Civil Wars and Violent Peace: How to Make Development Agendas a Tool for Human Security?* -Draft VersionMauricio Uribe-López** Abstract Civil wars are not only the most extreme evidence of a polity’s failure but a devastating source of human insecurity. However, not always the countries with such political breakdown exhibit the highest levels of violence. There are countries whose violent records reached concerning levels after peace agreements. Neither civil wars nor high levels of societal violence are independent from the socioeconomic development of each polity. Moreover, ending wars does not entail ending violence. The implementation of peace strategies must take into account tackling horizontal inequalities as condition to achieve sustainable peace. This paper argues that horizontal inequalities are related to ethnicity and also a matter of disadvantages for peasants and poor urban inhabitants living social and territorial segregation. By analyzing the set of characteristics of some African and Latin American and Caribbean LAC countries, this essay highlights the importance of strengthening key dimensions of statehood as a mandatory step to successfully reduce horizontal and vertical inequalities. Those inequalities nurture postwar and societal violence in places with no recent history of civil war. In order to have the whole picture, studies should cross variables related to statehood and horizontal inequalities. As a result of the exercise, customized peace strategies, security programs and development agendas can make real contribution to peace efforts instead of toolkits which often end up hampering the process of human security. 1. Introduction Violence lies pervasively on human relationships. Whether it is refrained or unleashed, potential or actual, it is always present, at least as a possibility or threat. When appropriate rules are entrenched enough to adjudicate conflicts, the perspective of a “poor, nasty, brutish and short life” becomes less frightening. However, rules are not spontaneously crafted and do not operate in the vacuum. The social contract requires social conditions, so that, the grade of inclusiveness of economic and social development may act as a kind of environment in which the mutually binding rules can govern the social relationships or lose its compelling strength. * Paper presented at the XXII World Congress of Political Science, Madrid, July 8 to 12, 2012, International Political Science Association. Panel: New Trends in the Security and the Cooperation for Development Agendas. ** PhD in Political Science. Assistant Professor at the Centro Interdisciplinario de Estudios sobre Desarrollo (Interdisciplinary Center for the Study of Development), Universidad de los Andes, Bogotá, Colombia. Email: [email protected]. Webpage: http://muribe.uniandes.edu.co/ This paper deals with the problem of violence from a development studies perspective, and more precisely, from a point of view to which inequality and violence are not independent issues. Although, it can hardly be claimed an automatic and linear relationship between them, it does not seem plausible simply to dismiss any kind of connection. In fact, those connections are multiple as long as there are different grades and types of inequalities and also different grades and types of violence. Furthermore, ignoring or misunderstanding those multiple links can jeopardizes the effectiveness of those efforts aimed at overcoming violence or building a sustainable peace. The analysis here is restricted to just very few types of inequalities and violence. The objective is to sketch some of those possible links through a classification of cases according to their violence levels and a brief exploration of their development styles characteristics. Those violence levels include the most extreme form of a polity’s failure: civil war. Civil wars represent the deepest fracture of the social contract. Therefore, as long as the responsibility to protect is divided, guaranteeing personal security becomes uncertain. However, epidemic levels of violence i.e. societal violence, lead to the same uncertainty. That is why overcoming high societal violence, ending civil wars, and making post-conflict situations effectively peaceful, must be a top priority of development agendas. Despite its shortcomings, human security’s message has the advantage of providing a normative framework to come up with policies, strategies and tools apt to achieve sustainable personal security. If dramatic imbalances of a development style are not appropriately addressed the sustainability of personal security is at stake. On the other hand, if the modification of the status quo required to address those imbalances is not carefully implemented, new threats to personal security can arise jeopardizing thereby development achievements. The paper is divided in four sections including this introduction. The second one emphasizes the normative relevance of human security. The third section presents both the criteria and the classification of countries according to the specific combination of personal security threats resulting from the conflict situation (war, post-conflict or absence of armed conflict) and the epidemic character of the rate of homicides. Rate of homicides was chosen –among other reasons- because the risk of being killed constitutes the most blatant source of personal insecurity. This section also examines briefly the main characteristics in development styles terms of the groups of countries formed by the classification. The fourth section presents some conclusions. 2. Human security as a normative yardstick for development strategies aimed to overcoming violence and war. 2.1. The normative value of the human security concept In 1994, the Human Development Report (HDR) launched the concept of human security. This is a twin concept of the human development paradigm. While the latter focuses on widening the range of people’s choices, the former “means that people can exercise these choices safely and freely –and that they can be relatively confident that the opportunities they have today are not totally lost tomorrow” (UNDP, 1994:23). Quoting the speech of the US secretary of state at the conference of San Francisco in 1945, the report affirms that human security has two components: freedom from fear and freedom from want. The report enunciated seven types of security associated with those two components. Although there is not a sharp classification; economic, food, environmental and health securities may be related to freedom from want whereas community, political and personal security may be related to freedom from fear. Given the shift proposed by the 1994 Human Development Report from security of the state to security of every single person, the Cold War’s end provided a context which allowed the human security concept to catch on so quickly. In fact, at Cold War’s end, the anthropomorphic and selfish state envisioned by the realist approach of the international relations had already been glaringly challenged. The 1973 economic upheaval stepped up the globalization process which has largely contributed to make even more blurred the boundaries of the Westphalian State. Actually, some point out that the political roots of the Post-Westphalian world may be traced back to the Treaty of Versailles (1919), the Briand-Kellog Treaty (1928) and to the Chapter VII of the United Nations’ Charter (1945). In a Carl Schmitt’s vein, Giraldo (2009) argues that those international rules did encroach upon the state’s sovereign right of deciding between war and peace. Abdicating that right might have paved the way toward the political postmodern era which constantly bewilders us. According to Tara McCormack (2011) what really occurred was that during the Cold War era, the development and security agendas were tightly intertwined but the amounts of international aid to development fell once bipolarity disappeared. McCormack suggests that the link between development and security that human security exhibits at the discourse’s level does not exist in practice: “Human security trumpeted the links between development and security at precisely the time when the development of the Third World was no longer linked to the security of the political and economic system of the developed world” (McCormack, 2011:249). This author considers human security just as a label used both to justify interventionism in developing countries, and to mask the lack of strategic direction in those interventions as the cases of Iraq and Afghanistan have demonstrated. McCormack’s analysis is very appealing. Yet, the value-based and cosmopolitan discourse required by multilateralism -and by the very existence of international organizations- is a Janus look-alike. It is two-faced. Interests and values have room in international politics and they are linked to arenas of contestation at local, national and global levels. Constituencies in major democracies might exert pressure upon their governments in order to make them more attuned to the human values that both, citizenry and governments claim to support not only domestically, but also globally. Even after considering that “international politics use idealist value arguments in order to justify realist politics” (Hellsten, 2009:81), ethical considerations themselves cannot be altogether dismissed. They also may work not only for the great powers’ interests but also for making them subject to public scrutiny and critical evaluation. The pervasive hypocrisy present in the political usages of the human discourses is not reason to rule out the intrinsic value of those discourses. In fact: Ethical discourses can have great influence in national and international affairs… Crawford shows how ethical discourses can gradually structure and restructure pre-analytical feelings and analytical attention and how they can interact with and influence other factors –by the range of comparisons that they make, by the categories and default cases that they introduce and defend, by the ways they reconstitute conceptions of “interests” and perceptions of constraints (Gasper, 2007:5). It is on those processes of restructuring feelings and reshaping interests’ conceptions where the human security approach is worth taking into account. It has a great normative and political value. First, as long as it remarks the ethical individualism stance, it provides the same kind of yardstick that human needs, human rights and human development discourses give us to evaluate, prescribe and design policies. Thus, it rejects those alternatives or courses of action that are prone to impose suffering to some for the invoked sake of the state. Second, it provides an argumentative language required to make the public scrutiny and the accountability processes more compelling and purposeful. 2.2. A way out of criticism related to the lack of precision: the personal security category Despite its suitability and its normative value in a postmodern era of blurred political boundaries, the concept of human security has been subject to overt criticism regarding its lack of precision. Because of its multidimensional perspective linked to different aspects of the development agenda, the concept has been considered too ambiguous. The idea of human security is the glue that holds together a jumbled coalition of “middle power” states, development agencies, and NGOs- all of which seek to shift attention from resources away from conventional security issues and toward goals that have traditionally fallen under the rubric of international development… The term, in short, appears to be slippery by design. Cultivated ambiguity renders human security an effective campaign slogan, but it also diminishes the concept’s usefulness as a guide for academic research or policy making (Paris, 2001:88). Roland Paris does not rule out the importance of human security in spite of his critical remarks on it. He does not consider it as an empty rhetoric or “hot air”. In fact, he recognizes significant accomplishments of the political campaign carried out under its umbrella such as the signing of the land mines convention and the creation of the International Criminal Court. What he bemoans, however, is the definitional vagueness of the concept which has little to offer to “academics who might be interested in applying the concept, or to policymakers who must prioritize among competing policy goals” (Paris, 2001:102). Although this kind of criticism on the concept coined in 1994 has undeniable relevance, it has not been altogether fair to have overlooked that the Human Development Report had identified clearly enough personal security as the sheer core of the human security idea: “Perhaps no other aspect of human security is so vital for people as their security from physical violence. In poor nations and rich, human live is increasingly threatened by sudden, unpredictable violence” (UNDP, 1994:30). Among the main threats which jeopardize personal security were mentioned: war, ethnic tension, and crime. Highlighting personal security as the nuclear meaning of human security does not necessarily lead to narrowing evaluation and prescription toward military or police issues. In order to cope with the threats to personal security, it is necessary to promote the development agenda that the other dimensions of human security implies. Personal security is not sustainable in places in which there is starvation near conspicuous wealth. Neither where some artful and deceptive leaders have the opportunity to exploit the sense of injustice emanated from horizontal inequalities in order to trigger animosity and hatred among different social, regional or ethnic groups. Besides the relevance of critical military and police concerns, it is necessary to address development challenges to protect people against dangers coming from societal violence and civil wars. It is in this sense that development agendas are not a diversion from the priority of protecting peoples’ lives. On the contrary, they are a complement of emergency measures, and they are necessary to entrench what those measures attempt to achieve. Martin and Owen (2010) argue that human security has been losing his room in the UN official discourse due to its conceptual stretching. However, Martin and Owen identify a second generation of the idea emanating from the European Union. They consider it more promising than the United Nations based approach. For them, the European Union’s version of human security, whose clearest formulation can be found in the 2004 Barcelona Report, has the advantage of delimitating the concept to the “needs of people in severe insecurity.” (Marlies Glaus and Mary Kaldor quoted by Martin and Owen, 2010:217). Even though this precision could render a number of benefits in terms of reducing ambiguity and habilitating operationalization, it is worth considering that in contexts of war, post-war and, high societal violence, the conceptual overlapping between development and security, at the discourse level of the human security concept, is more a virtue than a drawback. To the extent that the sustainability of any personal security achievement depends on the way in which critical development challenges are managed, development agendas might be considered as a primary tool for human security. Therefore, we could redefine human security as the reinforcing process between development and security aimed to safeguard both personal security and the stability of people’s choices enhancement. Given that there is not a teleological path to development, and particularly to human development, human security’s idea keeps us aware of the latent risk of going backward. Now it is pertinent to ask: ¿How to make development agendas a tool for personal security? ¿What kind of development agenda are we talking about? Certainly not of the same kind the Rwandan or the Nicaraguan governments implemented at the behest of the international financial institutions (IFI) in the aftermath of their wars (Paris, 2005). Development agendas are aptly suited as a tool for human security in African and Latin American and Caribbean Countries (hereafter LAC) to the extent they consider key aspects related to horizontal inequalities and the polity soundness problem. 3. The development contexts of civil wars and violent peace: overview and types of cases 3.1. Personal security threats and development styles Civil wars and societal violence are two salient threats to personal security and they are not independent from the development levels of the societies in which they take place. Taking civil wars all over the world into account, it is very telling that 75.1% of the countries which were undergoing a civil war in 2008 belong to “low” and “medium” categories of the human development index (HDI). Actually, 64.5% of the countries classified in the category of “low” human development were in civil war in 2008.1 When we look at societal violence all over the world, the landscape is also telling. The higher the human development level, the lower the mean of the rate of homicides. Only one country belonging to the “very high” category of the HDI shows a homicide rate higher than the epidemic one:2 Barbados. Yet, it is important to notice that both categories “high” and “medium” have broader variability than the “very high” and “low” categories do (Table 1). It is worth pointing out that Africa and LAC, the two most unequal regions of the world, exhibit the highest mean value of rate of homicides (Table 2). Despite of its enormous diversity, Asia has not only a much lower mean value of the rate of homicides but also this indicator exhibits far lower variability. What matters the most, however, are not the development levels themselves. Violence and war are dynamic processes. Therefore, the dynamics of development must be considered. Consequently, it is necessary to analyze the relationship between personal security threats such as civil wars and societal violence under the light of the development styles concept. According to Aníbal Pinto a development style is the way in which a system organizes and allocates human and material resources in order to solve questions related to what to produce, to whom and how. “The propensities of the productive system to favoring distinctly different social groups should be evaluated considering the dynamic of such a process; it is a cumulative phenomenon which reinforces the tendencies toward higher or lower grade of inequality” (Pinto, 2008:78). Thus, the grades and types of inequality are salient traits of a particular development style. They are also critical to the formulation and implementation of development agendas aimed to overcome personal security’s threats. James Fearon (2004) presents a type of civil wars that are difficult to end: the sons-ofthe-soil rebellions. These are wars where peripheral insurgencies fight against both governmental armies and paramilitary forces. By and large, the insurgents belong to an ethnic minority group whereas the military and paramilitary forces represent the ethnic dominant group. This kind of conflicts usually involves feuds over natural resources or land. Fearon’s analysis suggests that chances of looting natural resources or the 1 Those calculations are based on UNDP (2010). Experts consider that a rate of homicides higher than 8 per every 100.000 inhabitants represents an epidemic one which reflects deep societal fault lines (Kliksberg, 2008). 2 possibilities of trafficking illegal merchandises are intermediate mechanisms3 present on the path which goes from certain characteristics related to development contexts (such as low income per capita) to the protraction of civil wars. Drawing on the mechanisms involved in the sons-of-the-soil rebellions dynamics, it is possible to identify at least three units of analysis relevant for the exploration of the relationships between civil wars and development styles: rural periphery contexts, horizontal inequalities and the role and characteristics of the state. Identifying units of analysis suitable for the exploration of the relationships between development styles and societal violence is at least as challenging as in the civil wars’ case. Nonetheless, as long as high levels of societal violence reflect critical failures of the state capacity to enforce the rule of law4 (O’Donnell, 1998), and they are also a symptom of deep fault lines within a society (Bourguignon, 1999), it might be useful to adapt the units of analysis mentioned above to violent cases different from civil wars. Identifying, inductively, some development style characteristics present in different types of cases, may give some clues for further exploration variables’ configurations specific to each type of cases. Here there is just a preliminary look at several salient features. Table 1 Rates of Homicides by Human Development Index Levels Mean Standard deviation Minimum Maximum Low 15.24 9.87 0.4 38 Medium High Very High 12.64 10.40 1.62 16.85 13.30 1.86 0 1 0.30 82.1 52.1 11.30 Source: Own calculation based on UNODC Homicide Statistics and UNDP Human Development Report The homicides rates correspond to the latest year available between 2004 and 2010. 3 In a nutshell, a mechanism describes the process by which one variable affects another one i.e. how X produces Y (Gerring, 2010). 4 Even though the “rule of law” is a disputative term, O’Donnell (1998:7,8) asserts its minimal meaning: “… whatever law there is, it is fairly applied by the relevant state institutions, including but not exclusively the judiciary. By ‘fairly’ I mean that the administrative application or judicial adjudication of legal rules is consistent across equivalent cases, is made without taking into consideration the class, status or power differentials of the participants in such processes, and applies procedures which are pre-established and knowable.” Table 2 Rates of Homicides by Continents N 53 Minimum 1.10 Maximum 56.90 Mean 16.3943 Std. Deviation 11.39468 Asia 51 .50 15.20 3.4922 2.99992 Europa 43 .00 11.20 2.3930 2.53465 LAC* 43 3.70 82.10 21.5674 17.51127 2 1.80 5.00 3.4000 2.26274 14 .00 13.00 3.3714 3.92398 Africa North America Oceania Source: Own calculation based on UNODC Homicide Statistics *LAC means Latin America and the Caribbean The homicides rates correspond to the latest year available between 2004 and 2010. 3.2. Classification of countries according to combinations of personal security threats In order to identify the different characteristics of the development styles present along with specific personal security threats is necessary to parse each type of case. Table 3 shows the different types of cases resulting from combining armed conflict situations and levels of societal violence. Table 3 Definitions of Types of Cases Type of cases Peace Peaceful Society Peaceful Post-conflict Societal Violence Violent Peace High Societal Violence Violent Post-conflict Highly Violent Post-Conflict Definition There was not a civil war between 1990 and 2010 and the rate of homicides in 2010 is less than or equal to 8. The war ended between 1990 and 2009 and the rate of homicides in 2010 is less than or equal to 8. There was not a civil war between 1990 and 2010 but the rate of homicides in 2010 is greater than 8 but less than 16. There was not a civil war between 1990 and 2010 but the rate of homicides in 2010 is greater than or equal to 16. The war ended between 1990 and 2009 but the rate of homicides in 2010 is greater than or equal to 8 but less than 16. The war ended between 1990 and 2009 but the rate of homicides in 2010 is greater than or equal to 16. In 2010 the ongoing armed conflict had already reached a value of cumulative intensity equal to 1 and the rate of homicides in 2010 is less than or equal to 8. In 2010 the ongoing armed conflict had already reached Civil War Armed Conflict and Societal Violence a value of cumulative intensity equal to 1 and the rate of homicides in 2010 is greater than 8 but less than 16. In 2010 the ongoing armed conflict had already reached Armed Conflict and High Societal a value of cumulative intensity equal to 1 and the rate of Violence homicides is greater than or equal to 16. Own elaboration based on UCDP/PRIO Armed Conflict Dataset Armed Conflict and Peaceful Society The classification has three main types of cases: Peace, Violent Peace and Civil War. Another important type of cases is Post-Conflict. This one is in the intersection between Peace and Violent Peace. The classification is somehow a 2010 snapshot. Even though it considers both the cumulative intensity5 of the armed conflicts and post conflicts whose preceding wars ended in 1990 or after (until 2010), the rates of homicides correspond to the latest year available on UNODC’s datasets between 2004 and 2010. Therefore, 2010 was chosen for two reasons: a) It is the last year available in the latest version of the UCDP/PRIO Armed Conflict Dataset and it is also the latest year available on the UNODC’s rate of homicides data sets; b) Unfortunately, just few African countries are on the data series which trace rate of homicides over time. Indeed, those data are scattered. That is why the rates of homicides values correspond to the latest ones available between 2004 and 2010.6 Taking just the latest figure may miss valuable information about the variability of each rate over time. Certainly crime rates –counting not only homicides but also robberies, burglaries, thefts, frauds, etc. – change significantly over time, so that, “criminality is not purely structural characteristic of society which changes very slowly with the process of economic, social and cultural development” (Bourguignon, 1999: 2). However, looking at the UNODC’s data series of homicides rates between 1995 and 2010, it is clear that despite their variability over time, transitions from epidemic rates of homicides to no epidemic ones -and vice versa- are not too frequent. Just 5.1% of the countries listed on those UNODC’s data series shows a maximum and minimum values corresponding to different epidemic levels of the rate of homicides. The three greatest variance values on the series correspond to El Salvador, Honduras y Colombia. However, their minimum values are still far away from being no epidemic. Indeed, the ten LAC countries with the highest median values of their rates of homicides between 1995 and 2010 are also the ten LAC countries whose rates of homicides were the highest ones in 2010 (Table 4). Having made clear enough the reasons behind the decision of taking 2010 as a baseline for the classification of countries, what follows is the classification itself (Table 5). 5 Cumulative Intensity (CumInt) is an indicator used by UCDP/PRIO Armed Conflict Data Set. “This variable takes into account the temporal dimension of the conflict. It is a dummy variable that codes whether the conflict since the onset has exceeded 1,000 battle-related deaths. A conflict is coded as 0 as long as it has not over time resulted in more than 1,000 battle-related deaths. Once a conflict reaches this threshold, it is coded as 1.” (UCDP/PRIO, 2011:9). 6 Therefore, not even for all the countries the rates of homicides correspond to 2010. Table 4 Rates of Homicides, Median Values Country Median (1995-2010) Country Median (1995-2010) El Salvador 64.7 Honduras Colombia 58.2 El Salvador Honduras 50.6 Jamaica Jamaica 42.6 Venezuela Venezuela 37.1 Belize 41.7 Guatemala 35.8 Guatemala 41.4 Belize 31.8 Colombia 33.4 Brazil 29.8 25.2 Saint Lucia 22.2 Saint Lucia Dominican Rep. Dominican Republic 17.8 Brazil Own elaboration based on UNODC Homicide Statistics Peace Violent Peace 82.1 66 52.1 49 24.9 22.7 Table 5 Classification of Countries by Types of Cases Type of cases Countries Argentina, Chile, Cuba, Djibouti, Egypt, Haiti, Libyan Peaceful Society Arab Jamahiriya, Mauritius, Morocco, Niger, Tunisia, Uruguay. Peaceful Post-conflict None Barbados, Benin, Bolivia, Botswana, Cape Verde, Societal Violence Comoros, Costa Rica, Gabon, Gambia, Ghana, Madagascar, Mali, Mauritania, Nigeria, Paraguay, Seychelles, Surinam, Swaziland, Togo, Zimbabwe. Belize, Brazil, Burkina Faso, Cameroon, Cote d'Ivoire, High Societal Violence Dominica, Dominican Rep., Ecuador, Equatorial Guinea, Eritrea, Guinea, Guyana, Honduras, Jamaica, Kenya, Lesotho, Malawi, Mexico, Namibia, Panama, South Africa, Tanzania, Venezuela, Zambia. Liberia, Mozambique, Nicaragua, Senegal, Sierra Leone. Violent Post-conflict Angola, Burundi, Congo, Dem. Rep. of Congo, El Highly Violent Post-Conflict Salvador, Ethiopia, Guatemala, Guinea-Bissau. Armed Conflict and Peaceful Society Algeria, Peru, Somalia Armed Conflict and Societal Violence Chad Civil War Armed Conflict and High Societal Colombia, Rwanda, Sudan, Uganda, Central African Violence Republic* Own elaboration based on UCDP/PRIO Armed Conflict Dataset and UNODC Homicide Statistics *Although the latest version of the Uppsala Armed Conflicts Database does not include Central African Republic, it is worth noticing that not only most of its neighbors have been at war (Sudan, Chad, Congo, Democratic Republic of Congo), but also the country itself has experienced armed conflict . Indeed, in 2009 a new rebel group turned up: The Convention of Patriots for Justice and Peace CPJP. Uppsala Conflict Data Program (Date of retrieval: 2012/05/30) UCDP Conflict Encyclopedia: www.ucdp.uu.se/database, Uppsala University. There are some quite interesting results in Table 5. First of all, it draws attention the fact that African countries which were the protagonists of the Arab Spring in 2011 looked quite peaceful just one year before. Only Algeria registered in the Uppsala Armed Conflict Database an armed conflict situation in 2010. Yet, in Algeria and also in Morocco “even though there were reported deaths in connection to demonstrations they were not as violent and did not produce as high death tolls as in Tunisia and Egypt” (UCDP, 2011:6). However, the search for the latent causes and the triggers which precipitated the uprisings in Egypt and Tunisia as well as the short though notorious Libyan civil war is beyond the analysis carried on in this paper.7 Second, it stunts the absence of countries in the Peaceful Post-Conflict category. Finding that all of the post-conflict cases correspond to violent peace highlights the fact that ending wars does not entail ending violence. It also remarks the necessity of addressing the development challenges that accompany peace building efforts in order to assure the transition from war to peace instead of to violent peace. Third, there are many cases in the violent peace situation which did not suffer a civil war, at least not since 1990. That makes clear that despite of being the most extreme evidence of a polity’s failure, civil war is neither the only source of personal insecurity nor necessarily always the most devastating one. Algeria and Peru for example, are considered by the UCDP/PRIO Armed Conflict Database as minor conflict cases in 2010.8 Nevertheless, their conflicts do not seem currently to have pervasive effects on those countries. Although peace in Peru might still be considered “an unfinished task” (Basombrío, 1999), violence emanated from conflict may be very limited. Somalia is a strange case. It is the only one of all the armed conflicts whose UCDP/PRIO’s intensity indicator equals two. In other words is the only “war” according to the UCDP/PRIO’s terminology and yet, its most recent homicide rate available is 1.5 per 100.000 inhabitants in 2008. 9 Considering that a civil war usually articulates other manifestations of violence, so that societal violence and war-directly-related violence may reinforce each other, it astonishes the extremely low rate of homicides in a country whose war is intense and whose state is considered the weakest one all over the world (Rice and Patrick, 2008). Nonetheless, the very weakness of the Somali state casts a shadow over the reliability of statistics coming from there. Fourth, there are few remaining wars and Colombia is the only Latin American country which despite to have reduced both the intensity of its war and its rate of homicides, classifies as a case of armed conflict along with high societal violence. The long lasting Colombian war has developed manifold connections between the civil war itself and other forms of violence (PNUD, 2003). Perhaps that is why Colombia might seem to be the archetype of the situations in which the reinforcing process between war and societal violence takes place. 7 The most recent developments in Africa like the coup in Mali and the secession war that ensued, and the independence of South Sudan, are also out of the scope of this paper. 8 UCDP/PRIO classifies armed conflicts according to its intensity in a given year, in two categories: 1. Minor: between 25 and 999 battle-related deaths in a given year; 2. War: at least 1,000 battle-related deaths in a given year (UCDP/PRIO, 2011:9). 9 The figure is provided by the World Health Organization and taken from UNODC. 3.3. Looking at some types of cases and some development styles’ features As stated above, certain mechanisms embedded into various characteristics of the development styles may fuel the main personal security threats. Also, it was asserted that the grades and sorts of inequalities are defining characteristics of a development style. Of course, inequalities themselves have their specific contexts. For example, one could hardly say that inequality in a low income country such as Haiti has the same social effects that it does in an upper middle income country such as Colombia. Furthermore, the dangerousness of the approximately the same Gini coefficient is, by no means, the same in Chile and Rwanda. Understanding the context, grades and types of inequalities when analyzing the relationship between development styles and personal security threats is then crucial. Considering just income vertical inequalities measured by the Gini coefficient, peaceful societies tend to be placed along lower Gini values than high societal violence cases, post-conflict situations and armed conflicts (Figure 1). Nonetheless, it is still necessary a little closer look. Figure 1 Gini and Types of Cases Own elaboration based on World Development Indicators (WDI), UCDP/PRIO and UNODC. 3.3.1. Peaceful societies There are two opposite cases within this group: Haiti and Chile. Both of them are the most unequal countries among peaceful societies considered here.10 Nonetheless, Haiti is a low income country whose HDI is also low and its poverty high.11 Chile is an upper middle income country whose HDI is high and its poverty low. 12 In fact, in the 2011 Human Development Report Chile occupies the first place on the HDI ranking for LAC countries whereas Haiti is in the last place.13 In Chile’s case the chain that otherwise might lead from inequality to societal violence is broken by the high level of the quality of life enjoyed by most Chileans and by the high capacity of its state (Rice and Stewart, 2008). Even though income inequality is a salient downside of the Chilean development style, the income gap between the richest and the poorest segments of its population is not as wide as in Haiti. 14 Additionally, the capacity of the Chilean state has been historically built since the very beginning of its independent life (Centeno, 2002). In Haiti’s case –although figures of homicides may be underestimated because of the lack of state capacity - the chain that might lead from inequality to societal violence is broken by mechanisms very different from those present in the Chilean example. Haiti resembles a situation in which the burden of extreme poverty impairs violence. In fact, sometimes poverty alleviation is considered a factor that could lead to violence (Pearce, 2010). To say it with Amartya Sen’s words: Destitution can be accompanied not only by economic debility, but also by political helplessness. A starving wretch can be too frail and too dejected to fight and battle, and even to protest and holler. It is thus not surprising that often enough intense and widespread suffering and misery have been accompanied by unusual peace and silence (Sen, 2006:143). This also applies to Niger: one of the most egalitarian countries of this group but also one of the poorest. The social landscape of this group includes countries quite egalitarian but poor e.g. Niger, Egypt15 and Djibouti. Other countries are less egalitarian but also far less poor and with much higher HDI like Argentina and Uruguay. 10 According to the latest data available on the World Development Indicators (Hereafter WDI), Haiti’s Gini coefficient is 0.5921 and Chile’s Gini coefficient is 0.5206. 11 In 2001, 77% of its population had incomes below the national poverty line according to the WDI. 12 In 2009 15.1% of its population had incomes below the national poverty line according to the WDI. 13 In the2011 Human Development Report Chile and Argentina entered into the “very high” human development category. Meanwhile, Haiti remained as the only country in the LAC region that belongs to the “low” human development category. 14 Considering the latest WDI available, in 2009, in Chile, the richest 10% of the population earned 27.9 times more than the poorest 10%. In 2001, this figure in Haiti was 72.2. 15 Even though the incidence of poverty in Egypt is not high (22% in 2008 according to WDI), it is a lower middle income country and its HDI is “medium”. 3.3.2. High societal violence This group is quite heterogeneous. There are extremely poor countries such as Lesotho and paradoxical ones such as Equatorial Guinea whose oil revenues make it a high income country, and yet 76.8% of its population is below the national poverty line.16 Perhaps the indicator most aptly suited to convey a clear image of Equatorial Guinea’s development style is the number which results after subtracting the position a country occupies on the ranking of HDI from the position it occupies on the income ranking. This number provides an approximate idea of the degree in which a society transforms its revenues into educational and health achievements. It is somehow a proxy of the social bias of the development style. This figure in Equatorial Guinea’s case is a kind of mindboggling number: minus 91. Certainly, it is a regime that channels the wealth towards Teodoro Obiang and his small clique. Instead of at least doling the governmental budget out to some broader segments of the population in order to buy political and social support, harsh repression is wielded.17 By contrast, there are in this group some praised democracies such as Brazil18 but with highly unequal distribution of their incomes. However, both inequality and violence are declining in Brazil: In 2001 the Gini coefficient was 0.639 and in 2009: 0.576.19 The rate of homicides was 31.4 per 100.000 inhabitants in 2001 and it felt to 22.7 in 2009.20 Venezuela instead represents an intriguing case in which inequality has been declining and violence soaring (Figure 2) Figure 2 Homicides and Inequality in Venezuela 0.600 70.0 0.500 60.0 50.0 0.400 40.0 0.300 Gini 30.0 Homicides 0.200 0.100 Lineal (Homicides) 20.0 Lineal (Gini) 10.0 2010 2009 2008 2007 2006 2005 2004 2002 1999 0.0 1997 0.000 Own elaboration based on World Development Indicators (WDI) and UNODC 16 This figure corresponds to 2006 and is taken from WDI. The Freedom House indicators of Political Rights and Civil Liberties have been 7 and sometimes 6 (the worst scores of the scale) in Equatorial Guinea since 1973. 18 Freedom House has labeled Brazil as a “Free” country continuously since 2003. The other possibilities are “Partially Free” and “Not Free”. 19 CEPALSTAT 20 UNODC 17 The contrast between Brazil and Venezuela would suggest that the possible effects of reducing inequality on homicide trends may depends on the specific ways redistribution is carried out and the specific features of the political and social context as a whole. It is soon to anticipate the legacies of the Chávez’s “creation of an autonomous power center in the name of Bolivarian democracy [which] actually de-democratized his regime” (Tilly, 2007:173). Hitherto, one salient characteristic of the Venezuelan development style is the deterioration of personal security. This result, however, cannot lead to dismiss the relevance of fighting vertical inequality to build a safer development style. What seems to be clear is that there are different paths towards redistribution of income and wealth and each of them has to be weighted in terms of its effects on personal security. Mexico has seen drugs related violence soared, particularly between 2007 and 2010 when its rate of homicides per 100.000 inhabitants went from 8.1 to 21.5, overtaking the figure of 1995: 18.4.21 Drug cartels might have been taking advantage of the increasing rural poverty (from 57.4% in 2004 to 60.8 in 2010)22 and youth unemployment rate (from 6.5% in 2000 to 14.3% in 2010).23 Within the group there are clear cases of vertical inequalities like Honduras and protuberant examples of horizontal inequalities like South Africa (Stewart, 2001). Honduras seems to be the archetype of a high vertical inequality case with no intermediate mechanisms inhibiting the violent effects that huge social gaps may produce. Honduras is a poor country but not as poor as Haiti. It is a lower middle income country and its HDI belongs to the “medium” quartile. However, its Gini coefficient is the second among LAC countries after Haiti’s one. Taking African and LAC countries together, the number of times that the income of the richest 10% overtakes what the poorest 10% earns is at its most in Honduras: 98.6 times24. Honduras has not had to handle with the violent legacies of a civil war and yet, it exhibits the highest rate of homicides among all countries considered in this paper: 82.1 homicides per 100.000 inhabitants in 2010. Both inequality and rate of homicides soared between 2000 and 2010 beginning with already high values in 2000.25 If Venezuela’s case may suggest that not all kinds of redistribution policies make societies less violent, Honduras leaves very clear that harsh and increasing vertical inequality within a weak state is an enormous danger. However, peasants are particularly disadvantaged. According to the Economic Commission for Latin America and the Caribbean (ECLAC) 78.8% of the rural population are poor. The distance from the mean income of the rural poor to the rural poverty line value, i.e. the gap at rural poverty line is 45.3%.26 21 UNODC WDI 23 CEPALSTAT 24 The figure corresponds to 2009, the latest one available in WDI. 25 According to UNODC, in 2000 the rate of homicides in Honduras was 51.1 per 100.000 inhabitants and in 2010 the figure was 82.1. According to WDI, although the Gini coefficient diminished in 2009, between 2001 and 2008 increased from 0.5438 to 0.6133. 26 CEPALSTAT figures correspond to 2007 and 2010 respectively. 22 3.3.3. Post-conflict situations Perhaps in no other circumstances may inequality be most dangerous than in a polity which has endured a violent split. A breakdown of the political amity that constitutes the social glue of a nation is not always the immediate consequence of low social development and inequality. Those were not the features in Libya’s case. Despite of its authoritarian rule the Libyan development style does not seem to have prompted –a prima facie- the bloodshed of 2011. But, once a war has started, it can hardly be ignored that salient characteristics of the development style may fuel or inhibit the protraction of any particular war.27 The absence of countries in the Peaceful Post-conflict category is quite eloquent. Some forces unleashed by the war’s dynamics may survive and even get entrenched after peace is signed.28 Sometimes -as Roland Paris (2005) makes it clear- the peace processes themselves may have not contributed to curtailing those forces. Certainly, development styles play a significant role. All post-conflict cases correspond to low or lower middle income countries and not even one of them has a high HDI. In fact, just four out of the 13 cases has a medium HDI. As table 6 shows it, taking out Ethiopia and Nicaragua, when a country has a Gini coefficient below 0.45, its population in poverty overtakes 50%. Nicaragua, El Salvador and Guatemala are the three LAC cases where civil wars ended after piece processes in which were involved all of the armed actors. The implementation of the neoliberal agenda in those countries made more difficult the reintegration of former combatants because of the shrinking of social expenses and the increasing unemployment (Nasi, 2007). Nicaragua is a violent post-conflict society but not a highly violent one. The rate of male youth unemployment reached 20.3% in 1993. However, in 2005 it had felt to 9.3%.29 Despite of having reduced rural income poverty this remains high: 67.9% in 2005.30 In El Salvador –a highly violent post-conflict society- rural poverty has been diminishing from 66.1% in 1991 to 46.5% in 200931 but the rate of male youth unemployment has been constantly almost twice the total population’s rate. In 2010 it was 15.7%.32 Guatemala is the Latin American archetype of a civil war followed by a post-conflict situation in which horizontal inequalities have played a protuberant role. When looking at the places it loses after subtracting its HDI rank from its Gross National Income rank 27 In the Libyan case it has to be analyzed two possibilities: First, if the weakness of Libya as a nation had to do with the fact that in Northern Africa this was the only country where the uprisings ended up in a civil war. Second, if it was because of its previous development achievements that the war did end relatively soon. 28 Nevertheless, it is worth reminding that in a postmodern political era the language has changed to the extent the neat distinctions of the modernity have become fuzzy. Therefore, nowadays peace processes have taken the place of treatises of peace (Giraldo, 2009:67). 29 CEPALSTAT 30 WDI 31 WDI 32 CEPALSTAT (table 6), it is clear that the post-conflict development style of the country lacks the social bias required to build a sustainable peace. Its Gini (0.569 in 2006)33 is the fifth highest one among LAC countries. Between 1998 and 2006 rural poverty went from 68% to 66.5%. However, between 2002 and 2006 rural poverty gap increased from 30.8 to 33.3%.34 A key failure in carrying out the promises made when peace was agreed is that the land reform has not been tackled (Stewart, 2009:162). After nine years of negotiations, 17 separate peace accords were signed. Two of them were the Agreement on the Socio-Economic Aspects and the Agrarian Situation, and the Agreement on the Identity and Rights of Indigenous Peoples. Unfortunately, conservative forces headed a political campaign against the agreements, which were rejected in a referendum in 1998 (Ibidem). It is not surprising that a mining and oil economy like Angola classifies as a highly violent post-conflict when looking at the loss of places once its HDI rank is subtracted from its Gross National Income rank. Actually, UNITA (which became an opposition political party) has not been the only armed insurgent group in Angola. There are several armed factions which claim the secession of Cabinda, the region that “produces around 60% of Angola’s oil revenues”35 Whether grievances related to inequality are at the roots of a civil war or not, once a country begins to follow the civil war troubled road, forces towards even greater inequalities are usually activated. It is not just a matter of cause-effect relationship. Rather, it is a vicious circle as long as “violent conflict tends to raise inequality (and inequality is one factor in a country’s vulnerability to conflict) and high inequalities lowers the impact of growth on poverty reduction in the early years of post-conflict reconstruction” (Addison and Brück, 2009:28). 33 WDI CEPALSTAT 35 Uppsala Conflict Data Program (Date of retrieval: 2012/06/10) UCDP Conflict Encyclopedia: www.ucdp.uu.se/database, Uppsala University 34 Table 6 Human Development, Poverty and Inequality in LAC and African Post-conflict Countries Poverty HDI Income Level Gini Headcount Gross National Income Ratio (%) per Capita Rank minus (National HDI Rank Poverty Line) Angola Low Lower Middle Income 0.5864 .. -38 Burundi Low Low Income 0.3327 66.9 0 Congo Medium Lower Middle Income 0.4732 50.1 -6 Dem. Rep. of Congo Low Low Income 0.4443 71.3 -1 El Salvador Medium Lower Middle Income 0.4833 37.8 -4 Ethiopia Low Low Income 0.2983 38.9 0 Guatemala Medium Lower Middle Income 0.5589 51 -14 Guinea-Bissau Low Low Income 0.3552 64.7 -3 Liberia Low Low Income 0.3816 63.8 5 Mozambique Low Low Income 0.4566 54.7 -9 Nicaragua Medium Lower Middle Income 0.4047 46.2 10 Senegal Low Lower Middle Income 0.3919 50.8 -2 Sierra Leone Low Low Income 0.4252 66.4 Own elaboration based on UNDP Human Development Report and World Development Indicators. 0 3.3.4. Armed conflicts There were nine internal armed conflicts in 2010. In the category of Armed Conflicts and Peaceful Societies are two minor conflicts: Peru and Algeria. Both of them are upper middle income countries and their HDI is high. Peruvian Gini was at its greatest value in 2002: 0.5564. It diminished to 0.4814 in 2010. In 2001 income poverty reached 54.8% of the population. It felt to 31.3% in 2010. Algeria has had a long lasting civil war which began in 1991between the government and the Armed Islamic Group of Algeria (GIA). Another armed actor is Al Qaeda in Maghreb. The rate of youth male unemployment in Algeria is dramatically high (42.8%).36 That situation certainly contributes to satisfying actors’ recruitments requirements. Chad is a very poor country in which an unstable neighborhood has paved the way to new episodes of war after peace agreements. Somalia is the weakest state of the world. Its elites are strongly averse to the state. The elites are old leaders of local clans, warlords and those who provide merchandises to them, real property owners and some businessmen of Mogadishu who have gained some degree of autonomy from the warlords. Even though those businessmen would enjoy much more benefits from a rule of law and from peace, they chose to turn down every attempt of building a state. They are averse to the uncertain effects a state building process could have on their profits. Therefore, they would rather operate within a suboptimal but familiar environment (Menkhaus, 2003:415). 36 WDI In Rwanda, the “uneasy coexistence between guilty majorities and fearful minorities (Mamdani, 2001:208) has shaped the armed conflict and high societal violence the country is currently enduring. Rwanda represents the quintessence of how dangerous horizontal inequalities can become. However, as Mamdani explains Tutsi and Hutu identities are political identities rather than cultural o market based ones. “Political identities are the consequence of how power is organized” (Ibidem, 22). Therefore, a broader nation based identity seems necessary to be built in order to break the chain of retaliations and fears which impair a sustainable peace. A development agenda aimed to overcome economic inequalities is a major piece of that process of nation-building. Those inequalities soared when the economic slump started in the late 1980s mainly because of the decline in coffee world prices. They were exacerbated by both the civil war, the genocide in 1994 and by the structural economic adjustment signed by the Juvenal Habyarimana’s government, the International Monetary Fund and the World Bank. [S]pecific elements of the structural adjustment program did apparently contribute to the impoverishment of many Rwandans in the early 1990: Higher fees for health and education, for example, added to the already heavy burdens of Rwanda’s poor, while a freeze in public wages combined with successive currency devaluations, decreased the real income of many middleclass Rwandans. Whether these conditions increased the willingness of ordinary Rwandans to participate in mass murder remains a matter of debate, but it does appear that the economic crisis placed additional stress on social and political fabric of the country in the lead-up to genocide (Paris, 2005:77). In Central African Republic the Gini coefficient went from 0.435 in 2003 to 0.563 in 2008 and rural poverty reached 64.9% in 2008. Sudan is now two countries and there are signals of the transformation of a civil war into an interstate war.37 Uganda has been involved in the conflicts of its neighbors and its own conflicts have been prompted by political manipulations of ethnic and regional inequalities. Currently in northern Uganda, whose Langi and Acholi elites once ruled the country, it remains the notorious Lord’s Resistance Army which has operated also in Sudan, Democratic Republic of Congo and Central African Republic. In Uganda, the dichotomy between political domination and social and economic differences may have fueled violent conflicts. “There are significant, persistent horizontal inequalities in Uganda in economic and social dimensions. Average incomes are broadly twice as much in the South and Center and social services substantially better” (Stewart, 2001). However, northerners and westerners kept political power until the southerner Yuweri Museveni seized the government. By and large, inequality has increased: In 1996 the income held by the richest 10% of the population was 9.4 times larger than the income held by the poorest 10%. In 2009 this figure was 15.3.38 Colombia exhibits the longest civil war among LAC and African countries. It represents the only upper middle income country out of the Armed Conflict and High Societal 37 “South Sudan Reports Air Attacks by Sudan”, New York Times, April 23, 2012, http://www.nytimes.com/2012/04/24/world/africa/south-sudan-accuses-khartoum-of-air-attacks.html?_r=3&hp 38 WDI Violence cases. The richest 10% of the Colombian population receives 51.07 times more income than the poorest 10%,39 the greatest difference among all upper middle income countries in LAC and Africa. Colombia Gini coefficient (0.559 in 2010) 40 is the third highest one among upper middle income countries in LAC and Africa after South Africa and Seychelles:41 Even though its war is not an ethnic42 or religious one, there is –additional to the huge vertical inequality- a kind of horizontal inequality expressed in terms of an anti-peasant bias of the Colombian development style. This bias has been shaped by the historic successive defeats of the peasant population (Uribe-López, 2011). A few figures illustrate briefly that bias: According to the ECLAC,43 in 2009, 64.3% of the rural population was below the poverty line.44 This is the highest incidence of rural poverty among the upper middle income countries of Latin America. The rural poverty gap in 2009 was 31.9% just behind the gaps in Honduras and Paraguay among Latin American countries only (excluding Caribbean ones). 4. Conclusions Human security concept is useful as a normative criterion as long as it remarks a person-centered approach to security and development issues. It also offers a framework for designing and implementing development agendas aimed at giving support to the sustainability of personal security. Human security idea keeps agents of development changes aware of the latent risks behind each attempt of modifying the status quo. It avoids ignoring the vulnerability of every development achievement. Taking human security in mind when policies, strategies and specific tools are designed may contribute to prevent the presence of unintended consequences of development agendas’ implementation. The exercise of sorting the different combinations of conflict situations and societal violence’s levels presented in this paper may shed light over whether or not it can be said that certain features of the development styles are linked to certain types of conflict and violence situations. At least, it can help to guide a further exploration and carrying out specific case studies. It seems clear enough that effects of inequality on social cohesion may not be the same in an extremely poor country and in an upper middle income country. However, other contextual characteristics and trajectories in every case must be taken into account. The specific configuration of variables in each type of cases should be identified. 39 WDI WDI 41 Seychelles only has 87.000 inhabitants according to the figure in 2009 registered by The Maddison Project Website of Angus Maddison, http://www.ggdc.net/MADDISON/ [Accessed 18 November 2010] 42 However ethnicity is not altogether absent in the dynamic of the Colombian war. In fact, it has played an important role in the Pacific region where thousands of black peasants have been forced out of their territories. 43 CEPALSTAT information updated June 6 2011. 44 The figures available on the latest version of the WDI are different but also high: 54.3% in 2009 and 50.35% in 2010. 40 Not all poor and unequal societies have had to handle a civil war situation or have suffered from high levels of societal violence. Certain development and political features as huge vertical or horizontal inequalities, social segregation, youth male unemployment, ruthless authoritarianism, weakness of the state and so on, may be just part of the “chemical” merge of ingredients that may act as necessary conditions for high violence and war. In fact, civil wars and high societal violence are quite scarce among the most developed and egalitarian countries. Identifying sufficient conditions for high violence and civil war seems still a tough task. History matters and those countries which have not experienced a civil war for a long time and do not recorded a bloody background tend to remain peaceful. Violence in the past configures certain vulnerability to violence in the present or even in the future. Having had a pervasive civil war in a recent past may be a good predictor of both the risk of a renewed civil war in the future or high societal violence in the conflict’s aftermath. The absence of countries in the Peaceful Post-Conflict category supports this affirmation. Even though, horizontal inequalities seem to be more relevant in war and post-conflict situations whereas vertical inequalities may be more apparent in high societal violence cases, the exercise carried out on this paper suggests that both may be overlapped and reinforce each other. Sometimes, behind huge vertical inequalities lays a systematic bias of the development style against a population group which is not necessarily an ethnic or a religious one. Poor peasants and segregated youth are two salient examples. Moreover, the overlapping between vertical and horizontal inequalities is not necessarily exclusive to Armed Conflict and High Societal Violence situations or to Post-Conflict and High Societal ones. Cases of societal violence in which vertical inequalities are conspicuous may have certain manifestations of horizontal inequalities embedded. In some LAC countries different from Guatemala (to mention only one prominent example of horizontal inequalities in the region) that may not be obvious but it is not certainly absent. Most countries different from some of the peaceful ones (Argentina, Chile, Cuba, Uruguay) are at different degrees weak states. The archetype of a Latin American (and African) state is that one in which, contrary to the European path of state-building, the state preceded the entrenchment of the nation (Centeno, 2002). Thus, to say that strengthening the state is what is required to promote development and security is not enough. Actually, it seems a tautology. The key dimension of the statehood required to implement development agendas which enable human security is to promote a broad sense of belonging to the nation. States are endogenous to societies, though they may shape each other (Migdal, 2001), so that, a mutually binding social contract cannot be exogenously imposed. Development agendas should fight inequalities that nurture the threats to personal security by contributing to the building of a sound polity. That means –as Paris (2005) makes it clear- institutionalization before liberalization. There are not, however, specific recipes. Contexts must be taking into account. In any case, cooperation for development cannot ignore the importance of nation-building. It is necessary to encourage the mutual recognition within different segments of the citizenry. “Without any shared, common idea of the good of the nation and without any shared national identity, the smaller internal groups with their own set of values tend to conflict again and again, both with each other and with the state” (Hellsten, 2009:90). Africa and LAC are the two most unequal regions of the world. 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