WISCONSIN LEGISLATIVE COUNCIL Terry C. Anderson, Director Laura D. Rose, Deputy Director TO: REPRESENTATIVE JOE SANFELIPPO FROM: David Moore, Staff Attorney RE: Whether Repealing Wisconsin’s “Complete Streets” Statute Would Jeopardize Wisconsin’s Receipt of Federal Highway Aid DATE: December 4, 2013 You asked whether repealing s. 84.01 (35), Stats., would jeopardize the state’s ability to receive federal highway aid. This statute, often referred to as the “complete streets” statute, directs the Department of Transportation (WisDOT) to “ensure that bikeways and pedestrian ways are established in all new highway construction and reconstruction projects funded in whole or in part from state or federal funds.” Although highway projects requiring federal approval would remain subject to federal requirements concerning the consideration of bicycle transportation facilities and pedestrian walkways, s. 84.01 (35), Stats., could be repealed without putting federal highway aid to the state at risk. FEDERAL LAW Federal law, in general, requires the “due consideration” of bicycles and pedestrians in highway reconstruction and reconstruction projects. These requirements are contained in federal statutes, administrative rules, and a U.S. Department of Transportation (U.S. DOT) policy statement. Statutes The applicable federal statute provides as follows: (1) In general. – Bicyclists and pedestrians shall be given due consideration in the comprehensive transportation plans developed by each metropolitan planning organization and State in accordance with sections 134 and 135, respectively. Bicycle transportation facilities and pedestrian walkways shall be considered, where appropriate, in conjunction with all new One East Main Street, Suite 401 • P.O. Box 2536 • Madison, WI 53701-2536 (608) 266-1304 • Fax: (608) 266-3830 • Email: [email protected] http://www.legis.wisconsin.gov/lc -2construction and reconstruction of transportation facilities, except where bicycle and pedestrian use are not permitted. (2) Safety considerations. – Transportation plans and projects shall provide due consideration for safety and contiguous routes for bicyclists and pedestrians. Safety considerations shall include the installation, where appropriate, and maintenance of audible traffic signals and audible signs at street crossings. [23 U.S.C. s. 217 (g).] Related federal statutes also authorize the use of federal funding for bicycle transportation and pedestrian accommodations, and require that a portion of federal funds allocated to states be used for certain pedestrian and bicycle purposes. Where the statutes authorize the use of federal funding for bicycle and pedestrian accommodations, the statutory language is permissive; for example, “a State may obligate [certain] funds apportioned to it...for construction of pedestrian walkways and bicycle transportation facilities and for carrying out nonconstruction projects related to safe bicycle use.” [23 U.S.C. s. 217 (emphasis added).] Where a state’s use of federal funds is conditioned on the state using a portion of the funds for bicycle and pedestrian purposes, the statutory language is mandatory: “Each State receiving an apportionment under sections 104 (b) (s) and 104 (b) (3) of this title shall use such amount of the apportionment as may be necessary to fund in the State department of transportation a position of bicycle and pedestrian coordinator....” [23 U.S.C. s. 217 (d) (emphasis added).] Rules Rules promulgated by U.S. DOT declare as federal policy that “[t]he safe accommodation of pedestrians and bicyclists should be given full consideration during the development of Federal-aid highway projects, and during the construction of such projects.” The rules then specify that federal funds are available to carry out this obligation and set forth criteria for bicycle and pedestrian projects constructed with federal funds. [23 C.F.R. ss. 652.5 – 659.13.] Policy Statement U.S. DOT has issued a policy statement which asserts, in relevant part, that bicycle and pedestrian accommodations be included on all new construction and reconstruction projects involving federal funds, except where one of the following applies: 1. Bicyclists are prohibited by law from using the roadway. 2. The cost of establishing bikeways would be excessively disproportionate to the need or probable use. “Excessively disproportionate” is defined by the Federal Highway Administration (FHWA) as exceeding 20% of the larger transportation project. 3. Sparsity of population or other factors indicate an absence of need. -3U.S. DOT’s stated purpose in developing the policy statement is its “hope[] that public agencies, professional associations, advocacy groups, and others adopt this approach as a way of committing themselves to integrating bicycling and walking into the transportation mainstream.”1 This policy was recently reaffirmed in 2010. 2 STATE LAW The 2009-2011 Wisconsin Biennial Budget Act created s. 84.01 (35), Stats., which requires WisDOT to “ensure that bikeways and pedestrian ways are established in all new highway construction and reconstruction3 projects funded in whole or in part from state or federal funds appropriated under s. 20.395 or 20.866” unless one of the following applies: 1. Bicyclists or pedestrians are prohibited by law from using the highway that is the subject of the project. 2. The cost of establishing bikeways or pedestrian ways would be excessively disproportionate to the need or probable use of the bikeways or pedestrian ways. State law uses the same definition of “excessively disproportionate” as the FHWA. 3. Establishing bikeways or pedestrian ways would have excessive negative impacts in a constrained environment. 4. There is an absence of need for the bikeways or pedestrian ways, as indicated by sparsity of population, traffic volume, or other factors. 5. The community where pedestrian ways are to be located refuses to accept an agreement to maintain them. [s. 84.01 (35) (c), Stats.] These exceptions largely mirror the exceptions in the federal policy statement. Wisconsin’s law, however, contains two additional exceptions not included in the federal policy statement. Accommodating Bicycle and Pedestrian Travel: A Recommended Approach (available at: http://www.fhwa.dot.gov/environment/bicycle_pedestrian/guidance/design_guidance/design.cfm). 2 U.S. Department of Transportation Policy Statement on Bicycle and Pedestrian Accommodation Regulations and Recommendations, signed on March 11, 2010 and announced March 15, 2010, available at: http://www.fhwa.dot.gov/environment/bicycle_pedestrian/overview/policy_accom.cfm. 3 “Reconstruction” means one of the following: 1 1. Total rebuilding of an existing highway to improve maintainability, safety, geometrics and traffic service. It is accomplished basically on existing alignment, and major elements may include flattening of hills and grades, improvement of curves, widening of the roadbed, and elimination or shielding of roadside obstacles. Normally, reconstruction will require additional property acquisition. 2. Pavement replacement having a design life of 15 years or more on an existing highway. [s. 84.013 (1) (c), Stats., and s. Trans 75.01 (6), Wis. Adm. Code.] -4WisDOT subsequently promulgated rules to provide additional detail on how it carries out its obligation to ensure bikeways and pedestrian ways are included in all applicable projects. These rules are contained in ch. Trans 75, Wis. Adm. Code. DISCUSSION You asked whether repealing s. 84.01 (35), Stats., and directing WisDOT to repeal or amend ch. Trans 75 accordingly, would jeopardize the state’s ability to receive federal highway aid. Although repealing s. 84.01 (35), Stats., would not relieve the state of its obligation to follow federal law with respect to projects receiving federal funding, s. 84.01 (35), Stats., could be repealed without directly impacting the state’s receipt of federal highway aid. As noted above, federal law requires that a portion of federal funds allocated to states be used for certain bicycle and pedestrian purposes; e.g., establishing a state bicycle and pedestrian coordinator. But the general directive to give bicycles and pedestrians “due consideration” in federal-aid construction and reconstruction projects does not condition the receipt of federal highway aid in general on whether a state has its own law requiring the inclusion of bicycle and pedestrian facilities in highway projects. Further, although s. 84.01 (35), Stats., is reasonably consistent with U.S. DOT’s policy statement, it arguably imposes obligations not required by federal law. For example, federal law requires that bicycles and pedestrians be given “due consideration” in highway construction and reconstruction projects. “Due consideration” is a relatively vague standard compared with the specificity of Wisconsin’s requirement that WisDOT “ensure that bikeways and pedestrian ways are established.” Additionally, the requirement in s. 84.01 (35), Stats., applies to projects funded in whole or in part with state or federal funds, whereas federal law only applies to projects receiving federal funding. FHWA staff consulted for the preparation of this memorandum confirmed that federal law does not require a state to have its own law requiring the inclusion of bicycle and pedestrian accommodations in highway projects to remain eligible for federal aid. According to FHWA staff, FHWA approves funding on a project-by-project basis, and would therefore apply federal policy regarding bicycle and pedestrian accommodations to each project receiving federal highway aid. FHWA staff stated that WisDOT may generally allocate the state’s federal highway aid to whichever projects it chooses; FHWA then either approves or disapproves the use of the funds for that project, depending on whether the project meets federal requirements. In the event FHWA determined that appropriate consideration of bicycles and pedestrians was not given with respect to a particular project, federal approval to use federal funds for that project would be withdrawn. The state, however, would remain free to use the funds that would have been used for the disapproved project for projects that meet federal requirements. If you have any questions, please feel free to contact me directly at the Legislative Council staff offices. DM:jal
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