Mercia
Audit Manual
Training
Course Programmes 2014
www.mercia-group.co.uk
Mercia Audit Manual Training
Clarified ISAs have had a big impact on the way we plan and perform audits and now may be the time to
take stock of your approach and to refresh your knowledge of the Mercia Audit Manual.
Whether your firm is:
• new to the Mercia audit manual, or
• you have new members in your team, or
• you simply need some refresher training
this year’s course programme has the course for you.
Introductory Courses
These are full day courses ideal if you are new to the Mercia audit system. For those that have previously
used alternative audit systems the course provides an excellent opportunity for conversion to the Mercia
methodology.
Refresher Courses
These are half day courses ideal for anyone who is still coming to terms with the changes brought about
by the clarified ISAs in practice. The course will focus on the key areas of the documentation and their
completion. These courses are not suitable for new users of the system as there is only limited time to
explain the Mercia Audit methodology.
In-House Courses
If you want to train your whole team at once, why not consider an in-house course? Both of the above
courses can be delivered in-house. We are offering free access to the digital version of the introductory
course when you book an in-house course with us.
The fees (excluding travelling expenses and VAT) for our in-house courses are as follows:
• Refresher
£ 980
• Introduction £ 1,340
If you would like to arrange an in-house course please contact Michelle Dawson at Mercia Group Ltd on
0116 258 1200 or by email [email protected]
Digital Options
If you can’t make the date of the open or in-house course or if you prefer to learn about the manual and
the changes at your own pace, the digital courses are just what you need.
The introductory course is available online, whilst our new webinar technology has been used to focus in
detail on specific topics related to our manual.
Hannah Howe ACA
February 2014
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2014 Introductory Courses
An Introduction to the Audit Manual
Introduction
This is a one day course
designed to introduce the audit
manual documentation and
procedures to partners and
members of staff who are new
to the system and who need to
use it in practice.
Objectives
On completion of the course,
participants will understand the
documentation and how to use
it in practice. Participants who
have previously used alternative
systems will be converted
to, and made aware of the
differences in, the approach of
the Mercia Audit System. The
course will cover the important
procedures and identify which
are mandatory and which
can be amended in certain
circumstances.
Content
• Outline of the structure
and content of the
Mercia audit manual
• Introduction to the 7 stage
approach to planning
• The planning process
and documentation
• Implementing risk focused
thinking not form filling
• The free-form planning
memorandum
• How the audit
programme works
• Electronic creation
of tailored packs
• Obtaining minimum evidence
through effective
analytical procedures
• Proforma working papers
• The completion process
and documentation
Throughout the course, the
papers and procedures are
illustrated by a case study.
Who Should Attend
All partners and staff who are
involved in auditing. Please
note that a basic knowledge of
audit procedures is assumed so
this course is not ideal for new
recruits with no previous audit
experience.
Fee
£135 plus VAT per participant
with a 25% discount for
members*.
Venues and Timings
Solihull
National Motorcycle Museum,
Coventry Road, Bickenhill,
Solihull B92 0EJ
Friday 14 February 2014
London
First Intuition - London,
Conway Mews,
London W1T 6AA
Wednesday 5 March 2014
Haydock
Holiday Inn - Haydock,
Lodge Lane,
Newton-Le-Willows,
Merseyside WA12 0JG
Thursday 10 April 2014
*A member is a firm who pays
an annual subscription (based
upon the size of their practice)
to belong to a Mercia training
group. This does not include
firms who buy season tickets.
Nottingham
Novotel - Nottingham,
East Midlands,
(Jnc 25 M1) Bostock Lane,
Long Eaton, Nottingham NG10 4EP
Thursday 16 October 2014
CPD members receive one 25%
discount voucher per partner
and senior staff member, which
may be allocated against
bookings of this course.
Leeds
Holiday Inn Leeds - Garforth,
Wakefield Road,
Leeds LS25 1LH
Tuesday 4 November 2014
For further information on
membership options please
contact Sarah Moore.
Speakers
Emma McDonough ACA,
Jenny Faulkner ACA,
Sally Hutchings ACA,
Mercia Group Ltd.
London
First Intuition - London,
Conway Mews,
London W1T 6AA
Tuesday 2 December 2014
These courses will run from
9.30am to 5.00pm at all venues.
CPD Hours: 6
(Audit Related: 6)
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2014 Refresher Courses
Audit Manual Refresher
Introduction
Who Should Attend
Venues and Timings
This is a half day course
designed especially for those
who already have experience
of using the Mercia audit
manual and wish to refresh their
knowledge. The course is an
excellent refresher on the key
areas of the manual.
All partners and staff who
are involved in auditing. A
basic knowledge of audit
procedures and existing Mercia
methodology is assumed.
Leeds
Holiday Inn Leeds - Garforth,
Wakefield Road,
Leeds LS25 1LH
Thursday 6 March 2014
Fee
Eastleigh
Holiday Inn - Eastleigh,
Leigh Road,
Eastleigh SO50 9PG
Friday 14 March 2014
Objectives
£100 plus VAT per participant
with a 25% discount for
members*.
On completion of the course,
participants will establish
how to use the system more
effectively, efficiently and in line
with the requirements of the
standards.
*A member is a firm who pays
an annual subscription (based
upon the size of their practice)
to belong to a Mercia training
group. This does not include
firms who buy season tickets.
Content
CPD members receive one
25% discount voucher per
partner and senior staff member,
which may be allocated against
bookings of this course.
• Review of the risk focussed
audit approach
• Efficiency and tailoring
tips, including ‘creator’
• Documenting ethical
compliance and
implementing safeguards
• Ensuring ISA compliance
with the risk assessment
procedures including
knowledge of the
business, systems and
controls, fraud and risks
Speakers
• The free-form planning
memorandum
CPD Hours: 3
(Audit Related: 3)
• Proforma working papers
Throughout the course, the
papers and procedures are
illustrated by a case study.
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For further information on
membership options please
contact Sarah Moore.
Emma McDonough ACA,
Jenny Faulkner ACA,
Sally Hutchings ACA,
Mercia Group Ltd.
London
First Intuition - London,
Conway Mews,
London W1T 6AA
Tuesday 29 April 2014
Coventry
Hilton Coventry Hotel,
Paradise Way, Walsgrave Triangle,
Coventry CV2 2ST
Wednesday 30 April 2014
London
First Intuition - London,
Conway Mews,
London W1T 6AA
Wednesday 22 October 2014
Solihull
National Motorcycle Museum,
Coventry Road, Bickenhill,
Solihull B92 0EJ
* Monday 24 November 2014
Haydock
Holiday Inn - Haydock,
Lodge Lane, Newton-Le-Willows,
Merseyside WA12 0HQ
* Monday 1 December 2014
These courses will run from
9.30am to 12.30pm apart from
dates marked with * which will
run from 1.30pm to 4.30pm.
Digital Options
Introduction to the
Audit Manual
Online Course
Webinars
If you can’t make the date of the open or in-house
course or if you prefer to learn about the manual at
your own pace, the digital alternative is just what you
need. The introductory course is available online.
Each webinar costs £75 plus VAT per participant or
£225 plus VAT for three or more participants with
25% discount for members and digital subscribers
(CPD members’ discount vouchers may also be
used).
The course includes a film of the lecturer delivering
the full course, PowerPoint slides and a full set of the
course notes as well as an example case study.
You can take advantage of being able to rewatch
certain areas again and again as well as going
straight to the parts of the course that are most
relevant for your training needs. Plus, it’s an excellent
introduction tool for new members of audit staff.
For more information please contact Kay Sanders or
Hannah Howe on 0116 258 1200.
An increasingly popular way to learn more about
some of the more detailed areas of the audit manual
is through our dedicated suite of webinars each
covering a specific area of audit planning.
Titles currently available:
B32 – Finding the Missing Link
Common file Review Findings
Communication with the Client
Efficient Planning
Preparing for New UK GAAP
Related Parties
Sampling
For more details or to book a webinar place
visit www.mercia-group.co.uk/webinars
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Other technical manuals available
No more worries about compliance - let us give you peace of mind.
Whether you're concerned about your routine or specialist audits
getting a clean bill of health from your governing body or whether
you are worried about your internal money laundering procedures
- we have the answer. Our tried and tested manuals, all available in
electronic format, will save you hours of research and worry!
Specialist
Assignment
Manuals
• Academies
• Audit Exemption
• Charities
• Clubs
• Estate Agents
• FCA Designated Investment Firms
• FCA Mortgage and General
Insurance Intermediaries
• Friendly and Industrial and
Provident Societies
• Limited Liability Partnerships
• Pension Schemes
• Registered Social Housing
Providers
• Solicitors’ Accounts Rules
Each manual contains guidance notes
summarising relevant rules and regulations,
engagement letters, example reports, proforma accounts and disclosure checklists
(where applicable) and detailed work
programmes, including bespoke planning and
completion documentation.
Compliance
Manuals
Money Laundering - Incorporates
the Money Laundering Regulations 2007
interpreting the legislation into practical points
of action - everything a firm needs to do and
MLROs need to know!
Practice Assurance
Our Practice Assurance Compliance Manual
focuses on the requirements of the ICAEW's
Practice Assurance Scheme. Four key practice
assurance standards were set and the manual
will help you to:
• Assess your current performance
• Implement any necessary new procedures
• Perform a pre-visit healthcheck
• Be fully prepared for a visit
DPB Compliance Manual
The simple, no-nonsense guide to getting it
right. The manual includes standard letters,
forms and memoranda covering all aspects of
the relationship with the IFA and the client.
For more information visit www.mercia-group.co.uk, call Belinda on
0116 258 1200 or email [email protected]
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2014 Introductory Course Booking Form
An Introduction to the Audit Manual
Date
No of
Places
Venue
Friday 14 February 2014
Solihull
Wednesday 5 March 2014
London
Thursday 10 April 2014
Haydock
Thursday 16 October 2014
Nottingham
Tuesday 4 November 2014
Leeds
Tuesday 2 December 2014
London
Delegate Name(s)
Total places _____@ £135
£
Total places _____@ £101.25 (discounted fee for members) £
Total
Sub Total
£
Plus VAT at 20%
£
(cheque enclosed payable to Mercia Group Ltd)
£
Firm Name (and office if more than one) ____________________________________________________________
Enrolment Contact________________________________________________________________________
Enrolment Email __________________________________________________________________________
All enrolments should reach our office 7 workings days before the date of the course you are booking on. Enrolments received less than 7
working days before the course date will be accepted (subject to availability of places) but will incur a £25 plus VAT administrative surcharge.
Cancellations: No refund will be made where cancellation is received less than 14 days before the date of the course. All other cancellations will
be subject to a 20% administration charge. All cancellations must be in writing.
Mercia Group Limited
Best House, Grange Business Park, Enderby Road, Whetstone, Leicester LE8 6EP
t 0116 258 1200 f 0116 258 1250 [email protected]
✁
For further information about our products and services visit www.mercia-group.co.uk
Mercia Group Limited is a company registered in England and Wales with company number 1464141.
Registered Office: 6-14 Underwood Street, London N1 7JQ.
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2014 Refresher Course Booking Form
Audit Manual Refresher
Date
Venue
Thursday 6 March 2014 (am)
Delegate Name(s)
Leeds
Friday 14 March 2014 (am)
Eastleigh
Tuesday 29 April 2014 (am)
London
Wednesday 30 April 2014 (am)
Coventry
Wednesday 22 October 2014 (am)
London
Monday 24 November 2014 (pm)
Solihull
Monday 1 December 2014 (pm)
No of
Places
Haydock
Total places _____@ £100
£
Total places _____@ £75 (discounted fee for members) £
Total
Sub Total
£
Plus VAT at 20%
£
(cheque enclosed payable to Mercia Group Ltd)
£
Firm Name (and office if more than one) ____________________________________________________________
Enrolment Contact________________________________________________________________________
Enrolment Email __________________________________________________________________________
All enrolments should reach our office 7 workings days before the date of the course you are booking on. Enrolments received less than 7
working days before the course date will be accepted (subject to availability of places) but will incur a £25 plus VAT administrative surcharge.
Cancellations: No refund will be made where cancellation is received less than 14 days before the date of the course. All other cancellations will
be subject to a 20% administration charge. All cancellations must be in writing.
Mercia Group Limited
Best House, Grange Business Park, Enderby Road, Whetstone, Leicester LE8 6EP
t 0116 258 1200 f 0116 258 1250 [email protected]
Mercia Group Limited is a company registered in England and Wales with company number 1464141.
Registered Office: 6 -14 Underwood Street, London N1 7JQ.
7
✁
For further information about our products and services visit www.mercia-group.co.uk