Financial Markets How to build successful careers Visit http://www.simplypaisa.com/ SimplyPaisa.com What’s inside 1 Financial markets (Overview) 2 Career in Financial Markets Visit http://www.simplypaisa.com/ SimplyPaisa.com Financial Markets Any marketplace where buyers and sellers participate in the trade of financial securities, commodities and other fungible items of value at low transaction costs and at prices that reflect supply and demand. Securities include stocks and bonds, and commodities include precious metals or agricultural goods. Efficient transfer of resources from those having idle resources to others who have a pressing need for them is achieved through financial markets. Visit http://www.simplypaisa.com/ SimplyPaisa.com Role Of Financial Markets • Capital Formation (in the capital markets) • The transfer of risk (in the derivatives markets) • Creation of Investment avenues • Price discovery • Global transactions with integration of financial markets • The transfer of liquidity (in the money markets) • International trade (in the currency markets) Visit http://www.simplypaisa.com/ SimplyPaisa.com Indian Financial System IPOs Primary Markets Book Building Private placement Securities Market Equity Markets Debt Market Indian Financial System Capital Markets Secondary Market Money markets Mutual Funds Non Securities Market Commodity Market Derivatives FDs, PF, Small savings Insurance Visit http://www.simplypaisa.com/ SimplyPaisa.com Participants of the Financial Markets As Beneficiaries •Individual Investors – Speculators, Arbitrageurs •Corporations seeking capital •Hedgers •Prop traders •Mutual Funds, Portfolio Managers, Insurance companies etc As Facilitators •Regulators •Stock Exchanges •Depositories and their participants, Custodians •Intermediaries, Merchant banks, Inv. banks •Rating Agencies Visit http://www.simplypaisa.com/ SimplyPaisa.com Turnover in Financial Markets in India Sources: NSE, BSE, PTI, FIMMDA, SEBI, RBI Indicative figs. only Please refer to relevant organisations for accurate figs. Visit http://www.simplypaisa.com/ SimplyPaisa.com Career in Financial Markets Visit http://www.simplypaisa.com/ SimplyPaisa.com Should you opt for ??? •A highly Competitive Industry – Do not enter if you can’t compete •Passion to work 24 (Twenty four) 30 (Thirty) hours in a day •Problem solving skills •360 degree outlook •Constant learner with Lateral & Practical thinking •Numerical/ Statistical ability •Observation and eye for detail •In all, it’s a demanding workplace •Hiring & Firing – Survival of the fittest Then why to enter????? Visit http://www.simplypaisa.com/ SimplyPaisa.com Highly rewarding career •Good Salaries •Big Incentives •Huge bonuses •ESOPs •Profit sharing Industry of Multi millionaire Second hand Traders Visit http://www.simplypaisa.com/ SimplyPaisa.com Roles to start with… •Sales •Trading/Dealing •Research •Risk Management •Operations •Compliance Get in on the ground floor – Choose the one of your interest Visit http://www.simplypaisa.com/ SimplyPaisa.com Your chosen role may take you to SALES Investment banking Wealth Management Private Equity Visit http://www.simplypaisa.com/ SimplyPaisa.com Your chosen role may take you to TRADING/DEALING Fund Management Corporate treasuries Prop book Trading Visit http://www.simplypaisa.com/ SimplyPaisa.com Your chosen role may take you to… RESEARCH Analyst Visit http://www.simplypaisa.com/ Fund Management SimplyPaisa.com Your chosen role may take you to… RISK MANAGEMENT Vice President – Risk Or Risk Officer Visit http://www.simplypaisa.com/ Controller SimplyPaisa.com Your chosen role may take you to… OPERATIONS Vice President -Ops Visit http://www.simplypaisa.com/ Trade book auditors SimplyPaisa.com Your chosen role may take you to… COMPLIANCE Compliance officer Visit http://www.simplypaisa.com/ Merchant banker SimplyPaisa.com Potential Employers •Exchanges •Broking Organization •Prop traders/Algo traders •Banks •Corporate treasuries •Mutual funds, PMS, Hedge funds •Investment banking organisations •Credit rating agencies/Research outfits •Self Employed Visit http://www.simplypaisa.com/ SimplyPaisa.com Upcoming Avenues •Alternative Investment funds •Currency Derivatives •Interest rate derivatives •Algo Trading •New Stock Exchanges – MCX-SX, SME exchanges •ETFs and Market making Visit http://www.simplypaisa.com/ SimplyPaisa.com Suggestion for aspiring professionals •Read economic newspapers, magazines and articles •Must clear NISM certifications •Internships •Real project work •Attend Seminars & Conferences •Keep a tick by tick update of market Visit http://www.simplypaisa.com/ SimplyPaisa.com Thank you Please also complete our other related modules also •Security Operations and Risk Management & question bank •Equity Derivatives & question bank •Currency derivatives & question bank •Commodity markets & question bank •Mutual fund advisor module & question bank Visit http://www.simplypaisa.com/ SimplyPaisa.com