FORMA A
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015
FORMAT OF INITIAL DISCLOSURE OF SECURITIES
[Regulation 7 (1) (a) read with Regulation 6(2)]
Name of the company:
ISIN of the company:
Details of Securities held by Promoter, Key Managerial Personnel (KMP), Director and other such
persons as mentioned in Regulation 6(2)
Name
, PAN
No.,
CIN/
DIN
&
Address
Category of
person(Prompters
/KMP/Directors
Immediate
Relatives/others,
etc)
with
Contact
Nos.
1
2
Signature:
Designation:
Date:
Place:
Securities held as on date of % of
Open Interest of the
regulation coming into force Shareholding Future Contracts held
as on the date of
regulation coming into
force
Open interest of the
option contracts
held as on the date
of regulation coming
into force
Type of security
(For e.g.: shares,
warrants,
Convertible
Debentures, etc.)
No.
Number of
Units
(contract
Lot size)
3
4
Number of
Units
(contract
Lot size)
5
Notional
Value in
Rupees
Terms
6
Notional
Value
In
Rupees
Terms
7
FORM B
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015
[Regulation 7 (1) (b) read with Regulation 6(2)]
Name of the company:
ISIN of the company:
Details of Securities held on appointment of Key Managerial Personnel (KMP) or Director or upon
becoming a Promoter of a listed company and other such persons as mentioned in Regulation 6(2).
Name,
PAN
No.,
CIN/
DIN &
Address
Category of
person(Prompter
s/KMP/Directors
Immediate
Relatives/others
Etc)
with
contact
nos.
1
2
Date of
Appointment
of Directors
KMP or
Date of
becoming
Securities held at
the time of
becoming
Promoter/
Appointment
Of Director/
Promoter
KMP
Type of
No
security
(For eg:
shares,
warrants,
Convertible
Debentures,
etc.)
3
4
Signature:
Designation:
Date:
Place:
% of
Share
Holding
Open Interest of
the Future
Contracts held at
the time of
becoming
Promoter/
Appointment
of Director/KMP
Number
Notional
of
Value
Units
in
(contracts
Rs.
Lot size)
Terms
5
6
Open interest of
the option
contracts held at
the time of
becoming
Promoter/
Appointment
Director/KMP
Number
of
Units
(contracts
Lot size)
7
Notional
Value
in
Rs.
Terms
FORM C
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation,
2015 [Regulation 7 (2) read with Regulation, 6(2)]
Name of the company:
ISIN of the company:
Details of change in holding of Securities of Promoter, Employee or Director of a listed company and
other such persons as mentioned in Regulation 6(2).
Name
, PAN
No.,
CIN/
DIN
&
Addre
ss
with
contac
t nos.
Catego
ry of
person
(Prom
pters/
KMP/
Directo
rs/Im
mediat
e
Relativ
es/oth
ers,
etc)
1
2
Signature:
Designation:
Date:
Place:
Securities
held prior
to
acquisitio
n/Dispos
al
Securities
Acquired/
Disposed
Type
of
securi
ty
(For
eg:Share
s,
Warra
nts,
conve
rtible
Debe
ntures
etc.
3
Type of
securit
y (For
eg:Shares,
Warran
ts,
convert
ible
Debent
ures
etc.
N
o
.
4
% of
Shareholdi
ng
N
o
.
Pre
Tra
nsa
ctio
n
Pos
t
Tra
nsa
ctio
n
6
7
8
Date of
Allotme
nt
advice/
Acquisit
ion of
shares/s
ale of
shares
specify
Fro T
m
o
Dat
e of
inti
ma
tio
n
to
co
mp
any
9
11
10
Mode
of
acquis
ition(
marke
t
purch
ase/p
ublic
rights
/prefe
rential
offer/
off
marke
t/inte
r-se
transf
er etc)
Trading in
Derivatives( specify
type of contract,
Futures or Options
V
al
u
e
Num
ber
of
units
(Con
tracts
in
size)
V
al
u
e
Num
ber
of
units
(Con
tracts
in
size)
12
1
3
14
1
5
16
Buy
Sell
Ex
ch
an
ge
on
wh
ich
the
tra
de
wa
s
exe
cut
ed
17
FORM D
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulation, 2015
[Regulation 7 (3) – Transaction by other connected persons as identified by the company]
Name of the company:
ISIN of the company:
Transactions by Other connected persons as identified by the company
Name,
PAN
No.,
CIN/DI
N&
Address
of
connecte
d
persons,
as
identified
by the
company
with
contact
Nos.
Conn
ection
with
the
comp
any.
Securities
held
prior to
acquisitio
n/Dispos
al
Securities
Acquired/
Disposed
Type
of
securit
y (For
eg:Shares,
Warra
nts,
conver
tible
Debent
ures
etc.
1
2
Type
of
secu
rity
(For
eg:Shar
es,
Warr
ants,
conv
ertib
le
Debe
ntur
es
etc.
3
Signature:
Designation:
Date:
Place:
N
o.
4
% of
Shareholdi
ng
N
o
.
Pre
Tra
nsac
tion
Post
Tra
nsac
tion
6
7
8
Date of
Allotme
nt
advice/
Acquisiti
on of
shares/s
ale of
shares
specify
Fro T
m
o
Dat
e of
inti
mat
ion
to
co
mp
any
9
11
10
Mode
of
acquisi
tion(m
arket
purcha
se/pu
blic
rights/
prefere
ntial
offer/
off
market
/interse
transfe
r etc)
Trading in Derivatives(
specify type of contract,
Futures or Options
V
al
u
e
Num
ber of
units(
Contr
acts
in
size)
V
al
u
e
Num
ber of
units(
Contr
acts
in
size)
12
1
3
14
1
5
16
Buy
Exchange
on which
the trade
was
executed
Sell
17
FORM E
ANNUAL DISCLOSURE
Name of the company:
ISIN of the company:
Details of Securities held by Promoter, Key Managerial Personnel (KMP), Director and other connected
person as mentioned in Regulation 6(2)
Name,
Category of
Securities as on
% of
Open Interest of the
Open interest of the
PAN
person(Prompters
31st March_____. shareholdi Future Contracts held
option contracts held
No.,
/KMP/
ng as on
as on as on 31st
as on as on 31st
CIN/D
Directors/Immedi
31st
March_____.
March_____.
IN &
ate
March___
Addres Relatives/others,
__.
s with
etc)
contact
Type of
N
Number of
Notion
Number of
Notion
security
o.
Units(contra al
Units(contra al
nos.
(For eg:
cts lot size)
Value
cts lot size)
Value
shares,
in
in
warrants,
Rupee
Rupee
Convertible
s
s
Debentures
Terms
Terms
, etc.)
1
2
3
4
5
6
7
8
9
Signature:
Designation:
Date:
Place