2013 CAMH Comprehensive Accreditation Manual for Hospitals Summary of Changes 2013 Comprehensive Accreditation Manual for Hospitals Effective January 1, 2013 Standards and elements of performance (EPs) published in this manual are effective January 1, 2013. Note: Your organization is responsible for meeting all applicable changes to accreditation requirements for hospitals published in The Joint Commission Perspectives®, the official monthly newsletter of The Joint Commission. Major changes reflected in the 2013 CAMH include the following: n Discontinuance and removal of the “Foreword” (FW) from the manual n New risk icon throughout the requirements for accreditation to denote elements of performance (EPs) that must be assessed through the new Focused Standards Assessment (FSA) process n Revised and additional EPs applicable to hospitals that use Joint Commission accreditation for deemed status purposes; these changes were made to maintain alignment with requirements from the Centers for Medicare & Medicaid Services (CMS) following the release of a final rule in 2012. Among other issues, the changes address qualifications of staff, use of pre-printed or standing medication orders, authentication of verbal and written orders, and death of a patient in restraints. n Revised requirements for hospitals in California that provide computed tomography (CT) services n Revised and additional requirements to address the issue of emergency department overcrowding n Revised requirement for daily quality control checks of instruments used for waived testing n Increase in the number of days that an organization can identify as avoid dates for an unannounced survey from 10 to 15 in “The Accreditation Process” (ACC) chapter CAMH, January 2013 1 2013 CAMH n n n n n Comprehensive Accreditation Manual for Hospitals Addition of a description about the “ISO Certification Option” to the ACC chapter A description of the new Intracycle Monitoring (ICM) process and the FSA in the ACC chapter Update to the ACC chapter indicating an organization must notify The Joint Commission if it offers at least 50% (previously 25%) of its services at a new location or in an altered physical plant Accreditation decision rules for 2013 in the ACC chapter Discontinuance and removal of the “Simplifying Compliance Activities” (SCA) chapter from the manual A summary of all revisions to requirements for accreditation, policies, procedures, and other information in the 2013 CAMH follows. How to Use This Manual (HM) n n n n n n n n Revised Table 1. Acronyms Used in This Manual Changed references from “Periodic Performance Review (PPR)” to “Focused Standards Assessment (FSA)” and the Intracycle Monitoring (ICM) process throughout chapter as applicable Revised Figure 1. Components of a requirements chapter Deleted description for the “Simplifying Compliance Activities” (SCA) chapter Added description of Appendix B: Special Conditions of Participation for Psychiatric Hospitals Updated descriptions of the four levels of scoring criticality and added the risk icon in the “Understanding the Icons Used in the Manual” section Added and revised tips for organizations in the “Keys to Successfully Using This Manual” section Included new resources and updated existing resources listed in Sidebar 2. Where Should I Go for More Information? Accreditation Participation Requirements (APR) n n 2 Updated chapter outline Revised APR.03.01.01 to reflect change from “Periodic Performance Review (PPR)” to “Focused Standards Assessment (FSA)”; for EP 1, clarified timing of the submission of the tool and added a second note CAMH, January 2013 2013 CAMH Comprehensive Accreditation Manual for Hospitals Environment of Care (EC) n n n Changed “accreditation” to “Joint Commission accreditation” in the first note for EC.02.03.05, EP 2 Added EC.02.04.03, EP 17, for hospitals in California that provide computed tomography (CT) services Added risk icon to the following: o EC.01.01.01, EPs 1–3, 5, 7–8 o EC.02.01.01, EPs 3, 8 o EC.02.02.01, EPs 4, 7, 10 o EC.02.03.01, EP 1 o EC.02.03.05, EPs 4, 11, 19 o EC.02.04.01, EPs 1–6 o EC.02.04.03, EPs 1–5 o EC.02.05.01, EP 6 o EC.02.05.03, EP 6 o EC.02.05.05, EPs 3–4 o EC.02.05.07, EPs 4–8 o EC.02.05.09, EP 1 o EC.02.06.01, EP 20 o EC.02.06.05, EP 3 o EC.04.01.01, EPs 1, 15 Emergency Management (EM) n Added risk icon to the following: o EM.02.01.01, EP 8 o EM.02.02.13, EP 5 o EM.02.02.15, EP 5 Human Resources (HR) n n n Deleted last sentence of HR.01.02.01, EP 1, Note 4, which indicated that inclusion of qualifications would not affect the accreditation decision Deleted HR.01.02.01, EP 19, on administration of blood transfusions and intravenous medications Added risk icon to the following: o HR.01.02.01, EP 1 CAMH, January 2013 3 2013 CAMH o o o o o Comprehensive Accreditation Manual for Hospitals HR.01.02.05, EPs 1–7, 10–16, 18 HR.01.04.01, EPs 1–5 HR.01.05.03, EPs 1, 4–5, 13 HR.01.06.01, EPs 1–3, 5–6, 15 HR.01.07.01, EPs 2, 5 Infection Prevention and Control (IC) n n n n n n n n n Updated website reference in the footnote to Standards IC.02.01.01, EPs 2 and 3, and IC.02.02.01, EP 1 Added “Introduction to Standard IC.02.04.01” section Added note clarifying applicability to IC.02.04.01 Added “Rationale for IC.02.04.01” Revised IC.02.04.01, EP 3, to include accessible times Revised IC.02.04.01, EP 4, and added documentation requirement Revised IC.02.04.01, EP 5, and added documentation requirement Added IC.02.04.01, EPs 6–9 Added risk icon to the following: o IC.01.05.01, EPs 1–3, 5–8 o IC.02.01.01, EPs 3, 10–11 o IC.02.02.01, EPs 1–5 Information Management (IM) n Added risk icon to the following: o IM.01.01.01, EPs 1–4 o IM.01.01.03, EPs 1–6 o IM.02.01.01, EPs 1–5 o IM.02.01.03, EPs 1–8 o IM.02.02.01, EPs 1–3 o IM.02.02.03, EPs 1–3 o IM.04.01.01, EP 1 Leadership (LD) n n n 4 Updated LD.01.02.01, EP 4 Revised LD.01.05.01, EP 7, to include doctors of podiatric medicine Revised Rationale for LD.03.01.01, as well as EPs 4 and 5, to reflect change from disruptive behavior to behavior that undermines a culture of safety CAMH, January 2013 2013 CAMH n n n n Comprehensive Accreditation Manual for Hospitals Revised LD.04.01.05, EP 8, regarding supervision of outpatient services Revised LD.04.03.09, EP 23, to reflect changes to Medicare Conditions of Participation related to the credentialing and privileging of telemedicine practitioners Revised LD.04.03.11 by adding Introduction; adding documentation requirement to EPs 4, 5, and 7; revising EP 5, EP 6 (effective January 1, 2014), and EPs 7–8; and adding EP 9 (effective January 1, 2014) Added risk icon to the following: o LD.03.01.01, EP 5 o LD.03.02.01, EPs 1, 3–7 o LD.03.06.01, EPs 1, 3–6 o LD.04.01.05, EPs 1–6, 8 o LD.04.01.07, EPs 1–2 o LD.04.02.03, EP 5 o LD.04.03.01, EP 1 o LD.04.03.07, EPs 1–2 o LD.04.03.09, EPs 1–10, 23 o LD.04.03.11, EPs 1–8 o LD.04.04.03, EP 1 o LD.04.04.05, EPs 1–14 Life Safety (LS) n Added risk icon to the following: o LS.01.01.01, EP 2 o LS.01.02.01, EPs 1, 3–5 o LS.02.01.20, EP 22 o LS.02.01.34, EP 1 o LS.02.01.35, EPs 1–2 o LS.03.01.20, EP 15 o LS.03.01.34, EP 1 o LS.03.01.35, EP 1 Medication Management (MM) n Expanded criteria for selecting medications to include the population(s) served in MM.02.01.01, EP 2 CAMH, January 2013 5 2013 CAMH n n n n Comprehensive Accreditation Manual for Hospitals Added MM.04.01.01, EP 15, regarding pre-printed and standing orders Updated MM.05.01.07, EP 5, on preparing and administering medication Updated MM.07.01.03, EP 6 Added risk icon to the following: o o MM.01.01.03, EP 3 o o MM.01.02.01, EP 2 o o MM.02.01.01, EP 6 o o MM.03.01.01, EPs 7, 10 o o MM.03.01.03, EP 2 o o MM.03.01.05, EP 2 o o MM.04.01.01, EPs 8, 13 o o MM.05.01.01, EP 11 o o MM.05.01.07, EPs 1, 5 o o MM.05.01.09, EP 1 o o MM.05.01.13, EP 7 o o MM.05.01.17, EP 2 o o MM.06.01.03, EPs 6–7 o o MM.06.01.05, EPs 2, 4 o o MM.07.01.03, EPs 5–6 Medical Staff (MS) n n 6 Revised MS.13.01.01, EP 1, to reflect changes to Medicare Conditions of Participation related to the credentialing and privileging of telemedicine practitioners Added risk icon to the following: o MS.03.01.01, EPs 2, 16–17 o MS.03.01.03, EPs 1–6, 12 o MS.06.01.03, EP 6 o MS.06.01.05, EPs 2–3 o MS.08.01.01, EPs 1–9 o MS.08.01.03, EPs 1–3 o MS.09.01.01, EPs 1–2 o MS.13.01.01, EP 1 CAMH, January 2013 2013 CAMH Comprehensive Accreditation Manual for Hospitals National Patient Safety Goals (NPSG) n n Added risk icon to all EPs in the chapter Deleted NPSG.07.06.01, EP 1, and renumbered EPs 2–4 as EPs 1–3 on catheterassociated urinary tract infections (CAUTIs) Nursing (NR) n Added risk icon to the following: o NR.02.02.01, EPs 1–5 o NR.02.03.01, EPs 1–4, 6–7 Provision of Care, Treatment, and Services (PC) n n n n n n n n n n Revised PC.01.01.01 by adding cross-reference to EP 4 and adding EP 24 on the boarding of patients with behavioral health issues Added PC.01.02.15, EPs 5–7, for hospitals in California that provide CT services Updated PC.02.01.03, EP 1, on orders obtained or renewed from practitioners Deleted Note to PC.02.01.21 indicating standard would not affect accreditation decision Changed PC.02.01.21, EP 1, from a Category A to a Category C requirement and added Measure of Success (MOS) icon; deleted Note indicating EP would not affect accreditation decision Changed PC.02.01.21, EP 2, from a Category A to a Category C requirement and deleted Note indicating EP would not affect accreditation decision Clarified PC.03.05.19, EPs 1–2, on deaths related to restraint or seclusion, and added documentation requirement to EP 2 Added PC.03.05.19, EP 3, on situations that include soft restraints but not seclusion Changed “accreditation” to “Joint Commission accreditation” in several requirements Added risk icon to the following: o PC.01.01.01, EP 7 o PC.01.02.01, EPs 1–4, 23 o PC.01.02.03, EPs 1–8 o PC.01.02.05, EP 1 o PC.01.02.07, EPs 1–4 o PC.01.02.08, EPs 1–2 CAMH, January 2013 7 2013 CAMH o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o o 8 Comprehensive Accreditation Manual for Hospitals PC.01.02.09, EPs 1–7 PC.01.02.11, EPs 1–7 PC.01.02.13, EPs 1–7 PC.01.02.15, EPs 1–3 PC.01.03.01, EPs 1, 5, 23 PC.01.03.03, EP 4 PC.01.03.05, EP 6 PC.02.01.01, EP 1 PC.02.01.03, EPs 1, 7 PC.02.01.05, EP 1 PC.02.01.21, EPs 1–2 PC.02.02.01, EPs 1–3, 10, 17 PC.02.03.01, EP 1 PC.03.01.01, EPs 1–2, 5–8, 10 PC.03.01.03, EPs 1–2, 7–8, 18 PC.03.01.07, EPs 1–2, 4, 6–8 PC.03.01.09, EP 2 PC.03.02.07, EPs 2–3 PC.03.03.15, EP 1 PC.03.03.19, EPs 2–3 PC.03.03.23, EP 1 PC.03.03.25, EP 1 PC.03.05.01, EP 1 PC.03.05.03, EP 1 PC.03.05.05, EPs 5–6 PC.03.05.07, EP 1 PC.03.05.11, EPs 1–3 PC.04.01.01, EPs 1–4, 22–26 PC.04.01.03, EPs 1–4, 10–11 PC.04.01.05, EPs 1–3, 5, 7–8 PC.04.02.01, EP 1 PC.05.01.09, EP 1 CAMH, January 2013 2013 CAMH Comprehensive Accreditation Manual for Hospitals Performance Improvement (PI) n Added risk icon to the following: o PI.02.01.01, EPs 1–5, 7–8, 12–14 Record of Care, Treatment, and Services (RC) n n n n n n n Updated RC.01.02.01, EP 4, Note 3, on dating and authenticating orders, and added documentation requirement Added documentation requirement to RC.02.01.01, EP 1 Changed RC.02.01.01, EP 28, from a Category A to a Category C requirement and added MOS icon; deleted Note indicating EP would not affect accreditation decision Changed RC.02.01.05, EP 2, from a Category C to a Category A requirement and deleted MOS icon Changed “accreditation” to “Joint Commission accreditation” in RC.02.01.05, EPs 1–4 Deleted RC.02.03.07, EP 4, Notes 1 and 2, on authenticating verbal orders Added risk icon to the following: o RC.01.01.01, EP 8 o RC.01.02.01, EPs 1–5 o RC.02.01.01, EPs 1–2, 4, 10, 21, 28 o RC.02.01.03, EPs 1–3, 5–11 o RC.02.04.01, EP 3 Rights and Responsibilities of the Individual (RI) n Added risk icon to the following: o RI.01.01.01, EPs 2, 4–6, 9–10, 28–29 o RI.01.01.03, EPs 1–3 o RI.01.02.01, EPs 1–3, 6–8, 20–22 o RI.01.03.01, EPs 1–7, 9, 11–13 o RI.01.05.01, EPs 1, 4–6, 8–13, 15–17, 19–20 o RI.01.06.03, EPs 2–3 Transplant Safety (TS) n Added risk icon to the following: o TS.01.01.01, EPs 1–12 o TS.02.01.01, EPs 1–2 CAMH, January 2013 9 2013 CAMH o o o Comprehensive Accreditation Manual for Hospitals TS.03.01.01, EPs 1–11 TS.03.02.01, EPs 1–7 TS.03.03.01, EPs 1–5 Waived Testing (WT) n n Added risk icon to the following: o WT.01.01.01, EP 6 o WT.03.01.01, EP 5 o WT.04.01.01, EPs 3–4 Revised WT.04.01.01, EP 4, on quality control checks of instruments The Accreditation Process (ACC) n n n n n n n n n n n n 10 Changed references from “Periodic Performance Review (PPR)” to “Focused Standards Assessment (FSA)” throughout chapter as applicable Added note about new Appendix B in “General Eligibility Requirements” section Updated “Eligibility Requirements for Initial Surveys” section to address hospitals that do not use The Joint Commission for deemed status purposes Added footnote addressing laboratories to “Tailored Survey Policy” section Added footnote defining complex organization to “Complex Organization Survey Process” section Reformatted and made minor editorial changes to “Public Information Policy” section Updated Sidebar 1. Early Survey Policy and “Eligibility for Preliminary Accreditation” section to reflect that an organization’s Preliminary Accreditation decision will change to Unaccredited if it is not ready for a second survey at six months Added Note addressing Medicare certification to Sidebar 1. Early Survey Policy Identified length of time organizations may stay in Preliminary Accreditation in “Eligibility for Preliminary Accreditation” section Updated “Forfeiture of Survey Deposit” section Added new or revised subprocesses to “Priority Focus Areas” (PFAs) categories Communication, Infection Control, Orientation & Training, and Physical Environment Revised Table 1. Exceptions to Unannounced Surveys CAMH, January 2013 2013 CAMH n n n n n n n n n n n n n n Comprehensive Accreditation Manual for Hospitals Changed number of days that organizations can identify as those on which an unannounced survey should be avoided from 10 to 15 in “Unannounced Surveys” section Added “ISO Certification Option” to “Survey Team Composition” section Revised “Survey Agenda” section Moved “Second Generation Tracers” section and added high-risk topics “Therapeutic radiation” and “Clinical/health information” Added “Accreditation with Follow-up Survey” to Figure 3. Scoring Criticality Method Revised definitions of Contingent Accreditation and Preliminary Denial of Accreditation in “Accreditation Decision Categories” section Added “Top Performers on Key Quality Measures” section Added new “Intracycle Monitoring” section to the “Between Accreditation Surveys” section Replaced “Periodic Performance Review (PPR)” section with new “Focused Standards Assessment (FSA)” section Updated the “Changes to the Site of Care, Treatment, or Services” section to indicate an organization must notify The Joint Commission if it offers at least 50% (previously 25%) of services at a new location or in an altered physical plant Updated “Accreditation Status of Organizations That Cease Provision of Services for a Period of Time” regarding the need to notify The Joint Commission if an organization ceases to provide services In the “Extension Surveys” section, increased the condition regarding service capacity from “25%” to “50%” Updated “On-site Follow-up Survey for a Condition-level Deficiency” section Updated “2013 Accreditation Decision Rules” section, including o adding Contingent (CONT) Accreditation decision rules CONT03, CONT04, CONT05, CONT06, and CONT07 o adding Accreditation with Follow-up Survey (AFS) decision rule AFS02 o deleting “On-site MOS Survey” section and decision rule MOS02 Standards Applicability Grid (SAG) n Deleted applicability to Long Term Acute Care services for APR.04.01.01, EPs 11–12, 17–24, 26 CAMH, January 2013 11 2013 CAMH n n n n n n n n n n n n Comprehensive Accreditation Manual for Hospitals Added applicability to Psychiatric and Surgical Specialty services for EC.02.03.05, EP 25 Added EC.02.04.03, EP 17 (with applicability to Acute, Long Term Acute Care, and Surgical Specialty services) Deleted HR.01.02.01, EP 19 Added IC.02.04.01, EPs 6–9 (with applicability to all four services) Added LD.04.03.11, EP 9 (with applicability to Acute and Psychiatric services) Added MM.04.01.01, EP 15 (with applicability to all four services) Added applicability to Psychiatric services for NPSG.02.03.01, EP 2 Deleted NPSG.07.06.01, EP 4 Added applicability to Psychiatric services for UP.01.01.01, EPs 1–3; UP.01.02.01, EPs 1–5; and UP.01.03.01, EPs 1–5 Added PC.01.01.01, EP 24 (with applicability to Acute and Psychiatric services) Added PC.01.02.15, EPs 5–7 (with applicability to Acute, Long Term Acute Care, and Surgical Specialty services) Added PC.03.05.19, EP 3 (with applicability to all four services) Sentinel Events (SE) n Made minor editorial changes The Joint Commission Quality Report (QR) n Revised list of common conditions reported for the National Quality Improvement Goals requirements and made minor editorial changes Performance Measurement and the ORYX ® Initiative (PM) n n n n n n 12 Made minor revision to “The Continued Role of ORYX” section Replaced “Future Scope” section with discussion of accountability measures Defined the frequency for submitting aggregate monthly data in “Requirements for Psychiatric Hospitals” Clarified information about compliance with Standard PI.02.01.03 and accountability measures in the “ORYX Performance Measure Report” section Revised subhead under “Use of Performance Measure Data” Added new Figure 1. Accountability Measure Composite Rate and replaced Figures 2 through 5 CAMH, January 2013 2013 CAMH Comprehensive Accreditation Manual for Hospitals Staffing Effectiveness Indicators (SEI) n No changes Required Written Documentation (RWD) n Added the following: o EC.02.04.03, EP 17 o IC.02.04.01, EPs 4–6, 8 o LD.04.03.11, EPs 4, 5, 7 o MM.04.01.01, EP 15 o PC.01.02.15, EP 5 o PC.03.05.19, EPs 2–3 o RC.01.02.01, EP 4 o RC.02.01.01, EP 1 Early Survey Policy Option (ESP) n Added the following: o APR.09.04.01, EP 1 o IC.02.04.01, EP 6 o LD.04.03.09, EP 23 o LS.02.01.30, EP 24 o PC.01.02.15, EPs 5–7 Appendix A: Medicare Requirements for Hospitals (AXA) n Revised standard 482.22(a) regarding eligibility and appointment to the medical staff and reformatted chapter Appendix B: Special Conditions of Participation for Psychiatric Hospitals (AXB) n Added chapter to manual Glossary (GL) n n n Added “Option 1” after “Early Survey Policy” to definition for Preliminary Accreditation (see entry for accreditation decisions) Revised the terms Accredited, Contingent Accreditation, and Preliminary Denial of Accreditation to parallel updated accreditation decision rules (see entry for accreditation decisions) Revised the term accreditation survey CAMH, January 2013 13 2013 CAMH n n n n n n n 14 Comprehensive Accreditation Manual for Hospitals Expanded behavioral health care definition to include developmental disabilities and community-based settings Deleted the definition for the term disruptive and inappropriate behavior and in its place added a cross-reference to the new term behaviors that undermine a culture of safety Added new terms Focused Standards Assessment (FSA) and Intracycle Monitoring (ICM) Changed term Immediate Threat to Health and Safety to Immediate Threat to Health or Safety Deleted the definition for the term Periodic Performance Review (PPR) and in its place created a cross-reference to the new term Focused Standards Assessment (FSA) Deleted the term ratio Revised surveyor definition to include additional information that the type of surveyor assigned is determined by the program and its services CAMH, January 2013 Comprehensive AccreditationManual CAMH for Hospitals Effective January 2013 Standards Elements of Performance Scoring Accreditation Policies The Joint Commission Accreditation Hospital The Joint Commission Mission The mission of The Joint Commission is to continuously improve health care for the public, in collaboration with other stakeholders, by evaluating health care organizations and inspiring them to excel in providing safe and effective care of the highest quality and value. © 2013 The Joint Commission Joint Commission Resources, Inc. 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Contents How to Use This Manual (HM)...........................................................HM-1 Requirements for Accreditation Accreditation Participation Requirements (APR)..................................APR-1 Environment of Care (EC) .....................................................................EC-1 Emergency Management (EM) ..............................................................EM-1 Human Resources (HR).........................................................................HR-1 Infection Prevention and Control (IC) ....................................................IC-1 Information Management (IM) ..............................................................IM-1 Leadership (LD) .....................................................................................LD-1 Life Safety (LS) ........................................................................................LS-1 Medication Management (MM)...........................................................MM-1 Medical Staff (MS).................................................................................MS-1 National Patient Safety Goals (NPSG) ..............................................NPSG-1 Nursing (NR) ........................................................................................NR-1 Provision of Care, Treatment, and Services (PC) ....................................PC-1 Performance Improvement (PI)................................................................PI-1 Record of Care, Treatment, and Services (RC) .......................................RC-1 Rights and Responsibilities of the Individual (RI) ....................................RI-1 Transplant Safety (TS) ............................................................................TS-1 Waived Testing (WT) ...........................................................................WT-1 Policies, Procedures, and Other Information The Accreditation Process (ACC) ..................................................ACC-1 Standards Applicability Grid (SAG) ...............................................SAG-1 Sentinel Events (SE) ..........................................................................SE-1 The Joint Commission Quality Report (QR) ....................................QR-1 Performance Measurement and the ORYX® Initiative (PM).............PM-1 Staffing Effectiveness Indicators (SEI)............................................SEI-1 CAMH, January 2013 3 ◤Comprehensive Accreditation Manual for Hospitals Required Written Documentation (RWD)......................................RWD-1 Early Survey Policy Option (ESP)...................................................ESP-1 Appendix A: Medicare Requirements for Hospitals (AXA) ..........AXA-1 Appendix B: Special Conditions of Participation for Psychiatric Hospitals (AXB) ...........................................................AXB-1 Glossary (GL) ..................................................................................... GL-1 Index (IX)............................................................................................... IX-1 4 CAMH, January 2013
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