Bank Secrecy Act / Anti-Money Laundering - UPDATE Because regulatory expecta ons for BSA remain high, this is a must seminar of “need‐to‐know” issues for the BSA/AML professional. October 23, 2014 CBAI Headquarters ‐ Educa on Center Springfield, IL Sponsored By: Presented By: Bank Secrecy Act / Anti-Money Laundering - UPDATE While not the nightmare of the early 2000’s, regulatory expecta ons for BSA remain high, and there con nue to be changes in the enforcement of the rules. This means there is a con nued need for you to focus on the eﬀec ve and meaningful elements of your BSA program. This seminar will discuss many “need-to-know” issues for the BSA/AML professional. Program Highlights Risk Assessment Building a solid BSA/AML program requires an eﬀec ve assessment of the money laundering and other BSA risks facing your bank. The BSA risk assessment that was “fine” at the last examinaon is now “deficient”, even though not much has changed. This session discusses the risks that must be evaluated and provides prac cal ideas on how to move beyond the basic assessment methods provided in the examina on manual. Much of our focus on risk will be on electronic product delivery systems, and the appropriate risk assessment response. The goal of this session is to oﬀer ideas to improve your bank’s risk assessment process and results, and will oﬀer opportuni es to step back for a moment and consider your bank’s posi on. Regulatory Update and Emerging Trends This session highlights recent developments in the an money laundering laws and regula ons. This session will discuss the recent due diligence proposal and other relevant pronouncements that have been issued by FinCEN over the previous 12 -18 months. OFAC Update OFAC issues con nue to be a hot-bu on with examiners. We will look at common pi alls and provide ideas to help to improve your program. Date and Location October 23, 2014 CBAI Headquarters ‐ Educa on Center 901 Community Drive Springfield, IL 62703 Registra on begins at 8:30 AM and the seminar will run from 9:00 AM to 4:00 PM. Suspicious Activity Reporting Monitoring for suspicious ac vity is more important than ever. And the requirements con nue to evolve. We will include an in-depth review of SAR trends, mortgage fraud, and issues as stated by the agencies. We will include case studies in this sec on for analysis. Beyond the Ordinary: Compliance Challenges While the overall day will include lecture segments, some of the best analysis and growth can be found in the exchange of ideas and thoughts among those who face the BSA/AML challenge every day. This session will be a guided roundtable among all of the par cipants, as we share together the challenges that face bank employees charged with BSA/AML responsibili es. Who Should Attend? This workshop is ideally suited to employees with BSA/AML responsibili es who have an understanding of an -money laundering laws and regula ons, including BSA oﬃcers, compliance oﬃcers, auditors, head tellers, and risk managers. The program would not be eﬀec ve for individuals that do not have a basic BSA/AML skill set. Compliance Professionals This BSA/AML seminar is presented by Young & Associates, Inc., a na onally recognized compliance consul ng firm specializing in community banks. In total, the consultants at Young & Associates have published more than 30 books and several hundred ar cles on banking. They provide training to more than 3,000 bankers each year and are speakers at several state and na onal conferences. Adam Witmer, CRCM, Compliance Consultant Adam Witmer is a compliance consultant with Young & Associates, Inc., serving client banks in the Midwest. Having an extensive variety of experience in banking, he performs in-bank compliance consul ng, conducts compliance training, and writes ar cles for various compliance publicaons. Prior to joining Young & Associates, Inc., Adam served as an oﬃcer and the Director of Compliance for a mul -bank holding company in the Midwest. He has held the tles of Compliance Oﬃcer, BSA Oﬃcer, and CRA Oﬃcer for mul ple banks, and has experience in the areas of compliance, training, internal audit, privacy, deposit and loan opera ons, retail banking, secondary market lending, and other banking areas. He holds the designa on of Cer fied Regulatory Compliance Manager (CRCM) by the Ins tute of Cer fied Bankers in Washington, D.C. Adam earned a BA in Business Administra on from Taylor University and an MBA in Management and Human Resources from Indiana Tech. Bank Secrecy Act / Anti-Money Laundering - UPDATE Registra on Fees: Early Bird (special rate for those who register one month prior to the seminar date):  $219 for the first person from members of CBAI.  $199 each for two or more from CBAI member banks.  $419 for the first person from prospec ve members of CBAI.  $399 each for two or more from prospec on CBAI member banks. Regular:  $249 for the first person from members of Community Bankers Associa on of Illinois (CBAI).  $229 each for two or more from CBAI member banks.  $449 for the first person from prospec ve members of CBAI.  $429 each for two or more from prospec ve CBAI member banks. Designated Banker: Name ____________________________________________________ Bank ____________________________________________________ Address___________________________________________________ October 23, 2014 CBAI Headquarters City _______________________________ State ____ ZIP ________ Telephone ________________________ Fax______________________ E-mail ____________________________________________________ Educa on Center Addi onal Delegates: _________________________________________ 901 Community Drive _______________________________________________________________ Springfield, IL 62703 Registra on begins at 8:30 AM and the seminar will run from 9:00 AM to 4:00 PM. __ I have special needs, please contact me before the seminar. Please select your payment method: __ Check Enclosed (Make checks payable to Community Bankers AssociaƟon of Illinois) __ Pay at Door __ Check in Mail __ Credit Card* * If paying by credit card (Visa & MasterCard accepted), please fill out the following informa on: Name as it reads on card _______________________________________ Company name on card ________________________________________ Billing address of card _________________________________________ Card number _______________________________________________ Expira on date ____________ 3-digit security code ______________ Total Amount Enclosed: $ __________ Return registraƟon form along with payment to: Community Bankers Associa on of Illinois, 901 Community Drive, Springfield, IL 62703 For addiƟonal informaƟon, call: Tracy McQuinn - Senior Vice President of Educa on and Special Events, Valerie Johnston - Vice President, Melinda McClelland - Vice President, Rebecca Ridgeway - Administra ve Assistant, Jennifer Nika - Administra ve Assistant Department of Educa on and Special Events at 1-800-736-2224 for banks in Illinois or (217) 529-2265, or Terry Griffin - Chicago area Vice President, at (708) 714-3333. Fax number: (217) 585-8738.