractor shall submit any interim papers to MORTS and the PMS for review and approval before the papers are submitted to ASHRAE Manuscript Central for review. d. Data All papers or articles prepared in connection with an ASHRAE research project, which are being submitted for inclusion in any ASHRAE publication, shall be submitted through the Manager of Research and Technical Services first and not to the publication's editor or Program Committee. The Institution agrees to maintain true and complete books and records, including but not limited to notebooks, reports, charts, graphs, analyses, computer programs, visual representations etc., (collectively, the “Data”), generated in connection with the Services. Society representatives shall have access to all such Data for examination and review at reasonable times. The Data shall be held in strict confidence by the Institution and shall not be released to third parties without prior authorization from the Society, except as provided by GENERAL CONDITION VII, PUBLICATION. The original Data shall be kept on file by the Institution for a period of two years after receipt of the final payment and upon request the Institution will make a copy available to the Society upon the Society’s request. e. Project Synopsis A written synopsis totalling approximately 100 words in length and written for a broad technical audience, which documents 1. Main findings of research project, 2. Why the findings are significant, and 3. How the findings benefit ASHRAE membership and/or society in general shall be submitted to the Manager of Research and Technical Services by the end of the Agreement term for publication in ASHRAE Insights. The Society may request the Institution submit a technical article suitable for publication in the Society’s ASHRAE JOURNAL. This is considered a voluntary submission and not a Deliverable. Technical articles shall be prepared using dual units; e.g., rational inch-pound with equivalent SI units shown parenthetically. SI usage shall be in accordance with IEEE/ASTM Standard SI-10. Level of Effort It is expected that the Tasks above will take approximately three (3) years to complete. The expected total cost for this work is $180,000. 10 Principal Investigator (~20 man weeks): Graduate Student (~72 man weeks): Facility cost with upgrades: Acquisition of test samples coils: Miscellaneous items (travel, etc.): $80,000 $40,000 $30,000 $20,000 $10,000 Other Information to Bidders (Optional): It is expected that the investigators bidding for this work will have relevant experience, as evidenced by their publications in peer-reviewed journals, professional conference proceedings, or past work involving AA3000-series aluminium alloys, corrosion testing, and thermal testing of refrigerant to air condensers or similar heat exchanger. Proposals Proposals submitted to ASHRAE for this project should include the following minimum information: 1. Statements describing test facilities, equipment and capabilities to be utilized. The exact specifications and dimensions of the test equipment, including instrumentation and description of data collection across a heat exchanger, and metallographic analysis for corrosion damage metrics on samples must be included in the proposal. 2. How objectives would be met to fulfil the design of experiment and what procedures would be used to achieve them. Descriptions of how necessary measurements for the coolant inlet and outlet temperature, pressure, RH, airflow rate, determination of heat transfer, pressure drop, time-ofwetness, and gaseous pollutants in the airstream must be addressed in the proposal. Descriptions of how these measurements will be made must be clear in the proposal including statistical variation, thermal performance/operation mode control, and atmospheric control. 3. Statements indicating experience and publications in conducting research associated with performing heat transfer, corrosion testing, atmospheric monitoring and materials science. 4. Resume of the Principal Investigator and others involved in the study. 5. Planned schedule and length of time for the project to be completed. 6. Budget information and information of any other co-sponsors. Proposal Evaluation Criteria The commonly used evaluation criteria include: The commonly used evaluation criteria (and sample weighting factors) are listed below. The WS may include some or all of these criteria, using whatever weighting factors the TC feels are appropriate. For example, a project involving simulation models may not depend upon “facilities,” while experience of the PI in simulation modelling may be crucial. For performance testing of appliances, however, the quality of the Contractor’s facilities may be very important. 1. 2. 3. Contractor's understanding of Work Statement as revealed in proposal a) Logistical problems associated b) Technical problems associated Quality of methodology proposed for conducting research a) Organization of project b) Management plan Contractor's capability in terms of facilities a) Managerial support 15% 25% 15% 11 4. 5. 6. 7. 8. b) Data collection c) Technical expertise Qualifications of personnel for this project 20% a) Project team 'well rounded' in terms of qualifications and experience in related work b) Project manager person directly responsible; experience and corporate position c) Team members' qualifications and experience d) Time commitment of Principal Investigator Student involvement 5% a) Extent of student participation on contractor's team b) Likelihood that involvement in project will encourage entry into HVAC&R industry Probability of contractor's research plan meeting the objectives of the Work Statement 15% a) Detailed and logical work plan with major tasks and key milestones b) All technical and logistic factors considered c) Reasonableness of project schedule Performance of contractor on prior ASHRAE or other projects. 5% (No penalty for new contractors.) Other _________________________ References 1. S. B. Lyon, G. E. Thomson, and J. B. Johnson, “Materials Evaluation Using Wet-Dry Mixed SaltSpray Tests,” Standard Technical Publication 1133, American Society for Testing and Materials, 1916 Race Street, Philadelphia, PA, pp. 20-31. 2. http://www.ascott-analytical.com/standard-corrosion-tests.html 3. Jackson, ″Sacrificial Layer Protection for Condenser Corrosion Resistance,“ C496/093/95, Society of Automotive Engineers, IMechE 1996, pp. 421-427. 4. Note: This paper references Calsonic Test Standard CTCE.02.1-013 Dew Testing, Calsonic Tech. Centre-Europe, Dyfed, S. Wales, which has greater detail of the kaolin clay corrosion test. Efforts to find this standard have not been successful by this work statement author. Any assistance in obtaining the this test protocol would be appreciated. 5. J.Tidblad, A. A. Mikhailov and V. Kucera, “A relative humidity and temperature model for time of wetness prediction,” Swedish Corrosion Institute, Stockholm, Sweden. Note: The author is obtaining the complete publication source. 6. M. Tullman and P.R. Roberge, Chap. 18 Atmospheric Corrosion, Uhlig’s Corrosion Handbook, Second Edition, Edited by R. Winston Revie, John Wiley & Sons, Inc. 2000, p305-321. 7. Grossman, P.R.,“ Investigation of Atmospheric Exposure Factors that Determine Time-of-Wetness of Outdoor Structures,“ Atmospheric Factors Affecting the Corrosion of Engineering Metals, ASTM Special Technical Publication 646, S.K. Coburn, Ed., American Society for Testing and Materials, p5-16. 8. Guttman, Herbert and Serada, P.J., “Measurement of Atmospheric Factors Affecting the Corrosion of Metals,“ Metal Corrosion in the Atmosphere, ASTM Special Technical Publication 435, American Society for Testing and Materials, pp. 326-359. 9. V.E. Carter, “Atmospheric Corrosion of Aluminum and Its Alloys: Results of Six-Year Exposure Tests,“ Metal Corrosion in the Atmosphere, ASTM Special Technical Publication 435, American Society for Testing and Materials, pp. 257-270. 10. M. Morcillo, B. Chico, L. Mariaca, E. Otero, “Salinity in marine atmospheric corrosion: its dependence on the wind resime existing in the site“, Corrosion sceience 42 (2000) 91-104. 12 11. S. Oesch and M. Faller, “Environmental Effects on Materials: The Effect of the Air Pollutants SO2, NO2, NO and O3 on the Corrosion of Copper, Zinc and Aluminum. A Short Literature Survey and Results of Laboratory Exposures”, Corrosion Science 39(9), (1997) 1505-1530. 12. A.C. Scott, R.A. Woods, and J.F. Harris, “Accelerated Corrosion Test Methods for Evaluating External Corrosion Resistance of Vacuum Brazed Aluminum Heat Exchangers,” Society of Automotive Engineers Technical Paper Series 91050, International Congress and Exposition, Detroit, Michigan, February 25-March 1, 1991. 13. ISO 9223 Corrosion of metals and alloys - Corrosivity of atmospheres - Classification, determination and estimation. 14. F.N. Afshar, E. Szala, A. Wittebrood, R. Mulder, J.M.C. Mol, H. Terryn, J.H.W. de Wit, “Influence of material related parameters in Sea Water Acidified Accelerated test, reliability analysis and electrochemical evaluation of the test for aluminium brazing sheet,” Corrosion Science 53 (2011) 3923-3933. Authors The primary author of this work statement was: David Ellerbrock Global Manager Materials Science and Technology United Heat Exchanger Technology Center Kemptenerstrasse 99 88131 Lindau, Germany, [email protected] [email protected] 49 151 1424 8239 13 Unique Tracking Number Assigned by MORTS _____1645-RTAR_______________________ RESEARCH TOPIC ACCEPTANCE REQUEST (RTAR) FORM TC: 8.4 Air-to-Refrigerant Heat Exchangers Title: Development of New Accelerated Corrosion Tests for All-Aluminum Microchannel and Tube and Fin Heat Exchangers. Applicability to ASHRAE Research Strategic Plan: This research project will support the ASHRAE Strategic Plan in the following ways: ASHRAE Goal # 1Maximize Operational Energy Performance, Goal #2 Progress toward NZE Buildings: With a new understanding of which aluminum microchannel heat exchangers are applicable to different atmospheric conditions, HVAC engineers will be able to identify other parameters with optimized designs, thus saving energy and resources. ASHRAE Goal #10 Understand Environmental Quality Needs and Education: The research will help identify new equipment, procedures and techniques to access corrosion risk at different ambient conditions. ASHRAE Goal #9 Improved HVACR Components Reliability: This project supports cost savings through the identification of insufficient or over-qualified microchannel heat exchangers for a given environment. Subsequently, it prevents the loss of goods and services that result from corrosion failures of HVAC systems, or additional costs of more expensive corrosion resistant systems. ASHRAE Goal #10 Understand Environmental Quality Needs and Education: The information gained from this research will be presented and published to the technical community, which will strengthen ASHRAE‟s role as technical leader. Research Classification: Basic/Applied Research TC/TG Priority: #1 TC Vote: (8 –0-4-0-12) Reasons for Negative Votes and Abstentions: (Abstentions – no response) Estimated Cost: $180,000 Estimated Duration: 36 months Other Interested TC/TGs: TC 8.11 voted 8-0-4 in favor of co-sponsorship Possible Co-funding Organizations: Sapa Technology, Alcan, Alcoa, Innoval, Hydro Aluminum, Güntner Application of Results: Handbook of HVAC Systems and Equipment, Chapter 21: Air-Cooling and Dehumidifying Coils Handbook of HVAC Systems and Equipment, Chapter 35: Condensers State-of-the-Art (Background): The HVAC industry has adopted American Society of Testing Standard G85 Annex 3 for corrosion testing of brazed aluminum microchannel heat exchangers. This trend was because microchannel technology had been developed in the automotive industry in the early and middle 1980s and spread to become state-of-the-art for that industry. The standard has roots going back several decades to the beginning of the 20th century, and has been used extensively by all major automotive thermal component suppliers simply due to its severity. However, it is not clear if G85 A3 is the right test to reproduce corrosion damage and failures as seen in end-user environments. ASTM G85 A3 is commonly referred to as SWAAT – the sea water acetic acid test. It involves wetting of samples with a low pH, high chloride mist for 30 minutes, and then letting the cores „soak‟ for 90 minutes before this cycle is repeated. There is no complete drying period, as occurs in natural environments with morning dew, then droplet TC8 4 RTAR New Corrosion Test_10May2011.docx evaporation, etc. which can accelerate localized corrosion. Lyon et al [1], in their concise review of accelerated testing and atmospheric factors that cause severe corrosion, discuss how SWAAT bears little resemblance to real environments. In fact according to them, the test was developed for practical cost- and time-saving reasons rather than to develop a correlation to field exposures. After all, greater severity means less cost per test both in terms of labor and time. They state, “… laboratory accelerated test methods…have not been applied by virtue of their ability to simulate and enhance natural weathering.” At least one research group (Scott et al, [2]) found SWAAT to reproduce corroded radiator microstructures of corroded regions of aluminum AA3003/AA3005 brazing sheet. However, correspondence between the author and several aluminum tube extrusion and brazing experts indicate [3] that SWAAT does not accurately replicate the failure modes that appear in the field under varying customer duty cycles and environments. This statement is especially true for aluminum multi-port extruded tubes (MPE) with their many alloy and processing requirements to meet environmental requirements for the HVAC industry. More specifically, SWAAT test failure modes depend upon the aluminum alloy technologies and component (tube, fin, and header) combinations that are complimentarily selected to enhance the corrosion resistance of the entire heat exchanger. For example, it is known that non-brazed microchannel tubes can fail SWAAT in less than ten days, but when brazed with sacrificial fins, the tubes will not suffer corrosion perforation for much longer time [4]. Even the Scott group recognized that their findings were not applicable to new (at that time) K319 aluminum alloy sheet since field data was not available. Advancement to the State-of-the-Art: The Scott group outlined a reasonable set of valid criteria necessary for development of a qualifying test. These are stated here with brief comments: 1. The mode of attack - corrosion morphology - matched the corrosion observed in samples returned from field service. This information is obtained by metallographic inspection of corroded samples. A ranking of the degree of intergranular or pit corrosion can then be generated, for example. 2. The accelerated test environment was a plausible analog of the field experiment. Known atmospheric pollutants and the weathering parameters that induce corrosion (dew point, time of wetness, chloride or sulfur concentration, as examples) can be evaluated to propose new test conditions. 3. Similarly, the test specimen was an appropriate model of the material as used in the field. The test specimen should be representative of product in the industry. It may be feasible to test „worst and best‟ case material conditions to establish boundaries of corrosion behavior. 4. The test performance criterion was an appropriate measure of corrosion resistance in the field. A metric of interest will have to be chosen to define corrosion resistance. For example, criterion may include perforation time to 50% of aluminum microchannel tube wall thickness, loss of 60% of thermal performance, or simply time-to-leakage failure (most common) of the heat exchanger. 5. The test gave objective, quantifiable results. The metric chosen as part of #4 will have to be reproducible and repeatable across different laboratories. 6. Test duration was reasonably short. 7. The test was an industry standard, and could be readily put into use by other aluminum producers, radiator manufacturers, etc. The cost of testing may drive these last two criteria. Industry leaders using aluminum brazed heat exchangers have separately developed internal corrosion tests. Recently, published work to mimic field conditions includes the X-SACT test from Norgren and Elk [3]. This test uses a less acidic solution (pH4 rather than pH3) and a lower concentration of sodium chloride (1%) than SWAAT, but introduces four drying periods in one hour. The wet-dry cycle is particularly important for reproducing field conditions since water droplets exhibit a progressively lower pH and higher chloride concentration as they evaporate. This phenomenon drives the corrosion rate. It also meets the second of Scott‟s criteria. Ammonium sulfate is also added since it is found in coastal and agricultural regions; Ammonium sulfate increases the corrosion rate. Norgren and Elk reported that light tube corrosion in X-SACT resembled known attack found in the literature, but to resemble is not to be identical. The X-SACT test debonds the fin from Zn-coated tubes in a similar manner as SWAAT. It is a drawback that the test takes longer to run than SWAAT despite the wet/dry cycles which should have greatly accelerated corrosion. Nevertheless, X-SACT is advancement, but like the Scott group, Norgren and Elk clearly state their research is limited by the lack of field samples exposed to end-customer environments. Justification and Value to ASHRAE: TC8 4 RTAR New Corrosion Test_10May2011.docx Progress has been made by separate groups and companies on each of Scott‟s criteria, but for proprietary and competitive market reasons, have not been linked with others‟ results. The intent of this proposal is to have a much greater, and new, knowledge of how atmospheric corrosion mechanisms result in loss of performance and catastrophic system failure for global HVAC applications. A scientifically valid and fundamental understanding of a new test method that replicates field observations will help ASHRAE members reduce costs significantly. ASHRAE is the organization that can pull the necessary information from various resources, particularly operating units retrieved from the field, while still protecting members‟ interests. Objectives: This project will seek to develop for the HVAC industry at least one new corrosion test that replicates field corrosion failure modes and allows comparison or ranking between all-aluminum brazed MCHX and fin & tubetype heat exchangers fabricated from key types of manufacturing combinations. For example, wet NOCOLOK flux brazing and flux coatings applied to the microchannel tube. The steps below broadly outline part of the work, and address the applicable criteria of Scott. 1. A detailed literature search shall be performed to review past work on the subject, including biological corrosion. 2. Field failures of heat exchangers will be gathered from the field for metallographic analysis of the corrosion morphology and chemical analysis of deposited atmospheric residues. Documentation of environmental composition and corrosion modes can then be categorized with global location and alloy systems. These steps help address criteria #2 and #3. 3. A test solution and test matrix should both be developed based upon input from corrosion, materials, and field exposure experts within the industry (criteria #2, 3, and 4) o New test solutions of varying pH, salt concentration, and known atmospheric pollutants will be identified based upon available research of atmospheric corrosion, including rural, coastal and industrial areas. o An experimental test matrix will be developed that varies the pH, salt concentration, industrial pollutants, wet/dry cycles, and other factors into high and low regimes to generate meaningful test responses. o Considerations of known accelerated corrosion test results of commercially available components should be combined with the proposed solution and test matrix to guide new tests. 4. Tests will then be performed to generate corrosion failures for evaluation. These microstructures and times-to-failure will then be compared to known field samples collected in #1 above (criteria 4, 5, 6, and 7). 5. An objective of more practical importance will be corrosion testing of dissimilar metal connection joints. For example, brazed aluminum and copper joints with zinc-rich fluxes Key References: [1] S. B. Lyon, G. E. Thomson, and J. B. Johnson, “Materials Evaluation Using Wet-Dry Mixed Salt-Spray Tests”, Standard Technical Publication 1133, American Society for Testing and Materials, 1916 Race Street, Philadelphia, PA 19103, pp. 20-31. [2] A.C. Scott, R.A. Woods, and J.F. Harris, “Accelerated Corrosion Test Methods for Evaluating External Corrosion Resistance of Vacuum Brazed Aluminum Heat Exchangers”, Society of Automotive Engineers Technical Paper Series 91050, International Congress and Exposition, Detroit, Michigan, February 25-March 1, 1991. [3] D. Ellerbrock (UHTC) and J. H. Nordlien (Hydro Precision Tubing Technology Centre), S. Norgren (Sapa Technology) H.-W. Swidersky (Solvay Fluor), private communications. TC8 4 RTAR New Corrosion Test_10May2011.docx [4] D. Ellerbrock (UHTC) and J. H. Nordlien (Hydro Precision Tubing Technology Centre), private communication. [5] S. Norgren and L. Elk, “Corrosion performance & testing of CAB aluminum heat-exchanger samples for HVAC&R”, 1st International Congress Aluminum Brazing Technologies for HVAC&R, Aluminum-Verlag, Dusseldorf, Germany, 16-17 June 2009. TC8 4 RTAR New Corrosion Test_10May2011.docx
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