Wildfire Operations Research FINAL REPORT May 2014 Long-term monitoring programs and data-collection protocols for fuel treatment sites: a literature review Steve Hvenegaard Introduction The escalating severity of wildfires is widely recognized and the threat to expanding communities and other values in the wildland-urban interface is increasing. As the frequency and severity of wildfires increase, fuels management programs strive to reduce the risk of catastrophic wildland fires that threaten people, communities, and natural resources. General vegetation management strategies have been widely accepted (Agee and Skinner 2005) and specific fuel treatment prescriptions (Partners in Protection 2003) are implemented across a broad range of forest fuels to mitigate the risk of wildfire. Wildfire management agencies across Canada have been actively conducting extensive forest fuel treatments for the past two decades. Although most fuel treatments are likely effective in altering fire behaviour in the short term, the capability of treatments to effectively moderate fire behaviour and reduce wildfire risk in the long term is not well documented or understood. Objective Our advisory members had asked us to develop a universal long-term monitoring program for fuel treatment sites and a standard data-collection protocol that would generate the data needed to determine fuel treatment maintenance schedules. A standard data-collection protocol would allow more efficient and effective sharing of information across districts and, possibly, across provinces. Methods Our first step in this project was to review the available literature. While the project proposal was worded to address FireSmart sites, our advisory members suggested at the March 2013 advisory meeting that the term fuel treatments would be more appropriate because it would include all treatments whether or not they strictly adhered to FireSmart standards. We searched the Internet for published and unpublished (grey) literature using the key words wildland fuel treatment effectiveness and wildland fuel-treatment monitoring. We then examined the reference section of the documents we found from our initial search to uncover several more relevant documents. We sorted the documents into three categories: (1) long-term monitoring of fuel treatments; (2) data-collection protocols; (3) methods of assessing fuel treatment effectiveness. We then addressed each of the following topics: 1 Wildfire Operations Research goals and objectives of a universal, long-term monitoring program data needs of a universal, long-term monitoring program existing programs and data-collection protocols Results Monitoring is the collection and analysis of repeated observations or measurements to evaluate changes in condition and progress toward meeting a management objective. Monitoring can demonstrate that the current management approach is working and provide evidence supporting the continuation of current management. (Elzinga et al. 1998) Monitoring can also identify problems with a current management practice and provide alternate solutions that will mitigate concerns and/or increase efficiencies. Goals and Objectives for Long-Term Monitoring Programs The success of a long-term monitoring program is often the result of a large, up-front investment to define program objectives, to optimize sampling design, and to determine the appropriate use of the data. As Oakley (2003) stated, “Designing a monitoring program is like getting a tattoo: you want to get it right the first time because making major changes later can be messy and painful”. Identifying the key questions that are driving the development of a fuel-treatment monitoring program are important for developing goals and objectives, and for developing data-collection protocols that clearly address these questions. Goals of Long-Term Monitoring Programs The term fuel treatment is used ubiquitously to represent a broad range of modifications to a forest environment. There is also a wide range of underlying goals and objectives either implied in the treatment or stated explicitly in the fuel treatment prescription. Fuel treatments are designed and conducted to achieve specific goals. These goals can include ecosystem health and restoration, disturbance regime restoration, or more commonly the reduction of forest fuel accumulation and the mitigation of wildfire risk (Omi and Martinson 2002). The length of time that fuel treatments are effective in moderating fire behaviour is not well understood (Agee and Skinner 2005). Extensive research has been conducted to assess the effectiveness of fuel treatments in the first two years after a treatment (Stephens and Moghaddas 2005, Vaillant et al. 2009), but there has been limited research conducted to assess the long-term effectiveness. Wildland fuels managers question the long-term capability of fuel treatments to moderate fire behaviour effects and to protect values-at-risk. Monitoring programs can help identify trends in fuel accumulation and distribution as treatments age (Vaillant et al. 2013). A better understanding of these trends and the changing fire behaviour potential can help managers estimate the longevity of a fuel treatment and develop re-treatment schedules. 2 Wildfire Operations Research Wildfire management agencies are concerned with escalating costs of wildfire suppression and are interested in how fuel treatments can reduce them. Intended outcomes of fuel treatments, such as reducing fire severity, reducing fire size, and increasing containment probability generally have the associated benefit of reducing suppression costs. A cost-benefit analysis of fuel treatments by Thompson et al. (2013) and Snider et al. (2003) showed a long-term reduction in wildfire suppression costs resulting from reduced fire occurrence and fire size. As fuel treatments evolve and the effectiveness of the treatment changes, this type of cost-modelling process could potentially quantify changes in fire suppression costs in relation to the age of a fuel treatment. Defining the Objectives for a Long-Term Monitoring Program A clear statement of the goals of a fuel-treatment program will help to develop the objectives of the program and define the effects that are to be monitored in the program. Within the context of wildfire mitigation, different statements of fuel-monitoring programs goals and objectives provide different approaches to implementing a program. Vaillant et al. (2013) provided an example of quantifiable objectives: Determine the length of time that fuel treatments are effective at maintaining goals of reduced fire behaviour by: a) measuring effects of treatments on canopy characteristics and surface fuel loads over time, and b) modeling potential fire behaviour with custom fuel models A broad-based monitoring approach (Hayes et al. 2008) was used across the United States to qualitatively evaluate the effectiveness of fuel treatments. The overlying goal of this monitoring program was to “qualitatively answer specific monitoring questions about overall fuel treatment objectives and treatment effects on aquatic and terrestrial habitat and air and water quality”. A finding from this study provides good guidance for other fuel-treatment monitoring programs. Fuel treatment objectives need to be clearly stated and “fuel specialists could benefit from training to describe the fuel treatment objectives more clearly” (Hayes et al. 2008). Data Needs for Long-Term Monitoring Programs Approaches to Assessing Fuel Treatment Effectiveness The objectives of a long-term fuel-monitoring program should provide focus for the approach adopted to assess fuel treatment effectiveness. Tools used to qualitatively assess effectiveness will differ from those used to quantify fuel treatment effects. It follows, that different approaches to assessing fuel treatment effectiveness will use different evaluation tools with different data requirements and data-collection protocols. Hawkes (2010) outlined different approaches that can be used to assess fuel treatment effectiveness. These approaches include experienced judgment, expert opinion, wildfire case 3 Wildfire Operations Research studies, mathematical model simulations, and experimental fires. Each of these approaches has limitations, advantages, and disadvantages with varying degrees of rigor in the associated data-collection protocols. In a review of research methods, Carey and Schumann (2003) categorized research in the effectiveness of fuel treatments as: observations, case studies, simulation models, and empirical studies. This literature review presents two relevant findings regarding these research methods: first, although empirical studies provide the strongest basis for evaluating treatments, the quantity of research in this category is most limited; second, personal observations are very plentiful but are the least reliable class of research. Qualitative Approaches A qualitative approach to fuel-treatment monitoring requires the least amount of hard data. Using experienced judgment and expert opinion has the advantage of minimal fuel sampling and data-collection time, but has the inherent requirement for trained and experienced fuel management personnel. Expert opinions are subjective evaluations by qualified personnel of the hazard observed in a fuel stand or treated area. At a local level, this qualitative approach can be informally applied when assessing re-treatment needs. On a larger scale, Hayes et al. (2008) used standardized worksheets to conduct national surveys, which prompted participants to provide a measure of how well site-specific fuel treatment objectives were met. These protocols were intended to “ensure results could be aggregated nationally” and could be “easily repeated at low cost by many agencies”, ultimately achieving a long-term strategy of identifying trends in fuel treatment effectiveness. Photo documentation is commonly used to illustrate pre- and post-treatment fuel conditions. Qualitative descriptors and quantified fuel load data are valuable additions to a photo series (Lavoie et al. 2010), which can provide a means of estimating fuel loads in a fuel complex. A national photo series (Ottmar and Vihnanek 2009) provides a standardized approach to collecting, storing, and accessing photos along with quantified fuels data for major fuel types in the United States. Fuel data associated with a photo can be used for several fuel management applications. An adaptation of a data management system such as this could present a photo series of a representative fuel complex that would allow users to evaluate fire behaviour potential at different age classes and help develop re-treatment schedules. Quantitative Approaches Post-wildfire case studies (Hudak et al. 2011, Prichard et al. 2010) provide good insight into how a treated area influences fire behaviour and moderates the impacts of wildfire. Given the unpredictability of wildfires overrunning selected fuel treatments, this may not be a reliable method for collecting data. However, valuable insights can be gained regarding how treatments of different ages can change fire behaviour. 4 Wildfire Operations Research Experimental fires (Schroeder 2010) have provided valuable data, which supports the implementation of fuel reduction to reduce fire behaviour. This research method could be extended to include experimental burns in aging treatments to assess the effectiveness of treatments with evolving vegetation. Assessment of fuel treatment effectiveness (Stephens et al. 2009, Fernandes 2009) is often conducted using pre-treatment and post-treatment fuel sampling inputs to fire behaviour models to quantify potential fire behaviour. As fuel treatments age, regrowth of vegetation and accumulation of woody debris will change the fire behaviour potential. Long-term fuel-treatment monitoring programs would include annual fuel sampling in treatments and use fire models to quantify temporal changes in fire behaviour potential. Understanding and quantifying the source of the fire hazard from a specific fuel component will help fuels managers design more effective fuel treatments (Stephens et al. 2009). Some fire models are better at assessing these specific fuel components and should be considered when choosing a model for evaluating the potential fire behaviour. There is a broad variance in the fire effect, fuel components, and specific data requirements between the different programs, but generally, fuel load and distribution are the key fuel attributes of concern. The data inputs required by specific fire behaviour prediction models will dictate the data-collection protocols for a fuel-monitoring program. Potential fire behaviour predictions generated through fire models are often tempered with caveats of assumptions and model limitations. Variations in fuel load and structure, compounded by changes in continuity, topography, and weather (Fule et al. 2001) create real-world fire behaviour that may not be consistently represented by fire models using fuel load averages from a plot-based inventory (Vaillant et al. 2013). While fire behaviour models may not produce absolutes in quantified fire potential, models indicate relative estimates that can be used to “rank fire hazard conditions and assess the effectiveness or temporal persistence of a fuel treatment” (Fernandes 2009). Choosing a suitable fire behaviour model from the plethora of available software tools is a daunting task. This selection process will be easier if a fuel-treatment monitoring strategy has focused objectives and identified specific fire behaviour effects that are to be modified. Some models are designed specifically to model specific fire behaviour and it is critical to understand a model’s strengths and weakness. Metrics for Assessing Fuel Treatment Objectives A universal goal of mitigating wildfire risk can include a broad range of fuel treatment objectives to modify specific fire effects. Reducing the potential for active crown fire spread is a common objective, which is addressed by modifying the fuel components (Agee and Skinner 2005) that contribute to crown fire initiation and spread. Several fire behaviour prediction models (Alexander et al. 2006, Andrews 2013, DeGroot 2012) have the capacity to quantify the potential 5 Wildfire Operations Research for crown fire initiation and crown fire spread potential by processing specific fuel attributes and weather inputs. Reducing the fire intensity to provide for safe and effective suppression operations (Kerr 2007) is another common fuel treatment objective. Implications for wildfire suppression in different fuel types (Alexander and DeGroot 1988, Alexander and Lanoville 1989, Alexander and Cole 1995) provide fire intensity values at which specific fire suppression activities may be ineffective or unsafe. Ongoing fuel-treatment monitoring and fuel sampling coupled with fire behaviour modelling may provide indications of fuel loads that will produce fire intensity above a tolerable level. Improved access and egress for fire suppression crews created by fuel treatments can enhance safety and provide for alternative suppression strategies (Omi and Martinson 2002). It may be difficult to measure how well these objectives are maintained within fuel treatments over time and ongoing qualitative evaluation of fuel treatments will likely be required. Qualitative evaluations of fires impinging on fuel treatments (Kerr 2007) may provide valuable data to identify the fuel treatment characteristics that helped suppression efforts and how the treatment enhanced firefighter safety. Surface fire intensity and the associated grass loads will be the most likely metric to use in evaluating potential fire behaviour in grass fuel types. Models used to quantify fire intensity in grass fuel types will need to have the capacity to categorize the fuel as matted or standing, and the ability for the user to input the grass fuel load and cure percentage. Existing Programs and Data-Collection Protocols There is a scarcity of literature presenting the overall extent of fuel-treatment monitoring programs implemented by fuel management programs. We identified a few rigorous fuel-monitoring programs that use standard data-collection protocols to feed fire behaviour models to assess potential fire behaviour (Fites-Kaufman et al. 2007, Vaillant et al. 2013). The extent and nature of fuel-treatment monitoring programs across wildfire management agencies is variable. It is likely that most agencies conduct fuel-treatment monitoring through qualitative approaches such as experienced judgment or photo-documentation. The limited number of longterm fuel-treatment monitoring programs may be the result of the large commitment of resources and time required to develop and implement these programs. Fites-Kaufman et al. (2007) presented preliminary results from a monitoring program designed to “measure the effectiveness of fuel reduction treatments” (prescribed burn and mechanical) within fuel types of the Pacific Southwest Region. That monitoring program will assess changes in fuel load components from pre-treatment to years 1, 2, 5, 10 and 20 post-treatment, but they have only presented results from the first few years. Vaillant et al. (2013) continued monitoring these fuel treatments and analyzed annual fuel sampling data to quantify changes in fuel loads and distribution. They modelled the potential fire behaviour by using the fuel load data in these plots to evaluate the ability of the various fuel 6 Wildfire Operations Research treatments to remain effective in reducing fire behaviour characteristics. A key finding from that monitoring program was that fuel treatments in these forest types often recover to pre-treatment loads within ten years of treatment. A key fuel management implication is that understanding trends in post-treatment fuel loading can aid in determining treatment priorities and re-treatment schedules. Alberta Permanent Sample-Plot Program The Alberta Forest Management Branch monitors permanent sample plots to acquire a better understanding of forest stand growth and change over time (Alberta 2009). Since this program was established in 1960, 650 plots have been established. A re-measurement schedule describes the timelines that are implemented to maintain consistent monitoring of these plots. Extensive data-collection protocols to measure and monitor stand dynamics are described in the field procedures manual. The Alberta Wildland Fuel Inventory Program has adopted some of these protocols. Alberta Wildland Fuel Inventory Program This program, formerly called the Alberta Fire and Vegetation Monitoring Program, was developed in 2006 to collect fuel load and fire behaviour data. A provincial database stores the data and contributes to a decision-support system used in prescribed burn planning and FireSmart planning in Alberta. Several fuel treatment surveys are conducted throughout Alberta annually and case studies have been developed using the data collected to demonstrate the effectiveness of specific treatments in a given fuel type. The Alberta Wildland Fuel Inventory program incorporates data-collection protocols from several well-established sampling and inventory programs including the Alberta Prescribed Burn Sampling Handbook (Alexander 2006) and the Fire Effects Monitoring and Inventory System (Lutes et al. 2005). Photo Series Photo series (Blonski and Schramel 1981, Stocks et al. 1990) have been developed to present common fuels within a geographic area using photographic documentation and inventoried stand characteristics. These visual and quantified representations help users visually associate a fuel stand with quantified fuel load. The fuel load data can be used as inputs in fire behaviour models to evaluate fire behaviour potential in these stand types. The USDA Forest Service Digital Photo Series1 is a web-based platform that allows users to access data from the Natural Fuels Photo Series (Ottmar and Vihnanek 2009). This photo series provides fuel sampling inventories and photos of representative fuel types and sites across the United States. With data stored in an electronic database, there is potential to extract fuel-load data to be used in software programs, including fire behaviour models. 1 http://depts.washington.edu/nwfire/dps/ 7 Wildfire Operations Research A sequence of photos of a forest stand provides a good visual representation of changing stand characteristics. Lavoie et al. (2010) presented photos and fuel load data for eight different Jack Pine-Black Spruce forest stands in varying degrees of recovery after stand-replacing crown fires. Photo series are typically used in fuel-treatment monitoring studies to illustrate changes in fuel accumulation and stand structure (Fites-Kaufmann et al. 2007, Vaillant et al. 2013). Discussion Future Directions and Challenges The Flat Top Complex Wildfire Review Committee stated in their report (2012) that “further research and monitoring of fuel treatment effectiveness, along with the development of appropriate decision support tools, will support FireSmart investments”; that it will be important to monitor the results of fuel treatments to “gain a clearer understanding of the relative benefits of different treatments and approaches”; and that results of long-term fuel-treatment monitoring can be used to “adjust treatment methods and priorities“. Each wildfire management agency has varying resource capacity to implement and maintain a fuels management program. This is a critical factor in designing a monitoring program and determining the degree of rigor in a data-collection and management systems. An agency with limited resources for fuel sampling and data management may opt for a less rigorous monitoring program, such as photo documentation and a database filing system. Across Canada and within each wildfire management agency there are a multitude of fire environments with diverse fuel complexes, weather patterns, and topographic features. Given this diversity in wildland fuels across regions and provinces, the first step in long-term monitoring will be to choose representative sites to conduct long-term fuel sampling. Distinct fuel complexes have specific fuel components that drive fire behaviour and will influence the focus of a monitoring program and the data-collection protocols. Ogden (2008) describes the Yukon forestry monitoring program with a section developed to assess potential fire hazard in the forests of southwest Yukon that have been impacted by spruce-beetle. While this assessment protocol shares a universal objective of reducing the potential for crown fire, the author cautions that some modifications to methods for assessing crown structure would be need to be revised for the protocol to be applied elsewhere in the Yukon. While data-collection protocols for unique fuel complexes such as chaparral (Fites-Kaufmann et al. 2007) may not be applicable to Canadian fuel complexes, grass fuel types require special considerations in measuring fuel load and assessing fire hazard (Baxter 2006). Pilot Programs Elzinga et al. (1998) stated that, “the challenges of successful monitoring involve efficient and specific design, and a commitment to the implementation of the monitoring project, from data collection, to reporting and using results”. Fuel sampling and data management are 8 Wildfire Operations Research time-consuming activities. The development of a fuel-monitoring program will be limited by management support and available resources (people and equipment). A pilot program would help agencies assess the time and personnel commitments required to continue annual fuel sampling and manage data. Findings from a pilot program will help to determine the appropriate scale and complexity of an ongoing monitoring program. It is likely not possible for an agency to continue regular re-sampling and long-term data collection for every combination of representative fuel type and fuel treatment. A manageable pilot program would need to narrow the focus of the data collection to one or two of the most commonly implemented fuel treatments in the most prevalent hazardous fuel types. Fuel-Monitoring Photo Series Most fuel-sampling protocols include photo documentation of the different fuel layers within a fuel complex. When combined with fuel load data, a user has a good visual representation of a fuel complex that can be associated with a fuel environment with a measured fuel load. A photo guide arranged chronologically can effectively illustrate the changes in fuel load and structure within a fuel complex. Many agencies use photo documentation to illustrate changes in fuel loads over time. Adopting established photo-documentation protocols could enhance comparative analysis of year-overyear changes in fuel treatments. A universal photo-documentation protocol would contribute to efficient file management and sharing. Alberta ESRD Foothills Area has implemented a database that stores data on treatment location, area, fuel type, and treatment type. It would be possible to attach an annual photo of fuel treatments to a file and a database query could produce a photo series to assess ongoing changes in the fuel complex. While much of the data-collection and management processes are by electronic means, the value of hard copies of photo series illustrating the changes in a fuel treatment should not be discounted. Data Collection and Management The fuel-sampling protocol used by the Alberta Wildland Fuel Inventory program captures fuel load data that can be used in fire behaviour models, such as CFIS (Alexander et al. 2006) and CanFIRE (de Groot 2012). All portions of this sampling protocol may not be necessary to satisfy the data needs of these or other fire models. An agency could tailor a fuel sampling protocol to provide essential inputs to a chosen fire behaviour model. The provincial fuels database maintained by the Alberta Wildland Fuels Inventory Program will accommodate additional annual fuel load data and photos of fuel treatments that are included in a fuel-treatment monitoring program. The desired deliverables of a fuel-treatment program should be identified to design queries within the database that will produce these outputs. For example, the database could be queried to generate a photo series of an evolving fuel treatment and include fuel load data for the years that fuel sampling was conducted. 9 Wildfire Operations Research Capitalizing on Established Programs Opportunities exist to expand current programs to include ongoing monitoring of fuel treatments. Currently, the Alberta Wildland Fuels Inventory Program collects and manages pre- and post-treatment fuel load data and photo documentation from plots across the province. A longterm monitoring pilot program could continue these protocols on a continued resampling schedule to capture changes in fuel loads and structure in fuel treatments. Research Sites Research sites are being established by ESRD in several areas throughout Alberta to explore fuel treatments of varying nature and intensity in predominant hazardous fuel types. The ESRD Wildland Fuels Inventory Program will monitor these sites over the long-term with scheduled resampling. This process will be a good opportunity to assess the time and resource requirements of a fuel-treatment monitoring program and how existing data-collection protocols can be streamlined to be implemented by more personnel over a wider land base. The fuel types studied in these research areas are representative of fuels found in those geographic areas. Data collected from long-term monitoring programs in these research sites will provide good direction for fuels management in that area, but should be applied with caution for similar fuels in different areas. With a focus on a specific fuel type and fuel treatment prescription, ongoing fuel sampling will provide data to develop a better understanding of regrowth in these treatments and assess changing fire behaviour potential in these fuel complexes. Adaptive Management and Fuels Monitoring Measuring a trend, or how a resource changes over time, is the most common approach to environmental monitoring. Although monitoring for a trend identifies how a resource is changing over time, it does not include the measurements as part of a management cycle (Elzinga et al. 1998). Within the fuel treatment context, monitoring for management would use measurements, such as fuel load and resulting potential fire behaviour, as a trigger for re-treatment or some other corrective response. Many components of a long-term fuels monitoring program (fuel sampling, data management analysis) are currently being conducted. The challenge for fuels mangers and agencies will be to identify a structure for a monitoring program and determine how these existing programs can contribute to a successful monitoring program driven by management objectives. 10 Wildfire Operations Research Conclusions For several decades, wildland fuels managers have recognized the need to reduce the build-up of hazardous forest fuels to mitigate the risk of wildfire. While fuel management programs have strategically and extensively conducted forest fuel treatments, there have been limited studies of their long-term effectiveness in maintaining the objectives of modifying fire behaviour. Generally, fuel-treatment monitoring has been informally conducted through various methods such as expert opinion observations or photo documentation. Fuels managers have recognized the need for more formalized long-term fuels monitoring programs that would incorporate ongoing fuel sampling and data-collection protocols with data management systems to provide answers to fuel management questions. A limited number of documented monitoring programs have captured long-term fuel loading data to identify trends in the evolution of fuel environments. When used in the context of an adaptive management system, these trends can augment a decision support system to prioritize fuel treatments, modify fuel treatment practices, and determine appropriate re-treatment schedules. Documented long-term fuel-treatment monitoring programs provide a good template that can be adapted for use in other areas. Opportunities to use existing data-collection protocols and data management systems will reduce start-up costs of a long-term monitoring program. Data management is an essential component of a long-term monitoring program. Ease of data access, analysis, and dissemination are important considerations. Defining and developing a formalized long-term fuel-treatment monitoring program will require political commitment to initiate a program and secure adequate resources (personnel and finances) to sustain a program. Currently, strong political mandates and very active fuels management programs provide a good opportunity and the momentum needed to develop pilot programs to evaluate the potential for monitoring programs. 11 Wildfire Operations Research References Agee, JK; Skinner, CN. 2005. Basic principles of fuel reduction treatments. Forest Ecology and Management 211:83–96. Alberta. 2009. Permanent sample plot manuals. Alberta Environment and Sustainable Resource Development. Lands and Forests Division, Forest Management. Available online at: http://esrd.alberta.ca/lands-forests/forest-management/permanent-sample-plots/permanentsample-plot-manuals.aspx Alexander, ME. 2006. 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