The Journal of Pain, Vol -, No - (-), 2012: pp 1-10 Available online at www.jpain.org and www.sciencedirect.com Effects of Skin-to-Skin Contact on Autonomic Pain Responses in Preterm Infants Xiaomei Cong,* Regina M. Cusson,* Stephen Walsh,* Naveed Hussain,* Susan M. Ludington-Hoe,y and Di Zhang* *School of Nursing, University of Connecticut, Storrs, Connecticut. y Bolton School of Nursing, Case Western Reserve University, Cleveland, Ohio. Abstract: The purpose of this randomized crossover trial was to determine the effects on autonomic responses in preterm infants of longer Kangaroo Care (30 minutes, KC30) and shorter KC (15 minutes, KC15) before and throughout heel stick compared with incubator care (IC). Beat-to-beat heart rate (HR) and spectral power analysis of heart rate variability, low frequency power (LF), high frequency power (HF), and LF/HF ratio were measured in 26 infants. HR changes from Baseline to Heel Stick were significantly less in KC30 and KC15 than in IC, and more infants had HR decrease in IC than in 2 KC conditions. In IC, LF and HF significantly increased from Baseline to Heel Stick and dropped from Heel Stick to Recovery; in 2 KC conditions, no changes across study phases were found. During Heel Stick, LF and HF were significantly higher in IC than in KC30. In all 3 conditions, LF/HF ratio decreased from Baseline to Heel Stick and increased to Recovery; no differences were found between IC and two KC conditions. Both longer and shorter KC before and throughout heel stick can stabilize HR response in preterm infants, and longer KC significantly affected infants’ sympathetic and parasympathetic responses during heel stick compared with incubator care. Perspective: This study showed that KC has a significant effect on reducing autonomic pain responses in preterm infants. The findings support that KC is a safe and effective pain intervention in the neonatal intensive care unit. ª 2012 by the American Pain Society Key words: Pain, skin-to-skin contact, heart rate variability, heel stick, preterm infant. I n the high-tech neonatal intensive care unit (NICU), preterm infants are subjected to an average of 10 to 16 painfully invasive procedures per day, with repeated heel sticks accounting for 55 to 86% of these procedures.11,15,30 Unrelieved pain caused by invasive procedures is associated with detrimental physiologic and behavioral outcomes in all major organ systems, can be life-threatening, and has lasting implications for impairment of biobehavioral outcomes in adulthood.1,22,24,39,46 Although recent advances in neurobiology and clinical studies have demonstrated that preterm infants do experience and respond to pain,6,17,46,53 40 to 90% of infants do not receive Received May 20, 2011; Revised February 15, 2012; Accepted February 26, 2012. Supported by the University of Connecticut Foundation. The authors declare no financial and other conflicts of interest with respect to the research project and authorship. Address reprint requests to Xiaomei Cong, PhD, RN, Assistant Professor, University of Connecticut School of Nursing, 231 Glenbrook Road, U-2026, Storrs, CT 06269-2026. E-mail: [email protected] 1526-5900/$36.00 ª 2012 by the American Pain Society doi:10.1016/j.jpain.2012.02.008 preventive and/or effective treatment to reduce procedural pain.11,30,34,55 Opioids have been found ineffective against procedural pain in preterm infants and are not recommended.4,10 Nonpharmacologic interventions, especially those incorporating parental involvement, are highly recommended but are known to need further investigation.3 Unmanaged procedural pain is a significant problem in most NICUs, and documenting effective interventions to reduce painful experiences in neonates is of utmost importance.9 Skin-to-skin contact, also called Kangaroo Care (KC), is operationally defined as the upright prone positioning of the diaper-clad infant skin-to-skin and chest-to-chest with an adult. Several reports have shown that KC has a powerful effect on reducing procedural pain in preterm infants compared to standard incubator care.12-14,16,19,25,26,28,36 In addition, a recent metaanalysis49 on nonpharmacological management of infant pain shows KC is effective in reducing pain reactivity and improving pain-related regulation for preterm infants. Various durations/doses of KC intervention, the effect of KC on pain response when used for 10 to15 minutes,12,16,19,25 30 minutes,14,26,28 80 min,13,14 or 3 1 2 Skin-to-Skin Contact and Preterm Infant Pain The Journal of Pain Enrollment Assessed for eligibility N = 33 Could not reach mom: n = 3 Refused to participate: n = 1 Non-English speaking: n = 1 Analysis Follow up Allocation Randomized N = 28 Allocated to sequence A* (KC30 – KC15 – IC) n=9 Complete data: n = 6 Missing all data†: n= 1 Missing IC data‡: n = 2 Allocated to sequence B* (KC15 – IC – KC30) n = 10 Completed data: n = 6 Missing all data†: n=1 Missing KC30 data‡: n =2 Missing IC & KC30‡: n= 1 Allocated to sequence C* (IC – KC30 – KC15) n=9 Completed data: n = 8 Missing KC15 & KC30‡: n= 1 Subjects in the final analysis (excluding 2 subjects†): N = 26 Completed data in all conditions: n = 20 KC30 data: n = 22 KC15 data: n = 25 IC data: n = 23 Figure 1. CONSORT diagram of enrollment, allocation, follow-up, and data analysis. *Sequence A: the consecutive study conditions were KC30, KC15, and then IC; Sequence B: the consecutive study conditions were KC15, IC, and then KC30; Sequence C: the consecutive study conditions were IC, KC30, and then KC15. yNo data were collected in all 3 study conditions. zEarly termination of the data collection. hours36 before and through the heel stick, have been studied; all durations have been shown to be effective in reducing behavioral and physiological pain responses. However, the autonomic responses to different durations of KC are unknown, and studies determining the most effective duration of KC for maximum pain reduction in young preterm infants have not been reported. Physiological responses to painful stimuli in infants include increases in heart rate, respiratory rate, blood pressure, intracranial pressure, and palmar sweating, and decreases in transcutaneous oxygenation saturation, vagal tone, and peripheral and cerebral blood flow.39,47,54,60 Although most infants show both behavioral and physiological responses to pain, young preterm infants often respond to pain without concordant behavioral and physiologic measures. Behavioral responses may diminish when acute pain abates, but physiological responses may remain elevated when stress continues.5,54 Therefore, behavioral and physiological indicators should be distinctly measured as pain outcomes in preterm infants. In addition to monitoring infants’ behavioral responses, the measure of KC’s pain reduction ability can be established by determining KC’s effects on autonomic responses. One such autonomic response— heart rate variability (HRV)—is the variation in the R-to-R, or beat-to-beat interval. It is a noninvasive measure of autonomic regulation of heart rate (HR) and is a sensitive index of stress due to pain reactivity. The spectral analysis of HRV is used to determine the frequency content of the fluctuating HR. The spectral power of the low-frequency (LF) band (.04–.15 Hz) primarily represents sympathetic activity with some parasympathetic activity, while the high-frequency (HF) band (.15–1.0 Hz) is related to respiratory sinus arrhythmia and reflects parasympathetic activity. The LF/HF ratio reflects the balance of sympathetic and parasympathetic activities. HRV is a recommended indicator to be examined in response to painful events shortly after birth.20,59 The purpose of this study was to examine the effect on autonomic pain responses in preterm infants of longer and shorter durations of KC before, during, and after heel stick compared to the standard incubator care. Methods Design A randomized cross-over design was used to determine the effect of a longer KC condition (30 minutes of KC before and throughout heel stick; KC30) and a shorter KC condition (15 minutes of KC before and throughout heel stick; KC15) compared with standard incubator care (IC) during heel stick. Mother-infant dyads were randomly assigned to 1 of the 3 sequences of the intervention order: Sequence A with KC30, KC15, and then IC; Sequence B with KC15, IC, and then KC30; and Sequence Cong et al C with IC, KC30, and then KC15 (CONSORT, Fig 1). A list of randomization codes with 4 subjects in each randomization block was developed by the statistician (the third author). The list of random codes consisted of the subject’s number and assignment to sequence; assignments were kept in sealed envelopes and opened in front of the mother after consent was obtained. Infants served as their own controls for demographic and health factors. While carryover effect from 1 condition to the next is a concern with any crossover design, previous research has shown that physiological and behavioral state effects of KC disappear within 3 hours of KC cessation.8 One study42 reported that KC’s blunting effects on plasma and salivary cortisol were not sustained a day later. Therefore, a 24- to 72-hour washout period was applied between each study condition. Painful procedures during the washout period were measured to determine their relationship to outcome measures even though they were likely to occur randomly and equivalently across the 3 comparison conditions. Subjects The study was conducted in a level III NICU in a university health center in the Northeast US. The study had the university and hospital institutional review board approvals. The mothers gave written informed consent. Inclusion criteria were infants: 1) who were 28 0/7 to 32 6/7 weeks gestational age and less than 14 days old when recruited to partially control for previous pain experiences; 2) who were cared for in an incubator; 3) who were either NPO or on bolus feeds to control for feeding effects on HRV;58 and 4) whose mothers were >18 years old and English speaking. Exclusion criteria were infants: 1) with known congenital anomalies; 2) with severe periventricular/intraventricular hemorrhage ($Grade III); 3) who had undergone minor or major surgery; 4) who were receiving sedation or vasopressors or analgesics to control for the effect of sedative medication on pain responses; 5) whose mothers had positive drug abuse history during pregnancy to control for the effects on pain responses; and 6) with any signs of tissue breakdown or inflammation/necrosis of either heel, because tissue damage increases pain responsiveness.52 Tissue breakdown was measured by the Neonatal Skin Condition Score.38 Infants with a score of 5 or above were excluded from the study. The sample size estimate was calculated in the Power Analysis and Sample Size (PASS) software package v.8.0.6 (NCSS, Kaysville, UT) with formulae appropriate to comparisons of means between KC and IC conditions using paired observations. Based on our previous findings13 of a medium effect size of KC compared with incubator care on autonomic responses (LF and HF power, and LF/HF ratio) during heel stick procedure, 26 subjects were needed to detect the effect of KC on modifying heart rate variability indices (effect size = .50), with a = .05 and power = .80. Outcome Measures HRV indices were measured using ANX3.0 (Ansar, Inc., Philadelphia, PA), a portable noninvasive, real-time HRV The Journal of Pain 3 monitor that assesses autonomic nervous responses. Three electrodes were placed on the infant’s chest to conduct an electrocardiogram signal and rhythmic respiratory activity (chest wall impedance) from a cardiorespiratory monitor to a laptop with the HRV software. The R waves of the QRS complex were identified and the R-to-R intervals were measured in milliseconds. The heart beat interval data were interpolated at 4 Hz to generate instantaneous HR. The instantaneous HR and respiratory activity was then transformed into the frequency spectrum using continuous wavelet transforms, which were recalculated every 32 seconds. The analysis of the transformed data generates 2 components of clinical interest: the low frequency area (LFa) in the LF spectrum (.04 to .15 Hz), which reflects sympathetic activity, and respiratory frequency area (RFa) within the HF region (.15 and .4 Hz), which reflects parasympathetic activity. The system can also adjust for respiratory effects on power spectral analysis of HRV by performing a spectral analysis of the respiratory signal to develop the respiratory activity spectrum. The respiratory activity spectrum measures the changes in the respiratory cycle, which reflect parasympathetic modulation and influence HRV. The ratio of the LF-to-HF frequency spectra is also measured as an index of sympathetic-parasympathetic balance. Movement and artifact were eliminated by comparing amplitude (height) of the R-wave included with the amplitude of the last acceptable R-wave. Infant Behavioral State was measured using the Anderson Behavioral State Scoring System (ABSS)7 because behavioral state may influence HRV during painful procedures.45 The ABSS has 12 categories: 1 = very quiet sleep, 2 = quiet sleep, 3 = active sleep, 4 = very active sleep, 5 = drowsy, 6 = alert inactive, 7 = quiet awake, 8 = active awake, 9 = very active awake, 10 = fussy crying, 11 = crying, and 12 = hard crying. For each assessment, an infant was observed for 30 seconds, and the number of the highest behavioral state observed was recorded with 1 exception: alert inactivity. The desirable but relatively rare state of alert inactivity was recorded when it occurred, even if a higher numbered state also occurred during the same assessment.21 The researcher (first author) and 1 research assistant who was blind to the purpose of the study observed and coded behavioral states once every minute from the Baseline to the end of Recovery. Discrepancies in coding were resolved by discussion. The inter-rater reliability reached 95%. In the final analysis, we calculated infant behavioral state in percent time of the following 6 categories: quiet sleep (state 1 and 2), active sleep (state 3 and 4), drowsy (state 5), alert awake (state 6 and 7), active awake (state 8 and 9), and crying (state 10, 11, and 12). Content validity of the ABSS was supported by review of a panel of neonatal nurse clinicians/researchers and a developmental pediatrician.40 Infants’ severity of illnesses and the number of previous pain procedures were also measured because both can influence an infant’s pain responses. Severity of illness can affect the infant’s ability to mount a response to pain.43 It was measured by the Score for Neonatal Acute Physiology Version II (SNAP-II).50 The SNAP-II is a simplified neonatal illness severity score that measures 4 Skin-to-Skin Contact and Preterm Infant Pain The Journal of Pain 6 physiologic variables during the first 12 hours of life. Total scores can range from 0 (normal) to 115 (life-threatening) points. The data were obtained from the infants’ medical records after recruitment. tions, except that the heel stick was conducted with the infant in the incubator. All heel sticks were conducted by the nurse who cared for the infant in the study. Data Analysis Data Collection Procedure Only heel stick blood draws that were clinically warranted and ordered by health care providers were used as the painful procedures in the study. Data collection included 4 phases in each of the 3 study conditions, KC30, KC15, and IC: 1) Baseline (BL), 30 minutes for KC30; 15 minutes for KC15; and 15 minutes for IC; 2) Heel Warm (HW) with a warm pack for 5 minutes; 3) Heel Stick (HS), an estimate of .5 to 5.0 minutes of stick and squeeze for blood collection, and the end point of the HS was the adhesive bandage application immediately after all blood was procured; and 4) Recovery (RC), 20 minutes from the bandage application. The duration of Heel Stick phase varied at each study occasion because the blood sampling was ordered for different clinical purposes and a varied amount of blood was needed. All equipment for data collection were checked and calibrated by the biomedical engineer. A video camera was mounted on a tripod and focused on the infant’s face to record facial actions, and the videotapes were later reviewed and scored. To control for potential circadian influences on heart rate patterns and infant behavioral states, data collection occurred at approximately the same time, 9:00 to 12:00 am for each infant and each of the 3 study conditions (KC30, KC15, and IC). The procedure was conducted as follows: 1) KC30 condition: The mother moved to the La Fuma recliner chair, and, after she was seated, the chair was reclined. The infant was transferred by the researcher from the incubator into KC position. The diaper-clad infant was placed on his/her mother’s chest, skin-to-skin, in a prone and an upright position at an incline of 30 to 40 . The infant was covered across the back with a blanket and with the mother’s cover gown. The mother was encouraged to keep her hands clasped behind the infant’s back and allow her infant to sleep. KC intervention began at Baseline (30 minutes before the heel stick) and continued throughout Heel Warm, Heel Stick and blood collection, and Recovery phases. For Heel Warm, the infant’s foot was retracted from beneath the blanket as the infant remained in KC. The heel stick was conducted using a standardized protocol18 on the retracted foot. When all needed blood had been collected, a Band-Aid was placed on the lancet site, and the foot was placed beneath the blanket. KC was continued throughout the Recovery phase. 2) KC15 condition: The only difference in this condition from the KC30 was that KC lasted 15 minutes before the heel stick during Baseline rather than 30 minutes. 3) IC condition: The infant, wearing only a diaper and covered with a blanket, was placed prone in the incubator at a 30 to 40 incline to resemble the KC position and remained in this position until the end of data collection. Data collection began 15 minutes before the heel stick, and all other data collection procedures were the same as for the KC condi- SPSS v.17.0 software package was used in data analysis (SPSS Inc., Chicago, IL). In order to minimize bias, a research assistant who was blind to the purpose of the study helped analyze the data. Mean instantaneous HR changes from Baseline (last 5 minutes) to Heel Warm, Heel Stick, and Recovery in all 3 study conditions (KC30, KC15, and IC) were compared. The majority (68%) of the Heel Stick phase were done within 3 minutes of onset. Data were analyzed in the 30-second epoch from the instant of stick until the first 3 minutes of Heel Stick and the 30-second epoch of the first 5 minutes of Recovery. Means of LF, HF, and LF/HF ratio were calculated during Baseline (last 5 minutes), Heel Warm (5 minutes), Heel Stick (first 3 minutes), and Recovery (first 5 minutes) in 3 study conditions. To determine painful procedureinduced autonomic responses, the repeated-measures analysis of variance (RM-ANOVA) was conducted to compare HRV indices across Baseline, Heel Stick, and Recovery phases in each study condition, respectively. To examine the effect of 2 KC conditions compared with IC on pain responses during each study phase, the Randomized Blocks ANOVA using the General Linear Model procedure in SPSS was conducted, with HR changes and HRV indices as the dependent variables and 3 study conditions as the repeated factor. When 1 or more subjects has a missing observation, the Randomized BlocksANOVA includes the partial data from a subject rather than dropping it. In the randomized blocks scheme, each subject is considered a block, and each condition (KC30, KC15, or IC) is viewed as assigned to the block in a random order. Logarithmic transformation of HRV variables was applied before the analysis, because the HRV data were not normally distributed. Results Twenty-eight stable male and female preterm infants and their mothers were enrolled. Two infants did not have any heel sticks ordered by the health provider after recruitment and did not provide any data; therefore, they are not included in the final sample. In the final sample of 26 infants, the majority were white (73%), nonHispanics (77%), and with Cesarean section birth (89%). The majority of mothers were married (62%), high school graduates (89%), full-time employed (54%), and had no KC experience before the study (62%). The demographic and medical characteristics are described in more detail in Table 1, and no significant differences of these characteristics were found among the random assigned study sequences. After randomized allocation and data collection initiation, early termination of the data collection occurred in 6 infants because 5 infants did not have further heel sticks ordered within the study period, and 1 infant had a grade 2 intraventricular hemorrhage (Fig 1). Cong et al The Journal of Pain Demographic and Medical Characteristics (N = 26) significant differences of absolute HR changes were found among 3 conditions during the first 5 minutes of Recovery. Table 1. CHARACTERISTICS FREQUENCY (%) Gender: Male Female Race: White African American 2 or more Hispanic: No Yes GA at birth (wk) PNA (days) at: KC30 (n = 22) KC15 (n = 25) IC (n = 23) Birth weight (g) APGAR score at: 1 min 5 min Severity of illness (SNAPII) Prior number of pain experiences Prior number of heel sticks Mothers’ age 13 (50%) 13 (50%) 19 (73%) 6 (23%) 1 (4%) 20 (77%) 6 (23%) 5 MEAN (SD) Heart Rate Variability (HRV) Indices 30 13 (2.2) 14.5 (6.3) 13.8 (5.6) 13.5 (5.6) 1444.6 (379.0) 5.7 (2.6) 8.0 (1.3) 5.5 (8.8) 34.4 (14.5) 17.4 (8.4) 29.2 (6.3) Abbreviations: GA, gestational age; PNA, postnatal age. The mean number of previous painful procedures was 34.4 6 14.5 with a range of 14 to 72 before the first day of study; heel sticks accounted for 49% of the total painful procedures. No correlation was found between previous painful experiences with outcome measures, including heart rate and heart rate variability indices, in all 3 study conditions. The time of heel stick blood sampling procedure (Heel Stick phase) was not different with 3 conditions, 245 6 125 seconds in KC30, 217 6 110 seconds in KC15, and 280 6 206 seconds in IC. Heart Rate Mean heart rates were not different during Baseline among KC30 (154 6 11 bpm), KC15 (156 6 14 bpm), and IC (155 6 12 bmp) conditions. HR changes during Heel Stick phase from Baseline were found in 2 directions, either increased or decreased. HR decrease during Heel Stick phase occurred in a small group of infants in all study conditions, but more decreases happened in IC than KC30 and KC15 at 60 seconds of Heel Stick, c2 (2) = 8.00, P < .05 (Table 2). The absolute values of HR change, increase or decrease, from Baseline to Heel Warming, Heel Stick, and Recovery are presented in Fig 2. A trend showed that infants in the IC condition have more HR changes than infants in the KC30 and KC15 conditions during the Heel Stick phase. Randomized Blocks ANOVA showed that HR changes were significantly different among 3 conditions during Heel Stick at 30 seconds (F(2, 67) = 3.17, P < .05) and at 120 seconds (F(2, 60) = 3.01, P < .05). Pairwise comparisons showed that infants’ HR changes were more in IC condition than in both KC30 and KC15 at 30 seconds (22.40 6 15.42 versus 13.77 6 9.30 and 14.36 6 15.41 bmp, P < .05 respectively), and at 120 seconds (20.08 6 10.98 versus 14.05 6 8.67 and 13.2768.76 bpm, P < .05 respectively). No Means of HRV indices across 4 study phases, Baseline (last 5 minutes), Heel Warming (5 minutes), Heel Stick (first 3 minutes), and Recovery (first 5 minutes) in each study condition are shown in Figs 3A–3C, and Table 3. Low Frequency Area (LF) In the IC condition, LF values significantly changed from Baseline to Heel Stick and Recovery phases, F (2, 44) = 3.45, P < .05, while LF was higher in the Heel Stick phase than in Baseline, P < .05 and in Recovery, P < .05 (Table 3). No significant changes in LF across study phases were found in the KC30 and KC15 conditions. When comparing LF among the 3 conditions (Fig 3A), there were no significant differences in LF during Baseline and Heel Warming. During Heel Stick phase, LF values were significantly different among KC30, KC15, and IC, F (2, 42) = 3.55, P < .05, and post hoc comparisons showed that LF was significantly higher in IC than in KC30 during Heel Stick phase, P < .05. High Frequency Area (HF) In the IC condition, HF values significantly changed from Baseline to Heel Stick and Recovery phases, F(2, 44) = 7.24, P < .01, while HF was higher in the Heel Stick phase than in Baseline, P < .01 and in Recovery, P < .01 (Table 3). No significant changes in HF across study phases were found in 2 KC conditions. When comparing HF among the 3 conditions (Fig 3B), HF values did not differ during Baseline and Heel Warming. During Heel Stick, HF values were significantly different among KC30, KC15, and IC, F (2, 42) = 3.51, P < .05, and post hoc comparisons showed that HF was significantly higher in IC than in KC30, P < .05. LF/HF Ratio LF/HF ratio decreased from Baseline to Heel Stick and increased from Heel Stick to Recovery in all 3 conditions, KC30 (F (2, 42) = 10.90, P < .01), KC15 (F (2, 48) = 4.59, P < .05), and IC (F (2, 44) = 5.41, P < .01) (Table 3). When comparing LF/HF ratio among 3 study conditions, no significant differences were found during Baseline, Heel Warming, Heel Stick, and Recovery phases (Fig 3C). Infant Behavioral State During the last 5 minutes of Baseline, infants had different quiet sleep time in KC30 (86%), KC15 (76%), and IC (52%), c2(2) = 6.51, P < .05, while in both KC30 and KC15 conditions infants spent more time in quiet sleep than in IC, P < .05 respectively. During the first 3 minutes of Heel Stick, infants cried 48% of the time in KC30, 49% in KC15, and 60% of time in IC; the differences were not significant. 6 Skin-to-Skin Contact and Preterm Infant Pain The Journal of Pain Table 2. Mean Instantaneous Heart Rate Changes From Baseline to the First 3 Minutes of Heel Stick KC30 (N = 22) HR CHANGES (BPM) HS 30 s: HR inc HR dec HS 60 s: HR inc HR dec HS 90 s: HR inc HR dec HS 120 s: HR inc HR dec HS 150 s: HR inc HR dec HS 180 s: HR inc HR dec N (%) KC15 (N = 25) M (SD) N (%) M (SD) IC (N = 23) N (%) M (SD) 19 (86%) 3 (14%) 13.93 (8.53) 12.75 (15.83) 21 (84%) 4 (16%) 11.91 (12.47) 27.17 (11.53) 18 (78%) 5 (22%) 20.5 (11.69) 29.25 (25.48) 22 (100%) 0* 16.09 (10.18) 23 (96%) 1 (4%)* 14.95 (9.74) 23.4 18 (78%) 5 (22%)* 20.59 (11.54) 17.68 (11.47) 21 (95%) 1 (5%) 16.41 (13.33) 9.18 22 (92%) 2 (8%) 12.86 (10.33) 24.06 (26.93) 18 (82%) 4 (18%) 17.8 (13.08) 21.44 (5.01) 18 (82%) 3 (18%) 17.4 (13.51) 9.59 (10.63) 21 (95%) 1 (5%) 13.99 (9.8) .4 18 (90%) 2 (10%) 21.06 (14.36) 16.5 (6.62) 19 (90%) 1 (10%) 19.28 (14.2) .13 13 (65%) 6 (35%) 14.16 (13.54) 17.65 (22.02) 15 (83%) 3 (17%) 18.55 (11.27) 20.09 (31.82) 13 (76%) 4 (24%) 14.89 (12.25) 10.39 (13.89) 13 (93%) 1 (7%) 20.88 (7.78) 2.47 17 (100%) 0 16.2 (14.78) Abbreviations: HR inc, HR increase; HR dec, HR decrease. NOTE. HS 30s to HS 180s = every 30 seconds during Heel Stick. *Comparison of numbers of infants having HR decrease among KC30, KC15, and IC, c2 (2) = 8.00, P < .05. There were missing data in every time epoch except the first 30-second one because the blood testing was ordered for different clinical purposes; therefore, the duration of the HS duration varied from .5 minute to 5 minutes. Discussion Absolute HR Changes (bmp) Our study is the first to determine the effects of different durations of maternal KC and standard incubator care on autonomic response to the painful heel stick procedure in young preterm infants. Results demonstrated that infants’ HR changes during the Heel Stick phase were less in both longer KC (KC30) and short KC (KC15) than in IC. Longer duration of maternal KC significantly affected infants’ sympathetic and parasympathetic responses during heel stick compared to standard incubator care. When in both the longer and shorter KC conditions, infants had more quiet sleep state than in incubator care during the baseline phase. In the standard incubator care, the data from HR changes, HRV indices, and behavioral state clearly KC30 KC15 IC Study Phases / Time Figure 2. Absolute heart rate changes across from Baseline (BL) to Heel Warm (HW), Heel Stick (HS), and Recovery (RC) in 3 study conditions (KC30, KC15, and IC). HS30s to HS180s = every 30 seconds of the first 3 minutes of HS; Error bar shows the standard error of the mean. *P < .05, significantly different among 3 conditions of KC30, KC15 and IC. showed that pain responses were caused by the heel stick without pain treatment. In the incubator, from Baseline to Heel Stick, infants had HR changes of more than 20 bpm and LF and HF power increased, and crying was the most common state. HR changes and changes in sympathetic and parasympathetic activities are commonly associated with acute painful stimuli in neonates.32,44 These findings are consistent with the body of neuroanatomical, neurochemical, and biobehavioral evidence that young preterm infants possess the ability to detect, perceive, and respond to painful procedures.2,15,53 The consequences of untreated heel stick pain are detrimental. Unmitigated pain responses, such as increased or decreased heart rate, decreased oxygen saturation, and alterations in blood pressure are precursors to intraventricular hemorrhage.39 The finding of bidirectional HR changes during the Heel Stick phase might be a biphasic transient response, which is characterized by a marked deceleration followed by a subsequent acceleration or by an acceleration followed by deceleration.31,51 An older study was the first to report HR decelerations followed by accelerations in full-term infants undergoing immunization.27 The biphasic response was more common in the placebo group than in the intervention group in studies of heel lance in term newborns and of immunization in 3-month-old infants.31,32 Our observation was the first in preterm infants that is consistent with previous studies showing that infants had more HR decelerations in IC than in KC conditions. The biphasic response pattern is associated with the fear paralysis reflex, characterized by a sympathetic inhibition together with a vagal bradycardia, which can be triggered by a sudden noise and pain stimuli in infants.29 The sharp fall in HR can Cong et al The Journal of Pain 41 Low Frequence Spectra LF (bmp2/Hz) 100 KC30 KC15 IC 80 60 40 20 0 BL HW HS RC Study Phase / Time HF (bmp2/Hz) High Frequence Spectra 35 30 25 20 15 10 5 0 KC30 KC15 IC BL HW HS RC Study Phase / Time LF/HF Ratio LF/HF ratio KC30 KC15 IC BL HW HS RC Study Phase / Time Figure 3. Heart rate variability responses. BL = the last 5 minutes of Baseline, HW = 5 minutes of Heel Warm, HS = the first 3 minutes of Heel Stick, RC = the first 5 minutes of Recovery. Error bar shows the standard error of the mean. *P < .05, significantly different among 3 conditions of KC30, KC15, and IC. lead to reduced cerebral blood flow and even fainting or dying.51 In the incubator care condition, compared with Baseline levels, infants had HR changes associated with increased LF and HF power during the first 3 minutes of the Heel Stick phase. Increased HRV power indicates pain-induced central stress response activating both sympathetic (LF) and parasympathetic (HF) activities, which is consistent with our previous study.13 The literature of autonomic responses to pain using spectral analysis of HRV measures in preterm infants is still inconsistent. Lindh et al33 reported that HR increased and total HRV and LF power reduced during blood sampling, and Grunau et al23 and Padhye et al47 reported that both LF and HF power decreased during blood collection and increased in the recovery period. However, other studies did not show the correlation of HRV to pain.22,54 An early 7 study involving preterm infants reported an increase in total HRV during a 5-minute period heel prick, a finding that contrasts to those of later studies but is in agreement with the findings reported here. Note that the frequency limits of the LF and HF bands varied between studies, which could account for variations in the findings. Furthermore, differences in factors and units of measurement of band powers make quantitative comparisons of HRV between studies a difficult task. Extrinsic factors, such as variation in stimulus intensity, and infant behavioral states and supine33 or prone13 position also cannot be excluded. Parasympathetic and sympathetic coactivation may be characteristic of a different type of pain response behavior, sometimes called tonicimmobility or hypervigilance.48 In this type of response, sympathetic activation is initially constrained by parasympathetic activation, but is available if subsequently necessary for disinhibition of sympathetic activation from parasympathetic activity for fight/flight.48 LF/HF ratio was found to have dropped significantly from Baseline to Heel Stick and increased from Heel Stick to Recovery phase, which is consistent with the findings of other studies23,60 that painful procedures without pain intervention can be detrimental for young preterm infants and can be a cause of loss of sympatheticparasympathetic balance. The infant’s response to painful procedures in the NICU can lead to a profound disruption of the autonomic homeostasis. Two defense responses to painful stimuli have been found in animals and humans: an active fight or flight response, or a passive response manifested by freezing or paralysis.48 The response of HR acceleration, in which the infant has the primitive impulse to escape injury, was a fight-flight response that includes preparation for action and dominance of sympathetic activation. The HR deceleration response might be coactivation of a fight-flight response with a parasympatheticmediated conservation-withdrawal response. In marked contrast to the incubator condition, both longer and shorter Kangaroo Care interventions reduced infants’ autonomic pain responses. Compared to IC, infants had fewer HR changes during Heel Stick phase in both KC30 and KC15, which is consistent with previous studies.13,14,25,35 Both LF and HF values were almost unchanged across Baseline, Heel Stick, and Recovery phases in KC30 and KC15 (Figs 3A and 3B), indicating less or no significant stressful autonomic responses induced by the heel stick procedure. We also found that LF/HF ratio showed a trend of lower values (more parasympathetic dominant) in the 2 KC conditions than in IC, although the significant differences were not reached (Fig 3C). The current results partially differ from our previous study13 in which KC was conducted 80 minutes before the heel stick began. The early study showed that both LF and HF power were higher at Baseline and LF was higher at Heel Stick in KC compared to the IC condition, while in the current study, both LF and HF were lower during Heel Stick in KC30 condition than in IC. One explanation for inconsistent results may be related to the different duration of KC intervention prior to the heel stick. In our study in 2009,13 80 minutes KC 8 Skin-to-Skin Contact and Preterm Infant Pain The Journal of Pain Table 3. Mean Heart Rate Variability Indices Through Baseline to Recovery KC30 (N = 22) KC15 (N = 25) IC (N = 23) AMONG CONDITIONS HRV (BPM2/HZ) M (SD) M (SD) M (SD) P LF BL HS RC Across phases: P HF BL HS RC Across phases: P LF/HF BL HS RC Across phases: P 12.51 (20.66) 13.40 (24.28)* 15.50 (22.76) NS 5.92 (21.24) 4.76 (12.03)* 3.93 (9.70) NS 43.46 (41.84)y 17.70 (14.35)y 39.92 (33.84)y <.01 49.45 (64.75) 52.42 (75.44) 38.98 (60.12) NS 25.33 (42.27) 21.08 (31.05) 13.49 (28.15) NS 41.57 (64.64)y 20.06 (25.57)y 49.12 (68.34)y <.05 49.22 (109.60)y 69.84 (102.08)y,* 34.24 (55.82)y <.05 9.10 (12.88)y 24.04 (40.90)y,* 11.66 (28.34)y <.01 57.72 (59.03)y 23.98 (21.39)y 62.23 (76.46)y <.01 NS <.05 NS NS <.05 NS NS NS NS Abbreviations: LF, low frequency area; HF, high frequency area; LF/HF, low frequency to high frequency ratio; BL, baseline phase; HS, heel stick phase; RC, recovery phase. *P < .05, comparisons among study conditions of KC30, KC15, and IC. yP < .05–.01, comparisons across study phase of BL, HS and RC. was selected to give infants at least 1 full cycle of sleep before the heel stick. At the end of 80 minutes of KC followed by the heel stick, infants may be more arousal and disruptive in the second circle of sleep than they are being awakened after 30 minutes of KC.14,37 Anxious arousal may result in autonomic activation’s manifesting as increased HRV power. Therefore, 80 minutes of KC may not be as effective as 30 minutes of KC in reducing autonomic pain responses. To compare KC30 versus KC15, 30 minutes of KC likely provides more adequate time for the mother and her infant to adapt the KC position, increases infant exposure to KC’s analgesic effects, and induces more quiet sleep episodes in the infant. Further investigation of different durations of KC and the role of sleep state on pain response is indicated. KC’s action as a pain treatment is through multisensory stimulation input, activation of the neuro-chemical system, and modulation of the stress regulation system involved in pain experience.13,28 Although animal studies suggest that younger infants (less than 32 weeks gestational age) may not have the endogenous mechanism that could be evoked to decrease pain compared to older infants,17 nonpharmacologic interventions such as KC clearly trigger some endogenous mechanism and have analgesic effects in preterm infants. The skin-to-skin, chest-to-chest contact between the parent and a preterm infant provides a multisensory stimulation including continual nonphasic and full body touch as well as the parent’s warmth, heartbeat, chest respiratory movements, body odor, and voice. These components of KC act in a uniquely interactive fashion between the parent and the infant, and they serve as soothing stimulations for infants under invasive procedures. KC may also activate the C-afferents system to produce a faint sensation of pleasant touch. Although KC has been practiced and studied for more than 3 decades, the basic mechanism is still not clear. Oxytocin release in both the parent and the infant during KC is suggested as 1 mediator for these effects.57 Oxytocin is released from nerve terminals in brain areas, such as the amygdala, and is involved in the control of stress, anxiety, and autonomic functions.57 The autonomic nervous system is a hierarchically controlled, bidirectional, body-brain interface integrating afferent bodily inputs with central motor outputs for homeostatic-emotional processes. Oxytocin release can influence the reactivity of the autonomic nervous system with increased parasympathetic tone, and can induce analgesia and facilitate wound healing by down regulating or buffering the response to stressors.56 Generalization of findings is limited by the small sample size and insufficient power. While not statistically significant, the average heel stick phase in IC was found to be 30 to 60 seconds longer than KC15 or KC30. KC could affect the heel stick length because of the mother’s warmth and the incline position, but the power may be not sufficient to detect this difference as the differences seem clinically meaningful and the intragroup variability was high. Another limitation is that the data collection and infant behavioral state coding procedure could not be completely blind to KC conditions because maternal respiratory movements may move the infant’s face up and down in the video, as reported by other researchers.25,36 Potential biases caused by these limitations have to be considered, and fully powered and blind studies are needed. Our study adds to the continuing evidence for KC as a nonpharmacologic intervention to alleviate preterm infant pain responses related to the heel stick. 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