ll BHI PROVIDER MANUAL FY15 Edition Behavioral Healthcare Inc. Provider Manual 1 Table of Contents Section I - General Information .................................................................................................................................3 Welcome To Behavioral Healthcare, Inc. .................................................................................................................3 Locations and Contact Information ..........................................................................................................................4 Policies and Procedures............................................................................................................................................5 Change of Status or Address Notification .................................................................................................................6 Section II – Provider Credentialing ...........................................................................................................................7 Credentialling ...........................................................................................................................................................7 Re-Credentialing .......................................................................................................................................................9 Provider Rights ....................................................................................................................................................... 10 Provider Satisfaction Survey ................................................................................................................................... 10 Section III – Utilization Management ...................................................................................................................... 11 Verifying Eligibility ................................................................................................................................................. 11 Plan Benefits ........................................................................................................................................................... 11 Authorizations ......................................................................................................................................................... 14 Medical Necessity Criteria ...................................................................................................................................... 17 Clinical Denials and Appeals .................................................................................................................................. 18 Section IV – Claims ................................................................................................................................................... 20 General Claims Information ................................................................................................................................... 20 Member Billing........................................................................................................................................................ 21 Coordination of Benefits ......................................................................................................................................... 21 Provider Claims Appeal Process ............................................................................................................................ 22 Section V – Clinical Expectations ............................................................................................................................. 27 Access to Care Standards ........................................................................................................................................ 27 Documentation Standards ....................................................................................................................................... 28 Section VI – Quality Improvement and Corporate Compliance ........................................................................... 31 Clinical Practice Guidelines ................................................................................................................................... 31 Provider Audits ....................................................................................................................................................... 31 Fraud, Waste, and Abuse ........................................................................................................................................ 32 Quality of Care Concerns ....................................................................................................................................... 32 Critical Incident Reporting ..................................................................................................................................... 33 Quality Improvement and Corporate Compliance Resources ................................................................................. 33 Section VII – Member and Family Affairs .............................................................................................................. 34 Member Choice ....................................................................................................................................................... 34 Member Rights and Responsibilities ....................................................................................................................... 34 Designated Client Representative (DCR) ............................................................................................................... 36 Advance Directives.................................................................................................................................................. 36 Grievances .............................................................................................................................................................. 37 Second Opinions...................................................................................................................................................... 38 Preventative Physical and Behavioral Health Programs ........................................................................................ 38 Section VIII – Care Management ............................................................................................................................ 39 Behavioral Healthcare Inc. Provider Manual 2 Section I - General Information Welcome To Behavioral Healthcare, Inc. Welcome to the Behavioral Healthcare, Inc. (BHI) network of participating providers! BHI is the state designated Behavioral Healthcare Organization (BHO) for Medicaid recipients in Arapahoe, Douglas, and Adams Counties, including the City of Aurora. This manual is an extension of the provider contract and is a resource about BHI's continuum of mental health services. It will also provide you with the guidelines for doing business with BHI, including policies and procedures. BHI is a company founded in 1994 by Arapahoe Douglas Mental Health Network, Aurora Mental Health Center, and Community Reach Center. These community mental health centers have over 100 years combined experience in providing a complete range of mental health services. The BHI provider network has over 500 caring professionals to meet member needs. BHI arranges for the provision of and access to varying levels of service through a broad range of providers, consisting of appropriately licensed and/or certified practitioners, facilities, and programs. BHI is committed to the “Recovery Model” as a philosophy of integrated treatment for individuals and their families with severe and chronic mental illness and co-morbidity. BHI offers an array of therapeutic, educational, peer-led, and illness management programs to our members to assist them in their recovery toward optimal functioning in their homes and communities. As a BHI network provider, BHI will work with you to coordinate the continuum of mental health services your clients may need. Please read the following pages carefully. The information included in this manual will provide you with a better understanding of what to expect from your network affiliation with BHI. If you have any questions about the information contained in this manual, our staff welcomes your call. BHI is committed to managing a behavioral health network that is accessible and attentive to providers’ concerns and needs. We continuously monitor and endeavor to improve our performance in this regard. Updates to this provider manual facilitate a better understanding of the requirements for network providers. This manual is updated frequently as substantive changes are made to information, processes, etc. You can find the most current version of this manual on the BHI website at bhicares.org. Training BHI offers providers training on a variety of subjects, including: Introduction to BHI and BHOs, Medicaid eligibility and benefits acquisition, access to care standards, member transition issues, grievances and appeals, cultural competency, clinical documentation, and substance use disorders. To find out when the next trainings are being offered, check the Provider Bulletin or call BHI at 720-490-4400. Behavioral Healthcare Inc. Provider Manual 3 BHI Mission Statement To provide a continuum of behavioral health services that demonstrates a commitment to superior quality and respect for members and families. BHI Vision Statement BHI strives to promote recovery by focusing on the unique needs, strengths, and hopes of members and families. Locations and Contact Information Administrative Office 155 Inverness Drive West Suite 201 Englewood, Colorado 80112 Telephone: (720) 490-4400 Toll Free: 1(877) 349-7379 TTY: 1(855) 364-1799 Fax: (720) 490-4395 Center Point Drop In Center 2200 West Berry Street Littleton, CO 80120 Telephone: (303) 789-9640 Community Connections Drop In Center 10004 East Colfax Avenue Aurora, CO 80010 Telephone: (303) 739-9631 The Rainbow Center Drop In Center 2140 East 88th Avenue Thornton, CO 80229 Telephone: (303) 287-2902 Leadership Staff: Shelly Spalding, Chief Executive Officer Dr. Ron Morley, Chief Medical Officer Jennifer Lacov, Chief Financial Officer Brian Hemmert, Director of Quality Improvement & Utilization Management Scott Utash, Director of Member & Family Affairs Teresa Summers, Director of Provider Relations Jeff George, Director of Technology Services Laura Hill, Director of Integrated Care & Wellness Beth Tarasenko, Corporate Compliance Officer Nathan Wagner Jr., Director of Human Resources Behavioral Healthcare Inc. Provider Manual 4 Policies and Procedures Pursuant to the terms of the provider contract, participating providers shall comply with the BHI policies and procedures. Please see the BHI website for full copies of the policies and procedures. Confidentiality and Security It is the policy of BHI, and BHI expects the same of providers, to adhere to the Health Insurance Portability and Accountability Act (HIPAA), Health Information Technology for Economic and Clinical Health (HITECH) Act, and 42 CFR Part 2 in order to guard against unauthorized or inadvertent disclosure of confidential information at provider's offices and sites of care. All treatment records shall be kept in locked file cabinets at the provider’s office when not actively being used. Records must be returned to the file cabinets each evening. In instances of a breach of unsecured Protected Health Information (PHI) by provider, provider shall be responsible for reporting the breach to BHI via the Critical Incident form found on BHI’s website. Current authorization forms must be signed by the member or appropriate representative and be kept in their treatment record. BHI privacy policies and forms can be found on the BHI website. Non-Discrimination Policy BHI does not exclude, deny benefits to, or otherwise discriminate against any person on the grounds of race, color, nation of origin, gender, sex, religion, creed, sexual orientation, disability, or age. This includes all programs and activities offered by BHI or through a contractor or other entity with whom we arrange to carry out our programs or activities. Communication with Persons with Limited English Proficiency (LEP) BHI has protocols in place to ensure that persons with limited English proficiency (or sensoryimpaired/speech impaired) have meaningful access to and equal opportunity to participate fully in BHI services and other member benefits. For more information, please reference ADM-119 Communication with Persons with Limited English Proficiency on the BHI website. Interpreter Services All non-English speaking members may receive interpreter or translation services free of charge. Members can access this service by calling BHI directly at (720) 490-4400. BHI uses Cyracom as its oral interpreter service. If a member is non-English speaking, he/she may submit a grievance or appeal using our interpreter services. To file a written/oral grievance or appeal in a language the member can understand, the member can contact BHI at (720) 490-4400. BHI will translate its written materials/information into any dominant non-English language that is within our service area. In addition, BHI will make available our written information in alternate formats such as audio tape or large print. A member may request this information by contacting us at (720) 490-4400. Any translated or alternate format materials will be sent to the member within 30 days of the request. Behavioral Healthcare Inc. Provider Manual 5 Culturally Sensitive Service Delivery Cultural competency goes beyond racial bounds to include gender, sexual orientation, abilities, and age. It celebrates the strengths that people with different backgrounds bring to services and programs. BHI is committed to creating an environment that respects and values the perspectives, beliefs, and differences of all employees, members, and providers. We work toward improving cultural diversity and competency to increase the quality of service provided to all of our members. As a BHI contracted provider, it is your responsibility to ensure that members receive effective, understandable, and respectful care that is provided in a manner compatible with the members’ cultural health beliefs, practices, and preferred language. The members’ Individualized Service Plan must address these requests and needs. Change of Status or Address Notification Network providers can help keep files current by notifying BHI's Director of Provider Relations of change of status or address. Information can be submitted by calling (720) 490-4413 or faxing the BHI Provider Information Form to (720) 490-4395, or by mailing the BHI Provider Information Form to Behavioral Healthcare, Inc. 155 Inverness Drive West, Suite 201, Englewood, Colorado 80112, Attn. Provider Relations. Failure to notify BHI of changes may result in delay in payment of claims or change in network status to include suspension or termination from the network. Please notify BHI of new practice affiliations, changes in address or licensure, and facility or program involvement. Remember to include the following information: Your name and name(s) of practice, facility, program Tax identification number and billing information Street address(s), city, state, and zip Telephone number(s) Copies of new or updated licenses or authorizations Copies of cover sheets for updated liability coverage (Provider Information Form) Behavioral Healthcare Inc. Provider Manual 6 Section II – Provider Credentialing All practitioners must be credentialed by BHI prior to providing services to BHI members. This is a quality expectation of BHI and the National Commission for Quality Assurance (NCQA). The BHI Director of Provider Relations is responsible for monitoring all aspects of the provider network. This includes, but is not limited to provider credentialing, status changes and updates, geographic and specialty access, and provider relations activities. Credentialling The credentialing application process is initiated by a telephone call to the BHI Director of Provider Relations at (720) 490-4413. The Director of Provider Relations will evaluate to see if the provider meets the geographic and specialty access needs of the BHI Provider Network. If the Director of Provider Relations finds that the provider meets the BHI needs, then the provider will be sent an application. On receipt, the provider’s application will be evaluated according to BHI's credentialing policy, in accordance with NCQA standards. For more information about provider credentialing, please reference the BHI policy CRED-403 Provider Credentialing and Re-Credentialing on the BHI website. At credentialing or at any time, BHI may conduct a structured site visit of network providers’ offices. This survey includes an evaluation against BHI's standards and evaluation of the provider's clinical record-keeping practices to ensure conformity with BHI's standards. Upon completion of credentialing, the provider is sent a contract to be signed and returned to BHI. Procedures to Maintain Confidentiality Information obtained during the credentialing/re-credentialing process and Credentialing Committee meeting minutes are treated as confidential. Colorado law protects quality issues addressed under peer review. Such records and findings are maintained in a separate quality file. The Credentialing Committee BHI utilizes a Credentialing Committee to make recommendations regarding credentialing and re-credentialing decisions. The Committee membership includes various levels of licensed individuals and providers from the BHI network, the Director of Quality Improvement and Utilization Management, the Director of Provider Relations, and the Chief Medical Officer. Behavioral Healthcare Inc. Provider Manual 7 Credentialed providers must notify BHI within 24 hours upon the occurrence of any of the following: Revocation, suspension, restriction, termination, or relinquishment of any of the licenses, authorizations, or accreditations whether voluntary or involuntary Any legal action pending for professional negligence or alleged malpractice Any indictment, arrest, or conviction for felony charges or for any criminal charge Any lapse or material change in professional liability insurance coverage Revocation, suspension, restriction, termination or relinquishment of medical staff membership or clinical privileges at any healthcare facility Any alleged professional misconduct or ethical violations reported to state licensing boards, professional organizations or the National Practitioners Data Bank Failure to report any of the above within the specified period will result in immediate suspension from the network, with possible termination. Appeal Process The provider will be notified of the right to appeal the credentialing decision to the Director of Provider Relations within seven (7) days of receipt of the decision. Corrective actions and credentialing decisions, which are reviewed by the Credentialing Committee and/or the Provider Advisory Council, with a recommendation for approval or disapproval, include: Termination - the provider will be notified in writing of BHI’s decision to terminate within seven (7) days of the decision. The BHI Provider Termination Letter Template advises the provider to contact the Director of Provider Relations in writing within thirty (30) days of notification to initiate an appeal. The provider has the right to appeal the decision to the committee within thirty (30) days of the decision. Not more than one appellate review will be considered. Provider Appeal Rights BHI will provide written notification when a professional review action has been brought against a provider, reasons for the action, and a summary of the appeal rights and process. Providers are allowed to request a hearing within 30 days after notification. Providers are allowed to representation by an attorney or other person of their choice. BHI will appoint a hearing officer or a panel of individuals (Provider Advisory Council) to review the appeal. BHI will provide written notification of the appeal decision that contains specific reasons for that decision. The provider will be given the opportunity to present evidence in person or by phone to the BHI Provider Advisory Council. The Provider Advisory Council will make the final decision. BHI will notify the appropriate authorities for behaviors violating the law or ethical standards or practice. Behavioral Healthcare Inc. Provider Manual 8 Re-Credentialing BHI re-credentials providers every three years, per NCQA guidelines. Network providers are sent a re-credentialing application that must be completed in its entirety, signed, and returned to the outside Credentialing Verification Organization (CVO) as soon as possible. If a provider chooses not to re-credential, the Director of Provider Relations needs to be notified (see below). Credentialing information that is subject to change will be re-verified from primary sources by the CVO during the re-credentialing process. The provider must also attest to any limits on his/her ability to perform essential functions of the position and attest to absence of current illegal drug use (in accordance with applicable legal requirements such as the Americans with Disabilities Act). Leaving the Network If a Provider decides to terminate its contract with BHI, BHI will allow members to continue to receive treatment for a chronic or acute behavioral health condition through the current period of active treatment or for 90 days, whichever is less. This applies when a provider terminates a contract for reasons other than professional review actions or when a provider within a group practice decides to discontinue employment with the group but the group continues its contract with BHI, except when the member has been assigned to the group practice and other qualified providers are available to that member. BHI will work with providers who are no longer under contract to develop a reasonable transition plan for each member. In order for a member to continue with a terminated provider, the provider must agree to the following conditions: 1. Continue the member’s treatment for an appropriate period (based on transition plan goals) 2. To share information regarding the treatment plan of the member(s) with BHI 3. To continue to follow BHI Utilization Management policies and procedures If a provider does not agree to the following terms, the provider must give BHI a list of members (and contact information) who are currently receiving services with the provider. If continuing with the same provider or facility is not an option for the member, BHI will assist the member in finding another provider to continue treatment as soon as possible after BHI receives the notification of termination. Behavioral Healthcare Inc. Provider Manual 9 Provider Rights Rights of a BHI Provider include: Providers maintain the right to review the information submitted in the support of their credentialing application. Providers will be notified of any information obtained during the organization’s credentialing process that varies substantially from the information provided to the organization by the practitioner. The provider maintains the right to correct erroneous information. The information collected during the credentialing process will be kept confidential, except as otherwise required by law. Providers maintain the right, upon request, to be informed of the status of their credentialing or re-credentialing application. Right to receive notification of their privileges under the credentialing program. Providers have the right to practice within the lawful scope of their licensure including advising and/or advocating on behalf of members regarding treatments that may be selfadministered and the risks, benefits, and consequences of treatment or non-treatment. Provider Satisfaction Survey BHI conducts an annual provider satisfaction survey to gather data from contracted providers regarding their opinions of the administrative and clinical processes of BHI. This data is aggregated and trended to provide BHI with valuable information regarding opportunities for improvement in business operations. Providers will receive the survey from the Quality Improvement department via mail, email, or fax. Behavioral Healthcare Inc. Provider Manual 10 Section III – Utilization Management The Utilization Management (UM) Program maintains a system of comprehensive and effective management of a member’s care through monitoring access to services from the point of entry through discharge. Utilization review activities are applied across all levels of care and contracted providers are required to adhere to utilization management policies and procedures. The UM program supports member recovery by ensuring consistent access to the most effective and least restrictive medically necessary behavioral health services. The BHI UM department works in collaboration with the BHI Office of Member and Family Affairs to ensure member rights, requests, grievances, and appeals are responded to in an appropriate and timely manner. The UM Director works in collaboration with the BHI Quality Assurance Committee, the BHI Quality Improvement (QI) Department, and all providers within the BHI Provider Network to collect data for program evaluation and outcome measures. Verifying Eligibility When a member requests services by visiting a provider site, providers must verify Medicaid eligibility and BHO enrollment with BHI at the time services are rendered. Providers should photocopy the member’s current Medicaid card and verify that BHI is designated for behavioral health services. We strongly recommend that providers continue to verify eligibility on an ongoing basis, as eligibility status is subject to change. Member eligibility can be verified in the following ways: Call BHI at 720-490-4400 or toll free 1-800-920-7934. Use the State’s Web portal system at http://www.colorado.gov/hcpf and obtain a screen print of the eligibility status for documentation. Plan Benefits In-Network Service Benefits Services of the benefit plan are available through in-network providers who are contracted for specific services. All providers must be credentialed and contracted to participate in BHI's Network. Benefits are in effect only when the provider adheres to BHI's referral and utilization management procedures. The types of behavioral health benefits for Medicaid members are listed below. Please reference the USCS manual on the BHI website for the exact procedure codes included in the behavioral health Medicaid benefit package. Assessment Services Psychological Testing Prevention/Early Intervention Services Inpatient Services Social Ambulatory Detoxification Evaluation and Management Crisis/Emergency Services Partial Hospitalization Outpatient Substance Use Disorder Services In-Home/Home-Based Services Behavioral Healthcare Inc. Psychotherapy (individual, family, group) Peer Support/Recovery Services Residential Services Sub-Acute Treatment Services Respite Care Case Management Day Treatment Intensive Outpatient Services Rehabilitation Services Drop-In Center/Clubhouse Services Provider Manual 11 Out-of-Network Benefits There are no benefits available for out-of-network services. Services provided for psychiatric emergencies are the only benefit allowed by out-of-network providers, unless otherwise specified in a Single Case Agreements pre-arranged through the BHI Director of Provider Relations. Out-of-Area Care BHI is responsible for all behavioral health care provided for Adams, Douglas, and Arapahoe counties for Colorado Medicaid Community Mental Health Services Program and Managed Care Organization participants. This includes care that is provided outside of Colorado. All out-ofarea care provided outside of a service area but still in Colorado must meet the same criteria and follow the same policies and procedures as described in this handbook for in-area care. All outof-area care, except emergency care, must be preauthorized. Out-of-area providers must obtain preauthorization from BHI. Medical Care BHI is responsible only for psychiatric authorization/management and reimbursement. Authorization for any medical care rendered in conjunction with DSM-IV TR conditions must be obtained through the member's medical plan. If the member's medical plan is rendered through a Health Maintenance Organization (HMO), you must consult the member's Primary Care Physician (PCP) before ordering/rendering any medical care/test. Every effort should be made to obtain the member's consent to release pertinent information to the PCP and the PCP should then be informed, particularly of prescribed psychiatric medications. Pertinent medical information, particularly medication management, should be coordinated with the member's PCP. Early & Periodic Screening, Diagnosis & Treatment (EPSDT) programs must be coordinated with Member's PCP by referring members who need screens to their PCP and obtaining and considering results of the screens in service planning. Collection of Copayments/Deductibles Medicaid enrolled members covered in our program are not subject to co-pays or deductibles. Collection of fees directly from Medicaid members may result in termination as a participating network provider. This includes providers who bill members for services rendered that were not paid through claims submissions. Medicaid members cannot be billed for services unless the service is not a covered benefit of the BHO Medicaid program. Behavioral Healthcare Inc. Provider Manual 12 Benefit FAQs Prescription Drugs: BHI is not responsible for the cost of prescription drugs, including those received in the emergency room. Residential Child Care: BHI will not be responsible for the cost of room, board, or behavioral health services for children/adolescents in residential childcare facilities or residential treatment centers unless a specific contract exists with the facility and the service has been preauthorized by BHI. Recipient Co-payments: BHI providers cannot assess any charges to members. Early & Periodic Screening Diagnosis and Treatment (EPSDT): Medicaid providers are required by the State of Colorado to coordinate with the EPSDT program by obtaining results of screens, referring members who need screens to their PCP/pediatrician, and considering results of screens in service planning. This pertains to all members age 1-21. Substance Use Disorder benefits: BHI covers any outpatient or social ambulatory detoxification services for members with a primary substance use disorder diagnosis. Residential services, inpatient services, and medical detoxification are paid through the Medicaid fee-for-service program. Benefit Limits: Effective January 1, 2014, there are no benefit limits for services received. Coordination with External Agencies and Organizations: BHI providers are required, as necessary, to coordinate a member’s behavioral health services with services provided by other human services agencies including: County social services/human services department Child welfare agencies and other agencies providing human services or medical treatment to Medicaid members in need of or participating in mental health care Therapeutic Residential Child Care Facilities (TRCCF) Organizations providing services to older adults (nursing and alternative care facilities) Schools Judicial/legal systems Advocacy organizations Agencies providing translation/interpretation services Agencies providing services to deaf and hard of hearing members Enrollment Exclusions: Specifically excluded are: Qualified Medicare Beneficiaries only (QMB-only) Qualified Individuals 1 (QI 1) Qualified Working Disabled Individuals (QWDI) Special Low Income Medicare Beneficiaries (SLMB) Undocumented Immigrants Program of All-inclusive Care for the Elderly (PACE) Individuals who are inpatient at the Colorado Mental Health Institute at Fort Logan or Pueblo, which includes those who are: o Found by a criminal court to be Not Guilty By Reason of Insanity (NGRI) o Found by a criminal court to be Incompetent to Proceed (ITP) o Ordered by a criminal court to the Institute for evaluation Behavioral Healthcare Inc. Provider Manual 13 Benefit Exclusions and Limitations Treatment of organic mental disability Treatment of intellectual disability and developmental disability Treatment of autism Treatment for medical detoxification Treatment for obesity/weight loss not associated with anorexia nervosa or bulimia Tests or procedures conducted to rule out medical conditions Additional medical care, supplies or services required by individuals who have associated problems Care which is predominantly custodial or child protection in nature Speech and occupational therapies Treatment for chronic pain unless determined to be of predominantly psychological origin Treatment for conditions such as sexual addiction, compulsive gambling, codependency, or adult children of alcoholics and non-abusing family members where these are the primary diagnosis being treated Structured sexual therapy programs including the use of sexual surrogates Nutritionally based therapies Treatment by telephone unless preauthorized by BHI Health care services, treatment and/or supplies which BHI’s Chief Medical Officer deems to be experimental, investigational, or primarily for research purposes Services such as sleep therapy, employment counseling, training and/or educational therapy for learning disabilities, or other educational services such as educational testing will only be considered if preauthorized by BHI Services and treatment which are solely focused on personal or professional growth and development Services for children that the school system is required to provide by law Academic education Authorizations It is important to note that your contractual arrangement with BHI is the Provider Services Agreement (PSA). The PSA indicates that covered services must be medically necessary, appropriate, and delivered in an appropriate, timely, least restrictive and cost effective manner. Services may be provided only for diagnoses covered by the Medicaid behavioral health program. For a list of covered diagnosis, please reference the website for the Uniform Service Coding Standards Manual on the BHI website. Pre-authorization Certain services require pre-authorization. Providers are expected to contact BHI for authorization of these services prior to beginning service provision. Routine outpatient services do not require authorization for contracted network providers. Please reference UM-824 Utilization Review Decisions for more information. Behavioral Healthcare Inc. Provider Manual 14 The following list of services is representative of the services that require prior authorization. Please note that this list is not exhaustive and that BHI reserves the right to add or delete services from time to time. We will notify providers when changes are made to this list. Inpatient and Acute Treatment Unit (ATU) Services Subacute Services (e.g. hospital alternative programs) Partial Hospitalization Residential Day Treatment In-home/Home-Based Services Intensive Outpatient Respite Specialized Assessments (e.g. psychological testing) Social Detoxification Psychological testing Failure to obtain preauthorization except in cases of emergency services will jeopardize payment from BHI. It is the provider's responsibility to ensure that preauthorization has been obtained. Providers cannot bill a Medicaid member for services that are not reimbursed (denied) by BHI because of failure to obtain prior authorization. Continued Authorizations In the event that a member's clinical needs exceed the initial authorization, a provider can request authorization for additional treatment services. Authorization of additional sessions must be obtained prior to provision of such treatment; otherwise, reimbursement for treatment will be jeopardized. Providers must submit a written treatment plan and requested documentation to BHI at the agreed upon timeframe but minimally prior to the last session for review to determine medical necessity for more sessions. The utilization management review process will address relevant clinical issues. If further care is requested and determined to be clinically indicted and medically necessary subsequent authorization will be made. If the treatment plan does not meet medical necessity, the utilization review will address the relevant issues with the provider and refer the case for further review with the Chief Medical Officer. Emergency Services BHI expects network providers to provide a twenty-four (24) hour on-call service to patients. This can be a shared on-call emergency service. BHI contracts emergency evaluations twenty-four (24) hours per day, seven days per week to the Emergency Services teams at the three Community Mental Health Centers (CMHC) in BHI’s catchment area. Members in crisis are expected to call their therapist (see below for phone numbers). A telephone response by the network provider, or clinician on-call, is expected within 15 minutes. If a level of care assessment or emergency mental health assessment is needed, the clinician is expected to call BHI to make these arrangements. Please reference the BHI policy UM-818 Emergency and Post-stabilization Services for more information. Behavioral Healthcare Inc. Provider Manual 15 Utilization Management Procedures for Inpatient and Subacute Admissions The BHI UM Department is available seven days a week, 24 hours a day, to review requests for inpatient and sub-acute care of a BHI member. Once admission occurs, BHI UM department remains involved for concurrent review and authorization determinations for continued stay as well as assisting with discharge planning. Hospital liaisons from the CMHCs will assist with discharge planning. In the event the patient no longer meets medical necessity criteria for continued stay, further days will be denied and the provider may appeal the denial according to BHI's appeal procedures. BHI and the discharge planners will remain actively involved until the member is safely and successfully discharged. Level of Care Assessment Any changes in a member's level of care require preauthorization by BHI. Anytime a provider believes a member requires a different level of care, a provider needs to contact BHI’s utilization department. In the event that a provider is of the opinion that a member needs to be psychiatrically hospitalized, the provider must call BHI or one the CMHC’s Emergency Services Teams with the clinical information, along with the member's phone number and physical location. They will arrange for an assessment, and give feedback and recommendations to the member and provider. The CMHC Emergency Services Teams can be contacted at the phone numbers below: Arapahoe Douglas Mental Health Network Aurora Mental Health Network Community Reach Center (303) 730-3303 (303) 617-2300 (303) 853-3500 Prior to contacting BHI for referring a member for a level of care assessment, it is expected that the provider will have had contact with the patient, either in person or on the telephone, and has assessed the member adequately enough to believe that the patient meets criteria for a higher level of care. Authorization Determination Timeframes All authorization decisions shall be made and communicated to the member/provider as expeditiously as the member’s condition requires. All BHI decisions related to authorization or denial of authorization for services requested by clients or providers will be made according to the following timeframes. Please reference UM-815 Utilization Management Timeframes. 1. For standard, pre-service authorizations, decisions shall be made and communicated to the member and/or provider within 10 calendar days following the date of the service request. The standard authorization timeline may be extended up to 14 calendar days if: a. The member or member representative asks for an extension b. BHI feels there is a need for additional information and can justify that the extension is in the member’s best interest. The member does not have to agree with the timeframe extension for routine or standard authorizations and may file a grievance if they are in disagreement. Behavioral Healthcare Inc. Provider Manual 16 2. An urgent, pre-service authorization process will be utilized any time that a provider indicates or BHI determines that following the standard authorization timeline could seriously jeopardize the member’s life, health, or the ability to attain, maintain, or regain maximum function. Authorization decisions for urgent pre-service matters will be made and communicated to the member/provider as expeditiously as the member’s condition requires and no later than 3 calendar days (72 hours) after the receipt of the request for service. BHI will extend the expedited timeline by up to 14 calendar days if: a. The member or member representative requests an extension b. BHI feels there is a need for additional information and can justify that the extension is in the member’s best interest. 3. BHI considers a request made while a member is in the process of receiving inpatient or subacute care to be an urgent concurrent request. These timeframes also apply if the member meets criteria for urgent care, even if BHI did not previously authorize the earlier care. If deemed urgent, BHI will provide the member and/or provider electronic or written notification regarding the determination within 24 hours. 4. If BHI receives the request for authorization after the member has discharged from the provider’s care, then BHI considers this a post-service or retrospective review. This type of review is handled through claims and/or the claims appeal process. Medical Necessity Criteria BHI has established Medical Necessity Criteria for all of its providers that serve as the basis for consistent and clinically appropriate service authorization decisions for all levels of mental health and co-occurring disorders with mental illness. A copy of the Medical Necessity Criteria can be found on the BHI website. The Criteria consistently support clinical practice guidelines and serve as a tool to promote sound and efficient utilization of available resources. BHI Criteria are consistent with the criteria defined by HCPF Medicaid Managed Care rules and regulations. Individuals involved in BHI utilization management processes use the following definition of medical necessity or medically necessary treatment in making authorization determinations: 1. A covered service shall be deemed medically necessary if, in a manner consistent with nationally accepted standards of medical or clinical practice, the treatment of symptoms and diagnosis are not rendered in excess of member’s needs. 2. Is found to be reflective of a level of care or service that is safe, where no equally effective, more conservative, and less costly treatment is available, and meets at least one of the following criteria: a. The service will, or is reasonably expected to, prevent or diagnose the onset of an illness, condition, primary or secondary disability. b. The service will, or is reasonably expected to, cure, correct, reduce, or ameliorate the physical, mental, cognitive, or developmental effects of an illness, injury, or disability. c. The service will, or is reasonably expected to, reduce or ameliorate the pain or suffering caused by an illness, injury, or disability. d. The service will, or is reasonably expected to, assist the individual to achieve or maintain maximum functional capacity in performing Activities of Daily Living (ADL). Behavioral Healthcare Inc. Provider Manual 17 BHI Medical Necessity Criteria do not supplant provider judgment. A medical review is recommended in any circumstance that is unusual or not specifically addressed by the UM or medical necessity criteria. The Medical Necessity Criteria are disseminated to all providers upon acceptance into the network and at the time of Criteria revision through the BHI Provider Bulletin and the BHI website. The Criteria also are available to any interested party, including members, family members, advocates, and providers through the BHI website or in hard copy upon request. Clinical Denials and Appeals In the case that BHI determines a member does not meet medical necessity criteria for a requested level of care, the UM department will discuss the member’s needs with the provider and work collaboratively to agree on an appropriate alternative service or level of care. If an agreement cannot be reached between BHI’s UM department and the treating provider, the Chief Medical Officer/designee may request a doctoral or second level review. If BHI makes an adverse determination, the member (or member representative; for inpatient and sub-acute requests, the treating provider is often the member representative) is notified. A written denial notification is issued to the member or member representative within the decision timeframes. The treating provider has the right to request a conversation with the Chief Medical Officer or designee who made the decision. This can be arranged by calling the BHI UM department and requesting a review between physicians/psychiatrists. Please reference UM-810 Notice of Action for more information about Action decisions. All written or electronic adverse determinations notices include: 1. The facts and reasons for the determination not to authorize the request 2. A statement regarding the clinical rationale based on relevant medical necessity criteria, guidelines, or protocols used in making the determination 3. Rights and processes for initiating an appeal, including the opportunity for an expedited appeal, if applicable 4. The timeframes for requesting an appeal 5. The right to request an appeal in writing, via fax, or verbally; if the member/guardian is filing the appeal verbally, a written appeal must follow 6. The opportunity for the member and/or provider to submit written statements, documents, records, or other information for consideration as part of the appeal Behavioral Healthcare Inc. Provider Manual 18 Appeals An Appeal is request for review to change a previous action or adverse determination. Please reference UM-804 Appeal Process for more information about appeals. 1. A Pre-service Appeal is a request to change an adverse determination for care or service that the organization must approve, in whole or in part, in advance of the member obtaining care or services. A member’s request for an appeal of a denial for service excluded from the organization’s benefits package is a pre-service appeal if the member has not received the requested services. In this case, the member may not receive coverage for the requested care or service unless the organization approves it. 2. A Post-service Appeal is a request to change an adverse determination for care or services that have already been received by the member. These are typically requests for payment of care or services already rendered. Accordingly, a post-service request would never result in the need for an expedited review. 3. A Concurrent Appeal is a request to change an adverse determination that terminates a previously approved course of treatment over a period of time or number of treatments. 4. Expedited Appeal is a request to change a denial for urgent care. A member has the right to remain in this level of care, however, if the appeal is upheld the member may be responsible for payment of services. A member, legal guardian, or DCR can file an Appeal with BHI, orally or in writing. BHI will treat oral requests for an Appeal as the date of request in order to establish the earliest possible date for the Appeal. Unless the member is requesting an expedited resolution, all oral requests for Appeal must be followed with a written request for appeal. Pre-service Appeals are accepted Monday through Friday 8:00a-5:00p. Expedited Appeals are accepted twenty-four hours a day seven days a week. Appeals must be filed within the following timeframes: 1. Pre-service and post-service Appeals: within thirty (30) calendar days of the effective date of the Action 2. Concurrent Appeals: within ten (10) calendar days prior to the effective date of the Action All BHI Appeals are reviewed by a board-certified licensed psychiatrist and may also include other licensed mental health clinicians or licensed specialty consultants. BHI will resolve each Appeal, and provide notice as expeditiously as the member’s health condition requires not exceeding the following: 1. Standard (non-expedited appeals) within ten (10) business days from the date BHI receives the initial Appeal request 2. Expedited Appeals: within three (3) business days from the date BHI receives the initial Appeal request 3. Post-service Appeals: BHI treats most post-service appeals through the claims processing and claims appeal process, as they are typically provider requests for payment. BHI has thirty (30) calendar days from the date of claim or claim appeal to process the request and make determination. If the member requests a post-service appeal, they have the same appeal rights as pre-service appeals and the process is the same; however, the timeframe for determination is always up to thirty (30) calendar days from the date of request for determination and resolution. Behavioral Healthcare Inc. Provider Manual 19 Section IV – Claims General Claims Information A claim should be submitted for payment subsequent to services being rendered. Providers are responsible for submitting claims for reimbursement. Claim Forms BHI requires providers to submit complete claims for all services rendered to BHI members. BHI will accept paper claims in CMS 1500 or UB04/CMS 1450 formats. In order to process claims in a timely, accurate manner, we ask providers to observe standard reporting requirements. Providers may also reference the following resources when completing claims submissions: CMS 1500 Physician’s Manual UB04 Billing Manual ICD-9-CM Code Book Physicians’ “Current Procedural Terminology” (CPT) Health Care Financing Administration Common Procedure Coding System (HCPCS) Providers must submit all hospital and facility claims on the UB04/CMS 1450. Providers must file all claims for professional services on the CMS 1500 Universal Billing form. Claims Submission Requirements All claims for care must be submitted on an approved claim form and must contain the actual address, including zip code, where services were provided, regardless of the provider's preferred billing address. Claims for services submitted by BHI providers must be received no later than 60 days after the services were delivered. In cases where BHI is the secondary payer, the network provider is required to submit claims for services no later than 30 days after all primary payments are made or finally denied. BHI Provider Relations staff is available to answer any questions you may have about the claims procedures. Please call (720) 490-4413. Please send claims or written claims appeals to: BHI Claims PO Box 17448 Denver, CO 80217 Time Limit of Payment Provided all necessary information is received to process the claim, claims shall be paid or denied within 45 days of the receipt date and within 30 days if submitted electronically. Primary Diagnosis The diagnoses covered by The Colorado Medicaid Community Mental Health Services Program can be found in the USCS Manual, available on the BHI website. If the primary diagnosis is not on this list, then the provider should bill Colorado Medicaid Fee-For-Service Program. When submitting a claim, make sure to include the covered diagnosis being treated. Behavioral Healthcare Inc. Provider Manual 20 Inpatient: Upon admission, the facility/institution should maintain in the member’s file the appropriate registration filled out and signed by the insured/member. At each admission, the institution is required to obtain an updated registration filled out and signed by the insured/member. At BHI’s request, copies of signatures must be supplied for auditing purposes to ensure compliance. Corrected Billings Claims submitted, as corrected billings, for the following reasons must have clinical documentation attached supporting the correction. To expedite handling, please indicate "ReBill" across the top of the claim form. Change of diagnosis code--why is diagnosis code being changed? Change of date of service--why is date of service being changed? Change of service code--why is service code being changed? Change of place of service--why is place of service being changed? Corrected billings received without the documentation will be returned unprocessed. Clinical Assessment/Concurrent Review Form Copies Not Needed With Claims Providers do not need to submit copies of their clinical paperwork each time a claim is filed. Member Billing According to CRS § 26-4-403, a Medicaid recipient is not liable for the cost of care received during the time the recipient is Medicaid eligible, provided the care is a benefit of Medicaid and is determined to be medically necessary. In addition, a provider may not bill the Medicaid recipient for the difference between provider’s charges and payment by Medicaid, Medicare, or private insurance. These constraints apply regardless of whether or not Medicaid paid the claim. A member may have to pay for services rendered if his/her appeal of a denial made by BHI is upheld through a local appeal or through a State Fair Hearing. Coordination of Benefits When submitting a claim for a member with Third Party Liability (TPL), providers must submit a hard copy of the CMS 1500 or UB04/CMS 1450 along with a copy of the Explanation of Benefits (EOB), denial notice (including all denial reason wording), benefits exhausted statement or a copy of the check/voucher used for claim payment from the other insurance/TPL. If an EOB applies to more than one claim, a copy of the EOB must be attached to each claim submission. Complete the appropriate TPL data fields/form locators on the claim form submitted to BHI. Claim TPL data fields/form locators are specific to third party insurance or Medicare; they cannot be used interchangeably. The claim must be submitted within 30 calendar days from the TPL’s denial date or processing date. Behavioral Healthcare Inc. Provider Manual 21 Secondary Benefit Calculation “Lower of Logic” BHI calculates secondary benefits in the following manner: 1. BHI’s benefit allowance is compared to the primary payment. 2. If the primary payment is equal to or greater than the BHI benefit allowance, BHI will not make payment. 3. If the primary payment is less than the BHI benefit allowance, BHI will pay the difference between the two amounts. However, payment will not exceed the other insurance’s (including Medicare) co-insurance, deductible, and/or copayment. 4. BHI will coordinate benefits with a member's primary health insurance carrier. A copy of the primary carrier's Explanation of Benefits (EOB) or denial should be sent with each claim submitted. 5. BHI does not automatically pay the other insurance’s (including Medicare) copayments, coinsurance, and/or deductibles. NOTE: Providers cannot bill members for the difference between the primary carrier’s health insurance payments and their billed charges when BHI does not make additional payment. BHI's referral and utilization management procedures must be observed in order to receive benefit reimbursement (even if BHI is the secondary insurance carrier). Provider Claims Appeal Process For general information: If you have a question regarding why your claim was not paid, you may call the Colorado Access Claims Department for further clarification at (303) 368-8201. If you are unsatisfied with a denial on a claim and want the denial reviewed for reversal, the following information will help you. Provider claims may be denied for several reasons, including, but not limited to: Service required prior authorization Member was not eligible on the date of the service (per State information) Claim was not filed in a timely manner The diagnosis submitted on the claim was not covered under the behavioral health Medicaid plan The service was not medically necessary All denials are subject to appeal and reconsideration. However, all appeal requests must include new information that was not provided at the time of the initial claim, including the reason for appeal. If the claim was denied for timely filing, the provider may attach a copy of an EOB from a third party to explain the delay in filing. Providers may submit appeals by mail or facsimile within thirty (30) days of the date of EOB denial. Written appeals should be submitted to the following address: BHI Claims PO Box 17448 Denver, CO 80217 Behavioral Healthcare Inc. Provider Manual 22 First level appeals are processed within thirty (30) days of the receipt of the appeal. All appeal requests must include new information that was not provided at the time of the first level appeal, including the reason for appeal. If the denial is upheld, an EOB and/or letter will be sent to the provider with an explanation. If the appeal is overturned, an EOB will accompany the check for payment to the provider. Appeals submitted without additional information including the reason for appeal will be returned to the provider. These procedures do not in any way prohibit the provider from accessing the full array of regulatory appeal mechanisms available under various rules and regulations. However, as denials of claims can occur due to error or misunderstanding, providers are encouraged to utilize the BHI appeal process as a means of resolving these issues at the lowest level. If providers have questions about the status of claims or appeal, they may contact Colorado Access/BHI Customer Service at (303) 368-8201. The following pages explain the various fields of the CMS 1500 and UB04/CMS1405 claim forms. Behavioral Healthcare Inc. Provider Manual 23 CMS 1500 claim form CMS 1500 Box # 1 1a 2 3 4 5 6 7 8 9 9a 9b 9c 9d 11 12 13 14 21 23 24a 24b 24d 24e 24f 24g 24j 25 26 28 31 32 32a 33 33a Instructions Enter an “X” in the Medicaid box. Enter the insured’s primary identification number including any letters. Medicaid use Medicaid number from the patient’s current Medicaid card. Enter patient’s full name. Do not use nicknames or abbreviated names. Enter patient’s date of birth in month, day, and year format. Enter an “X” to indicate appropriate sex. Enter the insured full name, unless the patient is the insured, then enter the word “Same.” Enter the patient’s complete address. Check the appropriate box on the relationship to the insured. If the insured’s address is the same as the patient’s then enter “Same.” Enter patient’s status in the appropriate box. If the patient has other insurance, enter the name of the policyholder here. Enter the other insured’s policy or group number. Enter the other insured’s date of birth. Enter the employer of the other insured. Enter the plan or program name of the secondary insurance. Enter the insured’s group number (use Medicaid ID number), date of birth, and check the appropriate box on other coverage. Have the insured or appropriate guardian (if under 18 years old) complete the Consent to Release Information form (copy is provided in the Sample Clinical Forms section of this manual). If form is, complete and in patients chart, enter “On File.” Insured must sign box, to send payment for services to the provider. (Medicaid has an automatic assignment of benefits). If form is, complete and in chart, enter “On File.” If known, enter the date of onset for services rendered for illness. Enter the diagnosis in this space. Enter the corresponding authorization number for the services being billed here. Enter date of service. Enter the appropriate Place of Service code Enter the proper procedure code from your Medicaid contract or the Referral Authorization Letter. Number 1, 2, 3, or 4 from field 21 it indicate which diagnosis is related to the procedure on each billing line. Do not enter the ICD-9-CM code. Enter the charge for the service. Enter the number of days or units. Enter the NPI number of the provider that rendered the service. Enter the Social Security number (SSN) or Federal Employer Identification Number (FEIN) and mark an “X” in the appropriate box to indicate which is being used. Enter your patient’s account number. Enter the total of all charges listed in Section 24 Column F. Authorized signature or printed name and date of the physician. Enter the name and address of facility where services were rendered. The NPI number of the facility where services were rendered. The provider’s billing name, payment address and telephone number. The NPI number of the billing provider. Behavioral Healthcare Inc. Provider Manual 24 UB04/CMS 1450 form UB04/CMS 1450 Box # 1 3a 3b 4 5 6 8a 8b 9a 9b 10 11 12 13 14 15 16 17 18-28 29 31-34 35-36 38 39-41 42 Description Provider name, address and telephone number Patient Control Number – Account or bill control number assigned by the provider Medical Record Number – Medical record number assigned by the provider Type of facility (1st digit), bill classification (2nd digit), and frequency (3rd digit). Refer to the AHA UB04 Uniform Billing Manual for a list of codes. The Federal Tax ID Number Beginning and ending service dates of the period included in the bill The patient’s ID number The patient’s Last, First and Middle Initial The patient’s street address The city in which the patient resides The patient’s date of birth The patient’s gender, enter M or F The date care began (the date of admission or the date care was initiated) The hour in which the patient was admitted for care. The hour should be entered in military time (00-24) The single digit code that describes the reason for admission: 1. Emergency 2. Urgent 3. Elective The code that best describes the source of the admission: 1. Physician 2. Clinical 3. HMO Plan 4. Transfer from Hospital 5. Transfer from SNF 6. Transfer from other Health Care Facility 7. Emergency Room 8. Court/Law Enforcement 9. Information not available The hour in which the patient discharged. The hour should be entered in military time (00-24) The code that best describes the patient’s status for this billing period: 1. Discharged to home or self care 2. Transferred to another short-term hospital 3. Transferred to a SNF 4. Transferred to an intermediate care facility 5. Transferred to another type of institution 6. Discharged to home under care of an Organized Home Health Services Organization 7. Left Against Medical Advice Codes used to identify conditions related to the claims that may affect processing Accident State The code and associated date defining a significant event relating to the claim that may affect processing The beginning and end dates of the event relating to the claim Codes used to identify payment variations Codes that identify a specific accommodation, ancillary service, or billing calculation. Accommodation days should not be billed on outpatient bill types. Behavioral Healthcare Inc. Provider Manual Required Yes Yes No Yes Yes Yes Yes Yes Optional Yes Yes No Yes No No No No No No No No No No No Yes 25 43 44 45 46 47 50 a, b, c 51 a, b, c 52 53 54 56 57 58 59 60 61 62 63 66 67 67 a-q 69 70 a, b, c 71 72 74 74 a-e 76 77 78-79 80 81 a-d Revenue codes are to be billed in the following sequence: chronologically for accommodation dates; in descending order for non-accommodation revenue codes. Description of the related revenue code Accommodation rate for inpatient bills and the HCPCS code for all ancillary services and outpatient bills. Date of service in MMDDYY format Services units provided. If accommodation days are billed, the number of units billed must be consistent with the Statement Covers Period (Box 6). Service units should be billed in whole numbers. Total charges for Field 47 are obtained by multiplying the units of service (Box 46) by the Value of the revenue code (Box 42) Name of each payer who may have full or partial responsibility for the charges incurred by the patient and from which the provider might expect some reimbursement Identification number, if available, of each payer Release of Information – Enter Y if the provider has signed written consent from the patient to release medical /billing information. Otherwise, enter R for restricted or modified release or N for no release Assignment of benefits – A code showing whether the provider has a signed form authorizing the party payer to pay the provider Amount received toward payment from any payer, including the patient National Provider Identifier (NPI) number of the billing provider Other Provider ID – Number assigned to the provider by the payer indicated in Box 50 a, b, c Name of the insured who is covered by the payer listed in Box 50 Patient’s Relationship to the Insured The patient’s member ID number Insured’s group name The Insurance Group Number Prior Authorization Number Diagnosis and Procedure Code Qualifier (ICD Version Indicator) – Enter “9” Diagnosis determined after study, using ICD-9-CM codes. The codes should match those on the prior authorization letter Other applicable ICD-9-CM diagnosis codes Admitting Diagnosis Code that represents the significant admitting diagnosis The diagnosis that represents the reason for the patient’s outpatient visit Prospective Payment System Code – the code that identifies the DRG External Cause of Injury Principal procedure code and date the principal procedure was performed during this hospital stay. Other procedure codes performed during the hospital stay Attending provider’s NPI number, Last and First name Operating physician’s NPI number, Last and First Name Other provider’s NPI number, Last and First name Information when applicable Codes that do not fit in the other code fields of the form Behavioral Healthcare Inc. Provider Manual No Yes Yes Yes Yes No No No N/A No Yes No No No Yes No Yes Yes Yes Yes Yes Yes if inpatient Yes if outpatient Yes if applicable No No No Yes Yes if applicable Yes if applicable No No 26 Section V – Clinical Expectations Access to Care Standards All BHI providers are expected to provide services to Medicaid members within the following guidelines. Please reference BHI policy UM-801 Access and Availability for complete information about access to care standards and monitoring. Emergency Care: An emergency medical condition is defined as a “medical condition manifesting itself by acute symptoms of sufficient severity (including severe pain) that a prudent layperson, who possesses an average knowledge of health and medicine, could reasonably expect the absence of immediate medical attention to result in: A) placing the health of the individual (or for a pregnant woman, the health of the woman or her unborn child) in serious jeopardy; B) serious impairment to body functions; or C) serious dysfunction of any body organ or part.” Emergency care is to be provided within fifteen (15) minutes by phone or within one (1) hour for a face-to-face evaluation. In life-threatening emergencies, refer your client to go to the closest emergency facility. An answering service/machine may direct callers to go to the closest emergency department or call 911. Any BHI member can also contact the Emergency Services clinicians at one of BHI’s Community Mental Health Centers at the numbers listed below. These Emergency Services clinicians are available 24 hours a day, seven (7) days a week. Arapahoe Douglas Mental Health Network Aurora Mental Health Network Community Reach Center (303) 730-3303 (303) 617-2300 (303) 853-3500 Emergency services do not require prior authorization and are paid through claims processing. Psychiatric inpatient or sub-acute admissions require prior authorization and must meet medical necessity criteria. In case of an emergency, the member can go to any hospital emergency room. Most hospitals in the BHI area will arrange for a specialized face-to-face evaluation performed by the emergency services teams contracted with BHI for immediate assessment, treatment planning, and referrals. Urgent Appointments: An urgent appointment is defined as a behavioral health condition manifested by acute symptoms that has the potential to become an emergent health condition in the absence of treatment. An urgent need may also be any other condition that would place the health or safety of the Member or another individual in serious jeopardy in the absence of medical or behavioral health treatment. Urgent appointments shall be available within twenty-four (24) hours of a request. Behavioral Healthcare Inc. Provider Manual 27 Routine Appointments: Routine appointments shall be available within seven (7) business days of a request for a routine appointment. A routine appointment is defined as a behavioral health condition that does not meet the definition of urgent or emergent. Routine services include but are not limited to an initial individual intake and assessment appointment. Placing members on waiting lists for initial routine service requests is not acceptable. Documentation Standards Except where disclosure of certain information is expressly prohibited by or contrary to applicable state and federal laws or regulations, network providers must be prepared to provide BHI with the following information at the time of review, as necessary and appropriate. BHI requires that all providers comply with billing and documentation guidelines (including technical documentation and service content requirements) set forth in the Uniform Services Coding Standards (USCS) manual. A copy of the manual can be found on the BHI website. Colorado Client Assessment Record (CCAR) The CCAR must be completed at time of admission, discharge, once annually, and anytime the level of care changes. Providers are expected to complete the CCAR using either the BHI ECCAR or the state CCAR Application Portals. BHI will no longer accept faxed copies. Instructions for accessing the E-CCAR portals can be found on the BHI website. The Intake/Mental Health Assessment The intake/mental health assessment should include (a template for a mental health assessment can also be found on the BHI website): 1. 2. 3. 4. 5. 6. 7. 8. 9. Member demographics Presenting concern/chief complaint Cultural and racial affiliations Language and reading proficiency Relevant medical history History of mental illness and medications Mental Status Exam Risk assessment to include suicidal/homicidal ideation, plan, intent, means, psychosis Substance Abuse history to include type, amount, withdrawal symptoms, method of use, date/age of initial use, date/age of last use, previous related treatment 10. Progress since admission or last evaluation (for re-assessments) 11. Psychosocial history, including socioeconomic, family, legal, social, abuse/neglect/domestic violence (as appropriate) 12. Response to previous treatment to include previous treatment history, most recent treatment, past treatment failures and probable reason for failure, relapse/recidivism, current level of motivation for treatment 13. Discharge/Disposition plan to include aftercare required upon discharge and barriers to discharge Behavioral Healthcare Inc. Provider Manual 28 Individualized Treatment/Service Plan Members have the right to participate in the development of their treatment plans. BHI requires that all treatment plans be developed using a strength-based model that individualizes treatment goals for each member. Treatment plans must be updated annually, at minimum. BHI encourages all providers to update treatment plans every 6 months. A treatment plan template can be found on the BHI website. While BHI does not require the use of this template, any treatment plan for BHI members must include the following elements: Treatment goals written in the member’s own words Measurable objectives based on the member’s identified goals Specific, targeted interventions to address the identified goals and objectives Member/guardian signature (or documentation of why signature was refused/cannot be obtained) Clinician signature with credentials (licensed supervisor signature required for unlicensed providers) Prescriber signature (only if medications are ordered on the treatment plan) Clinical Record Documentation Guidelines BHI requires that the following elements be present in each member’s clinical chart: 1. Each page in the clinical record contains the member's name or identification number. 2. All entries in the clinical record and service plan are signed, with the responsible clinician's name and professional degree/credentials. 3. All entries are dated, including all member visits, telephone calls, and provider notes or initials on laboratory reports. 4. The record is legible to someone other than the writer. 5. Personal/ biographical data includes the following: name, address, date of birth, home telephone, employer or school, work telephone if applicable, marital status, legal status (voluntary or court-ordered treatment), and emergency contact (name, address, and telephone number of guardian, significant other, or next of kin). 6. Consent for psychiatric services, or authorization for treatment of a minor (Exception: In Colorado, minors age 15 or older may enroll in mental health treatment without parental consent); when custody is shared, signatures of both parents is recommended. 7. A professional disclosure statement that is reviewed and signed by the member (Exception: CO mandatory disclosure law does not apply to MDs or nurses); the disclosure statement is clear and explanatory of the practitioner's names, highest degree and state license, supervisor, and the provider agency or institution 8. Member is notified of specific rights and responsibilities; BHI member rights are available in this manual, on the website, or upon request. 9. If information has been requested or shared with external sources, a Release of Information (ROI) is signed and dated by the member or legal guardian. a. Forms specify that the ROI is valid for no longer than one year and may be revoked in writing by the member, parent, or legal guardian at any time b. If there is an emergent situation and there is no ROI, the following information should be documented: the basis for release of information, the content of the information released, and the parties to whom the information is released Behavioral Healthcare Inc. Provider Manual 29 EPSDT Screening Form Colorado Medicaid Community Mental Health Services requires coordination of EPSDT services between the PCP and the mental health provider. BHI providers are required to document the following: The PCP has been contacted to determine: That the EPSDT has been completed That the provider has requested the completion of EPSDT by the PCP if the screening has not been completed That the Medicaid enrollment broker has been called if the Member has no PCP Discharging from Mental Health Services For residential, inpatient, and intensive services, providers must create a discharge plan within 48 hours of the member’s admission, or when the member is clinically able to participate meaningfully in discharge planning. The discharge plan must be signed by the member and/or guardian and kept in the member record. Upon completion of the treatment plan (or when BHI, the provider, and member agree to discontinue treatment), a discharge from services will occur. Providers are responsible for completing a discharge summary and discharge CCAR. Discharge summaries must include the following (at minimum): A summary of services provided The reason for discharge or transfer The member’s response to treatment The member’s progress in treatment Any referrals or follow up, as necessary Behavioral Healthcare Inc. Provider Manual 30 Section VI – Quality Improvement and Corporate Compliance The BHI QI Program is responsible for development, implementation, coordination, and monitoring of clinical and service quality improvement indicators for the BHI program areas of Utilization Management, Provider and Facility Credentialing, Provider Relations, and Member and Family Affairs. It is the policy of BHI that all of its business and other practices shall be conducted at all times in compliance with all applicable laws and regulations of the United States, the State of Colorado, all other applicable local laws and ordinances, and the ethical standard/practices of the industry and BHI. Clinical Practice Guidelines BHI develops, implements, monitors, and evaluates clinical practice guidelines, medication algorithms, and new technology based on current standards of practice. BHI expects that all providers adhere to all BHI practice guidelines. BHI reviews data regarding compliance with current guidelines, identifies education opportunities, and makes recommendations for performance improvement. Please see the BHI website for copies of the practice guidelines. Provider Audits The audit process is designed to identify a provider’s compliance with applicable BHI, state and/or federal regulations governing the healthcare program and payment to the provider. BHI may request access to and/or copies of treatment records and/or conduct treatment record reviews: 1. Randomly as part of continuous quality improvement and/or monitoring activities 2. As part of routine quality and/or billing audits 3. As may be required by client, provider, and/or government or regulatory agency contracts 4. As part of periodic reviews conducted pursuant to accreditation requirements to which BHI is or may be subject to 5. In response to an identified or alleged specific quality of care, professional competency, or professional conduct issue or concern 6. As may be required by state and/or federal laws, rules, and/or regulations 7. In the course of claims reviews and/or audits 8. As may be necessary to verify compliance with the provider agreement Based on the results of a provider audit, BHI can implement various requirements for a provider, including (but not limited to: Corrective Action Plans, recovery of payment, or a probationary period. For more information about provider audits or recovery of payment, please see the full policies on the BHI website. BHI requires that all providers consult the Uniform Service Coding Standards Manual (USCS Manual) for information about the various requirements for billing the various procedure codes: place of service requirements, credential requirements, minimum documentation requirements, etc. The most current USCS Manual can be found in its entirety on the BHI website. Behavioral Healthcare Inc. Provider Manual 31 Fraud, Waste, and Abuse BHI is dedicated to providing quality healthcare services to members while conducting business in an ethical manner. BHI supports the efforts of federal and state authorities in identifying incidents of fraud, waste, and abuse. BHI has mechanisms in place to prevent, detect, report, and correct incidents of fraud, waste, and abuse in accordance with contractual, regulatory, and statutory requirements. BHI is required to take appropriate disciplinary and enforcement action against employees, providers, subcontractors, consultants, members, and agents found to have committed fraud. We are also required to take appropriate actions to prevent further offenses through systems and process changes. To report a possible violation, please call the Corporate Compliance Hotline at (720) 490-4407. The following definitions are taken from the BHI policy on the recovery of overpayment. Please see the BHI website for more information and the full policy. Fraud means an intentional deception or misrepresentation made by a person with the knowledge that the deception could result in some unauthorized benefit to her/him or some other person. It includes any act that constitutes fraud under applicable federal or state law. Waste means the overutilization of services, thoughtless or careless expenditure, mismanagement of use of Medicaid resources, or other practices that, directly or indirectly, result in unnecessary costs to the Medicaid program. Waste is generally not considered to be caused by criminally negligent actions. Abuse means practices that are inconsistent with sound fiscal, business, or medical practice and results in an unnecessary cost to the Medicaid Assistance program, an overpayment by the Medicaid program, or in reimbursement for goods or services that are not medically necessary or that fail to meet professional recognized standards for health care. Quality of Care Concerns A Quality of Care Concern (QOCC) is an issue related to client care that is either reported by providers or discovered by BHI. Please note that QOCCs are different from grievances, as grievances are issues raised by members. Please reference the BHI policy QI-207 Quality of Care Concerns for more information. QOCCs can be related to one of the following categories: 1. Access to care, including delay of care and issues with urgent/emergent care 2. Professional conduct or competence 3. Coordination and continuity of care 4. Medication errors that result in an adverse reaction requiring medical attention 5. Violation of legal or client rights 6. Unexpected client death reported by a BHI mental health center according to their internal protocol 7. Suicide attempts in a 24-hour care mental health facility requiring medical intervention 8. Assault related injuries requiring medical attention in 24-hour mental health facilities 9. A client under involuntary treatment status missing from a 24-hour mental health facility 10. Failure to report statutory suspected abuse per CRS Behavioral Healthcare Inc. Provider Manual 32 BHI asks for your cooperation with all Quality of Care Concern investigations. If you become aware of a potential QOCC with another provider, please contact BHI at (720) 490-4400. If you become the subject of a QOCC investigation, BHI will notify you as to your required response (submitting medical records, meetings, etc.), as requirements vary depending on the subject of the QOCC. Critical Incident Reporting BHI requires that all providers/agencies/facilities it contracts with or approves to provide services to report critical incidents involving BHI members to the Quality Improvement Department. A critical incident is defined as an actual or alleged event or situation that creates a significant risk of substantial or serious harm to the physical or mental health, safety, or well-being of an individual. This also includes damage to a facility that impedes the care and treatment of members. The following categories of critical incidents are reportable: Breach of Confidentiality Sexual Contact Suspected Neglect Suspected Physical Abuse Suspected Sexual Abuse Missing Person Restraint Seclusion Assaultive Behavior Arrest Medication Error Medical condition/injury requiring physician attention Diverted Drugs Attempted Suicide Death Facility Damage A full description of reporting requirements and definitions of the above categories can be found in the QI-705 Critical Incident Reporting on the BHI website. The form to submit critical incidents is also available online. Quality Improvement and Corporate Compliance Resources The following information can be found on the BHI website: QI Program Description The BHI Annual Quality Report (including the QI Plan and Plan progress) Clinical Practice Guidelines Corporate Compliance Overview Corporate Compliance Plan Provider Audit Policy Recovery of Payment Policy Uniform Service Coding Standards Manual Critical Incident Policy and Form Behavioral Healthcare Inc. Provider Manual 33 Section VII – Member and Family Affairs Member Choice BHI has a commitment to treat members as partners in the therapeutic relationship. Choice of providers is essential to fulfilling that commitment. Toward that goal, BHI has an extensive network of providers. BHI will negotiate a contract or single case agreement with a provider requested by a member or family member so long as the provider meets minimum BHI credentialing and quality-of-care requirements and agrees to BHI rates. A Care Coordinator is assigned to every case to ensure that services are well coordinated, effective, and consistent with member-stated preferences and identified clinical needs. If the member chooses to receive care from one of BHI’s main mental health centers, they also have a choice of providers within the center they select to receive their treatment. At the time of their initial appointment, a staff member will help them identify any specific preferences they may have related to location and hours of services, expertise of their provider, a specific provider, and any cultural considerations. BHI will work hard to provide members with culturally appropriate services and match them with a provider who meets their needs. If a member does not have a preference, they will be referred to the clinician who the intake therapist thinks would be a good fit for their particular needs. In the event that the original choice is not a good match, the member is entitled to change to another clinician one time at his or her discretion. Further requests will be reviewed clinically. If a member is currently receiving mental health services with someone not affiliated with one of the mental health centers and they desire to continue receiving care from their current provider, they may request that BHI contract with their current provider to provide their care. If the request is denied, BHI will attempt to provide the member with a satisfactory alternative. Additionally, if the member feels their needs cannot be met through one of the mental health centers, they may seek services through one of the independent network providers. Members are encouraged to contact BHI to request an external provider. For information about the independent network providers included in our plan, call BHI at (720) 490-4400. Member Rights and Responsibilities BHI strives to maintain a mutually respectful relationship with members. Members will be treated in a manner that respects their rights and responsibilities. It is important to BHI that both providers and members are familiar with Member Rights and Responsibilities. Please see the BHI website (or contact BHI at 720-490-4400) for a printable list of Member Rights and Responsibilities. Copies of Member Rights and Responsibilities are also available in Spanish. Please note that all providers should have a copy of the Member Rights and Responsibilities posted at their agency. Behavioral Healthcare Inc. Provider Manual 34 BHI Member Rights include the following: 1. To be treated with respect for their dignity and privacy 2. To be able to ask for information about BHI services and providers, including their mental health benefits, how to access care, and how to know their rights 3. To obtain information in a way that is easily understood 4. To choose any provider in the BHI network 5. To obtain culturally appropriate and competent services from BHI providers 6. To obtain services from a provider who speaks their language or to obtain interpretation services in any language needed 7. To ask that a specific provider be added to the provider network 8. To obtain services that are appropriate and accessible when medically necessary, including care 24 hours a day, (7) seven days a week for emergency conditions 9. To obtain emergency services from any provider, even those who are not in our network, without calling BHI first 10. To obtain a routine appointment within (7) seven days, or an urgent appointment within 24 hours of their request 11. To receive medically necessary covered services from a provider who is not in the BHI network if BHI is otherwise unable to provide them 12. To know about any fees they may be charged 13. To obtain written notice of any decision by BHI to deny or limit requested services and to appeal that decision 14. To obtain a full explanation from providers about: a. Their own or their child’s mental health diagnosis and condition b. Different kinds of treatment that may be available c. What treatment and/or medication might work best 15. To participate in discussions and make decisions about their care with their provider 16. To obtain a second opinion if they have a question or disagreement about their treatment 17. To be notified promptly of any changes in benefits, services, or providers 18. To refuse or stop treatment, except as provided by law 19. To be free from any form of restraint or seclusion used as a means of convincing them to do something they may not want to do, or as a punishment 20. To obtain copies of their treatment records and service plans and ask BHI to change their records if they believe they are incorrect or incomplete 21. To obtain written information on advance medical directives 22. To obtain information about, and help with grievances, appeals and fair hearing procedures 23. To make a grievance (complaint) about their treatment to BHI without fear of retaliation 24. To have an independent advocate help with any questions, problems, or concerns about the mental health system 25. To express an opinion about BHI’s services to state agencies, legislative bodies, or the media without their services being affected 26. To exercise their rights without any change in the way BHI or BHI’s providers treat them 27. To have their privacy respected. Personal information can only be released to others when a member gives permission or when allowed by law 28. To know about the records kept on them while they are in treatment and to know who may have access to those records 29. To any other rights guaranteed by statute or regulation (the law) Behavioral Healthcare Inc. Provider Manual 35 BHI Member Responsibilities include the following: 1. To pick a provider from the BHI network, or call BHI to see someone that is not in BHI’s network. 2. To follow the BHI and Medicaid rules described in the BHI Member and Family Handbook. 3. To follow the steps described in the Member and Family to file a grievance or appeal with BHI about the services they are receiving. 4. To pay for any services received that is not covered by Medicaid or BHI. 5. To tell us if they have any other insurance, including Medicare. 6. To keep scheduled appointments and call to cancel or reschedule if they cannot make their appointment. 7. To ask questions when they do not understand or when they want more information. 8. To tell providers any information they need for their care, including whether or not they are having symptoms. 9. To work with providers to create goals that will help you in their recovery. 10. To follow the treatment plans that they have agreed upon with their providers. 11. To take medications as they are prescribed. 12. To tell their doctor if they are having unpleasant side effects from medications, or if medications do not seem to be working to help them feel better. 13. To seek out additional support services in the community. 14. To invite the people who will be helpful and supportive to them to be included in treatment. 15. To understand their rights and the grievance process. 16. To treat their providers as they would expect to be treated. Designated Client Representative (DCR) A DCR is someone a member chooses to speak on his/her behalf when he/she has a concern or appeal about his/her mental health services. It could be a provider, an advocate, a lawyer, a family member, or any other person the member trusts. If a member decides to use a DCR, the member must sign a form with the name, address and phone number of the DCR. This is so we can contact him/her during the investigation or appeal process. This person will not see a member’s medical records or get information about a member’s situation unless the member also signs a form to release medical information to his/her DCR. The DCT form can be found on the BHI website. Advance Directives Advance Directives are written instructions recognized under State law relating to the making of medical treatment decisions and the provision of health care when or if an individual is incapacitated. It is the policy of BHI to follow applicable State law and Federal Regulations regarding advance directives and to provide adult members with written information on advance directives and BHI’s advance directive policy. Please reference the BHI policy OMFA-601 Advance Directives on the BHI website for more information. Behavioral Healthcare Inc. Provider Manual 36 Grievances If a member is not happy with something other than a service decision, he/she can file a grievance. A grievance can be about anything other than a decision by BHI to deny, limit, or change a service that a member or provider requested. This is a member right. A member does not need to worry that he/she will be treated badly for making a grievance. BHI wants to make sure that its members are treated fairly and receive the best services possible. This is one way a member can stand up for himself/herself and his/her rights. It also helps BHI make our services better for members. For more information about the grievance process, please reference the BHI policy OMFA-603 Grievance Procedure on the BHI website. Information about grievances must be posted at each provider office site. Examples of grievances might include: The receptionist was rude to a member A provider would not let a member look at his/her own mental health records A service plan does not include things the member would like to work on A member could not get an appointment when needed How to File a Grievance with BHI To file a grievance, a member or DCR can contact the BHI Department of Member and Family Affairs by phone, mail, or by filling out a grievance form (located on the BHI website) and mailing it to BHI. Members are encouraged to complete a grievance within 30 days from when the problem occurred. Be sure to include member name, Medicaid identification (ID) number, address, and phone number. Other organizations can help members or DCRs with a grievance, including: The Ombudsman for Medicaid Managed Care, operated by Maximus. The phone number is (303) 830-3560 or toll free at 1(877) 435-7123. The Department of Health Care Policy and Financing. Their phone number is (303) 8663513 or toll free at 1 (800) 221-3943. What Happens When A Member Files a Grievance? 1. After BHI receives the grievance, we will send the member a letter within two business days. The letter will notify the member that BHI received the grievance. 2. We will review the grievance. We may talk with the member or member’s DCR, talk to the people involved in the situation, and review medical records. 3. Someone who was not involved in the situation the member is concerned about, and who has the right experience, will review the grievance. 4. We will work with the member or DCR to try to find a solution that works best for the member. 5. Within 15 business days after we get a grievance, we will send the member a letter stating the results of the grievance. Alternatively, we will let the member know if we need more time. The member will receive a letter from BHI after the review is finished. 6. If the member is unhappy with our review, he/she or the DCR can contact the Colorado Department of Health Care Policy and Financing (HCPF). HCPF will complete another review that is considered final. Behavioral Healthcare Inc. Provider Manual 37 Second Opinions It is the right of Medicaid members to receive a second opinion at their request, free of charge. Members may request a second opinion if they disagree with a provider regarding diagnosis, treatment recommendations, or other clinical decisions, or if the decision is made to reduce or deny services. Members may request a second opinion by calling BHI’s Utilization Department at (720) 490-4400 with their request. The member will be scheduled for the appropriate assessment. Procedures and reports obtained from any second opinion consultations are documented and incorporated into the member’s record. Please reference UM-812 Specialty Consultations and Second Opinions on the BHI website for more information. Preventative Physical and Behavioral Health Programs BHI is committed to our members. We want them to lead healthy lives. According to research, persons with mental illness die on average 25 years earlier than those without a mental illness. This is due, in part, to ongoing chronic illness. These ongoing illnesses include lung disease, heart disease, diabetes, and infection. For this reason, BHI recognizes that recovery for individuals with mental illness requires that we address both physical and mental health needs. Our programs include: healthy eating, increasing physical activity, addressing mental health needs, addressing chronic disease, and providing awareness of chronic illness and interventions. You can find out more about these programs by contacting us. If you would like to make suggestions or have ideas for preventative health programming, you may also contact us. We would appreciate your feedback. We are also committed to the Substance Abuse and Mental Health Services Administration’s (SAMHSA’s) 10 X10 Campaign. The Campaign is a national call to action to improve life expectancy by 10 years in 10 years for people with mental illnesses. BHI signed the 10 X 10 pledge in 2008. More information about SAMHSA’s 10 X 10 pledge can be found on the SAMHSA website. Prevention is important for improving life expectancy. We offer free preventative health programs, such as fitness and nutrition classes at our Drop-In Centers. For more information about our Drop-In Centers or preventative health programs, please see the BHI website or contact us at (720) 490-4400. The Community Mental Health Centers in BHI’s catchment area, Arapahoe/Douglas Mental Health Network (ADMHN), Aurora Mental Health Center (AuMHC), and Community Reach Center (CRC), offer many different evidence based programs to enhance recovery for our members. The program topics offered include many different options such as: Stress Management, Eating Disorders, Mood Disorders, Learning, and Behavioral Problems in Preschool and School-Age Children, and Trauma Focused-Cognitive Behavioral Therapy for children and adolescents. Many of these programs may be accessible to your clients with a referral. Please contact BHI for more information (720) 490-4400. These core values guide the ongoing development of BHI’s provider network. This network represents a comprehensive care delivery system designed specifically for Medicaid. BHI serves as a vehicle for coordinating behavioral healthcare services among the providers and provider organizations that serve members enrolled in the plan. Behavioral Healthcare Inc. Provider Manual 38 Section VIII – Care Management BHI provides care management services for both behavioral health services and physical health care. Care Management promotes behavioral wellness by addressing, stabilizing, and preventing decline in its members’ physical health. Care management encourages collaborative care planning to improve the member’s active participation in treatment in order to facilitate recovery and wellness. Ongoing communication and coordination of care contributes to better treatment outcomes and improved quality of life for members. Care management engages the member, primary care providers in both physical and behavioral health care, specialty providers, families, and other involved stakeholders to create a partnership designed to: Link members to a Primary Care Provider and/or Specialist Develop attainable, objective health goals Identify and resolve barriers to treatment goals Facilitate communication between members, BHI, and providers Assist members in navigating human service and health care systems Increase member skills regarding self-management of their illnesses Prevent further decline in the member’s health condition BHI providers are expected to coordinate care among the various caregivers and service providers involved with a member, and to incorporate those care coordination needs into the individualized service plan. For more information about the care management program, please contact the Director of Quality Improvement & Utilization Management at (720) 490-4400. Behavioral Healthcare Inc. 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