FORMA A Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015 FORMAT OF INITIAL DISCLOSURE OF SECURITIES [Regulation 7 (1) (a) read with Regulation 6(2)] Name of the company: ISIN of the company: Details of Securities held by Promoter, Key Managerial Personnel (KMP), Director and other such persons as mentioned in Regulation 6(2) Name , PAN No., CIN/ DIN & Address Category of person(Prompters /KMP/Directors Immediate Relatives/others, etc) with Contact Nos. 1 2 Signature: Designation: Date: Place: Securities held as on date of % of Open Interest of the regulation coming into force Shareholding Future Contracts held as on the date of regulation coming into force Open interest of the option contracts held as on the date of regulation coming into force Type of security (For e.g.: shares, warrants, Convertible Debentures, etc.) No. Number of Units (contract Lot size) 3 4 Number of Units (contract Lot size) 5 Notional Value in Rupees Terms 6 Notional Value In Rupees Terms 7 FORM B Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015 [Regulation 7 (1) (b) read with Regulation 6(2)] Name of the company: ISIN of the company: Details of Securities held on appointment of Key Managerial Personnel (KMP) or Director or upon becoming a Promoter of a listed company and other such persons as mentioned in Regulation 6(2). Name, PAN No., CIN/ DIN & Address Category of person(Prompter s/KMP/Directors Immediate Relatives/others Etc) with contact nos. 1 2 Date of Appointment of Directors KMP or Date of becoming Securities held at the time of becoming Promoter/ Appointment Of Director/ Promoter KMP Type of No security (For eg: shares, warrants, Convertible Debentures, etc.) 3 4 Signature: Designation: Date: Place: % of Share Holding Open Interest of the Future Contracts held at the time of becoming Promoter/ Appointment of Director/KMP Number Notional of Value Units in (contracts Rs. Lot size) Terms 5 6 Open interest of the option contracts held at the time of becoming Promoter/ Appointment Director/KMP Number of Units (contracts Lot size) 7 Notional Value in Rs. Terms FORM C Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015 [Regulation 7 (2) read with Regulation, 6(2)] Name of the company: ISIN of the company: Details of change in holding of Securities of Promoter, Employee or Director of a listed company and other such persons as mentioned in Regulation 6(2). Name , PAN No., CIN/ DIN & Addre ss with contac t nos. Catego ry of person (Prom pters/ KMP/ Directo rs/Im mediat e Relativ es/oth ers, etc) 1 2 Signature: Designation: Date: Place: Securities held prior to acquisitio n/Dispos al Securities Acquired/ Disposed Type of securi ty (For eg:Share s, Warra nts, conve rtible Debe ntures etc. 3 Type of securit y (For eg:Shares, Warran ts, convert ible Debent ures etc. N o . 4 % of Shareholdi ng N o . Pre Tra nsa ctio n Pos t Tra nsa ctio n 6 7 8 Date of Allotme nt advice/ Acquisit ion of shares/s ale of shares specify Fro T m o Dat e of inti ma tio n to co mp any 9 11 10 Mode of acquis ition( marke t purch ase/p ublic rights /prefe rential offer/ off marke t/inte r-se transf er etc) Trading in Derivatives( specify type of contract, Futures or Options V al u e Num ber of units (Con tracts in size) V al u e Num ber of units (Con tracts in size) 12 1 3 14 1 5 16 Buy Sell Ex ch an ge on wh ich the tra de wa s exe cut ed 17 FORM D Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015 [Regulation 7 (3) – Transaction by other connected persons as identified by the company] Name of the company: ISIN of the company: Transactions by Other connected persons as identified by the company Name, PAN No., CIN/DI N& Address of connecte d persons, as identified by the company with contact Nos. Conn ection with the comp any. Securities held prior to acquisitio n/Dispos al Securities Acquired/ Disposed Type of securit y (For eg:Shares, Warra nts, conver tible Debent ures etc. 1 2 Type of secu rity (For eg:Shar es, Warr ants, conv ertib le Debe ntur es etc. 3 Signature: Designation: Date: Place: N o. 4 % of Shareholdi ng N o . Pre Tra nsac tion Post Tra nsac tion 6 7 8 Date of Allotme nt advice/ Acquisiti on of shares/s ale of shares specify Fro T m o Dat e of inti mat ion to co mp any 9 11 10 Mode of acquisi tion(m arket purcha se/pu blic rights/ prefere ntial offer/ off market /interse transfe r etc) Trading in Derivatives( specify type of contract, Futures or Options V al u e Num ber of units( Contr acts in size) V al u e Num ber of units( Contr acts in size) 12 1 3 14 1 5 16 Buy Exchange on which the trade was executed Sell 17 FORM E ANNUAL DISCLOSURE Name of the company: ISIN of the company: Details of Securities held by Promoter, Key Managerial Personnel (KMP), Director and other connected person as mentioned in Regulation 6(2) Name, Category of Securities as on % of Open Interest of the Open interest of the PAN person(Prompters 31st March_____. shareholdi Future Contracts held option contracts held No., /KMP/ ng as on as on as on 31st as on as on 31st CIN/D Directors/Immedi 31st March_____. March_____. IN & ate March___ Addres Relatives/others, __. s with etc) contact Type of N Number of Notion Number of Notion security o. Units(contra al Units(contra al nos. (For eg: cts lot size) Value cts lot size) Value shares, in in warrants, Rupee Rupee Convertible s s Debentures Terms Terms , etc.) 1 2 3 4 5 6 7 8 9 Signature: Designation: Date: Place
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