Mississippi Bankers Association presents 2015 BSA/AML Seminar Date: February 24, 2015 Time: 8:30 a.m. Registration; 9:00-4:30 Program Location: Marriott Hotel, 200 E. Amite Street, Jackson Seminar Description: This is our flagship BSA/AML training event. The program is the annual review everyone needs to remember their critical duties. The seminar addresses all key BSA responsibilities from CTR & SAR filing to record retention. It also reviews the required elements of your AML program from CIP to enhanced due diligence. Program content incorporates recent changes and major proposed changes. There have been plenty in the last 12 months! Who Should Attend: What You Will Learn: This seminar is appropriate for anyone who is responsible for your bank’s BSA/AML program, especially those designated BSA officers and staff; security/risk managers; compliance, operations, and administration personnel; legal counsel; trainers; and auditors. Why Attend This Seminar?  BSA is one of the few regulations where compliance is so critical it is classified as a “safety and soundness” issue.  Regulations require every bank to have an ongoing Bank Secrecy Act training program and examiners routinely ask for evidence of recent training – even from experienced BSA personnel.  SAR filing requirements are one of the most difficult compliance responsibilities your institution has Recent Developments  Possible “due Diligence” regulations requiring banks to identify beneficial owners are still pending  “IT modernization” is fully implemented and all depository institutions are filing electronically  Guidance on SAR and CTR completion has been published  Notable trends in BSA related enforcement actions are apparent Topics Covered This presentation is a comprehensive overview of BSA/AML compliance issues. The program includes coverage of:  Anti-Money Laundering programs  Customer Identification Programs (CIPs)  Due Diligence and Enhanced Due Diligence  Currency Transaction Reporting (CTRs)  314 (a) Queries  Record Retention  Official Checks  Wire Transfers  Suspicious Activity Reporting (SARs) Seminar Speaker: Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. For more than 30 years he has given his audiences plain, workable explanations for complex topics. You will learn what you need to know and you will enjoy the process, a promise not often made in connection with compliance seminars. What are the costs? $255 for first registrant (Parking is included in the Registration fee) $240 for each additional registrant $510 for non-members Mississippi Bankers Association presents 2015 BSA/AML Seminar REGISTRATION FORM Bank Name:_______________________________________________________________________________________ Bank Address: ____________________________________________________________________________________ City, State, ZIP: ____________________________________________________________________________________ Phone: _______________________________________ Fax: ______________________________________________ Registrant Name: ______________________________ City Name (for badge): ______________________________ Registrant Name: ______________________________ City Name (for badge): ______________________________ Registrant Name: ______________________________ City Name (for badge): ______________________________ Registrant Name: ______________________________ City Name (for badge): ______________________________ E-mail Address: ___________________________________________________________________________________ Fee to be Billed: ____ $255 First Registrant _____ $240 Each Additional Registrant _____ $510 Non-Member Please fax in your registration and the MBA will invoice you. Each individual registrant will receive a confirmation of registration via email or fax. Please contact the MBA at (601) 948-6366 if you do not receive a confirmation within 48 hours. To register, please SCAN & EMAIL the form to [email protected] or by FAX to 601-355-6461, attn: Lori Richardson You may mail your registration to: Mississippi Bankers Association, PO Box 37, Jackson, MS 39205