RECOVERY & RESOLUTION PLANS

FINSAC WORKSHOP
FROM EXPERTS TO EXPERTS
RECOVERY & RESOLUTION
PLANS
23 - 24 April, 2015
Venue: The World Bank
Praterstrasse 31, 21st floor
1020 Vienna
How to establish credible and feasible recovery and
resolution strategies for individual firms? What to take
into account when assessing recovery plans and preparing
resolution plans.
DRAFT PROGRAMME
23 April 2015
First day: Recovery plans
09:00 – 10:00
Registration and Light Breakfast
10:00 – 10:30
Welcome by The World Bank / FinSAC
Fernando Montes-Negret, FinSAC Coordinator
10:30 – 11:00
Overview on the European Directive establishing a framework
for the recovery and resolution of credit institutions and investment firms (BRRD)
Pamela Lintner, Sr. Financial Sector Specialist, FinSAC
11:00 – 12:00
Regulatory framework for assessing recovery plans and establishing resolution plans including resolvability assessment:
Waivers, national discretion, and the proportionality principle
Stefano Cappiello, Head of the Resolution Unit, EBA
12:00 – 13.30
Assessment of (group) recovery plans: the Dutch experience
Emmeline van Heukelem, Supervisor, Dutch Central Bank
13:30 – 14.30
Lunch
14:30 – 16:00
Assessment of recovery plans including from a home country
perspective: the German experience, legal framework and
practical examples.
Arne Martin Buscher, Head of Section R 1 (Policy Section) and
Julia Bayer, Senior Policy Officer, Federal Financial Supervisory
Authority (BaFin)
16:00 – 16:30
Coffee break
16:30 – 18:00
The application of the proportionality principle in practice:
Preparing recovery plans for smaller (national) banks
Bernhard Freudenthaler, Manager, Financial Services Risk
Consulting, KPMG Austria
24 April 2015
Second Day: Resolution plans
08:00 – 09:00
(Registration) Light Breakfast
09:00 – 10:00
Resolution and the use of Deposit Guarantee Scheme (DGS)
money ex-ante BRRD (focus on the Spanish experience) and
resolution after BRRD; similarities and differences.
Mario Delgado Alfaro, Partner, Financial Risk and Regulation,
Ernst and Young
10:00 - 11:00
Resolution planning from a supervisors perspective
ECB (Tbc)
11:00 – 11:30
Coffee break
11:30 - 12:30
Cross border resolution planning
Samy Harraz, Senior Resolution Expert, Single Resolution Board
(SRB)
12:30 – 13:30
Lunch
13:30 – 14:30
Resolution planning before and under the BRRD: the Austrian
experience
Christian Schiele, Senior Expert, Banking Resolution, Austrian
Financial Market Authority (FMA)
14:30 – 15:30
Preparing for the adoption of resolution plans from a host
county perspective: the Polish experience
Andrzej Stopczynski, Director of the Strategic Projects
Department, Poland Bank Guarantee Fund
15:30 – 16:00
Final Q&A and Closing