Vitulano et al., Int J Cardiovasc Res 2015, 4:1 http://dx.doi.org/10.4172/2324-8602.1000195 International Journal of Cardiovascular Research Research Article A SCITECHNOL JOURNAL Should every Patient with Heart Failure be Investigated for Sleep Apnea Syndrome? Nicola Vitulano*, Francesco Perna, Gianluigi Bencardino, Pio Cialdella, Maria Lucia Narducci, Daniela Pedicino, Gemma Pelargonio and Fulvio Bellocci Department of Cardiovascular Sciences, Catholic University of the Sacred Heart, Rome, Italy. *Corresponding author: Nicola Vitulano, Parco dei Cedri 46, 71043 Manfredonia (FG), Italy, Tel: +39.884.532763; E-mail: [email protected] Rec date: Jun 21, 2014 Acc date: Aug 24, 2014 Pub date: Aug 26, 2015 of SAS in order to obtain an adequate response to other cardiovascular treatments. Normal Sleep, Heart and Respiration Sleep encompasses about a third of one’s life. The reasons for this are mostly linked to its effects on the respiratory and cardiovascular system. During the sleep there are physiological changes in the human body that conduce to a state of quiescence involving the cardiovascular, respiratory and metabolic system: the increase of parasympathetic tone leads to a reduction of blood pressure, mean heart rate, cardiac output and systemic vascular resistances. Respiration gets more regular. The respiratory activity regulation becomes predominantly metabolic and at the same time the respiratory system operates with a higher trigger threshold. Heart Failure Abstract The increasing interest in the field of sleep medicine during the whole twentieth century is principally due to the involvement of sleep-related disordered breathing (SDB) in cardiovascular disease. Disorders of a physiological phenomenon such as sleep lead to important changes in state of quiescence of the cardiovascular, respiratory and metabolic systems during the night. Consequences of SDB (microawakening, sleep fragmentation, hypoxemia) represent important harmful triggers on the cardiovascular system, above all in patients suffering by inability of the heart to provide an adequate output such as for heart failure (HF) patients. SDB and HF may be related to each other in a bidirectional way from epidemiologic and physiopathologic point of view. Keywords: Sleep apnea syndrome; Heart failure; Continuous positive airway pressure (CPAP); Ventricular arrhythmias Introduction Questions like “why do we spend so much time sleeping?” and “what are the mechanisms accountable for sleeping?” accompanied the research in the area of sleep medicine for the whole 20th century. Starting from the first definition of sleep as a phenomenon produced by a tiredness-induced reduction of cerebral activity, the definition of the sleep was subsequently developed as an actively induced cerebral condition which is organized in distinct phases. Sleep is a physiologic phenomenon defined from the behavioral point of view by four criteria: reduction in motor activity, reduction in response to the stimulus, presence of stereotyped position, quickly reversible vegetative status [1]. The importance of sleep in the human life explains the rising interest about SDB syndromes and their cardiovascular involvement. Recent studies showed an increased cardiovascular risk in patients with sleep apnea syndrome (SAS) [2]. The close link between SAS and hypertension is now universally recognized, as well as its relationship with cardiac arrhythmias, atherosclerosis, endothelial dysfunction, ischemic heart disease and HF. Nightly apneic events may also worsen preexisting cardiac conditions. This review will focus on the impact of SAS on HF, describing the epidemiology of these two diseases, the difficulties clinicians can encounter while treating HF patients who are also affected by SAS, and the importance of an early and effective treatment Different definitions of HF during the last decades pointed out the complex and numerous features of this syndrome, being derived from clinical aspects, hemodynamic traits, oxygen consumption, or exercise capacity. HF is a syndrome in which symptoms are due to the inability of the heart to support the normal tissue perfusion because of pump failure or (less frequently) increased peripheral oxygen demand. Typical symptoms and signs include shortness of breath at rest or during exertion, fatigue, fluid retention causing pulmonary congestion or ankle swelling, and objective evidence of a structural or functional abnormality of the heart at rest [3,4]. Epidemiology of Heart Failure Approximately 1–2% of the adult population in developed countries is affected by HF. Its prevalence rises up to ≥10% among persons ≥70 years old, and is continuously growing due to the ageing of the population and the advanced treatment of acute cardiac conditions [4-6] Effective treatment and new therapeutic advances have improved the prognosis of HF, whose mortality is nevertheless high [7,8], with a relative reduction in hospitalizations and a smaller but significant decrease in mortality in the recent years. On the other hand, it is important to recognize conditions that might underlie HF or influence its clinical course, in order to improve its outcome. Sleep apnea is associated with a worse clinical status and is a predictor of poor prognosis among HF patients; its treatment may positively influence the global clinical course of HF. Sleep Apnea Syndrome: Definitions and Diagnosis Patients with HF frequently have sleep disturbances. Within the definition of SDB syndrome, several conditions are included, such as habitual snoring, sleep apnea, Cheyne-Stokes respiration pattern, sleep-related hypoventilation [9] Apnea is defined as the cessation of the airflow or a drop in the peak airflow signal excursion by > 90% of baseline for more than 10 seconds associated with oxygen desaturation and arousal detected at the electroencephalogram (EEG). Hypopnea is defined as a 30% or more reduction in breathing amplitude with respect to the baseline airflow associated to a desaturation of >3% or an arousal [9]. The consequences of these events are represented by important modifications in the blood gases concentration and in the mechanical respiratory work, that makes the body react in the only possible way, that is, by microawakening, reduction in the sleep All articles published in International Journal of Cardiovascular Research are the property of SciTechnol and is protected by copyright laws. Copyright © 2015, SciTechnol, All Rights Reserved. Citation: Vitulano N, Perna F, Bencardino G, Cialdella P, Narducci ML, et al. (2015) Should every Patient with Heart Failure be Investigated for Sleep Apnea Syndrome?. Int J Cardiovasc Res 4:1. doi:http://dx.doi.org/10.4172/2324-8602.1000195 intensity, thus sleep fragmentation. The goal of all of these actions is to restore a normal respiratory rate and blood hemoglobin saturation. The presence of hypopnea/apnea-related symptoms is crucial for the diagnosis of SAS. It is possible to distinguish the apnea into obstructive, when the airflow cessation is accompanied by a thoracicabdominal effort to overcome the collapsed upper airways (figure 1A), central, characterized by the absence of the airflow as well as of the thoracic-abdominal movements (figure 1-B), and mixed, with a delayed manifestation of thoracic-abdominal movements, after an initial central apneic phase (figure 1-C). Signs and Symptoms of Sleep Disordered Breathing Habitual snoring (every night) and persistent (from at least 6 months) Daytime Somnolence Unrefreshing Sleep Witnessed Apnea Awakenings with Choking Morning Headache Lack of concentration Table 1: Signs and Symptoms of Sleep Disordered Breathing The gold standard for the diagnosis of SAS often requires spending a night in a sleep laboratory, performing a multiparametric monitoring and recording physiological variables (polysomnography). These variables include neurological signs (detected with EEG, electromyography (EMG), electrooculography (EOG)) and cardiorespiratory parameters. After an accurate screening for signs and symptoms, the use of cardiac and respiratory nightly monitoring only (cardiorespiratory sleep study) could be considered, which includes the recording of the airway flow, hemoglobin O2 saturation, electrocardiogram, thoracic-abdominal movements, body position during the sleep. For the diagnosis of SAS, some indexes are used; the most widely known is the apnea-hypopnea index (AHI), that indicates the average number of apneas and hypopneas per hour of sleep. Other indices include Respiratory Disturbance Index (RDI), that represents the average number per hour of sleep of apneas, hypopneas, and respiratory effort-related arousals (RERAs), and oxygen desaturation index (ODI), indicating the average number of significant oxygen desaturations per hour of sleep. The diagnosis of SAS can be established with an AHI≥5/hour associated to typical symptoms. The SAS is defined mild, moderate or severe when this value is respectively between 5 and 15, between 15 e 30 and over 30 events per hour [9]. Obstructive Sleep Apnea in Heart Failure Patients Figure 1: examples of a cardiorespiratory sleep study. Sleep apnea episodes are classified into obstructive (A), central (B) or mixed (C). The criterion differentiating between obstructive and central is the concomitant presence or absence of breathing efforts respectively, evidenced by the registration of thorax and abdominal movements. Mixed sleep apneas are characterized by an initial central sleep apnea followed by an obstructive component The diagnosis of SAS should not be made without an instrumental evaluation encompassing the whole night. Before starting a diagnostic work-up for a patient with suspected SAS, typical signs and symptoms should be investigated in order to enhance the accuracy of the screening Table 1. Volume 4 • Issue 1 • 1000195 Several studies have shown a strong relationship between obstructive sleep apnea syndrome (OSAS) and HF. Patients affected by both these pathologies often present some specific features. In fact, narrow pharynx related to fat accumulation in the neck and anatomic abnormalities of the upper airways in addition to a loss of tone of the pharyngeal dilator muscle during the sleep can cause pharyngeal collapse and obstructive apneas. During apneic events, hypoxia and hypercapnia trigger the respiratory drive with subsequent arousals from sleep in order to terminate the apneic events. The pathophysiologic bases of this phenomenon are quite complex. The loss of lung volume due to fluid retention and congestive edema reduces the longitudinal traction forces on the upper airways, thus rendering them more collapsible. Furthermore, despite the typical caudal fluid displacement in HF patients related to leg edema and sedentary living, this pattern experiences a different distribution during the night due to a rostral shift from the legs, contributing to a higher severity of OSAS; in fact, fluid accumulation in the neck soft tissues contributes in this way to increase their collapsibility during the sleep by a worsening of the constriction of the pharynx [10] From a mechanical point of view, the main negative influence of OSAS on HF is given by an exaggerated negative intrathoracic pressure that creates • Page 2 of 7 • Citation: Vitulano N, Perna F, Bencardino G, Cialdella P, Narducci ML, et al. (2015) Should every Patient with Heart Failure be Investigated for Sleep Apnea Syndrome?. Int J Cardiovasc Res 4:1. doi:http://dx.doi.org/10.4172/2324-8602.1000195 an increase in left ventricular transmural pressure. In addition, recurrent apneas trigger on one hand the activation of the sympathetic system and on the other hand an increased release of vasoactive and inflammatory agents. The above mentioned mechanisms provoke the progression of the underlying cardiovascular disease because of poorly controlled hypertension and endothelial dysfunction, which are major risk factors for ischemic heart disease, that is in turn the most frequent and important substrate of HF. Such detrimental triggers on the cardiovascular system can also contribute to the development or worsening of arrhythmias, stroke, renal failure, which are often part of the clinical scenario of HF [3,11]. Central Sleep Apnea in Heart Failure Patients Patients with HF present increased filling pressures leading to pulmonary congestion and an imbalance in gas exchange; during the night there is indeed a progressive reduction in PaO2 below the threshold of the physiological 4-10 mmHg reduction, and an increase in PaCO2 above the 3-7 mmHg usually observed during a normal sleep [12]. These conditions, combined with the stretching of pulmonary J receptors due to increased transthoracic pressure, provoke the beginning of hyperventilation and a subsequent drop of PaCO2 below the so-called apnea threshold. The consequent hypocapnia causes suppression of the respiratory muscles by the central nervous system, thus causing phases of apnea. During the apnea, decreased PaO2 and increased PaCO2 again stimulate the central nervous system that increases the ventilation rate and provoke arousal with sleep fragmentation. In this way, this vicious circle starts over Figure 2. Further pathophysiologic mechanisms linking CSA and HF include chemoreflex receptors, pulmonary congestion, autonomic imbalance with increased sympathetic tone, thus rendering the overall process rather complex [13-15]. Sleep Apnea Epidemiology Syndrome and Heart Failure: Moderate to severe SDB affects 39% of the general population, with an increased prevalence in male and older subjects [16], but its prevalence in HF patients is much higher. Among HF patients undergoing a polysomnography, the reported prevalence of OSAS is between 12% and 53% [17-19]. On the other hand, more than 55% of patients with OSAS have diastolic dysfunction [20]. Many studies have detected such high prevalence of SDB in the HF setting, reporting a wide distribution range mainly because of the choice of different AHI cutoffs for the definition of SDB, different HF severity, different mean ejection fraction (EF) values (systolic and diastolic dysfunction), and differences in the presence of other comorbidities or risk factors. The same studies have also detected a higher prevalence of CSA in patients with chronic HF. Studies reporting the prevalence of obstructive sleep apnea syndrome (OSAS) and central sleep apnea (CSA) are reported in Table 2 [17-27]. The results of the studies reported in Table 2 point out not only the importance of SDB in the setting of HF, but also the disparity of its prevalence among different studies. This highlights the importance of standardizing the cutoff values for the diagnosis of sleep apnea, the patient populations taken in exam while investigating SDB, and the classification of different types of SDB. Moreover poor sleep, including insomnia [28], is common among HF patients; these features could make more difficult the realization and assessment of sleep study. Indeed HF patients perceived insomnia as having a negative impact on quality and duration of sleep and on daytime function [29], have a longer sleep-onset latencies, sleep less one hour and half than patients without HF (due to diuretics therapies, nycturia, symptoms, paroxysmal nocturnal dyspnea), some positions are obliged to avoid discomfort and dyspnea (preference of right side regard left one as a sort of autoprotective mechanisms to increase cardiac output in the sleep right side position) [30-31]. Besides, the selection of severity of HF in the study population might play an important role since the prevalence of CSA seems to increase in patients with more advanced HF. With the advances in therapies for the HF population, more specific investigation is warranted to further understand the relationship between CSA and HF Figure 2: Pathophysiologic Mechanisms Linking CSA and HF Study Patients Gender (n) MF (n) Age (Years mean ± SD) Mean LVEF NYHA Functional Class AHI Cutoff (eventshour) OSA + CSA >50 ||-||| >10 (%) OSA Prevelance (%) CSA 55 35 20 Prevelance (%) Prevelance (%) Chan, 1997 20 7/13 65+6 Javaheri, 1998 81 81/0 64 10,5 ± 25 |-||| ≥15 51 11 40 Sin, 1999 450 382/68 60 13,6 ± 27,3 ||-|V ≥10 70 37 33 Volume 4 • Issue 1 • 1000195 • Page 3 of 7 • Citation: Vitulano N, Perna F, Bencardino G, Cialdella P, Narducci ML, et al. (2015) Should every Patient with Heart Failure be Investigated for Sleep Apnea Syndrome?. Int J Cardiovasc Res 4:1. doi:http://dx.doi.org/10.4172/2324-8602.1000195 Femier, 2005 53 41/12 60,1 9,8 Javaheri, 2006 100 100/0 Vazi, 2007 55 Wang, 2007 ± 34 |-|| ≥10 68 53 15 64 ± 10 24 |-||| ≥15 49 12 37 55/0 61 ± 12 30,6 || ≥15 53 15 28 218 120/44 55 11,7 ± 25 ||-|V ≥15 47 26 21 Oldenburg, 2007 700 561/139 64,5 10,4 ± 28,3 ||-|V ≥5 76 36 40 Yum ino, 2009 218 ≤45 ||-|V ≥15 29 21 Henecher, 2011 71 60/11 61.4 9.5 ± 29,6 ||-|V ≥5 81 49 32 Aslan, 2013 80 65/15 44,1 9,4 ± 66 | ≥15 46 46 . Table 2: Prevalence of obstructive sleep apnea syndrome (OSAS) and central sleep apnea Sleep Apnea Syndrome and Heart Failure: Ventricular Arrhythmias The presence of SDB provokes a mechanical stress in the chest which can be detrimental, in patients with severe OSAS, even in the absence of any cardiac disease. Therefore, the same mechanical stress might be much more hazardous in the presence of HF [32]. Myocardial stretch induced by OSAS may trigger both atrial and ventricular arrhythmias [33]. Many patients with HF die suddenly because of ventricular arrhythmias [34]. It has been demonstrated that in patients with HF there is a different daily pattern of ventricular ectopies during the sleep depending on the presence of either OSAS or CSA: in patients with OSAS, ventricular premature beats (VPBs) occur more frequently during apnea phases than in CSA patients, who have instead more frequent VPBs during phases of hyperpnea. These dissimilar patterns are probably caused by slower blood circulation in patient with CSA, which causes a time shift of the arrhythmogenic trigger later after the apnea compared with patients with OSAS, in whom such trigger is fairly coincident with apnea termination [35]. Despite numerous studies and reports about ventricular arrhythmias in SDB patients, there are so far no conclusive data to demonstrate a primary etiologic role of OSAS and CSA. However, the Sleep Heart Health Study (SHHS) suggested a strict link between SDB and nocturnal ventricular arrhythmias [36]. Furthermore, a recent study including 472 patients with congestive HF underlined that in these patients CSA and OSAS are independently associated with an increased risk of ventricular arrhythmias and appropriate therapy of implantable cardioverter-defibrillator (ICD) [37]. The various mechanisms by which SDB provokes ventricular arrhythmias are not completely known. Shepard et al. in their study showed that when the level of oxygen saturation decreases below 60% there is increased ventricular irritability evidenced by a higher burden of VPBs. Hypoxia and the sympathetic trigger induced by apneic events; cooperate to trigger ventricular arrhythmias in the presence of an important substrate such as HF [38]. A recent study including 10,701 consecutive adults undergoing their first diagnostic polysomnogram assessed the incidence of resuscitated or fatal sudden cardiac death (SCD) in relationship to the presence of OSAS; during an average follow-up of 5.3 years, the multivariate analysis identified independent risk factors for SCD, including lowest nocturnal oxygen saturation, which is an Volume 4 • Issue 1 • 1000195 important consequence of OSAS. In particular, SCD was best predicted by age >60 years (HR 5.53), AHI >20 (HR 1.60), mean nocturnal O2sat <93% (HR 2.93), and lowest nocturnal O2sat <78%. The authors concluded that the presence of OSAS predicts incident SCD, and the magnitude of the risk is predicted by multiple parameters characterizing OSAS severity, therefore OSAS should be considered as a novel risk factor for SCD [39]. Sano et al. recently demonstrated, in patients admitted for worsening HF and undergoing cardiorespiratory study and Holter ECG, that the severity of CSA and C-reactive protein levels are independently associated with the prevalence and complexity of cardiac arrhythmias [40]. It is known that apneic events are highly prevalent and associated with neurohormonal and electrophysiological abnormalities that may increase the risk of sudden death from cardiac causes, especially during sleep. In the general population it is described a peak of the risk of sudden death from 6 a.m. to noon and has a nadir from midnight to 6 a.m., but at the same time it is showed by Gami et al. that patients affected by obstructive sleep apnea have a peak in sudden death from cardiac causes during the sleeping hours, contrasting with the nadir of sudden death from cardiac causes during this period in people without obstructive sleep apnea and in the general population [41]. Regard increased prevalence of HF, in the last decade also atrial fibrillation (AF) has become one of the most public health problem; AF and HF coexist in a large percentage of patients (22%-42%) and share risk factors; each of these conditions strongly predisposes to the other. In HF patients the occurrence of new AF is associated with a two-fold higher risk of death in comparison with those without AF [42-44]. In the aforementioned SHHS compared with those without sleepdisordered breathing and adjusting for age, sex, body mass index and prevalent coronary heart disease, patients with SDB had four times the odds of atrial fibrillation [36]. Recent findings show and high prevalence of OSAS among patients with AF and at the same time in a close relationship patients suffering of OSAS present a high incidence of AF [45-46]. Sano et al. revealed that index of central sleep apnea was associated with prevalence of AF in a group of patients with worsening HF and CSA [40]. • Page 4 of 7 • Citation: Vitulano N, Perna F, Bencardino G, Cialdella P, Narducci ML, et al. (2015) Should every Patient with Heart Failure be Investigated for Sleep Apnea Syndrome?. Int J Cardiovasc Res 4:1. doi:http://dx.doi.org/10.4172/2324-8602.1000195 Sleep Apnea Syndrome and Hospitalization and Mortality Heart Failure: HF affects about 2-3% of the population and accounts for most hospitalizations in industrialized countries [4]. Despite the advances in medical and interventional treatments, its outcome has not improved as expected; therefore poor prognosis and poor quality of life are still a major trait of this disease. HF is the cause of 5% of acute hospital admissions, affects 10% of patients recovered in hospital, and accounts for 2% of national health expenditure in the United Kingdom, mostly due to the cost of hospital admissions [47]. The overall life expectancy is pessimistic; in fact about 50% of patients die within 4 years from the diagnosis and 40% of patients die or are re-hospitalized within 1 year after hospital admission for worsening HF [4]. Besides the different etiologies of HF, it is necessary to consider also the co-pathologies that may worsen or precipitate it, such as SDB. Several studies showed how SAS is related to hospitalizations, rehospitalizations and mortality, and how its treatment can reduce these phenomena. Some studies report statistically significant differences in the mortality rate for patients with OSAS compared to those with mild or no sleep apnea [23]. The impact of nocturnal breathing patterns in chronic HF has been evaluated by Damy et al. enrolling 384 patients with HF and LVEF ≤45% (mean LVEF 29 ± 9%) assessed by polygraphy; combined endpoints were death, heart transplant, and implant of a ventricular assist device. The authors found that patients with OSAS with an AHI 5-20/h and that one with an AHI ≥20/h or CSA had a poorer prognosis compared with patients without SDB. Moreover, patients treated with nocturnal ventilation had a better outcome than untreated ones [48]. Treatment of Sleep Apnea Syndrome in the Setting of Heart Failure To understand the importance and the complexity of HF, from the clinical aspects to therapeutic and economical resources to invest, it is necessary to consider that chronic HF causes twice deaths as compared with tumoral diseases such as breast and bladder cancer and about the same number of deaths as colon cancer. In spite of the improvement of therapeutic approaches, patients with HF continue to have a poor prognosis. Worsening symptoms require continuous therapy adjustments. The therapeutic options include both pharmacological treatment and invasive procedures: beta-blocking agents, reninangiotensin-aldosteron system antagonists and diuretics, cardiac resynchronization therapy and implantable cardioverter-defibrillator implantation. It is equally important to detect and treat all the associate conditions that might contribute to worsen the HF. In such context it is necessary to promptly diagnose SAS for the considerable positive impact on HF derived by its treatment. The therapeutic strategies involve first of all lifestyle changes such as weight loss, avoidance of hearty meals, alcohol and sedative hypnotics intake before sleep, avoidance of the supine position during sleep. However, the main choice in the treatment of SAS is represented by the nightly use of continuous positive air pressure ventilatory support, such as Automatic Positive Airway Pressure (APAP), Automatic Continuous Airway Pressure (CPAP), bilevel Positive Airway Pressure (bi-PAP), or adaptive servo-ventilation. The choice of the right ventilation mode depends on the type and number of apneic events and underlying Volume 4 • Issue 1 • 1000195 cardiac and respiratory conditions. Several studies have shown the advantages of this therapeutic option for HF patients with sleep apnea in terms of blood pressure [49,50], insulin sensitivity [51] and LVEF improvement [52,53]. Although the main results of the CANPAP trial had shown no effect of CPAP on heart transplant-free survival, on the other hand a post-hoc analysis found that if CSA is suppressed soon after starting the CPAP treatment, the nightly ventilatory support might improve both LVEF and heart trasplant-free survival [54]. In patients with chronic HF the co-existence of OSAS and CSA is often seen; in a small study it has been shown that adaptive servoventilation is effective in reducing all forms of SDB with improvement of LVEF at six-month follow-up [55]. At the same time, the abolition of OSAS by CPAP resulted in a reduction of ventricular premature beats during the sleep in patients with systolic dysfunction and OSAS [56,57] Conclusion Nowadays several data suggest that SDB should be included among cardiovascular risk factors. Due to the high prevalence of SAS in HF patients, the worsened quality of sleep and life and the poorer outcome resulting from the combination of these two conditions, and above all the potential beneficial effects of nightly ventilatory support on the prognosis of HF patients, physicians should be aware of typical symptoms and signs of SAS. Even the sole presence of a sleeping history suggestive for sleep disturbances or typical anthropometric features of SAS in the setting of HF should raise the suspicion of SAS and lead the physician to prescribe further investigation in order to obtain a early diagnosis and treatment. A nightly cardiorespiratory monitoring could be effectively used in selected cases as an initial screening tool, but the portable monitor is not appropriate for the diagnosis of SAS in patients with significant comorbid medical conditions (including, but not limited to, moderate to severe pulmonary disease, neuromuscular disease, or congestive HF). Polysomnography, which is currently considered as the gold standard investigation in this field, is almost invariably effective to reach the correct diagnosis, although the optimal screening tools for SDB in patients with HF have been not established yet. The treatment of SAS certainly plays an important role in the therapeutic plan of HF. 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