Evidence-Based Medicine How to appraise a clinical trial Hassan Gorji MD, MSc Assistant Professor NOSM 1 How much should we believe the results? 2 Objectives of workshop • How a clinical trial works • Appraise the main steps of a clinical trial • Evaluate the applicability of trial finding to specific patient or clinical setting 3 4 Formulate your question Don’t know what to do Design your search strategy Patient Select related studies RCT How good is it? Should I trust the results? 5 Should I trust the results? 6 Clinical scenario You have a patient with peptic ulcer disease and stable angina. He is on low dose aspirin, a statin, ACEI and as needed nitrate. A week before he had an episode of GI bleeding. Endoscopy was done. HP is negative. You want to know is it better to change aspirin to clopidogrel or just add a PPI to aspirin. 7 Formulating the question Population Patients with peptic ulcer disease and stable angina who had a history of GI bleeding Intervention Clopidogrel Comparison Aspirin and PPI Outcome Risk of GI bleeding 8 With The written Permission of DR. Francis KL Chan Department of Medicine and Therapeutics Prince of Wales Hospital Chinese University of Hong Kong 9 Structure of a clinical trial 1 - Study Sample 10 Structure of a clinical trial 1 - Study Sample population Definition of condition Population with the Condition Inclusion Criteria Population with the Condition and Eligibility to be in The study People decided not to be enrolled In the study Enrollment Eligible population Who are enrolled in the study Study Sample 11 Structure of a clinical trial 1 - Study Sample Practice - 1 Identify population of the study? What was the definition of condition? What were the inclusion and exclusion criteria? How many people did decline to participate and why? 12 Practice 1 Who were enrolled in the study? Population : Patients in Prince of Wales Hospital in Hong Kong Definition of condition Population with : Patients with Stable Angina on low dose the Condition Aspirin with a history of GI bleeding Inclusion & Exclusion Criteria Population with the Condition and : Age ≤ 70, Prior history of GI bleeding, Use of other NSAIDS, HP positive, … Eligibility to be in The study Enrollment Study Sample 13 Structure of a clinical trial 2 - Randomization 14 Structure of a clinical trial 2 - Randomization Study Sample Intervention Group Control Group 15 Structure of a clinical trial 2 - Randomization What is Randomization? Why do we use Randomization? What type of Randomization Should we use? 16 Structure of a clinical trial 2 - Randomization What is Randomization? It is a process by which all participants are equally likely to be assigned to either the intervention or control group 17 Structure of a clinical trial 2 - Randomization Why do we use Randomization? Precision & Accuracy Error & Bias http://dl.clackamas.cc.or.us/ch104-01/accuracy_vs_precision.htm 18 Structure of a clinical trial 2 - Randomization Why do we use Randomization? • • Minimize selection bias Maximize statistical power 19 Structure of a clinical trial 2 - Randomization Types of Randomization Simple/ Complete/ Unrestricted Randomization Robust against selection Its drawback is imbalance group size In small RCTs ≤ 200 20 Computer generated random number 21 Structure of a clinical trial 2 - Randomization Types of Randomization Restricted Randomization Adaptive Randomization … Balance groups size Increase the chance of selection bias Difficulty in Analyses 22 Structure of a clinical trial 2 - Randomization Practice - 2 Did they randomize the patients? What was the Randomization Method? 23 Structure of a clinical trial 3 – Allocation Concealment 24 Structure of a clinical trial 3 – Allocation Concealment What is allocation concealment? Concealment of allocation sequence From those assigning participants 25 26 Structure of a clinical trial 3 – Allocation Concealment Types of allocation concealment Sequentially controlled Numbered, Opaque Sealed Envelopes (SNORE) Pharmacy controlled numbered/ coded Containers Central Randomization ….. 27 Structure of a clinical trial 3 – Allocation Concealment Practice - 3 Did they conceal the allocation ? What was the allocation concealment Method? Were the study groups comparable before intervention? 28 Structure of a clinical trial 4 – Blinding 29 Structure of a clinical trial 4 – Blinding What is blinding? Methods that prevent study participants, caregivers, or those assessing outcomes from knowing which intervention was received in each group 30 Structure of a clinical trial 4 – Blinding Issues with Blinding Sometimes blinding is impossible. Investigator should say who was blinded Unblinded RCTs (Objective/ Subjective outcomes) 31 Structure of a clinical trial 4 – Blinding Practice - 4 Did they use any blinding method? What was the blinding Method? Were study groups comparable during intervention? 32 Structure of a clinical trial Randomization Allocation Concealment Follow up Intervention Group Study Sample Measuring Outcomes Blinding Control Group Loss to Follow up Poor compliance Contamination 33 Structure of a clinical trial 5 - Issues during follow up “Loss to follow up” What would be the reasons behind loss to follow up? • Treatment side effect • Moved away, died • Got worse or better • Lost of interest 34 Structure of a clinical trial 5 - Issues during follow up “Loss to follow up” What would be the impact of loss to follow up on results? If it affects one group more than the other, the results will be biased If it happens in high rate, Their outcomes can’t be included in analyses It is like having smaller sample size Random Error will increase Accuracy and study power will decrease 35 Structure of a clinical trial 5 - Issues during follow up “Loss to follow up” How to deal with loss to follow up? Impute an outcome based on missing data protocol. Using last or worst observation Predict the un-observed outcome ‘5 and 20 rule” of study population Best case, worst case sensitivity analysis Screening visits before enrollment (weeds out the time wasters) Pre-randomization run in method No matter what techniques have been used the results have to be used cautiously. 36 Structure of a clinical trial 5 - Issues during follow up “poor compliance” Poor compliance may occur for the same reasons People with poor compliance tend to have worse prognosis Clofibrate Trial Mortality (Cum – 5 y) Treatment group Control group Compliant 15% 15.1% Non-compliant 24.6% 28.3% Mathew D. Reeves, PhD @Department of Epidemiology, MSU 37 Structure of a clinical trial 5 - Issues during follow up “Contamination” What is contamination? Situation when subjects cross-over from one arm into the other one Why contamination is important? It is like not having randomization. It creates selection bias 38 Structure of a clinical trial 5 - Issues during follow up Practice - 5 Was there any loss to follow up? What was any poor compliance? Was there any contamination? 39 Intervention Group 200 Poor Compliance 40 165 Study Sample 400 Control Group 200 Measuring Outcomes Structure of a clinical trial 6 – Analysis 165 Three main approaches: Intention to Treat Analysis (ITT) Per Protocol Analysis (PPA) As Treated Analysis (ATA) 40 Intervention Poor Compliance Group 40 200 165 Study Sample 400 Aspirin + PPI Group 200 Measuring Outcomes Structure of a clinical trial 6 – Analysis, Intention To Treat (ITT) 165 ITT compares outcome based on the original treatment arm that each individual participants was randomized to regardless of protocol violation. ITT gives the most valid but conservative estimate of the true treatment effect. When there is protocol violation ITT will not estimate true treatment effect. 41 Intervention Group 200 Poor Compliance 40 160 Study Sample 400 Aspirin + PPI Group 200 Measuring Outcomes Structure of a clinical trial 6 – Analysis, Per Protocol Analysis (PPA) 165 - In PPA Just people who complied with the original randomization are analyzed. - The treatment effect can be just apply to those people who complied to protocol. - We can never get an unbiased assessment of the true treatment effect. 42 Intervention Group 200 Poor Compliance 40 165 Study Sample 400 Aspirin + PPI Group 200 Measuring Outcomes Structure of a clinical trial 6 – Analysis, As Treated Analysis (ATA) 235 Participants are analyzed based on whether they got the treatment or not regardless of the original group (It completely kills the randomization). 43 Structure of a clinical trial 6 - Analysis Practice - 6 What kind of analysis approach did they use? Was it a good idea to use that approach? 44 Intervention 200 Study Sample 400 Control 200 20 (10%) Measuring Outcomes GI Bleeding Structure of a clinical trial 7 – Analysis (measuring outcome) How large is the treatment effect? 40 (20%) How might we express the results of dichotomous outcome? - Absolute risk reduction (ARR) - Relative risk reduction (RRR) - Number Needed to Treat (NNT) 45 Structure of a clinical trial 7 – Analysis (measuring outcome) How large is the treatment effect? Measuring Outcomes GI Bleeding Intervention 200 20 (10%) Study Sample 400 Control 200 40 (20%) Outcome (GI Bleeding) Exposure Total Intervention 20 180 200 Control 40 160 200 46 Structure of a clinical trial 7 – Analysis (measuring outcome) How large is the treatment effect? Outcome (GI Bleeding) Exposure Total Intervention 20 180 200 Control 40 160 200 Absolute Risk (Probability) of Bleeding in control group (CGR): 40/200=20% Absolute Risk (Probability) of Bleeding in intervention group (IGR): 20/200=10% Absolute Risk Reduction (ARR) = CGR – IGR = 20% - 10% = 10% (The risk of bleeding in Pt. treated with intervention is 10% lower than the risk in Pt. On standard treatment) Relative Risk (RR) = IGR/ CGR = 10/20 = 0.5 Relative Risk Reduction (RRR) = 1 – RR = 1 – 50%= 50% (Intervention decreases the risk of Bleeding by about 50% compared to standard treatment) 47 Structure of a clinical trial 7 – Analysis (measuring outcome) How large is the treatment effect? Outcome (GI Bleeding) Exposure Total Intervention 20 180 200 Control 40 160 200 Number Needed to Treat (NNT) Number of Pt. needed to be treated to prevent one adverse effect NNT = 1 / ARR NNT = 1 / ARR = 1/ 0.1 = 10 (during specific time) 48 Outcome Statistical method Categorical Chi-Square Continues T-Test Not normally distributed Non parametric test Survival Kaplan-Meire/ Cox Regression 49 Structure of a clinical trial 8 – Analysis How precise is the estimate of the treatment effect? We want to know how close is our point estimate to true treatment effect Treatment effect (mn) Study sample (n) Study sample (1) Treatment effect (m1) Population with Condition&Eligibility True treatment Effect (M) Study sample (2) Treatment effect (m2) To assess the precision of the estimate we have to know about Confidence Interval 50 Confidence Interval Small confidence interval Treatment effect (m1) Big confidence interval 51
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