1. No category


UBS AG
Postfach
8098 Zürich
Group Operations / Securities
www.ubs.com
Market USA
SWIFT Usage Guide
Settlement Formatting Specialities
Formats are compliant with SWIFT Standard release 2013
Classification
Date
Version
Status
Document ID
Generally accessible
18 December 2014
1.7
Released
USA_Swift

Generally accessible
Market USA
ISO 15022
Table of Contents
1.
1.1
1.2
1.3
1.4
General ........................................................................................................................................................................................................................ 5
Field 94/95 Format Options............................................................................................................................................................................................ 5
Legend........................................................................................................................................................................................................................... 5
Additional Information about the pattern ...................................................................................................................................................................... 6
Status ............................................................................................................................................................................................................................ 6
2.
2.1
2.2
2.3
2.4
Domestic DTC .............................................................................................................................................................................................................. 7
MT540 Receive free (RFP)............................................................................................................................................................................................... 7
MT541 Receive against payment (RVP) .......................................................................................................................................................................... 8
MT542 Deliver free (DFP) ............................................................................................................................................................................................... 9
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 10
3.
3.1
3.2
3.3
3.4
Domestic via Clearstream Lux ................................................................................................................................................................................. 11
MT540 Receive free (RFP)............................................................................................................................................................................................. 11
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 12
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 13
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 14
4.
4.1
4.2
4.3
4.4
Domestic via Euroclear ............................................................................................................................................................................................. 15
MT540 Receive free (RFP)............................................................................................................................................................................................. 15
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 16
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 17
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 18
5.
5.1
5.2
5.3
5.4
BBH In-house ............................................................................................................................................................................................................. 19
MT540 Receive free (RFP)............................................................................................................................................................................................. 19
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 20
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 21
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 22
UBS AG, Version 1.7, Released, 18 December 2014
Page 2 of 52

Generally accessible
Market USA
ISO 15022
6.
6.1
6.2
6.3
6.4
UBS In-house ............................................................................................................................................................................................................. 23
MT540 Receive free (RFP)............................................................................................................................................................................................. 23
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 24
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 25
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 26
7.
7.1
7.2
7.3
7.4
SIX SIS In-house......................................................................................................................................................................................................... 27
MT540 Receive free (RFP)............................................................................................................................................................................................. 27
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 28
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 29
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 30
8.
8.1
8.2
8.3
8.4
Fedwire for Treasury bonds and notes................................................................................................................................................................... 31
MT540 Receive free (RFP)............................................................................................................................................................................................. 31
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 32
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 33
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 34
9.
9.1
9.2
9.3
9.4
Fedwire for Treasury bills ........................................................................................................................................................................................ 35
MT540 Receive free (RFP)............................................................................................................................................................................................. 35
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 36
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 37
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 38
10.
10.1
10.2
10.3
10.4
Fedwire via Clearstream Lux ................................................................................................................................................................................... 39
MT540 Receive free (RFP)............................................................................................................................................................................................. 39
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 40
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 41
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 42
11.
11.1
11.2
11.3
Fedwire via Euroclear ............................................................................................................................................................................................... 43
MT540 Receive free (RFP)............................................................................................................................................................................................. 43
MT541 Receive against payment (RVP) ........................................................................................................................................................................ 44
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 45
UBS AG, Version 1.7, Released, 18 December 2014
Page 3 of 52

Generally accessible
Market USA
ISO 15022
11.4
MT543 Deliver against payment (DVP) ......................................................................................................................................................................... 46
12.
12.1
12.2
DRS ............................................................................................................................................................................................................................. 47
MT540 Receive free (RFP)............................................................................................................................................................................................. 47
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 48
13.
13.1
13.2
DWAC ......................................................................................................................................................................................................................... 49
MT540 Receive free (RFP)............................................................................................................................................................................................. 49
MT542 Deliver free (DFP) ............................................................................................................................................................................................. 50
14.
Physical Deliveries .................................................................................................................................................................................................... 51
15.
Disclaimer .................................................................................................................................................................................................................. 52
UBS AG, Version 1.7, Released, 18 December 2014
Page 4 of 52

Generally accessible
Market USA
ISO 15022
1.
General
1.1
Field 94/95 Format Options
Field 94/95
Option A
Option B
Option C
Option E
Option F
Option P
Option Q
Option R
1.2
Format Options
(Qualifier)/(Account number)
(Qualifier)/(Data Source Scheme)/(Code)
(Qualifier)/(Country Code)
(Qualifier)/(Narrative)
(Qualifier)/(Place of Safekeeping)/(BIC)
(Qualifier)/(BIC, Bank Identifier Code)
(Qualifier)/(Name and address)
(Qualifier)/(DSS, Data Source Scheme)/(Proprietary Code)
Legend
Abbreviations
BIC
BUYR
DEAG
ID
PSET
REAG
SAFE
SELL
TEXT
Explanation
ISO Bank Identifier Code
Buyer
Delivery agent
Participant Identification
Place of Settlement
Receiving agent
Place of Safekeeping or Safekeeping Account
Seller
Free text format structure
UBS AG, Version 1.7, Released, 18 December 2014
Page 5 of 52

1.3
Generally accessible
Market USA
ISO 15022
Additional Information about the pattern
Fields entry
Black & Bold
Blue & Bold
1.4
Explanation
Content non-variable
variable
Status
Abbreviations
C
M
O
Explanation
Conditional
Mandatory Field
Optional
UBS AG, Version 1.7, Released, 18 December 2014
Page 6 of 52

Generally accessible
Market USA
ISO 15022
2.
Domestic DTC
2.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/DTCYID/ID
:95P::SELL//BIC
or
:95R::SELL/DTCYID/ID
or
:95Q::SELL//Text
:97A::SAFE/Number
Place of Settlement
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
O
•
•
M
•
Identifying the seller by use of text format
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 7 of 52

2.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/DTCYID/ID
:95P::SELL//BIC
or
:95R::SELL/DTCYID/ID
or
:95Q::SELL//Text
:97A::SAFE/Number
Place of Settlement
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
O
•
•
M
•
Identifying the seller by use of text format
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 8 of 52

2.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/DTCYID/ID
:95P::BUYR//BIC
or
:95R::BUYR/DTCYID/ID
or
:95Q::BUYR//Text
:97A::SAFE/Number
Place of Settlement
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
M
•
•
M
•
Identifying the buyer by use of text format
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 9 of 52

2.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/DTCYID/ID
:95P::BUYR//BIC
or
:95R::BUYR/DTCYID/ID
or
:95Q::BUYR//Text
:97A::SAFE/Number
Place of Settlement
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
O
•
•
M
•
Identifying the buyer by use of text format
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 10 of 52

Generally accessible
Market USA
ISO 15022
3.
Domestic via Clearstream Lux
3.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00908
:95P::SELL//CITIUS33XXX
or
:95R::SELL/DTCYID/00908
:97A::SAFE//089154 CSCNumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 11 of 52

3.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00908
:95P::SELL//CITIUS33XXX
or
:95R::SELL/DTCYID/00908
:97A::SAFE//089154 CSCNumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 12 of 52

3.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00908
:95P::BUYR//CITIUS33XXX
or
:95R::BUYR/DTCYID/00908
:97A::SAFE//089154 CSCNumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 13 of 52

3.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00908
:95P::BUYR//CITIUS33XXX
or
:95R::BUYR/DTCYID/00908
:97A::SAFE//089154 CSCNumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 14 of 52

Generally accessible
Market USA
ISO 15022
4.
Domestic via Euroclear
4.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00902
:95P::SELL//CHASUS33XXX
or
:95R::SELL/DTCYID/00902
:97A::SAFE//G54115 EURONumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 15 of 52

4.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00902
:95P::SELL//CHASUS33XXX
or
:95R::SELL/DTCYID/00902
:97A::SAFE//G54115 EURONumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 16 of 52

4.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00902
:95P::BUYR//CHASUS33XXX
or
:95R::BUYR/DTCYID/00902
:97A::SAFE//G54115 EURONumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 17 of 52

4.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00902
:95P::BUYR//CHASUS33XXX
or
:95R::BUYR/DTCYID/00902
:97A::SAFE//G54115 EURONumber
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 18 of 52

Generally accessible
Market USA
ISO 15022
5.
BBH In-house
5.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00010
:95P::SELL//BIC
or
:95R::SELL/DTCYID/00010
or
:95Q::SELL//Text
:97A::SAFE/Number
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
•
•
•
Identifying the seller by use of text format
Identifying the 7 digit account number of the instructing party with BBH
Identifying the place of settlement
Page 19 of 52

5.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the delivering agent by use of the 5 digit participant ID
•
Identifying the seller by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/00010
:95P::SELL//BIC
or
:95R::SELL/DTCYID/00010
or
:95Q::SELL//Text
:97A::SAFE/Number
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
Identifying the seller by use of the 5 digit participant ID (repeat DEAG)
•
•
•
Identifying the seller by use of text format
Identifying the 7 digit account number of the instructing party with BBH
Identifying the place of settlement
Page 20 of 52

5.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00010
:95P::BUYR//BIC
or
:95R::BUYR/DTCYID/00010
or
:95Q::BUYR//Text
:97A::SAFE/Number
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
•
•
•
Identifying the buyer by use of text format
Identifying the 7 digit account number of the beneficiary with BBH
Identifying the place of settlement
Page 21 of 52

5.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
Notes
•
Identifying the receiving agent by use of the 5 digit participant ID
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/00010
:95P::BUYR//BIC
or
:95R::BUYR/DTCYID/00010
or
:95Q::BUYR//Text
:97A::SAFE/Number
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
Identifying the buyer by use of the 5 digit participant ID (repeat REAG)
•
•
•
Identifying the buyer by use of text format
Identifying the 7 digit account number of the beneficiary with BBH
Identifying the place of settlement
Page 22 of 52

Generally accessible
Market USA
ISO 15022
6.
UBS In-house
6.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the delivering agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/SCOM/CH100025
or
:95P::DEAG//UBSWCHZH80A
:95P::SELL//BIC
:95P::PSET//UBSWCHZH80A
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
•
Identifying the delivering agent by use of the BIC (8 or 11 digits)
Identifying the seller by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 23 of 52

6.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the delivering agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/SCOM/CH100025
or
:95P::DEAG//UBSWCHZH80A
:95P::SELL//BIC
:95P::PSET//UBSWCHZH80A
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
•
Identifying the delivering agent by use of the BIC (8 or 11 digits)
Identifying the seller by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 24 of 52

6.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the receiving agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/SCOM/CH100025
or
:95P::REAG//UBSWCHZH80A
:95P::BUYR//BIC
or
:95Q::BUYR//Text
:97A::SAFE//Number
:95P::PSET//UBSWCHZH80A
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
Identifying the receiving agent by use of the BIC (8 or 11 digits)
Identifying the buyer by use of the BIC (8 or 11 digits)
M
M
•
•
•
Identifying the buyer by use of text format
Identifying the account number of the beneficiary with UBS
Identifying the place of settlement
Page 25 of 52

6.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the receiving agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Place of Settlement
:TAG::Field//Option/
:95R::REAG/SCOM/CH100025
or
:95P::REAG//UBSWCHZH80A
:95P::BUYR//BIC
:95P::PSET//UBSWCHZH80A
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
•
Identifying the receiving agent by use of the BIC (8 or 11 digits)
Identifying the buyer by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 26 of 52

Generally accessible
Market USA
ISO 15022
7.
SIX SIS In-house
7.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the delivering agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
:TAG::Field//Option/
:95R::DEAG/SCOM/ID
Seller
Place of Settlement
:95P::SELL//BIC
:95P::PSET//INSECHZZXXX
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
Identifying the seller by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 27 of 52

7.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the delivering agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
:TAG::Field//Option/
:95R::DEAG/SCOM/ID
Seller
Place of Settlement
:95P::SELL//BIC
:95P::PSET//INSECHZZXXX
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
Identifying the seller by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 28 of 52

7.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the receiving agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
:TAG::Field//Option/
:95R::REAG/SCOM/ID
Buyer
:95P::BUYR//BIC
or
:95Q::BUYR//Text
:95P::PSET//INSECHZZXXX
Place of Settlement
UBS AG, Version 1.7, Released, 18 December 2014
M
•
Identifying the buyer by use of the BIC (8 or 11 digits)
M
•
•
Identifying the buyer by use of text format
Identifying the place of settlement
Page 29 of 52

7.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
Notes
• Identifying the receiving agent by use of the 8 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
:TAG::Field//Option/
:95R::REAG/SCOM/ID
Buyer
Place of Settlement
:95P::BUYR//BIC
:95P::PSET//INSECHZZXXX
UBS AG, Version 1.7, Released, 18 December 2014
O
M
•
•
Identifying the buyer by use of the BIC (8 or 11 digits)
Identifying the place of settlement
Page 30 of 52

Generally accessible
Market USA
ISO 15022
8.
Fedwire for Treasury bonds and notes
8.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/USFW/ID
:97A::SAFE//Text
:95R::SELL/DTCYID/ID
or
:95P::SELL//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 31 of 52

8.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/USFW/ID
:97A::SAFE//Text
:95R::SELL/DTCYID/ID
or
:95P::SELL//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 32 of 52

8.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/USFW/ID
:97A::SAFE//Text
:95R::BUYR/DTCYID/ID
or
:95P::BUYER//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 33 of 52

8.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/USFW/ID
:97A::SAFE//Text
:95R::BUYR/DTCYID/ID
or
:95P::BUYER//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 34 of 52

Generally accessible
Market USA
ISO 15022
9.
Fedwire for Treasury bills
9.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/CHASUS33XXX
or
:94B::SAFE//SHHE/6500
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/USFW/ID
:97A::SAFE//Text
:95R::SELL/DTCYID/ID
or
:95P::SELL//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 35 of 52

9.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/CHASUS33XXX
or
:94B::SAFE//SHHE/6500
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
:TAG::Field//Option/
:95R::DEAG/USFW/ID
:97A::SAFE//Text
:95R::SELL/DTCYID/ID
or
:95P::SELL//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the instructing party (as
required from the party mentioned under 95R DEAG)
Identifying the place of settlement
Page 36 of 52

9.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/CHASUS33XXX
or
:94B::SAFE//SHHE/6500
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/USFW/ID
:97A::SAFE//Text
:95R::BUYR/DTCYID/ID
or
:95P::BUYER//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 37 of 52

9.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/CHASUS33XXX
or
:94B::SAFE//SHHE/6500
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
:TAG::Field//Option/
:95R::REAG/USFW/ID
:97A::SAFE//Text
:95R::BUYR/DTCYID/ID
or
:95P::BUYER//BIC
:97A::SAFE//Number and/or name
Place of Settlement
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
•
•
M
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number and/or name of the beneficiary (as required
from the party mentioned under 95R REAG)
Identifying the place of settlement
Page 38 of 52

Generally accessible
Market USA
ISO 15022
10.
Fedwire via Clearstream Lux
10.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/USFW/021000089
:97A::SAFE//CUST
:95R::SELL/DTCYID/00908
or
:95P::SELL//CITIUS33XXX
:97A::SAFE//089154 CSCNumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 39 of 52

10.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/USFW/021000089
:97A::SAFE//CUST
:95R::SELL/DTCYID/00908
or
:95P::SELL//CITIUS33XXX
:97A::SAFE//089154 CSCNumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 40 of 52

10.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/USFW/021000089
:97A::SAFE//CUST
:95R::BUYR/DTCYID/00908
or
:95P::BUYR//CITIUS33XXX
:97A::SAFE//089154 CSCNumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 41 of 52

10.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/USFW/021000089
:97A::SAFE//CUST
:95R::BUYR/DTCYID/00908
or
:95P::BUYR//CITIUS33XXX
:97A::SAFE//089154 CSCNumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number of CBL with Citi and 5 digit CBL account no
Identifying the place of settlement
Page 42 of 52

Generally accessible
Market USA
ISO 15022
11.
Fedwire via Euroclear
11.1
MT540 Receive free (RFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/USFW/021000021
:97A::SAFE//CUST
:95R::SELL/DTCYID/00902
or
:95P::SELL//CHASUS33XXX
:97A::SAFE//G54115 EURONumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 43 of 52

11.2
Generally accessible
Market USA
ISO 15022
MT541 Receive against payment (RVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the delivering agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the seller by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Safekeeping Account
Seller
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/USFW/021000021
:97A::SAFE//CUST
:95R::SELL/DTCYID/00902
or
:95P::SELL//CHASUS33XXX
:97A::SAFE// G54115 EURONumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the seller by use of the BIC (8 or 11 digits).
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 44 of 52

11.3
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Status
M
M
M
Notes
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
•
Identifying the Fedwire account name
•
Identifying the buyer by use of the 5 digit participant ID
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/USFW/021000021
:97A::SAFE//CUST
:95R::BUYR/DTCYID/00902
or
:95P::BUYR//CHASUS33XXX
:97A::SAFE//G54115 EURONumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
M
M
•
•
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 45 of 52

11.4
Generally accessible
Market USA
ISO 15022
MT543 Deliver against payment (DVP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
or
:94B::SAFE//SHHE/5000
Status
O
Notes
• Identifying the local custodian (market) of UBS by use of the BIC
(please use only this BIC).
Annotation: The 4 digit number after the Qualifier SHHE is an UBS internal
depository code for Omnibus-account.
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Safekeeping Account
Buyer
Safekeeping Account
Place of Settlement
:TAG::Field//Option/
:95R::REAG/USFW/021000021
:97A::SAFE//CUST
:95R::BUYR/DTCYID/00902
or
:95P::BUYR//CHASUS33XXX
:97A::SAFE//G54115 EURONumber
:95P::PSET//FRNYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
Status Notes
M
•
Identifying the receiving agent by use of the 9 digit participant ID (ABA)
M
•
Identifying the Fedwire account name
M
•
Identifying the buyer by use of the 5 digit participant ID
M
M
•
•
•
Identifying the buyer by use of the BIC (8 or 11 digits).
Identifying the account number of ECL with JPM and 5 digit ECL account no
Identifying the place of settlement
Page 46 of 52

12.
Generally accessible
Market USA
ISO 15022
DRS
Note: The DTC/DRS limitation is set to 9'999'999 shares per transaction.
12.1
MT540 Receive free (RFP)
Sequence B: Trade details
Field Name
Narrative
:TAG::Field//Option/
:70E::SPRO//DRS request, client
account number, registration name
and/or taxpayer ID
Status
M
Notes
• Identifying the registered person by use of the code word DRS followed by
the account number and the name of the same under which that person is
known to the agent, and or the TIN (Taxpayer Identification Number ) or SSN
(Social security number)
Status
O
Notes
• Identifying the custodian by use of the BIC
Notes
• DSS of DTCC and local number of transfer agent. The local code must
contain 5 characters. (DTCYID is equal to Sel ID) -> List of DRS Participants
• Name and address of the instructing party with the transfer agent (seller in
whose name DEAG is acting)
• Identifying the instructing party's custody account number with the transfer
agent
• Identifying the place of settlement
Sequence C: Financial instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
:TAG::Field//Option/
:95R::DEAG/DTCYID/Number
Status
M
Seller
:95Q::SELL/Name and address
M
Safekeeping account
:97A::SAFE/number
C
Place of Settlement
:95P::PSET//DTCYUS33XXX
M
UBS AG, Version 1.7, Released, 18 December 2014
Page 47 of 52

12.2
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence C: Financial Instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS33XXX
Status
O
Notes
• Identifying the custodian by use of the BIC
Status
M
Notes
• Indicator for physical withdrawal
Status
M
M
Notes
• DSS of DTCC and fictitious number for deliveries via DRS
• Name and address of receiver
Example:
ABC Bank
Securities settlement
Ms. E. Meier
Bankenstrasse 1
CH-8000 Zuerich
Switzerland
• Identifying the beneficiary by use of the full name and address
• TIN (Taxpayer Identification Number) or SSN (Social security number) if US
company/citizen. For a non-US company/citizen quote TIN 999999999
• Country code
Sequence E: Settlement details
Field Name
Settlement transaction
condition indicator
:TAG::Field//Option/
:22F:STCO//PHYS
Sequence E1: Settlement parties  SETPRTY
Field Name
Receiving agent
Buyer
Registration details
Place of Settlement
:TAG::Field//Option/
:95R::REAG/DTCYID/04321
:95Q::BUYR//Text
:70D::REGI//Registration details
M
C
:95P::PSET//US
M
UBS AG, Version 1.7, Released, 18 December 2014
Page 48 of 52

Generally accessible
Market USA
ISO 15022
13.
DWAC
13.1
MT540 Receive free (RFP)
Sequence B: Trade details
Field Name
Narrative
:TAG::Field//Option/
:70E::SPRO//DWAC, account
number and/or registration name
Status
M
Notes
• Identifying the registered person by use of code word DWAC followed by
account number and/or name under which that person is known to the
agent
Status
O
Notes
• Identifying the custodian by use of the BIC.
Status
M
M
M
Notes
• DSS of DTCC and fictitious number for DWAC transactions
• DSS of DTCC and fictitious number for DWAC transactions
• Identifying the place of settlement
Sequence C: Financial instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS3XXX
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/01234
:95R::SELL/DTCYID/01234
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
Page 49 of 52

13.2
Generally accessible
Market USA
ISO 15022
MT542 Deliver free (DFP)
Sequence B: Trade details
Field Name
Narrative
:TAG::Field//Option/
:70E::SPRO//DWAC, account
number and/or registration name
Status
M
Notes
• Identifying the registered person by use of code word DWAC followed by
account number and/or name under which that person is known to the
agent
Status
O
Notes
• Identifying the custodian by use of the BIC.
Status
M
M
M
Notes
• DSS of DTCC and fictitious number for DWAC transactions
• DSS of DTCC and fictitious number for DWAC transactions
• Identifying the place of settlement
Sequence C: Financial instrument/Account
Field Name
Place of Safekeeping
:TAG::Field//Option/
:94F::SAFE//CUST/BBHCUS3XXX
Sequence E1: Settlement parties  SETPRTY
Field Name
Delivering agent
Seller
Place of Settlement
:TAG::Field//Option/
:95R::DEAG/DTCYID/01234
:95R::SELL/DTCYID/01234
:95P::PSET//DTCYUS33XXX
UBS AG, Version 1.7, Released, 18 December 2014
Page 50 of 52

14.
Generally accessible
Market USA
ISO 15022
Physical Deliveries
Please find the formatting guidelines for US securities held in physical form in our processing guide available on the Custody Info Portal.
UBS AG, Version 1.7, Released, 18 December 2014
Page 51 of 52

15.
Generally accessible
Market USA
ISO 15022
Disclaimer
The information contained in this document has been prepared based on publicly available information or information obtained from sources believed to be
reliable. All information contained in this document is subject to change without notice. UBS offers no warranty and accepts no liability that the information
provided is correct, complete and up to date. The information herein is not intended and shall not be interpreted as legal advice. Nothing in this document
should be construed as a solicitation or offer or recommendation to acquire or dispose of any investment or to engage in any other transaction. Certain
products and services are subject to legal restrictions and cannot be offered worldwide on an unrestricted basis.
© UBS 2014. The key symbol and UBS are among the registered and unregistered trademarks of UBS. All rights reserved.
UBS AG, Version 1.7, Released, 18 December 2014
Page 52 of 52