Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp
Bank Secrecy Act / Anti-Money Laundering Compliance Boot Camp
DAY ONE:
BSA/AML
~
Bsa/aml
BootStandards
camp *
 Title 31 → Subtitle B → Chapter X → Part 1010, 1020 & 1021
 PUBLIC LAW 107–56 THE USA PATRIOT ACT
 5 U.S.C. §552 FOIA (Specifically §552a. Records maintained on individuals -Privacy Act)
 TITLE 18 → PART I → CHAPTER 95 → §1956 Laundering of monetary instruments
 31cfr501 – Office of Foreign Asset Control
 Part 4 → Chapter 25 → Section 9 of the IRS Examiners Manual
 Part 4 → Chapter 26 → Section 6 of the IRS Examiners Manual
 FATF 40 & FinCEN (FIN) as Guidance & Director Statements
We will provide you with the most current standards on a CD-Rom. These Standards will be
examined in boot camp:
o How to comply
o Where to get Data for Tracking & How to analyze it (List of applicable accounting
functions that already exist in your ADP systems included on CD-Rom) Manual
Compliance is possible!
BSA & AML Written System of Controls ~
We will provide SCSU Master Written System of Internal Control in Word Format on your CDRom, and you may bring your own to evaluate & improve! We will provide PowerPoint training
masters and review them with you, as well as our Formal Training & Testing Documents.
o All Components of the BSA WSIC Program
o Department Specific ICs and P&Ps
o Risk Assessment
o Training (Plus! )
 SAR Power Point & Manual
 BSA Power Point & Manual
Athena: (785) 741-0767
[email protected]
 Excel Training Packet (Formal Training & Recordation)
scsu boot camp series
 Testing
 Why no multiple choice questions
 Why no True/False questions
 Exams that Work (Different Levels and Duties Applied)
Contents of the CD you receive for Day 1:
All Standards and Guidance. IRS Examiners Manual. Complete list of Automated Data Processing
reports to run for manual compliance. BSA/AML Written Systems of Internal Control. Department
Specific Internal Controls and Policies & Procedures. Risk Assessment Master Documents. SAR & BSA
PowerPoints, Formal Training & Testing Documents and Excel program.
0800-1200 Morning Session * 1200-1300 Lunch * 1300-1700 Afternoon Session * 1700-1800 Dinner * 1800-2000 Evening Session
Breakfast & Lunch Provided
Bank Secrecy Act / Anti-Money Laundering Compliance Boot Camp
DAY TWO:
Forms ~
We will provide SCSU Master Forms in Word Format on your CD-Rom, and you may bring your own
forms to evaluate & improve!
 Multiple Transactions Logs
o What they should look like
o How they should be used
 Monetary Instrument Logs (Negotiable Instrument Logs)
o What they should look like
o How they should be used
 Internal SARs
o What they should look like
o Why they should be used
o How they should be used
Athena: (785) 741-0767
[email protected]
scsu boot camp series
OFAC Compliance ~
o How to use the SDN List and SSN Tools to Comply with OFAC (They’re free)
o Internal Controls and Policies & Procedures for OFAC you may adapt to your facility!
Privacy Act Compliance ~
o Notification and Signage required to comply
USA PATRIOT ACT Compliance ~
o Emphasis on 314a & 314b
o 314b Waiver (Having this on file can save you big Findings & Fines!)
FinCEN Audit ~
o What to expect (What Examiners will review, How they work)
o Common issues of non-compliance and how to avoid them
Contents of the CD you receive for Day 2: Master Forms in Word Format for tracking reportable
transactions, Internal Controls and Policies & Procedures for OFAC Compliance, Privacy Act Signage
Masters, 314b Waiver in Word Format, 2015 IRS IDR, Boot Camp manual and PowerPoint Presentation.
0800-1200 Morning Session * 1200-1300 Lunch * 1300-1700 Afternoon Session * 1700-1800 Dinner * 1800-2000 Evening Session
Breakfast & Lunch Provided
Take the SCSU Boot Camp Challenge
Attendees have the opportunity to participate in a unique challenge; with three levels of benefits:
1. Get your Registration Fee Back for the Seminar!
2. Get your Registration Fee and Expenses Back for the Seminar!!
3. Get all the above and a Free (Pay Expenses Only) BSA/AML 2 Day Seminar for your Facility!!!
Details are sent with your full registration packet, Let us know you want to take the challenge when
you get to class. You should arrive no later than 8:00 AM on Monday June 15; that’s breakfast time
anyway!
Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp * Bsa/aml Boot camp
SCSU BSA/AML BOOT CAMP
EMAIL Registration Form
Please register the following people for the June 15-16 Seminar at Downstream:
Name:
Phone:
Name:
Phone:
Name:
Phone:
Name:
Phone:
Name:
Phone:
Title:
E-Mail:
Title:
E-Mail:
Title:
E-Mail:
Title:
E-Mail:
Title:
E-Mail:
Method of Payment:
Check Attached
To Book Your Attendance:
Email form to:
[email protected]
Mail Registration Form and Remittance To:
Stringfellow Consulting Services Unlimited
Post Office Box “21”
Horton, KS. 66439
Credit Card (Orders taken over phone – 5% surcharged)
Hotel: Downstream Resort & Casino
is at 69300 East Nee Road, Quapaw, OK 74363
Resort Rates for this event are $79.00 per night for
from June 14-17 ($75.00 Tribal Rate with ID) Make
reservations by calling: 888-396-7876 and ask for
the Stringfellow Consulting Services Block Rate on
or before June 4, 2015. All rates are subject to an
occupancy fee of 10%.
www.downstreamcasino.com
Stringfellow Training and Assessments are the BEST in the Industry. That's fact,
not hype. We put our money where our mouth is-- Our work is Guaranteed.
Anyone else do that? We didn't think so!
Remember: This is a Limited Seating Availability Seminar!
The cost per person is only $1000.00 for 2 Days ($1250 after May 1st, 2015)
Awesome Group Rates for 5 or more attendees!
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