856 Advance Ship Notice Supplier Implementation Guide 856 Advance Ship Notice Implementation Guide.docx 1 Contents Introduction to EDI 856 Advance Ship Notice ............................................................................................... 3 Introduction ............................................................................................................................................ 3 What is EDI? .......................................................................................................................................... 3 The Importance of the 856 ..................................................................................................................... 3 EDI Requirements.................................................................................................................................. 4 EDI Workflow ......................................................................................................................................... 5 EDI Benefits ........................................................................................................................................... 6 Required Fields ...................................................................................................................................... 7 General Reference Materials ........................................................................................................................ 9 Contact Information.............................................................................................................................. 10 EDI Standards and ISA/GS Information .............................................................................................. 10 The 856 EDI Technical Guidelines ............................................................................................................. 11 856 Advance Ship Notice 2 Introduction to EDI 856 Advance Ship Notice Introduction This document provides instructions for implementing the EDI 856 Advance Ship Notice transaction. This document is divided into the following sections: Introduction to EDI – A basic introduction of EDI and the 856. Non-Technical Reference Materials – Includes contact and protocol information. Technical Guidelines – Your IT or technical staff will need this information to successfully implement the 856. While this guide is largely intended for technical personnel, the introductory information allows you to gain a full understanding of why EDI is used and what the benefits are to you. If you are not a technical resource, we recommend you read this introduction prior to turning this guide over to any IT/technical resources who may implement the 856 for your organization. If you have questions about conducting business with Cardinal Health or EDI concerns beyond the 856, please consult the guide Supplier Reference Manual: Pharmaceutical Supply Chain. What is EDI? EDI (Electronic Data Interchange) is an electronic sharing of information in a global standardized format. Traditionally, communications between business partners (like purchase orders or invoices) were conducted on paper and sent via mail or fax. With the advent of electronic file sharing, communicating such information electronically greatly reduces the time and resources required to manage these interactions. ANSI (American National Standards Institute) is the governing organization that establishes EDI standards. Within ANSI, HDMA (the Healthcare Distribution Management Association) establishes standards unique to the health care industry. However, HDMA standards always fall within ANSI standards; they do not conflict with nor negate one another. Ideally, when trading partners use standardized communications in accordance with ANSI and HDMA, communications are automated and efficient. . The Importance of the 856 The 856 is critical to timely and seamless receipt of shipments we receive from you. It contains information about items being shipped, including purchase order number, ship date, estimated delivery date, lot number, and supplier DEA number. By receiving a valid and timely 856, Cardinal Health can correctly anticipate shipments you send us. When Cardinal Health doesn‟t receive a valid 856 file: Visibility doesn‟t exist for incoming shipments. Shipments cannot be reconciled with purchase orders. Manual follow-ups, such as phone calls and emails, must take place to resolve the discrepancy. 856 Advance Ship Notice 3 EDI Requirements By the time you are ready to implement the 856, you have already been through new supplier setup and testing. As a reminder about your EDI requirements to do business with Cardinal Health, please keep the following requirements in mind. Cardinal Health expects the supplier to be fully engaged and compliant with all applicable EDI requirements. Compliance is required within 90 days of becoming a supplier or upon notification of non-compliance. Suppliers are required to send a 997 within 24 hours of receiving any EDI transmission from Cardinal Health. Suppliers are required to monitor 997s received from Cardinal Health. If a 997 has not been received or contains faulty data, you must take prompt action to resolve the issue. Suppliers are required to maintain compatible electronic document version numbers in accordance with Cardinal Health‟s current software. Cardinal Health will be using compliance to our EDI standards as part of our Supplier Performance Management processes and as a criterion in the annual Supplier Quality Award. All documents must be sent with Cardinal‟s required fields as the minimum standard in order to be in compliance with our guidelines. 856 Advance Ship Notice 4 EDI Workflow To illustrate the flow between Cardinal Health and our suppliers via EDI, the following flowchart is provided: Cardinal sends an 850 Purchase Order to place an order Supplier sends a 997 Functional Acknowledgement, confirming receipt of 850 within 24 hours Supplier sends an 855 Order Acknowledgement to alert Cardinal Health of the product availability of all items on the original purchase order Cardinal Health sends a 997, confirming receipt of the 855 Supplier ships the purchase order Supplier sends 856 Advanced Ship Notice to alert Cardinal Health of the contents of an upcoming shipment Cardinal Health sends a 997, confirming receipt of the 856 856 Advance Ship Notice Supplier sends an 810 Invoice to request payment from Cardinal Health for items shipped Cardinal Health sends a 997, confirming receipt of the 810 5 EDI Benefits This document is just one part of an overall EDI implementation with Cardinal Health. Benefits of a successful EDI program save money and time for all involved. EDI saves time and money. When suppliers provide EDI information to Cardinal Health via EDI it reduces the need to make follow-up phone calls for troubleshooting. On average, that reduces the amount of supplier inquires by 57 percent when providing EDI data compared with suppliers who don‟t. This efficiency alone offsets any cost of the implementation and maintenance, and similar savings should be enjoyed by you with successful EDI implementation. We can proactively reduce the number of unnecessary deductions. Our distribution centers are able to use EDI data to enhance the accuracy of discrepancy reporting and to proactively reduce the number of unnecessary deductions. Successful EDI implementation will improve your NLC Supplier Scorecard. Cardinal Health provides each NLC supplier with a “scorecard”, measuring many aspects of your service level. EDI data will become vital to Pedigree requirements in the future. More and more states within the U.S. are requiring pedigree data for certain shipments. EDI transactions can provide the data necessary to assist with serialized receiving and reduce turnaround time of the product. Our standards are industry standards. Most companies conduct business via EDI, and the terms of EDI are written to universal standards as defined by ANSI. Additionally, HDMA provides valuable guidelines that are specific to our supply chain while staying within the boundaries of larger EDI standards. This means no proprietary formatting is necessary for you to become compliant. Any steps you take to successfully implement EDI with Cardinal Health also may benefit you with your other business partner transactions. Improve customer experience. Timely, trusted and consistent communication of product availability and incoming inventory will help Cardinal Health plan accordingly. Effective EDI collaboration provides customers with a better ordering experience with proactive, accurate and actionable product availability information. 856 Advance Ship Notice 6 Required Fields The next section, the EDI 856 Technical Guidelines, provides the EDI standard and technical documentation for the universal standards. To simplify the process for you, below is a list of the 11 fields that Cardinal Health requires in the 856 transaction. You may want to refer to both this section and the next for complete technical guidelines, but this summary will allow you to focus on exactly what‟s needed for a successful 856. Suppliers are required to transmit an 856 as soon as the truck is loaded, even if the truck is loaded after business hours. The supplier must send the 856 even if Cardinal Health is picking up the shipment. All fields below are required by the Cardinal Health Standard and used to calculate compliance. Data Element Business Definition Maps to Technical Guideline… Hierarchical Level Within the ASN Confirmed Ship Date The date on which the manufacturer has confirmed the item(s) has been shipped to the customer. Shipment Level Estimated Delivery Date The date on which the distributor is expected to receive the item(s) from the manufacturer. Carrier Name The name of the transportation company who will deliver the product from origination to destination or the originating carrier's identity. The address and ID# of the location from where the product is being shipped (shipping point). DTM02 (Date/Time) Segment, Data Element 374 with a qualifier of „011‟ for Shipped Date and the date in Data Element 373. DTM02 (Date/Time) Segment, Data Element 374 with a qualifier of „017„ for Expected Arrival and the date in Data Element 373. TD505 (Carrier Details) Segment, Data Element 387. N101 (Name – Ship From) Segment, Data Element 098 with a qualifier of „SF‟ for Ship From. REF02 Segment, Data Element 128 contain the qualifier of „CN‟ for Carrier‟s Reference Number (PRO/Invoice) and Data Element 127 should contain the carrier tracking number. Shipment Level Shipping Location (Ship From) Carrier Tracking Number The number automatically assigned to every shipment to identify and trace it as it travels to its destination. 856 Advance Ship Notice Shipment Level Shipment Level Shipment Level 7 DEA Number / Health Industry Number / D&B® D-U-N-S® Number The DEA number indicates a health care provider‟s authority to write prescriptions for controlled substances. The Health Industry Number (HIN) is a unique ID for identifying all trading partners. Go to http://www.hibcc.org/hinsystem.htm to obtain your HIN. A D&B® D-U-N-S® Number is a unique nine-digit sequence recognized as the universal standard for identifying businesses worldwide. Purchase Order Number The Cardinal Health Purchase Order Number; Written authorization for a supplier to ship products at a specified price, which becomes a legally binding contract once the supplier accepts it. The NDC Number or the Universal Product Code (UPC) associated with each individual item that is used to place orders. The number of individual pieces shipped to its destination. NDC Number or UPC Number Ship Quantity Lot Number The number assigned to a particular batch of product. Expiration Date The date after which the product is not recommended for use. 856 Advance Ship Notice N104 (Name – Ship From) Segment, Data Element 098 with a qualifier of „SF‟ should have Data Element 066 with a qualifier of „1‟.‟9‟.‟11‟ or „21‟ and Data element 067 should contain the supplier unique identifier. PRF01 (Purchase Order Reference) Segment, Data Element 324. Shipment Level LIN03 (Line Identification) Segment, Data Element 234. Item Level SN102 (Item Detail (Shipment)) Segment, Data Element 382. Item Level LIN07 (Line Identification) Segment, Data Element 235 with a qualifier of „LT‟ for Lot Number and in Data Element 234 the Lot number. DTM02 (Date/Time) Segment, Data Element 374 with a qualifier of „036‟ for Expiration date. Item Level Order Level Item Level 8 General Reference Materials Contact Information If you have questions or concerns at any time about any aspect of your EDI communications with Cardinal Health, please contact us using the following contact information. ECOMMERCE PHONE: (614) 757-5334 ECOMMERCE FAX: (614) 652-4028 EMAIL: [email protected] Mailing Address Cardinal Health Enterprise IT Technical Services th ECommerce Group / 5 Floor 6000 Parkwood Place Dublin, OH 43017 856 Advance Ship Notice Implementation Guide.docx 9 EDI Standards and ISA/GS Information Standards/Version: X12 004010 VAN: GXS or AS2 ISA Header Information PRODUCTION ID‟S TESTING ID‟S Authorization Qualifier: 00 00 Authorization ID: (Blank) (Blank) Cardinal‟s Receiver Qualifier: ZZ ZZ Cardinal‟s Receiver ID: CARDINAL CARDINALTEST Sub-element Sep: > (Hex 6E) Element Sep: * (Hex 5C) Segment Term: µ (Hex 15) NOTE: We acknowledge all transactions at Group Level within 12 hours of receipt. Please acknowledge any transactions you receive from us in the same manner. GS Identification Information Cardinal Health‟s Application Receiver Code: 856 Advance Ship Notice Production Testing CARDINAL CARDINALTEST 10 The 856 EDI Technical Guidelines Functional Group ID=SH Introduction: The information presented in this section is provided to establish the requirements of the Pharmaceutical Distribution business of Cardinal Health in passing documents electronically using EDI technology with our trading partners. Standards were developed using the "Industry Conventions and Implementation Guidelines for Electronic Data Interchange" documentation of the Healthcare Distribution Management Association (HDMA). Please contact our eCommerce Group at (614) 757-5334 with any questions. Note: The use of common special characters as the sub element separator in the ISA is not acceptable by the Pharmaceutical Supply Chain business of Cardinal Health. Must Use indicates Must Use elements for Cardinal, regardless of ANSI Attributes. Heading: Pos. No. Seg. Name Req. Des. Max Use Loop Repeat ID Must Use 010 ST Transaction Set Header M 1 Must Use 020 BSN Beginning Segment for Ship Notice M 1 Detail: Pos. No. Seg. Name Req. Des. Max Use Loop Repeat ID LOOP ID – HL Must Use 200000 010 HL Hierarchical Level - Shipment Level M 1 110 TD1 Carrier Detail s (Quantity and Weight) O 20 120 TD5 Carrier Details (Routing Sequence/Transit Time) O 12 150 REF Reference Identification O >1 200 DTM Date/Time Reference O 10 LOOP ID - N1 200 220 N1 Name - Ship To O 1 240 N3 Address Information O 2 250 N4 Geographic Location O 1 LOOP ID - N1 200 220 N1 Name - Ship From O 1 240 N3 Address Information O 2 250 N4 Geographic Location O 1 LOOP ID – HL Must Use 200000 010 HL Hierarchical Level - Order Level M 1 050 PRF Purchase Order Reference O 1 150 REF Reference Identification O >1 LOOP ID – HL Must Use 200000 010 HL Hierarchical Level – Tare Level M 1 190 MAN Marks and Numbers O >1 LOOP ID – HL Must Use 200000 010 HL Hierarchical Level – Container (Pack) Level M 1 020 LIN Item Identification O 1 030 SN1 Item Detail (Shipment) O 1 190 MAN Marks and Numbers O >1 200 DTM Date/Time Reference O 10 LOOP ID – HL Must Use 200000 010 HL Hierarchical Level - Item Level M 1 020 LIN Item Identification O 1 030 SN1 Item Detail (Shipment) O 1 040 SLN Subline Item Detail O 1000 856 Advance Ship Notice Page 12 of 58 070 PID Product / Item Description O 200 190 MAN Marks and Numbers O >1 200 DTM Date/Time Reference O 10 Summary: Pos.No. Seg. Name Req. Des. Max Use Loop Repeat ID Must Use 010 CTT Transaction Totals O 1 020 SE Transaction Set Trailer M 1 Transaction Set Notes Number of line items (CTT01) is the accumulation of the number of HL segments. If used, hash total (CTT02) is the sum of the value of units shipped (SN102) for each SN1 segment. Transaction Set Comments The HL segment is the only mandatory segment within the HL loop, and by itself, the HL segment has no meaning. 856 Advance Ship Notice Page 13 of 58 Segment: ST Transaction Set Header Position: 010 Loop: Level: Usage: Heading Mandatory Max Use: 1 Purpose: To indicate the start of a transaction set and to assign a control number Syntax Notes: Semantic Notes: 1 The transaction set identifier (ST01) is used by the translation routines of the interchange partners to select the appropriate transaction set definition (e.g., 810 selects the Invoice Transaction Set). Comments: Data Element Summary Ref. Des. Must Use Data Element Name ST01 143 Attributes Transaction Set Identifier Code M ID 3/3 M AN 4/9 Code uniquely identifying a Transaction Set 856 Must Use ST02 329 Ship Notice/Manifest Transaction Set Control Number Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set 856 Advance Ship Notice Page 14 of 58 Segment: BSN Beginning Segment for Ship Notice Position: 020 Loop: Level: Usage: Heading Mandatory Max Use: 1 Purpose: To transmit identifying numbers, dates, and other basic data relating to the transaction set Syntax Notes: 1 If BSN07 is present, then BSN06 is required. Semantic Notes: 1 BSN03 is the date the shipment transaction set is created. 2 BSN04 is the time the shipment transaction set is created. 3 BSN06 is limited to shipment related codes. 1 BSN06 and BSN07 differentiate the functionality of use for the transaction set. Comments: Data Element Summary Ref. Des. Must Use Data Element Name BSN01 353 Attributes Transaction Set Purpose Code M ID 2/2 M AN 2/30 Code identifying purpose of transaction set 00 Must Use BSN02 396 Original Shipment Identification A unique control number assigned by the original shipper to identify a specific shipment Vendor Bill of Lading Number or other Shipment Identifier Must Use BSN03 373 Date M DT 8/8 M TM 4/8 Date expressed as CCYYMMDD Document Create Date. Must Use BSN04 337 Time Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = 856 Advance Ship Notice Page 15 of 58 hundredths (00-99) Document Create Time. BSN05 1005 Hierarchical Structure Code O ID 4/4 Code indicating the hierarchical application structure of a transaction set that utilizes the HL segment to define the structure of the transaction set BSN06 640 0001 Shipment, Order, Packaging, Item 0004 Shipment, Order, Item Transaction Type Code C ID 2/2 Code specifying the type of transaction AS Shipment Advice Notification by an inventory management organization providing current shipping advice relating to the outstanding requisition or order 856 Advance Ship Notice Page 16 of 58 Segment: HL Hierarchical Level - Shipment Level Position: 010 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify dependencies among and the content of hierarchically related groups of data segments Syntax Notes: Semantic Notes: Comments: 1 The HL segment is used to identify levels of detail information using a hierarchical structure, such as relating line-item data to shipment data, and packaging data to line-item data. The HL segment defines a top-down/left-right ordered structure. 2 HL01 shall contain a unique alphanumeric number for each occurrence of the HL segment in the transaction set. For example, HL01 could be used to indicate the number of occurrences of the HL segment, in which case the value of HL01 would be "1" for the initial HL segment and would be incremented by one in each subsequent HL segment within the transaction. 3 HL02 identifies the hierarchical ID number of the HL segment to which the current HL segment is subordinate. 4 HL03 indicates the context of the series of segments following the current HL segment up to the next occurrence of an HL segment in the transaction. For example, HL03 is used to indicate that subsequent segments in the HL loop form a logical grouping of data referring to shipment, order, or item-level information. 5 HL04 indicates whether or not there are subordinate (or child) HL segments related to the current HL segment. Data Element Summary Ref. Des. Must Use Data Element Name HL01 628 Hierarchical ID Number Attributes M AN 1/12 A unique number assigned by the sender to identify a particular data segment in a hierarchical structure '1' HL02 734 Hierarchical Parent ID Number O AN 1/12 Identification number of the next higher hierarchical data segment that 856 Advance Ship Notice Page 17 of 58 the data segment being described is subordinate to '0' Must Use HL03 735 Hierarchical Level Code M ID 1/2 Code defining the characteristic of a level in a hierarchical structure S Must Use HL04 736 Shipment Hierarchical Child Code O ID 1/1 Code indicating if there are hierarchical child data segments subordinate to the level being described 1 Additional Subordinate HL Data Segment in This Hierarchical Structure. 856 Advance Ship Notice Page 18 of 58 Segment: TD1 Carrier Details (Quantity and Weight) Position: 110 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: 20 Purpose: To specify the transportation details relative to commodity, weight, and quantity Syntax Notes: 1 If TD101 is present, then TD102 is required. 2 If TD103 is present, then TD104 is required. 3 If TD106 is present, then TD107 is required. 4 If either TD107 or TD108 is present, then the other is required. Semantic Notes: Comments: Data Element Summary Ref. Des. Data Element Name TD101 103 Attributes Packaging Code O AN 3/5 Code identifying the type of packaging; Part1: Packaging Form, Part2: Packaging Material; if the Data Element is used, then at 1 is always required TD102 80 CAS Case CTN Carton PLT Pallet Lading Quantity C N0 1/7 O ID 1/2 C R 1/10 Number of units (pieces) of the lading commodity TD106 187 Weight Qualifier Code defining the type of weight G TD107 81 Gross Weight Weight Numeric value of weight 856 Advance Ship Notice Page 19 of 58 TD108 355 Unit or Basis for Measurement Code C ID 2/2 Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken LB 856 Advance Ship Notice Pound Page 20 of 58 Segment: TD5 Carrier Details (Routing Sequence/Transit Time) Position: 120 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 12 Purpose: To specify the carrier and sequence of routing and provide transit time information Syntax Notes: 1 At least one of TD502 TD504 TD505 TD506 or TD512 is required. 2 If TD502 is present, then TD503 is required. 1 When specifying a routing sequence to be used for the shipment movement in lieu of specifying each carrier within the movement, use TD502 to identify the party responsible for defining the routing sequence, and use TD503 to identify the actual routing sequence, specified by the party identified in TD502. Semantic Notes: Comments: Data Element Summary Ref. Des. Data Element Name TD501 133 Attributes Routing Sequence Code O ID 1/2 Code describing the relationship of a carrier to a specific shipment movement O Must Use TD502 66 Origin Carrier (Air, Motor, or Ocean) Identification Code Qualifier C ID 1/2 Code designating the system/method of code structure used for Identification Code (67) 2 Must Use TD503 67 Standard Carrier Alpha Code (SCAC) Identification Code C AN 2/80 C ID 1/2 Code identifying a party or other code TD504 91 Transportation Method/Type Code Code specifying the method or type of transportation for the shipment Must Use TD505 856 Advance Ship Notice 387 Routing C AN 1/35 Page 21 of 58 Free-form description of the routing or requested routing for shipment, or the originating carrier's identity Carrier Name TD506 368 Shipment / Order Status Code O ID 2/2 Code indicating the status of an order or shipment or the disposition of any difference between the quantity ordered and the quantity shipped for a line item of transaction. 856 Advance Ship Notice CC Shipment Complete on Date PR Partial Shipment Page 22 of 58 Segment: REF Reference Identification Position: 150 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: >1 Purpose: To specify identifying information Syntax Notes: 1 At least one of REF02 or REF03 is required. Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name REF01 128 Attributes Reference Identification Qualifier M ID 2/3 Code qualifying the Reference Identification BM Bill of Lading Number and/or CN Must Use REF02 127 Carrier's Reference Number (PRO/Invoice) Reference Identification C AN 1/30 Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier 856 Advance Ship Notice Page 23 of 58 Segment: DTM Date/Time Reference Position: 200 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 10 Purpose: To specify pertinent dates and times Syntax Notes: 1 At least one of DTM02 DTM03 or DTM05 is required. Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name DTM01 374 Attributes Date/Time Qualifier M ID 3/3 Code specifying type of date or time, or both date and time Must Use DTM02 373 011 Shipped 017 Expected Arrival Date C DT 8/8 Date expressed as CCYYMMDD 856 Advance Ship Notice Page 24 of 58 Segment: N1 Name - Ship To Position: 220 Loop: N1 Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify a party by type of organization, name, and code Syntax Notes: 1 At least one of N102 or N103 is required. 2 If either N103 or N104 is present, then the other is required. 1 This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party. Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name N101 98 Attributes Entity Identifier Code M ID 2/3 Code identifying an organizational entity, a physical location, property or an individual ST N102 93 Ship To Name C AN 1/60 C ID 1/2 Free-form name Cardinal Health facility name Must Use N103 66 Identification Code Qualifier Code designating the system/method of code structure used for Identification Code (67) 11 Must Use N104 67 Drug Enforcement Administration (DEA) Identification Code C AN 2/80 Code identifying a party or other code Cardinal Health facility DEA number 856 Advance Ship Notice Page 25 of 58 Segment: N3 Address Information Position: 240 Loop: N1 Level: Detail Usage: Mandatory Optional Max Use: 2 Purpose: To specify the location of the named party Syntax Notes: Semantic Notes: Comments: Data Element Summary Ref. Des. Data Element Name N301 166 Address Information Attributes M AN 1/55 O AN 1/55 Address information N302 166 Address Information Address information 856 Advance Ship Notice Page 26 of 58 Segment: N4 Geographic Location Position: 250 Loop: N1 Level: Detail Usage: Mandatory Optional Max Use: 1 Purpose: To specify the geographic place of the named party Syntax Notes: 1 If N406 is present, then N405 is required. 1 A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location. 2 N402 is required only if city name (N401) is in the U.S. or Canada. Semantic Notes: Comments: Data Element Summary Ref. Des. Data Element Name N401 19 City Name Attributes O AN 2/30 O ID 2/2 Free-form text for city name N402 156 State or Province Code Code (Standard State/Province) as defined by appropriate government agency N403 116 Postal Code O ID 3/15 Code defining international postal zone code excluding punctuation and blanks (zip code for United States) 856 Advance Ship Notice Page 27 of 58 Segment: N1 Name - Ship From Position: 220 Loop: N1 Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify a party by type of organization, name, and code Syntax Notes: 1 At least one of N102 or N103 is required. 2 If either N103 or N104 is present, then the other is required. 1 This segment, used alone, provides the most efficient method of providing organizational identification. To obtain this efficiency the "ID Code" (N104) must provide a key to the table maintained by the transaction processing party. 2 N105 and N106 further define the type of entity in N101. Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name N101 98 Attributes Entity Identifier Code M ID 2/3 Code identifying an organizational entity, a physical location, property or an individual SF N102 93 Ship From Name C AN 1/60 X ID 1/2 Free-form name Vendor Ship-From Name Must Use N103 66 Identification Code Qualifier Code designating the system/method of code structure used for Identification Code (67). One of: 856 Advance Ship Notice 1 D-U-N-S Number, Dun & Bradstreet 9 D-U-N-S+4, D-U-N-S Number with Four Character Suffix 11 Drug Enforcement Administration (DEA) Page 28 of 58 21 Must Use N104 67 Health Industry Number (HIN) Identification Code C AN 2/80 Code identifying a party or other code Vendor Ship-From Identifier Number 856 Advance Ship Notice Page 29 of 58 Segment: N3 Address Information Position: 240 Loop: N1 Level: Detail Usage: Mandatory Optional Max Use: 2 Purpose: To specify the location of the named party Syntax Notes: Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name N301 166 Address Information Attributes M AN 1/55 O AN 1/55 Address information N302 166 Address Information Address information 856 Advance Ship Notice Page 30 of 58 Segment: N4 Geographic Location Position: 250 Loop: N1 Level: Detail Usage: Mandatory Optional Max Use: 1 Purpose: To specify the geographic place of the named party Syntax Notes: 1 If N406 is present, then N405 is required. 1 A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location. 2 N402 is required only if city name (N401) is in the U.S. or Canada. Semantic Notes: Comments: Data Element Summary Ref. Des. Data Element Name N401 19 City Name Attributes O AN 2/30 C ID 2/2 Free-form text for city name N402 156 State or Province Code Code (Standard State/Province) as defined by appropriate government agency N403 116 Postal Code O ID 3/15 Code defining international postal zone code excluding punctuation and blanks (zip code for United States) 856 Advance Ship Notice Page 31 of 58 Segment: HL Hierarchical Level - Order Level Position: 010 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify dependencies among and the content of hierarchically related groups of data segments Syntax Notes: Semantic Notes: Comments: 1 The HL segment is used to identify levels of detail information using a hierarchical structure, such as relating line-item data to shipment data, and packaging data to line-item data. The HL segment defines a top-down/left-right ordered structure. 2 HL01 shall contain a unique alphanumeric number for each occurrence of the HL segment in the transaction set. For example, HL01 could be used to indicate the number of occurrences of the HL segment, in which case the value of HL01 would be "1" for the initial HL segment and would be incremented by one in each subsequent HL segment within the transaction. 3 HL02 identifies the hierarchical ID number of the HL segment to which the current HL segment is subordinate. 4 HL03 indicates the context of the series of segments following the current HL segment up to the next occurrence of an HL segment in the transaction. For example, HL03 is used to indicate that subsequent segments in the HL loop form a logical grouping of data referring to shipment, order, or item-level information. 5 HL04 indicates whether or not there are subordinate (or child) HL segments related to the current HL segment. Data Element Summary Ref. Des. Must Use Data Element Name HL01 628 Hierarchical ID Number Attributes M AN 1/12 A unique number assigned by the sender to identify a particular data segment in a hierarchical structure HL02 734 Hierarchical Parent ID Number O AN 1/12 Identification number of the next higher hierarchical data segment that 856 Advance Ship Notice Page 32 of 58 the data segment being described is subordinate to Must Use HL03 735 Hierarchical Level Code M ID 1/2 Code defining the characteristic of a level in a hierarchical structure O Must Use HL04 736 Order Hierarchical Child Code O ID 1/1 Code indicating if there are hierarchical child data segments subordinate to the level being described 0 1 No Subordinate HL Data Segment in this Hierarchical Structure Additional Subordinate HL Data Segment in This Hierarchical Structure. 856 Advance Ship Notice Page 33 of 58 Segment: PRF Purchase Order Reference Position: 050 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To provide reference to a specific purchase order Syntax Notes: Semantic Notes: 1 PRF04 is the date assigned by the purchaser to purchase order. Comments: Data Element Summary Ref. Des. Must Use Data Element Name PRF01 324 Purchase Order Number Attributes M AN 1/22 O DT 8/8 Identifying number for Purchase Order assigned by the orderer/purchaser PRF04 373 Date Date expressed as CCYYMMDD Original Purchase Order Date 856 Advance Ship Notice Page 34 of 58 Segment: REF Reference Identification Position: 150 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: >1 Purpose: To specify identifying information Syntax Notes: Semantic Notes: 1 At least one of REF02 or REF03 is required. 2 If either C04003 or C04004 is present, then the other is required. 3 If either C04005 or C04006 is present, then the other is required. 1 REF04 contains data relating to the value cited in REF02. Comments: Data Element Summary Ref. Des. Must Use Data Element Name REF01 128 Attributes Reference Identification Qualifier M ID 2/3 Code qualifying the Reference Identification BM Bill of Lading Number - Not needed and/or CN Must Use REF02 127 Carrier's Reference Number (PRO/Invoice) Reference Identification C AN 1/30 Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier 856 Advance Ship Notice Page 35 of 58 Segment: HL Hierarchical Level - Tare Level Position: 010 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify dependencies among and the content of hierarchically related groups of data segments Syntax Notes: Semantic Notes: Comments: 1 The HL segment is used to identify levels of detail information using a hierarchical structure, such as relating line-item data to shipment data, and packaging data to line-item data. The HL segment defines a top-down/left-right ordered structure. 2 HL01 shall contain a unique alphanumeric number for each occurrence of the HL segment in the transaction set. For example, HL01 could be used to indicate the number of occurrences of the HL segment, in which case the value of HL01 would be "1" for the initial HL segment and would be incremented by one in each subsequent HL segment within the transaction. 3 HL02 identifies the hierarchical ID number of the HL segment to which the current HL segment is subordinate. 4 HL03 indicates the context of the series of segments following the current HL segment up to the next occurrence of an HL segment in the transaction. For example, HL03 is used to indicate that subsequent segments in the HL loop form a logical grouping of data referring to shipment, order, or item-level information. 5 HL04 indicates whether or not there are subordinate (or child) HL segments related to the current HL segment. Data Element Summary Ref. Des. Must Use Data Element Name HL01 628 Hierarchical ID Number Attributes M AN 1/12 A unique number assigned by the sender to identify a particular data segment in a hierarchical structure HL02 734 Hierarchical Parent ID Number O AN 1/12 Identification number of the next higher hierarchical data segment that 856 Advance Ship Notice Page 36 of 58 the data segment being described is subordinate to Must Use HL03 735 Hierarchical Level Code M ID 1/2 Code defining the characteristic of a level in a hierarchical structure T Must Use HL04 736 Tare Hierarchical Child Code O ID 1/1 Code indicating if there are hierarchical child data segments subordinate to the level being described 0 1 No Subordinate HL Data Segment in this Hierarchical Structure Additional Subordinate HL Data Segment in This Hierarchical Structure. 856 Advance Ship Notice Page 37 of 58 Segment: MAN Marks and Numbers Position: 190 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: >1 Purpose: To indicate identifying marks and numbers for shipping containers Syntax Notes: Semantic Notes: 1 MAN01/MAN02 and MAN04/MAN05 may be used to identify two different marks and numbers assigned to the same physical container. Comments: 1 When MAN01 contains code "UC" (U.P.C. Shipping Container Code) and MAN05/MAN06 contain a range of ID numbers, MAN03 is not used. The reason for this is that the U.P.C. Shipping Container code is the same on every carton that is represented in the range in MAN05/MAN06. Data Element Summary Ref. Des. Must Use Data Element Name MAN01 88 Attributes Marks and Numbers Qualifier M ID 1/2 Code specifying the application or source of Marks and Numbers (87) GM Must Use MAN02 87 Tare Level SSCC-18 Pallet Tracking ID Marks and Numbers M AN 1/48 Tare Level SSCC-18 Pallet Tracking ID 856 Advance Ship Notice Page 38 of 58 Segment: HL Hierarchical Level - Pack Level Position: 010 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify dependencies among and the content of hierarchically related groups of data segments Syntax Notes: Semantic Notes: Comments: 1 The HL segment is used to identify levels of detail information using a hierarchical structure, such as relating line-item data to shipment data, and packaging data to line-item data. The HL segment defines a top-down/left-right ordered structure. 2 HL01 shall contain a unique alphanumeric number for each occurrence of the HL segment in the transaction set. For example, HL01 could be used to indicate the number of occurrences of the HL segment, in which case the value of HL01 would be "1" for the initial HL segment and would be incremented by one in each subsequent HL segment within the transaction. 3 HL02 identifies the hierarchical ID number of the HL segment to which the current HL segment is subordinate. 4 HL03 indicates the context of the series of segments following the current HL segment up to the next occurrence of an HL segment in the transaction. For example, HL03 is used to indicate that subsequent segments in the HL loop form a logical grouping of data referring to shipment, order, or item-level information. 5 HL04 indicates whether or not there are subordinate (or child) HL segments related to the current HL segment. Data Element Summary Ref. Des. Must Use Data Element Name HL01 628 Hierarchical ID Number Attributes M AN 1/12 A unique number assigned by the sender to identify a particular data segment in a hierarchical structure HL02 734 Hierarchical Parent ID Number O AN 1/12 Identification number of the next higher hierarchical data segment that the data segment being described is subordinate to 856 Advance Ship Notice Page 39 of 58 Must Use HL03 735 Hierarchical Level Code M ID 1/2 Code defining the characteristic of a level in a hierarchical structure P Must Use HL04 736 Pack Hierarchical Child Code O ID 1/1 Code indicating if there are hierarchical child data segments subordinate to the level being described 0 1 No Subordinate HL Data Segment in this Hierarchical Structure Additional Subordinate HL Data Segment in This Hierarchical Structure. 856 Advance Ship Notice Page 40 of 58 Segment: LIN Item Identification Position: 020 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: 1 Purpose: To specify basic item identification data Syntax Notes: 1 If either LIN04 or LIN05 is present, then the other is required. 2 If either LIN06 or LIN07 is present, then the other is required. Comments: ONLY APPLICABLE FOR SINGLE SKU FULL CASE CARTONS Data Element Summary Ref. Des. Data Element Name LIN01 350 Attributes Assigned Identification O AN 1/20 Alphanumeric characters assigned for differentiation within a transaction set ASN Line Number or Original PO Line Number Must Use LIN02 235 Product/Service ID Qualifier M ID 2/2 Code identifying the type/source of the descriptive number used in Product/Service ID (234). One of: N4 National Drug Code in 5-4-2 Format 5-digit manufacturer ID, 4-digit product ID, 2-digit trade package size ND Must Use LIN03 234 National Drug Code (NDC) Product/Service ID M AN 1/48 C ID 2/2 Identifying number for a product or service NDC Number LIN04 235 Product/Service ID Qualifier Code identifying the type/source of the descriptive number used in Product/Service ID (234) LIN05 856 Advance Ship Notice 234 Product/Service ID C AN 1/48 Page 41 of 58 Identifying number for a product or service Must Use LIN06 235 Product/Service ID Qualifier C ID 2/2 Code identifying the type/source of the descriptive number used in Product/Service ID (234) LT Must Use LIN07 234 Lot Number Product/Service ID C AN 1/48 Identifying number for a product or service Lot Number 856 Advance Ship Notice Page 42 of 58 Segment: SN1 Item Detail (Shipment) Position: 030 Loop: HL Level: Detail Usage: Mandatory Optional (Must Use) Max Use: 1 Purpose: To specify line-item detail relative to shipment Syntax Notes: Semantic Notes: If either SN105 or SN106 is present, then the other is required. SN101 is the ship notice line-item identification. SN103 defines the unit of measurement for both SN102 and SN104. Comments: ONLY APPLICABLE FOR SINGLE SKU FULL CASE CARTONS Data Element Summary Ref. Des. Data Element Name SN101 350 Assigned Identification Attributes O AN 1/20 Alphanumeric characters assigned for differentiation within a transaction set ASN Line Number or Original PO Line Number, as referenced in LIN01 Must Use SN102 382 Number of Units Shipped M R 1/10 Numeric value of units shipped in manufacturer's shipping units for a line item or transaction set Must Use SN103 355 Unit or Basis for Measurement Code M ID 2/2 Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken Original Purchase Order Unit of Measure SN108 668 Line Item Status Code O ID 2/2 Code specifying the action taken by the seller on a line item requested by the buyer Refer to 004010 Data Element Directory for acceptable code values. 856 Advance Ship Notice Page 43 of 58 Segment: MAN Marks and Numbers Position: 190 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: >1 Purpose: To indicate identifying marks and numbers for shipping containers Syntax Notes: Semantic Notes: 1 MAN01/MAN02 and MAN04/MAN05 may be used to identify two different marks and numbers assigned to the same physical container. Comments: 1 When MAN01 contains code "UC" (U.P.C. Shipping Container Code) and MAN05/MAN06 contain a range of ID numbers, MAN03 is not used. The reason for this is that the U.P.C. Shipping Container code is the same on every carton that is represented in the range in MAN05/MAN06. Data Element Summary Ref. Des. Must Use Data Element Name MAN01 88 Attributes Marks and Numbers Qualifier M ID 1/2 Code specifying the application or source of Marks and Numbers (87) GM Must Use MAN02 87 SSCC-18 and Application Identifier Marks and Numbers M AN 1/48 Marks and numbers used to identify a shipment or parts of a shipment SSCC-18 and Application Identifier 856 Advance Ship Notice Page 44 of 58 Segment: DTM Date/Time Reference Position: 200 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 10 Purpose: To specify pertinent dates and times Syntax Notes: Semantic Notes: Comments: ONLY APPLICABLE FOR SINGLE SKU FULL CASE CARTONS Data Element Summary Ref. Des. Must Use Data Element Name DTM01 374 Attributes Date/Time Qualifier M ID 3/3 Code specifying type of date or time, or both date and time Must Use DTM02 373 208 Lot Number Expiration Date 036 Expiration Date C DT 8/8 Date expressed as CCYYMMDD 856 Advance Ship Notice Page 45 of 58 Segment: HL Hierarchical Level - Item Level Position: 010 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To identify dependencies among and the content of hierarchically related groups of data segments Syntax Notes: Semantic Notes: Comments: 1 The HL segment is used to identify levels of detail information using a hierarchical structure, such as relating line-item data to shipment data, and packaging data to line-item data. The HL segment defines a top-down/left-right ordered structure. 2 HL01 shall contain a unique alphanumeric number for each occurrence of the HL segment in the transaction set. For example, HL01 could be used to indicate the number of occurrences of the HL segment, in which case the value of HL01 would be "1" for the initial HL segment and would be incremented by one in each subsequent HL segment within the transaction. 3 HL02 identifies the hierarchical ID number of the HL segment to which the current HL segment is subordinate. 4 HL03 indicates the context of the series of segments following the current HL segment up to the next occurrence of an HL segment in the transaction. For example, HL03 is used to indicate that subsequent segments in the HL loop form a logical grouping of data referring to shipment, order, or item-level information. 5 HL04 indicates whether or not there are subordinate (or child) HL segments related to the current HL segment. Data Element Summary Ref. Des. Must Use Data Element Name HL01 628 Hierarchical ID Number Attributes M AN 1/12 A unique number assigned by the sender to identify a particular data segment in a hierarchical structure HL02 734 Hierarchical Parent ID Number O AN 1/12 Identification number of the next higher hierarchical data segment that 856 Advance Ship Notice Page 46 of 58 the data segment being described is subordinate to Must Use HL03 735 Hierarchical Level Code M ID 1/2 Code defining the characteristic of a level in a hierarchical structure I HL04 736 Item Hierarchical Child Code O ID 1/1 Code indicating if there are hierarchical child data segments subordinate to the level being described 0 856 Advance Ship Notice No Subordinate HL Segment in This Hierarchical Structure. Page 47 of 58 Segment: LIN Item Identification Position: 020 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 1 Purpose: To specify basic item identification data Syntax Notes: 1 If either LIN04 or LIN05 is present, then the other is required. 2 If either LIN06 or LIN07 is present, then the other is required. Semantic Notes: 1 LIN01 is the line item identification Comments: 1 See the Data Dictionary for a complete list of IDs. 2 LIN02 through LIN31 provide for fifteen different product/service IDs for each item. For example: Case, Color, Drawing No., U.P.C. No., ISBN No., Model No., or SKU. Data Element Summary Ref. Des. Data Element Name LIN01 350 Attributes Assigned Identification O AN 1/20 Alphanumeric characters assigned for differentiation within a transaction set ASN Line Number or Original PO Line Number Must Use LIN02 235 Product/Service ID Qualifier M ID 2/2 Code identifying the type/source of the descriptive number used in Product/Service ID (234). One of: N4 National Drug Code in 5-4-2 Format 5-digit manufacturer ID, 4-digit product ID, 2-digit trade package size ND Must Use LIN03 234 National Drug Code (NDC) Product/Service ID M AN 1/48 Identifying number for a product or service NDC Number 856 Advance Ship Notice Page 48 of 58 LIN04 235 Product/Service ID Qualifier C ID 2/2 Code identifying the type/source of the descriptive number used in Product/Service ID (234) LIN05 234 Product/Service ID C AN 1/48 C ID 2/2 Identifying number for a product or service Must Use LIN06 235 Product/Service ID Qualifier Code identifying the type/source of the descriptive number used in Product/Service ID (234) LT Must Use LIN07 234 Lot Number Product/Service ID C AN 1/48 Identifying number for a product or service Lot Number 856 Advance Ship Notice Page 49 of 58 Segment: SN1 Item Detail (Shipment) Position: 030 Loop: HL Level: Detail Usage: Mandatory Optional (Must Use) Max Use: 1 Purpose: To specify line-item detail relative to shipment Syntax Notes: 1 If either SN105 or SN106 is present, then the other is required. Semantic Notes: 1 SN101 is the ship notice line-item identification. Comments: 1 SN103 defines the unit of measurement for both SN102 and SN104. Data Element Summary Ref. Des. Data Element Name SN101 350 Assigned Identification Attributes O AN 1/20 Alphanumeric characters assigned for differentiation within a transaction set ASN Line Number or Original PO Line Number, as referenced in LIN01 Must Use SN102 382 Number of Units Shipped M R 1/10 Numeric value of units shipped in manufacturer's shipping units for a line item or transaction set Must Use SN103 355 Unit or Basis for Measurement Code M ID 2/2 Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken Original Purchase Order Unit of Measure SN104 646 Quantity Shipped to Date O R 1/15 C R 1/15 C ID 2/2 Number of Units Shipped to Date SN105 330 Quantity Ordered Quantity Ordered SN106 355 Unit or Basis for Measurement Code Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken 856 Advance Ship Notice Page 50 of 58 SN108 668 Line Item Status Code O ID 2/2 Code specifying the action taken by the seller on a line item requested by the buyer Refer to 004010 Data Element Directory for acceptable code values. 856 Advance Ship Notice Page 51 of 58 Segment: SLN Subline Item Detail Position: 040 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: 1000 Purpose: To specify product subline detail item data Syntax Notes: 1 If either SLN04 or SLN05 is present, then the other is required. Semantic Notes: 1 SLN01 is the identifying number for the subline item. 2 SLN02 is the identifying number for the subline level. The subline level is analogous to the level code used in a bill of materials. 3 SLN03 is the configuration code indicating the relationship of the subline item to the baseline item. 1 See the Data Element Dictionary for a complete list of IDs. 2 SLN01 is related to (but not necessarily equivalent to) the baseline item number. Example: 1.1 or 1A might be used as a subline number to relate to baseline number SLN09 and SLN10 should only be used if the lot number and qualifier can not be sent in LIN06 and LIN07 Comments: 3 Data Element Summary Ref. Des. Must Use Data Element Name SLN01 350 Attributes Assigned Identification M AN 1/20 Alphanumeric characters assigned for differentiation within a transaction set ASN Line Number or Original PO Line Number, as referenced in LIN01 Must Use SLN03 662 Relationship Code M ID 1/1 C R 1/15 Code indicating the relationship between entities I SLN04 380 Included Quantity Numeric value of quantity SLN05 C001 Composite Unit of Measure C To identify a composite unit of measure (See Figures Appendix for 856 Advance Ship Notice Page 52 of 58 examples of use) SLN09 235 Product/Service ID Qualifier C R 1/15 Code identifying the type/source of the descriptive number used in Product/Service ID (234) SN SLN10 234 Pedigree Serial Number Product/Service ID C AN 1/48 M ID 2/2 Identifying number for a product or service Must Use SLN11 235 Product/Service ID Qualifier Code identifying the type/source of the descriptive number used in Product/Service ID (234) Must Use SLN12 234 Product/Service ID M AN 1/48 Identifying number for a product or service 856 Advance Ship Notice Page 53 of 58 Segment: PID Product/Item Description Position: 070 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: 200 Purpose: To describe a product or process in coded or free-from format Data Element Summary Ref. Des. Must Use Data Element Name PID01 349 Attributes Item Description Type M ID 1/1 M AN 1/80 Code indicating the format of a description F Must Use PID05 352 Description Free-form A free-form description to clarify the related data elements and their content. The description should contain prescription (Rx) drug information such as dosage form, strength and size. 856 Advance Ship Notice Page 54 of 58 Segment: MAN Marks and Numbers Position: 190 Loop: HL Level: Detail Usage: Mandatory Optional Max Use: >1 Purpose: To indicate identifying marks and numbers for shipping containers Syntax Notes: 1 If either MAN04 or MAN05 is present, then the other is required. Semantic Notes: 1 MAN01/MAN02 and MAN04/MAN05 may be used to identify two different marks and numbers assigned to the same physical container. Comments: 1 When MAN01 contains code "UC" (U.P.C. Shipping Container Code) and MAN05/MAN06 contain a range of ID numbers, MAN03 is not used. The reason for this is that the U.P.C. Shipping Container code is the same on every carton that is represented in the range in MAN05/MAN06. Data Element Summary Ref. Des. Data Element Name MAN01 88 Marks and Numbers Qualifier GM MAN02 87 Attributes M ID 1/2 M AN 1/48 SSCC-18 and Application Identifier Marks and Numbers Marks and numbers used to identify a shipment or parts of a shipment 856 Advance Ship Notice Page 55 of 58 Segment: DTM Date/Time Reference Position: 200 Loop: HL Level: Detail Usage: Mandatory Mandatory Max Use: 10 Purpose: To specify pertinent dates and times Syntax Notes: Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name DTM01 374 Attributes Date/Time Qualifier M ID 3/3 Code specifying type of date or time, or both date and time Must Use DTM02 373 208 Lot Number Expiration Date 036 Expiration Date C DT 8/8 Date expressed as CCYYMMDD 856 Advance Ship Notice Page 56 of 58 Segment: CTT Transaction Totals Position: 010 Loop: Level: Summary Usage: Optional Max Use: 1 Purpose: To transmit a hash total for a specific element in the transaction set Syntax Notes: 1 If either CTT03 or CTT04 is present, then the other is required. 2 If either CTT05 or CTT06 is present, then the other is required. 1 This segment is intended to provide hash totals to validate transaction completeness and correctness. Semantic Notes: Comments: Data Element Summary Ref. Des. Must Use Data Element Name CTT01 354 Number of HL Segments Attributes M N0 1/6 Total number of line items in the transaction set On the 856 document, this value represents the number of HL Segments in the transaction set, not the number of actual line items, as stated in the Transaction Set Notes 856 Advance Ship Notice Page 57 of 58 Segment: SE Transaction Set Trailer Position: 020 Loop: Level: Summary Usage: Mandatory Max Use: 1 Purpose: To indicate the end of the transaction set and provide the count of the transmitted segments (including the beginning (ST) and ending (SE) segments) Syntax Notes: Semantic Notes: Comments: 1 SE is the last segment of each transaction set. Data Element Summary Ref. Des. Must Use Data Element Name SE01 96 Number of Included Segments Attributes M N0 1/10 Total number of segments included in a transaction set including ST and SE segments Must Use SE02 329 Transaction Set Control Number M AN 4/9 Identifying control number that must be unique within the transaction set functional group assigned by the originator for a transaction set functional group assigned by the originator for a transaction set 856 Advance Ship Notice Page 58 of 58
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