February 06, 2015 Yogesh Malhotra PhD, MSNCS, MSCS, MSQF, MSAcc, MBAEco, BE, CEng, CISSP, CISA, CEH, SAS Citizen of United States of America [email protected] www.linkedin.com/in/yogeshmalhotra www.yogeshmalhotra.com phone: 01 (646) 770-7993 Ithaca, NY 14852-4892, USA Doctoral & Post-Doctoral Research MIS & Statistics Double Doctorate: MIS & Controls, Statistics & Quantitative Methods, 91 Cr for 45-Cr PhD Top-10 Ph.D. MIS-Controls-Statistics, Full Scholarship, Pitt, Katz School of Business 91 Cr 1998 PhD Equivalent Courses in MIS & Controls, Ph.D. Equivalent Courses in Statistics Ph.D. Courses in Statistical Quantitative Methods, Carnegie Mellon University GSIA 1995 Research Fellowship with Top-10 Founder of MIS & Pioneer of IT Strategy, William R. King PhD Thesis on Control Systems: Quantitative Risk Modeling of Controls & Compliance, UPMC Advisors & Chairs Dennis Galletta (Thesis), William R. King (MIS), Jacob Birnberg (Controls/Accounting) Post-Doctoral Research (2009-2015): Advanced Data Analytics, Statistics & Econometrics; Quantitative Finance & Risk Modeling; Computer Science, Networks & Cybersecurity, Cyber Risk & Cybersecurity Insurance Risk Modeling; MIS, Information Assurance, Big Data Modeling, Data Mining, Algorithms, Machine Learning, Accounting & Auditing. Post-Doctoral Research Thesis on Advanced Analytics, Quantitative Finance & Cyber Risk Insurance 2015 Including 80 Graduate Credits in Computational & Quantitative Analytics-Finance. Mentors: Senior Computer Scientists, Physicists, and, Quants; Air Force Research Lab Chief Scientist & Sr. Scientists M.S. Network & Computer Security, Advanced Analytics-Quantitative Finance, SUNYIT, 37 Cr 2015 PRMIA Executive Education in Risk Management, Kellogg School of Management 2014 M.S. Computer Science, Advanced Analytics-Computational Finance, SUNYIT, 33 Cr 2013 Mentors: Wall Street Senior Quants, JP Morgan Global Head of Quantitative Research & Analytics M.S. Quantitative Finance, Quantitative Risk Modeling, Fordham University, New York, 53 Cr 2012 M.F.E Executive Education Program, MFE C++, MFE Math, MFE Stats, UC Berkeley 2011 M.S. Accountancy, Finance, GPA 4.0/4.0, Accounting & Auditing Modeling, SUNYIT, 53 Cr 2010 M.B.A./Quantitative Economics, GPA 4.0/4.0, Full Scholarship, UNLV, Las Vegas, 42 Cr 1993 Beta Gamma Sigma and Phi Kappa Phi National Honor Societies Inductee for Academic Excellence Professional Certifications: SAS, CISSP, CISA, CEH, CPA (Education), SAP-ERP, SAP-CRM CCP/CDP 1993-Current, CISSP 2005-Current, CISA 2007-Current, CEH 2014-Current; SAS Advanced Programming, SAS Base Programming, SAS SQL, SAS Macros, SAS Institute. Professional Experience Global Risk Management Network, LLC, Computational Quantitative Research Scientist, 2009-Present Post-Doc Research in Advanced Analytics, Statistics & Econometrics; Quantitative Finance; Networks & Cybersecurity. JP Morgan Private Bank, Quantitative Statistical & Econometrics Modeling Leader, Manhattan. - Mentor: JPM Global Head of Quantitative Research & Analytics at JPM Bank with $500-600Bn AUM. Goldman Sachs Alumnus’ Bank, Econometrics & SAS Big Data Modeling Leader, Manhattan. - Mentor: Senior SVP Hedge Fund Manager at top Wall Street Investment Bank with $400-500Bn AUM. Post-Doctoral Quant Research after Dept. of Quantitative Methods eliminated at Syracuse University in restructuring. Syracuse University, School of Management, Associate Professor, MIS (Promoted) 2008-2009 Syracuse University, MBA Faculty of IT & OR, Asst. Professor of Quantitative Methods 2001-2008 Florida Atlantic University, College of Business, Assistant Professor, MIS 1998-2001 University of Pittsburgh, College of Business, MIS Lecturer & PhD Research Fellowship1993-1998 Executive Education Faculty: IT, e-Biz, & KM: Carnegie Mellon, Kellogg School of Management Page 1 of 15 February 06, 2015 Editorial Review Boards: National Science Foundation, 40+ Top Academic Journals, Proceedings, etc. Consulting: $1 Trillion Funds, $100 Billion Hi-Tech Firms, Wall Street, Silicon Valley, NSF, US & World Governments, UN, UPMC. Finance-IT-Risk Management Ventures Clients/Patrons: Goldman Sachs, Google, IBM, Intel, Microsoft, Harvard, MIT, etc. Media: Wall Street Journal, New York Times,etc. Other: Global Banking & Finance: Bank of America, Crédit Agricole, Wells Fargo, Big-3 IT, Tata Group. Research & Curriculum Innovation Grants United Nations World HQ National Knowledge Assets Measurement Invited Research Grant, 2003 Intel Corporation Next Generation e-Business Architectures Invited Research Grant, 2001 Snyder Innovation Management Center Research Grant, Syracuse University, 2003, 2004, 2005, 2008 Brethen Operations Management Institute Research Grant, Syracuse University, 2005 Martin J. Whitman School of Management Research Grant, Syracuse University, 2003, 2004, 2005 Center for Creation and Management of Digital Ventures Research Grant, Syracuse University, 2003, 2004 Martin J. Whitman School of Management Innovation Grant, Syracuse University, 2004 Kaufman Foundation, LLEEP Entrepreneurship Innovation Grant, Syracuse University, 2003 SAP University Alliance, SAP ERP/CRM Innovation Grants, Syracuse University, 2003 Research & Teaching Experience Analytics, Business Analytics, Scientific Analytics, Quantitative Analytics, Information Systems, IT Strategy, Management Information Systems, Operations Research, Management Science, Supply Chain Management, Quantitative Methods, Numerical Methods, Research Methods, Numerical Programming, Object Oriented Programming, Advanced Statistics & Probability, Advanced Econometrics, Large-Scale Data Modeling, Quantitative Economics, Quantitative Finance, Risk Management, Information Assurance, Cybersecurity, Penetration Testing, Algorithms, Artificial Intelligence & Modeling, Data Mining, Machine Learning, Data Communications, Network Science, Telecommunication Networks, Networking Protocols & Standards. Awards & Honors AACSB Reports Impact of Research among Markowitz 1952, Sharpe 1964, Black & Scholes 1973, Malhotra 2004 Academy of Management, Doctoral Consortium Fellow, Technology & Innovation Management & OCIS Academy of Management, Best Reviewer Award for Structural Equation Modeling Best Paper American Soc. for Info. Sc. & Tech. Citation Analysis, Top-45 Knowledge Management Scholars Association for Information Systems Doctoral Consortium Fellow, University of Pittsburgh PhD Candidate CNet Networks Corporate Computing Award for Most Influential Research awarded as Syracuse Faculty Carnegie Mellon: Industry.Net Online Achievement Awards, Top-3 Web Search Engine U.S. National Ranking Computerworld Internet Forecast Best Web Site Award for Developed Web site in Worldwide Ranking The Conference Board CxO Keynote Speaker for Malcolm Baldrige National Quality Award CxOs Drexel University Survey, Top-3 Knowledge Management Scholar among Tom Davenport & Ikujiro Nonaka Institute for Supply Management Global Membership Coverage of Knowledge Management Research Intel Corporation Next Generation e-Business Architectures Invited Expert Paper National Science Foundation National Computer Scientists Expert Panels Service as Syracuse Faculty Queen’s University (Canada), Fulbright Invitation as Fulbright-Queen’s University Visiting Research Chair Syracuse University, Multiple Research Grants and Inter-Disciplinary Curriculum Innovation Grants Syracuse University, Recognized by SU Chancellor and President as Exemplar of Serving the Public Good United Nations HQ Global Macroeconomists Expert Panel Keynote on Knowledge Assets Measurement United Nations HQ Global Macroeconomists National Knowledge Assets Measurement Expert Paper Page 2 of 15 February 06, 2015 University of Minnesota Citation Analysis Study, Top-58 Knowledge Management Scholars US & World Governments and Parliaments Invited Advisor & Keynote Speaker Ziff Davis Global Standard of Internet Commerce co-Founding Editor Who's Who in America®, Who's Who in the World®, Who's Who in Finance & Industry®, Who's Who in Science & Engineering® Courses Development, Delivery, & Learning Assurance Syracuse University, School of Management, Associate Professor, MIS (Promoted) Syracuse University, Assistant Professor of Quantitative Methods MBA Faculties of IT & Operations Research 2008-2009 2001-2008 Coordinator of Learning Assurance & Program Development Syracuse University Intellectual Property Committee, Member School Representative for Inter-Disciplinary Curriculum Integration - Business-Process Focused Curricular Integration: Management Science/SAP-ERP/CRM Department Representative on Dean’s Team for Learning Assurance - Accounting and MIS Departments Coordinator for National Benchmarking of Management Information Systems Core - Quantitative Methods Department (IT/OR/Statistics) Department Lead Graduate (MBA, Executive MBA) SCM 702: Principles of Management Science MBC 600: Information Technology & E-Commerce for Management MBC 612: MS-Office Computer Proficiency MIS 600: Knowledge Management Undergraduate SCM 403: Introduction to Management Science MIS 335: Information Systems for Decision Support MIS 325: Introduction to Information Systems for Managers SOM 123: Management Information Systems Florida Atlantic University, College of Business, Assistant Professor, MIS 1998-2001 Coordinator of New Program Development e-Business and Knowledge Management MBA Concentration Graduate (MBA, Executive MBA) ISM 6301 Management Information Systems ISM 6375 Knowledge Management and Information Technology ISM 6387 Electronic Commerce and Internet Business Applications Undergraduate CGS 3300 Management Information Systems University of Pittsburgh, College of Business, MIS Lecturer 1997-1998 Undergraduate BUSBIS 1600: Technology-Enabled Business Transformation Page 3 of 15 February 06, 2015 Research Publications & Papers Google Scholar Citations: 5,088+ POST-DOCTORAL RESEARCH (2009-Current) [Skip to See Prior Research] POST-DOCTORAL RESEARCH THESIS Malhotra, Yogesh. Risk, Uncertainty, and Profit for the Cyber Era: Model Risk Management of Cyber Insurance Models Using Quantitative Finance and Advanced Analytics Available at SSRN: http://ssrn.com/abstract=2553547. Post-Doctoral Thesis, 189 Pages, 145 References, 208 Footnotes, Submitted Date: January 19, 2015. Research Impact Rankings: SSRN's Top Ten: Econometric & Statistical Methods - Special Topics eJournal: February 2015. SSRN's Top Ten download: ERN: Econometric & Statistical Methods (Topic); ERN: Uncertainty & Risk Modeling (Topic): February 2015. Ongoing Advanced Analytics, Computational Quantitative Finance, and Cybersecurity research advances upon prior Model Risk Management frameworks research impact of which is evident in the Risk Management policies and strategies of the US Federal Reserve, the Office of Comptroller of Currency, and top Wall Street Investment Banks such as Goldman Sachs and JP Morgan. 1. Markov Chain Monte Carlo Models, Gibbs Sampling & Metropolis Algorithm for High-Dimensionality Complex Stochastic Problems. Research Impact Rankings: SSRN's Top Ten: Stochastic Models eJournal: February 2015. SSRN's Top Ten download: Computational Techniques (Topic); OPER: Analytical (Topic): February 2015. 2. Beyond ‘Bayesian vs. VaR’ Dilemma to Empirical Model Risk Management: How to Manage Risk (After Risk Management Has Failed) for Hedge Funds. Research Impact Rankings: SSRN's Top Ten: Econometric Modeling: Capital Markets - Risk eJournal: January 2015. SSRN's Top Ten: Microeconomics: Decision-Making under Risk & Uncertainty eJournal: January 2015. SSRN's Top Ten download: Value-at-Risk (Topic); Uncertainty & Risk Modeling (Topic): January 2015. 3. Quantitative Modeling of Trust and Trust Management Protocols in Next Generation Social Networks Based Wireless Mobile Ad Hoc Networks. 4. A Risk Management Framework for Penetration Testing of Global Banking & Finance Networks Voice over Internet Protocols. 5. Cryptology beyond Shannon’s Information Theory: Preparing for When the ‘Enemy Knows the System’ With Technical Focus on Number Field Sieve Cryptanalysis Algorithms for Most Efficient Prime Factorization on Composites. 6. A Framework for Penetration Testing & Security of Network Protocols for Global Banking & Finance Call Centers. 7. Future of Bitcoin & Statistical Probabilistic Quantitative Methods: Global Financial Regulation (Interview: Hong Kong Institute of CPAs). 8. Bitcoin Protocol: Model of 'Cryptographic Proof' Based Global Crypto-Currency & Electronic Payments System. Page 4 of 15 February 06, 2015 9. Quantum Computing, Quantum Cryptography, Shannon's Entropy and Next Generation Encryption & Decryption. 10. Cryptology Beyond Shannon's Information Theory: Preparing for When the 'Enemy Knows the System'. 11. C++11 Concurrency and Multithreading Programming Logic for High Frequency Trading and Hedge Funds. 12. Measuring & Managing Financial Risks with Improved Alternatives beyond Value-At-Risk (VaR). 13. VLANs Implementation, inter-VLAN Routing & VLAN Trunking Protocol using Cisco Network Security Best Practices (Cisco VLANs). 14. Network Intrusion Detection and Prevention & Active Response: Frameworks, Systems, Methods, Tools & Policies (Cisco IDS/IPS). 15. Analysis of Attack Trees for Mitigating Cybersecurity Attacks on Global Banking & Finance and SCADA Systems. 16. Analysis of FIX and FAST as Financial Securities Trading and Transactions Messaging Network Protocols. 17. Threats and Vulnerabilities: A First 'Appetizer' to Cybersecurity: 15 Minutes to Minimizing 95% Threats. 18. C++ Options & Financial Derivatives Pricing Algorithms and Quantitative Finance Design Patterns. 19. Adaptive Neuro-Fuzzy Inference System Models for Forecasting Nonlinear Chaotic Time Series Signals. 20. Machine Learning & Java Neural Networks Algorithms for Non-Linear & Non-Normal Signal Processing of Financial Time Series. 21. A Probabilistic Mathematical Analysis Model of the Financial Market as a Bayesian Learner. 22. Algorithm Models of Social Networks, Graph Theory, Game Theory & Nash Equilibrium. 23. Vector Autoregressive Models of Market Microstructure for Analyzing High Frequency Econometric Time Series. 24. Empirical Replication of Yield Curve Decomposition Models (Based on Cochrane and Piazzesi study, 2008). 25. Empirical Replication of Ho Lee Merton Short Rate and Term Structure Models for Bond Options Pricing. 26. Empirical Calibrations of Hull White Model and Merton Tree Model for Modeling Interest Rates and Bond Prices. 27. Empirical Models of Monetary Neutrality, Real Income Growth, Nominal Income Growth, and Inflation. 28. Empirical Models of Purchasing Power Parity and Fisher Equation for Prices, Interest Rates, and Exchange Rates. 29. Empirical Replication of JP Morgan Credit Default Swaps (CDS) Models for CDS Mark to Market Valuations. 30. Empirical Replication of Merton's Model of Default Probabilities with Debt as an Option on Firm Assets. 31. Empirical Replication of the Gaussian Copula Model for Time to Default for Four Different Firms. 32. Empirical Replication of the Nth to Default Swap Pricing Model for Risk Pooling Strategy for Risky Bonds. Page 5 of 15 February 06, 2015 33. Empirical Replication of Merrill Lynch Gaussian Copula Model for Nth to Default Swap Pricing over Multiple Periods. 34. Empirical and Simulation Models of Large Portfolio Approximation (LPA) of Credit Default Probabilities. 35. Worst Case Default Rates (WCDR) and VaR Models for Bank Loans Based Upon Gaussian Copula Correlations. 36. WCDR and Risk Weighted Assets (RWA) Models for Bank Loans Given Probability of Default (PD) and Loss Given Default (LGD). 37. CreditMetrics Methodology Models and Simulation for Assessing Credit VaR & Economic Capital for a Bond Portfolio. 38. Moody's KMV Model for Distance-to-Default, Expected Default Frequency (EDF) and CDS Fair Value Spreads Estimation. 39. Counterparty Default Risk Models for Semi-Annual and Annual Forward Rate Contracts for Currency Swaps. 40. Bank's Credit Derivative Valuation Models of Ratings Transition Matrices, Real and Risk Neutral Default Probabilities. 41. Monte Carlo Simulation and Option Pricing in C++: A Monte Carlo Pricer for Path Dependent Financial Options. 42. Maximum Likelihood Estimation of GARCH Models for Empirical Analysis of Asset Prices and Returns Time Series. 43. Maximum Likelihood Estimation of Cox-Ingersoll-Ross Model for Empirical Analysis of Federal Interest Rates. 44. Maximum Likelihood Estimation of 2-regime Markov Regime Switching Model for Empirical Analysis of Federal Interest Rates. 45. Econometric Analysis and Volatility Modeling Using GARCH and VaR for Stock, Index, and Commodity Time Series. 46. VaR Modeling with Monte Carlo and Historical Simulation (HS), Weighted HS, and Filtered HS for Multiple Time Series. 47. Back Testing Model Comparisons of Unconditional and Conditional VaR Models for Multiple Financial Time Series. 48. Black-Scholes Model Based Monte Carlo Engine for Derivatives Pricing of Exotic Options in C++. 49. Jump Diffusion Analysis of Option Price Sensitivity to Simulations in Comparison of Black-Scholes and Monte Carlo Models. 50. A Comparison of CAPM, Constrained Portfolio Optimization, MACD, and Black Litterman Model Portfolio Optimization Strategies. 51. Empirical Models of ARCH/GARCH Volatility and Black-Scholes Simulations for Pricing Vanilla and Barrier Options. 52. Transient Directional Volatility Arbitrage & Volatility Neutralizing Hedging Strategies for Portfolio Management. 53. Volatility Trading and Volatility Markets Using VIX, VIX Futures, VIX Options, and VIX Term Structure Models. 54. Financial Statements Analysis Models of Constant Growth HPR, Steady State Dividend Growth, FCF and Abnormal Earnings. Page 6 of 15 February 06, 2015 55. Investment Strategy Portfolio Simulations and Comparative Volatility of Investment Portfolio and Market Portfolio Models. 56. Financial Asset Valuation Models in Corporate IPOs, Bankruptcies, Liquidations, Restructurings, Mergers and Acquisitions. 57. Fundamental Shifts in Financial and Accounting Risk Management Pertaining to Global Finance and Capital Markets. 58. Fundamental Shifts in Efficient Markets Hypothesis, 'New Normal' Outside +/- 3-Sigma, and Market Microstructure. 59. Accounting Measurement and Reporting for Fair Value Accounting and 'Mark-to-Market' Transactions and Events. 60. Advanced Financial Auditing of Simulated Corporation Financial Statements Using ACL for Auditing and Compliance. 61. Financial Auditing & Assurance Simulation Using ACL for Risk Assessment of Firm's Enterprise Business Processes. 62. Assessing Financial Audit Risk of Big-4 Firm's Proposed Audit Client Acquisition of Oracle Corporation on Sun Acquisition. 63. FASB-IASB Convergence of US GAAP and IFRS Asset Fair Value Measurement Standards Based Upon SFAS 157. 64. Forensic Accounting & Analysis of Financial Statements of Goldman Sachs, Morgan Stanley, and Berkshire Hathaway. 65. Financial Accounting Analysis of Statutory Merger of Burlington Northern Santa Fe Corporation in Berkshire Hathaway Inc. PRIOR RESEARCH & IMPACT (1993-2008) [Back to (2009-Current)] a) Named among “exemplars” of “considerable impact on actual practice” such as Black-Scholes, Harry Markowitz & William Sharpe in the AACSB International Impact of Research Report (2008). b) Knowledge Management research impact evident in US Fed & OCC Model Risk Management guidance: SR11-7 & OCC 2011-12 mandating financial regulatory compliance by banks and financial institutions. c) Published Model Risk Management frameworks for anticipation of risks beginning more than a decade before OCC and Wall Street CROs recognized the imperative need to “anticipate risk” after the Crisis. d) Ongoing Advanced Analytics and Cybersecurity research advances upon above Model Risk Management frameworks to further research on ‘anticipatory’ Risk Management frameworks, models, and systems. Research Monographs 1. Malhotra, Y. (ed.), Knowledge Management and Virtual Organizations, Idea Group Publishing, Hershey: PA, April 2000, 408 pages. 202 Citations. 2. Malhotra, Y. (ed.), Knowledge Management and Business Model Innovation, Idea Group Publishing, Hershey: PA, April 2001, 470 pages. 138 Citations. Journal Articles 1. Malhotra, Y., Galletta, D.F., and, Kirsch, L.J. How Endogenous Motivations Influence User Intentions: Beyond the Dichotomy of Extrinsic and Intrinsic User Motivations, Journal of Management Page 7 of 15 February 06, 2015 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. Information Systems, Summer 2008, Vol. 25, No. 1, 267-299. Journal Impact Factor 2.662. 85 Citations. Malhotra, Y. and Galletta, D.F., A Multidimensional Commitment Model of Volitional Systems Adoption and Usage Behavior, Journal of Management Information Systems, Summer 2005, Vol. 22, No. 1; 117-151. Journal Impact Factor 2.662. 136 Citations. Malhotra, Y., Knowledge Management in Inquiring Organizations, Computer Society of India Communications (India), Vol. 30, Issue 4, July 2006, Special Issue on ‘Tacit Knowledge’ edited by McGill University (Canada). 193 Citations. Malhotra, Y., Integrating Knowledge Management Technologies in Organizational Business Processes: Getting Real Time Enterprises to Deliver Real Business Performance, Journal of Knowledge Management, Vol. 9, Issue 1, April 2005, 7-28. 263 Citations. Malhotra, Y. and Galletta, D.F., Building Systems that Users Want to Use, Communications of the ACM, 47, 12, December 2004, 89-94. Journal Impact Factor 2.863. 98 Citations. Malhotra, Y., When Best Practices Becomes Worst Practices, Momentum: The Quality Magazine of Australasia [Quality Society of Australasia], NSW, Australia, September 2002, 29-30. Malhotra, Y., Enabling Knowledge Exchanges for E-Business Communities, Information Strategy: The Executive's Journal, 18(3), Spring 2002, 26-31. Malhotra, Y., Expert Systems for Knowledge Management: Crossing the Chasm between Information Processing and Sense Making, Expert Systems with Applications: An International Journal, 20(1), 7-16, 2001. King, W.R., and Malhotra, Y., Developing an Andragogy Model for IS/IT Education, Journal of Informatics Education and Research, 3(1), Spring 2001, 1-14. Malhotra, Y., Knowledge Assets in the Global Economy: Assessment of National Intellectual Capital. Journal of Global Information Management, 8(3), July-Sep, 2000, 5-15. 180 Citations. Reprinted as: Malhotra, Y., Knowledge Assets in the Global Economy: Assessment of National Intellectual Capital. In F. Tan (Ed.), Advanced Topics in Global Information Management. Hershey, PA: Idea Group Publishing, 2002, pp. 329-345. 180 Citations. Malhotra, Y., Knowledge Assets in the Global Economy: Assessment of National Intellectual Capital. In V. Sugumaran (Ed.), Intelligent Support Systems Technology. Hershey, PA: Idea Group Publishing, 2002, pp. 22-42. 180 Citations. Malhotra, Y., Knowledge Assets in the Global Economy: Assessment of National Intellectual Capital. In Y. Malhotra (Ed.), Knowledge Management and Business Model Innovation. Hershey, PA: Idea Group Publishing, 2001, p. 232-249. 180 Citations. King, W.R., and Malhotra, Y., Developing a Framework for Analyzing IS Sourcing, Information and Management, 37(6), 2000, 323-334. 112 Citations. Malhotra, Y., Knowledge Management for E-Business Performance: Advancing Information Strategy to 'Internet Time’. Information Strategy: The Executive's Journal, 16(4), Summer 2000, 5-16. 312 Citations. Reprinted as: Malhotra, Y., Knowledge Management for E-Business Performance: Advancing Information Strategy to “Internet Time”. ICFAI Journal of Systems Management (India), August, 2003. 312 Citations. Page 8 of 15 February 06, 2015 17. Malhotra, Y., Knowledge Management for E-Business Performance: Advancing Information Strategy to 'Internet Time'. In Y. Malhotra (Ed.), Knowledge Management and Business Model Innovation. Hershey, PA: Idea Group Publishing, 2-15, 2001. 312 Citations. 18. Malhotra, Y., Knowledge Management for E-Business Performance: Advancing Information Strategy to 'Internet Time'. Journal of Production Engineering (South Korea), 3(8), 2000, 46-55. 312 Citations. 19. Malhotra, Y., Knowledge Management and New Organization Forms: A Framework for Business Model Innovation. Information Resources Management Journal, 13(1), January-March, 2000, 5-14. Reprinted as: 20. Malhotra, Y., Knowledge Management and New Organization Forms: A Framework for Business Model Innovation. In M. Khosrowpour (Ed.), Advanced Topics in Information Resources Management, (Advanced Topics in Information Resources Management Series, Vol. 1), Hershey, PA: Idea Group Publishing, 1-18, 2002. 21. Malhotra, Y., Knowledge Management and New Organization Forms: A Framework for Business Model Innovation. In Y. Malhotra (Ed.), Knowledge Management and Virtual Organizations. Hershey, PA: Idea Group Publishing, 2-19, 2000. 22. Malhotra, Y., Bringing the Adopter Back Into the Adoption Process: A Personal Construction Framework of Information Technology Adoption. Journal of High Technology Management Research, 10(1), 1999, 79-104. 23. Malhotra, Y., Knowledge Management for Organizational White Waters: An Ecological Framework. Knowledge Management, 2(6), March, 1999, 18-21. 24. Malhotra, Y., High-Tech Hidebound Cultures Disable Knowledge Management. Knowledge Management, Knowledge Management, 2(5), February, 1999, 7-11. 25. Malhotra, Y., Business Process Redesign: An Overview. IEEE Engineering Management Review, 26(3), Fall, 1998, 27-31. 192 Citations. Reprinted as: 26. Malhotra, Y., Business Process Redesign: An Overview. ICFAI Journal of Operations Management (India), November, 2002. 192 Citations. 27. Malhotra, Y., Knowledge Management for the New World of Business. Asian Strategy & Leadership Institute Review, August, 1998, 36-41. 227 Citations. 28. Malhotra, Y., Controlling Copyright Infringements of Intellectual Property. Journal of Systems Management, July, 1994, 45-51. 29. Malhotra, Y., Controlling Copyright Infringements of Intellectual Property: The Case of Computer Software. Journal of Systems Management, June, 1994, 45-50. 30. Malhotra, Y., and Erickson, R.E., Interactive Educational Multimedia: Coping with the Need for Increasing Data Storage. Educational Technology, April, 1994, 34-37. 31. Barton, L., and Malhotra, Y., International Infringement of Software as Intellectual Property, Industrial Management & Data Systems, 1993, 93-100. Conference Proceedings Papers 32. Malhotra, Y., Desperately Seeking Self-Determination: Key to the New Enterprise Logic of Customer Relationships, Process Automation Track, Customer Relationship Management Mini-track. Proceedings of the Americas Conference on Information Systems, AMCIS 2004, New York, New York. Page 9 of 15 February 06, 2015 33. Malhotra, Y. and Galletta, D.F., Role of Commitment and Motivation in Knowledge Management Systems Implementation: Theory, Conceptualization, and Measurement of Antecedents of Success, Proceedings of the Hawaii International Conference on Systems Science, January 2003, January 6-9, 2003, IEEE, Hawaii. 130 Citations. 34. Malhotra, Y., Role of Organizational Controls in Knowledge Management: From Constraints to Enablers. Proceedings of the Information Resource Management Association International Conference, Knowledge Management Track, Anchorage, Alaska, May 20-24, 2000. 35. Malhotra, Y., and, Galletta, D.F., Extending the Technology Acceptance Model to Account for Social Influence: Theoretical Bases and Empirical Validation. Proceedings of the Hawaii International Conference on System Sciences (HICSS 32), 6-19, January, 1999, IEEE, Hawaii. 617 Citations 36. Malhotra, Y., Knowledge Management in Inquiring Organizations. Proceedings of the 3rd Americas Conference on Information Systems, Indianapolis, IN, August, 1997. 193 Citations 37. Malhotra, Y., Theoretical & Empirical Redefinition of Information Systems Acceptance & Information Systems Usage. Proceedings of the Academy of Management Meeting, Technology and Innovation Management / Organizational Communication and Information Systems Doctoral Consortium, Boston, MA, August, 1997. 38. Malhotra, Y., Reassessing and Clarifying Information Systems Acceptance and Usage. Proceedings of the 3rd Americas Conference on Information Systems, Doctoral Consortium, Indianapolis, IN, August, 1997. 39. Malhotra, Y., Bringing the Adopter Back Into the Adoption Process: A Personal Construction Framework of Information Technology Adoption. Proceedings of the Academy of Management, Technology and Innovation Management, Boston, MA, August, 1997. (Abstract) 40. Malhotra, Y., and, Kirsch, L.J., Personal Construct Analysis of Self-Control in IS Adoption: Empirical Evidence from Comparative Case Studies of IS Users & IS Champions. Proceedings of the First INFORMS Conference on Information Systems and Technology, 105-114, Washington, DC, May, 1996. 41. Malhotra, Y., IS Productivity And Outsourcing Policy: A Conceptual Framework and Empirical Analysis. Proceedings of the Inaugural Americas Conference on Information Systems, 142-144, August, Pittsburgh, PA, 1995. 42. Malhotra, Y., and Erickson, R.E., MPC: An Evolving Standard in Multimedia Education. Educational Multimedia and Hypermedia Annual, Proceedings of ED-MEDIA 93: Educational Multimedia and Hypermedia, AACE, Charlottesville, VA, 324-331, August, 1993. Invited Expert Papers & Other Research 43. Malhotra, Y., Board of Advisors Perspective: On Knowledge Management and Actionable Intelligence. Invited Interview as Board of Advisors member, Inside Knowledge (UK), 2009. 44. Malhotra, Y., Competitive Strategy for Highly Risky and Uncertain Business Environments. Business Standard (India), January 2, 2007. 45. Malhotra, Y., On Model Risks & Systemic Risks Inherent in Financial Market Models: Rethinking Management Information and Control Systems for the New World of Uncertainty and Risk. Invited Interview of Influential UK Management Press, 2005. (Series of Interviews with Knowledge Management Pioneers) Page 10 of 15 February 06, 2015 46. Malhotra, Y., Expertise Location Management Systems: KMS by Another Name?. CIO Insight, July 2004. 47. Malhotra, Y., Measuring National Knowledge Assets of a Nation: Knowledge Systems for Development. Expanding Public Space for the Development of the Knowledge Society. Report of the Ad Hoc Expert Group Meeting on Knowledge Systems for Development. Department of Economic and Social Affairs Division for Public Administration and Development Management, United Nations, New York, 2003, 68-126. 152 Citations. 48. Malhotra, Y., Why Knowledge Management Systems Fail? Enablers and Constraints of Knowledge Management in Human Enterprises. In Holsapple, C.W. (Ed.), Handbook on Knowledge Management 1: Knowledge Matters, Springer-Verlag, Heidelberg, Germany, 577-599, 2002. 344 Citations. Reprinted as: 49. Malhotra, Y., Why Knowledge Management Systems Fail? Enablers and Constraints of Knowledge Management in Human Enterprises. In Michael E.D. Koenig & T. Kanti Srikantaiah (Eds.), Knowledge Management Lessons Learned: What Works and What Doesn't, Information Today Inc. (American Society for Information Science and Technology Monograph), 87-112, 2004. 344 Citations. 50. Malhotra, Y., Why Knowledge Management Systems Fail? Enablers and Constraints of Knowledge Management in Human Enterprises. In Holsapple, C.W. (Ed.), Handbook on Knowledge Management 1: Knowledge Matters, Springer-Verlag, Heidelberg, Germany, 577-599, 2004. 344 Citations. 51. Malhotra, Y., Is Knowledge the Ultimate Competitive Advantage?. Business Management Europe , September, 2003, Q3/4, pp. 66-68. 52. Malhotra, Y., Is Knowledge the Ultimate Competitive Advantage?. Business Management Asia, September, 2003, Q3/4, pp. 67-69. 53. Malhotra, Y., The Knowledge Application Gap in Information Systems Research & Education and their Quest for the Dependent Variable. Information Resources Management Journal, Volume 16, Issue 2, April-June 2003, pp. i-vii. 54. Malhotra, Y., Information Ecology and Knowledge Management: Toward Knowledge Ecology for Hyperturbulent Organizational Environments, Encyclopedia of Life Support Systems (EOLSS), UNESCO/Eolss Publishers, Oxford, UK, 2002. 55. Malhotra, Y., Knowledge Management: The Supply Chain Nerve Center. Inside Supply Management, Institute for Supply Management, July 2002, pp. 34-43 56. Malhotra, Y., Enabling Next Generation e-Business Architectures: Balancing Integration and Flexibility for Managing Business Transformation. Intel Corporation, Portland, Oregon. Summer 2001. 57. Malhotra, Y., From Information Management to Knowledge Management: Beyond the 'Hi-Tech Hidebound' Systems. In K. Srikantaiah & M.E.D. Koenig (Eds.), Knowledge Management for the Information Professional. Medford, N.J.: Information Today Inc. 37-61, 2000. 161 Citations. 58. Malhotra, Y., Intellectual Capitalism: Does KM=IT? Three Myths That Can Derail Your IT & KM Investments. CIO Enterprise, Sep. 15, 1999. 59. Malhotra, Y., Deciphering the Knowledge Management Hype. Journal for Quality & Participation, JulyAugust, 1998. 296 Citations. 60. Malhotra, Y., Knowledge Management, Knowledge Organizations & Knowledge Workers: A View from the Front Lines. Maeil Business Newspaper, South Korea, February 19, 1998. Page 11 of 15 February 06, 2015 61. Malhotra, Y., Virtual Corporations, Human Issues & Information Technology. Training & Development, American Society for Training and Development (ASTD), Feb. 1, 1997. Book Chapters 62. Digital Assets, Markets & Exchanges: Operational Risk, Enterprise Risk, Model Risk, and Systemic Risk & New Digital Business Models 63. Malhotra, Y., Is Knowledge Management Really an Oxymoron? Unraveling the Role of Organizational Controls in Knowledge Management, In D. White (Ed.), Knowledge Mapping and Management, Hershey, PA: Idea Group Publishing, 1-13, 2002. 64. Malhotra, Y., Organizational Controls as Enablers and Constraints in Successful Knowledge Management Systems Implementation. In Y. Malhotra (Ed.), Knowledge Management and Business Model Innovation. Hershey, PA: Idea Group Publishing, 326-336, 2001. (reprint) 65. Malhotra, Y., Role of Organizational Controls in Knowledge Management: Is Knowledge Management Really An 'Oxymoron'. In Y. Malhotra (Ed.), Knowledge Management and Virtual Organizations. Hershey, PA: Idea Group Publishing, 245-257, 2000. Other Professional Activities Inter-disciplinary Faculty Certifications Certified as Entrepreneurship Faculty, Kaufman Foundation, LLEEP, 2003 Certified as SAP CRM Teaching Faculty, SAP University Alliance, 2003 Certified as SAP ERP Teaching Faculty, SAP University Alliance, 2003 Invited Editorial Review Panels American Management Association Butterworth-Heinemann Business Books CRC Press Cambridge University Press Harvard Business School Publishing McGraw-Hill Higher Education Perseus Books Prentice Hall Professional Reference Sage Publications Springer-Verlag Associate Editor e-Service Quarterly (Indiana University Press) Information Resources Management Journal International Editorial Advisory Boards Knowledge Management (UK) The Learning Organisation: An International Journal (UK) International Journal of Nuclear Knowledge Management (France) Global Journal of e-Business and Knowledge Management (IIT, Delhi) Page 12 of 15 February 06, 2015 Journal Special Issues Editor Expert Systems with Applications: An International Journal Information Resources Management Journal Information Strategy: The Executive’s Journal Journal of Global Information Management Editorial Review Panels: Journals Communications of the ACM Decision Sciences IBM Systems Journal IEEE Transactions on Engineering Management Information Resources Management Journal International Journal of Human-Computer Studies International Journal of Information Management Journal of the American Society for Information Science and Technology Journal of Association for Information Systems Journal of Developmental Entrepreneurship Journal of Information Technology and Management Journal of Management Journal of Management Information Systems Journal of Organizational Computing and Electronic Commerce Journal of Strategic Information Systems MIS Quarterly OMEGA - The International Journal of Management Science Editorial Review Panels: Proceedings Academy of Management Association for Information Systems Hawaii International Conference on System Sciences Information Resources Management Association International Conference on Information Systems National Science Foundation (NSF) SBIR/STTR Review Panels: Phase I and Phase II A Novel Three-Dimensional Ear Biometric Technique A WebTurbine for Lightweight, Ubiquitous Internet Publishing BriefMaker - A Requirements Definition Tool Commercialization of Publicly Available Works Computer Aided Medical Website Evaluation Computerized Tool for Baggage Screening Development of 802.11 Asset Tag Dynamic Automated Search in the Context of Knowledge Creation GeoPOP: A Real-Time Location-Based Handheld Application Highly Accurate Reconstruction Module for Multidisciplinary Computation Hypertext Data Analysis Mapping: Software for Capturing, Organizing, and Reviewing Data Analyses Integrated Software and Systems for Large-Scale Nonlinear Optimization Integrating Usability Engineering into a Method for Multiple Platform User Interface Deployment Location-based PDA Bird Field Guide Low-Cost System For Making Online Purchases Page 13 of 15 February 06, 2015 Modeler's Workbench: Web Services-based Modeling Platform for the Process Industry Multi-channel, Multi-device Collaboration System - Driving the Mobile Value Chain Nanoscale Transport Processes Prediction/Design/Analysis Tool for NEMS Applications Networked Basin Simulation Environment Next Generation Binary Decision Diagrams Based Logic Optimization System Object-Oriented Groundwater Data Repository Technology Personalized Wireless Network Polymer Workbench: Web Service Modeling Application Service and Integration for the Polymer Industry PortSirIsaac--A Web Productivity Portal for Science and Mathematics QTIPs - 24-Hour Technology Intelligence & Forecasting Quality-Based Knowledge Discovery for Information Retrieval in Large Communities Relational Database with Multiple User Interfaces Using Web Services Technology Technological Advances for On-line Pesticide Reporting Project Technology Stamps The Atmospheric Information Remote Project: A Commercial Software for Personal Computing Devices Unlocking Tacit Knowledge through Content-based Instant Messaging Web-Based International Trade Knowledge Discovery System Page 14 of 15 February 06, 2015 References Pitt MIS PhD Thesis Supervisor & Professor Professor Dennis Galletta, PhD, Professor of Information Systems & Director of the Doctoral Program, University of Pittsburgh, 282 Mervis Hall, Katz Graduate School of Business, Pittsburgh, PA 15260, [email protected], (412) 648-1699. Pitt MIS PhD Control Systems Supervisor & Professor Professor Jacob G. Birnberg, PhD, Robert W. Murphy Jr. Professor of Management Control Systems Emeritus, Business Analytics & Operations, University of Pittsburgh, 263 Mervis Hall, Pittsburgh, PA 15260, [email protected], (412) 648-1719. Fordham Advanced Econometrics Professor & Mentor Professor Paul D. McNelis, PhD, Robert Benheim Professor of Economics and Financial Policy, Graduate School of Business Administration, Fordham University, 1790 Broadway, Room 1322, New York, N.Y. 10019, (212) 636-6186, [email protected] . Post-Doc Thesis Co-Chair, Network & Computer Security Professor, Advanced Analytics Research Supervisor Professor John Marsh, PhD, Associate VP for Research Director of MS-Network & Computer Security, Associate Professor of Computer Science. SUNY Polytechnic Institute, 100 Seymour Rd, Utica, NY 13502 [email protected], (315) 792-7125. JP Morgan Projects Supervisor & Mentor Dr. Georgiy V. Zhikharev, PhD, JP Morgan Global Head of Quantitative Research & Analytics, US Head of Portfolio Management, JP Morgan, 270 Park Ave., New York, NY 10017, (212) 464-2002, [email protected]. Information Assurance Professor & Advisor, AFRL Dr. Kevin A. Kwiat, PhD, CIV USAF AFMC AFRL/RIGA, Program Manager & Principal Computer Engineer, Air Force Research Laboratory AFRL/IFGA, 525 Brooks Rd. Rome, NY 134414505, [email protected], (315) 330-1692. Syracuse University MIS & IT/OR Faculty Supervisor Professor Michel Benaroch, PhD, Professor of Information Systems & Associate Dean for Research & PhD, Martin J. Whitman School of Management, 721 University Ave., Syracuse University, Syracuse, NY 132442450, [email protected], (315) 443-3492. Fordham Quantitative Economics Professor & Mentor Professor James R. Lothian, PhD, Topetta Family Chair in Global Financial Markets and Distinguished Professor of Finance, Fordham University, School of Business, 113 West 60th Street, New York, N.Y. 10023, (212) 636-6147, [email protected], [email protected]. Fordham MSQF Big Data SAS Modeling Professor Professor Nusret Cakici, PhD, Professor of Finance, 113 West 60th Street, Fordham University, New York, NY 10023, [email protected], (212) 636 6776. Post-Doc Thesis Chair, Network & Computer Security Professor, Quantitative Finance Research Supervisor Professor Jorge Novillo, PhD, Ex-Dean of Information Systems and Engineering Technology, Professor of Computer Science, SUNY Polytechnic Institute, 100 Seymour Rd, Utica, NY 13502 [email protected], (315) 792-7352. Quantitative Finance Mathematician & Advisor Professor Zora Thomova, PhD, Interim Dean, College of Arts and Sciences, Chair and Professor of Mathematics, SUNY Polytechnic Institute, 100 Seymour Rd, Utica, NY 13502 [email protected], (315) 792-7397. Cybersecurity Practice Advisor & Mentor, NY-CRI Dr. John S. Bay, PhD, Ex-Chief Scientist, Information Directorate, Air Force Research Laboratory, Executive Director, New York State Cyber Research Institute, Griffiss Institute, 725 Daedalian Drive, Rome, NY 13441, [email protected]. Page 15 of 15
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