1. No category

Report Rcq,u.<
l cd by the Ethics
FINANCIAL DJSCLOSURE REPORT
t\0-10
R ev. 112 00 4
io Government Act of 1978
FOR CALENDAR VEAR 2004
I. PersonReporting (Last rn:u:ne, firsl name. r..1iddle initial)
. u..
(5
sc
2. Court or Organization
•pp
3. Date of Re pon
o O
U.S. D
h
io
si t. C c. ,S . Oist .f
F r osc, Gregory L
51912005
S. Report1'ype (checkap
p roprillce type)
4. Title(Ar
i
tcle [U Judg es indicate acrive o r scWorstatus;
u'ltlg.iSIJl
i e
t jud ges U1dicatefull· 01·pan-it me)
0 Noolin11ci(wi,
Dislri<a Judge
0 Initial
§§ 101111)
6.
Reporting Period
Date
11112004
(!) Anoual
lo
0 ,,.,,,
1 2/31/2 004
n le
h basis of the in fonnati
on contained in thi Reportand any
8. O
7. Ch.ambers orOffi eAddress
c
modiftcntions pertai
n in g lhcrcto, it is, in Jny opinion, in compliance
349 U. S. Courthouse
with appUcabJe Jaws andregulatioos.
85 Marconi So-ulevard
Oatc
Reviewing Officer
Columbus, Ohio432IS
IMPOYR ANTNOTES: Thei.ost:ruc1iol)S accompanying this fon.u must be foUo w ed. C omplee
t all arts.
p
h
c eckig
n theNONE box foreach part
Ji
e.
have no reportable information. Sign on last pag
w er
h e yo
u
.
-
POSmONS. (Reponfog indiyjdualonly; see pp. 9-13
0 NONE
(No repo r table positions.)
L
.
.
•
--
,. .r..
•
offiling isi=
tions)
n
-
N
A
M
E
Of
OR
GANfZATIQN/
ENJJIT
POSmON
I.
Partner
2.
DireccorI Sbarcboldcr
Hydroseed Plus
_.weed ponner<hip)
\V.K. Frost, inc-. - owned corporation)
3.
·:.J
"
. ...
;
·--r1
. ..
.....,
., .
..
,.
'• .;
: ,,....
·-
IL AGREEMENTS.
0 NONE
;...
"''1 '
(Reportingindividoalonly:..,.pp.14-16of61inginstructions)
""
- (Noreportabl••i """"cncs.)
(.";
'.,
_ ;-.
,"'
..-·
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:-::�t
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-
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PARTIES AND TERMS
I.
03/01/03
loyees Rdi.reme:nt System of Oi
h o . pensin
o pl
an
Public Emp
as a
.i'1
.........
result orform er posi
i
t on as
$tat e oourtjudge.
•
FL ANCIAL DISCLOSURE REPORT
Name of Person Reporting
ClineofRepon
S/912005
Frost, Gregory L
ID. NON-INVESTMENT JNCOME. (Rcponing ;ndividual and spouse;=pp. 11.24 orm;ng instruc1;ons)
A. Filer's Non-Investment Income
D NONE
·
(No "'POrtablcnon-invcsunen1 iooome.)
S
O
URCEA
N
DTY
P
E
GROSS INCOME
(Yours, ooc spouse's)
(di=<Q S fee)
I.
2004
W. K. Fro st , loo.
2.
2004
h
s.ip iocome)
Hyd
ro $COCI Plu
s (pan:oer
3.
2004
Ohio Public Employ ees Retitemen1 S yst
em (pens ion )
$3,000.00
S I 0 ,000 .00
S4 6,6()J
B. Spouse's Non-Investment Income -(Ifyou were manicd during any portion of the rcponingyear, please complete lhis section. Dollar amount
DOI requir<d excq>t (OTbonoraria.)
D NONE
·
(No "'POrtlbleooo-investmen1 inc o me.)
SOURCEAND TYPE
I.
2004
Stareo( Ohio, O io
h Board of Regents - salary
2.
2004
Hydrosccd Pus
l -c.·_
own ...:.
ed p 3lll. l
_...:.
_ _ershi
.)
pc:
. ._____________
_
IV. REIMBURSEl\1ENTS
-
transportation, lodging, food, cntcnallw<nc
(Includes those to spouse and dcpendecn children.
0 NONE
·
(Nosucbrcponablcn:imbur.;cmenlS.)
SOYRCE
I.
Soc pp. 25-27 of instructiom.}
A d .min.istrntivc Ofi
f ce
DESCR I PTIO N
9/19 -912312004 Seallle; W A. Federal Judkial S..runar
FINANCIAL DISCLOSURE REPORT
Nrune orPtrSOn R epo
rti ng
DateofRepon
Fro Sl , Gregory L
V. GWfS.
s19noos
(Includes those 10 sp0use and dependent children. Seepp. 28·3I ofinstruc1ions.)
0 NONE - (No such r<p0nable gifts.)
DESCRIPTION
SOURCE
I.
VJ. LIABILffIES.
D NONE
-
(Includes !hose ofsp0use aod depeodeo1 children.
(No reponable liabilitico.)
DESCRIPTION
CREDITOR
I.
See pp. 32-34 ofinslructions.)
Bank FirSl National
Conuncrcial
rta
l es tate mortgage on undevelopedcommercial real estat e
YALVECODE
J
FINANCIAL DISCLOSURE REPORT
Frost,
VIL lNVESTI\1ENTS and TRU STS
-
i ncome ,
Gregory 1.,
8.
c.
Jnoomeduring
Oc:scripricmofA$$tt$
(includill6 lMI 8SStlS)
(No rtp«\able incon>c, A$$CU, (Jr"
I.
Fu.t Merit Corp. Commo
n Stock
2.
Coro.ing IJJc .
3.
JnteJ Corp. Common Stock
4.
Nor
el
t Nctwodcs Colp. C mmo
o
k
n Sioe
s.
Viatel Joc . Common St oc k
6.
So loman Smith Barney· Citibank Aecouot
7.
""°""'gperiod
(2)
(I)
T>1>e {C'.
div. ttnt. °'"
Code l
(A•H)
Yalu<
Cod•2
(l·P)
int.)
(2)
(Q-W)
Type (e.g.
bvy.st!J,
mttger,
redecuplion)
Partial Sale
u
None
J
u
{);vidcod
J
u
Nono
J
u
None
J
u
A
lotercst
J
T
Soloman Smith Barney · Ciul>ankJoint Account
A
lnt
erest
K
T
8.
State Transporta tin
o
A
lnteres•
1
T
9.
U niversal ICl'Cdit Unio n - Savings A
cco unt
A
ln
tertst
J
T
lO.
nal Bank Checicing Aocou.ol
Park N atio
Nooe
1
T
1 1.
Park National
Bao.Jc Checking Accoun
t
N
or.i
e
J
T
12.
Soloman Smith Barney· IRA Aocount
A
Interest
1
T
13.
W .K. Fros
D
Distribotion
M
u
14.
Hy
droseec! Plus·
E
r>; stri otion
b
L
w
JS.
Cla yton Land H
o
l dings, I.LC a
p
pra i sed 3/1 5/00
None
L
Q
1 6.
QualC<lllllD Inc. Common S
t ock
None
J
u
1 7.
S hrimplin ill .. Oil w ell
A
Royalty
1
w
18.
Defcm:d Comp.
A
Interest
J
u
A
Commo • Stock
.
•
A
Credit Union
C
l
o
sel y h
eld stoc k
owned portnenhip
.. AJM ConstelJ>tion
l. lncoroe/O:ifu Cocles·
{S..Column<BI andDI)
2 vah.le Codc!t:
(See CoJurorusCl ind 03)
A -St,000 «less
B
=Sl,001·$2,500
( Sec Coluffl " Cl)
c
= $l,SOl·S5,000
111 • Sl.000,00l-S5,000,000
p
.. sso.001.s100,ooo
G =SIOO.OOl·$1,000,000
J
- SIS,000 ock$:s
' = m.001.sso.ooo
L
0 , SJ00,00I·Sl,000,000
Pl -Sl.OOO,OOl.S.S.000.000
N • siso.ooo.ssoo.ooo
p; • m.000.010 .s;o. ooo,ooo
3. V:ilua�ftlbodCodes
(2)
Date:
Mootll-
Day
(4)
3
(
)
v.i.,.
G3"1
Code 2
Code
l (A·
O·P )
'"
(S)
Jdeoti1yof
buyetf$tlla-
(ifprivate
uansaction)
boas)
J
Inc
f
I not CX ef!lM ftom cli
sc lo6ure
(I)
Vatt:e
Method
Code3
Dividend
Emplo
yees
Soc pp. J4.S7 o f fJl iug instructioM. )
0.
Transactioos duringrepo.rtingpenod
Gross value •t c:nd of
tt:portiag period
(l)
DNONE
1 9noos
s
...a hle. IJ'anScatioos (10Ctudd tboseoftbe spo14e • od dependent e h 1 "' rm.
A.
Pbce "(X)"' :iit.ere:ichass:trex�
ftoCDprior
epo rt
Da t e ofR
Name ofPcrsQn Reporting:
Page 1 of2
-sso,001.s100.ooo
seu
0 7/04
OS /04
R
u • Book V alue
v =0.bcr
a
s
Vi.'
-Assessment
•
:;1
E. imattd
D = SS.001-Sl .OOO
M • Sl00,00l·S250.000
P2 -$S.000,00l·S25,000, 000
T
-Cas"1arkct
B
J
112 • �101ethan S5,_000,000
Pol =1?-ion: Iha!! $$0,000,000
Cosl (Re:i.1 Esta1e- Olity)
Q _..Appraisal
K
A
E
-s1s.001.sso,ooo
FINANCIAL DISCLOSURE REPORT
n
cpo
03te of R
Nam e ofPers on Reporting
Page2 of2
F=t, Gn:gory l.
VU. INVESTMENTS and TRUSTS
- in�, wlue,
8.
11'00mtd'llnllS
._,mg pcrio<I
A.
Dcsietiptioo OfASSC'ls
(iacluding uust assets)
( I)
Plaoc "(X)" aftereacha�1�xtmpt
&ompriordiscloslJtC
Amotml
Cod< 1
{A·H)
- Fidelity Contrafund
1 9.
Deferred Comp.
20.
Deferred Comp.
21.
Defcm:d Comp.
22.
Defemd Comp.
Growth
23.
Defemd Comp.
Index
24.
912005
51
tr..IJl5t;Jil100$(i:nc.ludes those ofthe spouse and dependeot<:hildrcn. See l)p. 34.
S7offiling instructions. . )
c.
(1 )
(2 )
Value
T)'
p
t (e.g.
div. mit.
itl t. )
Codc2
{J-P)
Val1.lC
�fcchod
Codel
(Q-W)
lnten:st
I
u
A
eres t
Int
J
u
A
lntcrcst
I
u
Vanguald lnlematiODal
A
Inte rest
J
u
Vanguard lnstirulio.oal
A
IJ)tefCSI
J
u
Adt.ran Jnc . Common St
ock
N o ne
J
u
25.
Ramp Cotp - Medix Resources In
c.
Nooe
J
u
26.
.Bristol Mers Sq uibb ConuoonSt ock
Divi end
d
I
u
e
No
n
J
u
None
K
w
A
lnten:st
J
T
A
ln tcn:st
J
T
- l.32ard Small Cap
27.
Guaranteed Rcruro
p
m
.
Defemd Co
if004 excmp t ftom
(I)
'type (e.g.
btly, tell,
mt.l'gt't.
""''""';,•I)
Cl)
°'"'·
�1ontb.
O,y
(3)
(4)
V•luc
°""' 2
(J- P)
03.in
°""'
I (A·
"'
Sell
0 1/04
J
A
Sdl
0 1/04
J
A
. ,,,.,
{S)
Jdct1tiiyor
.
.
,,
.
(iiprivate
lrn.."ISICCion)
Option
2 8.
Mic h
elina Cond
i) Project .. Coeoa Beach . F L
29.
ti n Federal Bank
Planta o
3 0.
A
y
TtamactiOIU dl.trina rcponin$: period
(2)
A
Janus Fund
D.
Croa"'alue a1tod of
o
P tting pe
riod
·•beck:ini Account
P lantatio o Federal 'B ank
oney Market
Account
I. Income/Gain CodeS:
(See C
Bl and 1).1)
A
B
=Si,001.sl,500
c
f -s;o,001.s100.ooo
G
=$100.001-Sl,000,000
Ill -Sl.OOO.OOl-55,000,000
l. V11lue Codes:
.. SJS,000 orlef!
(See Columns Cl and OJ)
N - rno,001).SSOO.ooo
P'3
... s2s,ooo.001.sjo.ooo.ooo
3. ValueMethod Codes
Q
•
(Sec Co luml) C\
u
•
l
-s2.so1.s3,ooo
=Sl.000 or kss
= S50.00l.SIOO,OOO
K =$15,001-SSO,OOO
0 =S>OO.OOl·Sl,000,000
Pl =Sl.000,001.SS.OOO.OOO
D =S5,00l.$1S.OOO
112 -More than ss.000.000
M -s100,001..s1so.ooo
P2 -ss,ooo,001.s2s.ooo.ooo
Pol =S�lorc than$50,000.000
Appn11.sal
R =CoSI{Real Esl31e Only)
$
6ook Vth
.lC
v -Olbcr
W
= Asscssmn'lt
•
Eslimated
T
=CaMi:ad"Ct
E
= SIS.OOl.SS<l,000
FINANCIAL DISCLOSURE REPORT
D.:ite ofReport
Name ofPerson Reporting
Fros
Gregol)' L
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS
S/912005
( "' "'partofR,'1'(><1.)
FlNANCIAL DISCLOSURE REPORT
NameofPerson Reporting
Date ofRcJ)ort
Fros� 0rc&ory L
51912005
IX. CERTIF1CATION.
l certify that all infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if
any) is nccurate, true, and complete to the best o f my knowledge and belief, and that any infonnation not reponed was withheld
because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been
reported are in compliance \\i th the provisions of 5 U.S.C. § 501 eL seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Da1e._
.._.
.s;
}
9
,..:
f6
.5
....
._ ""
""
Signn
rure'----
_
_
_
_
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL Y FALSIFIES OR·FAILS TO FILE THIS REPORT MAY
BE SUBJECT TO CIVlL AND CRIMTNAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original
and 3 additional copies to:
Committee on Fi11nncial Disclosure
Admillistrative Office ofthe United States Courts
Suite 2·301
One Columbus Circle, N.E.
Washington, D.C. 20544
A fr1 END£ D
•.
FINANCIAL DISCLOSURE REPORT
A0-10
R.ev.112004
.
FOR CALENDAR YEAR 2004
Frost, Greg
o
ry L
U.S. Dist. C t ,
(Article 10 Judg.es i ndicate active o r seni
o
mJgistratejudges indicatefull· orp.'.ll't·time)
4 . Tide
0 ........
0 Wtial
6.
Reporting Period
Dat e
111/2004
..l
G> Ann
to
QF!nol
12/31 /2004
with applicable Jaws and regulations.
SS Mascolli Boulevard
Reviewing Officer
Colurobus, Ohio 43215
.
"..
. g•
·:" IMPORTANT NOTES:
-:i
:r.
"'' ;
;:
.
L POSIDONS.
,.' ...
.
.
The inslJU c
tions acco mpanying
reportable informa tion. Sigo on
where you ba
rve no
•
7123/2005
modifications pertaining thereto, it is, inmy opinion, in co1npliance
349 U.S. Courthouse
NONE
S.Dist.ofOhio
8. On tb
c basis of the inform:i.t i
o
n eootaioed in this R epo
rt and any
7. CbambetS or Office Addo:ss
0
3. Date orReport
S . RqxlrtType(cbeckappropriate rype)
r sutus;
Di.strict Jodge
,
,
(5 u.s.c •pp.§§ 101-111)
2. Court or Organilltion
I. Person Reporting (La.st n:.'lme, First name.. Middle inilial)
L
!!'.<
Report Rcqttlttd by lh.c Ethics
in GOl>'CtDmcnt Act or J.178
...
.
.
.·
this form m\Lrt be foUo
wcd.
.
.-:3
-·'
Complete all parts, cbccldng t:be N ONE box f
or
.
.
.
.
ea
c h pa.rt
.
ast pa g e.
l
1. -...--
..
-
Date
.
.. .. '
. ;;
. ,
'.•._.
.,;
..
._ :
-.:;.· ;',,,
..
.
,..
(Notq><>"3blcpositiom.)
NA
M!
Of
! ORO
ANIZATIONJENI
ITT
I.
PartDcr
HydrosecdPl
2.
DirectorI Sll=lwlder
W .K. Frost, lnc.
_. owned coq>rao tion)
3.
IL
AGREEMENTS.
0
NONE
-
(Reporting U.clividual oo.ly; •ee pp. 14-16 offil i ng iosttuco
u ns)
(No rcportnbl•ogrecmcot s.)
PARTIES
AND
TERM
S
-----·-
Pu
p lo
yees R
etiremen
t Sys r em of O hio, pensio npla
n as a rcsu.lt offormer p0sitionas state co
urt judge.
b licEm
03/01/03
I.
·-
.,
_ ___
_
__ _
---·
·
-
-- ----
-
---:.-----------···------
ft;
..
efif'"·. :;;,:
,•
---:
•'
'·
-a
- _..,-.U
" 'r-".
(Reporting illdividuaiooiy; secpp. 9-13 offiling instructions)
POSITION
·"-'
vf t
-
<
m
0
FINANCIAL DISCLOSURE REPORT
N 1une of Penon
Rep<>rting
frost. Gregory L
I1L NON-INVESTMENT INCOME.
IAlte ofRqx>rt
112312005
(Reporting individWll aoospou.se; sec PP. 17-2• offiung instructionoJ
A. Filer's Non-Investment Income
0 NONE
·
(No repo�ablenon-invcstrncot income.)
SOURCE ANDWE
DATE
GROSSJNC0\1£
(youri. oot spouse'$)
Frost, Inc. (direclO(s fee)
I.
2004
W. K.
2.
2004
Hydroseed P lus (partnership income)
3.
2004
Ohio Publi
c Emplo)'«S Rcrln:meot Sys tem (pension)
S3,000 . 00
SI0.000 . 00
$4
6 , 60 3
B. Spouse's Non·lnvestment Income -(Ifyou.weremarried during anyportionoft.bereportingyear. please completethis section. Dollaram::iunt
not required exceptforhoooraria.)
0 NONE
-
(Noreporta1>Ieoon-iovestn1<0tincomel
SOURCE ANDme
I.
Stateof Ohio, O hio Board of Regen
ts-
2004
Hydroseed Plus
saJ.uy
own<d partDcnbip)
IV. REIMBURSEMENTS -u.nsportation, lodging. food. eotertainm"1ll.
(�lodes those to spouseand dq>eodentcluldren.
0 NONE
-
See pp. 25-27 ofinstructions.)
(Nosuclucponablemmbunements.)
DESCRll'T!Q
N
SOI
J
RCE
I.
Adtninistrative Offi ce
1 1 9-9
9
12312004
Seatlle, WA. Fed=! Judicia l SemUi.ar
FINANCIAL DISCLOSURE REPORT
Name ofPason Reporting
C>atc orReport
71231200$
(Includes t hose 10 spouse and dependent cbildron.
V. GIFTS.
!ill NONE
•
(Nosuch
Secpp. 28-31 ofinslructions.)
blccifts.)
DESCRIPTION
SOURCE
I.
VJ. LIABILITIES. (lncludcsthoscofsp0usc and dcpeodcntchildren.
0 NONE
.
CR6Q([QR
I.
Secpp. 32-34 ofinstruclioos.)
(Non:ponableliabiliaes.>
·
BackFi<SI Natioml
QESCRJPIION
Commcn;ial real estate mortgageo
n
undeveloped c omm ercial rc:al e-state
VALV
ECODE
J
FINANCIAL DISCLOSUR E REPORT
Na me otPerson Rcponing
Pnge 1 of2
Fros
Da te of Report
Grego zy L
12005
7123
. VU. JNVEST IENTS and TRUSTS
A.
a
assdCKmpt
Place *(Xt :i.ftcr
ftom ptiardisclolul't'
2)
(
"""""'
Code I
(I)
vai...
Cod<2
(J-P)
,,,,. c ..
div. rent. or
int.)
(A-H)
(2)
Voluo
J.fdbod
Code)
(Q-W)
FirstMerit Oxp . Common SIDC
k
Dividend
J
T
2.
Corn
ing Inc . Common Stock
Nono
J
T
3.
Intel Cotp, Commo n Stock
Dividend
1
T
4.
Nortel N c:tworlcs Colp. Common Slock
Nooe
J
T
s.
Viatcl Inc. Common SIDCk
None
]
T
6.
mith
Soloma n S
A
Interest
J
T
7.
Solma
o
n Smith Barney . CinOank Joi.DI Aecou.nt
A
Ioteresr
K
T
8.
S1a1c Transponation Emp
o
l Y= Credo Union
A
lnrcn:sr
]
T
9.
Universal ICm:lit Union - SavinpAccount
A
ln!cn:sl
J
T
1 0.
Puk Nat io
nal Bank O> c:clcing Acc<u n
l
Non e
J
T
11.
P>d Na
tional Bank O>cckina A_,,,.
None
J
T
1 2.
Barney- IRA Accou nt
Solomall milh
S
A
ln!cn:st
J
T
13.
W.K. Fro<t, 1oc. - Clooely held stock
D
Distribution
M
u
14.
Hydroseed Plus
6
m"butioa.
Di s
L
w
IS.
Clayton Und Hol
d inp, U.C app
raised
None
L
Q
16.
Qualcomm Inc . Common Srock
17.
Sbrimplin#l-()ilwcll
I&.
Deferred Comp
A
.-,wncdpanncnhlp
(See ColL'l'llDS B1 and 04)
ood DJ)
3/IS.UO
None
AIM CoDSlcllatioo
A •.SI,()(Jl)orkss
f
J
l. v�tue Codes:
N
P3
3. Vattte �fclhod Codes
A
Barney- CitibackAccount
I. hKomcJGain Codes:
Stt Column C2)
(
T
fnot extrr-.ptfrom1
ur Jos ure
1
(I)
Typo (e ...
buy, 1
m er.
redcmptiocl)
..
(2)
Date:
Month·
Day
(3)
(4)
Value
Code2
Gain
Code
t CA-
(J-P)
"'
(S)
Jdc:otityor
bu:�'$Cllet
(ifpriwho
tr.ms:aclioo)
{No rqx:ir1abh inoomc,UKCS. ori:ramaetions)
I.
{S.• Colum:>sCt
D.
TIWIACtionsduringreportingperiod
Gross V91uc •tel'ld of
«p0<1ingP< riod
«porting period
(I)
DNONE
c.
£:ncoinedtrlllg
.Dcsc:riplion ofAssets
(irxh.adiQC;tr'mlOlssds)
•
SS0,001..$11)1),000
B
K
S2S0,000.$l00,000
,.$2S.OOO,OOJ..sso,000.000
0
•
A
Royalty
J
w
A
hltcrcst
J
T
•Sl,001-$2,SOO
() -sJ00,001.Sl,000,000
•SJS,OOO«ks.s
Q - AjJrnisal
R
U • Bo\'.
o VMite
v
T
•SJS,001.SSO,OOO
S.S00,001·Sl,000 ,000
•
c
-$2,.50I..SS.ooo
HI •$1,000,001.SS,OOO,OOO
L
.PJ
PartialSale
117/04
(Real Esu-tc Oclly)
•Otllc<
s
Sell
OS/04
D - S.5.00l-SIS,000
R2
•
M-ore Uwt SS,000,000
$50,001 -SIOO,OOO
M -s100,001-s2so,ooo
-=
Sl,OOO,OOl·SS,000,000
l'2 =SS,000,001..slS,OOO,OOO
-Al.sc:SSlllCllt
T
•
Casb/M'..aikd
A
]
•
Vi.'- l!:sfwatcd
B
.
P4 •SMororhon S$0,000,000
•
K
E
• SJS,001.SSO,OOO
FrNANCIAL DISCLOSURE REPORT
Naine of P aron Reporting
P,age2 of2
fros Grego ry L
VII.
INVESTMEl'lTS and TRUS'IS
B.
lDCOlat during
reportiQg period
0-..saiption orAssds
(iuel\lding tMI �&$)
(I)
Place "{X )• aftert:teh:!Ski ex.empt
Co& I
(A•fl)
&ompriordl$clo&w'e
DefemdComp
d
Fidd.iryContrafim
20.
Dcfcm:d Comp. I
I
21.
Dcf
cm:d Comp .
22.
23.
• Janus Fund
- Luard Small Cap
Def<n<d Comp.
-·Growth
oal
'-rnatio
v
Dcfemd_Comp.....Vanpud IDstitutional
c.
D.
dt.!T&.,g reportiilgperiod
tqX'l ni l'lg periOO
(2)
( I)
v.w.
Cod<2
(J.r)
()
2
V2.lue
Method
Cod.el
(Qo\V)
A
Inte:rtst
J
T
A
Interest
J
T
A
Interest
1
T
A
lntctcst
J
T
A
ln "'1l:$t
J
T
t 1$C lo suro
11:iot
1 exempt fi'o l'td
(I)
T)pe (e.g.
buy.$ell.
,..,.,
...
redcmptkltl)
(2)
Dai.:
f.ionlhDay
(3)
(4)
VaJi»e
Co.k l
l(
•P
)
Goin
coo.
I (A·
"'
(l)
Identity or
buyer/;e.ilcr
(ifprivate
tra.llSadJo,u)
Index
24.
Adlno Inc . Common Stock
NOne
25.
Ramp Corp - Modix R OS<>Ul«S Inc.
N ooe
26.
B
ris iolMyers Squibb Co
mmo
n Sto<I;
27.
Deferred
2 8.
See pp. 34- 57 of
fi ling instruc t
io
ns . )
Gross vaJllC atcod of
Typo c ..
div. rcot. or
int. )
Repon
1123 12005
- 1t1e omc , va!ue, !.tanseatioas (ir.dudies llOSe o f the: spouse -S dcpc:Ddcn
t c:
A.
1 9.
Dale o f
OpOoo
A
Co ndo Proj ect
29.
Pwuation Federal Bank
30.
flana
l tio
n Federal Bank
Account
•
A
Account
S cll
01/04
J
A
Sell
01/04
]
A
Casb
07/04
]
07/04
]
T
T
No
ne
]
T
None
K
w
lnterts1
J
T
Cocoa B each, FL
-.=:llcc
ldng
1
Dividend
Comp.--Gwmntccd Rdum
II
T
OePo$it
I. bcorntl'OaioCodes:
{SceCoJ111nlJ$Dl
:uid04)
2. VAii# Codes:
(SeeCohlcms Cl ud03)
o
ry;y Marl<tt
A
= SJ.001-$2.500
A -Sl.000ot leS3
B
F
-sso.001.stoo.ooo
CJ =SJOO.OOl-SJ,000.000
•SIS,OOOotkss
N - s2so.ooo..ssoo.ooo
..
( Sc< eo 1
m 11
Cl)
c
T
• Sl.lOl.SS.000
•
Cash
Deposit
D •Sl,OOJ.SIS,000
Rl -sr,000.001..s.s.ooo,ooo
H2 • MoretMn ss.000.00;0
K , SIS,001-SS0,000
L
-sso.001-5100.000
M •S.J00,00t-S2SO,OOO
0 .. ssoo.001.sr.000,000
Pl
., Sl,000,001...SS,OOO,OOO
n -ss,ooo.001.s2s,ooo.ooo
P-1 =SMore dtlo sso.000. 000
P3 - s2s,ooo.001.sso.000.000
3. Value l\.iethod Code$
J
lntcn:51
=Cos!(R<>l Esw•(loly)
Q •Ap;ni�
R
lJ • Book V3
)11e
v •Olhi.."t'
s
=Assessmeru:
V
1 i n 1siod
\ • Es
T ""Cas�'Wkd
E
-sis.001..sso.ooo
FINANCIAL DISCLOSURE REPORT
03tc ofReport
71231200$
VID. ADDJT[ONAL INFORMATION OR EXPLANATIONS
(Indicace partatReport.)
The2003 Fil1Jl!ICial Oiseloourc Report listed "Uodcvdopcd Propcsfy Gcorgdown, S.C." in Pan VII. line 33. That item has been ddetcd from the 2004
report bccall$ewe coostruc:tcd ahouse onthepropcny and it is oow apersonal residence which is not r=tod to third parties. Consequently, itsboold not
nowbe reported punuant to Filing �tioos, Security Issues (3).
.. .
. ·"
1''INANCL>\.L DISCLOSURE REPORT
NameofPc=n Reporting
Dale of Rep
Cllt
FTQs� G"'gory L
7123 fZ 005
IX. CERTIF1CATION.
I certify that all information given above {includiog information pertaining to my spouse and minor or dependent children, if
any) is accurate, true, and complete to the best ofmy knowledge and belief; and that any information not reported was withheld
because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been
reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
_. -P'b,""-l'-'
/ef
=----
Date_
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY
BE SUBJECT TO CNIL AND CRll\fINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office ofthe United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544