ADOLESCENTS’ HEALTHY EATING – A SOCIO-COGNITIVE APPROACH TO STUDYING CONSUMER SOCIALISATION AND BEHAVIOUR CHANGE By Susanne Pedersen PhD thesis submitted to School of Business and Social Sciences, Aarhus University, in partial fulfilment of the requirements of the PhD degree in Business Administration February 2015 ACKNOWLEDGEMENTS My time as a PhD student has come to an end, and I can look back at some exciting years filled with many challenges and good experiences – and a lot of hard work. I want to acknowledge all those good people surrounding me, since this PhD thesis would never have been possible without the assistance and valuable support from several. First and foremost, I am extremely grateful to my supervisors John Thøgersen and Alice Grønhøj for their guidance, support, continued encouragement and positive approach to me and my work. John, thanks for being a demanding and kind supervisor. You always had time for questions, discussions, feedback and for sharing your massive knowledge on statistics and social psychology. Alice, thanks for being a caring, detailed-oriented supervisor sharing my research interest in children and adolescents. You encouraged me to pursue a PhD and made me feel comfortable with doing research. This doctoral research would not have been possible without the funding of the research project “Step by step changes of children’s preferences towards healthier food”, by the Danish Ministry of Science, Technology and Innovation and the MAPP Centre at Aarhus University as co-financer. I would like to express my gratitude to project manager Tino Bech-Larsen and project group members Alice Grønhøj and Jessica Aschemann-Witzel for your support, good cooperation and insightful discussions. Also thanks to research assistants and the wider project group for inspiration and cooperation. I want to thank colleagues in all functions at MAPP and BADM for sharing your expertise and for helping and supporting me throughout the years. Special thanks to Birgitte Steffensen and Karin Hørup for proofreading my dissertation. i During my second year as a PhD student, I had the opportunity to stay at Department of Psychology at Bath University for three months. I am very grateful to Professor Bas Verplanken for showing me great hospitality and for introducing me to the department and to one of his research groups. I also want to thank Deborah Roy and Aarhen Knight Ahumada for intense discussions and enjoyable data collections. I truly enjoyed the stay! I also want to thank my assessment committee: Professor Bas Verplanken, Professor Lotte Holm and Professor Liisa Lähteenmäki for valuable comments and recommendations helping me to improve my work. My PhD study coincided with some very unfortunate and critical events in my life. It has delayed my thesis, but I still hand in on time. I want to thank AU and the PhD school at BSS for making it possible to delay this thesis. Also warm thanks to all at BADM who have cared and supported me in what were very difficult times for me and my family. I also want to express my warmest gratitude to Berit Kamp Kragh who has been so much more than a colleague sharing an office. You have been a true friend supporting me in every possible way sharing both tears and laughter - for that I thank you. To my parents, family and friends in Western Jutland, my brother and sisterin-law in China, my Icelandic family in Iceland and Norway – thanks for all your support throughout the years. I also want to thank my friends – especially Edith, Bente, Lisette, Birgitte, Ida and Lise for your continuous support in all aspects of my life. To my dearest trio, Selma, Rakel and August, I want to thank you for your straightforwardness in questioning my work and for demonstrating the challenges of ii family interaction and consumer socialisation regarding healthy eating. I hope we are doing things right! Most importantly, I thank you for always reminding me about the important things in life. Last, but certainly not least, I want to express my deepest gratitude to my dear husband Óskar. You are my bridge over troubled waters, my rock, my Viking. You stand by my side in good times as well as in bad. Through your love, patience, support and belief in me, I find the energy to carry on and do my best. Thank you. Aarhus, May 11, 2015 iii “The unique nature and importance of adolescence mandates explicit and specific attention in health policy and programmes” (WHO, 2014) iv RESUMÉ (SUMMARY IN DANISH) Denne ph.d. afhandling bidrager med viden om unges adfærd i forhold til at spise sundt. I afhandlingen undersøges forbrugersocialisering samt sociale normers påvirkning og muligheder for adfærdsændringer i forhold til unges sunde kostvaner. I introduktionen begrundes vigtigheden af at studere unge og sunde kostvaner, og der redegøres for, at en mere holistisk tilgang er nødvendig for at imødegå den stigende overvægt blandt unge. Det er vigtigt at forstå udviklingen i og påvirkningen af unges kostvaner og muligheden for at promovere sunde kostvaner gennem interventioner. Ved at gennemgå relevant litteratur om forbrugersocialisering, social påvirkning og adfærdsændring ved hjælp af feedback-interventioner i forhold til unges kostvaner argumenteres der for, at en social-kognitiv tilgang til forbrugersocialisering og adfærdsændring giver en dybere og mere nuanceret forståelse af unges kostvaner. Baseret på dette præsenterer denne afhandling tre forskningsspørgsmål, som behandles i tre artikler. Forskningsspørgsmålene er: 1. Hvilke roller har forældre og unge i forbrugersocialiseringen af de unges sunde kostvaner? 2. Hvilken betydning for unges sunde kostvaner har den sociale påvirkning fra forældre og venner sammenlignet med personlige faktorer? 3. Hvordan kan en intervention baseret på social-kognitiv teori og sms-baseret feedback forbedre unges sunde kostvaner og hvorfor? Det første forskningsspørgsmål besvares i den første videnskabelige artikel. Fordi familiens interaktion og familiemedlemmers rolle i socialiseringen af sunde kostvaner er underbelyst, havde dette studie til formål at undersøge unge og deres forældres bevidsthed om og involvering i sunde kostvaner i relation til deres roller i v forbrugersocialiseringen af sunde kostvaner i familien. Som en opfølgning på en intervention om sunde kostvaner deltog 38 unge og deres familier i dybdeinterviews og en praktisk øvelse om dagligt anbefalet frugt- og grøntindtag. Resultaterne viste, at de unge benyttede sig af to strategier: en direkte strategi med krav til forældrene eller en samarbejdsstrategi, som hjalp forældrene. Forældrene påbegyndte samtaler med den unge og andre familiemedlemmer om sunde kostvaner og følte sig ansvarlige som rollemodeller og efterkom ofte den unges krav og anerkendte den unges hjælp. Resultaterne bekræfter, at forældre stadig har afgørende betydning i forhold til den unges sunde kostvaner, men med den unge som en aktiv spiller. Det bekræfter, at forbrugersocialisering kan opfattes som bi-direktionale processer. Studiet supplerer tidligere studier ved at inkludere den unges nærmeste familie som analyseenhed. Med en helhedsorienteret tilgang til at studere forbrugersocialisering bidrager denne artikel til at identificere og forstå barrierer og katalysatorer for unges sunde kostvaner. Det andet forskningsspørgsmål besvares i den anden videnskabelige artikel. Formålet med artiklen er at teste, om den almindelige opfattelse, at børn i stigende omfang bliver påvirket af venner på bekostning af forældre i puberteten, også gælder for sunde kostvaner. Spørgeskemaer blev udfyldt af 757 dyader bestående af unge og deres forældre. Artiklen tager udgangspunkt i social kognitiv teori og The Focus Theory of Normative Conduct og finder, at forældre forbliver dem, som primært påvirker unges sunde kostvaner, hvor det de gør (deskriptive normer), er vigtigere, end hvad de siger (injunktive normer). Studiet bidrager til en bredere forståelse af, hvad der påvirker unges sunde kostvaner ved at sammenligne påvirkningen fra flere sociale sfærer (forældre og venner) samtidig med, at der kontrolleres for personlige faktorer såsom unges tiltro til egne evner (self-efficacy) og forventninger til resultatet (outcome expectations). Tidligere studier har ikke inkluderet alle disse faktorer i den samme analyse. Implikationerne af vi studiet er, at (1) interventionen rettet mod sunde kostvaner bør have til formål at styrke tiltroen til egne evner og styrke de positive forventninger til resultatet blandt unge, (2) familiekonteksten bør inkluderes, når interventioner om sunde kostvaner implementeres, og (3) forældres bevidsthed om deres påvirkning af unges sunde kostvaner bør styrkes. Det tredje forskningsspørgsmål besvares i den tredje videnskabelige artikel. Artiklen undersøger effekterne af en intervention rettet mod sunde kostvaner, der ved brug af feedback via sms over 11 uger havde til formål at forbedre unges adfærd, tiltro til egne evner og positive forventninger til resultatet i forhold til at spise frugt og grønt. Spørgeskemaer før og efter interventionen blev udfyldt af 1488 unge, som vilkårligt blev allokeret til en kontrolgruppe og to eksperimentgrupper. Begge eksperimentgrupper satte ugentlige mål for indtag af frugt og grønt, rapporterede deres indtag dagligt og dernæst modtog feedback på deres indsats – alt sammen via mobiltelefonens sms-funktion. Den ene eksperimentgruppe modtog derudover 45 minutters undervisning om ernæring af en diætist i skolen. De direkte effekter af interventionen var ikke signifikante, men for unge, der deltog i sms-rapporteringen, var der signifikante effekter for niveauet af deltagelse i interventionen afspejlet i antallet af sendte sms’er. Deltagere, der sendte flere end halvdelen af de mulige sms’er, øgede deres indtag af frugt og grønt signifikant. Deltagere, der sendte mellem 10 og 50 % af de mulige sms’er, oplevede et signifikant fald i tiltroen til egne evner i forhold til at spise frugt og grønt, og de, der sendte færre end 10 % af de mulige sms’er, oplevede et signifikant fald i positive forventninger til resultatet af at spise frugt og grønt. Resultaterne indikerer, at deltagernes aktive engagement i en intervention er afgørende for dens succes. Dette medfører implikationer for design og udførelse af sundhedsfremmende interventioner. vii viii EXECUTIVE SUMMARY This PhD thesis contributes with knowledge about adolescent healthy eating by studying consumer socialisation, social influence and behavioural change in relation to adolescent healthy eating. The introduction provides the important reasons for studying adolescents and healthy eating and explains that a more holistic approach is needed in order to respond to the rising levels of overweight among adolescents. It is important to understand the development of and influences on adolescent healthy eating behaviour and the possibilities for promoting healthy eating through interventions. By reviewing relevant literature on consumer socialisation, social influence and behaviour change through interventions employing feedback in relation to adolescent healthy eating, it is argued that a socio-cognitive approach to consumer socialisation and behaviour change provides a richer and more nuanced understanding of adolescent healthy eating. Based on this, the thesis presents three research questions which are investigated in three research papers. The research questions are: 1. Which roles do parents and adolescents have in healthy eating socialisation? 2. How does the social influence from parents and friends compared to personal factors impact adolescents’ healthy eating? 3. How can a feedback intervention based on socio-cognitive theory and using text messaging improve adolescent healthy eating and why? The first research question is answered in research paper 1. Since the area of family interaction and family members’ roles regarding healthy eating socialisation is underexposed, the study aimed at exploring adolescents’ and parents’ awareness of and involvement in healthy eating and investigated how they related it to their roles in the healthy eating socialisation taking place within the family. As a follow-up on a healthy ix eating intervention, 38 adolescents and their respective families participated in depthinterviews and a practical exercise on daily fruit and vegetable intake. Results demonstrated that adolescents were found to adopt two strategies: a direct one placing demands on parents or a cooperative one helping parents. Parents initiated dialogues with family members about healthy eating and felt responsible as role models often fulfilling the adolescents’ demands and acknowledging their help. The findings confirm that parents still have the upper hand, when it comes to healthy eating, but with adolescents as active players confirming the notion of consumer socialisation as bidirectional processes. The study supplements previous research by including adolescents’ immediate family as a unit of analysis. By taking an intra-familiar systemic approach to studying family socialisation, this paper contributes with identifying and understanding barriers and facilitators of adolescents’ healthy eating. The second research question is answered in research paper 2. The paper aimed at testing whether the common belief that children become increasingly influenced by friends at the expense of parents during adolescence is also true for healthy eating. Surveys were completed by 757 adolescent-parent dyads. The paper draws on Social Cognitive Theory and The Focus Theory of Normative Conduct and finds that parents remain the main influencer with what they do (descriptive norms) being more important than what they say (injunctive norms). The study contributes to a more comprehensive understanding of what influences adolescent healthy eating by comparing the influence of entangled social spheres (parents and friends) while also controlling for personal factors such as the adolescent’s self-efficacy and outcome expectations. No previous studies have included all these factors in the same analysis. The implications of the study are that (1) healthy eating interventions should aim at strengthening self-efficacy and positive outcome expectations among adolescents, (2) the family context should be included when x implementing healthy eating interventions, and (3) parents’ awareness of their influence on adolescents’ healthy eating should be reinforced. The third research question is answered in research paper 3. The paper investigated the effects of a healthy eating intervention by employing feedback via text messaging during 11 weeks in order to improve adolescents’ behaviour, self-efficacy and outcome expectations regarding fruit and vegetable intake. A pre- and post-survey was completed by 1488 adolescents randomly allocated to a control group and two experimental groups. Both experimental groups set weekly goals on fruit and vegetable intake, reported their consumption daily and subsequently received feedback on their performance via mobile text messaging (SMS). One of the experimental groups received, in addition, a 45-minute nutrition education session from a dietician during school. The direct effects of the interventions were not significant. However, for adolescents participating in the SMS routines, there were significant effects of the level of activity in the intervention, reflected in the number of sent text messages. Participants sending more than half of the possible text messages significantly increased their fruit and vegetable intake. Participants sending between 10 and 50% of the possible text messages experienced a significant drop in self-efficacy, and those sending less than 10% experienced a significant drop in outcome expectations. The findings suggest that participants’ active engagement in an intervention is crucial to its success. This has implications for the design and execution of health-promoting interventions. xi xii TABLE OF CONTENTS 1. BACKGROUND ............................................................................................................1 1.1. Causes and consequences of not eating healthy – the special case of adolescents .......1 1.2. Research gaps and research questions ..........................................................................6 1.3. Scope of thesis ............................................................................................................11 1.4. Thesis structure ...........................................................................................................14 References .......................................................................................................................... 16 2. STATE-OF-THE-ART AND THEORETICAL FRAMEWORK ........................... 25 2.1. Consumer behaviour and behaviour change ............................................................... 25 2.2. A socio-cognitive theory approach to consumer socialisation ...................................28 2.3. A socio-cognitive theory approach to behaviour change ............................................34 2.4. Feedback interventions ............................................................................................... 37 2.5. Theoretical approach – overview ................................................................................ 41 References .......................................................................................................................... 42 3. METHODOLOGY AND RESEARCH DESIGN ..................................................... 51 3.1. Studying healthy eating............................................................................................... 51 3.2. Studying adolescents ...................................................................................................52 3.3. Mixed methods approach ............................................................................................ 54 3.4. Design of empirical studies ......................................................................................... 58 3.4.1. Study 1: Qualitative study ................................................................................................ 58 3.4.2. Study 2: Intervention study .............................................................................................. 65 3.4.2.1. Feedback intervention ......................................................................................................... 66 3.4.2.2. Pre-and post-intervention surveys ....................................................................................... 76 References .......................................................................................................................... 79 Appendixes A-E ................................................................................................................. 85 4. RELATIONS BETWEEN RESEARCH PAPERS ................................................. 101 xiii 5. FAMILY MEMBERS’ ROLES IN HEALTHY-EATING SOCIALISATION BASED ON A HEALTHY-EATING INTERVENTION ............................................... 105 5.1. Introduction ................................................................................................................... 106 5.2. Family members’ awareness of and involvement in healthy-eating interventions ....... 108 5.3. Family members’ roles in healthy-eating socialisation ................................................. 111 5.4. Method........................................................................................................................... 113 5.4.1. Sampling ............................................................................................................................. 113 5.4.2. Interview procedures ........................................................................................................... 114 5.4.3. Background for interviews .................................................................................................. 115 5.4.4. Data analysis ....................................................................................................................... 116 5.5. Results ........................................................................................................................... 117 5.5.1. Awareness of and involvement in healthy eating based on a healthy-eating intervention.. 118 5.5.1.1. Children ...................................................................................................................... 119 5.5.1.2. Parents ........................................................................................................................ 122 5.5.2. Family member’s roles in healthy eating socialisation ....................................................... 125 5.5.2.1. Children ...................................................................................................................... 125 5.5.2.2. Parents ........................................................................................................................ 127 5.6. Discussion ..................................................................................................................... 130 Acknowledgements .............................................................................................................. 135 References ............................................................................................................................ 136 6. FOLLOWING FAMILY OR FRIENDS. SOCIAL NORMS IN ADOLESCENT HEALTHY EATING ......................................................................................................... 141 6.1. Introduction ................................................................................................................... 142 6.2. Methods ......................................................................................................................... 146 6.2.1. Participants and procedure .................................................................................................. 146 6.2.2. Measures ............................................................................................................................. 148 6.3. Results ........................................................................................................................... 151 6.3.1. Step 1 .................................................................................................................................. 152 6.3.2. Step 2 .................................................................................................................................. 153 6.3.3. Step 3 .................................................................................................................................. 154 6.4. Discussion ..................................................................................................................... 157 Acknowledgements .............................................................................................................. 161 References ............................................................................................................................ 162 xiv 7. TEXTING YOUR WAY TO HEALTHIER EATING? EFFECTS OF PARTICIPATING IN A FEEDBACK INTERVENTION USING TEXT MESSAGING ON ADOLESCENTS’ FRUIT AND VEGETABLE INTAKE ........167 7.1 Introduction ................................................................................................................ 168 7.2. Hypotheses ................................................................................................................ 171 7.3. Method ...................................................................................................................... 172 7.3.1. Participants ..................................................................................................................... 172 7.3.2. Interventions ................................................................................................................... 173 7.3.3. The survey ...................................................................................................................... 175 7.3.4. Statistical analyses.......................................................................................................... 176 7.4. Results ....................................................................................................................... 177 7.5. Discussion ................................................................................................................. 183 Funding ............................................................................................................................ 190 Acknowledgements ..........................................................................................................190 References ........................................................................................................................ 191 Appendix A ...................................................................................................................... 197 8. CONCLUSION AND IMPLICATIONS .................................................................199 8.1. Specific research paper contributions .......................................................................201 8.2. Limitations ................................................................................................................ 206 8.3. Implications............................................................................................................... 208 8.3.1. Research implications .................................................................................................... 208 8.3.2. Theoretical implications ................................................................................................. 210 8.3.3. Policy implications ......................................................................................................... 213 References ........................................................................................................................ 215 xv xvi 1. BACKGROUND In recent decades, levels of overweight and obesity among children and adolescents have been increasing globally and especially in economically developed countries (Hedley et al., 2004; Lobstein & Frelut, 2003). According to the World Health Organization (WHO), the proportion of young children who are overweight or obese (according to the Body Mass Index) have increased about 60% in two decades (WHO, 2003) and the European Commission (2007) estimated in 2006 that 30% of European children were overweight. Approximately one half of overweight adolescents and over one third of overweight children remain obese as adults (Wang & Lobstein, 2006). The prevalence of overweight children and adolescents (4-18 years) has also increased significantly in Denmark (Matthiessen et al., 2008). By sticking to a healthy diet and exercising, overweight and the consequential health problems can be avoided. However, eating healthy can be a challenge in today’s society. This thesis aims at exploring how adolescents’ healthy eating behaviour is established, influenced and can be improved. 1.1. Causes and consequences of not eating healthy – the special case of adolescents Adolescence is one of the most dynamic and complex transitions in our life span. WHO defines adolescence as a period from age 10 to 19 (WHO, 2014), where the adolescent is in a transformation stage between childhood and adulthood. This period brings about rapid growth in height and weight, sexual maturity and more advanced cognitive development (Schickedanz, Schickedanz, Forsyth, & Forsyth, 2001). The physical, developmental and social changes that occur during adolescence can markedly affect eating behaviours and nutritional health (Story, 2002). Adolescence can be seen as a window of opportunity to rectify undesirable behaviours that have been established 1 during childhood. WHO focuses on adolescents’ health with “A second chance in the second decade” (WHO, 2014) which deals with life-threatening problems such as undernutrition and HIV, but also with the importance of healthy nutrition. Hence, adolescents should not suffer from causes that are preventable or treatable such as overweight and obesity. Since the share of adolescents being overweight and not eating according to the official dietary guidelines is increasing, the causes for this should be investigated. Overweight and obesity result from the interaction of many factors, including genetic, metabolic, behavioural and environmental influences. However, the rapidness of the development suggests that the behavioural and environmental influences, rather than biological changes, have fuelled this development (Stein & Colditz, 2004). Political and economic developments in Western societies throughout the 20th century have changed the way human beings live, work and eat. Urbanization, industrialization and increased purchasing power have provided consumers with easy access to energy-dense food (Chamberlain, 2004) while working in less physical demanding jobs (Hill & Melanson, 1999; Witkowski, 2007). Unhealthy eating and low physical activity levels are the main contributors to overweight which appears when calorie intake exceeds calorie spending over a longer period. The consequences of not eating healthy can be overweight and eventually obesity which is linked to a variety of chronic diseases such as cardiovascular disease (Seidell, Verschuren, van Leer, & Kromhout, 1996), hypertension (Must et al., 1999), diabetes (Stein & Colditz, 2004), different types of cancer (Calle, Rodriguez, WalkerThurmond, & Thun, 2003) and other diseases (WHO, 2003). Overweight in adolescence is associated with an increased risk of mortality from all these diseases independent of weight status in adulthood (Must, Jacques, Dallal, Bajema, & Dietz, 1992). Therefore, it 2 is important to prevent adolescents’ overweight. Inappropriate eating practices in adolescence also affect the risk for eating disorders, iron deficiency, under-nutrition, ability to concentrate and learn and thereby school performance (Story, 2002). Besides the individual’s risk of diseases, treating overweight-related diseases in the health care system places huge costs on society. Thus, it has been stated that “the obesity epidemic is not only impairing individuals’ lives, but also societies’ sustainability” (Reisch & Gwozdz, 2011), where social cohesion, equity and fairness is eroded due to the consequences of obesity. Eating is a vital consumer behaviour. With the birth of a child, parents or other main caretakers feed and teach the child how and what to eat (Bauer, Laska, Fulkerson, & Neumark-Sztainer, 2011; Birch & Fisher, 1998). Consumer socialisation research places parents as the main agents in the primary socialisation process, where they both explicitly and implicitly transmit consumer-related orientations to the child (Ekström, 2006; John, 1999; Ward, 1974). In the secondary socialisation process, peers, school and media become more influential (Dotson & Hyatt, 2005; John, 1999; Moschis, 1985). The continuous process of creating and shaping eating behaviours is important, since eating behaviours established in childhood are often carried into adulthood (KleinHessling, Lohaus, & Ball, 2005; Knai, Pomerleau, Lock, & McKee, 2006; Stice, Shaw, & Marti, 2006). According to Due et al. (2011) most health behaviours are socially patterned in adolescence and track into adulthood with higher risks of adverse outcomes among individuals from lower socioeconomic positions. There is evidence that dietary quality declines from childhood to adolescence with decreasing intake of fruit and vegetables and increasing soft drink consumption (Lytle, Seifert, Greenstein, & McGovern, 2000; WHO, 2003). This can be due to growing independence and freedom to select foods in accordance with their own individual preferences (Brown, McIlveen, & 3 Strugnell, 2000). Eating away from home, concern with physical appearance and body weight, the need for peer acceptance and busy schedules all characterize adolescence and can effect eating patterns and food choice (Story, 2002). This indicates that healthy eating can be especially challenged in adolescence (Fitzgerald, Heary, Kelly, Nixon, & Shevlin, 2013). In preventing overweight and obesity, healthy eating is (alongside physical activity) considered a significant contributor. Promotion of healthy living to secure good quality of life and prevent diseases has been a main target for WHO, who defines health as “a state of complete physical, mental, and social well-being and not merely the absence of disease or infirmity” (2011). Healthy eating refers, hence, to behaviours securing a properly functioning body through intake of healthy food and drinks. Policy makers have acknowledged that the responsibility of eating healthy and exercising in todays “obesogenic” urbanised consumption environments (Lobstein, Baur, & Uauy, 2004; Reisch & Gwozdz, 2011) cannot be placed on individuals alone. Most countries in the economically developed part of the world therefore have national action plans for fighting overweight and obesity, and a main component is providing consumers with information about health. In Denmark, official recommendations regarding healthy food consumption has been communicated to the wider public by Danish authorities for almost half a century (Ebdrup, Persson, & Secher, 2013). In recent decades, healthy eating has been heavily promoted in Denmark through specific campaigns targeting for instance fruit and vegetable intake (“six-a-day” recommending a daily intake of 600 grams of fruit and vegetables), whole grain intake (Kyrø et al., 2012) and fish intake (Scholderer & Grunert, 2001). Information campaigns on healthy eating aim at providing consumers with information about types and amounts of food most favourable for health. They are most 4 often evaluated in terms of their impact on consumers’ nutritional knowledge and/or behaviour. However, health information campaigns may not always have a positive effect, since, as Wardle and Huon points out, such campaigns are often based on “the assumption that the rational consumer will, other things being equal, choose the food that they know is healthier” (2000, p. 39). However, this is not always the case – especially not with children and adolescents being in a more “irrational” life phase. Some studies have found adults’ nutritional knowledge to be significantly related to healthy eating (see for instance Wardle, Parmenter, & Waller, 2000), while others find that nutritional knowledge is a necessary, but not a sufficient factor for changing dietary behaviour (Sichert-Hellert et al., 2011; Worsley, 2002). When it comes to healthy eating and food choice, nutritional knowledge competes with environmental factors such as availability and social norms regarding healthy eating (Sichert-Hellert et al., 2011), but also with intra-personal factors such as perceived healthfulness (Davenport, Radcliffe, Chen, & Cullen, 2014), personal motivation (Worsley, 2002), taste preferences (Wardle & Huon, 2000), familiarity/habit and ability of self-regulation (Contento, Williams, Michela, & Franklin, 2006), Hence, it is not unexpected that several studies on adolescents’ healthy eating point to a knowledge-behaviour gap, where adolescents demonstrate knowledge regarding healthy foods and healthy eating, but rarely puts it into practice (Bech-Larsen & Kazbare, 2014; Croll, Neumark-Sztainer, & Story, 2001; Wiggins, 2004). It has been found that communication strategies should not be exclusively based on providing adolescents with more information on a proper diet (Pich, Ballester, Thomàs, Canals, & Tur, 2011), but should emphasise the fun and enjoyable attributes of healthy eating (Chan & Tsang, 2011). However, it is also important to look into the more structural barriers for adolescents’ healthy eating such as limited availability, lack of concern and time (Croll et al., 2001), relative cheapness and personal taste preference for fast food (Shepherd & 5 Raats, 2006), cravings for unhealthy food and not being too “overly healthy” to important others (Bech-Larsen & Kazbare, 2014). Parents’ educational background and their nutritional knowledge have also proved to be important (Jenkins & Horner, 2005; SichertHellert et al., 2011). Facilitators for healthy eating include support from family (Chan, Prendergast, Grønhøj, & Bech-Larsen, 2010), wider availability of healthy foods, desire to look after one’s appearance and will-power (Shepherd et al., 2006). When promoting healthy eating to adolescents, it is therefore essential to understand the complexity of causes for not eating healthy and identify and deal with both barriers and facilitators for healthy eating. 1.2. Research gaps and research questions Research on eating behaviours has focused extensively on children’s eating behaviours in relation to development of food preferences (e.g. Birch & Fisher, 1998; Wardle & Huon, 2000), parents’ feeding practices (e.g. Melbye, Øgaard, & Øverby, 2013; Wardle & Carnell, 2007), food choice (e.g. Douglas, 1998) and food intake (e.g. Muñoz, Krebs-Smith, Ballard-Barbash, & Cleveland, 1997). Young people under the age of 18 are often defined as children (France, 2004), and studies on children’s eating behaviour have therefore often included adolescents as well. In a historical context adolescents have always been of interest to researchers and policy makers because of their “problematic” nature (France, 2004). In recent decades, where eating behaviours have become more problematic causing rising levels of overweight among children and adolescents and impacting their entire life course, researchers have come to focus more on adolescents’ eating behaviours as well (e.g. Savage, Fisher, & Birch, 2007), acknowledging that adolescents are important to study in their own right. Studies of adolescents’ eating behaviours have looked into eating disorders (see for instance 6 Herpertz-Dahlmann, Wille, Hölling, Vloet, & Ravens-Sieberer, 2008), body image concerns (Littleton & Ollendick, 2003), dieting (Hill, Oliver, & Rogers, 1992; NeumarkSztainer et al., 2006) and treatment of overweight and obesity (see Stice et al., 2006, for a review). However, it is important to recognise that healthy eating is first and foremost an eating behaviour (Kazbare, 2010) – and not a problematic behaviour from the outset. It cannot be isolated from other aspects of daily life, and research on healthy eating should therefore take both the context (socio-structural/environmental factors) and the individual’s motivation for eating healthy into account. The context for most adolescents is the family-setting, since they still live at home. However, the family as a consumer entity is underrepresented in consumer behaviour research (Grønhøj, 2002; Nørgaard, 2009). Consumer socialisation research provides a basis for studying the interaction between adolescent and family regarding healthy eating. By comparing adolescents’ and one or more family members’ (often parents’) attitudes/behaviours/norms, studies have been able to determine the character of the interaction and the direction and level of influence. This has been done in the area of family decision-making, where Foxman et al. (1989) found that children had some influence in purchase decisions for a variety of products (no food products). Nørgaard’s (2009) family decision-making study of food buying found that children can influence parents directly through demands and indirectly through suggestions of healthy food products. However, while acknowledging the importance of family decision-making as an aspect of consumer socialisation, studies with a wider perspective on healthy eating socialisation than food buying are few. Hence, the area of family interaction and family members’ roles regarding healthy eating socialisation is still underexposed. This leads to the first research question (explored in research paper 1 in Chapter 5): 1. Which roles do parents and adolescents have in healthy eating socialisation? 7 Consumer socialisation research regards parents as primary socialisation agents for children and adolescents’ healthy eating (Birch & Fisher, 1998; Savage et al., 2007). Yet, with the growing independence and more time spent away from home in adolescence, the influence of especially friends as secondary socialisation agents cannot be ignored. A review of 58 studies on environmental factors (understood as “anything outside the individual”) influencing adolescents’ eating behaviours shows that parents’ food intake is most consistently associated with adolescents’ intake (van der Horst et al., 2007). However, most of these studies focus on the household level thereby limiting the room for friends’ influence. Influence of parents and friends is mostly assessed separately, and only few studies have compared the social influence of parents and friends on adolescent healthy eating (see for instance Salvy, Elmo, Nitecki, Kluczynski, & Roemmich, 2011). John (1999) acknowledges that the understanding of the social environment in consumer socialisation research is insufficient. Especially, there are gaps in the conceptualisation of entangled social spheres (i.e. family, friends, media, school) directly and indirectly influencing the adolescent. However, the adolescent should not be seen as a passive receiver of socialisation efforts. Personal factors (i.e. affective, cognitive factors) influencing healthy eating should also be taken into account, and according to social cognitive theory, self-efficacy and outcome expectations are important personal factors in self-regulation (Bandura, 1997). Acknowledging the importance of both environmental and personal factors for healthy eating, the second research question (explored in research paper 2, Chapter 6) is: 2. How does the social influence from parents and friends compared to personal factors impact adolescents’ healthy eating? Acknowledging that healthy eating is an eating behaviour taking place every day in various contexts, it is also relevant to explore how adolescents’ personal 8 motivation for behaviour change can be influenced. WHO recommends public health policies to focus more on prevention of health-compromising behaviours (WHO, 2014). Promoting healthy eating behaviours is crucial when preventing overweight. However, despite government initiated health campaigns and official dietary recommendations, adolescents do not eat in accordance with the recommendations (Krølner et al., 2011; Lynch et al., 2014; Rasmussen et al., 2006; WHO, 2003). The fact that most information campaigns on healthy eating have concentrated on the adult consumer (Brown et al., 2000) might play a role here. Nevertheless, other initiatives such as behaviour change interventions targeting adolescents’ healthy eating have been implemented. The literature is rich on clinical interventions with overweight or obese adolescents (e.g. Eliakim et al., 2002), but also community-based interventions with adolescents (not necessarily overweight) in a school setting (see for instance Anderson et al., 2006; Gorely, Nevill, Morris, Stensel, & Nevill, 2009) or in a family setting (e.g. Pearson, Atkin, Biddle, & Gorely, 2010) are studied. How to obtain positive effects in terms of positive behaviour changes is the main challenge for intervention researchers, since obesity prevention programmes tend to produce mixed and modest results (Branscum, Sharma, Wang, Wilson, & Rojas-Guyler, 2013). Associations between significant effects and the design and implementation of interventions are very hard to point out, since the research on this is fragmented and still in an early stage (Hardeman et al., 2005; Stice et al., 2006). Michie et al. (2008) underline the importance of a theoretical basis when designing interventions. A meta-analytic review of 64 obesity prevention programmes for children and adolescents by Stice et al. (2006) provides a detailed account of what makes interventions work: targeting adolescents with brief, pilot-tested programmes focusing on one health behaviour with an opt-in approach for participation. These findings can enrich a process evaluation of an intervention which is important when no significant results of the 9 intervention are found. For instance, Bere et al. (2006) found no results of their fruit and vegetable intervention although a process evaluation found that the intervention was implemented and received as intended. They concluded that the intervention did not succeed in changing the strongest correlates of intake which were preferences for and the accessibility of fruit and vegetables. For interventions to be attractive for health promotors, they should document results, be cost-effective, be easy to implement and be able to document the behaviour change process based on a solid theoretical framework. Adolescents can be a difficult target group for behaviour change efforts, and promotion of healthy eating should be fun and appealing (Chan & Tsang, 2011). Some interventions targeting adolescents have therefore used the technological platform of mobile phones’ Short Messaging System (SMS) which is one of adolescents’ preferred communication tools (see section 2.4). However, it is important to underline that it is more likely the theoretical framework and careful design of the intervention that can facilitate behaviour change – rather than the technological platform in itself. The third research question (explored in research paper 3, Chapter 7) is therefore: 3. Can a feedback intervention based on socio-cognitive theory and using text messaging improve adolescent healthy eating? This thesis takes a broader perspective on promoting healthy eating to adolescents, when trying to understand the origin of eating behaviours, the factors influencing healthy eating and the adolescents’ motivation for behaviour change. By answering the three research questions, the overall aim of this thesis is to provide insights into adolescent healthy eating by using a socio-cognitive approach on consumer socialisation and behaviour change as input to understand and possibly improve adolescents’ eating behaviours. 10 1.3. Scope of thesis This thesis focuses on healthy eating. Healthy eating is important for a proper function of our bodies. However, it is recognised that living a healthy life consists of more factors than just healthy eating such as physical activity, good mental health, social relations etc. Healthy eating is intake that fulfils various nutritional needs, such as fruit and vegetables, fish, fibre, vitamins etc. This thesis focuses specifically on the intake of fruit and vegetables. There are several reasons for this: First of all, eating more fruit and vegetables (than what is now the norm in countries like Denmark) has been singled out as one of the most important components of a healthy diet (Kazbare, 2010; Thomas et al., 2003). Specifically, most Danish adolescents do not eat the recommended daily amount of 600 grams fruit and vegetables. During the last 25 years, the percentage of adolescents eating fruit daily has decreased for both 11 and 15 year-old girls and boys (e.g., for 15 year-old boys from 77% to 51 %), and the same for vegetables (e.g., for 15 year-old girls from 69 % to 63 %). In the same period, campaign activities for increasing fruit and vegetable intake have increased (Rasmussen, Pedersen, & Due, 2015). Second, studies of adolescents’ perception of healthy eating have found that fruit and vegetables were the most commonly mentioned healthy foods (e.g. Croll et al., 2001; McKinley et al., 2005; O'Dea, 2003). These findings support this thesis’ assumption that an increase in fruit and vegetable intake should be a key element in promoting healthy eating among adolescents. Third, there are practical reasons for this focus. Fruit and vegetables are considered easier for adolescents to count in an intervention (such as the one described in this thesis) than for instance intake of wholegrain or fish. Even though a review found that fruit and vegetables were perceived by adolescents as inconvenient snack food since they are not instantly available and need to be washed, dried, peeled or cooked before 11 consumption (Krølner et al., 2011), fruit and vegetables are still considered easier to access for adolescents (requiring only limited cooking skills) than other healthy foods (e.g., fish or lean meat). In Denmark, vegetables are mainly eaten for lunch (as part of a homemade lunch box) and dinner, while fruits are often eaten as snacks in-between meals or as a “dessert” after lunch (Christensen, Kørup, Trolle, Matthiessen, & Fagt, 2012). These foods are hence not only eaten in the company of parents and siblings, but also together with friends (e.g., at school and after school) who are found to influence adolescents’ eating behaviours to some degree (Bruening et al., 2012; Contento et al., 2006; Howland, Hunger, & Mann, 2012; Nørgaard, Hansen, & Grunert, 2013; Salvy et al., 2011). Still, parents are the main food providers (Lau, Quadrel, & Hartman, 1990; Savage et al., 2007) and availability is a significant predictor of fruit and vegetable intake among adolescents (Contento et al., 2006; Cullen et al., 2003). In this study it is not, however, measured to which extent parents actually provide fruit and vegetables compared to other healthy and unhealthy foods. Hence, this thesis does not cover all aspects of healthy eating. It is for instance acknowledged that excessive intake of especially fruit can lead to too high calorie intake. Hence, in order to obtain a complete picture of healthiness in terms of eating the quantity of foods consumed over a longer period of time, and the total energy-balance, would need to be assessed, which it is not in this thesis. It is also acknowledged that increased fruit and vegetable intake does not necessarily mean a decrease in unhealthy food intake – and that reducing unhealthy eating is an important topic in its own right, also not addressed in this thesis. It is also acknowledged that a significant part of daily eating behaviours consists of habits (Riet, Sijtsema, Dagevos, & De Bruijn, 2011) which “are a form of automaticity in responding that develops as people repeat actions in stable circumstances” 12 (Verplanken, 2006; Verplanken & Wood, 2006). By studying adolescents’ healthy eating in a family context and exploring the social influence of especially parents and friends, the importance of the environment is acknowledged. However, this thesis does not look into the environmental cues or other factors triggering the automaticity and efficiency characterising habitual behaviour. Furthermore, it may be surmised that children and adolescents are in a process of establishing habits, but that they do not yet possess as strongly established habits as adults. Hence, while studying healthy eating as habitual behaviour could be valuable in this age group, priority is here given to treating healthy eating behaviour as a result of socio-cognitive processes. The focus of this thesis is on two target groups: younger (11-12 years) and older (15-16 years) adolescents. These two groups are chosen because they possess different cognitive and social competences, but also because they are at different places in the transition from child to adult. Most adolescents still live at home and are – according to consumer socialisation theory – heavily influenced by their parents, friends, school, media etc. It is acknowledged that it is important to study adolescents in their social context. However, in this thesis, the focus is mainly on adolescents, their parents (no particular differentiation between father and mother or other family members such as siblings or step-parents) and to a lesser extent friends and not school, media/social media. By adopting a theoretical approach that views human agency as operating within an interdependent causal structure, it is acknowledged that adolescents are influenced not only by family and friends, but also by their broader social, physical and cultural environment. 13 1.4. Thesis structure This dissertation consists of eight chapters. As already presented, chapter 1 introduces adolescents’ healthy eating as a subject for research, the research gaps and the specific research questions this thesis aims to answer. Chapter 2 introduces the theoretical framework of social cognitive theory in relation to consumer socialisation and behaviour change. The chapter also reviews previous studies on adolescents in relation to healthy eating, consumer socialisation, social influence and behaviour change interventions using feedback. Chapter 3 presents methodological reflections on the study object (healthy eating and adolescents) and the nature of the study (mixed method approach). Then the research methods and designs of the two studies developed and used in this thesis are presented. Chapter 4 gives a summary of the three research papers and reflects on the relations between them. The three research papers are presented in chapters 5, 6 and 7. 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STATE-OF-THE-ART AND THEORETICAL FRAMEWORK This chapter reviews relevant research and provides an overview of various approaches to consumer behaviour and behaviour change used in this thesis to understand how adolescents’ healthy eating is learned, influenced and possibly changed. Understanding eating behaviour is complex, and therefore the literature review incorporates approaches and research from various fields such as health psychology, sociology, social psychology, social marketing and communication. With a sociocognitive approach, the literature review will focus on consumer socialisation, social norm influence and behaviour change interventions using feedback. 2.1. Consumer behaviour and behaviour change Eating is for most of us not a choice – it is something humans do in order to survive and therefore a vital consumption behaviour. However, with today’s extensive supply of energy-dense food, it has become increasingly important to choose what to eat and what not to eat. In consumer behaviour research, food choice models have been used to explain decision processes and the factors influencing food choice such as attitudes, perception of sensory attributes, hunger, nutritional content (see for instance Shepherd, 1999; Shepherd & Raats, 2006) – also in relation to adolescents (Contento, Williams, Michela, & Franklin, 2006; Shepherd & Dennison, 1996). Food choice models focus not only on physiological or nutritional needs, but also on a range of complex and often interrelated factors such as social, economic and cultural factors (Armitage, 2002). Even so, food choice models do not provide a detailed account of the social factors such as 25 social norms and family dynamics to explain the origin and development of eating behaviours which makes them less suited for this thesis. As mentioned in the introduction, children and adolescents are highly influenced by their parents, families and home-settings when it comes to healthy eating. This makes consumer socialisation research relevant for studying the establishment of and social influences on healthy eating behaviours. According to general socialisation theory, social learning theory and cognitive development theory, consumer socialisation is the process where children and adolescents acquire skills, knowledge, attitudes, values and form habits and practices related to eating. Research on consumer socialisation deals primarily with interaction within families (Ekström, 2006; Grønhøj, 2002) such as family decision-making (Moschis & Moore, 1979; Nørgaard, 2009), family communication (Caruana & Vassallo, 2003; Moschis, 1985), family demography (Neeley, 2005) and family members’ influence (Foxman, Tansuhaj, & Ekström, 1989), but also with friends (Lau, Quadrel, & Hartman, 1990), school (Kubik, Lytle, Hannan, Perry, & Story, 2003) and other external entities such as media, advertisements and governments (Chan, Prendergast, Grønhøj, & Bech-Larsen, 2010). Consumer socialisation research has been criticized for having a too simplistic framework for studying the complexity of consumer socialisation (Aldous & McLeod, 1974) and too little variation in the methods used (Kuhlmann, 1983). Since then, frameworks based on stages in cognitive development have been suggested (e.g. John, 1999) in order to explain how children relate social interaction and the co-existence of several socialisation agents to consumer behaviour. However, it seems that the multiple roots of consumer socialisation in itself is a challenge, since “it is difficult to distinguish consumer socialisation from other processes of change and learning” (Ekström, 2006, p. 72). 26 Besides the shaping of and influences on healthy eating behaviour, this thesis also aims at understanding behaviour changes in adolescent healthy eating. Consumer socialisation research explains how individuals acquire knowledge, skills etc. to perform healthy eating behaviours. However, more details are needed to understand predictors and principles on how to inform, enable, guide and motivate adolescents in behaviour change. Hence, social psychology approaches to healthy eating are useful. Models such as Theory of Reasoned Action (TRA) (Fishbein & Ajzen, 1975), Theory of Planned Behaviour (TPB) (Ajzen, 1991) and Bandura’s Social Cognitive Theory (SCT) (Bandura, 1986) not only look at the actual behaviour, but also the perceived antecedents of behaviour where intention to perform a behaviour is seen as the closest cognitive antecedent of actual behaviour. The social cognitive perspective is regarded the most prevalent approach in the literature to study eating as a behaviour (Armitage, 2002), and both Theory of Planned Behaviour and Social Cognitive Theory have been applied extensively in studying various health-related behaviours (Conner & Norman, 2005). Both models have served as a theoretical foundation for behaviour change interventions targeting healthy eating (see for instance Cerin, Barnett, & Baranowski, 2009; Conner, Norman, & Bell, 2002; Grønhøj, Bech-Larsen, Chan, & Tsang, 2013; Hardeman et al., 2002; Povey, Conner, Sparks, James, & Shepherd, 2000). By comparing the main sociocognitive determinants and their areas of overlap in different conceptual models of health behaviour such as TRA, TPB, Protection Motivation Theory, Health Belief Model and SCT, Bandura shows that SCT is the most comprehensive model (Bandura, 2004, p. 147). However, as the inventor of SCT, he is not unbiased. The SCT approach to adolescent healthy eating is adopted in this thesis as the integrating theoretical framework, because it incorporates the motivational aspects of behaviour change and the social learning aspects which can explain the shaping of and 27 social influences on behaviour. The next two sections will outline the social learning aspects and the behaviour change aspects of SCT in relation to adolescent healthy eating. 2.2. A socio-cognitive theory approach to consumer socialisation In the field of marketing, consumer socialisation is defined as “processes by which young people acquire skills, knowledge and attitudes relevant to their functioning as consumers in the marketplace” (Ward, 1974, p. 2). This definition originates from the general understanding of socialisation which across different social science disciplines refers to the lifelong process of acquiring, inheriting and disseminating skills, norms, customs and values – all needed in order to participate in and be a member of society (Berger & Luckmann, 1966). Socialisation researchers seem to agree that internalisation of values without external sanctions is the ultimate goal of most socialisation efforts (Berger & Luckmann, 1966; Ekström, 2006; Maccoby, 1992). However, this is not always the case and compliance is frequently the short-term goal of socialisation efforts (Ekström, 2006). Consumer socialisation in terms of healthy eating is about acquiring knowledge, skills and attitudes about healthy and unhealthy foods and adapting healthy eating practices and habits. According to Moschis and Churchill, consumer socialisation research is primarily based on two models of human learning: cognitive development models and social learning models (1978). Cognitive development models based on Piaget’s theory of cognitive development and information processing theory relate children’s cognitive abilities to consumer socialisation. According to John’s conceptual framework (see p. 186 for an overview, John, 1999), children aged 3-7 years are in the perceptual stage with a general orientation toward the immediate and readily observable. Children aged 7-11 are at the analytical stage, where information processing abilities are improved, more 28 complex knowledge is taken in and new perspectives that go beyond their own feelings and motives can be applied. At the reflective stage (age 11-16), the social and cognitive abilities are further developed, and “attempts to influence parents and friends reflect more social awareness as adolescents become more strategic, favouring strategies that they think will be better received than a simple direct approach” (John, 1999, p. 187). This stage-model approach is operational, but as Moschis and Churchill underline, age as an index of cognitive development can only be used in a predictive, not in an explanatory, sense (1978). Socialisation has been divided into primary socialisation, which takes places during childhood, and secondary socialisation, which is the subsequent socialisation (Berger & Luckmann, 1966), thereby corresponding to the cognitive development stages. Consumer socialisation research has placed parents as the main agents in the primary socialisation process, where they explicitly and implicitly transmit consumer-related orientations to the child (Ekström, 2006; John, 1999; Ward, 1974). In the case of healthy eating, the importance of parents in children’s healthy eating is broadly recognised (Birch & Fisher, 1998; Kremers, Brug, de Vries, & Engels, 2003; Lau et al., 1990) and parental influence in childhood seems to have a long-term effect (K. W. Bauer, Laska, Fulkerson, & Neumark-Sztainer, 2011; Lake et al., 2004). In the secondary socialisation process, agents such as peers, school and media become more influential than in the primary socialisation process (Dotson & Hyatt, 2005; John, 1999; Moschis, 1985). Cognitive development models may explain the “what” (skills, attitudes, behaviour) and “who” (socialisation agents), but not necessarily the “how” and “why” of consumer socialisation. Social modelling and social norm influence can provide insight into how the consumer socialisation regarding healthy eating takes place. Social norms 29 have been defined as “rules and standards that are understood by members of a group and that guide and/or constrain social behaviour without the force of laws” (Cialdini & Trost, 1998, p. 152). Cialdini and colleagues distinguish between descriptive and injunctive norms (1991; 1990). Descriptive norms refer to what is commonly done, while injunctive norms refer to commonly held perceptions of do’s and don’ts. In the context of SCT, it is not so much other people’s objective behaviour or expectations as the individual’s subjective perception of these realities that is assumed to influence behaviour (Thøgersen, 2008). Socialisation agents influence adolescent healthy eating through social norms and modelling. Such social influences are important determinants of eating behaviour, where people use others’ eating as a guide for what and how much to eat. Depending on how much the others eat and the extent to which one is eager to impress them, social norms can account for either increased or decreased intake in the presence of others (Herman, Roth, & Polivy, 2003). It has been found that social norms influence food choices and the quantity of food eaten (Robinson, Thomas, Aveyard, & Higgs, 2014), and that they provide people with a sense of safety, affiliation and approval (Higgs, 2015). A review by Cruwys et al. (2015) found that 64 out of 69 reviewed studies on social modelling and eating documented statistically significant modelling effects suggesting that modelling is motivated by both affiliation and uncertainty-reduction goals. Studies of social influences on adolescent healthy eating often focus on either the influence of parents (e.g. De Bourdeaudhuij, 1997; Neeley, 2005; Patrick & Nicklas, 2005) or of friends/peers (e.g. Bruening et al., 2012; Howland, Hunger, & Mann, 2012; Salvy, de la Haye, Bowker, & Hermans, 2012). While focusing on the social influence from primary and secondary socialisation agents, the consumer socialisation literature does not pay much attention to how social norms from these possibly “competing” social spheres influence adolescents 30 healthy eating. A few studies compare the influence from parents and friends, such as Pelletier et. al’s study (2014), according to which dietary behaviour appears to reflect perceptions of normative behaviour, particularly among friends. However, the target group is not adolescents, but college students. Salvy et. al (2011) compare the effects of mothers and friends on children’s and adolescents’ energy intake from healthy and unhealthy snacks. Children (age 5 to 7) are found to consume similar amounts of healthy snacks with their friends as with their mothers, while adolescent girls consume more healthy foods and less unhealthy food in the presence of their friends than in the company of their mothers. This might indicate that affiliation with friends is more important than the affiliation with parents in adolescence. However, this comparison of mothers’ and friends’ influence did not control for the adolescents’ personal motivation for healthy eating. Chapter 6 provides a comparison of the adolescent’s personal motivation and the perceived descriptive and injunctive norms from both parents and friends thereby adding to the literature by shedding light on the entanglement of social spheres in adolescent healthy eating socialisation. To sum up, cognitive development models help explain the “what” and “who” of consumer socialisation, while literature on social influences can explain “how” it takes place. It is also important to understand “why” consumer socialisation takes place. According to John (1999), there are significant gaps in the conceptualization and understanding of the role that social environment and experiences play in consumer socialisation. In her review of consumer socialisation research, Ekström (2006) appeals – based on the, in her view, too strong focus on cognitive learning in consumer socialisation research – to a broadening of scope and methods (interpretive rather than positivistic) in order to understand how the consumer relates to shifting consumption norms and ideologies as well as technological changes in society. 31 Based on this and other research, it is argued in this thesis that cognitive development models have focused too narrowly on explaining the outcomes (levels of knowledge, skills) and the roots of social influence (socialisation agents), while social modelling/social learning models have focused on the mechanisms of social influence without connecting these findings in an adequate way. Social Cognitive Theory provides a framework for integrating the cognitive development and the social modelling aspects of consumer socialisation to a larger extent. SCT has an agentic approach to self-development, adaptation and change (Bandura, 2001) which can help explain the “why” of consumer socialisation. According to Bandura “people create social systems to organize, guide, and regulate human activities. The practices of social systems, in turn, impose constraints and provide resources and opportunity structures for personal development and functioning” (2005, p. 10). This also goes for children and adolescents when taking their cognitive abilities into account. SCT states that human functioning is rooted in social systems and rejects a dualism between personal agency and a social structure disembodied from human activity. Despite the fact that the human agency aspect “has centered almost exclusively on personal agency exercised individually” (Bandura, 2005, p. 26), it is important to understand that human agency operates within an interdependent causal structure involving triadic reciprocal causation between personal factors (cognitive, affective and biological events), environment (physically external factors such as family context and food culture) and behaviour (see figure 1). 32 Figure 1 The “triadic model”, adapted from Bandura (1986). The triadic model underlines that human agency cannot be fully understood solely in terms of either social structural factors or psychological factors (which is in line with Giddens “duality of structure” (Giddens, 1984)). Thus, socio-structural and personal determinants are treated as interacting cofactors within a unified causal structure. The factors do not possess equal strength, since their relative influence vary for different activities and under different circumstances (Bandura, 1997). An example of this is the observation that parental influence declines or at least changes as the child moves into adolescence (Gitelson & McDermott, 2006), and the influence of friends and media becomes stronger. Bandura studied – inspired by Miller and Dollard (1941) – observational learning and social modelling (Bandura, 1977b). He rejected the behaviouristic approach to learning as a trial-and-error process with rewards and punishments (Bandura, 2005) 33 and found that social learning is not mere imitation, since observers rarely pattern their behaviour exclusively after a single source, but combine various features of different behaviour models to generate new versions of the behaviour or tailor it to changing circumstances. This challenges the rather authoritarian (or naïve) view on consumer socialisation as a uni-directional process, where children and adolescents learn and adapt consumption related matters directly from a socialisation agent. Today’s more open and democratic family interaction involving discussions and negotiations implies that children and adolescents play a bigger role in household decision-making (Caruana & Vassallo, 2003; Dotson & Hyatt, 2005; Easterling, Miller, & Weinberger, 1995; Foxman et al., 1989; Grønhøj, 2002; Nørgaard, 2009; Rose, Boush, & Shoham, 2002). Therefore, consumer socialisation researchers have suggested that consumer socialisation is not merely a one-way process, but can be “reverse” (Foxman et al., 1989; Grønhøj, 2002; Moschis, 1985; Ward, 1974) or a collection of “bidirectional interactive processes” (Kuczynski & Parkin, 2006), where mutual influence and value exchange take place between parents and children (De Mol & Buysse, 2008; Knafo & Galansky, 2008). However, SCT adds to this understanding that these processes happen because of the children’s agency based on their cognitive abilities. This approach is applied in Chapter 5, where family members’ roles and interaction regarding healthy eating socialisation is assessed. The understanding of people as actors as well as products of their environment is applied throughout this thesis. 2.3. A socio-cognitive theory approach to behaviour change As explained in the previous section, human agency is central in SCT. This section will go into detail about the elements of human agency and link them to behaviour change. 34 Intentionality, forethought and self-regulation are core features of human agency, since people form intentions that include action plans and strategies for realizing them. They set themselves goals and anticipate likely outcomes. Based on studies of guided mastery (in order for people to overcome fears such as arachnophobia), Bandura found that competences, coping skills and self-beliefs were cultivated and enabled people to exercise control through a feeling of self-efficacy (Bandura, 2005). Self-efficacy is a key construct in SCT and refers to “belief in one’s capabilities to organize and execute the courses of action required to produce given attainments” (Bandura, 1997, p. 3). Four sources of enhancing self-efficacy have been identified with personal accomplishment or mastery as the strongest. The other sources are vicarious experience (if a “role-model” successfully masters a difficult situation, social comparison processes can enhance selfefficacy beliefs), verbal persuasion by others and emotional arousal (Luszczynska & Schwarzer, 2005). In terms of behaviour change, self-efficacy can influence through the emotions that might right arise while pursuing a goal. Self-efficacy makes behavioural change possible since if people believe they can take action to solve a problem instrumentally, they become more inclined to do so and feel more committed to the decision (Luszczynska & Schwarzer, 2005). However, self-efficacy is based on the experience “that one has the power to produce desired changes by one’s actions” (Bandura, 2004, p. 144) and is not the same as unrealistic optimism. While self-efficacy refers to personal action control or agency, another key construct in SCT is outcome expectations, which refers to the anticipation of possible consequences of one’s actions. They are organized along three dimensions: a) area of consequences, b) positive vs. negative consequences which serve as incentives and disincentives, and c) short-term vs. long-term consequences. They can take the form of physical outcome expectations (e.g. weight loss when eating healthier), social (e.g. 35 receiving approval from parents when eating healthier) and self-evaluative expectations (e.g. being ashamed for not being able to change behaviour) regarding the outcome of an anticipated behaviour (Bandura, 1977a, 1997). SCT states that self-efficacy beliefs and outcome expectations are conditionally related as direct predictors of behaviour and affect goal settings and the perception of socio-structural factors. The functionalist view that behaviour is regulated solely by external rewards and punishments is thereby dismissed, since people display considerable self-direction in the face of competing influences (Bandura, 1997). Figure 2 presents a model for how these elements of SCT are linked and how they influence behaviour and behaviour change. Figure 2 An illustration of social cognitive theory (2004) Outcome expectations Physical Social Self-evaluative Self-efficacy Goals (Intentions) Socio-structural factors Facilitators Barriers 36 Behaviour Both self-efficacy beliefs and outcome expectancies play influential roles in behaviour change and are linked to goal-setting (Luszczynska & Schwarzer, 2005). If you have a high level of self-efficacy and positive outcome expectancies for eating healthy, it would be easier for you to achieve your goal, even if you foresee barriers or experience negative social influence. The importance of self-efficacy and outcome expectations for adolescents’ healthy eating has been confirmed empirically (see for instance Fitzgerald, Heary, Kelly, Nixon, & Shevlin, 2013) and specifically the importance of self-efficacy for increasing adolescents’ fruit and vegetable intake has been documented by several studies (Bere & Klepp, 2004; Geller & Dzewaltowski, 2010; Young, Fors, Fasha, & Hayes, 2004). The theoretical framework of SCT is applied in Chapter 6 in order to understand the impact of adolescents’ self-efficacy and outcome expectations together with perceived social norms from parents and friends (environment). The next section goes into detail with the important elements of behaviour change in the context of an intervention using feedback on the platform of mobile phones’ short message system (SMS) for promoting adolescent healthy eating. 2.4. Feedback interventions When conducting healthy eating interventions, it is recommended to build on a theoretical framework in order to be able to evaluate the mechanisms of change and their usefulness in developing more effective interventions. However, even with a theoretical framework, there is little information about how to “translate” theory into practice and develop theory-based interventions (Michie, Johnston, Francis, Hardeman, & Eccles, 2008). SCT is considered an exception, since it specifies how to change the main causal determinants of behaviour, namely self-efficacy and outcome expectations (Michie 37 et al., 2008). A review by Contento et al. (2002) confirms this by showing that changing SCT constructs (i.e. self-efficacy and outcome expectations) compared to preferences or attitudes are more likely to produce changes in behaviour. Luszczynska and Schwarzer (2005) describe behaviour change as a competent self-regulation process in which individuals monitor their responses to demanding situations, observe similar others facing similar demands, appraise their coping resources, create optimistic self-beliefs, plan a course of action, perform the critical action, and evaluate the outcomes. Goal-setting and human self-motivation are important for behaviour change which relies on – according to Bandura – “discrepancy production as well as on discrepancy reduction” (1989, p. 1180). People motivate themselves by creating discrepancy when setting a challenging goal. Then they mobilize their efforts on an estimation of what it would take to accomplish it. When striving to achieve the desired results, feedback control comes into play in the subsequent adjustments of effort (Bandura, 1989). Kluger and DeNisi define feedback interventions as “actions taken by (an) external agent(s) to provide information regarding some aspect(s) of one’s task performance” (1996, p. 255). Personal and timely feedback on behaviour via information or exercises is an effective way to make participants reflect on their own behaviour (Schultz, 1999) and enhance their self-efficacy in such a process (Kluger & DeNisi, 1996; Luszczynska, Tryburcy, & Schwarzer, 2007). Many selfregulation theories are founded on negative feedback control systems (e.g. Carver & Scheier, 1982), where a reduction in the perceived discrepancy between an inner reference standard and performance feedback automatically triggers adjustments to reduce the incongruity. However, according to Bandura, “goal adjustments do not follow a neat pattern of ever-rising standards after personal accomplishments, nor do failures necessarily lower aspirations” (1997, p. 132). Hence, feedback is not a guarantee for 38 positive results (Grønhøj & Thøgersen, 2011). The interacting cognitive and affective factors can make some become less sure of their efficacy or lose faith in their capabilities, when failing to eat healthier, while others have more “resistant” self-efficacy beliefs, where failures may ignite more self-regulation in order to accomplish the goal. Hence, perceived self-efficacy plays a role when choosing “what challenges to undertake, how much effort to expend in the endeavour, and how long to persevere in the face of difficulties” (Bandura, 1989, p. 1180), and it is acknowledged that feedback may strengthen perceived self-efficacy with respect to performing behaviour successfully (Bandura, 1986). Interventions using feedback to participants can be useful in improving performance (Kluger & DeNisi, 1996) and this mechanism have gained ground in health behaviour interventions in recent years (see for instance De Bourdeaudhuij & Brug, 2000; Oenema & Brug, 2003). When planning this PhD project and conducting the empirical studies, mobile phones’ Short Messaging System (SMS, text messaging) was one of adolescents’ preferred communication tools (Davie, Panting, & Charlton, 2004; Faulkner & Culwin, 2005; Phau & Teah, 2009). Therefore, it seems paradoxical that only a few studies on community-based health interventions targeting adolescents have used text messaging. The ease and accessibility of text messaging, being affordable and available to basically all social groups (Fjeldsoe, Marshall, & Miller, 2009), along with the ability to receive and send brief, private, and personalized messages or reminders (Preston, Walhart, & O'Sullivan, 2011), makes text messaging an obvious choice for an interactive feedback intervention. The rapid development in communication technology with smartphone applications providing immediate tailored feedback in a more aesthetic and detailed manner than text messages (Bort-Roig, Gilson, Puig-Ribera, Contreras, & Trost, 2014) might overhaul text messaging as a health promoting tool – future studies will tell. 39 However, for the purpose of this thesis, the technological platform for health promotion is not as important as is the theoretical underpinnings of behaviour change and the role of immediate feedback. Employing tailored feedback via text messaging has been used in clinical settings with adults (see for instance de Jongh, Gurol-Urganci, Vodopivec-Jamsek, Car, & Atun, 2012; Krishna, Boren, & Balas, 2009; Nobis et al., 2013; Nundy, Dick, Solomon, & Peek, 2013). Feedback interventions using text messaging and targeting adolescents’ health behaviours have focused on cancer prevention (Lana, del Valle, Lopez, FayaOrnia, & Lopez, 2013), smoking cessation (Haug, Meyer, Schorr, Bauer, & John, 2009), intake of sugar-sweetened beverages, physical activity and screen time (Shapiro et al., 2008), consumption of breakfast, fruit and vegetables, sweetened beverages, fast food and decreased screen time (Woolford, Clark, Strecher, & Resnicow, 2010), eating and exercise habits (S. Bauer, de Niet, Timman, & Kordy, 2010) and fruit and vegetable consumption (Bech-Larsen & Grønhøj, 2013). The results are not impressive – for instance did Bech-Larsen and Grønhøj (2013) find that adolescents (age 10-12) with low pre-intervention intake of fruit and vegetables had a small, but significant increase in consumption, whereas children with high pre-intervention intake (unexpectedly) reduced their consumption during the intervention. Chapter 7 provides new insights on the use of text messaging in a feedback intervention targeting adolescents’ fruit and vegetable intake. Using the SCT framework, the importance of feedback for behaviour change and changes in the antecedents of behaviour, namely self-efficacy and outcome expectations, are discussed. 40 2.5. Theoretical approach – overview With the aim of understanding adolescent health eating and possible behaviour change, it is crucial to have a theoretical framework that can help explain both. The choice of socio-cognitive theory as a theoretical framework allows the study of how behaviours are learned and influenced, but also the study of behaviour change using feedback. When studying consumer behaviours such as healthy eating, it is important to understand how these behaviours come about and are influenced. 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Associations between perceived parent behaviors and middle school student fruit and vegetable consumption. Journal of Nutrition Education and Behavior (36), 2-12. 50 3. METHODOLOGY AND RESEARCH DESIGN This chapter presents general considerations concerning healthy eating as a research topic and adolescents and their families as research subjects. It outlines the methodological standpoint and research strategy chosen to explore adolescents’ healthy eating. 3.1. Studying healthy eating A number of studies have explored adult consumers’ perceptions of healthy eating (Falk, Sobal, Bisogni, Connors, & Devine, 2001; Lake et al., 2007; Margetts, Martinez, Saba, Holm, & Kearney, 1997; Povey, Conner, Sparks, James, & Shepherd, 1998). They find that consumers define healthy eating as eating limited quantities of fat, salt and sugar, eating a balanced, varied diet, and eating natural, unprocessed foods. According to Kazbaré (2010), the perception of healthy eating also sometimes overlap with the perception of weight control/weight loss. A systematic review on children and healthy eating shows that “definitions of healthy eating vary, but an emphasis on achieving the right balance of different foods is a common component” (Thomas et al., 2003, p. 8). This is for instance the case in Croll et al.’s (2001) study, according to which adolescents believe that healthy eating involves moderation, balance and variety. The adolescents had a significant amount of knowledge regarding healthy foods, but also demonstrated a knowledge-behaviour gap (as described in section 1.1.). When studying healthy eating, one should be aware of the possible mismatch between knowledge, attitudes, perceived healthiness and reported or observed behaviour. Potential social desirability effects should also be considered (Klesges et al., 2004). 51 This PhD project investigates a specific healthy eating behaviour; the intake of fruit and vegetables which is treated in accordance with the common understanding of healthy eating and following the logic of the official dietary guidelines. It is acknowledged that healthy eating reaches beyond this specific behaviour. 3.2. Studying adolescents According to Scott (2008, p. 87) “the construction of childhood that views children as incomplete adults is coming under attack and there is a new demand for research that focuses on children as actors in their own right”. Research with children has long been central to developmental psychologists and education specialists, but in for instance surveys on the general population, children have usually been regarded out of scope (Scott, 2008). With consumer socialisation research in the 1970’s, research involving children became more widely used and more advanced (John, 1999). The importance of listening to children’s perceptions as a supplement to parents’ perceptions was recognised (Gulløv & Højlund, 2003), and children are now considered valuable sources of information. However, involving children and adolescents in research projects requires reflections from the researcher that differ from when involving adults and creates certain challenges which should be responded to in an appropriate way (Banister & Booth, 2005; Nørgaard, 2009; Scott, 2008). Children may not be able to give relevant to-the-point answers (Mayes, 2000). When involving children in research, the researcher should consider the child’s cognitive competences (i.e. concentration and memory) and language competences such as communication, articulation of opinions, reading and concept and sentence understanding (Andersen, 2000; Andersen & Kjærulff, 2003; Andersen & Ottosen, 2002; 52 John, 1999; Scott, 2008). As described in section 2.2., John’s conceptual framework understands consumer socialisation as a series of stages, where maturity in cognitive and social terms determines the transition between stages (John, 1999). Banister and Booth agree that children’s development “should be recognised in social terms rather than with sole regard to age” (2005, p. 159) – but age may be a useful indicator (Christensen & James, 2008) of children’s capability to participate in survey studies. Involving children of different ages in a research project can require different types of methods for each group in order to obtain the best data (Gulløv & Højlund, 2003; Nørgaard, 2009). This PhD project involves young (11-12 years) and older (15-16 years) adolescents (cf. the argumentation in section 1 and 2), and it is acknowledged that they possess different cognitive and linguistic competences. The qualitative methods used (interviews and a practical exercise) are, however, considered appropriate to elicit meaningful data from both age groups. With the quantitative methods (surveys and a feedback intervention), a number of pre-tests were done in the youngest age group. The argument is that if they can understand and answer meaningfully, so can older adolescents and parents which makes it possible to compare results across age groups and generations. Ethics is always important in research, but especially in studies involving children and adolescents (Kampmann, 1998; Nørgaard, 2009). Trustworthiness, confidence, anonymity and professional secrecy are just as important when doing research with children and adolescents as with adults (Tufte, 2000). The notion of consent and the different levels of ethical responsibility involved in a study (e.g. children, parents, teachers, researchers) should also be considered (Banister & Booth, 2005). Nørgaard presents ten ethical guidelines for doing (especially ethnographic) research involving children (2009, p. 73) based on Kampmann’s recommendations (Kampmann, 1998). They 53 involve considerations regarding the aim of the project, costs and benefits, privacy and confidence, recruitment, budget, information to children and parents, consent, presentation and consequences. These guidelines and other advice on ethics regarding studying children and adolescents have been followed. Also, since Aarhus University has no ethical review board to consult regarding the nature of this study, the project complied to the official guidelines for research at MAPP (the details are presented in the design of the empirical studies in section 3.4.). 3.3. Mixed methods approach This PhD project applies both qualitative and quantitative research methods. The debate about the relations between qualitative and quantitative research has been going on for several decades at different levels such as epistemology and methodology, research designs and methods, generalization and linking of findings and assessing the quality of research (Denzin, 2009; Flick, 2009). Mixed methods refer to the use of two or more methods in a research project yielding both qualitative and quantitative data, while a combination of methods which yield data of the same kind are referred to as multimethods (Tashakkori & Teddlie, 2010). This dissertation uses both a mixed method and a multi-method approach, since it applies both qualitative and quantitative methods, but also different kinds of quantitative and qualitative methods, respectively, in a single study. The mixed method approach is chosen in order to obtain a more nuanced understanding of adolescents healthy eating based on the conviction that qualitative and quantitative approaches result in different insights and levels of knowledge. One advantage of quantitative methods is the ability to provide more representative studies. A large number of respondents can be involved – often without spending more time. This is not the case in qualitative methods. With quantitative 54 methods it is possible to measure and quantify phenomena on their frequency and distribution and thereby allow generalization of findings (Flick, 2009). Some of the advantages of qualitative methods compared to quantitative are the ability to provide data and methods to interpret and understand (Silverman, 2001). Another advantage is that the “collection of data and its analysis are sensitive to the context aiming at a holistic understanding of the issues studied” (Eriksson & Kovalainen, 2008, p. 5). One disadvantage of qualitative research is that it is time consuming and put heavy demands on the qualitative researchers’ competences – and even more so when doing research with children (Nørgaard, 2009). Finding a rationale for combining qualitative and quantitative data has been heavily debated in the literature on mixed methods – it has even been called a “paradigm war” (Bryman, 2006; Hall, 2012). The range of controversies in mixed method research goes from “basic issues of the legitimacy and meaning of mixed methods to its philosophical underpinnings and on to the pragmatics of conducting a mixed methods study” (Creswell, 2011, p. 281). The different stances can (simplified) be summed up by Rossman and Wilson’s (1985) three perspectives: the purist approach where the two methods are seen as mutually exclusive because of the incompatibility of the underlying paradigms, the situationalist approach that views them as separate but equal, and the pragmatist approach that suggests that integration is possible. The purist approach is represented by Bryman (1984) who focuses on the paradigm level and is critical towards mixed method researchers who do not reflect on the epistemology (‘methodology’) versus the technical issues (‘methods’) in a study, while Morgan (2007, p. 48), representing the pragmatist approach, is more concerned with “redirect[ing] our attention to methodological rather than metaphysical concerns”. The pragmatic approach supports mixed methods research (Creswell, 2011; Creswell & Plano Clark, 2011; Johnson, 55 Onwuegbuzie, & Turner, 2007) since it rejects traditional dualisms, advocates a needsbased approach to research method and concept selection, endorses pluralism and judges the workability of research designs and theories based on the criteria of predictability and applicability (Johnson & Onwuegbuzie, 2004). The pragmatic approach even caused “paradigm peace” to be declared (Bryman, 2006). Mixing methods in a single study is basically triangulation. Denzin defines triangulation as “the combination of methodologies in the study of the same phenomenon” (1970, p. 291). Denzin distinguished between data triangulation (different sampling strategies), investigator triangulation (different researchers to gather and interpret data), theoretical triangulation (more than one theoretical position in interpreting data) and methodological triangulation (using more than one method for gathering data). The fourth type is the most common and is often used as a rationale for multi-method research – however, the use of the term triangulation is often misunderstood (Bryman, 1984, p. 86). Greene et al. (1989) find in an empirical review on evaluation of policy programmes that triangulation is often stated, but rarely employed in appropriate designs. Bryman is critical towards the broad meaning of triangulation and argues that “there are good reasons for reserving the term for those specific occasions in which researchers seek to check the validity of their findings by cross-checking them with another method” (Bryman, 2003, pp. 1142-1143). A broader view on triangulation comes from Rossman and Wilson (1985), who identifies three reasons for combining quantitative and qualitative research; 1) they can confirm or validate each other, 2) combinations can develop analysis in order to provide richer data and 3) combinations can initiate new modes of thinking. This PhD project is placed within social science drawing on fields such as consumer behaviour, social psychology and sociology exploring adolescents’ 56 socialisation, social influences and possible behaviour change in relation to healthy eating. It takes a pragmatic approach, which is quantitative dominant, according to the continuum shown in figure 3. Figure 3 A qualitative-quantitative continuum (Johnson et al., 2007, p. 124) The view that triangulation is not aimed merely at validation, but at deepening and widening one’s understanding (Greene et al., 1989; Johnson et al., 2007; Olsen, 2004; Rossman & Wilson, 1994) is also adopted in this thesis. A pragmatic approach in mixed methods is not easy in practical terms, though. It demands resources from the researcher – both financially and time-wise. It takes time for the researcher to read, familiarize with and test different research methods and especially link them in an overall research design , but also to learn how the data gathered can be analysed using mixed methods (Greene et al., 1989; Rossman & Wilson, 1985, 1994). The next section will demonstrate in detail how the pragmatic approach to mixed method research was carried out. 57 3.4. Design of empirical studies This thesis is based on two separate, however related, empirical studies: 1) a qualitative study consisting of (a) interviews and (b) a practical exercise with adolescents and their families after participating in a small-scale intervention on fruit, vegetable and sweet drinks intake, and 2) a quantitative study consisting of (a) a larger-scale intervention study on fruit and vegetable intake and b) pre- and post-surveys. Both were carried out as a part of the research project “Step by step changes of children’s preferences towards healthier food” which was supported by the Danish Ministry of Science, Technology and Innovation, grant no. 09/061357 and running from 2007 to 2013. The following gives an account for the overall research design and methods used. 3.4.1. Study 1: Qualitative study The first study is a qualitative study that helps answer research question 1 reported in research paper 1. After having conducted a small-scale intervention study among adolescents and their parents targeting their intake of fruit, vegetables and sweet drinks (for example soft drinks, ice tea and drinking yoghurts), a qualitative study was conducted in order to obtain deeper insights into adolescents’ and their families’ eating behaviours, the adolescent-parent interaction and the different roles in the family with regards to healthy eating. In order to understand the purpose and design of the qualitative study, a short description of the first intervention study is sufficient. However, since the second intervention study is a major part of this thesis’ empirical foundation – and is based on the experiences from the first intervention study – the considerations, reflections, and details regarding the second intervention will be thoroughly examined in section 3.4.2. 58 In the first intervention study, 242 adolescents (age 10-12, 5th grade) were recruited class-wise from 12 schools in the Central Denmark Region. In a nine-week intervention period, they were randomly assigned to three experimental groups which all received education by a dietician and filled in pre- and post-intervention surveys. Two groups (adolescents in group 2 and adolescents and one parent in group 3) took part in a feedback intervention using mobile phones’ Short Message Service to report on their daily intake of fruit, vegetables and sweet drinks and receive feedback comparing the reports to self-set weekly goals. Group 1 was a minimum intervention group. The intervention was evaluated in terms of attrition and goal accommodation behaviours. The sample was split in two; low vs. high intake of fruits and vegetables based on the preintervention survey. The results showed that adolescents with low pre-intervention intake had a small, but significant increase in consumption frequency after the intervention, whereas the partial effect on the text routines was only marginally positive (see more details in Bech-Larsen & Grønhøj, 2013). The qualitative study was conducted approximately three months after the intervention and before a long-term follow-up survey, so that the families had had a chance to reflect (and possibly forget) the intervention. The study consisted of semistructured interviews with families and a practical exercise at the families’ home. These methods were chosen in order to gain more insight into the adolescent-parent interaction and the socialisation regarding healthy eating, but also to explore the participants’ evaluation of the intervention including their view on the feedback and the technical side of the intervention. According to Miles and Huberman’s four types of integrative designs (1994) the fourth one was used in this case: Surveys were followed by a qualitative exploration of the findings in more detail. The results of both the intervention and the interviews were used to inform and design study 2. 59 As the purpose of the qualitative study was to obtain insights into the evaluation of the intervention and the healthy eating socialisation in families, the goal was to get both maximal variation in the sample – namely participants from all three experimental groups, but also participants who were typical – meaning that they had experienced both success and failure in the intervention. The sampling can also be viewed as a convenience sampling with no goal of a fixed number of interviews (Flick, 2009, p. 122). If none, or only few volunteered, the strategy was to contact the families by phone instead of a letter hoping for better recruitment. The participants in the qualitative study were 38 families which had all taken part in the intervention and representing all 12 schools. There were ten families from the minimum intervention group, nine families from the group, where the adolescent had reported and received feedback, and 19 families, where both the adolescent and one parent had reported and received feedback. Since it was a qualitative study with the aim of providing understanding and insights, the unequal distribution of families from the three groups was not seen as a problem. In all interviews, the whole family were invited to take part which meant that the number of interview persons ranged from two to five persons. In some cases, even divorced parents participated together and reflected on their different experiences with the young adolescent and healthy eating. It was decided that the 38 interviews should be conducted by the same two professional interviewers from a market research agency who had extensive experience with this sort of family interviews. They were assisted by either the author of this thesis or student assistants. Different views on the researcher’s approach to children/adolescents are reflected within the field of child research depending on the research methods and overall research aims (see for instance Banister & Booth, 2005). The researcher should attempt friendship with the children/adolescents they are studying according to James et 60 al. (1998), but it is also important not to get emotionally carried away (Nørgaard, 2009). It was therefore decided that the interviewer should be a person who had experience with interviewing children, but did not know them. That excluded the author of this thesis, since the author had been visiting the adolescents in school four times and instructed them in reporting, filling in surveys and assisted in the dietician sessions. The assistants filled out a report for each interview with background information (see Appendix A). The general atmosphere and impression of the family and their home was also noted paying special attention to the family members’ interaction such as “It is a laid back family who seems to get on together well. Washed clothes yet to be folded are lying in the sofa. Candles are lit and we are served coffee and juice. The children are polite and sit in their seats during the whole interview – even if [the sibling] does not say much”. Non-verbal communication such as smiles, yarning and irony was also noted down: “The father sits most of the time with his arms crossed. [Sibling] seems bored and yarns during the last 10 minutes of the interview”. The assistants’ observations were cross-checked with the interviewer’s observations and hereafter reported digitally together with the transcription of the interview. In this sort of field work it is important that the researcher is aware of the fact that she depends on others’ goodwill. The researcher needs to be seen as trustworthy and able to create confidence (Douglas, 1985; Gulløv & Højlund, 2003; Nørgaard, 2009). The interviewers therefore started with thanking the family and told them the purpose and the duration of the interview (approx. 1.5 hour including a practical exercise midway). It was underlined that the interviewer did not know what the family had answered in the surveys or how they performed in the intervention. The families were granted anonymity and could stop the interview at any time. It was underlined that there are no “right” or “wrong” answers, and that the adolescent’s and his/her siblings’ view were as important 61 as the parents’. Consent to record the interview via a dictaphone and take a few pictures (with the option to delete those they did not like) during the practical exercise was also obtained before starting each interview. “[C]onfidence will usually first be earned after more than one visit to the same family” (Nørgaard, 2009, p. 84). However, with the above considerations and information to the family, a sense of confidence was created (Tufte, 2000) and thereby a better frame for fruitful interviews (Mayes, 2000; O'Kane, 2008). Three interview guides reflecting the three experimental groups’ experiences in the intervention were made. They were semi-structured in order to invite interviewees to answer using their own words and narrative structures (Flick, 2009), thereby also taking the adolescents’ cognitive abilities into account. A common part for all three focused on the family’s habits concerning meals, leisure time, physical activity, grocery-shopping, creating lunch-boxes for school and cooking with emphasis on responsibility, motivation and initiative. More indirectly, the family discourse on health was investigated as well as its knowledge of nutrition and health recommendations. After the practical exercise, families from the two experimental groups taking part in the report and feedback intervention were asked to evaluate it, and especially the participating adolescent (and possibly parent) was asked to evaluate the technical sides of the intervention. Other family members were free to leave the interview at that point. An example of the interview guide from the “adolescent + parent” group can be seen in Appendix A. When interviewing early adolescents, the interviewer must be able to establish a sense of security, to listen, pay attention, explain and avoid giving feedback (Banister & Booth, 2005; Gulløv & Højlund, 2003; Mayes, 2000). Young adolescents’ attitudes and behaviour can be difficult to study since their willingness to share thoughts in an interview setting vary with their maturity, roles in the family and other 62 characteristics (shyness, little involvement etc.). Therefore, the interviewer was instructed to make sure that all family members were heard and were given the possibility to answer questions; as a principle, the adolescent and possible siblings were asked first and then the parents. It is recommended that the interviewer is familiar with the age group under study and the language they use (Banister & Booth, 2005). Hence, the interviewer was instructed to interpret words or whole answers during the interview in order to make sure that the statements were correctly understood. Parents sometimes answered on behalf of the adolescent and here the interviewer asked the adolescent again. Often parents would also supplement the adolescent’s statements, creating a dialogue. It is acknowledged that the interview can be viewed as an intervention in itself influencing the adolescent’s and parents’ statements. The second qualitative method applied was a practical exercise of approximately 20 minutes duration, where the family members had to choose what they believed to be 600 grams of fruit and vegetable chosen from approximately five kilos of mixed fruit and vegetables brought by the interviewer. The session was similar to the one conducted by a dietician at school which meant that it was familiar to the adolescent, but not to the other family members. While choosing, slicing and discussing the fruit and vegetables, the interviewer and assistant observed the family members’ interactions and recorded their statements. After choosing the fruit and vegetables of their choice, plates were weighed and the difference from 600 grams was calculated making family members reflect on this sort of illustration of six daily portions of fruits and vegetables. Besides serving as a break in the rather long interview, the session can also be considered a triangulation of data collection techniques which allows the researcher to both achieve and compare different outcomes. When doing research with early adolescents, a “childcentric” approach is recommended (Banister & Booth, 2005). According to James et al. 63 engaging children in ““task-centred activities” (…) might provide a better way of allowing children to express their ideas and opinions than the use of more “talk-centred” methods such as interviews and questionnaires” (1998, p. 190). Banister and Booth give an overview over innovative methods for child-centric consumer research and suggest among other things visual aids as a way to prompt children to start talking about the themes of interest (2005). The practical exercise is an example of a visual aid. It is a fun element compared to the interview which might involve the risk of being taken less serious. However, since the exercise was also for the parents and was not based on a childish, but rather a child-centred technique (O'Kane, 2008), it was in most cases considered fun and informative by both adolescents and parents. When each interview was conducted, the participating assistant transcribed the interview. Since transcription in itself is an interpretation of data (Kvale, 1997), a transcription guide was made in order to ensure a homogeneous quality of data. Based on a project member’s profound experience with transcribing interviews (Grønhøj, 2002) and a method used by Silverman (2001), the guide instructed the assistants to do the transcription verbatim without correcting the wording – even if it was not wellformulated, fluent or linguistic correct. Assistants were also instructed to mark changes in tone of voice, laughter, pauses, hesitation, if more interview persons talked at the same time, if things were indistinct or if the assistant had other observations (see Appendix B). The correspondence between the recorded interviews and the transcriptions were checked for all five assistants and was satisfactory. When writing research paper 1 (chapter 5), all 38 interviews were listened to several times and approximately 1700 pages of transcription were assessed. When analysing the data, the first step was to do an open coding according to the principles of grounded theory (Strauss & Corbin, 1998). Open coding is 64 “uncovering, naming and developing concepts and categories by breaking down the data into discrete parts, examine them closely and compare them for similarities and differences” (Eriksson & Kovalainen, 2008, p. 164) – and is often the first step in qualitative research (Flick, 2009). After thorough examination of the coded concepts and categories, qualitative content analysis was carried out, where “categories are brought to the empirical material and not necessarily developed from it” (Flick, 2009, p. 323). With a research question to answer regarding family members’ roles in healthy eating socialisation, useful categories were brought in from the literature on consumer socialisation, family interaction and healthy eating and a theoretical coding was conducted. In order to explore similarities and differences between adolescents and parents, thematic coding was applied. One limitation to this method is that “the categorization of text based on theories may obscure the view of the contents rather than facilitate analysing the text in its depth and underlying meanings” (Flick, 2009, p. 328). However, the content analysis was done without paraphrasing the text (summarizing content analysis) which allowed a thicker description (Eriksson & Kovalainen, 2008; Geertz, 1973) of the data. 3.4.2. Study 2: Intervention study The second study is a quantitative study that helps answer research question 2 in research paper 2 and research question 3 in research paper 3. It is an intervention study applying two methods: 1) An 11-week feedback intervention on fruit and vegetable intake and 2) a pre- and post-intervention survey for adolescents and one parent. 65 3.4.2.1. Feedback intervention Recruitment and participants In spring 2010, 28 schools geographically distributed in the Region of Central Denmark were approached by phone. Based on five criteria, 17 schools with a total of 70 classes were accepted for participation. Schools were excluded if 1) there was only one class on each level or no 9th grade, 2) if the socio-demographic background of pupils did not more or less represent the general Danish population, 3) if there was a lunch scheme at school (in Denmark most pupils bring their own lunch box), 4) if pupils were allowed to leave school area and buy foods in breaks, and 5) if the school had participated in health/food related projects within the last three years. When meeting the criteria (six did not), school principals were informed about the research project by phone and in more detail in a follow-up letter (survey, text message intervention, costs, 2-3 visits of one hour each). They were contacted for their consent after one week. Five declined to participate due to time/planning. The 17 participating school principals provided contact information for the four to six teachers at each school who were also informed about the purpose and elements in the intervention in a letter. They all accepted that their classes participated. Obtaining parental consent was offered, but the school principals and teachers felt the project activities (two-three visits in school during 11 weeks and text messaging at home) could be incorporated into the “normal” school activities, thus giving no concern for parents. Even though school principals and teachers just wanted to be helpful, ideally consent should probably have been obtained for ethical reasons. Before the project started, parents were informed by a similar letter as the one sent to the teacher. Contact information for the involved researchers was provided and it was underlined that participation in all parts of the project was voluntary and that no compensation was offered. 66 Participants The purpose of the intervention was to test the effect of feedback via text messaging on adolescents’ fruit and vegetable intake (behaviour) and on important antecedents of behaviour (self-efficacy and outcome expectations). Second, it tested whether the combination of text messaging and a 45-minute education session on fruit and vegetable intake by a dietician could prove more effective. The recruited schools were therefore randomly allocated into three experimental groups. A school-wise allocation was chosen in order not to confuse participants about the different elements; they got the impression that the intervention was the one taking place at their school (despite experimental groups). However, it could not be controlled whether they heard about other experimental groups from sources outside the research project. Table 1 in research paper 3 (Chapter 7) gives an overview over the distribution of participants in the three groups according to class level, gender, age, parents’ education and income. Intervention plan and elements The intervention lasted for 11 weeks including five weeks of text messaging for groups 2 and 3, and group 3 also received a 45-minute education from a dietician in week 5. Group 1 was a minimum intervention group (control group). Hence, the intervention was relatively brief which is recommended for healthy eating interventions targeting children in order to reduce drop-out rates (Stice, Shaw, & Marti, 2006). Table 1 shows the intervention plan. 67 Table 1 Intervention plan Week Pre-survey Group 3 Text messaging + nutritional education Pre-survey Instruction in text messaging Instruction in text messaging procedure procedure Registration and goal-setting Registration and goal-setting 2 Week 1: Reporting and feedback Week 1: Reporting and feedback 3 Possibility of goal-adjustment Possibility of goal-adjustment 4 Week 2: Reporting and feedback Week 2: Reporting and feedback 5 Possibility of goal-adjustment Possibility of goal-adjustment 1 Group 1 Control group Pre-survey Group 2 Text messaging 45-minute class education from a dietician 6 Week 3: Reporting and feedback Week 3: Reporting and feedback 7 Possibility of goal-adjustment Possibility of goal-adjustment 8 Week 4: Reporting and feedback Week 4: Reporting and feedback 9 Possibility of goal-adjustment Possibility of goal-adjustment 10 Week 5: Reporting and feedback Week 5: Reporting and feedback Post-survey Post-survey 11 Post-survey The participants in groups 2 and 3 were asked to report and got feedback via text messages on their fruit and vegetable intake. In order not to exclude any participants from the intervention, teachers were asked before the first visit to identify adolescents who wanted to participate in the study, but did not have a mobile phone. Six participants borrowed – by signing a contract – a mobile phone and were provided with a prepaid mobile phone card worth 50 DKK – enough for participation during the 11 weeks. Research assistants were instructed thoroughly before visiting the classes in order to assure similar information was given to the participants, and each visit was evaluated in terms of observation notes and digital sound recordings. During the first visit, groups 2 and 3 were instructed in reporting and receiving feedback on their daily fruit and vegetable intake via text messaging. A leaflet with six important points was 68 handed out to the participants explaining in detail about the intervention elements (see Appendix C): 1) Participants got a unique ID-number for registration which was also printed on both the adolescents’ and their parent’s pre- and post-surveys in order to keep track of data. 2) Participants needed to learn how to count fruit and vegetables in “units” (100 grams) in order to be able to set goals, report and receive feedback. Fruit and vegetable intake was – after a pre-test with five adolescents aged 11 to 15 – considered self-measureable for adolescents. Research assistants instructed them via a laminated A4 page with photos and verbal depictions of units equivalents of different types and servings of fruit and vegetables, e.g. one unit could be one banana or one handful of peas (see Appendix D). Each participant got such a page in order to support their counting during the intervention. 3) Participants should register in the intervention by sending a text message in class to the report-feedback-system. It was again underlined that participation was voluntary, and the costs for text messages (approximately 10 DKK) would not be refunded. Participants immediately got a text message back from the system asking for a weekly goal for fruit and vegetable intake in units. Following the recommendations of Kluger and Denisi (1996) and Locke et al. (1981), the participants were asked to set ambitious, yet realistic goals for their weekly fruit and vegetable intake. In order to maximize adherence and performance, these goals could be adjusted every other week (cf. section 2.4). 69 4) An example of the request-report-feedback loop was illustrated, and participants were instructed how to avoid error messages by sending reports and goals in the correct form. 5) A Q&A section for help in case of problems (no/wrong/forgot text, lost phone, change of goals etc.) and information about how to reach a hotline via text messages every day until 11 pm and a project e-mail address for questions. 6) A prize (a trip to a local fun park worth approx. 525 Euro) was promised to the class sending most of the possible text messages. According to Raju et al. (2010) competitions in interventions can increase socially desirable responding, but this type of effect was expected to be lower when making the prize dependent on collective rather than individual responses, and when promoting participation rather than increased intake of fruit and vegetables. 7) A time plan (the same given to parents) was presented in order to keep track of the intervention. By providing the adolescents with detailed information about the research project, they were deemed capable of giving “informed consent” (France, 2004) – especially when non-participation (no registration or no reports) was an option. Setup of feedback system A two-way text messaging approach consisting of reporting and feedback was automated by a web-based software program specifically developed for the intervention. Participants were made aware that the registration of consumption and goal data was fully automatic and anonymous (only for use in this research project). Every 70 night at 8 pm in the weeks of reporting, participants were requested to send a report covering that day’s units (for instance 2 f, 3 v). Participants immediately received feedback from the system comparing their daily report to the self-set weekly goal. This should provide the adolescents with a sense of reality; if they were short of eating for instance 14 fruits Saturday (with the registration ending Sunday), they should either come to the conclusion that the weekly goal was too ambitious or that their efforts were not spread out evenly during the week. Previous studies using text messaging have shown that framing of messages (Woolford, Clark, Strecher, & Resnicow, 2010), message frequency and timing (Haug, Meyer, Schorr, Bauer, & John, 2009; Head, Noar, Iannarino, & Grant Harrington, 2013) influence participation as well as outcomes. Schultz and colleagues (2007) did a feedback study on household energy conservation using normative messages. A descriptive normative message compared a household’s energy usage to the neighbourhood average produced either desirable energy savings or a boomerang effect (depending on low or high baseline rate). When adding an injunctive message in the form of an emoticon conveying social approval or disapproval, the boomerang effect was eliminated. Including normative messages in feedback studies is interesting, but when the aim is to improve adolescents’ fruit and vegetable intake, self-efficacy and outcome expectations, normative messages could blur the picture, as adolescents can be especially sensitive to peerpressure. Hence, the feedback was factual and did just calculate differences between goal and intake. It was framed in concrete terms in order to secure higher adherence and performance levels (Bech-Larsen & Grønhøj, 2013; Kluger & DeNisi, 1996). Figure 4 displays participants’ registration, goal-setting and the daily request-report-feedback loop. 71 Figure 4 Registration and goal-setting and daily request-report-feedback loop (participants in green boxes, system in white) Registration text to system Confirmation and request for first week’s goals Reporting first week’s goals Daily request Daily report Daily feedback “Please reply with the number of units of fruit and vegetables consumed today. Your text should look like this: 1f, 2v” “2f, 3v” “You have now eaten 7f and 6v. In order to reach your weekly goal you still need 14f and 15v before Sunday evening” A software programmer was hired to create a system which could keep track of all participants, their goals, goal-adjustments, reports and feedback. The setup for registration and first goal is illustrated in figure 5, and the setup for the daily requestreport-feedback loop is illustrated in figure 6. 72 Figure 5 Registration and goal-setting (system side) Start Wait for incoming text ”1f, 2v” Interpret the text as a new goal Yes Registered phone number? known? No Interpret the text as a registration Registered ID number? New goal OK? Yes Yes No Connect sender’s phone number with ID number. Reply with confirmation of new goal Send error message Wait for incoming text 73 Reply ”registration done” and ask for first week’s goal Figure 6 Change of goal, registration and daily request-report-feedback loop (system side) Send text: ”A new week begins….change of goal?” Start 6 pm Send text: ”Your goal is now…” or “error” Wait for incoming report: “1f, 2v” 6 pm Save the new goal Go to next reporting no Is the week over? yes Stop Send error message to participant Send daily request Wait for incoming report: “1f, 2v” Interpret report succes spm Send reminder to all, who have not sent daily report Send feedback (goalreport comparison) File report under actual registration day (overwrite if already registered data) Response rates and quality of data Both setups were tested first with all researchers in the project including research assistants for a week and after making some adjustments, two pre-tests were run with seven adolescents (11-15 years) for a week. In the intervention, the total drop-out from text message-reporting ranged from 16.6% in week 1 to 49.2% in week 5 (see figure 1 in research paper 3, chapter 7). Very few community-based health intervention studies targeting adolescents report drop-out rates. However, since this feedback intervention aimed at developing a realistic tool for health promotors (in terms of costs and time), a setup as close as possible to real life was chosen – with a high drop-out rate as a possible consequence. 74 In the analysis phase it was clear that the text message data was not completely valid. Even though the feedback system did not allow reports stating more than 10 units of fruit and vegetables, respectively, per day, some participants had reported amounts exceeding 20 units per day – often in several consecutive days indicating errors in the reports. Weekly averages were calculated since there was a pattern indicating that participants seemed to forget to report one day and then added two reports together on the next. Here, it could have been useful to have further control measures to ensure reliability. Nutritional education for group 3 In order to test whether the text messaging effects would be stronger when combined with nutrition education by a dietician, classes in group 3 were visited by a dietician from Centre for Public Health, Central Denmark Region. Following the official health recommendations (6 portions of fruit and vegetables per day), the dietician educated (in a 45-minute session) the adolescents about the importance of eating fruit and vegetables. A practical exercise (the one also conducted in the interviews described in section 3.4.1.) was conducted where participants in groups were asked to choose what they believed to be 600 grams from five kilos of mixed fruits and vegetables. The amounts were later weighted and the difference to 600 grams was calculated, thereby visualising both the estimation and the recommended 600 grams of fruit and vegetables for the participants. Dieticians also handed out a flyer to the participants to bring home (see Appendix E). The content of the education sessions was coordinated between two dieticians and five research assistants in order to ensure that all classes received identical information. This was confirmed by audio recordings and observations of the sessions. 75 3.4.2.2. Pre-and post-intervention surveys The purpose of the surveys was to measure intervention effects. Identical surveys (despite socio-demographic measures in the baseline survey) were handed out to participants in all three groups and to one of their parents. According to the literature on child research, surveys for parents can (with care) also be used for children aged 11+ (Christensen & James, 2008). However, it is a challenge to develop surveys targeting both adolescents and parents and therefore, the survey pre-tested among adolescents was used. Where appropriate a 5-point Likert scale ranging from 1 = totally disagree to 5 = totally agree was used, since children (6-18) reportedly prefer the Likert scale over other scales (van Laerhoven, van der Zaag-Loonen, & Derkx, 2004), and five points because children are often unable to grasp seven or more response options (Chambers & Johnston, 2002; Streiner & Norman, 2008). Adolescents answered the surveys in class supervised by research assistants, and at home the parents did the same instructed by a letter and provided with a return envelope. The advantages of answering the surveys in class were the high response rates (88.5 % and 88.2 %, for pre- and post-surveys, respectively) and that research assistants could supply further information and answer questions. The latter could also prove as a disadvantage, since participants’ answers could be influenced. Also, a possible competition in class to finish first could influence the answers. As for parents, response rates were rather low (52.8 % and 25.1 %, respectively) which might reflect the more uncontrolled setting at home. The ID-number also used in the intervention linked adolescents’ and parents’ answers in both the pre- and post-survey. For pre-testing the survey, a school gave access to four adolescents (age 11). They were labelled slow, medium and fast readers by their teacher. They answered the survey and discussed afterwards wording and scales. Following adjustments, four new 76 adolescents from the same school went through the same pre-test. A third pre-test was conducted with 30 adolescents (age 10-16) who answered the survey and subsequently frequencies and scale reliabilities were checked. The pre-tests indicated that 30 minutes was needed to answer the survey, but during the visits in class, some participants needed more time and they were offered the possibility of finishing it at another time in school under the teacher’s supervision. The survey was also pre-tested by 10 adults. When doing intervention studies, it is recommended to do a long-term follow up in order to check the strength of possible behaviour changes (Stice et al., 2006) (as done in the pilot study described in section 3.4.1.). However, due to funding issues, this was not possible in the present case. Measures The measures used in the main analysis were behaviour (frequency of intake of fruit and vegetables for breakfast, lunch, dinner and between meals during a week, eight items), self-efficacy, outcome expectations and perception of others’ behaviour (Bandura, 1977). The scales and items are explained in detail in research paper 2 (Chapter 6) and 3 (Chapter 7). Other measures in the survey, but not included in the main analyses, were: mastery experience (Bandura, 2004), social-structural factors (Bandura, 2005), motivation for health behaviours (autonomous motivation, controlled motivation and amotivation (Deci & Ryan, 1985)), general self-efficacy (Luszczynska, Scholz, & Schwarzer, 2005; Schwarzer & Jerusalem, 1995) and intentions to eat healthier (Bandura, 1997). 77 Figure 7 gives an overview over the research design applied in this thesis. It summarizes the empirical studies described in section 3.4. and shows how they relate to the three research papers. Figure 7 Research design Research paper 1 Research paper 2 Research paper 3 Qualitative methods Quantitative method cross-sectional Quantitative method longitudinal In-depth interviews with families n = 38 Practical exercise with families n = 38 Preintervention survey adolescentparent dyads n = 757 78 Pre- and postintervention surveys, adolescents n = 1488 Feedback intervention with adolescents for 11 weeks n = 986 References Andersen, D. (2000). Spørgeskemainterview med børn - skulle det være noget særligt? [Survey interviews with children - is that something special?]. In P. S. K. Jørgensen, J. (Ed.), Børn som informationer - antologi (pp. 71-84). Copenhagen: Børnerådet [The National Council for Children]. Andersen, D., & Kjærulff, A. (2003). Hvad kan børn svare på? - Om børn som respondenter i kvantitative spørgeskemaundersøgelser [What can children answer? - Children as respondents in quantitative surveys]. Copenhagen: SFI The Danish National Centre for Social Research. 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Journal of Telemedicine and Telecare, 16(8), 458-461. doi: 10.1258/jtt.2010.100207 84 Appendixes A-E Appendix A. Observation sheet and interview guide (in Danish) Observationer af familieinterview Dato for interview Tidspunkt Løbenummer (se interviewliste) Gruppe (se interviewliste) Interviewer Assistant Hvilken forælder har udfyldt spørgeskemaet? Hvilken forælder har rapporteret via sms? (KUN GRP. 2) Deltagere i interview (sæt x og udfyld) Deltagende elev Søskende 1 Søskende 2 Mor Far Andre (angiv) Afvejningsseance Antal gram / Start: Slut: Mor Far Mor Far Navn Alder Ca. tid for at finde frugt og grønt Ca. grøntsags-/frugt ratio (fx ½, ¼ g og ¾ f) Deltagende elev Søskende 1 Søskende 2 Mor Far Andre (angiv) Antal billeder taget Indtryk af familien: Observeret non-verbal kommunikation (fx smil, ironi, kedsommelighed etc.): Indtryk af stemningen under interviewet (fx trykket, humoristisk etc.): 85 Spørgeguide, gruppe 2 Interview guide Blå markeringer er særligt for interviewer 1. Introduktion (5-10 min) Først og fremmet vil vi sige tak for, at I har sagt ja til at deltage, og at vi måtte komme her og besøge jer. Jeg vil interviewe jer, mens min assistent [navn] vil sørge for, at teknikken fungerer og notere vigtige ting ned. Jeg vil først fortælle lidt om, hvor vi befinder os i projektet, så vil jeg fortælle lidt om interviewet og hvad vi bruger det til. Men allerførst vil jeg gerne vide, hvem af jer [far eller mor], der har udfyldt spørgeskemaerne: Mor Far Og hvem af jer har deltaget i sms-rapporteringen: Mor Far Jeg vil også gerne vide, hvad I hedder, og hvor gamle I er: Person Navn Alder Deltagende elev Søskende 1 Søskende 2 Mor Far 1) Om projektet: I har jo deltaget i Step by Step projektet ved at udfylde spørgeskemaer, og du [barnet] og du [forælder] har rapporteret vha. sms. Nu taler vi så med en række familier i projektet, for at få uddybet de resultater, der blev indsamlet gennem de to første spørgeskemaer. Jeg vil gerne understrege, at jeg ikke ved, hvad I har svaret i spørgeskemaerne. I slutningen af oktober kommer så det tredje og sidste spørgeskema. 2) Om interviewet: Interviewet kommer til at vare ca. 1½ time, og jeg vil først spørge lidt ind til jeres vaner i forhold til mad. Så skal vi arbejde lidt med noget frugt og grønt, vi har medbragt, mens vi slutter af med at spørge ind til jeres [barnet og den deltagende forælders] oplevelse af at være med i projektet. Her behøver I andre ikke at sidde med ved bordet. Det er vigtigt for mig at understrege, at der ikke er ”rigtige” eller ”forkerte” svar. Vi er interesseret i det, I gør. Altså jeres egne erfaringer og oplevelser – ikke bare jeres holdninger. Det er vigtigt for os at høre om jeres erfaringer hver især og alles erfaringer er lige vigtige, så I skal endelig ikke holde jer tilbage. Interviewet bliver optaget, så vi kan lave en udskrift af interviewet, som vi kan bruge senere hen, når vi skal analysere resultaterne. Intervieweren skal sikre, at alle tidligt kommer til orde – og huske at nævne familiens navne naturligt før eller i forlængelse af deres svar. 86 Formålet er at skabe et grundlag for at forbedre ernæringsoplysningen i folkeskolen, og at skrive nogle videnskabelige artikler, men alt hvad I har sagt, bliver selvfølgelig behandlet anonymt. Har I nogen spørgsmål? Hvis ikke, så lad os komme i gang. 2. Fokus på familiens vaner, roller og interaktion: Generelt og projektrelateret (20-25 min) Nu vil jeg gerne høre lidt mere om, hvilke vaner I har i jeres familie, når det gælder mad. Morgenmaden o Spiser I alle morgenmad? Hvis nej, hvorfor ikke? o Hvad spiser I til morgen? Børnene spørges direkte først o Hvem bestemmer, hvad der spises til morgenmad? Henvendt til børnene, har I selv bestemt, hvad I vil spise til morgenmad? o Har I ændret på den morgenmad I spiser, efter at I er kommet med i dette projekt? Hvis ja, hvordan kan det være? Madpakke o Har I madpakke med i skole/på arbejde? Start med børnene – spørg direkte o Hvordan foregår det, når I laver madpakker? Hvem står for at lave madpakkerne? Hjælper I hinanden eller er der altid en, der sørger for det? Børnene direkte – Er I med til at bestemme hvad, der skal i madpakken? Hvis nej, kan I lide det? Har madpakkerne ændret sig de sidste fire måneder? Er det noget andet I får med på madpakken nu? Hvis ja, spørges børnene om hvor tilfredse de er med madpakken nu? Aftensmad o Beskriv hvordan det typisk foregår, når I laver aftensmad. Hvem bestemmer, hvad I skal spise til aftensmad? Laver I madplaner? Børnene spørges direkte: Har I en ”mad-dag”/pligter i forbindelse med madlavning og indkøb? Har aftensmaden ændret sig de sidste fire måneder? Børnene spørges direkte først I hvilken grad har I mærket ændringerne? Hvem har sørget for det? Hvad synes I andre om de ændringer? o Har I talt om det/ændringerne? som familie? Hvad har I så talt om? / Hvordan taler I om det? Hvem af jer har taget det op/tager initiativet (far/mor, barn)? Frugt og grønt o o o Hvad synes I om at spise frugt og grønt? (kan de godt lide de, eller er det noget, de gør af pligt) Hvilke slags foretrækker I? Hvad har I fx i huset nu? (børn spørges først) Gør I noget særligt for at spise nok frugt og grønt? Hvad? Hvorfor/hvorfor ikke? Hvem sørger for det? Synes I, at det med at spise frugt og grønt har ændret sig, efter I har deltaget i projektet? Hvis ja, på hvilken måde? 87 Hvem har sørget for det? Hvad synes I andre om de ændringer? Børnene spørges direkte først Søde drikke o o o o o Hvilke søde drikke (kakaomælk, drikkeyoghurt, iste, sodavand, saftevand etc.), drikker I? (børnene spørges direkte først) Hvornår drikker I søde drikke? Børnene spørges direkte Har I som familie nogle regler for at drikke søde drikke (fx kun i weekenden, kun en vis mængde pr. dag/uge etc.)? Hvilke? Hvem bestemmer? Bliver de overholdt af alle i familien? Synes I, at det har ændret sig, efter I har deltaget i projektet? Hvis ja, på hvilken måde har det ændret sig? Hvem har sørget for det? Hvad synes I andre om de ændringer? Børnene spørges direkte først Har I talt om det som familie? Hvad har I talt om? Mellemmåltider Nu har vi talt om de tre hovedmåltider. Hvad så med mellemmåltider? (børnene spørges direkte først) o o o Hvad spiser I til mellemmåltid? Bestemmer I selv, hvad I vil spise til mellemmåltid? Har I det med hjemmefra eller er det noget I køber? Indkøb (nedprioriteres hvis presset på tid) Vi har nu talt om de forskellige måltider i løbet af dagen. Jeg vil gerne ganske kort runde indkøbene til alle måltiderne. o Hvordan foregår indkøbene? Hvem er det, der beslutter hvad der skal købes i løbet af ugen? Børnene: er I også med til at bestemme? Hvem køber ind? Lidt om fritid: Til børnene: o Hvad laver I, når I ikke er i skole? Går I til aktiviteter i fritiden? Hvilke? Cykler eller spiller fodbold med vennerne i fritiden? – Aktivt fritidsliv med bevægelse eller stillesiddende foran computer? Hvad laver I i frikvartererne på skolen? Hvis leg, hvilken type leg? Til de voksne: o Dyrker I motion? Hvad? Hvor tit? 88 o Gør I noget i det daglige for at røre jer (fx gåture, cykle til arbejde, tage trappen etc.)? o Er det vigtigt for jer at dyrke motion? Hvorfor/hvorfor ikke? Har I ændret nogen ting vedr. motion, efter I har deltaget i projektet? Hvis ja, hvad har I så ændret? Har I talt om det i familien? o o Øvrigt o Har I erfaringer med at gøre noget særligt for at spise sundere? o Lægger I mere mærke til information om sundhed og ernæring, fx artikler, kampagner m.v., efter I har deltaget i projektet? Direkte til børnene først og derefter forældre o Kan I huske slogans og anbefalinger om sundhed og ernæring? Hvilke? 3. Afvejningsseance (15-20 min) Der skal bruges: o o o o o o Skærebrædt (medbringes) Kniv (medbringes) Vægt (medbringes) Voksdug (medbringes) En kasse frugt og grønt (medbringes) Kamera (medbringes)– så assistenten kan tage billeder af afvejningsseancen Nu vil jeg bede jer om at se på det frugt og grønt, jeg har medbragt. Du (barnet) kender det fra diætistens besøg. Det, I skal gøre nu, er hver at forsøge at finde 600 gram frugt og grønt, som I kunne tænke jer at spise i løbet af en dag. I må gerne skære frugten og grøntsagerne i stykker, og så lægger I det, I vælger, på jeres tallerken, som vi så vejer til sidst. Vi vil meget gerne have lov at fotografere jer, mens I arbejder med det medbragte frugt og grønt. Billederne vil kun blive brugt, når undersøgelsens resultater skal præsenteres. Hvis I ønsker det, kan vi kigge billederne igennem bagefter og slette dem, I ikke kan lide. Alle kan tage frugt og grønt, men de skal gøre det uden at kigge alt for meget på hvad de andre tager. Assistenten registrerer, hvor mange gram frugt og grønt, hvert familiemedlem har valgt: Person Antal gram Ca. tid for at finde frugt og grønt Ca. grøntsags/frugt ratio Deltagende elev Søskende 1 Målet er at ramme 600 g (svarer til ”6 om dagen”) Søskende 2 Mor Far Prøv at 89 fortæl lidt om det, I hver især har valgt (start med børnene). o o o o Svarer det til den mængde og de typer af frugt og grønt, som I spiser på en dag? Spiser I mere/mindre? Forsøger I at nå ”6 om dagen”? Er I overrasket over jeres ”resultat” (afvejningen)? 4. Familiens oplevelse af projektet (10 -15 min) Nu vil jeg gerne høre mere om, hvordan I som familie har oplevet Step by Step projektet: Overordnet o o Hvordan har det været at være med i projektet? Har I alle sammen syntes, at det har været xx (deltagernes ord – sjovt, interessant eller hvad det nu må være)? Hvad har gjort størst indtryk? Er der nogen ting, der har gjort større indtryk end andre? Hvad har fungeret godt/skidt? Er der nogen ting I synes har fungeret bedre end andre? Hvad har I talt om i familien? Tælleskema o Hvad synes I om tælleskemaet? Har I talt om eller brugt tælleskemaet? [fremvis hvis familien ikke har det] Bruger I det evt. stadig? Hvis nej, hvorfor ikke? Diætistbesøg o Hvad synes du (eleven) om at have diætisten på besøg i klassen? Talte I om besøgene og projektet i klassen? Hvad talte I om? Er det et emne som I har arbejdet videre med i klassen? Talte I om besøgene hjemme? Hvad talte I om? Hvad har det betydet for resten af familien, at X har fået den vejledning fra diætisten og har fået materialer med hjem? Har I brugt det materiale, som X fik med hjem fra diætisten? Hvordan har I brugt det? Har Xs deltagelse i sms-rapporteringen fået nogle af jer andre til at ændre eller tænke mere over jeres spisevaner? Hvordan?/hvorfor? Kunne I andre tænke jer at have været mere direkte inddraget i forløbet? Hvis ja, på hvilken måde? (fx også modtage sms’er og kostvejledning?) Spørgeskema o Nu har det været Y (far/mor), der har udfyldt spørgeskemaet. Hvordan kom I frem til, at det var dig/ham/hende? Kunne du (far/mor) ligeså godt have gjort det? Snak med andre 90 o I har fortalt om, hvordan I her i familien har snakket om de forskellige aktiviteter i projektet og ændringer. Har I snakket med andre om det? Hvem har I talt med om det? Hvad har I snakket om? Synes I i det hele taget, at I efter at have været med i projektet er begyndt at snakke mere med jeres venner og kollegaer om kost og motion? Ændringer o Tror I, at I som familie vil ændre nogle ting omkring indkøb og spisning fremover? Hvorfor? / Hvad? (fx antal måltider, sundere mad, fx købe ind andre stedet etc.)? Hvorfor ikke? Hvad holder jer tilbage? o Tror I, at I som familie vil ændre nogle ting omkring motion fremover? Hvorfor? Hvad? Hvorfor ikke? Hvad holder jer tilbage? (Referer til de ændringer, de formentlig allerede har omtalt under punkt 1) o Hvis ja: Hvis jeg nu kommer igen om en måned, holder I så stadig fast i ændringerne? Kost Indkøb Motion (provoker familien, for det er nemt at sige, at man vil ændre noget) o Hvis nej, hvad tror I der skal til for, at I vil holde fast i dem? Er det svært at blive enige i familien om ændringene? Hvad betyder det, hvis en ikke synes, at det er en god idé? 5. Eleven og forælderens oplevelse af projektet (30-35 min) Resten af familien behøver ikke at deltage Nu vil jeg gerne høre jer [eleven + forælder] fortælle om, hvordan det var at deltage i Step by step projektet. Elevens spørges først – derefter forælder. o Hvordan synes du, at det har været at deltage i projektet? Hvorfor? o Har du oplevet at projektet har gjort det nemmere at spise og leve sundt? Hvordan? o Hvad var det bedste ved at deltage i projektet? o Hvad var det værste ved at deltage i projektet? o Tænkte du over det med at spise sundt, før projektet startede? Hvis ja: Hvordan? I hvilke situationer? o Er du blevet mere interesseret i at spise og leve sundt, end du var før projektet startede? Hvordan? Hvorfor/hvorfor ikke? o Tænkte du på at lade være med at deltage? Hvis ja, hvorfor deltog du alligevel? Til eleven: o Hvordan har det været i klassen? 91 Gik alle op i det? Hvis ja, Hvorfor tror du, at de gjorde det? Er det noget, som I har snakket meget om eller kun lidt om? Hvis snak om konkurrencen, hvor meget betød den? Hvis den ikke havde været der, hvordan tror du så, det ville have været? Hvad så nu, snakker I stadig om emnet? Til eleven: o Hvem talte du med om projektet (klassekammerater, din lærer, venner, hele familien, den anden aktive i familien etc.)? Hvad talte I om?/ Hvad fortalte du? Støttede de dig i din deltagelse? Hvordan? Hvem støttede mest? Eleven: Gjorde dine forældre noget for at du huskede at svare på sms’erne? For at du kunne opfylde de mål, du havde sat dig? Hvad gjorde de? Hvordan har det været, at en anden i familien også har været med i dette projekt? Til forælder: o Hvem talte du med om projektet (XX, hele familien, venner, kollegaer etc.)? Hvad talte I om?/ Hvad fortalte du? Støttede de dig i din deltagelse? Hvordan? Hvem støttede mest? Var der nogen, der hjalp dig til at huske at svare på sms’erne? Var der nogen, der hjalp dig til at opfylde de mål, du havde sat dig? Hvad gjorde de? Hvordan har det været, at XX også har været med i dette projekt? Til eleven: Diætistens timer o Er der nogle af de ting, som diætisten talte om, som du husker særlig godt? Hvilke? Hvad var godt og hvad var skidt ved besøget fra diætisten? Hvad betyder det, at det er en person som er særligt uddannet inden for kost og ernæring som fortæller om det frem for andre? SMS dagbog o Hvad er dit indtryk af sms-rapporteringen? Hvorfor? Hvordan var det at modtage sms’er hver aften? Her ser du den besked, du modtog hver aften (vises på interviewers mobiltelefon (+ evt. stykke papir): Hvad tænkte du, da du modtog den? Følte du dig kontrolleret eller hjulpet? Når du besvarede sms’erne, hvorfor gjorde du det/for hvis skyld gjorde du det? Hvad gjorde du for at huske at svare? Svarede du på alle sms’er – uafhængigt af, hvad du lavede eller hvor du var? Elev: Fik du hjælp fra dine forældre? Forælder: Fik du hjælp fra nogen? Hvem? Begge: På hvilken måde? (fx påmindelser etc.) 92 Skrev du, hvor meget frugt, grønt eller søde drikke, du havde spist eller drukket eller gættede du engang imellem? Gjorde du noget for at huske, hvor meget frugt, grønt og søde drikke du spiste og drak? Gjorde du noget for, at der var mere frugt og grønt og mindre søde drikke i huset? Hvad gjorde du? Elev: o Hvordan satte du dine mål for frugt, grønt og søde drikke? (var det fx en kollektiv ting i klassen, hvor læreren hjalp?) Huskede du på kostrådet med ”6 om dagen”, når du satte dine mål? Snakkede du med dine klassekammerater om deres mål, før du satte dine? Forælder: o Hvordan satte du dine mål for frugt, grønt og søde drikke? Huskede du på kostrådet med ”6 om dagen”, når du satte dine mål? Snakkede du med XX om hans/hendes mål, før du satte dine egne? Begge: o o Var der nogle ting, der gjorde det nemmere for dig at opnå dine mål? Ændrede du dit mål, når det var muligt? Hvis ja, hvordan kan det være? Hvis ja, Stillede du større eller mindre krav til dig selv? Kan du huske hvad dine mål for frugt, grønt og søde drikke var? (spørg ind til, hvad et evt. bekræftende svar går på: spørgeskema 1, 2 el. sms-delen) Hvis ja, hvad var målene? Nåede du dine mål? Hvis ja, hvordan? (var målene fx ikke særlig ambitiøse etc....?) Hvis nej, hvorfor ikke? o Hvad syntes du om perioderne med sms-rapportering? Varede det for kort eller for lang tid? Oplevede du nogen problemer med sms-rapporteringen? Hvis ja: Hvad skete der? Hvordan havde du det med disse problemer? Hvad betød det? Ville det være en god idé at lave en periode med sms’er igen for at hjælpe dig til at spise frugt og grønt? Hvorfor god/dårlig idé? Hvis god: Tror du også, at det ville være en god idé, hvis der ikke var nogen biografbilletter eller konkurrence om billetter til Tivoli Friheden? Tror du, at der er andre måder, der ville virke bedre – eller lige så godt – som sms’er for at hjælpe dig til at spise (mere) frugt og grønt? ’ o Referere til projektet og SMS dagbogen: Hvad kunne ellers hjælpe dig til at spise mere frugt og grønt? 6. Afrunding (5 min) Nu er jeg ved at have alle de informationer, som jeg havde tænkt mig – og tiden er også ved at være brugt. Jeg vil gerne sige tak for, at vi måtte komme hjem til jer og gennemføre dette interview. Tak fordi I ville deltage. 93 Appendix B. Transcription guide (in Danish) Guide til transkription ved eksempler Generelt: Lydfilen transskriberes ordret. Man pynter ikke på sproget, selv om det hverken er velformuleret, flydende eller sprogligt korrekt. I løbet af interviewene kan I løbende notere, hvem der taler og markere overgange. Det vil være en stor hjælp, når I efterfølgende skal transskribere. I: Interviewer M: Interviewperson 1 (manden) K: Interviewperson 2 (kvinden) Kursiv Ændring i tonefald Nej det synes jeg du har lært mig godt nok op til efterhånden FED, CAPS NEJ selvfølgelig smider jeg ikke glas i skraldespanden Højrystet i forhold til resten af sætningen : (kolon) Ne:j, jeg bruger bilen på arbejdet Ordet trækkes ud (Fx sfa tøven) (h) Kort latter efterhånden Nej (h) det synes jeg du har lært mig godt nok op til (hhh) Lang latter … Kort pause steder Ja det gør vi i hvert fald … og så handler vi jo også alle andre ……… Længere pause 94 () Jeg synes, du taler (utydeligt) nu og da Parentesernes indhold angiver, hvad der med sandsynlighed er blevet sagt (...) Ikke muligt at høre hvad der blev sagt, antal prikker = subjektivt vurderet længde af det utydelige uddrag M: Vi køber ikke ret meget økologisk kød, men vi køber altid frilandskød (…) fra et landbrug i Horsens hvor vi har købt igennem et par år, og det er altså grise der går ude i det fri med lidt skov og lidt mark (……) de får altså ikke penicillin andet end når de er syge, og de får ikke vækstfremmere, det må de i øvrigt ikke (.) de er så ikke økologiske men smagen er god... [ [ Deltagerne taler samtidig: Angiver, hvor overlappet starter M: Altså på et tidspunkt der hentede jeg papirer hjem for at investere i sådan en vindmølle .. (for at energien kunne blive lidt billig) .. i de her huse vi bor i, der bruger vi [en masse strøm .. K: [dvs. nok nærmere børnene [[ ]] Transskribentens beskrivelse af andre udtryk, indtryk eller hændelser i interviewsituationen [[M rejser sig op for at lukke døren til det tilstødende værelse]] Udarbejdet af Alice Grønhøj, Institut for Marketing og Statistik, ASB Tilpasset efter Silverman, D. (1993). Interpreting qualitative data. Methods for analysing talk, text and interaction. London: Sage Publications. 95 Appendix C. Instruction leaflet (in Danish) handed out to participants in group 2 and 3 (intervention groups) 96 97 Appendix D. Table (in Danish) handed out to participants to support reporting in units 98 Appendix E. Flyer (in Danish) handed out by dieticians to participants in group 3 99 100 4. RELATIONS BETWEEN RESEARCH PAPERS The three research papers in this thesis contribute to a broader understanding of adolescent healthy eating by addressing the development of eating behaviours, the factors influencing healthy eating and the adolescents’ motivation for behaviour change. Research paper 1 aims at answering research question 1: Which roles do parents and adolescents have in healthy eating socialisation. Based on qualitative interviews with 38 families, the paper explores adolescents’ and parents’ awareness of and involvement in healthy eating and investigates how they relate it to their roles in the healthy eating socialisation taking place within the family. The paper takes an intrafamiliar systemic approach when studying healthy eating socialisation and gives a thorough empirical account. Adolescents were found to adopt two roles: a direct one placing demands on parents or a cooperative one helping the parents. Parents initiated dialogues with family members about healthy eating and felt responsible as role models often fulfilling the adolescent’s demands and acknowledging their help. The findings confirm that parents still have the upper hand, when it comes to healthy eating, but with adolescents as active players confirming the notion of consumer socialisation as bidirectional processes. The findings are also valuable for identifying and understanding barriers and facilitators of adolescents’ healthy eating. Research paper 2 aims at answering research question 2: How does the social influence from parents and friends compared to personal factors impact adolescents’ healthy eating? Through statistical analysis of baseline questionnaire data from both adolescents and parents, the paper tests whether the common belief that children become increasingly influenced by friends at the expense of parents during 101 adolescence is also true for healthy eating. The paper draws on social cognitive theory and the focus theory of normative conduct and finds that parents remain the main influencer, with what they do (descriptive norms) being more important than what they say (injunctive norms). The study contributes to a more comprehensive understanding of what influences adolescent healthy eating by comparing the influence of entangled social spheres (parents and friends) while also controlling for personal factors such as the adolescent’s self-efficacy and outcome expectations. Research paper 3 aims at answering research question 3: How can a feedback intervention based on socio-cognitive theory and using text messaging improve adolescent healthy eating and why? The paper presents statistical analyses of pre- and post-intervention questionnaires from adolescents (same sample as in research paper 2) to investigate the effects of a healthy eating intervention by employing feedback via text messaging during 11 weeks in order to improve adolescents’ behaviour, self-efficacy and outcome expectations regarding fruit and vegetable intake. While finding no direct significant effects of the intervention, the study finds significant effects of the level of activity in the intervention (reflected in the number of sent text messages by participants) on intervention outcomes. Participants sending more than half of the possible text messages significantly increased their fruit and vegetable intake. Participants sending between 10 and 50% of the possible text messages experienced a significant drop in selfefficacy and those sending less than 10% experienced a significant drop in outcome expectations. The findings suggest that participants’ active engagement in an intervention is crucial to its success which has implications for health-promoting interventions. By taking a social cognitive approach when studying healthy eating, it is possible to reflect on the development of healthy eating through consumer socialisation processes (research paper 1), the social influences from parents and friends (research 102 paper 2) and behaviour change via a feedback intervention (research paper 3). The social cognitive approach has proved valuable since linking the establishment of behaviours and behaviour change provides a richer understanding of adolescent healthy eating. 103 104 5. FAMILY MEMBERS’ ROLES IN HEALTHY-EATING SOCIALISATION BASED ON A HEALTHY-EATING INTERVENTION1 Abstract Purpose: Healthy-eating socialisation is often described as a bi-directional process, but there are only few studies on children and parent’s roles in the process. This paper aims to investigate children and parents’ accounts of awareness and involvement in healthy eating and how they relate it to their roles in healthy-eating socialisation. Design/methodology/approach: Semi-structured interviews were conducted with 38 families three months after a healthy-eating intervention involving dietary advice and SMS feedback. The interviews were analysed by means of qualitative content analysis. Findings: Children and parents identified several causes of awareness and involvement in healthy eating: new or re-activated health knowledge, visualisation of amounts, self-regulation and planning. Children adopted two strategies in terms of family socialisation: a direct strategy placing demands on parents or a cooperative strategy helping the parents. Parents initiated dialogues with family members about healthy eating and felt responsible as role models often honouring the children’s demands and help. 1 This chapter was published as: Pedersen, S., Grønhøj, A., & Bech-Larsen, T. (2012). Family members' roles in healthy-eating socialization based on a healthy-eating intervention. Young Consumers: Insight and Ideas for Responsible Marketers, 13(3), 208-223. 105 Research limitations/implications: Findings provide a concrete empirical account of the socialisation process and confirm that parents still have the superior hand, when it comes to healthy eating, but with children as active players. The authors suggest future studies to explore the development of influence and awareness of healthy eating among children and the extent to which children wish to engage in healthy-eating socialisation. Originality/value: The study supplements previous research by including children’s immediate family as a unit of analysis. By taking an intra-familiar systemic approach to studying family socialisation, future studies can take into account the family support (or lack hereof), when designing interventions and evaluating the outcomes. 5.1. Introduction Soaring overweight and obesity levels among children in the western world are well-described in the literature as a serious challenge for the health of future generations (Reisch & Gwozdz, 2011) with the risk of bringing the undesirable eating behaviour into adulthood (Klein-Hessling, Lohaus, & Ball, 2005; Knai, Pomerleau, Lock, & McKee, 2006; Stice, Shaw, & Marti, 2006). Much previous health research emphasises the important role of parents when it comes to inducing children towards healthy-eating habits (Birch & Fisher, 1998; Kremers, Brug, de Vries, & Engels, 2003; Lau, Quadrel, & Hartman, 1990). Parental influence (Eldridge & Murcott, 2000) or parenting style (Arredondo et al., 2006) embedded in the family’s interaction and communication patterns (Nørgaard & Brunsø, 2011; Nørgaard, Brunsø, Christensen, & Mikkelsen, 2007) and as a part of the overall consumer socialisation (Kelly, Turner, & McKenna, 2006) seem to be important for transmitting healthy-eating habits to children. 106 School-based interventions are another means to create awareness and behavioural changes with regard to healthy eating, and in recent years, interventions aiming at improving children’s dietary patterns have become widely applied. These interventions directly or indirectly aim at inducing participants to change their behaviour during a relatively short time span and intervention outcomes are usually measured in terms of changes in Body Mass Index (Stice et al., 2006), healthy food consumption levels (Pearson, Atkin, Biddle, & Gorely, 2010; Pearson, Biddle, & Gorely, 2009) or levels of knowledge about healthy eating (Blanchette & Brug, 2005; Shepherd et al., 2006). Previous studies strongly suggest that the family is decisive as gatekeepers in terms of the barriers and facilitators for children’s healthy eating (Birch & Fisher, 1998). But when it comes to healthy-eating interventions as a socialisation attempt involving children there is a lack of knowledge about how these interventions affect or is affected by family interaction. Arguably, a family perspective is important for understanding how an intervention is perceived by and possibly impacts both the participating child and its immediate family. Hence, studies of healthy-eating interventions, especially those targeting children, should explicitly take the family context into account, both to be able to better assess the healthy-eating socialisation processes in families and in order to design more effective interventions in the future. The present paper is a contribution to fill this gap in previous research. Based on our review of the literature, we know that children and parents influence each other mutually when it comes to healthy food consumption, but there is a lack of knowledge about the roles children and parents play in healthy eating socialisation. Hence, the purpose of this paper is to investigate children’s and parents’ awareness of and involvement in healthy eating after participation in a healthy-eating intervention targeted at the child. An additional aim is to 107 explore how family members perceive their own roles in the process of healthy-eating socialisation. Besides contributing to knowledge about family members’ roles in healthyeating socialisation, this research is useful for designing future interventions that take the support (or lack hereof) in a family setting into account. Notice in this connection that the fact that we study these processes after an intervention is just characteristics of the context. In this article, we do not focus on, nor do we report, quantitative effects of the specific healthy-eating intervention. For such results, we refer to other publications from the same research project (Bech-Larsen & Grønhøj, submitteed). In this article, we report an account of the children’s and parents’ views on healthy eating and socialisation based on qualitative research. 5.2. Family members’ awareness of and involvement in healthy-eating interventions The World Health Organization defines health as “a state of complete physical, mental, and social well-being and not merely the absence of disease or infirmity” (WHO, 2011). Healthy eating is behaviour securing a properly functioning body through intake of healthy food and drink. In this paper, healthy eating will be more narrowly defined as complying to the official Danish health recommendations (eight guidelines recommending eating fish, fibre, fruit and vegetables, drinking water, exercise, avoid fat and sugar and eating a varied diet) (Ministry of Food, Agriculture and Fisheries, 2011). Healthy-eating interventions attempt to create more awareness of and involvement in healthy eating among the participants hopefully changing their eating behaviours in a healthier direction. There is an extensive body of literature focusing on interventions for both overweight children (Bauer, de Niet, Timman, & Kordy, 2010) and 108 normal weight children (Stice et al., 2006). Interventions take place in different settings, but are mainly school based (Anderson et al., 2006; De Bourdeaudhuij, 2011; Kubik, Lytle, Hannan, Perry, & Story, 2003) or family based (Berry et al., 2004). Different tools as input for each participant are used, such as diet counselling (Eliakim et al., 2002), tailored information or feedback (Brug, Campbell, & van Assema, 1999; De Bourdeaudhuij & Brug, 2000). Studies have also explored issues such as parenting style (Arredondo et al., 2006), family language (Geer, Tulviste, Mizera, & Tryggvason, 2002) and knowledge levels (Hursti & Sjödén, 1997) in connection to children’s healthy eating. In all of these studies, the individual child’s behaviour before, during and after the intervention is usually in focus, rather than that of the whole family. An exception is the area of nutritional advice and clinical psychology, where studies have been conducted targeting both children and parents (Wilfley, Vannucci, & White, 2010). When it comes to preventive healthy-eating interventions, involvement of parents, if any, is usually restricted to providing their children with information about the intervention (Stice et al., 2006). This seems insufficient since children are very much affected by the decisions taken in the family regarding healthy eating and depend on parental support, for instance, with respect to availability of healthy options at home. Therefore, it is important to study family members’ awareness of and involvement in healthy eating in connection with a child’s participation in a healthy-eating intervention. De Bourdeaudhuij has studied family members' perceived influence on introducing healthy food into the family and her findings provide support for targeting families rather than individuals in nutrition interventions. From a social learning point of view, behavioural change interventions should teach participants a more appropriate behaviour or, if their behaviour already is in line with dietary recommendations, confirm this behaviour. The learning outcome may 109 include experiences with self-regulation, changed self-efficacy levels, increased knowledge, etc. and can be of a more or less conscious nature. Cognition, behaviour and environment (peers, family, social structures) are believed to influence the social learning process in a reciprocal way (Bandura, 1977, 2004; Luszczynska & Schwarzer, 2005) which makes it a complex task to determine the causality of possible learning outcomes and effects on behaviour. However, to enable and support the learning process multicomponent interventions are recommended, making it easier for the participant to implement the learning outcomes with support in different settings such as school, peers and family (Birnbaum, Lytle, Story, Perry, & Murray, 2002; Müller, Danielzik, & Pust, 2005; Shepherd et al., 2006). Brug et al. (2005) argue that in order to understand the effects of healthy-eating interventions, including how learning outcomes perceived by children and parents can be implemented in the participants’ everyday lives, barriers and facilitators in the surrounding environment (mainly parents in this case) needs to be investigated. Hence, in accordance with a social learning approach, we argue that children’s healthy eating should not be studied in isolation, but take the child’s immediate family into account. This systemic approach to intra-familiar communication and interaction is valuable when viewing a healthy-eating intervention as a socialisation attempt. However, there is a lack of studies looking into the roles of family members in relation to interventions aiming at creating awareness of and involvement in healthy eating. Apart from looking at the possible effects of an intervention (in terms of, e.g., behavioural changes), it is valuable in its own right to study the amount and nature of family interaction that is likely to follow from such an intervention. 110 5.3. Family members’ roles in healthy-eating socialisation Building on classic socialisation theory, consumer socialisation research places parents as the main agent in the primary socialisation process, where they both explicitly and implicitly transmit consumer-related orientations to the child (Ekström, 2006; John, 1999; Ward, 1974). In the secondary socialisation process, peers, school and media become more influential (Dotson & Hyatt, 2005; John, 1999; Moschis, 1985). Eating healthily is a part of the child’s consumer socialisation process where family, school, peers etc. play a long-term role in influencing the child’s eating habits (Chan, Prendergast, Grønhøj, & Bech-Larsen, 2009; Kelly et al., 2006; Murnane, 2008). Children’s cognitive abilities are important factors in family interaction and the process of consumer socialisation. For example, children aged 7-11 are at the ‘analytical stage’, where information processing abilities are improved, more complex knowledge is taken in and new perspectives that go beyond their own feelings and motives can be applied (John, 1999). At the ‘reflective stage’ (age 11-16), the social and cognitive abilities are further developed, and “attempts to influence parents and friends reflect more social awareness as adolescents become more strategic, favouring strategies that they think will be better received than a simple direct approach” (John, 1999). In short, pre-adolescents and adolescents typically have similar knowledge of and experience with strategies to influence decision-making processes as those of adults (Easterling, Miller, & Weinberger, 1995; Grolnick, Deci, & Ryan, 1997; Nørgaard et al., 2007). Scholars agree that nowadays pre-adolescent children play a role in household decision-making (Dotson & Hyatt, 2005; Easterling et al., 1995; Foxman, Tansuhaj, & Ekström, 1989; Grønhøj, 2002). However, our knowledge about children’s influence on family decision making and role in family interaction is still rather fragmented and superficial. Grønhøj (2006) has explored family interaction in relation to 111 environmentally oriented consumer behaviour and her findings suggest that children influence their parents’ consumption choices both indirectly and directly contributing to consumer socialisation of all family members. Nørgaard et al. (2007) investigated children’s influence on and participation in family decision processes and family conflicts and conflict resolution (Nørgaard & Brunsø, 2011) related to food buying. Their findings suggest that children’s active participation determines the influence they gain on food buying and that they use specific strategies to ease family life. With reference to healthy eating, Ayadi and Bree (2010) argue that food meal times are ways of socializing family members in consumption skills related to food and they argue that food learning is a twoway process between children and parents. A study on adolescents’ everyday food practices suggests that the independency of adolescents in terms of what and when to eat can create intergenerational conflicts, but also that meal times are a way of maintaining family relatedness and love . Hence, the active role of children in family interaction implies that consumer socialisation is not merely a one-way process, but can be ‘reverse’ (Foxman et al., 1989; Grønhøj, 2002; Moschis, 1985) or a collection of ‘bidirectional interactive processes’ (Kuczynski & Parkin, 2006) where mutual influence and value exchange take place between parents and children (De Mol & Buysse, 2008; Knafo & Galansky, 2008). These processes can involve conflicts, but also conflict resolution and avoidance, communication and influence strategies (Nørgaard & Brunsø, 2011) – which can be both direct and indirect. Based on this literature review, we now report out qualitative investigation of children’s and parents’ accounts of awareness of and involvement in healthy eating after having participated in a healthy-eating intervention. We also explore how family members perceive their own roles in the process of healthy-eating socialisation. 112 5.4. Method 5.4.1. Sampling To investigate family interaction regarding healthy eating, interviews were carried out with children and their families three months after they had participated in a healthy-eating intervention. A total of 43 families responded positively to the recruitment letter which was sent to pupils at 12 schools in the Central Denmark Region that had participated in the healthy-eating intervention. In 38 of these families, interviews were carried out in October 2008. The interviews took place in the participants’ home at a time of their convenience (evening or weekend) with the families. Background characteristics of participants in the interviews, compared to non-interviewed participants in the intervention, are shown in table 1. Table 1 Background information The interviews had an average duration of 100 minutes and were conducted by a professional interviewer from a market research agency experienced in interviewing children and families. Student assistants participated in digitally recording the interviews, taking pictures, registering the family members’ names, age and occupation and made observation notes. Subsequently, the interviews were transcribed verbatim. 113 5.4.2. Interview procedures The interview guide was semi-structured in order to invite interviewees to answer using their own words and narrative structures (Flick, 2009), thereby taking the children’s cognitive abilities into account. The interview guide focused on the family’s habits concerning meals, leisure time, physical activity, grocery-shopping and cooking with emphasis on responsibility, motivation and initiative. More indirectly, the family discourse on health was investigated as well as its knowledge of nutrition and health recommendations. In a fruit and vegetable session (similar to one conducted by a dietician at school), the family members had to choose what they believed to be 600 grams of fruit and vegetable and put it on their plate. The plates were then weighed and the difference calculated. The session served to illustrate six portions of fruits and vegetables which created a dialogue within the family about their current habits. This also gave a break in the rather long interview. The last part of the interview guide concerned the family’s overall evaluation of the intervention. They were asked to evaluate the outcome and relate it to their family interaction regarding healthy eating. Children’s attitudes and behaviour can be difficult to study since their willingness to share thoughts in an interview setting vary with their maturity, roles in the family and other characteristics (shyness, little involvement etc.). Therefore, the interviewer was instructed to make sure that all family members were heard and were given the possibility to answer questions; as a principle, children were asked first and then the parents. The interviewer was also instructed to interpret answers during the interview in order to make sure that the statements were correctly understood. Parents sometimes answered on behalf of the children and here the interviewer asked the child again. Often parents would also supplement the child’s statements, creating a dialogue. We acknowledge that the interview can be viewed as an intervention in itself influencing 114 the children’s and parents’ statements, however by following the interview guidelines described above, we have tried to avoid the interviewer influencing the families. 5.4.3. Background for interviews As already mentioned, the background for the interviews was a healthyeating intervention, where 242 children (age 10-12, 5th grade) were recruited class-wise from 12 schools in the Central Denmark Region. Randomly assigned to three experimental groups, they were subjected to different treatments in a nine-week intervention period; focus was on intake of fruit, vegetables and (reducing) sweet drinks (for example soft drinks, ice tea and drinking yoghurts), all referred to here as ‘healthy eating’. The intervention consisted of education by a dietician and individual reporting and feedback by SMS (mobile phone Short Message Service). During the intervention all classes were visited twice (45 minutes) by a dietician from the Centre for Public Health, Central Denmark Region who, following the official health recommendations (6 portions of fruit and vegetables per day), educated the children about sugar in food and beverages and the importance of eating fruit and vegetables. A practical exercise was conducted where the children were asked to choose what they believed to be 600 grams from five kilos of mixed fruits and vegetables. The amounts were later on weighed. The exercise was repeated in the interview session (described below). The content of the education sessions was coordinated by the first author to ensure that all classes received identical information. The second component was individual reporting based on communication via SMS. Every other week, the participants in two of the three experimental groups had a daily task of reporting, via SMS, their intake of fruit, vegetables and sweet drinks in units, 115 as instructed in class by research assistants. One unit consisted of 100 grams of fruit or vegetables or 150 ml of sweet drinks; this was depicted on laminated sheets handed out to participants. On sending the daily SMS-report, participants received prompt feedback comparing their report to a self-set weekly goal which could be adjusted between SMSweeks. Parents participating in SMS-reporting were instructed in a letter. Participation was voluntary and parental consent had to be obtained. 5.4.4. Data analysis The interviews were analysed by means of qualitative content analysis (Flick, 2009). Data coding followed the principles of theoretical coding and was based on concepts from the literature review and the empirical data itself. In order to explore similarities and differences between children and parents and their accounts of awareness of and involvement in healthy eating and roles in healthy-eating socialisation, thematic coding was applied. Since the focus was not on the intervention effects, but on children’s and parents’ accounts of healthy-eating awareness and involvement and roles in the process of healthy eating socialisation, no comparisons between groups were conducted. Also, all interviewed families were included in the analysis, no matter how much they reported on awareness and roles in healthy-eating socialisation. Views on health and health behaviour differed a lot; in some families it was perceived as good health behaviour to eat breakfast containing a lot of wholegrain, lowfat dairy products and no sugar, while in other families the emphasis was on the act of eating breakfast no matter what it consisted of. Therefore, in the analysis no view on health was taken at face value. Instead a more holistic approach was taken noting selfcontradictions and observing how the families talked about and handled the fruit and 116 vegetables in the practical exercise. Also, no attempt has been made to rate and compare the overall health status of the families. 5.5. Results The empirical findings are depicted in figure 1 which serves as a heuristic tool (Flick, 2009) providing a structure of associations and links between categories coded for the analysis. The boxes represent core categories from the literature review: awareness of and involvement in healthy eating based on a healthy-eating intervention and family members’ roles in healthy eating socialisation. The circles represent categories derived from the interviews with the parents’ categories above the line and the children’s categories below the line. However, these are not the exact words used by participants, but our categorizing statements and concepts. The number of children/parents confirming the aspects is illustrated by how close the circles are to the core categories (for instance, more children confirmed selfregulation than increased will and self-efficacy, but these are still related). Children’s and parent’s perceptions sometimes overlap, but in order to reveal differences as well as similarities, children and parents are analysed separately with respect to each category and its’ subordinated concepts. 117 Figure 1 Associations and links based on the interviews. Parents’ categories are shown above the line, children’s below the line. HE stands for healthy eating. 5.5.1. Awareness of and involvement in healthy eating based on a healthy-eating intervention Awareness of and involvement in healthy eating can arise from a number of occasions over time: Family meal times, advertising, home economics classes, grocery shopping, diets and so on. According to socialisation theory, parents, friends, school, media and other family members are the main sources. In this study, all children and (indirectly) parents had taken part in the healthy eating intervention which naturally led them to reflect on the outcomes caused by the intervention. It was expected that both children and parents could have learned something new about healthy eating from the intervention and tried to influence family members at home. It was also expected that the intervention could serve as a reminder of tacit knowledge which became activated again. But the awareness of and involvement in healthy eating could also arise from events 118 before/outside the intervention such as personal experiences with special diets, diseases or health knowledge from books etc. On a methodological note, the interview session itself may have triggered a heightened awareness of healthy eating. The following sections present children’s and parents’ general accounts of awareness and involvement based on the healthy-eating intervention and the circles in figure 1 represent the categories related to outcomes by children and parents accordingly. 5.5.1.1. Children The interviewed children mentioned several accounts of awareness of and involvement in healthy eating based on their participation in the healthy-eating intervention. Increased awareness arose from thinking and talking more about healthy eating. In relation to the intervention they said they had been thinking about the consequences of unhealthy eating, the benefits from healthy eating and ways to be a bit healthier by cutting down on sweet drinks and increasing consumption of fruits and vegetables. For example, a boy said: “Yes, I am thinking about it – that the unhealthy stuff might taste good, but fruit and vegetables may be better” (boy, 503). Children had talked with class mates, family and friends as predicted by socialisation theory about different aspects of healthy eating. One girl explained how she and her friends had spent quite some time talking about the intervention and personal improvements. Increased and continuous focus on healthy eating was mentioned as a way of reminding oneself of selfset goals, avoiding situations including unhealthy food or choosing healthier alternatives. One boy explained that due to a sports injury he could not exercise and therefore he was more aware of getting his six portions (fruit/vegetables) a day. 119 Knowledge serves as a link between awareness and the possibility of changing behaviour and thereby more active involvement according to social learning theory. From the sessions with the dietician, children learnt about sugar levels and the official Danish health recommendations. One boy said that his newly obtained knowledge was good for him, since he now knew the sugar levels in some of his favourite products like chocolate milk, drinking yoghurts and soft drinks. He used the knowledge to refrain from the products choosing healthier alternatives instead. But knowledge did not only refer to facts about products; for many of the children knowledge was equivalent to experience. Through the SMS-based intervention they had experienced setting goals and living up to them. Successes and failures had made them more knowledgeable about the difficulties related to eating the recommended quantities of fruit and vegetables or avoiding sweet drinks. Other children gave the impression that the intervention did not bring them new knowledge especially because their parents had taught them about healthy eating by implementing healthy routines at home such as eating fruits before dinner instead of crackers, only eating sweets once a week etc. The children heavily underlined that the fruit and vegetable session (both with the dietician and in the interview) served as bringing awareness to eating healthily. One boy said: “I was very surprised by (discovering) how much you actually have to eat to get the 600 grams, and then I thought it was a lot to eat” (boy, 503). Representing the opposite experience, one girl explained how the weighing session in class surprised her, since “I thought 600 grams was much more” (girl, 1116). Children largely agreed on the usefulness of a handed out counting form that clearly visualised one unit of fruit, vegetables and sweet drink. For those reporting by SMS, it served as support, and several families had kept the form in sight, to remind them of getting enough fruit and vegetables and avoiding sweet drinks. 120 When accepting new insights from learning, trying to align behaviour with the newly acquired knowledge seems reasonable. The children tended to report on increased self-regulation; substituting foods of a more unhealthy character with fruit, vegetables or abstaining from sweet drinks, as illustrated by this statement: “On the first day of the project, we went to McDonald’s, and here I actually thought I did something by ordering water instead of a soft drink” (boy, 407). Others talked about turning down soft drinks at family parties or asking for fruits instead of the usual unhealthier snacks when visiting friends after school. Self-regulation could also be social, as illustrated by a girl saying how her cosy evenings with friends instead of including the usual crisps and sweets consisted of a buffet of apples, grapes and homemade buns brought by her friends. The social aspects of self-regulation almost became a social regulation of group member behaviour when discussing postponing a birthday party for class mates due to the SMSreporting on sweet drinks. The birthday was held on a Friday based on the reasoning that the children then had to keep away from sweet drinks for the rest of the weekend. Some children explained that the sense of self-regulation was strongest during the intervention and had disappeared afterwards for different reasons such as decreasing interest, no SMSfeedback or because the unhealthier alternatives became too attractive. Some children reported that their health behaviour was absolutely unaffected by the intervention; already eating healthily or not wanting to change behaviour were the main reasons. However, some children actively decided to live healthier thereby stating their active involvement. This could be a result of the intervention, but with the interviews done three months after the intervention, it is not possible to tell from the interviews whether there was any longterm impact on behaviour. The children who actively tried to change health behaviour reported that they felt an increased will or self-efficacy (understood as belief in their own ability to 121 achieve goals (Bandura, 1977)). Increased will was expressed as making an effort to try unfamiliar fruits and vegetables; a mother quoted her daughter as saying “Next time we are having broccoli salad, then I would like to taste it” (mother, 405). Another girl mentioned that tasting new foods had a positive effect on her intake, but she felt disappointed with herself for not eating more knowing that it tasted good and was healthy – the motivation or will was simply not there. Some forced themselves to healthier eating as illustrated by one boy who recognized that even though he did not like vegetables the intervention “gave me more will to eat them” (boy, 407). Through goal-setting some felt an increased belief in achieving self-set goals. Realizing that it was not that hard to eat for instance six a day made some continue after the intervention, but at the time of the interviews, most children did not think about the goals anymore. 5.5.1.2. Parents It was clear that the intervention and the interviews activated pre-obtained knowledge among the parents renewing the awareness of healthy eating. Some parents admitted that their previous healthy habits had over time turned in to not so healthy habits (such as also eating many vegetables for dinner over time was substituted by eating a few slices of cucumber because that was what the children preferred). The difference between objectively and subjectively consumed amounts was pointed out by parents – especially those taking part in the SMS-reporting – as a way of increasing awareness and was illustrated by one father saying: “Being forced to count concretely and not just what one subjectively thinks was eaten was a huge eye opener” (father, 901). Therefore, visualising one unit of fruit/vegetable/sweet drink also made it easier for the parents to handle the recommended six a day. As with the children, parents valued the handed out counting form: “When I used to hear about this six a day or six units of fruit and vegetables per 122 day, I thought it was absolutely unrealistic (…) and it was not until receiving this chart where I… well, I can see the measures and I can see that it is realistic” (mother, 105). This was also evident during the fruit and vegetable sessions in the interviews. For some parents the weighing session or the child’s participation in SMS-reporting was a confirmation of their current lifestyle. These parents clearly stated that the intervention had not changed their behaviour, but the participation confirmed their assumption that the child was eating enough fruit and vegetables per day, did not drink too many sweet drinks etc. This made parents content and proud and for some it justified the occasional intake of unhealthy foods. As with the children, parents heavily emphasised the intervention as creating awareness of eating fruit and vegetables and avoiding sweet drinks. Facts related to healthy eating were not new to most of the parents, but whereas children mentioned focused thinking and talking more about healthy eating in everyday settings, parents in general emphasised planning and/or creating structures that facilitated healthy eating. Parents mentioned being aware of getting six a day, of spreading the intake of fruit and vegetables out during a whole day and of how different structuring of the weekdays influenced their behaviour. One mother said: “It became clear that weekends is the time where… well, it’s easiest to maintain the structure during the weekdays” (mother, 1006). Thereby, parents tried to maintain an overview and plan accordingly which can be ascribed to parental responsibility for providing their offspring with healthy-eating habits. However, especially the parents taking part in the SMS-reporting also mentioned awareness about their own eating habits. Barriers for more involvement in healthy eating mentioned by the parents were time, prices, motivation and lack of inspiration. Several parents had tried to overcome some of these barriers by, for instance, buying tasty fruit instead of sweets: “I 123 have to tell myself it is not more expensive than buying a bag of sweets” (mother, 204). As with the children, it cannot be determined whether behavioural changes are long-term and necessarily caused by participating in the intervention; however some parents mentioned that they still avoid sweet drinks or eat bigger amounts of vegetables. As for the children, the parents’ stated that their sense of self-regulation clearly decreased after the intervention. One parent explained about her lack of self-control as the reason for returning to previous routines: “No, it was my fault, that with the Coca-Cola and things like that, that is because I cannot stay away from it myself” (mother, 107). More parents than children stated that the intervention did not change their health behaviour. However, where some children described no changes or no active health decisions, surprisingly many parents reported on what could be interpreted as “resistance” to healthier eating. Reasons like convenience, lack of time and motivation were often mentioned, and one mentioned the need of a wake-up call before changing habits: “Dad has high cholesterol levels and is a bit overweight and… yes, high blood pressure and all those symptoms of stress and… the job he has…. but it doesn’t result in anything. It is 100 times easier to do what you usually do (….) there is no doubt that if one of us got a really big wake-up call, then….” (mother, 809). Among the interview persons, two parents had cancer, one had recently had a heart attack (age 44) and one had had a bypass operation. The two parents diagnosed with cancer said that being diagnosed for them was a severe warning, and they immediately changed their diet in a healthier direction. On the contrary, the parent with diabetes said that he knew how to eat according to the disease: “you have to… but then you learn to bend the rules” (father, 1018). It was clear that perceived consequences of current lifestyle varied a lot among the interviewed parents and the intervention could not change these perceptions. 124 5.5.2. Family member’s roles in healthy eating socialisation After these accounts of children’s and parents’ awareness of and involvement in healthy eating, we will now look into the “black box” of healthy eating socialisation and family member’s roles in this process. Family members can take on both active and less active roles, they can be forced into roles and they can try to avoid roles. As shown in figure 1, parents seem to be mostly involved in the socialisation process which is in line with common socialisation theory. 5.5.2.1. Children Based on the children’s awareness of healthy eating, it was clear from the interviews that children used – to various degrees – this awareness in two ways in the socialisation process of healthy eating. The children who emphasised awareness of healthy eating (especially those taking part in the SMS-reporting) took on an active role and made demands on their parents. The demands mostly centred on provision of food items and related services with the children acknowledging their secondary role when it comes to food buying and preparation. One girl concerned about eating enough vegetables stated her demands quite bluntly: “I said that I wanted more vegetables in my lunch pack” (girl, 915). Another girl was concerned about the amounts her parents bought: “Because at the end [of an SMS-week] we could sometimes be running low and then I had to tell my mum all the time to buy some more apples or vegetables” (girl, 916). Availability was important to the children, not only when it came to ensuring that there was enough fruit and vegetables in the house, but also parents making fruit and vegetables more available and attractive by preparing, peeling, slicing and serving them. In none of the cases did the children mention asking parents not to buy sweet drinks. 125 The children’s demands included asking for support and help. According to social learning theory (Bandura, 1977; Luszczynska & Schwarzer, 2005), support from family and peers is extremely important in order to secure a change of behaviour. Mainly children participating in the SMS-reporting asked for help in counting units and remembering to send their text messages. A more general demand was the reassurance that parents supported and approved their participation in the intervention or in general their effort of eating healthier. It was clear that children linked performance in the intervention with family support illustrated by one girl talking about the girl in class eating most fruit and vegetables: “She is really good … I also think her family is good at it” (girl, 809). A boy was positively surprised by the fact that his whole family started to participate in counting units of fruit and vegetables on a sheet of paper at home, when he started doing the SMS-reports. Children’s demands on parents had a very immediate impact on family interaction, since parents had to decide whether to honour the demands or not. A more indirect role of impacting the socialisation process of healthy eating was by influencing the family’s eating habits in a more cooperative way. Children actively contributed to the family’s healthy eating socialisation by putting forward ideas that could facilitate healthy eating in the family or offer their help. They suggested different ways to prepare fruits and vegetables, such as cutting different fruits and serving them in a bowl after dinner, making smoothies for breakfast, and adding more fruit and vegetables to their lunch box. There were no ideas on how to limit intake of sweet drinks, though. Children also shared their newly obtained knowledge in their interaction with family. In a family where the father drank Coca-Cola from a mug every morning instead of coffee, the child could now criticize the father’s behaviour by providing him with facts about tooth decay as a possible consequence of his excessive daily intake. Other children used facts from the 126 session with the dietician to remind their families to eat enough fruit and vegetables or to avoid sweet drinks and explained the consequences. Children’s supportive or cooperative roles suggest that children are very active players in the healthy eating socialisation of immediate family members. 5.5.2.2. Parents As main caretakers and food providers, the parents expressed responsibility of teaching their children healthy eating habits by being role models. One parent mentioned preparing the kids for leaving home in such a way that they would know how to live a healthy life. Some parents also supported the view underlying the intervention that children could and should learn to take responsibility for their own health by practising self-regulation and thinking about the consequences of unhealthy eating. Other parents were sceptical about a project teaching healthy eating to their children, since to their mind it would take a lot more than just information and/or a short-term intervention. Political views on who is responsible for the health of individuals (society or the individual) were also put forward, reflecting an on-going public debate about the role of the Danish welfare state. As mentioned in the section on children’s demands on parents, parents could choose to honour the demands and thereby welcoming the children’s active role. Many parents did provide children with the desired fruit and vegetables, in larger quantities and with more variation than usual. As food providers, the parent’s awareness of healthy eating could regulate a large part of the family’s intake of unhealthy food and drinks simply by not buying them. It was not necessarily discussed in the family but just simply carried out as exemplified by one parent wanting to avoid additives in food: “red 127 bangers and cod roe are out (…) and Saturday night sweets are cancelled” (father, 917). Here the parent displayed a power regulating other family members’ intake of these foods. But parents also responded positively to children clearly trying to influence the family’s behaviour in a more healthy direction. One mother said that her boy had bought a book on smoothies and “then, all of a sudden, we had to buy mangos and other unfamiliar fruits, didn’t we” (mother, 204). Some parents pointed out barriers for complying with their children’s wishes: The relatively high prices of fruit and vegetables, not enough time to prepare it or resistance to dictation from official health recommendations on how to behave. Some children did not put forward demands about increased intake of fruit and vegetables during the intervention, but tried to do so during the interviews. In one case, the parent immediately turned the suggestion down saying: “Well there you have it: then you have to get an extra lunchbox. Their school bags are already full... you cannot squeeze more in. It will get squashed, the fruit they are bringing“ (mother, 204). So here the practical and maybe economic aspects of buying a bigger lunch box and/or school bag were a barrier for bigger fruit intake. Parents viewed the socialisation efforts of giving their children healthyeating habits as a continuous, often conflict-ridden struggle. One parent expressed it like this: “Well, I do hope that maybe sometimes they see that it is not only mum and dad being stupid when we are saying: now you have to eat this or that” (mother, 811). Parents heavily underlined the intervention as providing them moral support representing a “third party” which was harder for the children to argue against, and one mother even said: “I feel I have been struggling. I know I haven’t been good at making them participate (…) but it is hard and as a mother you get sick of it and then I feel that the project has made it a bit easier for me” (mother, 216). 128 Parents’ awareness of and involvement in healthy eating (coming from the intervention or other events) brought about dialogues between the child and other family members regarding healthy eating, supporting the parent’s main role as caretakers. Different types of dialogue were identified in the interviews. One type of dialogue was about persuasion, illustrated by one parent saying: ”It is about… I think she is easier to talk into eating fruit and vegetables” (father, 216). Another type of dialogue was about helping and supporting the child in his or her efforts to change behaviour. Some dialogues were initiated by the children participating in the intervention making them report on their new knowledge, recipes, experience, etc. or children asking parents about health advice. Some parents praised their child when eating healthy, some expressed normative pressure on the child at mealtimes or when snacking (“we are only saying this because we love you”), while other parents appealed to the child’s critical sense of what is right and wrong when raiding the fridge after school. The dialogues tended to include siblings, regulating their behaviour so that all children in the family had to abide by the same set of rules. The dialogues gave the opportunity to discuss conflicting health behaviours such as parents drinking soft drinks in the evenings while children were not allowed any such drinks. In some cases, the discussion resulted in group formations where, for instance, the children argued against their parents, or the mother would argue with the father about being the healthiest or unhealthiest person in the family. In one case a health behaviour conflict arose during the interview. One mother was relating her huge efforts in preparing healthy and varied lunches for her daughter. The daughter cut her off by saying: “But I don’t eat your lunch, I never did. Well, maybe in the first grade” (girl, 811). The stunned mother, trying to grasp that for four years her lunches had been dumped, asked her daughter what she then 129 had for lunch. The daughter (very annoyed) answered that she did not want to eat anything. This statement clearly struck the parents with concern. The discussions could also be about health beliefs as illustrated by a boy who cut down on sugary sweet drinks, sweets and crisps. His decision resulted in a conflict with his mother about him drinking light soft drinks, as his mother preferred that he got real sugar rather than artificial sweeteners. The dialogue on healthy eating revealed different roles in the families. A number of mothers, in particular, defined themselves as “health promotors” or “family directors” in charge of the family’s health. Some of them faced resistance from the whole family as illustrated by one mother: “I have always wanted us to eat fruit. Especially in the mornings (…) and I really would like us to drink freshly-squeezed juice. But my family definitely do not accept that” (mother, 811). So conflicts also appeared between parents sometimes leading to compromises with for instance having both raw and cooked vegetables for dinner. In other cases parents joined forces and pressed the child to improve its’ health behaviour. Some parents were careful about thrusting too many health messages on-to the child, worried that he/she would get fed up and refuse to engage in the dialogue. This clearly showed that parents’ took their role as main caretakers and responsible for the children’s healthy eating socialisation serious, but also that there exist a number of barriers that makes the role hard to fulfil. 5.6. Discussion The aim of our study was to study the nature and sources of family member’s awareness of and involvement in healthy eating and investigate how they related it to their roles in the process of healthy-eating socialisation. 130 The children’s and parents’ accounts of awareness of and involvement in healthy eating clearly showed that it can arise from a number of events and to various degrees: being with friends with healthier habits, reflecting on own health behaviour, seeing pictures of healthy foods, planning for it etc. As underlined above, it was not this paper’s purpose to determine the effects of the specific intervention, but give an account of how children’s and parents’ awareness of and involvement in healthy eating could crystallize. Among the children, awareness and involvement was characterized by thinking and taking about healthy eating which could result in self-regulation and noticing an increased will for healthy eating. Visualisation of amounts of recommended portions of fruit and vegetables was – according to the children – a successful mean of creating awareness of healthy eating, and the children converted this into concrete knowledge and possibly improved behaviour. The children’s accounts of awareness of healthy eating can be characterized as centred on the child itself; the children mentioned specific events that made their awareness and involvement go up or down, and it was described as a learning process. In comparison, the parents’ accounts of healthy eating awareness and involvement was also characterised by self-regulation and again the visualisation was effective in providing concrete knowledge of recommended portion sizes. More parents than children also mentioned that awareness rose by re-activating pre-obtained health knowledge through different means. This is natural, since parents (presumably) have gone through a long consumer socialisation process and thereby have been exposed to health knowledge and messages many more times than their children. When children described that their awareness development affected themselves, parents described how rising levels of awareness made them think about planning and structuring healthy eating for the whole family and thereby regulating the family’s health behaviour as well. Barriers to healthy eating seemed bigger, when awareness was low, and this also had consequences 131 for the family. Looking at the concrete intervention, including the immediate family in such an intervention implicates for future intervention designers that it can affect awareness and involvement levels in a positive direction; both among the directly affected children, but also among the parents – at least in a short-term perspective as a catalyst for healthy eating. This suggests that the systemic intra-familiar approach based on social learning theory is valuable when interested in knowing more about the possible broader impact of an intervention. However, it is one of this study’s limitations that we are not able to determine measureable effects of the intervention on awareness and involvement levels, and therefore we suggest that future studies to do so. The accounts of children’s and parents’ roles in the process of healthyeating socialisation described different strategies used by the two generations. In the interaction with parents, children displayed elements of what John called the ‘reflective stage’ (John, 1999), where attempts were made to influence parents both directly and indirectly and to different degrees depending on the children’s level of awareness and involvement in healthy eating. The direct attempts were demands on parents to provide specific fruit and vegetables in satisfying amounts when the children wanted it. More indirect attempts of influence were also made, such as suggesting eating healthy foods or avoiding unhealthy, helping and contributing with knowledge and ideas for the benefit of the family. These findings are similar to those found by Nørgaard et al. (2011) regarding food buying. Our results confirmed John’s (1999) description of children at the reflective stage favouring strategies that they thought would go down better with parents. Our study also confirmed that children are more likely to gain influence when they participate actively and help ease family life (Nørgaard & Brunsø, 2011). But whereas Nørgaard and Brunsø (2011) focused on food buying, both of unhealthy and healthy food, our focus on healthy consumption leaves little room for children’s strategic considerations about being 132 allowed to eat chocolate bars as well if they are actively involved in the family’s healthy eating. This we would consider a result of successful socialisation of the child. Parents did in fact appreciate children’s participation in family health, valuing the possibility of having a different dialogue with the child and the remaining family about healthy eating. Sensing a moral support from the intervention (and from other third parties like schools, media etc.), parents felt confident discussing conflicting health behaviours and food preferences with the child and the rest of the family, as also found in Nørgaard et al. (2011). Sometimes this confidence resulted in displaying power by regulating the whole family’s intake of certain foods which can be considered as natural having the role as caretaker. Fulfilling children’s demands, parents displayed their responsibility as caregivers contributing positively to the overall consumer socialisation of the child (Ekström, 2006), and being a role models for the child. However, parents also displayed resistance to more involvement in healthy eating. Barriers like time, money and convenience were given as reasons, and it was surprising to hear parents argue against their children’s wishes of eating healthier. The barriers could of course be very real in the particular families, and it displayed that the widespread health discourse in Western societies, where health as argument seem to overrule everything else (Turner, 2010), is not necessarily incorporated in all families. It also illustrated that parents have the main executive power in relation to the socialisation process which simply confirms classical socialisation theory. In order to study the socialisation process and family interaction, there are certain limitations to the method used here. Making interviewees reflect on their own health and family interaction during an interview with (in most cases) the whole family, can be problematic, since the “weaker” family members can hold back information. Observations during interviews can be of too short a duration to capture interaction and 133 they tend to take place with interviewees knowing they are on display. Relying exclusively on interviewees’ self-assessments can also be problematic since they might not be able to report on family interaction without actually interacting. Therefore, we suggest future studies to use additional methods to supplement the “capturing” of family interaction. Grønhøj and Bech-Larsen suggested the use of vignettes in the study of family consumption processes (Grønhøj & Bech-Larsen, 2010) by inviting family members to interact during the interview. This could also be explored in more detail when it comes to healthy-eating socialisation. With the children influencing the socialisation process, our study has given an empirical account with concrete details of the socialisation process which we also consider as bi-directional (Kuczynski & Parkin, 2006). However, our study showed that parents still have most power when it comes to healthy eating, no matter how involved and aware the pre-adolescent children are. We suggest future studies to be longitudinal in order to explore the development of influence and awareness of healthy eating and investigate the interesting question of whether children want to engage more in the process of healthy-eating socialisation and thereby influencing their own health behaviour more, or whether they prefer leaving it to their role models. This could be conducted with children at different ages, since we believe (in accordance with John’s description of children’s cognitive abilities (1999)) that matureness and age are important factors, when it comes to children’s possibility to gain more power in the socialisation process of healthy eating. 134 Acknowledgements The authors would like to thank student assistants Simon Rune Jørgensen, Pernille Sabroe, Sanne Chrestensen and Helene Olesen for their work in relation to the data collection for this study. Special thanks to Professor John Thøgersen for valuable comments on earlier drafts. Also thanks to Birgitte Steffensen for proofreading and to the Danish Ministry of Science, Technology and innovation for financially supporting the research project “Step by step changes of children’s preferences towards healthier food”, grant no. 09/061357. 135 References Anderson, A. S., Porteous, L. E. G., Foster, E., Higgins, C., Stead, M., Hetherington, M., . . . Adamson, A. J. (2006). 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To test the strength of this tendency with regards to healthy eating (fruit and vegetable intake), a survey was completed by 757 adolescent-parent dyads. Our theoretical framework builds on social cognitive theory and the focus theory of normative conduct, and data are analysed by means of confirmatory factor analysis and structural equation modelling. The study reveals that when it comes to adolescents’ fruit and vegetable intake, parents remain the main influencer, with what they do (descriptive norms) being more important than what they say (injunctive norms). The study contributes to a more comprehensive understanding of what influences adolescent healthy eating, including the social influence of parents and friends, while also taking adolescent self-efficacy and outcome expectations into account. No previous studies have included all these factors in the same analysis. The study has a number of important implications: (1) healthy eating interventions should aim at strengthening self-efficacy and positive outcome expectations among adolescents, (2) the family context should be included when implementing healthy eating interventions and (3) parents’ awareness of their influence on children’s healthy eating should be reinforced. 1 This chapter was published as: Pedersen, S., Grønhøj, A., & Thøgersen, J. (2015). Following family or friends. Social norms in adolescent healthy eating. Appetite, 86, 54-60. 141 6.1. Introduction Eating practices established in childhood are often carried into adulthood (Lake et al., 2004). Hence, it is important to establish healthy eating practices early in childhood and to support them during adolescence (WHO, 2000). Especially, eating sufficient quantities of fruit and vegetables contributes to the prevention of chronic diseases and the avoidance of obesity in general (WHO, 2003). Children most often eat in a social context. They are strongly influenced by parents’ attitudes and behaviours, and as primary socialisation agents (John, 1999) parents are gatekeepers of their children’s healthy eating (Birch & Fisher, 1998). As the child grows older, secondary socialisation agents such as friends, school and media influence behaviour as well (Chan, Prendergast, Grønhøj, & Bech-Larsen, 2010). Parental influence is believed to decline or at least change as the child moves into adolescence (Gitelson & McDermott, 2006). Among the many routes to healthy eating, special attention has been devoted to increasing the intake of fruit and vegetables – and hopefully replacing unhealthy food. Although we acknowledge that the latter cannot be taken for granted, and that reducing unhealthy eating is an important topic in its own right, this study’s point of departure is the fact that most adolescents do not eat the recommended amount of fruit and vegetables (Rasmussen et al., 2006; WHO, 2004) and there is a need for a better understanding of why. Specifically, there is a lack of research on the relative importance of adolescents’ personal motivation and the social influence of parents and friends on adolescents’ healthy eating. Therefore, the purpose of this study is to determine the social influence of parents and friends on adolescents’ healthy eating, specifically fruit and vegetable intake, while also taking into account adolescents’ personal motivation to eat fruit and vegetables. A range of motives for food intake has been identified by previous research (e.g. Herman, Roth, & Polivy, 2003). Bandura’s (1986) Social Cognitive Theory 142 (SCT) is a popular framework for studying people’s motivation to change behaviour (in our case, increasing fruit and vegetable intake). Many previous studies have confirmed the importance of the key motivation constructs proposed by SCT, namely self-efficacy and outcome expectations, for healthy eating (e.g. Fitzgerald, Heary, Kelly, Nixon, & Shevlin, 2013; Geller & Dzewaltowski, 2010). Self-efficacy is the belief “that one has the power to produce desired changes by one’s actions” (Bandura, 2004, p. 144). Relevant outcome expectations regarding an anticipated behaviour are classified into three types: physical, social and self-evaluative (Bandura, 1977). Further, SCT suggests that a person’s behaviour is not the product of personal motivation alone, but also learned through observing the behaviour of others and influenced by perceived social pressure. The individual’s self-efficacy, outcome expectations and social influence (i.e., perceived social norms) together lead to behavioural goals or intentions which together with facilitating and/or impeding contextual factors lead to behaviour. A common definition of social norms is “rules and standards that are understood by members of a group and that guide and/or constrain social behaviour without the force of laws” (Cialdini & Trost, 1998, p. 152). Cialdini and colleagues distinguish between descriptive and injunctive norms (1991; 1990). Descriptive norms refer to what is commonly done, whereas injunctive norms refer to commonly held perceptions of do’s and don’ts. In the context of SCT, it is not so much other people’s objective behaviour or expectations as the individual’s subjective perception of these realities that are assumed to influence behaviour (Thøgersen, 2008). Healthy eating (Fitzgerald et al., 2013) and specifically fruit and vegetable consumption among adolescents have been found to increase with self-efficacy (Rasmussen et al., 2006; Young, Fors, Fasha, & Hayes, 2004) and with positive outcome expectations (Resnicow et al., 1997). As regards social influence on children’s healthy 143 eating, the importance of parents is widely recognised (Lau, Quadrel, & Hartman, 1990) and parental influence in childhood seems to have long-term effects (Bauer, Laska, Fulkerson, & Neumark-Sztainer, 2011; Lake et al., 2004). Not surprisingly, given children’s daily exposure to parents’ attitudes and behaviour, parental intake (Rasmussen et al., 2006) and adolescents’ perception of parents’ intake of fruit and vegetables (Kristjánsdóttir, De Bourdeaudhuij, Klepp, & Thorsdóttir, 2009; Young et al., 2004) are also positively correlated with adolescents’ intake. Adolescents and their parents usually live together and share the fruit and vegetables that are available in the home and also a more general context and culture of eating, preparing and planning food intake. SCT refers to this shared context which may account for some of the similarity in behaviour between adolescents and their parents, as (facilitating or impeding) socio-structural factors (Bandura, 1986). Previous research has also found correlations between adolescents’ and their friends’ eating behaviour (Bruening et al., 2012) suggesting that friends influence each other (Ball, Jeffery, Abbott, McNaughton, & Crawford, 2010; Salvy, de la Haye, Bowker, & Hermans, 2012) and/or conform to common norms (Stead, McDermott, MacKintosh, & Adamson, 2011). It has also been found that friends influence healthy eating negatively (Fitzgerald et al., 2013) by sometimes encouraging adolescents to consume unhealthy foods (Croll, Neumark-Sztainer, & Story, 2001). Others have found that friends restrict each other’s intake of unhealthy foods (Howland, Hunger, & Mann, 2012) and that friends’ negative influence can be counteracted by the adolescent’s impression management concerns (Salvy et al., 2012). Of course, it is not always clear from the literature whether friends actually influence each other or whether they become friends based on behavioural similarities (see for instance Bruening et al., 2012). 144 In this paper, the importance for adolescents’ fruit and vegetable intake of both parents’ and friends’ descriptive and injunctive norms as well as the adolescent’s own self-efficacy and outcome expectations is investigated. On the basis of the literature, we expect that all of these variables will influence adolescents’ intake of fruit and vegetables and that family norms will influence adolescents’ healthy eating more than their own self-efficacy and outcome expectations will. Specifically, we hypothesize that: Hypothesis 1a. Adolescents’ intake of fruit and vegetables depends on their self-efficacy and outcome expectations as well as on the dominant family norms as reflected in parental behaviour. Hypothesis 1b. Adolescents’ intake of fruit and vegetables depends more on the dominant family norms than on their own self-efficacy and outcome expectations. According to SCT and empirical research (Baker, Whisman, & Brownell, 2000; McClain, Chappuis, Nguyen-Rodriguez, Yaroch, & Spruijt-Metz, 2009) it is the perception of others’ behaviour more than others’ actual behaviour that influences a person’s behaviour. Hence, we expect that adolescents’ behaviour will be more strongly related to their subjective perception of their parents’ behaviour than to their parents’ actual behaviour, and even more so when parent’s actual behaviour is measured imperfectly by parental self-report. Hypothesis 2. Adolescents’ intake of fruit and vegetables depends more on how they perceive their parents’ behaviour than on the parents’ actual behaviour, as measured by parental self-report. Since adolescents consume most meals in the family, parents are expected to be more influential than friends are when it comes to adolescents’ eating. Hence, we hypothesize that: 145 Hypothesis 3. Adolescents’ intake of fruit and vegetables is influenced more by the dominant norms in their own family than by the norms that they perceive as dominant among their friends. A recent study among adolescents (16 to 19 years old) found that descriptive norms, but not injunctive norms of peers in school were associated with their own fruit and vegetable intake (Lally, Bartle, & Wardle, 2011). Hence, we hypothesize that descriptive norms influence adolescents’ healthy eating more than injunctive norms. Hypothesis 4. Adolescents’ intake of fruit and vegetables depends more on what their parents and peers do (i.e., descriptive norms) than on what they say (i.e., injunctive norms). 6.2. Methods 6.2.1. Participants and procedure A sample of 1321 adolescents and 795 parents was recruited from 17 schools in the Central Denmark Region in September 2010.2 The sample contained a total of 757 adolescent-parent dyads, which were identified by a unique ID number. In the adolescent-parent dyads sample, there were 347 boys/410 girls and 634 mothers /113 fathers (see Table 1). Hence, girls are slightly and mothers heavily overrepresented in the sample. Participation was voluntary and no compensation was offered. 2 The present study was carried out as part of the Step-by-Step Project (grant number 09/061357 from the Danish Ministry of Science, Technology and Innovation) which also contained an intervention study aiming at increasing fruit and vegetable intake among school children (Pedersen, Grønhøj, Bech-Larsen & Thøgersen, manuscript in preparation). 146 Table 1 Background information Number of participants Gender and class level No. of male/female Parent 757 Adolescent 757 113/634 (10 missing) 347/410 No. of 5th / 9th graders No. of boys/girls in 5th grade No. of boys/girls in 9th grade Mean age 42.7 Standard deviation 5th graders 9th graders Parents’ educational level (%) 7th -10th grade High school or similar Vocational education Short further education (up to two years) College degree completed (2-4 years) Graduate school (Masters, Doctorate or equivalent, 4 years or more) Monthly household income before tax Less than 8,000 DKK/1,441$ 8,000-14,999 DKK /1,441-2,702$ 15,000-29,999 DKK/2,702-5,404$ 30,000-49,999 DKK/5,404-9,007$ 50,000-69,999 DKK/9,007-12,609$ 70,000 DKK or more/12,609$ or more 5.241 453/304 209/244 138/166 12.5 1.978 10.89 14.83 8.9 7.3 28.0 11.0 34.8 10.0 0.7 3.1 13.6 28.8 35.7 18.0 The questionnaire was thoroughly pre-tested. A school gave access to four children (age 11) who filled in the questionnaire and afterwards wording and scales were discussed with the first author. Following adjustments, four new pupils from the same school went through the same pre-test. A third pre-test was conducted with 30 pupils (age 10-16) who filled in the questionnaire; subsequently frequencies and scale reliability were checked. The adaptations and translations of existing scales from English into Danish included back translations and group discussions (Brislin, 1970). For the final data collection, adolescents completed a questionnaire at school under supervision of a research assistant while parents completed it at home. 147 6.2.2. Measures Adolescents and parents answered the same questions about behaviours, self-efficacy and outcome expectations related to fruit and vegetable consumption. The adolescents were also asked about their perception of parents’ and friends’ behaviour and attitudes in relation to fruit and vegetable consumption (see Table 2). Except where other scales are mentioned below, a 5-point Likert scale ranging from 1 = totally disagree to 5 = totally agree was used. Children (age 6-18) have been found to prefer the Likert scale over other scales (van Laerhoven, van der Zaag-Loonen, & Derkx, 2004) and to be unable to grasp more than five response options (Chambers & Johnston, 2002; Streiner & Norman, 2008). Self-reported measures of behaviour were used because observing real-life behaviour of large samples of people is prohibitively costly and would also be extremely difficult in practice. Self-reporting is error-prone because respondents might be unable or unwilling to accurately report their own behaviour (Thøgersen, 2008). To make it easier to accurately report one’s behaviour, the individual behaviour items were made as specific as possible. Respondents reported their behaviour on an 8-point scale from “never” (coded as 1) to “seven times a week” (coded as 8) for each of eight items: “Thinking of an ordinary week, how often do you eat fruit/vegetables as a part of your breakfast/as part of your lunch/as part of your dinner/in-between meals”. Notice that we asked for the frequency of consumption rather than specific portion sizes, which we hoped decreased the risk of impression management (i.e., pushing respondents to exaggerate how much they live up to the official guidelines). Further, we checked the validity of the self-reported behaviour by also asking parents and children to report their child’s/parents’ behaviour. The correlation between parents’ self-reported fruit and vegetable intake and adolescents’ report of their behaviour is significant and positive (r = 148 .33) and the correlation between adolescents’ self-reported fruit and vegetable intake and their parent’s report of their behaviour is even stronger (r = .46). It seems reasonable to assume that the difference between these two correlations reflects the fact that parents are able to report their children’s behaviour with greater certainty than vice versa. Be that as it may, according to Cohen (1988), a correlation of .30/.50 is considered moderate/strong, meaning that the obtained correlations support the validity of the self-reported behaviour measures. The adolescent’s perception of others’ behaviour (a descriptive norm) was measured by three items: “My mum/dad/friends eat(s) a lot of fruit and vegetables”. The adolescent’s perception of others’ attitudes (injunctive norm) was measured by the following items: “My mum/dad/friends think(s), I should eat more fruit and vegetables”. For these items, a “don’t know” option was added to the scale. The items regarding parents’ behaviour and attitudes are assumed to capture adolescents’ perception of the dominant family norms. It is likely that some adolescents live in a context where their two parents differ in opinions and behaviour. However, a Cronbach’s alpha of .85 suggests a rather coherent injunctive family norm (mum/dad thinks…). Cronbach alpha for the descriptive family norm (mum/dad does…) is only .53 which suggests that this norm is not equally coherent, but it is still reasonable to assume that it exists. The respondent’s self-efficacy with regard to eating fruit and vegetables was measured using nine items adapted from Perry et al.’s (2008) Physical Activity and Healthy Food and Efficacy Scale for Children (PAHFE). The question was “How sure are you that you can eat more fruit and vegetables….” with items focused on the situational context such as: “…when watching TV or DVD” or “… when you are busy”. The 149 possible responses were “Not sure at all” (1), “Not too sure” (2), “Sure” (3), “Very sure” (4), “Completely sure” (5). Cronbach’s alpha was .86 for children and .92 for parents. The respondent’s outcome expectations (Bandura, 1986) were measured by asking the respondent to evaluate seven possible outcomes of eating fruit and vegetables such as: “I will like myself better if I eat more fruit and vegetables” or “I will lose weight if I eat more fruit and vegetables”. Cronbach’s alpha was .81 for children and .82 for parents. Table 2 Overview over key variables Study variables Valid Adolescents Missing Mean Min. Max. Behaviour “Thinking of an ordinary week, how often do you eat”: …fruit as a part of 1300 188 2.64 1 8 your breakfast …fruit as a part of 1293 195 4.11 1 8 your lunch …fruit as a part of 1287 201 2.64 1 8 your dinner …fruit in between 1299 189 5.03 1 8 meals …vegetables as part 1302 186 1.40 1 8 of your breakfast …vegetables as part 1302 186 3.55 1 8 of your lunch …vegetables as part 1297 191 5.41 1 8 of your dinner …vegetables in 1295 193 2.87 1 8 between meals Self-efficacy “How sure are you that you can eat more fruit and vegetables”: …every day 1305 183 3.26 1 5 …when coming home 1296 192 3.17 1 5 from school/work …when watching TV 1300 188 2.97 1 5 or DVD …when sitting at the 1298 190 2.75 1 5 computer …when your friends 1298 190 2.91 1 5 are around …when you are bored 1295 193 3.22 1 5 …when you are in a 1297 191 2.52 1 5 bad mood ...when junk food is 1293 195 2.63 1 5 around …when you are busy 1302 186 2.69 1 5 150 Valid Parents Missing Mean Min. Max. 779 709 3.25 1 8 774 714 3.97 1 8 756 732 2.19 1 8 785 703 5.77 1 8 773 715 1.32 1 8 775 713 4.95 1 8 779 709 6.46 1 8 776 712 3.30 1 8 777 780 711 708 3.48 3.54 1 1 5 5 778 710 3.22 1 5 777 711 2.95 1 5 778 710 3.04 1 5 776 776 712 712 3.04 2.74 1 1 5 5 778 710 2.87 1 5 778 710 2.86 1 5 Outcome expectations “Please answer what will happen if you eat more fruit and vegetables”: I will be in better 1289 199 3.73 1 5 775 shape, if I eat more fruit and vegetables I will like myself 1290 198 3.69 1 5 778 better, if I eat more fruit and vegetables I will get more 1288 200 4.09 1 5 774 energy, if I eat more fruit and vegetables I will lose weight, if I 1288 200 3.43 1 5 775 eat more fruit and vegetables I will be better 1287 201 3.43 1 5 776 looking, if I eat more fruit and vegetables If I eat more fruit and 1294 194 2.74 1 5 775 vegetables, so will the rest of my family My family will be 1295 193 342 1 5 775 pleased, if I eat more fruit and vegetables Descriptive norms “Please think about how people you know eat”: My mum eats a lot of 1182 306 3.94 1 5* fruit and vegetables My dad eats a lot of 1148 340 3.33 1 5* fruit and vegetables My friends eat a lot of 945 543 3.35 1 5* fruit and vegetables Injunctive norms “Please answer what people you know think you should do”: My friends think I 819 669 2.25 1 5* should eat more fruit and vegetables My father thinks I 1035 453 2.87 1 5* should eat more fruit and vegetables My mother thinks I 1114 374 3.23 1 5* should eat more fruit and vegetables *A “Don’t know” option was added to the scale 713 3.56 1 5 710 3.78 1 5 714 4.05 1 5 713 3.75 1 5 712 3.68 1 5 713 3.47 1 5 713 2.43 1 5 - - - - - - - - - - - - - - - - - - - - - - - - 6.3. Results The analyses were conducted by means of structural equation modelling (SEM) using AMOS 21 (Arbuckle, 2007). In SEM, the measurement model is a confirmatory factor analysis (CFA) model and the theoretical constructs are latent factors extracted from the manifest variables (Bagozzi, 1994). The key results from both the CFA and the SEM are presented below in three steps. 151 6.3.1. Step 1 In Step 1 the effects of self-efficacy and outcome expectations on adolescents’ behaviour were analysed while also including parents’ self-efficacy, outcome expectations and behaviour in the analysis. The bivariate correlations between the latent constructs based on CFA are shown in Table 3. The fit indices show that the CFA model fits the data well. The correlation matrix shows that all other latent variables correlate significantly with adolescent behaviour, with adolescent self-efficacy, parent behaviour and adolescent outcome expectations being the strongest predictors. The correlations reported in Table 3 are consistent with Hypothesis 1a, but some of them are inconsistent with Hypothesis 1b. However, a multivariate analysis is necessary to properly test the hypotheses. This analysis was conducted by means of SEM using all other variables included in the CFA as predictors of adolescent behaviour, as is also shown in Table 3. The SEM identifies the same variables as the strongest predictors of adolescents’ behaviour as the CFA. This means that Hypothesis 1a is supported. However, since adolescent self-efficacy is a stronger predictor of adolescents’ healthy eating than is parent behaviour, Hypothesis 1b is not supported. 152 Table 3 The impact of adolescents’ and parents’ self-efficacy and outcome expectations and parents’ behaviour on adolescent behaviour Adolescent behaviour Adolescent selfefficacy Adolescent outcome expectations Parent behaviour Parent selfefficacy Parent outcome expectations R2 Correlations between latent variables Adolescent behaviour Adolescent self-efficacy Adolescent outcome expectations Parent behaviour Parent selfefficacy Parent outcome expectations 1.00 .57*** 1.00 .37*** .28*** 1.00 .41*** .18*** .09 1.00 .16*** .18*** .10* .37*** 1.00 .12* .06 .22*** .20*** .14** 1.00 Structural modela Adolescent 0.47*** 0.23** 0.35*** -0.07 -0.01 0.45 behaviour Parent 0.35*** 0.15** 0.16 behaviour a Standardized solution, only the structural model. Fit indices: Chi square = 342.117, 159 d.f., p < .001; CFI = .96; RMSEA = .039 (90% confidence interval: .033-.045). b Based on CFA. The rest of the AMOS output from both analyses can be acquired from the first author. Fit indices: Chi square = 335.637; 157 d.f., p < .001; CFI = .96; RMSEA = .039 (90% confidence interval: .033-.045). * p < .05, ** p < .01, *** p < .001. 6.3.2. Step 2 In Step 2, the behavioural impact of dominant family norms as perceived by the adolescent were investigated while also including the adolescent’s self-efficacy, outcome expectations and parents’ (self-reported) behaviour. Since normative influence is assumed to be mediated through the actor’s perceptions and interpretations (Grønhøj & Thøgersen, 2012), adolescents’ perception of their parents’ behaviour was expected to be more predictive of adolescent behaviour than was parents’ self-reported behaviour. Table 4 shows the correlations between the latent constructs based on CFA. Again, the fit indices show that the CFA model fits the data well. Adolescents’ behaviour 153 correlates significantly with their perception of parent behaviour, but contrary to our expectations and Hypothesis 2, the correlation is weaker than with parent’s self-reported behaviour. Table 4 also presents the results of a SEM using all other variables included in the CFA as predictors of adolescent behaviour. According to this analysis, adolescents’ perception of parent behaviour is not a significant predictor when these other variables are included which means that Hypothesis 2 is not supported. Table 4 The impact of adolescents’ perception of parents’ behaviour, parents’ self-reported behaviour and adolescent’s self-efficacy and outcome expectations on adolescent behaviour Adolescent behaviour Adolescent selfefficacy Adolescent outcome expectations Adolescent perception of parent behaviour Parent behaviour R2 Correlations between latent variablesb Adolescent behaviour Adolescent selfefficacy Adolescent outcome expectations Adolescent perception of parent behaviour Parent behaviour 1.00 .57*** 1.00 .37*** .28*** 1.00 .32*** .27*** .19** 1.00 .40*** .18*** .09 .33*** 1.00 Structural modela Adolescent behaviour .46*** .22*** .09 .31*** 0.43 Adolescent perception .29** 0.09 of parent behaviour a Standardized solutions, only the structural model. Fit indices: Chi square = 307.058, 99 d.f., p < .001; CFI = .93; RMSEA = .053 (90% confidence interval: .046-.059). b Based on CFA. The rest of the AMOS output from both analyses can be acquired from the first author. Fit indices: Chi square = 260.776; 95 d.f., p < .001; CFI = .94; RMSEA = .048 (90% confidence interval: .041.055). * p < .05, ** p < .01, *** p < .001. 6.3.3. Step 3 In step 3, the impact of family and friends’ norms on adolescent behaviour were compared while distinguishing between descriptive (perceived behaviour) and 154 injunctive (perceived attitude) norms. Since it was impossible to obtain measures of selfreported behaviour from friends, we only compared adolescents’ perceptions of parents’ and friends’ behaviour in Step 3, despite this measure being more weakly correlated with adolescent behaviour than is parents’ self-reported behaviour in Step 2. Bivariate correlations between the latent constructs based on CFA are shown in Table 5. The fit indices show that the CFA model fits the data well. The correlation matrix shows that all other latent variables correlate significantly with adolescents’ behaviour, with adolescent self-efficacy, outcome expectations and the descriptive norms of parents as the strongest predictors. As predicted, the descriptive norms of parents correlate more strongly with adolescent behaviour than do the descriptive norms of friends. Surprisingly, injunctive norms of both parents and friends correlate negatively and significantly with adolescent behaviour. Still, the correlations are consistent with Hypotheses 3 and 4. Table 5 also presents the results of the SEM using all other variables included in the CFA as predictors of adolescent behaviour. When including the other predictors, the descriptive norms of friends and the injunctive norms of both parents and friends are not significant. With parents influencing adolescents more than friends, Hypothesis 3 is supported. Hypothesis 4 is also supported since only the descriptive norm (of parents) predicts adolescent behaviour. 155 Table 5 The impact of descriptive and injunctive norms regarding family and friends and adolescents’ own selfefficacy and outcome expectations on adolescent behaviour Adolescent behaviour Adolescent selfefficacy Correlations between latent variablesb Adolescent 1.00 behaviour Adolescent self.56*** 1.00 efficacy Adolescent outcome .37*** .27*** expectations Descriptive .30*** .24*** norms, parents Injunctive norms, -.32*** -.31*** parents Descriptive .20*** .27*** norms, friends Injunctive norms, -.25*** -.14* friends Adolescent outcome expectations Descriptive norms, parents Injunctive norms, parents Descriptive norms, friends Injunctive norms, friends R2 1.00 .21*** 1.00 .09 .01 1.00 .21*** .12* -.07 1.00 .09 -.13* .66*** .13* 1.00 Structural modela Adolescent .39*** .26*** .14** -.16 .02 -.10 0.44 behaviour a Standardized solutions, only the structural model. Fit indices: Chi square = 171.768, 60 d.f., p < .001; CFI = .95; RMSEA = .050 (90% confidence interval: .041-.058). b Based on CFA. The rest of the AMOS output for both analyses can be acquired from the first author. Fit indices: Chi square = 171.843, 61 d.f., p < .001; CFI = .95; RMSEA = .049 (90% confidence interval: .040.058). * p < .05, ** p < .01, *** p < .001. The finding that adolescents are less influenced by friends than by parents when it comes to healthy eating is bolstered by a simple analysis of adolescents’ ability to answer questions about their mother/father/friends’ healthy eating behaviour and expectations regarding the adolescent’s behaviour (descriptive and injunctive norms, respectively). For these items, a “don’t know”3 response option was offered, and a Due to the large proportion of “don’t know” responses, models with “don’t know” coded as 3 missing or as “either or” were compared, but without substantially different results. This indicates that it is rather random whether the adolescent chooses to answer “either or” or “don’t know”. Therefore the models with “don’t know” coded as “missing” were chosen. 156 substantially larger number of adolescents chose this option in response to questions about their friends’ expectations and behaviour: 37.9% and 28.3% respectively, compared to fathers (19% and 10%) and mothers (12.7% and 8.4%). This suggests that adolescents are more uncertain about their friends’ than their parents’ expectations and behaviour, probably because adolescents (irrespective of age group) are more exposed to parents’ healthy eating behaviour than to that of friends. 6.4. Discussion The aim of this research was to compare the social influence of parents and friends on adolescents’ healthy eating, focusing on fruit and vegetable intake, while distinguishing between descriptive and injunctive norms and also including adolescent self-efficacy and outcome expectations regarding fruit and vegetable intake. Previous studies have not included all these factors in the same analysis. Consumer socialisation theory suggests that the grip of parents gradually loosens in adolescence with friends taking over (John, 1999). However, according to this study this is not the case for healthy eating. The results presented here show that parents continue to be the main influence on adolescents’ healthy eating behaviour whereas friends seem to have virtually no influence, although this might partly depend on how we defined ‘healthy eating’ (as fruit and vegetable intake rather than, e.g., cutting down on unhealthy food). Further, this study shows that descriptive norms (what parents do) are more important than are injunctive norms (what parents say) when it comes to healthy eating – the sort of eating that parents would be expected to encourage. We found a surprising negative correlation between injunctive norms and behaviour. We cannot say with certainty, but one might 157 speculate that this is due to others thinking that one should eat more fruit and vegetables only in cases where one does not already eat a lot.4 Fitzgerald et al. (2013) found that peer support for healthy eating and selfefficacy were significantly stronger for boys than for girls. The fact that in every surveyed age group of Danish adolescents, significantly more girls than boys eat fruit and vegetables every day (Sundhedsstyrelsen, 2008), also suggests gender differences. However, the present study did not find significant differences regarding self-efficacy, outcome expectations, social norms or behaviour between genders, nor between age groups.5 As with all other studies, this one has its limitations. First of all, this is a cross-sectional study conducted in one country at a single point in time. Both the cultural context and changes over time are important aspects of socialisation processes, so future research should include both cross-cultural and longitudinal studies. As has been pointed out by de Castro (1999), genetics and heredity are further factors that might account for parent-child similarities in food intake, in addition to socialisation and social influence. However, the present study has no basis for saying anything about the importance of these factors. Another limitation is the measurement of behaviour (which could in principle be observed) by self-report, which may be inaccurate. As was mentioned in the method section, respondents may be unable or unwilling to accurately report their own behaviour (Thøgersen, 2008). In the method section we also reported a number of measures that we took to reduce the errors in self-reports; significant, positive and quite 4 We are grateful to an anonymous reviewer for suggesting this interpretation. 5 The analyses may be acquired from the first author. 158 strong correlations between self-reported behaviour and reports by the respondent’s parent or child support the validity of the self-report measures. On the basis of SCT and previous findings (e.g. Baker et al., 2000), it was expected that adolescent behaviour would be more strongly related to their perception of parents’ behaviour than to parents’ self-reported behaviour. There could be several reasons why this was not what we found. One of these is the fact that the construct reliability of adolescents’ perception of parents’ behaviour (also referred to as descriptive family norms) is weaker than that of all other predictor variables. The weak reliability might have led to its relationship with other variables being attenuated. Another reason might be that some unaccounted for “third variable” increases the correlation between parent and child self-reported behaviour, over and above the effects of social influence. For example, it is possible that the strong correlation between children’s and parents’ eating behaviour is partly due to genetic factors (de Castro, 1999). Perhaps even more obviously, the correlation between the two self-reported behaviours might partly be due to a shared family context containing shared socio-structural factors that either facilitate or impede fruit and vegetable intake for all family members. For instance, previous studies have found that availability at home is an important predictor of fruit and vegetable intake (Kristjánsdóttir et al., 2009; Neumark-Sztainer, Wall, Perry, & Story, 2003; Young et al., 2004). Hence, future research on this topic should both aim for a more reliable measure of descriptive family norms, as perceived by the children, and develop ways to measure how facilitating or impeding the family context is for the analysed behaviour. And until this unexpected finding has been replicated in other studies, it would be prudent not to draw any practical implications from it. The latter reservation is relevant for other results of this study that await support from other studies as well. However, many results of this study are in line with 159 much contemporary research in related areas, which increases their face validity. For example, the observed impact of self-efficacy and outcome expectations on adolescents supports previous research recommending that healthy eating interventions targeted at adolescents should aim at strengthening their self-efficacy and clearly emphasise positive outcomes. Also, the observed strength of parental influence compared to that of friends suggests that the family context should be included when conducting healthy eating interventions and that parents – as gatekeepers – should be made aware of their role model influence with regard to healthy eating. It is important to stress, however, that we are not implying, for example, that school interventions should be de-emphasised. The present study is mute about the effectiveness of such interventions. The stronger effect of descriptive than injunctive norms shows that it is not enough for parents to preach healthy eating; they have to demonstrate it with their own good example. In sum, active parent involvement is recommended when conducting healthy eating interventions among adolescents (see also Pedersen, Grønhøj, & Bech-Larsen, 2012). According to this study, friends’ attitudes and behaviour do not influence adolescents’ fruit and vegetable intake which conflicts with previous research findings, for example, that adolescents conform to a common eating norm thereby creating a group feeling (Stead et al., 2011). It is a limitation of this study that the adolescents were asked questions about their “friends” in general which demands that they aggregate over several persons with perhaps very different attitudes and behaviour. This might explain why the adolescents in this study found it difficult to answer questions about their friends’ attitudes and behaviour. However, this difficulty might also be due to eating fruits and vegetables not being an identity-defining priority among adolescents. If this finding can be replicated in other studies, it suggests that healthy eating interventions targeting groups 160 of friends should not necessarily rely on friends influencing each other, but perhaps instead aim to create a group feeling about healthy eating. In conclusion, this study has produced new knowledge about the role of important predictors on healthy eating among adolescents: self-efficacy, outcome expectations and not least descriptive and injunctive norms of parents and friends. Future research should build on these findings by exploring how interventions can build up selfefficacy and favourable outcome expectations while also including parents as positive models as a means to increase healthy eating among adolescents. Acknowledgements This study is part of the research project “Step by step changes of children’s preferences towards healthier food’’ which was funded by the Danish Ministry of Science, Technology and Innovation, grant no. 09/061357. 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One experimental group set weekly goals on F/V intake, reported their consumption daily and subsequently received feedback on their performance via mobile text messaging (SMS). The second experimental group received the same treatment and, in addition, received a 45-minute nutrition education session from a dietician during school. The direct effects of the interventions were not significant. However, for adolescents participating in the SMS routines, there were significant effects of the level of activity in the intervention, reflected in the number of sent text messages. Participants sending more than half of the possible text messages significantly increased their fruit and vegetable intake. Participants sending between 10 and 50% of the possible text messages experienced a significant drop in self-efficacy and those sending less than 10% experienced a significant drop in outcome expectations. The findings suggest that 1 This chapter is submitted for review as: Pedersen, S., Grønhøj, A. & Thøgersen, J. Texting your way to healthier eating? Effects of participating in a feedback intervention using text messaging on adolescents’ fruit and vegetable intake. 167 participants’ active engagement in an intervention is crucial to its success. Implications for health-promoting interventions are discussed. 7.1 Introduction Most adolescents do not eat the recommended daily amount of fruit and vegetables (Lynch et al., 2014; Rasmussen et al., 2006) which can have negative health consequences, including chronic diseases and obesity (Bazzano, 2006; WHO, 2003). However, changing adolescents’ eating behavior to become healthier is – as most parents can confirm – a challenging task. The end goal of health interventions is usually behavioral change, but positive changes in important antecedents of behavior, such as self-efficacy or behavioral intentions, are important steps on the way (Baranowski, Lin, Wetter, Resnicow, & Hearn, 1997). Hence, it is important to identify key mediators of behavioral impacts (Cerin, Barnett, & Baranowski, 2009). Text messaging via mobile phones’ Short Message Service (SMS) has been suggested as an effective approach to promote health behavior among adolescents (Bauer, de Niet, Timman, & Kordy, 2010; Bech-Larsen & Grønhøj, 2013; Shapiro et al., 2008; Woolford, Clark, Strecher, & Resnicow, 2010). Text messaging is a two-way tool and can hence be used by participants to report on a specific behavior and receive response (feedback) that is tailored to their reports. This interactivity opens opportunities for more active involvement by the participants than the common one-way information interventions, including much nutrition education in a school setting (Birnbaum, Lytle, Story, Perry, & Murray, 2002; Story et al., 2000). However, there has been little attention to how successful such interventions are with regard to creating active participation and 168 what that means for the impact of the intervention, both in general and specifically with regard to interventions targeting adolescents. On this background, this study’s contribution is twofold: to provide knowledge on (1) the direct and indirect effects on adolescents’ fruit and vegetable intake through a feedback intervention delivered by text messaging and (2) the importance of participants’ level of activity in the intervention for the intervention’s success. Text messaging is one of (pre)adolescents’ preferred communication tools (Davie, Panting, & Charlton, 2004; Faulkner & Culwin, 2005; Phau & Teah, 2009), with girls using text messaging more than boys, according to some studies (Watten, Kleiven, Fostervold, Fauske, & Volden, 2008). When considering, in addition, that it is easy to use, accessible, affordable and available to all social groups (Fjeldsoe, Marshall, & Miller, 2009) and makes it possible to receive and send brief, private, and personalized messages or reminders (Preston, Walhart, & O'Sullivan, 2011), text messaging seems an obvious choice for an interactive feedback intervention targeting (pre)adolescents. Also, Shapiro et al. (2008) found that children (age 5–13) who engaged in text messaging, compared to paper diaries, had lower attrition and significantly greater adherence to selfmonitoring. However, despite its many advantages, only few health intervention studies targeting adolescents have used text messaging. Several studies have documented the importance of self-efficacy for dietary behavioral change (Cerin et al., 2009), including increasing adolescents’ fruit and vegetable intake (e.g. Bere & Klepp, 2004; Fitzgerald, Heary, Kelly, Nixon, & Shevlin, 2013; Geller & Dzewaltowski, 2010; Young, Fors, Fasha, & Hayes, 2004). Self-efficacy is the belief “that one has the power to produce desired changes by one’s actions” (Bandura, 2004, p. 144). Personal and timely feedback on behavior via information or 169 exercises has been found to be an effective way to make participants reflect on their own behavior (Schultz, 1999) and enhance their self-efficacy (Kluger & DeNisi, 1996; Luszczynska, Tryburcy, & Schwarzer, 2007). Outcome expectations – another key construct in Bandura’s (1986) Social Cognitive Theory (SCT) – have also consistently been associated with dietary behavioral change (Cerin et al., 2009), including increasing fruit and vegetable intake (Cerin et al., 2009; Resnicow et al., 1997). Outcome expectations can be physical, social and/or selfevaluative expectations regarding the outcome of an anticipated behavior (Bandura, 1977). Feedback about the outcomes of one’s actions is an important input for forming expectations about results of working towards a goal. Feedback is also a way to reduce the effects of the delay between action and result (Kluger & DeNisi, 1996). A more common approach than feedback intervention using text messaging to promote healthy behavior among children and adolescents is health education that focuses on nutrition information (e.g. Contento, Randell, & Basch, 2002). In practice, it seems relevant to combine the two approaches. Indeed, it is often recommended to use multi-component interventions for health behavior change interventions among adolescents (Birnbaum et al., 2002). Hence, this study also tests whether the effects of a feedback intervention can be enhanced by adding traditional health education. Girls have been found to use their mobile phones more for text messaging than boys (Watten et al., 2008). This, combined with the fact that in every surveyed age group of Danish adolescents, significantly more girls than boys eat fruit and vegetables every day (Sundhedsstyrelsen, 2008), suggest that there might be gender differences in the effects of the tested interventions. 170 In sum, the aim of the present study was to investigate the impact of an interactive text messaging-based feedback intervention on adolescents’ fruit and vegetable intake, possibly mediated through increased self-efficacy and more favorable outcome expectations, and to which extent these desirable impacts are contingent on additional health education and participants displaying a certain level of activity in the intervention. 7.2. Hypotheses Hypothesis 1a: Receiving and sending text messages about their fruit and vegetable intake increases adolescents’ fruit and vegetable consumption and their related self-efficacy and outcome expectations. Hypothesis 1b: Receiving nutrition education from a dietician, in addition to receiving and sending text messages about their fruit and vegetable intake, further improves adolescents’ fruit and vegetable intake and their related self-efficacy and outcome expectations, compared to only receiving and sending text messages. Hypothesis 2: The more active participants are in the intervention, as reflected in the proportion of possible text messages sent, the more behavior, self-efficacy and outcome expectations will change in the intended direction. Hypothesis 3: Girls will be more active in an intervention promoting fruit and vegetable intake and will improve their behavior, self-efficacy and outcome expectations significantly more than boys. 171 7.3. Method 7.3.1. Participants Pupils from 5th and 9th grade were recruited class-wise in the Central Denmark Region in September 2010. A sample of schools that had not participated in health projects the last three years was drawn from the region’s school register so as to give a broad representation of the region’s full curriculum of public schools (i.e., excluding private schools and schools that do not offer the oldest classes) in terms of school size and geographical distribution, pupils’ socio-demographic background, availability of school cafeteria and permission for pupils to leave the school area during school time. Permissions to conduct the study were obtained from school principals (17 schools) and from class teachers (70 classes). Also, pupils and their parents received detailed information about the project and it was made clear that participation was voluntary and that participants were free to stop at any time. It was also emphasized that the registration of consumption and goal data would be completely automatic and anonymous and that the costs of the text messages (approximately 10 DKK or 2 US$) would not be refunded. The pupils got further, detailed information from the research assistants about the research project’s elements and duration and the opportunity to ask further questions in class. Hence, they were assumed to be capable of giving informed consent (France, 2004).2 2 There is no requirement for IRB approval in Danish universities, but the researchers nevertheless made sure that the project complied with all existing ethical guidelines for this kind of social science research. 172 7.3.2. Interventions In order to avoid the possibility that pupils receiving different treatment would influence one another and because the session with a dietician was in the class, whole schools were randomly assigned to one of the three different treatments: (1) text messaging, (2) text messaging + nutritional education and (3) a minimal intervention control group. The intervention lasted for 11 weeks, including five weeks of text messaging. This is a relatively brief intervention; however, in order to avoid excessive attrition, brief interventions are usually recommended for interventions targeting children (Stice, Shaw, & Marti, 2006). As a means to further reduce attrition, a prize (a trip to a local theme park worth approx. 600 US$) was offered to the class sending the most text messages. Everyone answered a survey before and after the intervention. In addition, the SMS and SMS/education groups were requested to report their daily fruit and vegetable intake via text messaging every other week (five weeks in total) and received automatic feedback on their intake after each report. Finally, the SMS/education group also received a 45-minute education session from a dietician. Classes in the SMS/education group were visited once by a dietician from Centre for Public Health, Central Denmark Region who gave them a 45-minute session about the importance of eating fruit and vegetables, following the official health recommendations (6 portions of fruit and vegetables per day). The purpose was to expose participants in this condition to a common type of school education on nutrition. Included in this session was also a practical exercise where the pupils, in groups, were asked to choose what they believed to be 600 grams from five kilos of mixed fruits and vegetables. The chosen amounts were weighed and it was calculated how much they differed from 600 grams, thereby visualising both their own estimates and the recommended 600 grams 173 of fruit and vegetables for them. The content of the education sessions was coordinated by the first author to ensure that all classes received identical information. This was confirmed by audio recordings of the sessions. Participants in the intervention groups received instruction from research assistants about setting goals and reporting their intake. As recommended by Kluger and Denisi (1996) and Locke et al. (1981), participants in the intervention groups were asked to set ambitious, yet realistic goals for their weekly fruit and vegetable intake. In order to maximize adherence and performance, these goals could be adjusted every other week. Research assistants visited the classes twice: at the beginning and at the end of the intervention, and a third time with the dietician in the SMS/education group. Research assistants were instructed thoroughly before visits to the classes in order to assure that the same information was given to the participants, and each visit was evaluated in terms of observation notes and digital sound recordings. Fruit and vegetable intake was – after a pre-test with five adolescents age 11 to 15 – considered self-measureable for adolescents. The counting of units equivalent to 100 grams of fruit and vegetables was facilitated by a counting table (a laminated A4 page with photos and verbal depictions of unit equivalents of different types and servings of fruit and vegetables; see appendix A). A computer program was specifically developed for this study for managing the two-way text messaging which consisted of reporting by the participants and automatic feedback following each report. Every night at 8 o’clock during the reporting weeks, participants were automatically requested to send a report covering that day’s units (for instance 2 f, 3 v) by a text message from the computer program. Immediately after sending their report, participants received feedback from the computer program 174 comparing their daily report to the self-set weekly goal. The feedback was factual and referred to the calculated differences between goal and intake (e.g., “You have now eaten 6 f and 8 v. In order to reach your weekly goal, you still need 14 f and 15 v before Sunday evening”). Using concrete terms was assumed to facilitate adherence and performance (Bech-Larsen & Grønhøj, 2013; Kluger & DeNisi, 1996). A leaflet with questions and answers in case of technical problems was handed out to participants and a hotline was available every day until midnight. A mobile phone was made available to those who did not own one (only six pupils).3 7.3.3. The survey The purpose of the survey was to measure the effects of the intervention. The pre and post surveys were therefore identical except that the post-intervention survey did not include socio-demographics. Because children (6–18) have been found to prefer the Likert scale over other scales (van Laerhoven, van der Zaag-Loonen, & Derkx, 2004) and to often be unable to grasp more than five response options (Chambers & Johnston, 2002; Streiner & Norman, 2008), a 5-point Likert scale ranging from 1 = totally disagree to 5 = totally agree was used as much as possible. For pre-testing the survey instrument, a school gave access to four pupils (age 11) who completed the survey and afterwards discussed wording and scales with the first author. Following adjustments, four new pupils from the same school went through the same pre-test. A third pre-test was conducted with 30 adolescents (age 10–16), based 3 The dispersion of mobile phones in Denmark is close to 100% in the younger age groups, so this (low) number was to be expected (Statistik, 2011). 175 upon which frequencies and scale reliabilities were checked. The self-efficacy scale was translated from English to Danish and then back-translated (Brislin, 1970). Multi-item scales were created by averaging the scores on individual items. The participants’ behavior was measured with eight intake frequency items (response options from 0 = “never” to 7 = “seven times a week”), four for fruit and four for vegetables, referring to how often fruit and vegetables are consumed at each meal or snack in an average week (i.e., breakfast, lunch, dinner, and between meals, see Table 1). The scale had acceptable construct reliability (Cronbach’s alpha .75 [pre] and .74 [post]). The respondents’ self-efficacy with regard to eating fruit and vegetables was measured with nine items adapted from Perry et al.’s (2008) Physical Activity and Healthy Food and Efficacy Scale for Children (PAHFE). The possible responses were “Not sure at all” (1), “Not too sure” (2), “Sure” (3), “Very sure” (4), “Completely sure” (5). The scale had excellent construct reliability (Cronbach’s alpha .87 [pre] and .89 [post]). The respondents’ outcome expectations (Bandura, 2001, 2004) were measured by an instrument adapted from Thøgersen and Grønhøj (Thøgersen & Grønhøj, 2010), asking participants to evaluate seven desirable outcomes of eating (more) fruit and vegetables. The scale had excellent construct reliability (Cronbach’s alpha .82 [pre] and .85 [post]). 7.3.4. Statistical analyses Multiple regression analysis using SPSS 21 is used to test the hypotheses about changes in behavior, self-efficacy and outcome expectations in relation to fruit and 176 vegetable intake from before to after the intervention. In all analyses, the baseline value of the dependent variable is included among the predictors in order to control for the generally observed regression towards the mean (Cohen, Cohen, West, & Aiken, 2003). Hypotheses about interactions between gender and activity level were tested by means of hierarchical regression analysis. In order to determine the effects of variations in text messaging activity level on changes in behavior, self-efficacy and outcome expectations related to fruit and vegetable intake, participants in the two intervention groups were divided into three levels of activity. Two cut-off points for the proportion of possible text messages (10% and 50%) sent during the five weeks were chosen based on an inspection of the distribution in text messaging activity. Based on these cut-off points, three levels of activity were defined: Low (below 10%; i.e., 0–3 text messages), medium (between 10 and 50%; i.e., 4–17 text messages), and high (above 50%; i.e., 18–35 text messages). 7.4. Results A total of 1488 pupils from 5th and 9th grade (mean age 10.9 and 14.8 years, respectively) were allocated to a minimal intervention control group (n = 502), an SMSonly group (n = 489) or an SMS and nutrition education group (n=497). The three experimental groups did not differ significantly on any of the included background variables, reported in Table 1, at the Bonferroni corrected level of .01. 177 Table 1 Background information about participants based on socio-demographic data from the pre-intervention survey Total Text messaging Text messaging + nutritional education 1488 489 497 502 50/50 50/50 48/52 53/47 50/50 50/50 51/49 49/51 boys/girls in 5th grade (%) 49/51 49/51 46/54 53/47 boys/girls in 9th grade (%) 52/49 12.9 (2.031) 52/48 12.8 (2.041) 49/51 12.9 (2.015) 53/47 12.9 (2.041) 10.9 (0.480) 10.9 (0.480) 10.9 (0.472) 10.9 (0.487) 9 graders 14.8 (0.482) 14.8 (0.460) 14.9 (0.466) 14.8 (0.513) Parents (n) 781 291 244 246 15/85 17/83 16/84 12/88 7th –10th grade 8.9 5.6 10.2 11.4 High school or similar 7.4 9.8 7.1 4.9 Vocational education Short further education (up to two years) College degree completed (2–4 years) 27.7 10.9 26.5 11.2 29.1 11.2 27.6 10.3 35.2 34.4 34.2 37.3 Graduate school (Masters, Doctorate or equivalent) Monthly household income before tax 9.9 12.6 8.2 8.6 0.7 0.7 0.4 0.9 8,000-1,4999 DKK /$1441–$2702 15,000-29,999 DKK/$2,702–$5,404 3.4 13.7 3.7 13.6 3.4 10.6 3.1 17.2 30,000-49,999 DKK/$5,404–$9,007 29.1 24.5 32.2 31.3 50,000-69,999 DKK/$9,007–$12,609 35.5 34.4 36.4 35.7 70,000 DKK or more/$12609 or more 17.7 23.1 16.9 11.9 Adolescents (n) Gender male/female (%) Class level 5th/9th graders (%) Mean age (st. dev.) 5th graders th Control group Gender male/female (%) Parents’ educational level (%) Less than 8,000 DKK/$1,441 Everyone was asked to complete a survey before and after the intervention at school under the supervision of a research assistant. The response rate in the first survey was 88% (range 64–97% for individual schools), and in the second survey also 88% (range 75–96%). Table 2 provides an overview of the behavioral and psychological measures and means for both the pre- and post-intervention surveys in the three groups. 178 Table 2 Key variables: Mean item and scale scores for behavior, self-efficacy and outcome expectations in the three experimental groups and at the three activity levels in the intervention groups Control group Mean Presurvey Postsurvey Text messaging Presurvey Postsurvey Text messaging + nutrition education Presurvey < 10% 10 - 50% > 50% Postsurvey PreSurve y Postsurvey Presurvey Postsurvey Presurvey Postsurvey Behavior. “Thinking of an ordinary week, how often do you eat”: (1–8) …fruit as a part of your breakfast …fruit as a part of your lunch …fruit as a part of your dinner …fruit in between meals …vegetables as part of your breakfast …vegetables as part of your lunch …vegetables as part of your dinner …vegetables between meals Behavior scale average 2.74 2.66 2.68 2.75 2.48 2.61 2.47 2.46 2.67 2.59 2.58 2.84 4.06 4.27 4.27 4.13 4.00 4.11 4.07 3.95 3.95 3.80 4.26 4.38 2.75 2.46 2.65 2.53 2.49 2.46 2.45 2.52 2.66 2.51 2.58 2.47 5.15 5.03 4.98 5.05 4.95 4.79 4.68 4.61 4.84 4.75 5.17 5.18 1.46 1.41 1.37 1.37 1.38 1.31 1.47 1.27 1.39 1.43 1.33 1.34 3.47 3.36 3.65 3.58 3.54 3.35 2.99 2.97 3.60 3.34 3.86 3.79 5.38 5.17 5.43 5.40 5.42 5.22 4.98 4.82 5.59 5.28 5.54 5.58 2.89 2.71 2.91 2.75 2.82 2.67 2.61 2.50 2.96 2.58 2.92 2.89 3.50 3.39 3.50 3.45 3.39 3.32 3.23 3.11 3.45 3.28 3.53 3.57 Self-efficacy. “How sure are you that you can eat more fruit and vegetables”: (1–5) …every day …when coming home from school/work …when watching TV or DVD …when sitting at the computer …when your friends are around …when you are bored …when you are in a bad mood ...when junk food is around …when you are busy Self-efficacy scale average 3.23 3.19 3.30 3.20 3.27 3.14 3.07 2.91 3.41 3.09 3.32 3.35 3.14 3.19 3.21 3.15 3.17 3.13 3.03 2.95 3.16 3.06 3.27 3.28 2.96 3.01 2.96 3.03 2.99 3.00 2.84 2.87 2.90 2.95 3.08 3.13 2.75 2.83 2.78 2.84 2.73 2.82 2.60 2.67 2.68 2.77 2.86 2.94 2.97 3.03 2.89 3.00 2.87 2.90 2.69 2.77 2.88 2.89 2.97 3.07 3.30 3.27 3.20 3.14 3.16 3.14 2.95 2.97 3.23 3.05 3.25 3.28 2.58 2.69 2.53 2.63 2.46 2.58 2.24 2.48 2.57 2.54 2.57 2.70 2.66 2.79 2.67 2.76 2.56 2.67 2.54 2.59 2.54 2.61 2.69 2.84 2.73 2.79 2.71 2.77 2.64 2.71 2.63 2.67 2.67 2.71 2.69 2.79 2.93 2.98 2.92 2.95 2.87 2.90 2.73 2.76 2.89 2.86 2.97 3.04 Outcome expectations. “What will happen if you eat more fruit and vegetables”: (1–5) I will be in better shape if I eat more fruit and vegetables I will like myself better if I eat more fruit and vegetables I will get more energy if I eat more fruit and vegetables I will lose weight if I eat more fruit and vegetables I will be better looking if I eat more fruit and vegetables If I eat more fruit and vegetables, so will the rest of my family My family will be pleased if I eat more fruit and vegetables Outcome expectations scale average 3.73 3.70 3.79 3.75 3.68 3.60 3.65 3.51 3.74 3.68 3.76 3.75 3.72 3.58 3.77 3.65 3.59 3.44 3.48 3.25 3.62 3.53 3.80 3.70 4.13 4.02 4.17 3.99 3.98 3.84 3.88 3.70 4.15 3.92 4.13 4.03 3.42 3.42 3.53 3.46 3.36 3.33 3.36 3.25 3.50 3.31 3.45 3.52 3.37 3.39 3.52 3.41 3.40 3.40 3.43 3.32 3.51 3.39 3.45 3.45 2.68 2.72 2.95 2.86 2.61 2.66 2.58 2.72 2.78 2.80 2.87 2.76 3.44 3.29 3.49 3.25 3.32 3.18 3.36 3.25 3.39 3.26 3.44 3.18 3.50 3.44 3.60 3.48 3.42 3.35 3.39 3.28 3.53 3.41 3.55 3.48 179 Figure 1 shows the number of sent text messages during each of the five weeks, separately, for boys and girls. As expected from the reviewed literature, girls participated more actively than boys. The usual attrition in reporting during the course of the study was observed for both girls and boys. The proportion of the possible participant SMSs sent varied widely between schools, from 30 to 70%. This variation was unrelated to experimental treatments. In the SMS group, individual schools sent from 30 to 70%; and, in the SMS/education group, from 33 to 66% of the possible SMSs. Figure 1 Number of sent text messages (in percent) per week, comparing boys and girls Hierarchical regression analyses using the change in behavior (i.e., fruit and vegetable intake), self-efficacy and outcome expectations from the before to the after survey revealed that Hypothesis 1a, predicting a direct effects of the interventions, is not supported by the data. When adding dummy variables for the intervention groups to a model that only included the baseline level of the dependent variable, this led to a non180 significant F-change for behavior change (F-change = 0.752, 2 d.f., p = .472), change in self-efficacy (F-change = 0.423, 2 d.f., p = .655), and change in outcome expectations (Fchange = 0.925, 2 d.f., p = .397). Further adding gender led to a significant F-change for behavior change (F-change = 16.236, 1 d.f., p < .001) and in self-efficacy (F-change = 12.519, 1 d.f., p < .001), but not in outcome expectations (F-change = 0.917, 1 d.f., p = .338). However, gender did not moderate the impacts of the intervention. When adding the interactions between gender and the two dummy variables representing different interventions to the regression model, this led to a non-significant F-change for behavior change (F-change = 0.337, 2 d.f., p = .714), change in self-efficacy (F-change = 0.591, 2 d.f., p = .554), and change in outcome expectations (F-change = 0.720, 2 d.f., p = .487). It also follows from these results that Hypothesis 1b, predicting that the combined SMS/education treatment would lead to bigger changes in behavior, self-efficacy and outcome expectations regarding fruit and vegetable intake than the SMS treatment alone, is also not supported. The significant gender effect reflects that girls experienced a more favorable change in behavior and self-efficacy than boys during the intervention. The non-significant interaction effects show that this effect was independent on experimental conditions. Hence, it appears to be a variant of the “Hawthorne” effect (McCarney et al., 2007). The first multiple regression analysis reported in Table 3 reveals that, consistent with Hypothesis 2, participants sending more than half of the possible text messages, but only these, significantly increased their intake of fruit and vegetables from the pre to the post measurement (p < .01). Further, and unexpectedly, participants sending between 10 and 50% of the text messages experienced a significant drop in self-efficacy in relation to fruit and vegetable intake (p < .05). Also, participants sending less than 10% of the possible text messages reported a significant drop in outcome expectations in 181 relation to fruit and vegetable intake (p < .05). With a significant improvement in behavior for those sending more than 50% of the possible text messages, but no improvement in self-efficacy and outcome expectations, Hypothesis 2 is only partly supported. Finally, Table 3 reveals the expected regression towards the mean: The higher the level of behavior, self-efficacy and outcome expectations at baseline, the less they improved from the pre to the post survey. Table 3 The impact of number of sent text messages by participants in the two intervention groups on changes in reported fruit and vegetable intake, self-efficacy and outcome expectations from the pre (t1) to the post (t2) measurement while controlling for the baseline level of the dependent variable (t 1) B Std. Error Beta t sig. Change in fruit and vegetable intake .19 (Constant) -0.11 0.04 1 -0.08 0.08 -0.06 Low 2 Medium High3 Behavior(t1) -2.503 .012 -0.03 -0.928 .354 0.08 -0.02 -0.754 .451 0.17 0.06 0.08 2.699 .007 -0.43 0.03 -0.43 -16.406 .000 Change in self-efficacy (Constant) .21 0.07 0.03 Low -0.11 0.07 Medium -0.13 High Self-efficacy(t1) 2.152 .032 -0.04 -1.584 .113 0.06 -0.06 -2.110 .035 0.02 0.05 0.01 0.314 .753 -0.37 0.02 -0.46 -17.617 .000 Change in outcome expectations .20 (Constant) -0.06 0.03 Low -0.17 0.07 Medium -0.05 High Outcome Expectations(t1) R2 adj. -1.643 .101 -0.07 -2.466 .014 0.06 -0.03 -0.880 .379 0.00 0.05 0.00 -0.036 .971 -0.36 0.02 -0.45 -16.872 .000 1 Less than 10% (0–3 text messages). 2 Between 10 and 50% (4–17 text messages). 3 Over 50% (18 to 35 text messages). 182 Despite the substantial gender difference in the level of activity in the intervention (Figure 1), gender did not moderate the relationships reported in Table 3. When adding the interactions between gender and the three dummy variables representing different levels of SMS activity to the regression model in Table 3, extended with gender, this led to a non-significant F-change for behavior change (F-change = 0.416, 3 d.f., p = .742), change in self-efficacy (F-change = 1.081, 3 d.f., p = .356), and change in outcome expectations (F-change = 1.026, 3 d.f., p = .380). Hence, Hypothesis 3 is only partly confirmed by the data.4 7.5. Discussion This study has investigated the potential of text messaging as a two-way communication tool in a feedback intervention, engaging participants in a learning-bydoing process to facilitate changes in health behavior. The study also investigated the impacts of the intervention on two presumed mediators of intervention effects on behavior: self-efficacy and outcome expectations. Finally, the study provides unique insight, in the context of a field test, into how the impacts of an intervention depend on participants’ activity level in the intervention. Prior research has used tailored feedback via text messaging in clinical settings with adults (see for instance de Jongh, Gurol-Urganci, Vodopivec-Jamsek, Car, 4 Since the data covered two different age groups (5th graders and 9th graders), it is also possible to test for the importance of age differences. However, a similar hierarchical regression analysis found no significant interactions between age and the text messaging activity level. These statistical analyses can be acquired from the first author. 183 & Atun, 2012; Krishna, Boren, & Balas, 2009, pp., for a variety of behaviours; Nobis et al., 2013; Nundy, Dick, Solomon, & Peek, 2013), but less in interventions targeting adolescents (though see Lana et al. (2013) on cancer prevention, Haug et al. (2009) on smoking cessation and Woolford et al. (2010) and Bauer et al. (2010) on treatment of obesity). This study tests a community-based intervention promoting healthy eating and thereby preventing (rather than treating) overweight and obesity (see O'Dea, 2005, for a distinction). The main finding is that a feedback intervention using text messaging can increase adolescents’ fruit and vegetable intake, but only if participants are sufficiently active; in this case reflected in them sending more than half of the possible text messages. The found effect sizes are small, but worthwhile, as also found in previous studies using feedback via text messaging to promote fruit and vegetable intake among adolescents (Bech-Larsen & Grønhøj, 2013) and in studies using Internet-delivered feedback interventions (Gorely, Nevill, Morris, Stensel, & Nevill, 2009; Hamel & Robbins, 2013). Similar to Bech-Larsen and Grønhøj (2013), this study also found that the increase in adolescents’ consumption of fruit and vegetables during the intervention was lower the higher the pre-intervention intake, reflecting that there is a limit to how much fruit and vegetables one can eat during a day (statistically, a regression towards the mean). Substantially, this means that those most in need of change actually changed the most. Further, since most adolescents do not eat the recommended amount of fruit and vegetables, there is plenty of room for improvement and a need for interventions that close the gap. The provided information about benefits of eating more fruits and vegetables, especially in the education session by a dietician, addressed participants’ outcome expectations directly, and giving feedback is a recognized means to improve self-efficacy. However, contrary to expectations, the identified behavior change among 184 the most active participants was not mediated through changes in self-efficacy or outcome expectations. The only significant change in self-efficacy produced by the intervention was a negative impact among participants with a medium level of activity (i.e., sending between 10 and 50% of the text messages). One might speculate that the loss in selfefficacy was due to these participants experiencing the daily text messages as unpleasant reminders about their failure to perform a challenging task. When reminded of one’s lack of previous goal achievement (in this case, regarding sending SMS reports), one might develop a lack of confidence in one’s ability to succeed with this activity, resulting in a negative cycle of more omissions, lower self-efficacy, and perhaps a feeling of helplessness (Abramson, Seligman, & Teasdale, 1978; Maier & Seligman, 1976). This is a serious “boomerang effect” (Ringold, 2002) and a risk that should be considered thoroughly when planning interventions and which should be investigated further in targeted research. This study cannot determine whether participants experiencing a drop in self-efficacy are also more prone to develop personal inefficacy (Bandura, 1982) in other behavior change experiences, but the risk of such negative “spillovers” from health interventions (Bech-Larsen & Kazbare, 2014; O'Dea, 2005) is also worth exploring in future studies. Also contrary to expectations, the only change in outcome expectations was a significant drop for the least active participants (those sending less than 10% of the text messages). It seems likely that this boomerang effect among pupils who never really got started with the intervention reflects denial. Denial is a psychological defense mechanism, a coping strategy to protect one’s self-esteem that arises to avoid the feeling of failure, in this case, because of facing the fact that one is probably not able to make the necessary changes to obtain the self-set goal (Baumeister, Dale, & Sommer, 1998). Specifically, the denier adjusts his/her outcome expectations with doubts that participation will make a 185 difference, thus justifying not participating actively in the intervention (Abelson, 1959). Obviously, also this unexpected consequence of failing to complete the intervention needs to be researched more in future studies. One might speculate that negative results like the ones just described could be avoided in future intervention studies through supplementary support measures that assure sufficient coping with the requests of the intervention. In the present case, an activity level of 50% (i.e., submitting half of the possible text messages) was sufficient to ensure small, but positive changes in diets. The analyses revealed significant differences between genders in changes in behavior and self-efficacy between the two surveys and also in level of activity in the interventions. However, there were no differences in intervention impacts. Hence, a “Hawthorn effect” for girls, where participants respond to being part of a study, rather than to the specific interventions (Wickstrom & Bendix, 2000), cannot be ruled out. It is a general challenge for intervention studies to keep participants motivated and make sure that they are sufficiently engaged to ensure positive behavior change and avoid possible boomerang effects. Response rates in text messaging studies vary for a lot of reasons, such as context and whether it is one- or two-way communication (Whitford et al., 2012). This study required one reminder-report-feedback interaction with each participant per day; which, according to Bosworth and Shaw (2012), is appropriate to motivate people without generating a too-large burden for them. Participants also had breaks from reporting every other week during the 11-week intervention period in order to avoid feeling too monitored. Future campaign planners should pay particular attention to gender difference in the activity level which in this study dropped, from week 1 to 5, from 76% 186 to 41% for boys and from 91% to 60% for girls (see Figure 1). The drop in activity level can be a reactance effect (Brehm & Brehm, 1981; Dowd, 2002), if participants feel that reporting on their fruit and vegetable intake is threatening their freedom of choice or of not having to pay attention to food intake during the day. In order to reduce the risk of reactance, the feedback was designed to not include any socially pressuring information, such as comparing reported intake to recommended intake or to the average intake of others, but only intake relatively to a privately set goal. The only additional measure taken to keep participants active in the intervention was a prize to the class that sent in the most SMSs during the intervention, but no information was collected to test the effectiveness of the prize. Hence, it might be useful to test different approaches to counter attrition in similar interventions in the future, including different approaches targeting boys and girls. Out of 233 participants in the intervention groups who did not send one single text message, 154 did not register the first week and 79 registered, but did not send any text messages. The reason for this lack of activity can be participants’ unwillingness and reactance, but technical problems with registration and reporting can also not be ruled out. If a report were not accepted by the computer system due to deviations from the standardized answer template, participants would receive a standardized error message encouraging them to try again and repeating the intended template. This might not have been enough, even though participants also received a pamphlet with questions and answers and had access to a hotline. Future studies might use qualitative assessments from participants with different activity levels and/or quantitative measurements of participants’ motivation to engage in behavioral change as input to develop strategies for keeping participants active in the intervention and motivate them to be highly active. 187 Special attention should be paid to differences between genders, since boys were on average less active than girls from the outset. This study found no significant effects of a 45-minute nutritional education session over and above participating in the text messaging intervention. The lack of effect of nutritional education of this type is consistent with previous studies, including some focusing on education targeting fruit and vegetable intake through text messaging (Head, Noar, Iannarino, & Grant Harrington, 2013). This suggests that it is not necessary to add education from a dietician in order to obtain the desired effects of a text messaging intervention, at least not in the studied context. One might speculate that the reason might be that these adolescents already had sufficient knowledge beforehand about the health benefits of eating the recommended amount of fruit and vegetables. Like all other studies, this one has its limitations. First of all, the reported intervention is relatively short and conducted in only one country. Even though it is recommended to keep interventions targeting adolescents relatively short (less than 16 weeks in order to obtain significant positive effects, according to Stice et al. (2006)), it could have been informative to include a long-term follow up survey in the study design. It has been suggested that using a competition to incentivize, in this case, a higher activity level might increase socially desirable responses (Raju, Rajagopal, & Gilbride, 2010). However, when the prize depends upon collective rather than individual responses and sending text messages rather than on increased intake of fruit and vegetables, such adverse effects seem less likely. Self-reported behavior (as well as self-efficacy and outcome expectations) is fallible since respondents might neither be able nor willing to accurately report their own behavior (Thøgersen, 2008). It was attempted to reduce this problem by using multiple items and asking about the frequency of eating fruit and 188 vegetables at average meals and snacks which is easier for adolescents (and adults) to report than, for example, portion sizes (Lechner, Brug, & De Vries, 1997; Mullarkey, Johnson, & Hackett, 2007). Since schools were the unit of randomization, one can imagine that there are idiosyncratic school-level effects. However, the number of schools (17, leading to 5 or 6 schools in each condition) is too small to provide sufficient statistical power to separate school effects from intervention effects in a multilevel model. Also, given that there are 5–6 schools in each condition, it seems extremely unlikely that idiosyncratic school effects should produce noticeable biases in the estimations of the intervention effects. Even though text messaging is a popular communication form, its role in health promoting services might be outpaced by apps in smartphones which can provide immediate tailored feedback in a more aesthetic and detailed manner than text messages. A recent review of the use of smartphone technology in promoting physical activity found modest effects due to small sample sizes, short-term studies and a lack of randomized controlled trials (Bort-Roig, Gilson, Puig-Ribera, Contreras, & Trost, 2014). One can easily get carried away with new technology’s promising features. However, it is important to design studies that encompass the theoretical underpinnings of behavior change and the role of immediate feedback and, at the same time, take advantage of the ease and accessibility of new technology. Ensuring easy practical implementation and low costs, two-way communication outlets provide promising means for health promotion in the future. In conclusion, this study has provided new insights on the usefulness of text messaging for health promotion targeting adolescents and especially on the importance of 189 participants’ activity levels for self-efficacy, outcome expectations and, not least, positive behavioral changes. Funding This work was supported by the Danish Ministry of Science, Technology and Innovation, grant no. 09/061357, as part of the research project “Step by step changes of children’s preferences towards healthier food.” Acknowledgements The authors would like to thank the participants and schools. Special thanks to project leader Tino Bech-Larsen for access to the data and useful comments on an earlier draft, to student assistants Jacob Heiss Rosendahl, Astrid Refsgaard, Ken Jørgensen and Christina Bæklund for their work in relation to the data collection and to Birgitte Steffensen for proofreading the manuscript. 190 References Abelson, R. P. (1959). Models of resolution of belief dilemmas. 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Associations between perceived parent behaviors and middle school student fruit and vegetable consumption. Journal of Nutrition Education and Behavior (36), 2-12. 196 Appendix A Counting form handed out to participants in the SMS intervention 1 enhed = 1 unit = 100 grams 197 198 8. CONCLUSION AND IMPLICATIONS In order to respond to the soaring levels of overweight and obesity among adolescents, it is important to understand adolescent healthy eating by accounting for influencing factors, barriers and facilitators. Such an understanding is a necessary foundation for interventions to improve adolescents’ healthy eating behaviour. Therefore, this PhD thesis has contributed with knowledge regarding the socialisation of healthy eating behaviours and the social influences and conditions for behaviour change in relation to adolescents’ healthy eating, more specifically fruit and vegetable intake. Past consumer socialisation research has used a cognitive development approach to determine what is learned at particular developmental stages (John, 1999), while social learning research has focused on modelling to explain how socialisation takes place (Moschis & Churchill, 1978). Parents were identified as primary socialisation agents and friends, school, media as secondary socialisation agents in these approaches. Hence, previous research has tended to study the development of healthy eating behaviour and the social influences and conditions for behaviour change as aspects somewhat isolated from each other. This thesis contributes with bringing these aspects of the healthy eating context closer together. Overall, this thesis deals with the socialisation of healthy eating behaviour, how it is influenced and how it can be improved. This was investigated in the context of the research project “Step by step changes of children’s preferences towards healthier food” where a mixed method approach provided qualitative data (semi-structured interviews with families and a practical exercise) and quantitative data (a feedback intervention involving almost 1500 adolescents and pre- and post-intervention surveys). The findings are presented in three research papers. The first research paper explored the 199 consumer socialisation of healthy eating within the family and especially the adolescents’ and parents’ roles in this regard (paying attention to environmental factors such as food culture and social context). The second research paper investigated the social influence of parents and friends and compared it to the influence of the adolescents’ own self-efficacy and outcome expectations in order to obtain a more comprehensive insight into what affects adolescents’ healthy eating. The third research paper investigated the effects of a feedback intervention employing text messaging on adolescents’ behaviour, self-efficacy and outcome expectations regarding healthy eating. Hence, jointly the papers contribute with insights into how adolescents’ more or less healthy eating is formed and can be influenced. The most important contribution of this thesis is the increased knowledge and insights into adolescent healthy eating, and more specifically their fruit and vegetable intake, which comes about when linking consumer socialisation research and behaviour change theories in the framework of social cognitive theory. This approach has enabled a more holistic view on healthy eating by emphasizing that human agency operates within an interdependent causal structure. Adolescents’ eating behaviour is therefore not studied in isolation, but in its social and cultural context, alongside the adolescents’ personal motivation, with the aim to understand how behaviour develop and can be influenced. The common assumption in consumer socialisation research that adolescents are increasingly influenced by peers at the expense of parents is not confirmed by this research. At least it seems to not result in the former becoming dominating in the context of healthy eating. Parents remain the main influencer of healthy eating during adolescence and, hence, an intra-familiar systemic approach seems the most useful when studying healthy eating socialisation. It was also found that especially what parents do (perceived descriptive norms) has a significant impact on adolescents’ healthy eating 200 behaviour, along with the adolescent’s self-efficacy and outcome expectations. Previous studies of consumer socialisation have mainly looked into the cognitive abilities and not so much the adolescents’ own motivations in relation to the socialisation process and possible behaviour changes. Hence, the socialisation process appears more automatic than it probably is. Furthermore, it was found that when participants engage actively in a feedback intervention using text messaging, such an intervention can influence adolescents’ fruit and vegetable intake significantly. As a physical action – putting healthy foods in your mouth – healthy eating is apparently not a terribly complex behaviour. Yet, with a more holistic view – as in this thesis – trying to take personal factors and environmental factors such as social structures and social influences into account, it appears that healthy eating is actually more complex than it may seem. This should not be underestimated when trying to fight the rising levels of overweight. In the thesis it was found that personal factors such as self-efficacy (the belief in one’s own abilities to change behaviour) are very important for healthy eating, but also the social influence of parents (especially perceived descriptive norms). It is important that health promotors and health policy makers are aware of such findings and of the barriers and facilitators of healthy eating in general. 8.1. Specific research paper contributions The first research paper, in Chapter 5, explores adolescents’ and parents’ roles in healthy eating socialisation within the family based on participation in an intervention three months earlier. By assessing both the adolescent’s and the parents’ view on their roles in the family regarding healthy eating, the research paper provides a 201 thorough – and rare – empirical account of consumer socialisation. A few previous studies of healthy eating have described the socialisation processes as bi-directional (e.g. Kuczynski & Parkin, 2006) but only very rarely provided an in-depth analysis of what this actually means and how it takes place. Hence, this research paper investigates adolescents’ and parents’ accounts of awareness and involvement in healthy eating and shows that adolescents and parents identified several causes of awareness and involvement in healthy eating: new or re-activated health knowledge, visualisation of amounts, self-regulation and planning. In line with Nørgaard et al.’s (2007) study on food buying, results show that adolescents adopted two roles in terms of family socialisation: a direct influencer role placing demands on parents or a cooperative role helping the parents. Parents initiated dialogues with family members about healthy eating and felt responsible as role models often fulfilling the adolescent’s demands and acknowledging their help. Parents also regulated family members’ eating behaviour through shopping, cooking and discussions about healthy eating with family members. The study finds that parents still have the upper hand, when it comes to healthy eating, but with adolescents as active players. The main contribution of Chapter 5 is the utilisation of the adolescent’s immediate family as a unit of analysis when explaining in detail how socialisation efforts materialise within the family in the form of strategies and roles. These findings have practical implications for health promoters who should take into account the family support (or lack hereof), when designing interventions and evaluating the outcomes. The second research paper, in Chapter 6, offers two main contributions: The first is the finding that parents continue to be the main influencer on adolescents’ healthy eating (both for the younger and older adolescents) with what they do being more important than what they say. Thereby, this study rejects a well-known assumption of consumer socialisation research – namely that parents are the main influencers in 202 childhood with friends gradually taking over and becoming dominant in adolescence (Gitelson & McDermott, 2006; John, 1999) – when it comes to healthy eating. Previous studies have underlined the importance of social modelling and social influence on food intake (e.g. Cruwys, Bevelander, & Hermans, 2015; Higgs, 2015), but have treated the social influence from parents and friends separately, with a few exceptions (see for instance Salvy, Elmo, Nitecki, Kluczynski, & Roemmich, 2011). This study contributes with an analysis of the influence of “entangled social spheres” on adolescents’ healthy eating. The findings suggest parents’ awareness of their impact on adolescent healthy eating should be reinforced and that through targeting parents’ behaviour, health promoters might also impact adolescents’ behaviour in a positive direction. The other important contribution of this study is the inclusion of adolescents’ self-efficacy and outcome expectations as important determinants for healthy eating behaviour. By adapting Bandura’s (1986) triadic model of human agency, the analysis includes the adolescents’ personal factors (self-efficacy and outcome expectations), environment (e.g. social context for eating, food culture and perceived social influence of parents and friends) and behaviour. Previous studies applying social cognitive theory have found especially self-efficacy, but also outcome expectations important for improving fruit and vegetable intake (e.g. Fitzgerald, Heary, Kelly, Nixon, & Shevlin, 2013; Rasmussen et al., 2006; Resnicow et al., 1997). However, these studies have not included the environmental context and social influence. Hence, it is an important contribution to the literature of this study that it adds new knowledge about the joint roles of important predictors of healthy eating among adolescents. This study views healthy eating more holistically than previous studies since no previous studies have included all the described factors in the same analysis. The two main findings have practical implications for health promoters in order to optimise 203 intervention efforts and should be considered when designing interventions targeting children and adolescents’ healthy eating. The study shows that it is important to build up self-efficacy and favourable outcome expectations while also including parents as socialisation agents and positive models as a means to increase healthy eating among adolescents. The third research paper, in Chapter 7, investigates the effects of a feedback intervention employing text messaging on adolescents’ behaviour, self-efficacy and outcome expectations regarding fruit and vegetable intake. Studies have found that SCT serves well as a theoretical framework for behaviour change interventions (e.g. Contento, Randell, & Basch, 2002; Michie, Johnston, Francis, Hardeman, & Eccles, 2008). However, only few of the many SCT-based intervention studies apply feedback as a way to enhance self-efficacy (see for instance Bech-Larsen & Grønhøj, 2013; Oenema & Brug, 2003). This study found no significant direct effects of the intervention. However, significant effects of the level of activity in the intervention – reflected in the number of sent text messages – on intervention outcomes were found. Participants sending more than half of the possible text messages significantly increased their fruit and vegetable intake. However, contrary to expectations, the identified behaviour change was not mediated through changes in self-efficacy or outcome expectations. It was also found, unexpectedly, that participants sending between 10 and 50% of the possible text messages experienced a significant drop in self-efficacy, and those sending less than 10% experienced a significant drop in outcome expectations. The first finding suggests that participants’ active engagement in an intervention is crucial for its success. This study is one of the first to investigate, in the context of a field test, how the impacts of an intervention depend on participants’ activity level in the intervention. However, the negative results for self-efficacy and outcome 204 expectations for those least active in the intervention show that there is a risk of boomerang effects when employing such interventions. Boomerang effects such as these might be avoidable, but the findings show that future intervention studies definitely need to develop supplementary support measures to assure sufficient coping with the requests of the intervention. Furthermore, this study found no significant effects of the 45-minute nutritional education session over and above participating in the text messaging intervention. This suggests that it is not necessary to add education from a dietician in order to obtain the desired effects of a text messaging intervention, at least not in the studied context. In the short description of the intervention leading up to the interviews in Chapter 5, all three intervention groups had two visits from a dietician. Because of this design it was not possible to determine the effect of nutritional education by a dietician. It is only mentioned in Chapter 5 that adolescents found the session with the dietician useful. In the intervention reported in Chapter 7, only one group was visited by a dietician with the aim to test whether there were significant differences between the two text messaging groups when adding a dietician session to one of the groups. This was not the case and therefore it is suggested that education by a dietician in a 45-minutes session at school is not necessary. However, Chapter 7 does not say anything about the adolescents’ perception of the session, which could be positive as reported in Chapter 5. Another contribution in itself is the exploration of the interactivity potential of text messaging in an intervention. Only few intervention studies on adolescent healthy eating have tried to benefit from the popularity of text messaging among adolescents. The finding that sending just half of the text messages – 18 daily text messages within 35 days – can improve fruit and vegetable intake shows that text messaging has potential as a health promotion tool. Interventions tend to be costly, but text messaging is an affordable 205 tool, available to most social groups and easy to access (Fjeldsoe, Marshall, & Miller, 2009). Hence, by exploring the potential of text messaging as a two-way communication tool in a feedback intervention, where participants are engaged in a learning-by-doing process to facilitate changes in behaviour, this study gives a valuable contribution to the health promotion literature. 8.2. Limitations This thesis has its limitations, and since most of them are inherent to the chosen research methods and are described in more detail in each research paper, this section will present more general limitations. First of all, the choice of focusing specifically on fruit and vegetable intake as an important example of healthy eating entails precautions when interpreting the results. Section 1.3 provided arguments for operationalizing healthy eating as fruit and vegetable intake, but a study focusing on other examples of healthy eating, such as intake of fish or wholegrain, might have generated different results, and also comparing different healthy eating behaviours would be highly relevant (e.g. Bruening et al. (2012)). During the work with this thesis, it has become clear that exploring environmental and personal factors behind unhealthy eating might be just as important as studying healthy eating, and there is a lack of knowledge about adolescents’ unhealthy eating. Future studies should therefore look into a broader range of behaviours, including unhealthy eating. Secondly, studying adolescent healthy eating and aiming for a more holistic view is challenging – especially within the confines of a doctoral study where the empirical foundation is bound to be rather limited and interventions of short duration. 206 Since an important aim of this thesis was to deepen the understanding of the development of and influences on an important type of healthy eating behaviour among adolescents, it is a limitation that the qualitative study reported in the first research paper (Chapter 5) is a cross-sectional study conducted at a single point in time. Ideally, in order to access the consumer socialisation process in detail, the transformation of a sample of children into adolescence should have been studied over time. Future studies might consider, for example, longitudinal ethnographic studies. Also, the interviewed adolescents (and in some cases also one parent) had taken part in a healthy eating intervention three months earlier. It is a limitation of this study that the possible influence on the findings of the participation in the intervention cannot be determined. Hence, it cannot be rejected that a study with a similar population that had not taken part in such an intervention could provide other results. Thirdly, one of the main findings in this thesis is the perceived importance of parents in adolescence in their role as main influencer on healthy eating (Chapters 5 and 6). The recommendation is to study adolescents’ healthy eating in a family context. Also, a study on childhood obesity treatments comparing intervention effects targeting parents alone and parents and obese children (age 6-11) together, finds that targeting parents alone yields better results (Golan, Kaufman, & Shahar, 2006). In this connection it may seem illogical that the intervention described in Chapter 7 does not include parents. The decision to target adolescents only in this case was based on the findings in the small-scale intervention study prior to the qualitative study where parents were included, but no significant results were found. Hence, it was concluded that for this particular intervention, it would be superfluous to also include parents actively. However, in order to assess the apparent discrepancy between choice of design elements and findings in this thesis, this should be explored more thoroughly in future studies. 207 Finally, the results of the intervention study reported in Chapter 7 should be interpreted with caution: The significant effects of the level of activity on intervention outcomes could be due to intervention design features favouring only those motivated enough to take part. A different design paying more attention to the motivation of the participants might have produced different results. Text message-based healthy eating interventions among adolescents are rare, and one reason for this – partly implied by the results reported in this thesis – could be lack of convincing results. Hence, future studies should focus on comparing design features in search for the ‘optimal’ intervention design and more convincing results. 8.3. Implications 8.3.1. Research implications This PhD thesis establishes that when studying adolescent healthy eating, both personal factors (such as self-efficacy and outcome expectations) and environmental factors (such as social influences) should be taken into account. In Chapters 5 and 6 the importance of parents’ healthy eating behaviour for adolescents’ healthy eating behaviour is illustrated. This finding emphasises the importance of considering the influence – and possibly involvement – of parents when targeting adolescents in interventions. The results demonstrate that it is important to study family interaction since adolescents are subject to their parents’ attitudes and behaviours regarding healthy eating. The family context is part of the socio-structural factors directly and indirectly influencing adolescents and a setting which to different degrees leaves room for adolescents’ direct and indirect influence. If the adolescents’ attempts of influence are successful (for instance avoiding an unfamiliar vegetable by suggesting a more familiar one), this could help build adolescents’ self- 208 efficacy and motivation for healthy eating – as well as motivation for taking part in family interaction with respect to e.g. shopping and cooking. The role of motivation and self-regulation is not new in research on healthy eating, but the direction and degree of influence from various sources and how to build it have not been fully explored in terms of adolescents’ healthy eating. Future research is suggested to do so. This research also demonstrates that feedback interventions can initiate positive behaviour changes. Chapter 7 showed how text messaging can be used as a platform for feedback. Applying new media technology definitely has its place in health promotion. It can transcend the boundaries between social spheres – such as home and school – in interventions, it is not limited to one physical place or one time, and it is relatively cheap. The reported study was rather large in scale and also close to “real-life” in terms of voluntary participation and opt-out possibilities. The results show that when participation levels are high enough, positive results in terms of increased intake of fruit and vegetables can be obtained. However, the drops in self-efficacy and outcome expectations found in Chapter 7 for those with lower participation levels are worrying. In Chapter 7 possible boomerang effects in terms of learned helplessness and denial are suggested as explanations. If an intervention causes decline in self-efficacy and/or outcome expectations, this possibly makes it more difficult for the participant to engage in other future behaviour changes in relation to healthy eating. So it is paramount to know how to motivate participants to participate – and participate sufficiently – in order to improve behaviour and avoid deteriorating antecedents of behaviour. As Chapter 7 shows, just getting participants to register can be difficult. Especially the high rate of boys (23.8 %) not participating in the first week of the intervention is a challenge. Future studies should look more into the barriers for registration and participation in health behaviour 209 interventions using text messaging or other interactive media. Future studies should also explore participants’ levels of motivation at different times before and during the intervention, the barriers for motivation and how to increase motivation. From the experiences in this thesis, it is crucial to know more about participants’ motivation in relation to changes in health behaviours. This research adds to the limited knowledge of including text messaging – and new media technology in general – in health promotion efforts. More research is needed to increase the knowledge of the importance of design features. The literature review and the results indicate that intervention design features, such as length of intervention and participation method (adolescent alone, parent alone or adolescent and parent together), could also matter for the optimal intervention for adolescents’ healthy eating. Also, it seems relevant to conduct follow up studies and target other healthy eating behaviours as well as other health behaviours. Finally, future research should improve the reliability of self-reported onthe-go data such as text messaging. The current knowledge is still not detailed enough to be able to explain how and why participants report as they do, and it is important to develop solid reliability checks. 8.3.2. Theoretical implications This thesis demonstrates that a SCT approach to consumer socialisation research can add to the development of this field. The chosen framework brings the two main elements of consumer socialisation research – cognitive development theory and social learning theory – closer together. However, it is important to develop this integration further in future research. Especially the role of social influences and the entanglement of social spheres should be studied in more detail in order to add to the understanding of consumer socialisation. Although major behaviour changes are rare, the 210 SCT is widely regarded a suitable theoretical foundation for behaviour change interventions (e.g. Michie et al., 2008). Therefore, the design of the intervention investigated in this thesis was built on SCT, with an aim of influencing two antecedents of behaviour: self-efficacy and outcome expectations. Despite a thorough intervention design and careful implementation efforts, only a small – but significant – increase in fruit and vegetable intake was found, as reported in Chapter 7. Also, despite addressing participants’ outcome expectations and self-efficacy (through information and feedback in the intervention), the identified behaviour change among the most active participants was, contrary to expectations, not mediated through self-efficacy and outcome expectations. This suggests that it is extremely difficult to change behaviour, but it also questions whether the constructs suggested by the SCT are necessarily the most important focus points of a healthy eating intervention. The Health Action Process Approach (HAPA) (Schwarzer, 2008a, 2008b), and other stage models of health behaviour (Sutton, 2005), are motivated exactly by the somewhat disappointing results of SCT-based interventions when it comes to behaviour change. HAPA distinguishes between pre-intentional motivation processes that form behavioural intentions and post-intentional volition processes that form the transformation of intentions into actual health behaviour. The volition phase is further subdivided into three phases: planning, initiation and maintenance. Based on Bandura’s SCT, self-efficacy and outcome expectations are assumed to influence intentions directly, in the motivation stage. Since the found behaviour change is not mediated through these two variables, it can be inferred that the behaviour change is (probably) not caused by a change/improvement in motivation. Hence, it is likely that participants for some reasons become better at acting on their motivation due to the intervention; a change in the volition stage. The intervention may have improved participants’ planning, initiation 211 and/or maintenance with regard to eating fruit and vegetables, where improved planning and/or initiation seems most likely. Since specific measures regarding these processes were not taken, it is not possible to determine with any certainty which volition processes were influenced. It is possible that goal-setting and reporting via text messages in the intervention have stimulated the participants to concretise implementation intentions (Gollwitzer (1993) regarding eating more fruit and vegetables (i.e., improved planning), but the daily messages may also have functioned as prompts (i.e., initiation) and/or reminders (i.e., maintenance) for those most active in the intervention. The drop in self-efficacy and outcome expectations for the less active participants can be due to their failure to live up to the challenge of the intervention. Negative mastery experiences can make participants less sure of their self-efficacy and make them lose faith in their capabilities (Bandura, 1997). It cannot be determined from this research whether they will also be more prone to develop personal inefficacy (Bandura, 1982) with regard to other behaviour changes. However, the rather optimistic view on human’s self-motivation abilities could be questioned by these declining levels, and even though it is on a weak empirical basis, it is a theoretical implication of this study that there is a need to explain in detail, within the framework of SCT, how to overcome failure and develop more resilient self-efficacy and more positive outcome expectations as important antecedents for behaviour. In sum, findings of this thesis question the usefulness of SCT in its original form as a framework for feedback interventions. However, a thorough comparison of different design features and outcomes (as suggested in section 8.2.) are needed before a final assessment of SCT as a framework can be made. 212 8.3.3. Policy implications There are a number of practical implications of this PhD thesis for health promoters, such as health policy makers and other stakeholders, trying to counter the rising levels of overweight among adolescents. In line with WHO’s recommendations regarding securing healthy adolescents, this PhD thesis has demonstrated that it is important to target both adolescents’ motivation and the environment surrounding them. WHO recommends more support for parents and schools, and the findings in Chapters 5 and 6 confirm this. Still, personal skills and motivation are also important as demonstrated in Chapter 7, where the intervention succeeded in making some of the participants change. However, more research on the motivational aspects of engaging in an intervention is needed and especially in order to avoid boomerang effects as the ones described in Chapter 7. Parents’ and adolescents’ barriers and facilitators in relation to healthy eating presented in Chapter 5 underlined the importance of a more holistic view on adolescents’ eating behaviours, rather than focusing merely on the individual or the environmental aspects in health policies. It is outside the scope of the thesis to suggest specific policy changes, but it is expected that for instance taxes on healthy and unhealthy foods play a role in what the parents need to be gatekeepers for. Furthermore, the study found health to be important for especially parents and their awareness of being role models for their children should therefore be reinforced, which could be done in information campaigns. The results in Chapter 7 show that it is possible to achieve positive results from a rather low-budget intervention by using text messaging. The results also show that there were no significant effects of the 45-minute nutritional education session over and above participating in the text messaging intervention. One could claim that a 45-minute education session is a rather limited intervention, but it is not unlike how teaching nutrition in school by an outside nutritionist typically occurs 213 (although it would probably often be given in connection with a wider class theme on nutrition and not detached as here). Another reason for no significant effects of the 45minute education session could be that the adolescents in this study already had sufficient knowledge about the health benefits of eating the recommended amount of fruit and vegetables. If the participants have sufficient knowledge about healthy eating, adding an intervention using text messaging would be more effective than adding even more education, for example by a dietician. If pre- and post-measurements are conducted online, it is possible – by the help of for instance schools and teachers – to conduct really large-scale interventions at a considerably lower price than interventions demanding many man-hours at schools or in families by dieticians. Therefore, health promoters should consider text message-based or similar interventions for a wider population and allocate the expertise of dieticians to those in need of help. To sum up, this PhD thesis has contributed with knowledge about adolescents’ healthy eating. 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