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How to Read These Tables
Summary for the quarter ended March 30
Performance tables provided by Lipper Inc.
The alphabetical performance table beginning at left
includes all primary funds listed by Nasdaq. Though
verified, the data can't be guaranteed by Lipper or its data
sources. Double-check with funds before investing. All
data are preliminary.
l Company
l Telephone
Fund families
in bold.
Number
l Net Asset Value
(March 30) Per-share
value in dollars and cents
calculated by the fund,
based on quarter-ending
quotes unless noted.
Fund family’s
toll-free
number.
UAL
XYZMUT
4.00
242
330
3853
5.61
6.73
A
Balance
A
d
n
Bo
thA
CapGrow
Performance numbers are
percentage calculations on a totalreturn basis, assuming reinvestment
of all distributions. Percentages
are annualized for periods longer
than one year. Performance figures
don't reflect commission charges
(loads), deferred sales charges or
redemption fees and are based on
latest data from fund.
1st-Qtr
55-XXXX
% 800-5
l Performance
1-Year
14.7B
5.7C
25.6A
p0.9
p1.7
p0.5
BL
IB
LC
l Investment
l Fund Name
l Assets ($ Mil)
Reported by the fund, based on latest
available annual or interim report.
Objective
1.5B
0.9E
1.4C
Ratio
1.31
1.03
0.96
l Ranking
Funds are ranked by objectives
defined by The Wall Street
Journal. Percentages are
annualized for periods greater
than one year. A=top 20%;
B=next 20%; C=middle 20%;
D=next 20%; E=bottom 20%.
See list of
category
objectives
below.
QUOTATIONS FOOTNOTES: e-Ex-distribution. f-Previous days quotation. p-Distribution costs
apply, 12b-1 plan. r-Redemption charge may apply. t-Footnotes p and r apply. v-Footnotes x
and e. x-Ex-dividend. NA-Not available due to incomplete price, performance or cost data. NEDeleted by Lipper editor; data in question. NN-Fund not tracked. NS-Fund didn’t exist at start of
period. †-Annualized; Cumulative total return figures converted to an average annual return for
each period. *-Alternate toll-free phone number; call listed number for assistance.
l Expense
5-Year
1
More information on performance
is available free of charge online
at www.wsj.com/mutualfunds.
MUTUAL-FUND OBJECTIVES
Categories compiled by The Wall Street Journal, based on classifications by Lipper Inc.
STOCK FUNDS
Emerging Markets (EM): Funds investing in emerging-market equity securities, where the “emerging market” is defined by a country’s GNP per capita
and other economic measures.
Equity Income (EI): Funds seeking high current income and growth of income by
investing in equities.
European Region (EU): Funds investing in markets or operations concentrated in the European region.
Global Stock (GL): Funds investing in securities traded outside of the U.S. and
may own U.S. securities as well.
Gold Oriented (AU): Funds investing in gold mines, gold-mining finance houses,
gold coins or bullion.
Health/Biotech (HB): Funds investing in companies related to health care,
medicine and biotechnology.
International Stock (IL) (non-U.S.): Canadian; International; International
Small Cap.
Latin American (LT): Funds investing in markets or operations concentrated in
Latin American region.
Large-Cap Growth (LG): Funds investing in large companies with long-term
earnings that are ex-pected to grow significantly faster than the earnings of
stocks in major indexes. Funds normally have above-average price-to-earnings
ratios, price-to-book ratios and three-year earnings growth.
Large-Cap Core (LC): Funds investing in large companies, with wide latitude in
the type of shares they buy. On average, the price-to-earnings ratios, price-tobook ratios, and three-year earnings growth are in line with those of the U.S.
diversified large-cap funds’ universe average.
Large-Cap Value (LV): Funds investing in large companies that are considered
undervalued relative to major stock indexes based on price-to-earnings ratios,
price-to-book ratios or other factors.
Midcap Growth (MG): Funds investing in midsize companies with long-term
earnings that are ex-pected to grow significantly faster than the earnings of
stocks in major indexes. Funds normally have above-average price-to-earnings
ratios, price-to-book ratios and three-year earnings growth.
Midcap Core (MC): Funds investing in midsize companies, with wide latitude in
the type of shares they buy. On average, the price-to-earnings ratios, price-tobook ratios, and three-year earnings growth are in line with those of the U.S.
diversified midcap funds’ universe average.
Midcap Value (MV): Funds investing in midsize companies that are considered
undervalued relative to major stock indexes based on price-to-earnings ratios,
price-to-book ratios or other factors.
Multicap Growth (XG): Funds investing in companies of various sizes, with
long-term earnings ex-pected to grow significantly faster than the earnings of
stocks in major indexes. Funds normally have above-average price-to-earnings
ratios, price-to-book ratios, and three-year earnings growth.
Multicap Core (XC): Funds investing in companies of various sizes with average
price-to-earnings ratios, price-to-book ratios and earnings growth.
Multicap Value (XV): Funds investing in companies of various size, normally
those that are consid-ered undervalued relative to major stock indexes based
on price-to-earnings ratios, price-to-book ratios or other factors.
Natural Resources (NR): Funds investing in natural-resource stocks.
Pacific Region (PR): Funds that invest in China Region; Japan; Pacific Ex-Japan;
Pacific Region.
Science & Technology (TK): Funds investing in science and technology stocks.
Includes
telecommunication funds.
Sector (SE): Funds investing in financial services; real estate; specialty &
miscellaneous.
S&P 500 Index (SP): Funds that are passively managed and are designed
to replicate the performance of the Standard & Poor’s 500-stock Index on a
reinvested basis.
Small-Cap Growth (SG): Funds investing in small companies with long-term
earnings that are expected to grow significantly faster than the earnings of
stocks in major indexes. Funds normally have above-average price-to-earnings
ratios, price-to-book ratios, and three-year earnings growth.
Small-Cap Core (SC): Funds investing in small companies, with wide latitude in
the type of shares they buy. On average, the price-to-earnings ratios, price-tobook ratios, and three-year earnings growth are in line with those of the U.S.
diversified small-cap funds’ universe average.
Small-Cap Value (SV): Funds investing in small companies that are considered
undervalued relative to major stock indexes based on price-to-earnings ratios,
price-to-book ratios or other factors.
Specialty Equity (SQ): Funds investing in all market-capitalization ranges, with
no restrictions for any one range. May have strategies that are distinctly different from other diversified stock funds.
Utility (UT): Funds investing in utility stocks.
TAXABLE-BOND FUNDS
Short-Term Bond (SB): Ultra-short Obligation; Short Investment Grade Debt;
Short-Intermediate Investment Grade Debt.
Short-Term U.S. (SU): Short U.S. Treasury; Short U.S. Government; Short-Intermediate U.S. Government debt.
Intermediate Bond (IB): Funds investing in investment-grade debt issues
(rated in the top four grades) with dollar-weighted average maturities of five
to 10 years.
Intermediate U.S. (IG): Intermediate U.S. Government; Intermediate U.S.
Treasury.
Long-Term Bond (AB): Funds investing in corporate- and government-debt
issues in the top grades.
Long-Term U.S. (LU): General U.S. Government; General U.S. Treasury; Target
Maturity.
General U.S. Taxable (GT): Funds investing in general bonds.
High-Yield Taxable (HC): Funds aiming for high current yields from fixed-income securities and tend to invest in lower-grade debt.
Mortgage (MT): Adjustable Rate Mortgage; GNMA; U.S. Mortgage.
World Bond (WB): Emerging Markets Debt; Global Income; International Income; Short World MultiMarket Income.
MUNICIPAL-DEBT FUNDS
Short-Term Muni (SM): California Short-Intermediate Muni Debt; Other States
Short-Intermediate Muni Debt; Short-Intermediate Muni Debt; Short Muni
Debt.
Intermediate Muni (IM): Intermediate-term Muni Debt including single states.
General Muni (GM): Funds investing in muni-debt issues in the top-four credit
ratings.
Single-State Municipal (SS): Funds investing in debt of individual states.
High-Yield Municipal (HM): Funds investing in lower-rated muni debt.
Insured Muni (NM): California Insured Muni Debt; Florida Insured Muni Debt;
Insured Muni Debt; New York Insured Muni Debt.
STOCK & BOND FUNDS
Balanced (BL): Primary objective is to conserve principal, by maintaining a balanced portfolio of both stocks and bonds.
Stock/Bond Blend (MP): Multipurpose funds such as Balanced Target Maturity;
Convertible Securities; Flexible Income; Flexible Portfolio; Global Flexible and
Income funds, that invest in both stocks and bonds.