EORTC & German Hodgkin Lymphoma Study Group PVAG – phase I/II dose finding trial in elderly patients (> 60 yrs) with intermediate and advanced stages Hodgkin´s lymphoma version 3.0 September 13, 2005 (including amendment #1 and #2) Writing committee: M. Hansen; S. Trelle; H. Bredenfeld (editorial board) Statistics: J. Franklin Principal Investigator: A. Engert PVAG Study Coordination: Klinik I für Innere Medizin der Universität zu Köln Klinisches Studienzentrum Hämatologie Kerpener Str. 62, Bettenhaus Ebene 4 D-50937 Köln (Cologne) Tel: +49 221 478 - 6128 or - 3777 or - 6628 Fax: +49 221 478 - 3531 E-mail: [email protected] 2 Protocol Synopsis Title PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with intermediate* and advanced** stages Hodgkin´s lymphoma * CS (PS) IA, IB, IIA, and IIB + risk factors ** CS (PS) IIB + risk factors, CS (PS) III and IV Study Phase Phase I and II Objective The study is designed to test the toxicity, feasibility and short-term efficacy of PVAG Regimen P V A G Prednisone Vinblastine Doxorubicin Gemcitabine p.o i.v. i.v. i.v. 40 mg/m2 d1-5 6 mg/m2 d1 50 mg/m2 d1 1000 mg/m2 d1 Recycle on day 22 (platelets have to be > 75.000/mm³ and leukocytes > 2000/mm³ otherwise treatment has to be delayed for a maximum of 21 days; if platelets or leukocytes recover between day 14 and 21, dose reduction as detailed in section 6.1.5 have to be employed; patients not reaching the specified values within 21 days have to be withdrawn from the study) A specific dose reduction scheme will be applied (section 6.1.5) to patients experiencing grade 4 leukopenia for more than four days or grade 4 nonhematological toxicities. Study Design This is an oligocenter, non-randomized, single-arm trial, run by a collaboration of the GHSG and selected members of the EORTC. A phase I-part is to evaluate the safety of the regimen with reasonable certainty. Subsequently a phase II will determine the short term efficacy and safety. Frequent toxicity monitoring is mandatory. First response evaluation is conducted after 4 cycles, definitive restaging after end of chemotherapy. Followup examinations are be performed and documented every 6 months for the first 2 years and once a year in years 3, 4 and 5. Primary Endpoints Phase I: occurrence of dose-limiting toxicities (DLT) and dose reductions as defined in section 6.1.5. Phase II: feasibility: adminitration of adequate dose without excessive delays; efficacy: complete remission 3 Seondary Endpoints Phase II: occurrence of acute toxicities; administration of blood concentrates and antibiotics; early progression Sample Size 26 patients are required for the phase I-part. Subsequently, 14 patients will be included for the phase II-part. Eligibility Criteria (a) Staging according to protocol (b) Documented informed consent (c) Histologically proven HD (Excluded: Lymphocyte Predominant, Nodular type Hodgkin’s Lymphoma). (d) Intermediate stage: clinical stage (CS) IA, IB, or IIA (with risk factors riskfactors bulky mediastinal mass, extranodal involvement, high ESR, and/or ≥ 3 involved lymphnode areas), IIB (with risk factors high ESR and/or ≥ 3 involved lymphnode areas) or Advanced stage: CS IIB (with riskfactors bulky mediastinal mass and/or extranodal involvement), CS III and IV. (e) Age 60 to 75. (f) Previously untreated patients. (g) WHO performance status grades 0, 1, or 2 (h) Written informed consent or confirmed informed consent according to ICH/EU Good Clinical Practice, and national/local regulations. (i) Leukocytes > 2.5 x109/L and platelets >100 000 x109/L. (j) Normal Pulmonary function 4 Table of Contents 1. INTRODUCTION ....................................................................................................... 7 1.1. 1.2 1.3. 1.4. 1.5. 1.5.1. 1.5.2. 1.6. PURPOSE .................................................................................................................... 8 STANDARD REGIMEN ................................................................................................... 8 THE IMPACT OF DACARBAZINE IN THE ABVD REGIMEN .................................................. 9 THE IMPACT OF BLEOMYCIN IN THE ABVD REGIMEN .....................................................10 GEMCITABINE AND HD................................................................................................10 SAFETY OF GEMCITABINE ADMINISTERED AS SINGLE-AGENT.......................................11 THE COMBINATION OF GEMCITABINE AND OTHER CYTOSTATICS ..................................12 DEFINITION OF THE EXPERIMENTAL ARM – PVAG.........................................................14 2. STUDY DESIGN:......................................................................................................16 2.1. 2.2. 2.3. 2.4. 2.5. 2.6. ENTRY CRITERIA .........................................................................................................16 REGIMEN ...................................................................................................................16 DOSE-FINDING STRATEGY ...........................................................................................17 OBJECTIVES ..............................................................................................................18 ENDPOINTS ................................................................................................................18 STUDY ORGANIZATION ................................................................................................18 3 STATISTICS.............................................................................................................19 3.1. 3.2. 3.3. PHASE I .....................................................................................................................19 PHASE II ....................................................................................................................19 DATA ANALYSIS ........................................................................................................20 4 REQUIREMENTS FOR PARTICIPATION IN GHSG (AND EORTC) TRIALS ..........20 5 DIAGNOSIS AND RANDOMIZATION ......................................................................21 5.1 5.1.1. 5.2. 5.2.1. 5.2.2. 5.2.3. 5.3. 5.3.1. 5.3.2. 5.3.3. 5.4. 5.5. VERIFICATION OF DIAGNOSIS BY THE PRIMARY PATHOLOGIST........................................21 PATHOLOGY REVIEW PROCEDURE ............................................................................21 REGISTRATION ...........................................................................................................22 REGISTRATION PROCEDURE ....................................................................................22 ENTRY CRITERIA FOR ENROLMENT ...........................................................................22 EXCLUSION CRITERIA: .............................................................................................22 STAGING (AN AND ST FORM; SEE APPENDIX) ..............................................................23 DIAGNOSIS OF CLINICAL STAGE ................................................................................23 DEFINITION OF LYMPH NODE AREAS .........................................................................25 STAGING CLASSIFICATION OF HODGKIN´S DISEASE (MODIFIED ANN ARBOR) ...............26 PATIENTS CONSENT AND TERMINATION ........................................................................27 RECRUITMENT ............................................................................................................27 6. PVAG REGIMEN......................................................................................................28 6.1. CHEMOTHERAPY ........................................................................................................28 6.1.1. ADMINISTRATION OF CHEMOTHERAPY ......................................................................28 6.1.2. PVAG SCHEME ......................................................................................................28 6.1.3. DURATION ..............................................................................................................28 5 6.1.4. 6.1.5. 6.1.6. 6.2. 6.2.1. 6.2.2. 6.3. 6.4. 6.5. 6.6. LABORATORY CONTROLS DURING CHEMOTHERAPY ...................................................29 THERAPY POSTPONEMENT AND DOSE REDUCTION.....................................................29 DOCUMENTATION OF SIDE-EFFECTS .........................................................................31 RESTAGING ................................................................................................................31 INTERIM RESTAGING ...............................................................................................31 DEFINITIVE RESTAGING ...........................................................................................32 RELAPSE DIAGNOSTICS AND SECOND LINE TREATMENT ................................................32 FOLLOW-UP ...............................................................................................................33 SERIOUS UNFAVORABLE EVENTS (SAE FORMS; SEE APPENDIX) ...................................34 DEATH (FINAL REPORT) ..............................................................................................34 7. RADIOTHERAPY .....................................................................................................34 7.1. 7.2. 7.3. 7.4. RADIATION DOSE AND VOLUME ....................................................................................35 BLOOD TESTS AND DOCUMENTATION OF SIDE-EFFECTS .................................................35 RESTAGING ................................................................................................................35 TECHNICAL REQUIREMENTS ........................................................................................36 8. CRITERIA FOR REMISSION ...................................................................................36 9. DOCUMENTATION ..................................................................................................38 9.1. DOCUMENTATION OF DOSE REDUCTIONS .....................................................................38 9.2. DOCUMENTATION OF ADVERSE EVENTS .......................................................................38 9.2.1. SEVERE ADVERSE EVENTS (SAE) ............................................................................39 10. PUBLICATION OF STUDY RESULTS .....................................................................40 11. REFERENCE LIST ...................................................................................................41 12. APPENDICES ..........................................................................................................45 12.1 12.2. 12.3. 12.4. 12.5. 12.6. 12.7. 12.8. 12.9. 12.10. 12.11. 12.12. 12.12. 12.13. 12.14. PATIENT INFORMATION (ENGLISH VERSION)..............................................................46 PATIENT CONSENT FORM........................................................................................49 PATIENTEN INFORMATION (DEUTSCHE FASSUNG, VERSION KÖLN DEUTSCH 2-2005)..50 EINVERSTÄNDNISERKLÄRUNG .................................................................................57 DATENSCHUTZ ...................................................................................................60 DECLARATION OF HELSINKI ....................................................................................61 PERFORMANCE STATUS SCALES .............................................................................65 WHO TOXICITY ......................................................................................................66 ASSESSMENT OF EACH CYCLE .................................................................................67 COURSE OF ASSESSMENTS .....................................................................................68 FLOW-CHART .........................................................................................................69 CERTIFICATE OF INSURANCE ...................................................................................69 CERTIFICATE OF INSURANCE ...................................................................................70 APPROVAL FROM THE ETHICS COMMITTEE OF THE UNIVERSITY OF COLOGNE .............71 APPROVAL FROM THE ETHICS COMMITTEE OF THE UNIVERSITY OF COLOGNE (AMENDMENT #1)....................................................................................................72 6 12.15. 12.16. 12.17. 12.18. APPROVAL FROM THE ETHICS COMMITTEE OF THE UNIVERSITY OF COLOGNE (AMENDMENT #2)....................................................................................................74 CHANGES BY AMENDMENT # 1 ................................................................................76 CHANGES BY AMENDMENT # 2.................................................................................93 CLINICAL REPORT FORMULARS (CRFS) ..................................................................98 7 1. Introduction Most patients with Hodgkin’s disease (HD) are under 40 years old, but around 20% are over 60 and around 7% are over 70 [1;2]. Patients aged 60 to 65 years with early stage disease have a very good outcome, while advanced stage elderly patients demonstrate around 50% survival at 3 years. In patients over 70 years old, the outcome is even worse with a median survival of advanced stages < 6 months [1]. The distribution of the stages between the age-groups is the same [3;4]. With age as the variable, Guinee et al (1991) reported the following complete remission or relapse rates in all stages of patients with HD [4]: Age 40-59 60-79 N 220 136 CR % 88.2 83.8 Relapse % (2-year) 14 26 In the group of patients with advanced disease, Glimelius et al (1996) reported a reduced outcome with increasing age [5]: Age N CR % FFP % 40-49 50-59 60-69 70-79 48 39 56 50 88 79 73 50 54 67 55 42 Deaths from HD % 19 26 41 52 The effect of age on overall survival is mainly caused by poor results of salvage chemotherapy. Survival rates at 5-years among patients with progression or relapse of HD decreases with age: 42% in patients < 34 years decreasing to 5% in patients aged 55-65 years [6]. This has been supported by others [7]. The induction of complete remission following the first line chemotherapy is an important predicter of long time survival. In a registry-analysis of HD in elderly patients, 34% received inadequate therapy compared to 2% in younger patients. It affected the complete remission rates: 61% versus 90%, but the elderly patients with CR had a relapse free survival that was not significantly different from the younger patients [8]. This trend has been confirmed by others [3;9-12]. 8 The single most important factor for poor prognosis appears to be poor tolerability of chemotherapy. In one study around 50% of the patients aged over 60 years received less than 40% of the planned chemotherapy doses due to intolerance of the therapy [13]. Intolerance due to toxicity has been reported by others in this patient population [14-17]. This is at least in part due to co-morbidities, which are seen in 56% of elderly patients with HD, but not related to stage of disease. The main co-morbid conditions are cardiovascular disease (18%), chronic obstructive pulmonary disease (13%), and diabetes mellitus (10%) resulting in 50% of the patients were not able to tolerate full dose of therapy [18]. 1.1. Purpose The goal is to improve the standard regimen ABVD by lowering the toxicity without compromising the efficacy (non-inferiority of PVAG compared to ABVD regarding efficacy). This is achieved by substituting bleomycin and dacarbazine with prednisolone and gemcitabine (PVAG). The development of a less toxic regimen with at least an equal efficacy enables elderly patients to receive full scale chemotherapy resulting in increased CR-rates and thereby improved survival. 1.2 Standard regimen Two large phase III trials have not shown any advantage of alternating regimens (such as MOPP/ABVD, MOPP/ABV, COPP/ABVD) over ABVD. In the first large trial (CALGB; n=361), ABVD showed equality with MOPP/ABVD [19]. The second large study (CALGB, ECOG, SWOG, NCIC; n=862) resulted in equality between ABVD and MOPP/ABV, although MOPP/ABV was more toxic in the elderly population [20]. ABVD became the gold standard due to less toxicity. In the elderly population of HD patients, several regimens has been used, such as MOPP; BOPP, MVPP, MOPP/ABV, ABVD, ODPEB, LVPP/OEPA [5;16;17;19;21]. The general problem is intolerability to treatment and the need for dose reduction. 9 The superiority of doxorubicin containing regimens is well-established [19;22], but no large scale studies have been published using ABVD in patients over 60 years of age. Glimelius et al (1996) used the doxorubicin containing LVPP/OEPA (chlorambucil, vinblastine, procarbazine, prednisone/vincristine, etoposide, prednisone and doxorubicin) and the group of patients aged over 60 years showed the following results at 6 years: Age 60-69 70-79 80- N 56 50 3 CR% 73% 50% 0% FFP 55% 42% 0% HD death 41% 52% 100% MacPherson et al (2002) reported in a non-randomised study a DFS of 37% at 5 years using MOPP/ABV variant chemotherapy in 17 patients aged 66-80 years, median 72 years. OS was 32% at 5 years. Using the doxorubicin containing ODBEP (vincristine 1.2 mg/m2 day 1, doxorubicin 50 mg/m2 day 1, bleomycin 10 U/m2 day 8, etoposide 50 mg/m2 day 8 IV and 100 mg/m2 PO day 9-12, prednisone 45 mg/m2 day 1-8 and the every other day. Cycle length 28 days) in 39 patients aged 66-86 years, median 72 years, OS was 42% and DFS 49% at 5 y. Toxicity was lower with ODBEP [16]. In 56 patients aged > 60 years of age (73% with advanced disease) received either ChlVPP or ChlVPP/ABV. The 5 year OS for patients receiving ChlVPP was 30% compared to 67% for those receiving ChlVPP/ABV. EFS at 2y was 50% versus 75% using ChlVPP and ChlVPP/ABV, respectively. However, the treatment assignment in this study was at the choice of the attending physician [23]. 1.3. The impact of dacarbazine in the ABVD regimen Frei was the first to report that dacarbazine induced remissions in around half of pretreated patients with HD with a median duration of response of 3 months [24]. This observation has been confirmed by others [25]. 10 Dacarbazine has known myelosupression and gastrointestinal toxicity in the majority of patients and in order to reduce toxicity, dacarbazine was omitted in the MOPP/ABV regimen and the dose of doxorubicin increased [26]. The dacarbazinefree regimen MOPP/ABV has the same efficacy as the dacarbazine-containing MOPP/ABVD [27]. Recently, the ABVD regimen has been modified by reducing the dose of dacarbazine with 33% (ABVd) without loss of efficacy (OS 5y 89%, PFS 5y 75%) [28]. The Japanese Oncology group is presently conducting a phase II trial of ABV (dacarbazine-free ABVD) + irradiation in the treatment of advanced HD. In conclusion, dacarbazine adds little to efficacy with undesirable toxicity. 1.4. The impact of bleomycin in the ABVD regimen Single agent studies of bleomycin in HD shows response rates around 40-55% with a very short duration of response - between one and ten weeks [29;30]. Pulmonary toxicity is a severe and dose-limiting side effect. In general, bleomycin induced pneumonitis occurs in up to 46% of patients treated with the drug and the mortality is approximately 3% [31]. After 6 cycles of ABVD, bleomycin related mortality has been estimated at 1-3% [19;32] Recently, late pulmonary sequelae after 5 years has been reported in 37.6% of HD patients following radiation therapy or bleomycin-containing chemotherapy in combination with radiation therapy [33]. In conclusion, bleomycin adds little to efficacy, but the drug is connected with serious pulmonary toxicity. 1.5. Gemcitabine and HD 11 Gemcitabine (2’,2’-difluorodeoxycytidine, dFdC) is a prodrog, that, despite resemblance with cytosine arabinoside, possesses specific cellular pharmacology and mechanism of action. The prodrug is phosphorylated by deoxycytidine kinase, which is saturable at an extracellular fluid concentration of 10-20 µmol/L [34;35]. The incorporation of gemcitabine triphosphate (dFdCTP) into DNA results in apoptosis [36;37]. The use of gemcitabine in HD was reported in 1997 by Santoro [38], where 14 pretreated patients were given gemcitabine 1,250 mg/m2 IV over 30 min days 1, 8, 15 and a 28 days schedule. The overall response rate was 57% (CR/PR: 21%/36%), median duration of CR 8 months and of PR 6 months. These data were extended in 2000 [39], where 23 refractory HD patients had been treated according to the same schedule. The overall response rate was 39% (CR/PR: 9%/30%). The median duration of response was 6.7 months and the median over all survival time was 10.7 months. Zinzani (2000) [40] studied 14 heavily pre-treated HD patients (10 relapsed, 4 refractory) with 1,200 mg/m2 IV over 30 min days 1, 8, 15 and a 28 days schedule. The overall response rate was 43% (CR/PR 15%/28%). At the time of publication, the CR patients were still in CR (15+ months). Others have reported an effect of gemcitabine in single patient reports [41;42]. 1.5.1. Safety of gemcitabine administered as single-agent The safety profile of gemcitabine administered in doses of 800-1250 mg/m2 IV over 30 min days 1, 8 and 15 every 28 days is well known and very mild. The tables show the maximum WHO grades for laboratory and symptomatic toxicity (% of patients) due to gemcitabine [43]: Laboratory toxicity Haemoglobin Leukocytes Neutrophils Number Grade 0 Grade 1 Grade 2 Grade 3 Grade 4 781 781 766 34.4 38.9 36.2 38.9 24.8 17.2 19.3 27.7 22.2 6.4 8.1 18.7 0.9 0.5 5.7 12 Platelets Alanine transferase Alkaline phosphatase Bilirubin Creatinine Proteinuria Symptomatic Nausea/vomiting Oral Diarrhoea Pulmonary Fever Allergic Cutaneous Hair Infection State of consciousness Peripheral neurotoxicity Constipation Pain Haemorrhage 781 620 79.1 32.4 9.9 37.4 6.3 21.0 3.7 7.4 1.0 1.8 776 49.6 29.0 14.8 4.5 2.1 773 777 748 89.8 91.9 41.4 7.2 7.5 46.9 1.4 0.5 11.1 1.0 0.1 0.5 0.5 0 0 Number 435 435 435 435 435 435 435 435 435 435 Grade 0 34.7 93.1 92.4 91.7 60.5 96.1 74.3 86.7 91.0 89.9 Grade 1 26.9 4.4 4.4 4.8 21.8 3.2 16.1 9.0 6.2 5.3 Grade 2 17.7 2.3 2.8 1.6 17.0 0.5 9.4 3.9 1.6 4.4 Grade 3 19.8 0.2 0.5 1.6 0.7 0.2 0.2 0.5 0.9 0.5 Grade 4 0.9 0 0 0.2 0 0 0 0 0.2 0 435 96.6 3.2 0.2 0 0 435 435 160 93.6 82.3 98.1 5.3 10.6 0.6 0.9 6.0 1.3 0.2 1.1 0 0 0 0 Myelosuppression is the most common toxicity and the toxicity increases in pretreated patients. In pretreated HD patients grade 3-4 reductions in platelets and neutrophils have been observed from 3%-60% and 6%-33%, respectively in three different studies [39;40;42]. The studies differ with regard to dose and administration but the conclusion is that pre-treatment increases the risk of myelotoxicity and especially thrombocytopenia. Pulmonary toxicity is rare using gemcitabine as single agent, but severe pulmonary toxicity has been reported in a few cases [44-51]. The syndrome is caused by sudden, reversible capillary hyperpermeability with a rapid extravasation of plasma to the interstitial space [45]. It is reversible by treatment with corticosteroids. This has been confirmed I a recent study with ABVG [52] 1.5.2. The combination of gemcitabine and other cytostatics In PVAG gemcitabine will be combined with doxorubicin, vinblastine and prednisone. 13 In studies of solid tumours, gemcitabine has been combined with several drugs including doxorubicin [53-55]. There is no published data on the combination of gemcitabine and vinblastine but in general, gemcitabine-based combinations are associated with more thrombocytopenia (grade 3 or 4) than single-agent gemcitabine (40 vs. 7%) [56]. Recently, in a phase II trial comprising 39 patients with breast cancer, the patients was treated first-line with gemcitabine 1200 mg/m2 days 1+8 and doxorubicin 60 mg/m2 day 1. Grade 3/4 toxicities included neutropenia (14%) and thrombocytopenia (1.7%) [55]. In a phase II trial comprising 41 patients with metastatic breast cancer, the patients were treated first-line with doxorubicin 30 mg/m2 day 1, paclitaxel 135 mg/m2 day 2 and gemcitabine 2,500 mg/m2 day 2. Gemcitabine was infused over 30-60 min. The regimen was administered biweekly for six cycles. Haematologic toxicity was moderate, with grade 3-4 toxicity as follows: Neutropenia in 44%, thrombocytopenia in 7% and anemia in 12% of the patients. Non-haematological events were generally mild [57]. In a phase II study comprising 42 patients with advanced breast cancer, the patients were treated first-line with gemcitabine 800 or 1000 mg/m2 over standard 30 min infusion and doxorubicin 25 mg/m2 intravenously days 1, 8 and 15 every 28 days. Grade 3/4 toxicity of anemia, neutropenia and thrombocytopenia is 2.4%/0%, 45.2%/21.4% and 14.3%/2.4%. Other toxicities included transient increases in transaminase levels (grade 3 in 3/42 patients) and mucositis (grade 3 in 3/42 patients). Pharmakokinetic analysis showed, that the disposition of the drugs is unchanged when they are administered on the same day [54]. In a phase I-II study with gemcitabine and doxorubicin in a 21-day schedule. Four levels of Gem/Dox were administered to patients with hepatocellular carcinoma: (gem day 1+8 and Dox day 1). Gem/Dox doses were 1000/30 mg/m2, 1250/30 mg/m2, 1250/45 mg/m2, 1250/60 mg/m2. Level 2 (1250/30 mg/m2) was identified as the MTD dose. Grade ¾ hematological toxicities were anemia in 45.7%, neutropenia in 51,4% and thrombocytopenia in 25,7%. Non-hematological toxicities were mild [58]. 14 The GHSG initiated a study of BAGCOPP where etoposide (in BEACOPP) was substituted with gemcitabine at a dose of 800 mg/m2 twice per cycle. Severe pulmonary toxicity appeared in 8/27 patients and all the cases developed after > 3 cycles of BAGCOPP. The pulmonary toxicity were considered to be due to an interaction of bleomycin and gemcitabine [59]. 1.6. Definition of the experimental arm – PVAG PVAG is developed from ABVD by substituting bleomycin and dacarbazine with prednisone and gemcitabine, respectively. In general and as described above, the risk of toxicity is highest with gemcitabine based combinations compared to single agent gemcitabine therapy. The toxicity profile is schedule dependent and all the regimens described are based on a one or two-weekly dosing schedule. In order to reduce the risk of toxicity the PVAG schedule is a 21-day regimen with the doses as seen in the table and compared to ABVD: PVAG (d1) mg/m2 50 6 40 (d1-5) 1000 Drug Doxorubicin Bleomycin Vinblastine Dacarbazine Prednisone Gemcitabine ABVD (d1, d15) mg/m2 25 10 6 375 - The PVAG regimen has increased the dose of doxorubicin, which is an important drug [19;22], resulting in the same total cumulated dose as in ABVD and with dose intensity 33% higher in PVAG. The table below shows the dose intensity (mg/m2/week) and the total cumulated dose (mg/m2) for each regimen, eight cycles. PVAG Prednisone Vinblastine Doxorubicine DI 66.6 2 16.6 ABVD TD 1600 48 400 DI 3 12.5 TD 96 400 15 Gemcitabine Bleomycin Dacarbazine 333 - 8000 - 5 187.5 160 6000 Considering the impact of bleomycin and dacarbazine in ABVD is very limited, the PVAG is combined of the highly active drugs and with higher dose intensity of doxorubicin, which is expected to result in a regimen, which is at least as effective as ABVD. The toxicity is expected to fall due to elimination of the most toxic drugs. No consolidating irradiation in either arm is planned to patients in complete remission after chemotherapy. A meta-analysis of chemotherapy versus combined modality treatment from 1,740 patients concluded that combined modality treatment in patients with advanced-stage HD overall has a significantly inferior long-term survival outcome than chemotherapy alone if chemotherapy is given over an appropriate number of cycles [60]. Recently, it has been shown that consolidative chemotherapy matches consolidative radiotherapy (subtotal nodal irradiation) in advanced stage HD patients in CR or good PR after 6 series of chemotherapy [61], and the EORTC #20884 showed that adjuvant radiotherapy did not improve overall survival or eventfree survival for HD patients in stages III-IV in CR after 6 or 8 MOPP/ABV cycles [62]. Patients not achieving complete remission after the end of chemotherapy do receive an additional radiation therapy to sites of tumor rest (see 7. ff). 16 2. Study design: 2.1. Entry criteria CS(PS) IA, IB, IIA, IIB with one or more of the risk factors: a) bulky mediastinal mass (> 1/3 of maximum transverse thorax diameter) b) extranodal involvement c) high ESR (≥ 50 mm in IA and IIA; ≥ 30 mm in IB) d) ≥ 3 involved lymphnode areas CS(PS) III, IV Age: 60-75 years As mentioned in the introduction, elderly patients have a higher intolerance to chemotherapy than younger patients. In order to ensure the safety is unaffected by an increased intolerance in the oldest patients, the inclusion is limited to patients aged 60-75 years. The final analysis will evaluate the results with respect to two different age groups (60 – 65 years and 66 – 75 years). 2.2. Regimen 6 - 8 cycles of PVAG P Prednisone p.o 40 mg/m2 d1-5 V Vinblastine i.v. 6 mg/m2 d1 A Doxorubicine i.v. 50 mg/m2 d1 G Gemcitabine i.v. 1000 mg/m2 d1 Recycle on day 22 The clinical response is evaluated after 4 cycles of chemotherapy (the interim staging procedures must not lead to a delay of cycle No. 5. In case of a complete remission (CR), two additional series are given to a total of six cycles PVAG. In case of a partial remission (PR) after 4 cycles, additional 4 series are applied to a total of 8 cycles PVAG. In case of no change (NC) or progressive disease (PD), the patient is 17 discontinued from the study. Patients with residual disease after completion of chemotherapy receive radiotherapy (36 Gy) to locoregional sites. 4 cycles PVAG Interim staging CR PR 2 cycles PVAG 4 cycles PVAG Definitive restaging CR End of therapy 2.3. PR Radiotherapy Dose-finding strategy Phase I: Safety The phase I part of the study will evaluate the safety profile of 1000 mg/m² gemcitabine in combination with prednisone, vinblastine and doxorubicin. 26 patients will be recruited on this dose level to establish the safety with reasonable certainty. Recruitment will not be stopped during this interim analysis. Phase II: Efficacy / Feasibility 18 After phase I an additional cohort of 14 patients will be treated to better characterize the feasibility and efficacy of the regimen. The total sample size of 40 patients will allow the proportion of complete responders (CR) to be determined within +/- 14%. . 2.4. Objectives This study is designed to test 1) the toxicity, feasibility and short-term efficacy of PVAG 2.5. Endpoints Two primary endpoints have been defined, in accordance with the two main aims of the second phase of the study, i.e. assessment of feasibility and of short-term efficacy. 1) For the phase I-part (safety) the endpoint is the occurrence of dose limiting toxicities (DLT) and dose reductions as defined in section 6.1.5. 2) For the phase II-part, for assessment of feasibility the primary endpoint is the administration of adequate dose without excessive delays. For the assessment of efficacy the primary endpoint is complete remission 3 months after end of protocol therapy. Secondary endpoints are the occurrence of acute toxicities and the administration of blood concentrates and antibiotics (feasibility) and the occurrence of early progression (efficacy) 2.6. Study organization The PVAG pilot study is an international trial collaboration of the GERMAN HODGKIN´S LYMPHOMA STUDY GROUP (GHSG) with participation of selected members of the EUROPEAN ORGANISATION FOR RESEARCH AND TREATMENT OF CANCER (EORTC). Participants from both organisations will recruit qualified patients. The study coordination is organized by the GHSG and takes place at the Klinisches Studienzentrum Hämatologie in Cologne/Germany. Data collection and evaluation will be performed by the Klinisches Studienzentrum Hämatologie according to GCPguidelines. 19 3 Statistics 3.1. Phase I Phase I of the study is a pragmatic approach to establish the safety of the PVAG regimen in this selected patient cohort of elderly with Hodgkin lymphoma based on data about gemcitabine published so far and available data from patients already entered into the trial (recruited until December 31, 2004; final version of this protocol, October 28, 2003). The aim of phase I is to demonstrate that the rate of dose-limiting toxicities is below a predefined maximum tolerable rate (MTD). Sample size calculations are based on the following considerations: − Maximum tolerable rate of dose-limiting toxicities: 0,33 − True rate of dose-limiting toxicities: 0,20 − Probability to consider PVAG by mistake too toxic (rate of DLT > 0,33) although the true rate of DLTs is acceptable (rate of DLT = 0,20): ≤ 0,2 (β = 0,2 corresponding to a power of 80%) − Probability to consider PVAG by mistake promising (rate of DLT ≤ 0,33) although the true rate of DLTs is unacceptable high (rate of DLT > 0,33): 0,05 (α = 0,05) According to these considerations and data from a previous trial (BAGCOPP trial of the GHSG) 26 patients will be entered in phase I. Analysis will be performed separately for patients with intermediate and advanced stage disease resulting in 26 + 26 patients overall. 3.2. Phase II Based on the results of 68 advanced stage patients aged 66-75 years treated with 8 cycles COPP/ABVD or BEACOPP (baseline dose) +/- localised radiotherapy in the GHSG trial HD9 (1993-98), we expect PVAG to achieve a complete remission rate of 70-80%. The requirement that the width of the 90% confidence interval for the complete remission rate does not exceed 28% is satisfied with a sample size of 40 patients (method: interval width calculated as 1.96 x SE, where SE = SQRT (p (1-p) / n) is the standard error of a proportion, p is the true value, n is the sample size). Therefore, overall we aim to recruit 40 patients during the entire study (phases I and II). Analysis will be performed separately for patients with intermediate and advanced stage disease resulting in 40 + 40 patients overall. 20 Recruitment for advanced stage patients will be stopped if 40 evaluable patients with advanced stage disease have been entered or on 31th of December 2006 whichever comes first. Recruitment for intermediate stage patients will be stopped if 40 evaluable patients with intermediate stage disease have been entered or on 30th of July 2007 whichever comes first. 3.3. Data Analysis The data will be analysed in the German Hodgkin Lymphoma Study Group biometry unit in Cologne. Results will be reported at two points in time separately for patients with intermediate and advanced stage disease, as follows. Firstly, a preliminary description of acute toxicity and dose reductions will be reported at the end of phase I: (1) Description of the toxicity profile of PVAG. Secondly, a final analysis of toxicity, feasibility and short-term efficacy will be performed following treatment and restaging of all recruited patients: (1) Repeat of the previous analysis (toxicity) using all received data (2) Description of treatment administration (number of cycles, reasons for discontinuation, given dose, treatment duration and delays, supportive medication) (3) Estimation of the rate of early progressions and complete remissions. 4 Requirements for participation in GHSG (and EORTC) trials • Patient is eligible as decided by the haematologist/oncologist, the radiotherapist and the pathologist. • Written informed consent of the patient • Laboratory results (SI units) • Complete and prompt documentation of each visit, event etc. • GHSG as the study coordination center assumes responsibility for insurance of patients. • Publication of the data only with agreement of the trial coordinators of GHSG and EORTC. 21 5 Diagnosis and randomization 5.1 Verification of diagnosis by the primary pathologist Only patients with histological proven Morbus Hodgkin will be enrolled in the study. A large-scale biopsy must be taken from a lymph node or a primary involved organ. If the diagnosis of Hodgkin´s Disease is histologically proven and the patient accepts inclusion in the study, verification by one of the study´s reference pathologists is obligatory. 5.1.1. Pathology review procedure The primary pathologist must send the slides of material to the review pathologist mentioned, immediately after submission of the patient to the study. Within three weeks the panel will check the material and verify the diagnosis of Hodgkin´s Disease. The result is submitted to the treating hematologist/oncologist, the primary pathologist and the study coordination office. A detailed description of the review procedure will be sent to the responsible hematologist/oncologist, together with confirmation of randomization and documentation forms, and should be forwarded to the local primary pathologist. This document can also be used as application form for pathological review. Diagnostically difficult and scientific interesting cases will be examined and diagnosed in regular pathology panel meetings by all of the panel members. For questions concerning the pathology review procedure please contact: Klinik I für Innere Medizin der Universität zu Köln Klinisches Studienzentrum Hämatologie Kerpener Str. 62, Ebene 4 50937 Köln/Germany Fax: +49/221/478-3531 Tel: +49/221/478-6128 or –3777 or –6628 E-mail: [email protected] Study centre will be able to supply you with a complete list of reference centers of the German Hodgkin`s study group. 22 5.2. Registration 5.2.1. Registration procedure After completion of diagnostic examinations and patient briefing, registration can be performed by telephone or fax. Please contact the coordination office in Cologne (Tel. +49-221-478-6128 or -3777 or –6628; Fax. Tel. +49-221-478-3531). If the patient qualifies for the study, he / she will be enrolled into the trial. If the patient wants anonymity they can be registered by code. Informed consent is documented by signing the informed consent form. 5.2.2. Entry criteria for enrolment 1. Staging according to protocol 2. Documented informed consent 3. Histologically proven HD (Excluded: Lymphocyte Predominant, Nodular type Hodgkin’s Lymphoma). 4. Clinical stage (CS) IA, IB, IIA, IIB with riskfactors bulky mediastinal mass (> 1/3 of the maximal transverse thoracic diameter) extranodal involvement, high ESR, and/or ≥ 3 involved lymphnode areas; CS III and IV. 5. Age 60 to 75. 6. Previously untreated patients. 7. WHO performance status grades 0, 1, or 2 8. Written informed consent or confirmed informed consent according to ICH/EU Good Clinical Practice, and national/local regulations. 9. Leukocytes > 2.5 x109/L and platelets >100 000 x109/L. 10. Normal Pulmonary function 5.2.3. Exclusion criteria: 1. Incomplete staging examinations 2. Concurrent or previous diseases, which would prohibit a therapy according to protocol. − Severe pulmonary, neurological or metabolic disease, interfering with normal life- expectancy or normal application of treatment. − Severe cardiac disease affecting the normal ejection fraction.(include myocardial infarction < 6 months prior, or NYHA class 3 or 4 failure) − Any psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule. 23 − Known HIV positivity. − Inadequate liver (bilirubin > 2.5 x normal) or renal (creatinine >150 mmol/L) function, unless due to HD. History of HBV infection defined as presence of HBs antigen, or in absence − of HBs antigen the presence of HBc antibody without HBs antibody. 3. Malignant disease in anamnesis 4. Diagnosis of M. Hodgkin as part of a composite lymphoma 5. Prior chemo- or radiation therapy 6. Long-time application of steroids or cytostatic drugs 7. Simultaneous participation on other trials within the last 30 days 5.3. Staging (AN and ST form; see appendix) 5.3.1. Diagnosis of clinical stage All staging examinations should be completed within 14 days from diagnosis. For this reason it is advisable to do the bone-marrow biopsy immediately after diagnosis. 5.3.1.1 Case history and Laboratory Anamnesis should include all clinical aspects, especially B-symptoms, severe previous and concurrent diseases (including all hematological malignancies in the patient or in family members) and/or history of infectious mononucleosis. Physical status is documented according the WHO activity index. Laboratory (obligatory): - ESR AP Differential blood count Albumin Total protein HIV1/2 antibody Hepatitis A, B, C 5.3.1.2 Physical examination Physical examination must be done, especially lymph nodes, liver, spleen and abdomen. Please document all clinical findings even if not histologically verified. 24 5.3.1.3 Obligatory image-based examinations For exact staging the following examinations must be done: - Chest x-ray (p.a. and lateral) - Contrast enhanced CT scan (neck, chest and abdomen) - Ultrasonogram of the abdomen - Bone marrow biopsy Jamshidi-needle punction from spina iliaca with 1,5 cm minimum length of bone cast. Diagnosis only by an experienced hematopathologist - Liver biopsy: Obligatory in patients with the following clinical constellation: - Only infradiaphragmatic disease and/or - Alkaline phosphatase > 25% over the upper range and/or - Age > 40 years and NO mediastinal mass Moreover, all clinically suspect extranodal or organ involvement should be checked using adequate methods. If possible, suspicious involved sites should verified by biopsy. Other image-based examinations may be used for staging but are not obligatory: (If in doubt, please discuss the particular case with the study cooperation office) - Laparotomy and/or bilateral lower extremity lymphangiography (in case of suspected abdominal involvement with therapeutic consequences and no further clarification to be obtained by a regular diagnostic approach. - Nuclear resonance scanning - Gallium radionuclide imaging / positron-emission tomography (PET) 5.3.1.4 Obligatory organ specific examinations prior to therapy In order to evaluate the toxicity profile of the regimen, the following examinations must be done before the beginning of treatment: - ECG - Lung function test: Hb, PaO2, PaCO2, DCO, vital capacity - Thyroid function: TSH 25 5.3.2. Definition of lymph node areas N.B. LYMPH NODE REGION IS NOT THE SAME AS LYMPH NODE AREA !!! The definition of lymph node areas does not correspond to the Ann Arbor definition of lymph node regions. This distinction is important for the definition of risk factor d (3 or more lymph node areas). Lymph node areas are defined as follows: a) right cervical + right infra-/ supraclavicular/ nuchal lymph nodes b) left cervical + left infra-/ supraclavicular/ nuchal lymph nodes c) right/left hilar + mediastinal lymph nodes d) right axillary lymph nodes e) left axillary lymph nodes f) lymph nodes of the upper abdomen (spleen hilum, liver hilum, coeliacal) g) lymph nodes of the lower abdomen ( paraaortal and mesenterial) h) right iliac lymph nodes i) left iliac lymph nodes k) right inguinal + femoral lymph nodes l) left inguinal + femoral lymph nodes LYMPH NODE AREAS LYMPH NODE REGIONS 26 5.3.3. Staging classification of Hodgkin´s Disease (modified Ann Arbor) Stage is determined by the examination results as follows. The classification corresponds in general to the Ann Arbor classification apart from a few points (stage IV, extranodal involvement). CS: clinical stage PS: pathological stage (including splenectomy) stage I: Involvement of a single lymph node region (I,N) or a single extranodal focus (I, E) stage II: Involvement of 2 or more lymph node regions or extranodal structures on the same side of the diaphragm (II,N or II,N,E or II,E) stage III: Involvement of lymph node regions on both sides of the diaphragm (II,N) or extranodal involvement with or without nodal involvement stage IV: Disseminated involvement of one or more extralymphatic organs with or without nodal involvement The lymphatic tissue contains: Lymph nodes, spleen, thymus gland, Waldeyer´s tonsillar ring Organ symbols: N = lymph nodes H = liver S = spleen L = lung M = bone marrow O = bone D =skin P = pleura General symptoms: All patients are classified as A or B according to the absence or presence, respectively, of one or more of the following B-symptoms: − fever (not otherwise explainable) − drenching night sweats (not otherwise explainable) − weight loss of ≥10% of body weight within last 6 months (not otherwise explainable) 5.3.3.1 Definition: Extranodal involvement (E-involvement) 27 Localized involvement of an extralymphatic tissue (by continuous growth from an involved lymph node or in close anatomic proximity) that is treatable by irradiation. 2 or more E-involvements might be found in stage II or III. 5.3.3.2 Bulky Disease (measured by CT-scan) Bulky disease is defined as: - A single lymph node involvement or a conglomerate mass of > 5 cm max. diameter - Mediastinal bulk of > 5 cm max. diameter (do not include hili or pericard!) 5.3.3.3 Mediastinal mass Definition: > 1/3 of the max. thoracic diameter (in the chest x-ray p.a.!) 5.3.3.4 Mediastinal involvement When determining fields to be irradiated, involvement exclusively above the tracheal bifurcation must be differentiated from involvement below the bifurcation. For involvement at bifurcation height, the whole mediastinum is to be defined as involved. 5.4. Patients consent and termination At completion of staging, the patient will be informed whether he qualifies for the PVAG trial. The patient will be informed about the trial objectives, treatment, side effects, use of personal data and samples and freedom to make decisions. Consent to participate in the trial should be given in writing in the presence of a witness. The patient can decide freely at any point in time whether to continue participation. Refusal to continue permits free choice of further treatment. Termination of protocol therapy can occur at the patient's wish, after unacceptable toxicity, progression, serious intercurrent disease or pregnancy. 5.5. Recruitment After a patient has given his/her written informed consent to participate in the study he/she is enrolled by telephone or fax at the study coordination office in Cologne. Clinical data relevant to randomization are recorded. A supply of blank documentation forms are sent to the clinician. It is important to return the documentation forms as soon as possible by fax (Registration- and Anamnesisforms) to the study coordination office (Cologne). 28 Recruitment Tel: +49-221-478-6128,-3777, -6628 Fax: +49-221-478-3531 6. 6.1. PVAG regimen Chemotherapy 6.1.1. Administration of chemotherapy Chemotherapy is given in an outpatient setting. Therapy can be started directly after recruitment. The treatment will be continued at full dosage in accordance with the time schedule if at the day of the planned treatment continuation the leukocyte count exceeds > 2000/mm3 and platelets > 75.000/mm3 with a rising trend (having passed the nadir). In case of lower blood counts, treatment is modified according to the strategy for therapy delay and dose reduction (see below). 6.1.2. PVAG scheme PVAG scheme Prednisone 40 mg/m2 p.o. day 1-5 Vinblastine 6 mg/m2 i.v. day 1 2 i.v. day 1 1000 mg/m2 i.v. day 1 Doxorubicine Gemcitabine 50 mg/m Recycle day 22 6.1.3. Duration The first treatment evaluation takes place after four cycles (see 4.2.1: Interim staging). Dependent on the grade of remission after 4 cycles, patients receive additional 2 (in case of CR) or 4 cycles (in case of PR) PVAG. The definitive 29 restaging is held after completion of chemotherapy (6 or 8 cycles); in the case of less than CR, additional radiotherapy is planned to sites of tumor rest. Without treatment delay, the chemotherapy will take 18 (six cycles) or 24 (eight cycles) weeks. 6.1.4. Laboratory controls during chemotherapy The following parameters are checked during therapy: - Two times a week following each cycle: leukocytes, platelets, hemoglobin - Daily: body temperature - Prior to each cycle: leukocytes, platelets, hemoglobin, creatinine, uric acid, bilirubin, AST, ALT, GGT Note: Pulmonary function is measured at the initial staging, at the end of therapy, 6 months after the end of therapy and at any time in case of a sign of pulmonary symptoms during treatment or in the follow-up period, that can’t be explained by verified infection. The lung function tests include measuring of vital capacity, DLCO, PaCO2 and PaO2. In case of clinical symptoms or pathological findings in the lung function test a HR-CT scan of the lung is performed together with bronchial lavage and simultaneous transbronchial biopsy (if necessary). 6.1.5. Therapy postponement and dose reduction a) Hematological toxicity Therapy is continued in time with full dosage if leukocyte count exceed > 2000/mm3 and platelets > 75.000/mm3 (no grade 3 or 4 toxicity). If the required values are not reached at the day of planned therapy continuation, blood parameters are checked again on day 3, 7, 10, and 14 after first control. If parameters have not been reached within two weeks doses have to be reduced as detailed below (Therapy is to be continued when the required values are reached; maximum delay: 21 days). In addition, doses have to be reduced in case of leucopenia WHO grade 4 (<1000/m³) for more than 4 days. If blood parameters do not reach the required values within two weeks in subsequent cycles (reduced dose-level) or if a patient experiences leucopenia WHO grade 4 for 30 more than 4 days on the reduced dose-level the patient should be withdrawn from the trial. b) Non-hematological toxicity In case of WHO grade 4 non-hematological toxicity doses have to be reduced as detailed below (Exceptions: alopecia, nausea and vomiting if controlled by supportive measures). Treatment should be postponed until recovery to grade 2 (maximum delay: 21 days). If a patient experiences WHO grade 4 non-hematological toxicity on subsequent cycles (reduced dose-level) the patient should be withdrawn. c) Dose reduction scheme In case of both hematological and non-hematological toxicity the highest dosereduction schedule will be used. Patients will be treated on the reduced dose-level in subsequent cycles. The reduced dose-level is as follows: Prednisone 40 mg/m² p.o. day 1-5 Vinblastine 5 mg/m² i.v. day 1 Doxorubicine 40 mg/m² i.v. day 1 Gemcitabine 800 mg/m² i.v. day 1 Growth factor G-CSF: Not foreseen in this trial. If clinically indicated: 300 µg/d if body weight <75 kg 480 µg/d if body weight >75 kg Stop G-CSF administration if granulocytes rise over 1000/mm3. At least 2 days rest between end of G-CSF administration and continuation of chemotherapy Pulmonary toxicity: Any sign of pulmonary impairment during chemotherapy must initiate diagnostic procedures described above. If the symptoms disappear after a duration of more than two weeks, therapy is continued according to the non-hematological dosereduction schedule. If the analysis concludes the lung-injury as drug induced, the 31 patient has to be excluded from therapy continuation. Please contact study coordination center immediately. 6.1.6. Documentation of side-effects An accurate documentation of side-effects of chemotherapy and radiotherapy according to WHO-recommendations is necessary (WHO Handbook for Reporting Results of Cancer Treatment, Geneva 1979). These are documented for each chemotherapy cycle on the appropriate chemotherapy-form (C-form). Moreover, days of hospitalization, blood transfusions and the use of growth factors must be recorded. 6.2. Restaging 6.2.1. Interim Restaging A clinical interim restaging is carried out after 4 cycles of chemotherapy. The aim is to identify possible progressive disease during chemotherapy; in case of no change, minor response or progressive disease, the patient is excluded from the study. Time: between day 14 – 20 of cycle No. 4 Examinations: - laboratory: - ESR - LDH - AP - Differential blood count - Albumin - Clinical examination (including resolution of B-symptoms) - Chest x-ray - CT scan of all initially involved regions 32 6.2.2. Definitive Restaging A definitive restaging is carried out 4-6 weeks after the last cycles of chemotherapy or after completion of irradiation. The success of the combined modality therapy is to be documented for every initially involved region using appropriate methods (CT-scan, ultrasonography). If in doubt a histological examination (biopsy) is recommended. Examinations: - laboratory: - ESR - LDH - AP - Differential blood count - Albumin - Clinical examination - Chest x-ray - CT-scan check-up of all initially involved regions - ultrasonography of the abdomen - Lung function test: Hb, PaO2, PaCO2, DCO, vital capacity (- bone marrow biopsy: only in case of initial bone marrow involvement) Note: Pulmonary function is at any time to be investigated in case of pulmonary symptoms during treatment or in the follow-up period, that can’t be explained by a verified infection. In case of clinical symptoms or pathological findings in the lung function test a HR-CT scan of the lung is performed together with bronchial lavage and simultaneous transbronchial biopsy (if necessary). 6.3. Relapse diagnostics and second line treatment If relapse occurs, a complete staging and renewed histological investigation should be undertaken. All relapses will be reviewed by the pathology review committee, and the radiology review committee will examine the diagnostic images. Therefore, X-ray, CT and NMR images together with the relevant follow-up form (F) should be sent to trial coordination center. 33 If progression or relapse occurs, further treatment should be discussed with the trial centre in Cologne. At present we generally recommend: (a) Early progression or relapse within one year of end of treatment: If the intention is curative, high dose chemotherapy with autologous stem cell support. (b) Late relapse (> 1 year after end of primary therapy) the possibility of conventional chemotherapy with a first-line protocol could be considered. Use of high-dose chemotherapy with ASCT should be considered according to the individual case. In certain cases, the possibility of irradiation alone should be considered, especially with peripheral nodal relapse suitable for extended irradiation (e.g., inguinal or iliakal relapse after primary supradiaphragmatic involvement. Please discuss treatment with the radiotherapy review centre. Current German Hodgkin Lymphoma Study Group protocols are also available for patients with multiple relapse – please contact the trial centre in Cologne. 6.4. Follow-up After treatment has been completed, the patient should be requested to attend regular follow-up examinations, whose results should be recorded on the F-form. If no unfavorable events have occurred, then a copy of a current medical record will suffice. Follow-up examinations are to be performed and documented every 6 months for the first 2 years and once a year in years 3, 4 and 5. Examinations: - laboratory: - ESR - LDH - AP - Differential blood count - Albumin - Clinical examination (including resolution of B-symptoms) 34 - Chest x-ray 6.5. Serious unfavorable events (SAE forms; see appendix) All serious adverse events during the study must be reported immediately to the study center on the appropriate form. Progressive disease, relapse, and second malignancy should be reported immediately to the study center. The events must also be recorded on the appropriate documentation form. 6.6. Death (Final report) If the patient dies, the final report form should be completed and the cause of death classified as: • Hodgkin's disease • acute therapy related (e.g., infection during chemotherapy, ileus under laparotomy) • accident • second malignancy • suicide • other disease 7. Radiotherapy In the PVAG-pilot, patients with tumor rest following chemotherapy are to be irradiated to 30 Gy. A central radiology review committee may produce the radiotherapy plan after studying the diagnostic images from staging and restaging examinations (optional, please contact the coordination center). Residual tumor is defined, for the purposes of this trial, by the following criteria for the computed tomography image: • tumor has a diameter larger than 2.5 cm after end of chemotherapy • no sign of a progressive disease (no B symptoms or abnormal ESR (≥ 50 mm/h) at restaging) detectable 35 • initial bulky disease (> 5 cm in largest diameter), that has not shrunk by more than 50%, is a tumor rest by definition The restaging examination to determine remission status should be performed 2-3 weeks after the end of the last chemotherapy course. CT images (from initial-, and defintive restaging) may be sent to the radiotherapy review in Cologne (optional, please contact the coordination center). Within one week the review committee will evaluate the remission and return the images. Irradiation, if required, should begin within 6 weeks of completing chemotherapy. 7.1. Radiation dose and volume Radiation dose: 30 Gy. A single dose between 1.8 and 2.0 Gy should be administered on at least 4 days per week. The volume has to be limited to the anatomical region with residual lymphoma. 7.2. Blood tests and documentation of side-effects Blood parameters should be monitored at least once per week during irradiation and any side effects documented on the RX form. 7.3. Restaging Final restaging examinations are to be performed after radiotherapy if received. All initially involved lymph nodes and organs should be included. The following methods are obligatory: Examinations: - laboratory: - ESR - LDH - AP - Differential blood count - Albumin - Clinical examination (including resolution of B-symptoms) 36 - Chest x-ray - CT-scan check-up of all initially involved regions - ultrasonography of the abdomen - Lung function test: Hb, PaO2, PaCO2, DCO, vital capacity 7.4. Technical requirements Radiotherapy should employ megavoltage photons up to 10 MeV. Fast electrons of appropriate energies may be used for superficial lymph nodes. Dose calculations must conform to the ICRU report 50/62, specifying reference points and the total reference dose. The single dose should be not more than 1,8 2Gy daily with a minimum of four weekly fractions. The start of radiotherapy on Friday should be avoided. Each treatment field should be simulated and verified by x-ray imaging at the simulator and accelerator. Photographs should be prepared for all electron beam fields. 8. Criteria for remission The following criteria for remission are used for the definite restaging after the end of chemotherapy and will be applied analogously for the interim restaging (if appropriate). Complete Remission (CR): Disappearance of all symptoms (clinical and radiological). Residual radiological abnormalities (especially concerning the mediastinum) are compatible with a CR in the definitive restaging, if there are no other signs of lymphoma activity. Such a result should be monitored but not treated. It has to be compatible with former treatment procedures (e.g. radiation fibrosis). In case of persistence for more than 3 months, the result will be classified as "CR with residual tissue" (CRr). If the patient is defined CR or CRr, no further therapeutic intervention is necessary. Partial Remission (PR): Continuing presence of lymphoma with: - significant reduction of all lesions and - reduction of the majority (at least 50%) of large lymph nodes or localized measurable organ lesions (larger than 3 cm in diameter) by more than 50% in the largest diameter (If none is larger than 3 cm each of the 2 largest lesions must exhibit a reduction at least 50% in their largest diameter) and 37 - reduction of a large mediastinal tumor by at least 25% in the maximum thoracic diameter. Notes: 1) Definition of PR implies the curability of the disease. In general, CR corresponds to a tumor cell kill of several orders of magnitude. The definition of PR in our studies demands a cell kill of approximately one order of magnitude. (Reduction of the tumor diameter of 50% means reduction of the total tumor volume down to 12,5%). This requirement exceeds the usual definition of PR for solid tumors where only a reduction of 50% total tumor volume is required. 2) In this definition it is assumed that the kinetics of small or diffuse lesions parallels that of prominent lesions. (Therefore measurement of all single lesions is not necessary.) No Change (NC): Active lymph node tissue is still present. Criteria for PR not satisfied (i.e., not all nodes significantly reduced or less than 50% reduction in majority of large nodes) and No node enlarged by more than 25% in largest diameter Progress (PRO): Occurrence of new lesions or increase of at least one already known lesion by more than 25% during or within 3 months after therapy. Note: PR, NC and PRO require therapeutic intervention!!! Patients in PR after end of chemotherapy receive radiotherapy (see 7. ff). Patients with NC or PRO after end of therapy will be treated according to current treatment protocols; please contact study coordination center. Relapse: A relapse is defined as an appearance of new or reappearance of initial tumor or Bsymptoms after a remission period (CR) of at least 3 months. In the case of a shorter interval it will be judged as progressive disease (PRO). In case of relapse a new histological evaluation should be performed. 38 9. Documentation For an acurate and punctual data monitoring, the protocol provides case report forms (CRFs, see appendices) as follows: 9.1. • Anamnesis AN • Staging S • Chemotherapy cycle 1-4 C • Chemotherapy cycle 5-8 C • Restaging RE • Follow Up F • Final report FR • Dose limiting toxicities DLT • Severe adverse events SAE Documentation of dose reductions The occurence of one (or more) of toxicities requiring dose reductions and/or dose reductions have to be reported immediately to the trial coordination center. This information is mandatory to ensure the safety of the trial participants. Subsequent cycles of the therapy must not be applied unless this basic information has been send to the trial coordination center. (Telephone call is accepted) 9.2. Documentation of adverse events The documentation of all adverse events happening in the course of therapy in an exact and careful way are absolutely mandatory. For this reason, the WHO Handbook for Reporting Results of Cancer Treatment (Geneva, 1979) is recommended. An adverse event is characterized as any clinical impairment of a patient during the course of therapy; dependend or not from the schedule applied in terms of causality. Everx single therapy cycle is analysed for such an event and documented in the CRFs. Moreover, the number of hospitalizations, the substitution of erythrocytes or thrombocytes or the use of growth factors (G-CSF, Erythropoietin) has to be noted. 39 9.2.1. Severe adverse events (SAE) The following severe adverse events are characterized to be reported to the trial coordination center within 24 hrs. These events are • causing the patients death • lifethreatening • causing the patients hospitalisation or are reasonable for the lenghtening of a prior hospitalisation • causing permanent or significant impairment • resulting in a secundary neoplasia This urgent report within 24 hrs can be done by using of the DLT form as a short message. A detailed analysis has to be send to the trial organisation center within 15 days after occurence by using the SAE forms. 40 10. Publication of study results The results of the study will be published in accordance to the Declaration of Helsinki (12.5.). All publications have to be discussed beforehand with the trial coordination center. 41 11. Reference List 1. Proctor SJ, Rueffer JU, Angus B et al. Hodgkin's disease in the elderly: current status and future directions. Ann.Oncol. 2002; 13 Suppl 1: 133-7. 2. Eghbali H, Hoerni-Simon G, de M, I, Durand M, Chauvergne J, Hoerni B. Hodgkin's disease in the elderly. A series of 30 patients aged older than 70 years. Cancer. 1984; 53: 2191-3. 3. Specht L, Nissen NI. Hodgkin's disease and age. Eur.J.Haematol. 1989; 43: 127-35. 4. Guinee VF, Giacco GG, Durand M et al. The prognosis of Hodgkin's disease in older adults. J.Clin.Oncol. 1991; 9: 947-53. 5. Glimelius B, Enblad G, Kalkner M et al. Treatment of Hodgkin's disease: The Swedish national care programme experience. Leuk.Lymphoma 1996; 21: 71-8. 6. Hasenclever D, Diehl V, Armitage JO et al. A Prognostic Score for Advanced Hodgkin's Disease. N.Engl.J.Med. 1998; 339: 1506-14. 7. Bennett JM, Andersen JW, Begg CB, Glick JH. Age and Hodgkin's disease: the impact of competing risks and possibly salvage therapy on long term survival: an E.C.O.G. study. Leuk.Res. 1993; 17: 825-32. 8. Erdkamp FL, Breed WP, Bosch LJ, Wijnen JT, Blijham GB. 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Chemotherapy of advanced Hodgkin's disease with MOPP, ABVD, or MOPP alternating with ABVD [see comments]. N.Engl.J.Med. 1992; 327: 1478-84. 42 20. Duggan DB, Petroni G, Johnson J et al. MOPP/ABVD versus ABVD for advanced Hodgkin's disease - a preliminary report of CALGB 8952 (with SWOG, ECOG, NCIC). Proc ASCO 1997; 16: #43. 21. Mir R, Anderson J, Strauchen J et al. Hodgkin disease in patients 60 years of age or older. Histologic and clinical features of advanced-stage disease. The Cancer and Leukemia Group B. Cancer. 1993; 71: 1857-66. 22. Radford JA, Crowther D, Rohatiner AZS et al. Results of a randomized trial comparing MVPP chemotherapy with a hybrid regimen, ChlVPP/EVA, in the initial treatment of Hodgkin's disease. J.Clin.Oncol. 1995; 13: 2379-85. 23. Weekes CD, Vose JM, Lynch JC et al. Hodgkin's Disease in the Elderly: Improved Treatment Outcome With a Doxorubicin-Containing Regimen. J.Clin.Oncol. 2002; 20: 1087-93. 24. 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Phase I evaluation of sequential doxorubicin gemcitabine then ifosfamide paclitaxel cisplatin for patients with unresectable or metastatic transitional-cell carcinoma of the urothelial tract. J.Clin.Oncol. 2000; 18: 840-6. 54. Perez-Manga G, Lluch A, Alba E et al. Gemcitabine in combination with doxorubicin in advanced breast cancer: final results of a phase II pharmacokinetic trial. J.Clin.Oncol. 2000; 18: 2545-52. 55. Gomez H, Kahatt C, Falcon S et al. A phase II study of neoadjuvant gemcitabine plus doxorubicin in stage IIIB breast cancer: a preliminary report. Semin.Oncol. 2001; 28: 57-61. 56. Cassidy CA, Peterson P, Cirera L, Roychowdhury DF. Incidence of thrombocytopenia with gemcitabine-based therapy and influence of dosing and schedule. Anticancer Drugs 2001; 12: 383-5. 57. Sanchez-Rovira P, Jaen A, Gonzalez E et al. Biweekly gemcitabine, doxorubicin, and paclitaxel as first-line treatment in metastatic breast cancer. Final results from a phase II trial. Oncology (Huntingt) 2001; 15: 44-7. 58. Yang TS, Wang CH, Hsieh RK, Chen JS, Fung MC. Gemcitabine and doxorubicin for the treatment of patients with advanced hepatocellular carcinoma: a phase I-II trial. Ann.Oncol. 2002; 13: 1771-8. 44 59. Bredenfeld H, Fries S, Meisner M et al. Severe pulmonary toxicity in patients with advanced-stage Hodgkin's disease (HD) treated with a modified BEACOPP regimen is probably related to the combination of Gemcitabine and Bleomycin. Ann.Oncol. 2002; 13: 64 (abstract 212). 60. Loeffler M, Brosteanu O, Hasenclever D et al. Meta-analysis of chemotherapy versus combined modality treatment trials in Hodgkin's disease. J.Clin.Oncol. 1998; 16: 818-29. 61. Ferme C, Sebban C, Hennequin C et al. Comparison of chemotherapy to radiotherapy as consolidation of complete or good partial response after six cycles of chemotherapy for patients with advanced Hodgkin's disease: results of the groupe d'etudes des lymphomes de l'Adulte H89 trial. 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Appendices 12.1 Patient Information 12.2 Patient Consent Form 12.3 Patientenaufklärung (deutsche Fassung) 12.4 Einverständniserklärung (deutsche Fassung) 12.5 Datenschutz 12.6 Declaration of Helsinki 12.7 Performance Status Scale 12.8 WHO Toxicity 12.9 Assessment of each Cycle 12.10 Course of Assessment 12.11 PVAG-Flowsheet 12.12 Certificate of insurance 12.13 Approval from the ethics committee of the University of Cologne 12.14 Approval from the ethics committee of the University of Cologne (amendment #1) 12.15 Approval from the ethics committee of the University of Cologne (amendment #2) 12.16 Changes made by amendment # 1 12.17 Changes made by amendment # 2 12.18 CRFs 46 12.1 Patient information (english version) Therapy study PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with intermediate and advanced stages Hodgkin’s disease. Patient name Date of birth: Dear patient, We would like to inform you of a clinical study on the treatment of patients with Hodgkin’s disease. Background of the study Patients above the age of 60 years often receive inadequate chemotherapy compared to younger patients, because elderly people appears to have a poor tolerability of standard chemotherapy. In the elderly patients, the standard of care in Hodgkin’s disease patients is the regimen ABVD (A: adriamycin, B: bleomycin, V: vinblastine and D: dacarbazine). In order to improve the tolerability of chemotherapy in the treatment of the disease we introduce a new regimen PVAG. It is considered to be less toxic than ABVD and at least as effective as ABVD. This is achieved by substituting B (bleomycin) and D (dacarbazine) in ABVD with P (prednisone) and G (gemcitabine) thereby establishing PVAG. Prednisolone is a cortisone preparation with a known efficicay on the disease. Gemcitabine is a well known drug in the treatment in a variety of malignant diseases. It has a low frequency of side effects and they are generally very mild. Recent studies have shown gemcitabine as a single agent to be a very effective drug in patients with relapsed Hodgkin’s disease after standard chemotherapy and/or radiotherapy or bone marrow transplantation. The study The study is divided into two parts. In the first part the toxicity profile of gemcitabine is defined (the doses of prednisone, adriamycin and vinblastine are well-defined). For this purpose 26 patients will be recruited in the first part. You will be treated with 1000 mg of gemcitabine per square meter body-surface and at each day of treatment the side effects are registered and reported to the study coordination center. Doses will be reduced or treatment delayed if you experience any relevant side-effects. Based on the continous collection of information on side effects, the toxicity profile of PVAG 47 is defined. If the rate of serious side-effects does not exceed the pre-defined threshold the second part of the trial will start. In the second part of the trial the feasibility and activity of the PVAG regimen will be evaluated. The treatment with PVAG The treatment with PVAG is given with a three weekly interval. On the first day of each treatment (or cycle) you start on tablets of prednisone for 5 days and the cytotoxic drugs vinblastine, adriamycin and gemcitabine are infused. You will receive from 6 to 8 cycles of PVAG. It is the interim analysis after four cycles of treatment that decides the final number of chemotherapy cycles in your case. In case there is residual tissue (scar tissue) left at the end of treatment you are going to receive radiation therapy at this tissue. Examinations prior to and during the treatment courses During this study several examinations will be performed with the goal to assess the patients condition before, during and after treatment. The examinations do not exceed extent and frequency of treatment outside the study except for the number of blood examinations. During the treatment period blood examinations are carried out weekly. Examinations prior to therapy Before therapy the medical history will be reviewed and your treating physician will perform a physical examination. Please inform your doctor of any medication you are taking. Laboratory diagnostics (blood samples) and testing for possible viral infections such as hepatitis and HIV (Human Immunodeficiency Virus) will be performed. Without your consent to these examinations you will not be included in the study. To assess the extent of disease a bone marrow biopsy will be performed. In case of suspicion of hepatic involvement of the liver, a liver biopsy may be performed. Furthermore the following examinations are going to be done: ECG (electrocardiogram), lung function test, chest X-ray, CT scan (computer tomography) of the neck, chest and abdomen and ultrasound of the abdomen. Examinations during treatment During the treatment blood samples will be taken regularly. After 4 cycles of therapy the following examinations are repeated: physical examination, chest x-ray, CT scan (computer tomography) of the neck, chest and abdomen. Examinations at the end of therapy Physical examination, blood testing, chest x-ray and CT scan (computer tomography) of the neck, chest and abdomen will be performed again. The follow-up examinations are beeing performed up to 3 years after end of therapy. Estimating a total time for recruitment of 18 months, an individual therapy duration of 6 months, and, additionally, a calculated therapy delay which can not be specified exactly, the time for the trial is defined with a total of six years after activation. 48 Potential side effects of chemotherapy Chemotherapy is always associated with side effects. The substances not only attack the tumor cells but also normal cells. The following and most frequent side effects may occur: Hair loss (after therapy, the hair will grow out again), nausea and vomiting especially on the day of therapy, fever, gastric discomfort and loss of appetite. Furthermore long term organ dysfunction of lung and heart may occur. You are prone to infections during treatment and in case of fever, dyspnoea or discomfort in general you should contact your doctor. Further information The ethical committee has approved the study protocol. Your participation in this study is voluntary and you have the right to withdraw at any time during the study period without a reason and without experiencing any disadvantages. If you decide not to participate in the study you are going to be treated according to the standard of care at your department. Patients insurance Insurance conditions are available at the GHSG office in Cologne. Study organisation This study is performed by the GHSG (German Hodgkin Study Group, Cologne) in collaboration with EORTC centers (European Organisation of research and Treatment of Cancer, Brussels). Eli-Lilly producing Gemcitabine supports the study. Data protection During this clinical trial medical data will be recorded and passed on to the GHSG datacenter for evaluation and analysis. Results of any examination before, during and after treatment will be recorded in the datacenter in Cologne. The lymph node biopsy is going to be reviewed by an expert panel of pathologist in Germany. The CT scans are also going to be reviewed by an expert panel in Germany. By signing the consent you agree that medical data are passed on the datacenter of the GHSG. By signing the consent you also agree that the lymph node biopsy and the CT scans are passed on the review panels of the GHSG. Authorized persons and authorities may inspect these data. All persons are bound to confidentiality and the data protection by law. 49 12.2. Patient Consent Form Clinical Study: PVAG pilot trial in elderly patients with intermediate and advanced stage Hodgkin´s disease Patient’s Surname:………….............. First Name:…………...….Date of Birth: ……….....…. I have received detailed information from my doctor regarding my disorder and the prospects of success of the various forms of treatment currently available. The discussion with my doctor covered all the points mentioned in the patient information sheet, which I have also signed. I have been given full information regarding the method, aims and risks of this treatment. I understand all aspects of the study as explained to me. I have had sufficient opportunity to discuss details of the treatment, including its aims and risks, with my doctors. I agree to undergo additional scientific examinations which are necessary to monitor and evaluate the treatment. I agree that the samples taken from me for scientific purposes become the property of the clinic. I also agree to the evaluation of my medical data in depersonalised form. Participation in this study is voluntary and I may withdraw at any time without having to give reasons. I agree, that my medical data will be recorded and might be passed on to the competent authority. I agree that the lymph node biopsy and the CT scans are mailed to the review panels for examination. I also give my consent that authorized persons and relevant responsible authorities may inspect these data (for example to ensure quality of the study). I agree to be tested for possible viral infections such as Hepatitis B and HIV (Human Immunodeficiency Virus). I have no further questions and agree to undergo the treatment explained to me as well as any other measures which may become necessary during the course of treatment. The patient information has been given to the patient. ____________________ Place, date ____________________ Patient’s signature ________________________ Signature of treating physician 50 12.3. Patienten Information (deutsche Fassung, Version Köln deutsch 2-2005) Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in intermediären und fortgeschrittenen Stadien eines Morbus Hodgkin Name: Geburtsdatum: Sehr geehrte Patientin, sehr geehrter Patient, wir möchten Sie um Ihr Einverständnis zur Teilnahme an einer klinischen Studie bitten. Die folgenden Seiten sollen Sie eingehend über die geplante Studie informieren und Ihnen helfen, die Entscheidung über Ihre Teilnahme zu treffen. Ihr behandelnder Arzt hat Sie darüber aufgeklärt, dass Sie an einem HodgkinLymphom erkrankt sind, einer Krebserkrankung des lymphatischen Systems. Das Hodgkin Lymphom ist eine der am besten behandelbaren Krebserkrankungen des Erwachsenen und in den meisten Fällen heilbar. Da aber noch nicht alle Patienten mit dieser Erkrankung geheilt werden können, wird zur Zeit versucht, die Therapie hinsichtlich ihrer Wirkung weiter zu verbessern und die Nebenwirkungen zu reduzieren. Hintergrund der Studie: Im Vergleich mit jüngeren Patienten erhalten Patienten mit Morbus Hodgkin im Alter über 60 Jahren häufig eine unzureichende Therapie. Dies liegt an einer bei älteren Patienten größeren Nebenwirkungsrate der Behandlungen, was am ehesten auf bestehende Nebenerkrankungen, Wechselwirkungen mit Begleitmedikamenten und eine geringere Erholungsfähigkeit im Vergleich mit jüngeren Patienten zurückgeführt werden kann. Um die Verträglichkeit einer notwendigen Chemotherapie zu verbessern, haben wir ein neues Behandlungsschema entwickelt: die internationale Standardbehandlung ABVD (A: Adriamycin, B: Bleomycin, V: Vinblastin, D: Dacarbazin) wurde mit dem Ziel verändert, eine Therapie von vergleichbarer Wirksamkeit bei verminderter Nebenwirkungsrate zu ermöglichen. Hierzu wurden Bleomycin und Dacarbazin aus dem ABVD-Schema entfernt und durch die Substanzen Gemcitabin und Prednison ersetzt. Von dem resultierenden PVAG-Schema wird angenommen, das es bei vergleichbarer Wirksamkeit weniger nebenwirkungsreich ist als ABVD. Prednison ist ein bekanntes Kortison-Präparat mit erwiesener Wirksamkeit bei der Hodgkin´schen Erkrankung. Gemcitabin hat seine Wirksamkeit in einer Reihe verschiedener Tumorerkrankungen und auch beim Morbus Hodgkin gezeigt. Art und Ausprägung der beobachteten Nebenwirkungen wurden allgemein als mild bezeichnet. In jüngeren Studien bei Patienten mit einem Rezidiv (einem Rückfall) 51 eines M. Hodgkin nach einer ersten oder zweiten Therapie konnte für die Substanz eine gute Wirksamkeit beschrieben werden. Die Studie: Die Studie besteht aus zwei Teilen. Im ersten Teil der Studie wird die Verträglichkeit des Prüfmedikamentes Gemcitabin herausgefunden. (Die Verträglichkeit von Adriamycin, Vinblastin und Prednison sind gut geprüft und bekannt.) Hierfür werden zu Beginn 26 Patienten mit 1000 mg pro Quadratmeter Körperoberfläche behandelt und das Auftreten von Nebenwirkungen sehr engmaschig überprüft. Um dies sicher zu stellen, wird der Verlauf jedes einzelnen Behandlungstages von jedem Patienten an die Studienzentrale in Köln übermittelt. Sollten bei Ihnen starke Nebenwirkungen auftreten, wird die Dosis der einzelnen Mediakmente angepasst oder die Gabe der Therapie um einige Tage verschoben. Mit den vorliegenden Daten wird dann die Verträglichkeit berechnet. Liegt diese unter einem vorher definierten Grenzwert, wird der zweite Teil der Studie begonnen. Durch diese ständige Überwachung der Nebenwirkungen ist eine größtmögliche Sicherheit für die Patienten gewährleistet. Im zweiten Teil wird die Durchführbarkeit und Wirkung der Behandlung getestet. Hierzu wir geprüft, ob das Behandlungsschema zeitgerecht und in der beabsichtigten Dosierung verabreicht werden kann. Zu diesem Zweck wird die sorgfältige Beobachtung der während der Behandlung Patienten fortgesetzt. Für die Bestimmung der Wirkung, wird das Ansprechen des Tumors auf die behandlung mit Hilfe von verschiedenen Untersuchungen im Lauf und nach der Behandlung bestimmt (z.B. mit Computertomographien). Diese Untersuchungen unterscheiden sich nicht von den ohnehin notwendigen Untersuchungen im Rahmen der Therapie außerhalb der Studie. Die Behandlung mit PVAG Das PVAG-Schema wird in dreiwöchigen Abständen verabreicht. An Tag 1 jeder Behandlungsrunde (auch Zyklus genannt) werden die Chemotherapeutika Vinblastin, Adriamycin (auch Doxorubicin) und Gemcitabin als Infusion verabreicht. Prednison wird in Tablettenform von Tag 1 bis Tag 5 verabreicht. Je nach Ansprechen der Tumorerkrankung, werden 6 oder 8 Zyklen der Therapie gegeben. Um dies herauszufinden, wird nach 4 Zyklen die Wirkung der Behandlung überprüft. Liegt bereits ein maximaler Rückgang der Lymphome nach 4 Zyklen vor, werden nur noch 2 weitere Zyklen verabreicht. Ist nach 4 Zyklen noch Tumorgewebe zu entdecken, wird die volle Zahl von insgesamt 8 Zyklen PVAG verabreicht. Sollte nach Gabe von 8 Zyklen noch ein Tumorrest auffällig sein, wird zusätzlich eine Bestrahlungsbehandlung auf die entsprechenden Gebiete angeschlossen. Untersuchungen vor und während der Behandlung Um die Verfassung der Patienten vor, während und nach der Behandlung genau zu beschreiben, werden einige Untersuchungen notwendigerweise durchgeführt. Anzahl und Art dieser Untersuchungen überschreiten jedoch nicht das auch außerhalb von Studien übliche Ausmaß. Untersuchungen vor Beginn der Studie: Vor der Behandlung erfolgt die Erhebung der Krankengeschichte sowie die körperliche Untersuchung durch den behandelnden Arzt. Sollten Sie regelmäßig Medikamente einnehmen, teilen Sie dieses Ihrem Arzt bitte mit. Eine umfangreiche Labordiagnostik (d.h. Blutentnahme) sowie eine Testung auf mögliche Viruserkrankungen wie Hepatitis B, C und HIV (Humanes Immundefizienz-Virus) wird 52 vorgenommen. Im Falle eines positiven Hepatitis-B- und C-Tests erfolgt eine gesetzlich vorgeschriebene namentliche Meldung an die zuständige Gesundheitsbehörde. Die Besonderheit einer HIV-Infektion besteht darin, daß viele Infizierte von Ihrer Infektion nichts wissen, weil sie jahrelang keine Krankheitszeichen verspüren. Dennoch kann eine Infektion mit HIV bereits bestehen. Die Mitteilung, daß eine HIV-Infektion vorliegt, belastet den betroffenen schwer. Dennoch gibt es gute Gründe, einen solchen Test zu machen, denn das Vorliegen einer HIV-Infektion hat erhebliche Auswirkungen auf die Therapie Ihrer Grunderkrankung. Die Durchführung des HIV-Tests unterliegt der strengen ärztlichen Schweigepflicht, so daß keiner außer dem Patienten von dem Ergebnis erfährt. Im Falle eines positiven HIV-Tests erfolgt eine anonyme Meldung an das Robert-Koch-Institut in Berlin. (über den HIVTest werden Sie von Ihrem behandelnden Arzt noch einmal gesondert aufgeklärt). Ohne Ihr Einverständnis zu diesen Untersuchungen kann keine Behandlung innerhalb dieser Studie erfolgen. Nach der Lymphknotenentnahme ist zur Abschätzung des Krankheitsausmaßes auch eine Knochenmarkbiopsie (d.h. eine Punktion von Knochengewebe) und in bestimmten Fällen auch eine Leberbiopsie (d.h. eine Punktion der Leber) nötig. Die Knochenmarkbiopsie erfolgt mit lokaler Betäubung in der Regel am Hüftknochen (über die Durchführung dieser Untersuchungen werden Sie noch einmal gesondert von Ihrem behandelndem Arzt aufgeklärt). Ferner ist die Überprüfung einiger weiterer Organfunktionen vor Beginn der Therapie erforderlich. Aufgrund dieser Voruntersuchungen können mögliche Nebenwirkungen der Therapie gezielter festgestellt werden. Zu diesen Untersuchungen gehören: EKG (Elektrokardiogramm), Echokardiogramm (Ultraschalluntersuchung des Herzens), Lungenfunktionsprüfung und die Ermittlung der Schilddrüsenfunktion mittels Blutabnahme. Zur exakten Beschreibung der Krankheitsausdehnung werden verschiedene bildgebende Untersuchungsverfahren eingesetzt: Röntgenaufnahmen des Brustraumes (von vorne und von der Seite), Ultraschalluntersuchungen des Bauchraumes sowie Computertomographien von Hals, Brustbereich und Bauchregion. In Einzelfällen kann auch eine Kernspintomographie nötig sein. Weiterhin ist eine Darstellung des Knochensystems, eine Skelettszintigraphie erforderlich. Nach Abschluss der vollständigen diagnostischen Untersuchungen, die etwa zwei Wochen beanspruchen, kann zügig mit der Therapie begonnen werden. Untersuchungen während der Therapie: Die Behandlung wird von regelmäßigen Blutuntersuchungen begleitet, damit auftretende Nebenwirkungen möglichst frühzeitig erkannt werden. Zur Vorbeugung möglicher Nebenwirkungen werden neben den Chemotherapeutika weitere Substanzen verabreicht. Dies können Antibiotika, Mittel gegen Übelkeit und Erbrechen auch Blut und Blutprodukte sein. Die Therapie erfordert einen engen Kontakt zwischen Arzt und Patient. Beschwerden jeglicher Art sollen deshalb unbedingt mit dem behandelnden Arzt besprochen werden. Überprüfung des Behandlungserfolges (Restaging): Ein Restaging wird immer nach Beendigung der Chemotherapie bzw. nach Abschluß der Strahlentherapie durchgeführt. In der PVAG-Studie erfolgt zusätzlich ein Restaging (Zwischenstaging) zwischen dem vierten und fünften Zyklus der Chemotherapie. Bei diesen Kontrollen werden erneut eine körperliche Untersuchung, 53 Blutuntersuchungen, Röntgenuntersuchungen und Computer-tomographien durchgeführt. Über diese Untersuchungen hinaus werden alle diagnostischen Untersuchungen wiederholt, die vor Therapiebeginn einen krankhaften Befund gezeigt haben. War z.B. zu Beginn eine Skelettuntersuchung positiv, d.h. Nachweis eines Befalls im Sinne der Hodgkin-Erkrankung, so muß diese Untersuchung nun noch einmal wiederholt werden. Untersuchungen nach der Therapie (Nachsorge): Bei jeder Krebsbehandlung ist eine regelmässig durchgeführte Tumornachsorge unentbehrlich. Diese Nachsorge hat zur Aufgabe, ein Wiederauftreten der Krankheit (Rezidiv) rechtzeitig zu erkennen, Begleit- und Folgeerkrankungen festzustellen und zu behandeln sowie den Patienten bei seinen körperlichen, gefühlsmässigen und sozialen Befindlichkeiten (Lebensqualität) zu stützen. Nach Beendigung der Chemo- und/oder Strahlentherapie sollen regelmäßige Nachsorgeuntersuchungen erfolgen. In anfänglich vierteljährlichen, später halb- und dann in jährlichen Abständen werden Kontrolluntersuchungen vorgenommen, die eine körperliche Untersuchung, Blutbildkontrolle, Röntgen- und gegebenenfalls Computertomographie sowie Ultraschall-untersuchungen (Sonographie) umfassen. Hierdurch sollen rechtzeitig Rezidive (Wiedererkrankungen) sowie Zweittumore erkannt werden. Die Nachsorge innerhalb der Studie ist auf einen Zeitraum von 3 Jahren nach Ende der Therapie begrenzt. Bei einer angenommenen Rekrutierungsdauer von 18 Monaten, einer individuellen Therapiedauer von 6 Monaten plus nicht auszuschließender Therapieverzögerungen besteht die entsprechende Studiendauer insgesamt in einem Zeitraum von 6 Jahren nach Aktivierung. Nebenwirkungen/Risiken Sowohl Chemotherapie als auch Strahlentherapie sind mit Nebenwirkungen behaftet. Da die verabreichten Substanzen außer den Tumorzellen auch gesundes Körpergewebe angreifen, können unter der Behandlung folgende Nebenwirkungen auftreten: Häufig ist ein Verlust des Kopfhaares zu beobachten. Nach Ende der Therapie wachsen die Haare wieder nach. Insbesondere an den Therapietagen kann es zu Übelkeit und Erbrechen kommen. Diesem kann in den allermeisten Fällen medikamentös gut entgegengewirkt werden. Ebenfalls können Appetitlosigkeit, Schlafstörungen, Fieber, grippeähnliche Symptome, Hautausschlag, Schleimhautentzündungen im Mund-, Rachen-, Speiseröhrenbereich und allergische Reaktionen auftreten. Darüber hinaus kann es zu zeitweiligen, aber auch dauerhaften Organstörungen z.B. an Lunge, Niere, Rückenmark, peripheren Nerven, Leber (in Form eines toxischen Leberschadens), Herz sowie am Knochenmark kommen. Diese Schäden sind jedoch sehr selten. Bestimmte Medikamente können zu Kribbeln und Pelzigkeitsgefühl meist in den Händen und Füßen führen. Auch der Verdauungstrakt kann in Form von Durchfällen/Verstopfung in Mitleidenschaft gezogen werden. Während der gesamten Dauer der Chemotherapie sind Sie verstärkt durch Infektionen gefährdet. Während der gesamten Behandlungszeit sollten Sie daher auf eine gründliche Hygiene, insbesondere Mundhygiene achten. Auch sollten Sie kleine Schleimhautverletzungen vermeiden, indem Sie eine weiche Zahnbürste benutzen. Die Erniedrigung roter 54 Blutkörperchen kann zu Belastungsatemnot und allgemeiner Müdigkeit führen. In Einzelfällen können Bluttransfusionen notwendig werden. Fieber entwickeln, suchen Sie bitte immer Kontakt zu Ihren Arzt. Viele Patienten, die am Hodgkin Lymphom erkranken, können heute geheilt werden. Die dafür erforderlichen Behandlungsschritte führen zu den zuvor beschriebenen Nebenwirkungen. Darüber hinaus aber ist die Behandlung mit dem Risiko von Spätfolgen belastet. Durch die eingesetzte Chemo- und Strahlentherapie ist das Risiko von sogenannten Sekundärneoplasien (Zweittumoren) wie Leukämien und soliden Tumoren erhöht. Außerdem können langfristige Spätfolgen noch Monate bis Jahre nach dem Abklingen von akuten Nebenwirkungen an Herz, Lunge und anderen Organen auftreten. Andere Behandlungsmöglichkeiten Falls Sie sich entscheiden, nicht an dieser Studie teilzunehmen, wird Ihr Arzt Ihnen erklären, welche anderen Behandlungsmöglichkeiten zur Verfügung stehen. Dies könnte zum Beispiel eine Behandlung mit anderen Chemotherapeutika beinhalten. Weitere Informationen Dieses Studienprotokoll wurde der Ethikkommission vorgelegt und von dieser positiv bewertet. Die Teilnahme an dieser klinischen Studie ist selbstverständlich freiwillig. Ihr Arzt wird Sie bitten, eine Einverständniserklärung zu unterzeichnen und damit auch zu bestätigen, dass Sie vollständig über die Studie informiert wurden und deren Zielsetzung verstehen. Sie haben jedoch das Recht, Ihre Einwilligung zur Teilnahme an der Studie jederzeit und ohne Angabe von Gründen zu widerrufen, ohne dass das Vertrauensverhältnis zu Ihrem behandelnden Arzt darunter leidet. Aus Sicherheitsgründen sollten jedoch bei vorzeitigem Studienabbruch abschließende Untersuchungen sowie Nachsorgeuntersuchungen stattfinden. Bei vorzeitigem Abbruch werden Sie außerhalb dieser Studie nach bestem medizinischen Wissen weiter behandelt werden. Sie werden selbstverständlich auch über alle neuen Informationen, die für die Teilnahme an der Studie relevant sein könnten, umgehend informiert. Sollte Ihr behandelnder Arzt der Meinung sein, dass eine weitere Teilnahme an dieser Studie für Sie von Nachteil ist, so kann er Ihre Behandlung im Rahmen dieser Studie auch ohne Ihre Zustimmung beenden. In diesem Fall würden Sie außerhalb dieser Studie nach bestem medizinischen Wissen weiter behandelt. Der Nutzen Ihrer Teilnahme besteht in der Möglichkeit, durch eine neue Therapie erfolgreicher behandelt zu werden. Mit den Ergebnissen dieser Studie lassen sich möglicherweise wertvolle Erkenntnisse für die zukünftige Behandlung Ihrer Erkrankung erzielen. Es kann Ihnen jedoch nicht garantiert werden, daß Sie durch eine Teilnahme an dieser Studie einen Vorteil haben werden. Bei einer Teilnahme entstehen Ihnen keine zusätzlichen Kosten. Patientenversicherung Gemäß den Vorschriften des §40 Abs. 1 Nr. 8 und Abs. 3 des deutschen Arzneimittelgesetzes (AMG) besteht für Sie eine sogenannte Probandenversicherung (Vers. Nr. 70-5621716-3) bei der GERLING Industrie Deutschland GmbH, NL West (Ansprechpartner Herr B. Hoppe). 55 Der Versicherungsschutz umfasst Gesundheitsschäden, die im zeitlichen und ursächlichen Zusammenhang mit dieser klinischen Prüfung aufgetreten sind. Die maximale Deckungssumme pro versicherte Person beträgt 500.000 €. Die Höchstleistung für alle Versicherungsfälle innerhalb dieser Studie beträgt 5.000.000 €. Der Versicherungsschutz ist insbesondere an folgende Bedingungen geknüpft: 1. Während der Dauer der klinischen Prüfung dürfen Sie sich einer anderen medizinischen Behandlung nur nach Rücksprache mit Ihrem behandelnden Arzt unterziehen. Dies gilt nicht in einem medizinischem Notfall; Ihr behandelnder Arzt ist jedoch von der Notfallbehandlung unverzüglich zu unterrichten. 2. Eine Gesundheitsschädigung, die als Folge der klinischen Prüfung eingetreten sein könnte, ist dem Versicherer unverzüglich zu melden. 3. Im möglichen Schadensfall sind von Ihnen alle zweckmäßigen Maßnahmen zu treffen, die der Aufklärung der Ursache und des Umfangs des eingetretenen Schadens und der Minderung dieses Schadens dienen. 4. Auf Verlangen des Versicherers ist der behandelnde Arzt – als solcher gilt auch ein Konsiliararzt oder ein gutachterlich tätiger Arzt – zu veranlassen, einen Bericht über die Gesundheitsschädigung und, nach Abschluss der ärztlichen Behandlung, einen Schlussbericht zu erstatten, außerdem ist Sorge zu tragen, dass alle etwa weiter noch von dem Versicherer geforderten Berichte des behandelnden Arztes geliefert werden. Alternativ können Sie Ihren behandelnden Arzt von der ärztlichen Schweigepflicht entbinden, damit der Versicherer die vorab genannten Berichte direkt beim Arzt anfordern kann. 5. Die behandelnden Ärzte - auch diejenigen, von denen Sie aus anderen Anlässen behandelt oder untersucht worden sind – und die Sozialversicherungsträger sowie andere Versicherer – wenn dort die Gesundheitsschädigung gemeldet ist - sind zu ermächtigen, dem Versicherer auf Verlangen Auskunft zu erteilen. 6. Hat der Versicherungsfall den Tod zur Folge, so ist dies unverzüglich anzuzeigen, und zwar auch dann, wenn eine Meldung nach Abs. 2 bereits erfolgt ist. Dem Versicherer ist das Recht zu verschaffen, eine Obduktion durch einen von ihm beauftragten Arzt vornehmen zu lassen. Die Meldungen sind unter Angabe der Versicherungsnummer 70-5621716-3 bei der Niederlassung der GERLING Industrie Deutschland GmbH in Düsseldorf einzureichen. Die Adresse lautet: GERLING Industrie Deutschland GmbH NL West Prinzenallee 21 40549 Düsseldorf Tel. 0211/4956-183 Fax. 0211/4956-487 Bitte beachten Sie, dass Ihr Versicherungsschutz bei Nichtbeachten der Versicherungsbedingungen gefährdet ist. Eine Kopie der Versicherungsbestätigung sowie der allgemeinen Versicherungsbedingungen können Sie über Ihren behandelnden Arzt oder die Studienzentrale erhalten. Die Adresse lautet: 56 Medizinische Klinik I der Universität zu Köln, Studiensekretariat Hämatologie/Onkologie, Joseph-Stelzmann-Str. 9, 50924 Köln, Tel.: 0221-478-6628 (-6128), Fax: 0221-478-3531. Über etwaige Versicherungsleistungen hinausgehende Schadenersatzansprüche sind ausgeschlossen. Datenschutz: Im Rahmen dieser Studie werden personenbezogene Behandlungsdaten von Ihnen erhoben, an die Studienzentrale in Köln weitergeleitet. Ebenso werden CT-Bilder und Lymphknotenpräparate an Expertengremien versandt. Alle Personen, die Einblick in die gespeicherten Daten haben, sind zur Wahrung des Datenschutzes verpflichtet. Ihr Name wird zu keiner Zeit öffentlich gemacht. Im Rahmen der Überwachung von klinischen Studien können unabhängige Personen (z.B. Monitore) oder Vertreter der Überwachungsbehörden (z.B. Regierungspräsidium, Bundesoberbehörde) Einsicht in Ihre Krankenakten nehmen, um sicherzustellen, daß die Daten in dieser Studie korrekt erhoben wurden. Diese Personen sind jedoch von Amts wegen zur Verschwiegenheit verpflichtet. Mit dem Unterzeichnen der Einverständniserklärung geben Sie Ihre Einwilligung zur Erhebung und Weitergabe ihrer Daten sowie zur Einsichtnahme durch autorisierte Dritte. Falls die Studienzentrale über einen längeren Zeitraum keine Informationen von Ihnen erhalten hat, wird sie sich schriftlich (falls sie uns hierzu die Genehmigung erteilt haben) mit der Bitte an Sie wenden, sich zu einer Nachsorgeuntersuchung zu einem Arzt Ihrer Wahl zu begeben bzw. uns die Adresse Ihres behandelnden Arztes mitzuteilen. Weitere Fragen: Sollten Sie weitere Fragen bezüglich dieser Studie oder Ihren Rechten und Pflichten als Teilnehmer haben, so wenden Sie sich bitte jederzeit an Ihren behandelnden Arzt/Ärztin: Name: ..................................... Tel.......................................................... oder an das Studiensekretariat Hämatologie/Onkologie (Tel. 0221/478-6128; -3777). Sollten Sie sich für eine Teilnahme an dieser Studie entschließen, möchten wir Ihnen schon jetzt herzlich für Ihre Unterstützung danken. 57 12.4. Einverständniserklärung Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in intermediären und fortgeschrittenen Stadien eines Morbus Hodgkin Name: Vorname: Geburtsdatum: Ich bin von meinem behandelnden Arzt ausführlich und verständlich über die Art meiner Erkrankung, die durchzuführende Behandlung, Wirkungen und Nebenwirkungen, mögliche Spätfolgen und Risiken sowie über Ziele, Bedeutung und Tragweite der oben genannten Studie informiert worden. Auf andere Behandlungsmethoden außerhalb dieser Studie wurde ich hingewiesen. Ich bin damit einverstanden, daß vor Beginn der Behandlung ein HIV-Test durchgeführt wird. Ich wurde darüber aufgeklärt, daß regelmäßige Nachsorgeuntersuchungen in meinem Interesse über viele Jahre hinweg durchgeführt werden sollen. Hierdurch sollen rechtzeitig Rezidive (Wiedererkrankungen) und Zweittumore erkannt werden. Ich wurde über die bestehende Patientenversicherung aufgeklärt sowie über die sich für mich daraus ergebenden Anforderungen. Über die mündliche Aufklärung hinaus habe ich den Text der Patienteninformation und dieser Einwilligungserklärung gelesen und verstanden. Aufgetretene Fragen wurden mir vom behandelnden Arzt verständlich und ausreichend beantwortet. Ein Ansprechpartner für weitere zukünftige Fragen wurde mir genannt. Folgende Themen wurden zusätzlich im mündlichen Aufklärungsgespräch behandelt: ........................................................................................................................................ ........................................................................................................................................ Ich bin damit einverstanden, daß die mir entnommenen Gewebeproben einem besonders qualifizierten Pathologen (Referenzpathologen) zur Überprüfung der Diagnose zugeschickt werden. Ich bin weiterhin damit einverstanden, daß Teile der zu diagnostischen Zwecken entnommenen Blut-, Knochenmark- und Gewebeproben zu wissenschaftlichen, nicht-kommerziellen Untersuchungen verwendet werden und übertrage hiermit der Studienleitung das Verfügungsrecht an diesem Material. Untersuchungen am Probematerial dürfen nur im Rahmen der in der Studie untersuchten Fragestellung durchgeführt werden. Das Eigentumsrecht an den von mir entnommenen Gewebeproben verbleibt bei mir. Keinesfalls werden zusätzliche Gewebe- oder Blutuntersuchungen über das aus medizinischer Sicht notwendige Maß hinaus entnommen. 58 Ich bin mit der im Rahmen dieser klinischen Studie erfolgenden Aufzeichnung von Krankheits-/Studiendaten und ihrer anonymisierten Weitergabe zur Überprüfung an die Studienzentrale, die zuständige Überwachungsbehörde oder Bundesoberbehörde einverstanden. Darüber hinaus bin ich damit einverstanden, dass zum Zwecke der Dokumentation Einsicht in meine Krankenakte genommen wird von zur Verschwiegenheit verpflichteten Beauftragten der Studienzentrale oder den Behörden. Ich habe Anspruch auf Information über Ziel, Zweck und Verbleib dieser Datensammlung. Alle Personen, die Zugang zu den Daten haben, sind zur Wahrung des Datengeheimnisses verpflichtet. Veröffentlichungen erfolgen nur anonymisiert. Ich bestätige durch meine Unterschrift, daß ich bereit bin an der obengenannten Studie zur Primärtherapie des Hodgkin Lymphoms teilzunehmen. Ich erkläre mich mit der Behandlung gemäß der jeweiligen Studie einschließlich der dafür notwendigen wissenschaftlichen und ärztlichen Untersuchungen einverstanden. Ich bin darüber informiert, daß ich meine heute gegebene Einwilligung jederzeit und ohne Angabe von Gründen widerrufen kann, ohne daß mir daraus Nachteile entstehen. Eine Kopie dieser Einwilligungserklärung und der dazugehörigen Patienteninformation habe ich erhalten. Unterschriften: 1. Aufklärender Arzt Name: ...................................... Unterschrift: ......................... Datum: ................ Unterschrift: ......................... Datum: ................ 2. Zeuge (falls erforderlich) Name: ...................................... 3. Patient Name: ...................................... Vorname: ......................... Geburtsdatum: ......... Adresse des Patienten: Straße .................................................................... PLZ/Ort .................................................................. Ort/Datum: ............................... Unterschrift: ........................................................... Ich erkläre mich damit einverstanden, daß ich von der Studienzentrale persönlich angeschrieben werden kann, falls diese über einen längeren Zeitraum keine 59 Informationen von mir erhalten hat. In diesem Fall wird sich die Studienzentrale mit der Bitte an mich wenden, mich bezüglich meiner Nachsorgeuntersuchungen zu einem Arzt meiner Wahl zu begeben bzw. ihr die Adresse meines behandelnden Arztes mitzuteilen. Ort/Datum:.......................................... Unterschrift:................................................................................ 60 12.5. Datenschutz 61 12.6. Declaration of Helsinki World Medical Association Declaration of Helsinki Ethical Principles for Medical Research Involving Human Subjects Adopted by the 18th World Medical Assembly Helsinki, Finland, June 1964 and amended by the 29th World Medical Assembly, Tokyo, Japan, October 1975 35th World Medical Assembly, Venice, Italy, October 1983 41st World Medical Assembly, Hong Kong, September 1989 48th General Assembly, Somerset West, Republic of South Africa, October 1996 and the nd 52 WMA General Assembly, Edinburgh, Scotland, October 2000 A. INTRODUCTION 1. The World Medical Association has developed the Declaration of Helsinki as a statement of ethical principles to provide guidance to physicians and other participants in medical research involving human subjects. Medical research involving human subjects includes research on identifiable human material or identifiable data. 2. It is the duty of the physician to promote and safeguard the health of the people. The physician’s knowledge and conscience are dedicated to the fulfillment of this duty. 3. The Declaration of Geneva of the World Medical Association binds the physician with the words, "The health of my patient will be my first consideration," and the International Code of Medical Ethics declares that, "A physician shall act only in the patient's interest when providing medical care which might have the effect of weakening the physical and mental condition of the patient." 4. Medical progress is based on research which ultimately must rest in part on experimentation involving human subjects. 5. In medical research on human subjects, considerations related to the wellbeing of the human subject should take precedence over the interests of science and society. 6. The primary purpose of medical research involving human subjects is to improve prophylactic, diagnostic and therapeutic procedures and the understanding of the aetiology and pathogenesis of disease. Even the best proven prophylactic, diagnostic, and therapeutic methods must continuously be challenged through research for their effectiveness, efficiency, accessibility and quality. 7. In current medical practice and in medical research, most prophylactic, diagnostic and therapeutic procedures involve risks and burdens. 8. Medical research is subject to ethical standards that promote respect for all human beings and protect their health and rights. Some research populations are vulnerable and need special protection. The particular needs of the 62 economically and medically disadvantaged must be recognized. Special attention is also required for those who cannot give or refuse consent for themselves, for those who may be subject to giving consent under duress, for those who will not benefit personally from the research and for those for whom the research is combined with care. 9. B. Research Investigators should be aware of the ethical, legal and regulatory requirements for research on human subjects in their own countries as well as applicable international requirements. No national ethical, legal or regulatory requirement should be allowed to reduce or eliminate any of the protections for human subjects set forth in this Declaration. BASIC PRINCIPLES FOR ALL MEDICAL RESEARCH 10. It is the duty of the physician in medical research to protect the life, health, privacy, and dignity of the human subject. 11. Medical research involving human subjects must conform to generally accepted scientific principles, be based on a thorough knowledge of the scientific literature, other relevant sources of information, and on adequate laboratory and, where appropriate, animal experimentation. 12. Appropriate caution must be exercised in the conduct of research which may affect the environment, and the welfare of animals used for research must be respected. 13. The design and performance of each experimental procedure involving human subjects should be clearly formulated in an experimental protocol. This protocol should be submitted for consideration, comment, guidance, and where appropriate, approval to a specially appointed ethical review committee, which must be independent of the investigator, the sponsor or any other kind of undue influence. This independent committee should be in conformity with the laws and regulations of the country in which the research experiment is performed. The committee has the right to monitor ongoing trials. The researcher has the obligation to provide monitoring information to the committee, especially any serious adverse events. The researcher should also submit to the committee, for review, information regarding funding, sponsors, institutional affiliations, other potential conflicts of interest and incentives for subjects. 14. The research protocol should always contain a statement of the ethical considerations involved and should indicate that there is compliance with the principles enunciated in this Declaration. 15. Medical research involving human subjects should be conducted only by scientifically qualified persons and under the supervision of a clinically competent medical person. The responsibility for the human subject must always rest with a medically qualified person and never rest on the subject of the research, even though the subject has given consent. 16. Every medical research project involving human subjects should be preceded by careful assessment of predictable risks and burdens in comparison with foreseeable benefits to the subject or to others. This does not preclude the participation of healthy volunteers in medical research. The design of all studies should be publicly available. 63 17. Physicians should abstain from engaging in research projects involving human subjects unless they are confident that the risks involved have been adequately assessed and can be satisfactorily managed. Physicians should cease any investigation if the risks are found to outweigh the potential benefits or if there is conclusive proof of positive and beneficial results. 18. Medical research involving human subjects should only be conducted if the importance of the objective outweighs the inherent risks and burdens to the subject. This is especially important when the human subjects are healthy volunteers. 19. Medical research is only justified if there is a reasonable likelihood that the populations in which the research is carried out stand to benefit from the results of the research. 20. The subjects must be volunteers and informed participants in the research project. 21. The right of research subjects to safeguard their integrity must always be respected. Every precaution should be taken to respect the privacy of the subject, the confidentiality of the patient’s information and to minimize the impact of the study on the subject's physical and mental integrity and on the personality of the subject. 22. In any research on human beings, each potential subject must be adequately informed of the aims, methods, sources of funding, any possible conflicts of interest, institutional affiliations of the researcher, the anticipated benefits and potential risks of the study and the discomfort it may entail. The subject should be informed of the right to abstain from participation in the study or to withdraw consent to participate at any time without reprisal. After ensuring that the subject has understood the information, the physician should then obtain the subject's freely-given informed consent, preferably in writing. If the consent cannot be obtained in writing, the non-written consent must be formally documented and witnessed. 23. When obtaining informed consent for the research project the physician should be particularly cautious if the subject is in a dependent relationship with the physician or may consent under duress. In that case the informed consent should be obtained by a well-informed physician who is not engaged in the investigation and who is completely independent of this relationship. 24. For a research subject who is legally incompetent, physically or mentally incapable of giving consent or is a legally incompetent minor, the investigator must obtain informed consent from the legally authorized representative in accordance with applicable law. These groups should not be included in research unless the research is necessary to promote the health of the population represented and this research cannot instead be performed on legally competent persons. 25. When a subject deemed legally incompetent, such as a minor child, is able to give assent to decisions about participation in research, the investigator must obtain that assent in addition to the consent of the legally authorized representative. 26. Research on individuals from whom it is not possible to obtain consent, including proxy or advance consent, should be done only if the 64 physical/mental condition that prevents obtaining informed consent is a necessary characteristic of the research population. The specific reasons for involving research subjects with a condition that renders them unable to give informed consent should be stated in the experimental protocol for consideration and approval of the review committee. The protocol should state that consent to remain in the research should be obtained as soon as possible from the individual or a legally authorized surrogate. 27. Both authors and publishers have ethical obligations. In publication of the results of research, the investigators are obliged to preserve the accuracy of the results. Negative as well as positive results should be published or otherwise publicly available. Sources of funding, institutional affiliations and any possible conflicts of interest should be declared in the publication. Reports of experimentation not in accordance with the principles laid down in this Declaration should not be accepted for publication. C. ADDITIONAL PRINCIPLES FOR MEDICAL RESEARCH COMBINED WITH MEDICAL CARE 28. The physician may combine medical research with medical care, only to the extent that the research is justified by its potential prophylactic, diagnostic or therapeutic value. When medical research is combined with medical care, additional standards apply to protect the patients who are research subjects. 29. The benefits, risks, burdens and effectiveness of a new method should be tested against those of the best current prophylactic, diagnostic, and therapeutic methods. This does not exclude the use of placebo, or no treatment, in studies where no proven prophylactic, diagnostic or therapeutic method exists. 30. At the conclusion of the study, every patient entered into the study should be assured of access to the best proven prophylactic, diagnostic and therapeutic methods identified by the study. 31. The physician should fully inform the patient which aspects of the care are related to the research. The refusal of a patient to participate in a study must never interfere with the patient-physician relationship. 32. In the treatment of a patient, where proven prophylactic, diagnostic and therapeutic methods do not exist or have been ineffective, the physician, with informed consent from the patient, must be free to use unproven or new prophylactic, diagnostic and therapeutic measures, if in the physician’s judgement it offers hope of saving life, re-establishing health or alleviating suffering. Where possible, these measures should be made the object of research, designed to evaluate their safety and efficacy. In all cases, new information should be recorded and, where appropriate, published. The other relevant guidelines of this Declaration should be followed. 65 12.7. Performance Status Scales Status Karnofsky ECOG Status Normal, no complaints. 100 0 Nomal activity Able to carry on normal activities. Minor signs or symptoms of disease. 90 1 Symptoms but nearly ambulatory Normal activity with effort. 80 Care for self. Unable to carry on normal activity or to do active work. 70 2 Some bed time, but to be in bed less than 50% of normal daytime Requires occasional assistance and frequent medical care. 60 Requires considerable assistance. 50 3 Needs to be in bed more than 50% of nomal daytime Disabled. Requires special care and assistance and frequent medical care. 40 Severely disabled. Hospitalization indicated though death nonimminent. 30 4 Unable to get out of bed Very sick. Hospitalization necessary. Active supportive treatment necessary. 20 Moribund. 10 Dead. 0 66 12.8. WHO Toxicity Toxicity Grade 0 Grad 1 Grade 2 Grade 3 Grade 4 Hemoglobin (g/dl) ≥ 11.0 9.5-10 8.0-9.4 6.5-7.9 < 6.5 Leucocytes (1,000/mm3) ≥ 4.0 3.0-3.9 2.0-2.9 1.0-1.9 < 1.0 HEMATOLOGICAL Platelets (1,000/mm3) ≥ 100 75-99 50-74 25-49 < 25 Hemorrhage none petechiae mild blood loss gross blood loss debilitating blood loss Bilirubin ≤ 1.25xN 1.26-2.5xN 2.5-5xN 5.1-10xN > 10 xN Transaminases (OT/PT) ≤ 1.25xN 1.26-2.5xN 2.5-5xN 5.1-10xN > 10 xN AP ≤ 1.25xN 1.26-2.5xN 2.5-5xN 5.1-10xN > 10 xN ORAL no change soreness/ erythema erythema, ulcers, Ulcers, required Aliment. can eat solids liquid diet not possible DIARRHOE none transsient < 2 days tolerable > 2 days NAUSEA AND VOMITING none nausea transient vomiting vomiting requiring therapy GASTROINTESTINAL intolerable requiring therapy hemorrhagic dehydratin intractable vomoting RENAL Blood urea or creatinine ≤ 1.25xN 1.26-2.5xN 2.5-5xN 5.1-10xN > 10 xN Proteinuria (g/L) no change <3 3-10 >10 nephrotic syndome Hematuria no change microscopic gross gross + clots obstructive uropathy PULMONARY no change mild symptoms exertional dyspnea dyspnea at rest complete rest FEVER WITH DRUGS none < 38 °C 38-40°C > 40°C fever with hypotension ALLERGIC no change edema bronchospasm, bronchospasm, no parenteral parenteral therapy therapy rquired anaphylaxis CUTANEUS no change erythema dry desquamation, vesiculation, pruritus moist desquamanation, ulceration exfoliative dermatitis HAIR no change minimal hair loss moderate alopecia complte alopecia, non-reversible reversible alopecia INFECTION none minor infection moderate infection major infection major infection with hypotension Rhythm no change sinus tachycardia unifocal PVC >110 bpm at rest atrial arrythmia multifocal PVC ventricular tachycardia Function no change asymptomatic, but normal symptomatic no tap required sympt. dysfunction response to tap non-responsive to therapy Pericarditis no change asympt. effusion sympt. no tap required tamponade tap required tamponade, surgery required State of consciousness none trans. lethargy somn. <50% of somn. >50% of coma waking hours waking hours Peripheral none mild paresthesia sev. paresthesia intolerable Constipation none mild moderate abd. distension dist.+vomiting PAIN none mild moderate severe intractable bed CARDIAC NEUROTOXCITY paralysis 67 12.9. Assessment of each cycle Assessments and Laboratory Tests Cycle 1 Day # 1 Weight X Temperature X Diff. Bc X CBC a X Comedikation X d 2 3 4 5 6 7 8 9 10 11 12 13 14 15 X X X X X X X X X X X X X X X 16 17 18 19 20 21 X X X X X X Until next cycle X If leukocytes < 2.5 x109/L and platelets < 80 x 109/L, CBC should be taken at least 3 times a week until leukocyte and platelet recovery. 68 12.10. Course of Assessments Assessment/ Laboratory Tests Screening 1 2 3 4 Cycle-No. Interim Staging 5 6 7 8 Restaging Informed consent X Anamnesis X Physical Examination X Performance-Status X X X Staging X X X Body Weight X X X X X X X X Temperature X X X X X X X X CBC X X X X X X X X X X X Differential Blood Count X X X X X X X X X X X Comedication X X X X X X X X X X SAEs X X X X X X X X 69 12.11. Flow-chart Intermediate and advanced stages HL in patients > 60 CRF years Registration by fax: Studiensekretariat Hämatologie/Onkologie +49 (0)221 478 3531 DOSE REG AN ST 4 cycles PVAG C Interim Staging RE CR < CR 2 cycles PVAG 4 cycles PVAG Restaging C RE PR RX 30 Gy Definitive Restaging Follow-up RX RE F 70 12.12. Certificate of insurance 71 12.13. Approval from the ethics committee of the University of Cologne 72 12.14. Approval from the ethics committee of the University of Cologne (amendment #1) 73 74 12.15. Approval from the ethics committee of the University of Cologne (amendment #2) 75 76 12.16. Changes by amendment # 1 Since recruitment is slower than expected the protocol committee decided to amend the protocol (final version; October 28, 2003) based on the available data. In detail the following changes have been made: Old version (title page) PVAG Study Coordination: Klinik I für Innere Medizin der Universität zu Köln Studiensekretariat Hämatologie/Onkologie Joseph-Stelzmann-Str. 9 D-50924 Köln (Cologne) Tel: +49 221 478 - 6128 or - 3777 or - 6628 Fax: +49 221 478 - 3531 E-mail: [email protected] New version (title page) PVAG Study Coordination: Klinik I für Innere Medizin der Universität zu Köln Klinisches Studienzentrum Hämatologie Kerpener Str. 62, Bettenhaus Ebene 4 D-50937 Köln (Cologne) Tel: +49 221 478 - 6128 or - 3777 or - 6628 Fax: +49 221 478 - 3531 E-mail: [email protected] Old version (Synopsis) Objective The study is designed to 1) determine the maximum tolerated dose (MTD) of gemcitabine in this combination and setting 2) test the toxicity, feasibility and short-term efficacy of PVAG using the MTD for gemcitabine Regimen P V A G Prednisone Vinblastine Doxorubicin Gemcitabine p.o i.v. i.v. i.v. 40 mg/m2 d1-5 2 6 mg/m d1 50 mg/m2 d1 2 800 mg/m * d1 77 Recycle on day 22 * the starting dosage will be subsequently increased: 1000 mg/m², 1250 mg/m², 1500 mg/m² Study Design This is an oligocenter, non-randomized, single-arm trial, run by a collaboration of the GHSG and selected members of the EORTC. A phase I-part is to define the maximum tolerated dose (MTD) of gemcitabine, which is applied in the following phase II. … Primary Endpoints Phase I: occurrence of dose limiting toxicities (DLT) as defined in section 9.1 … … Sample Size Estimated 20 (15-25) patients are required for the phase I-part. Subsequently, 40-50 patients will be included for the phase II-part. New version (Synopsis) Objective The study is designed to test the toxicity, feasibility and short-term efficacy of PVAG Regimen P V A G Prednisone Vinblastine Doxorubicin Gemcitabine p.o i.v. i.v. i.v. 40 mg/m2 d1-5 6 mg/m2 d1 50 mg/m2 d1 1000 mg/m2 d1 Recycle on day 22 (platelets have to be > 75.000/mm³ and leukocytes > 2000/mm³ otherwise treatment has to be delayed for a maximum of 21 days; if platelets or leukocytes recover between day 14 and 21, dose reduction as detailed in section 6.1.5 have to be employed; patients not reaching the specified values within 21 days have to be withdrawn from the study) A specific dose reduction scheme will be applied (section 6.1.5) to patients experiencing grade 4 leukopenia for more than four days or grade 4 nonhematological toxicities. Study Design This is an oligocenter, non-randomized, single-arm trial, run by a collaboration of the GHSG and selected members of the EORTC. A phase I-part is to evaluate the safety of the regimen with reasonable certainty. Subsequently a phase II will determine the short term efficacy and safety. 78 … Primary Endpoints Phase I: occurrence of dose-limiting toxicities (DLT) and dose reductions as defined in section 6.1.5. … … Sample Size 26 patients are required for the phase I-part. Subsequently, 14 patients will be included for the phase II-part resulting in an overall sample size of 40 patients. Old version (page 14) Drug Doxorubicin Bleomycin Vinblastine Dacarbazine Prednisone Gemcitabine PVAG (d1) mg/m2 50 6 40 (d1-5) 800-1500, dose to be defined ABVD (d1, d15) mg/m2 25 10 6 375 - PVAG (d1) mg/m2 50 6 40 (d1-5) 1000 ABVD (d1, d15) mg/m2 25 10 6 375 - New version (page 14) Drug Doxorubicin Bleomycin Vinblastine Dacarbazine Prednisone Gemcitabine Old version (page 15) The table below shows the dose intensity (mg/m2/week) and the total cumulated dose (mg/m2) for each regimen, eight cycles. For calculation purposes the dose of gemcitabine is 1000 mg/m2 and indicated in brackets: … New version (page 13) The table below shows the dose intensity (mg/m2/week) and the total cumulated dose (mg/m2) for each regimen, eight cycles. For calculation purposes the dose of gemcitabine is 1000 mg/m2 and indicated in brackets: Old version (page 15) 79 … The toxicity is expected to fall due to elimination of the most toxic drugs. The dose-finding (phase I) will be analyzed in two age groups (60-65 and 66-75 years), because tolerability of therapy in patients aged >65 may be lower than in patients < 65 years. No consolidating irradiation in either arm is planned to patients in complete remission after chemotherapy… New version (page 14) … The toxicity is expected to fall due to elimination of the most toxic drugs. The dose-finding (phase I) will be analyzed in two age groups (60-65 and 66-75 years), because tolerability of therapy in patients aged >65 may be lower than in patients < 65 years. No consolidating irradiation in either arm is planned to patients in complete remission after chemotherapy… Old version (page 16) … In order to ensure the MTD safety is unaffected by an increased intolerance in the oldest patients, the inclusion is limited to patients aged 60-75 years. The final analysis will evaluate the results with respect to two different age groups (60 – 65 years and 66 – 75 years). In case the MTD differs between the groups, the phase III trial stratifies the treatment according to age and the age-specific MTD. New version (page 15) In order to ensure the MTD safety is unaffected by an increased intolerance in the oldest patients, the inclusion is limited to patients aged 60-75 years. The final analysis will evaluate the results with respect to two different age groups (60 – 65 years and 66 – 75 years). In case the MTD differs between the groups, the phase III trial stratifies the treatment according to age and the age-specific MTD. Old version (page 16) P Prednisone p.o 40 mg/m2 d1-5 V Vinblastine i.v. 6 mg/m2 d1 A Doxorubicine i.v. 50 mg/m2 d1 G Gemcitabine i.v. 800 mg/m2* d1 Recycle on day 22 * the starting dosage will be subsequently increased to define the maximum tolerable dose (MTD); 1000 mg/m2; 1250 mg/m2; 1500 mg/m2 are planned to administer. In case the MTD is not reached a two-weekly PVAG schedule will be considered. 80 New version (page 15) P Prednisone p.o 40 mg/m2 2 d1-5 d1 V Vinblastine i.v. 6 mg/m A Doxorubicine i.v. 50 mg/m2 d1 G Gemcitabine i.v. 1000 mg/m2 d1 Recycle on day 22 * the starting dosage will be subsequently increased to define the maximum tolerable dose (MTD); 1000 mg/m2; 1250 mg/m2; 1500 mg/m2 are planned to administer. In case the MTD is not reached a two-weekly PVAG schedule will be considered. Old version (page 17/18) Phase I : PVAG dose finding The phase I part of the study will evaluate the maximum tolerable dose (MTD) of gemcitabine of PVAG. For this reason gemcitabine will be increased from an initial dosage of 800 mg/m2, 1000 mg/m2 and 1250 mg/m2 until an expected maximum of 1500 mg/m2, each dose given on day 1 only of each cycle. The chosen dose-finding strategy is based upon the continous reassessment method [63]. In this method, the currently available toxicity data for patients already treated is continuously reassessed during the study. At each assessment, the data are modelled in order to estimate the expected level of the MTD. The next patient is then treated at this estimated dose level. In this way, the given doses converge rapidly towards the MTD, which is beneficial for the patients involved and the estimation of the MTD. An estimated number of 20 patients will evolve the MTD. For providing the clinical data a close contact to the participating centres is mandatory. The patient cohort will be stratified into two age groups a) 60 – 65 years and b) 66 – 75 years with respect to differences in the incidences of the expected toxicities, especially hematotoxicities New version (page 16) Phase I : Safety The phase I part of the study will evaluate the safety profile of 1000 mg/m² gemcitabine in combination with prednisone, vinblastine and doxorubicin. 26 patients will be recruited on this dose level to establish the safety with reasonable certainty. Recruitment will not be stopped during this interim analysis.. The chosen dose-finding strategy is based upon the continous reassessment method [63]. In this method, the currently available toxicity data for patients already treated is continuously reassessed during the study. At each assessment, the data are modelled in order to estimate the expected level of the MTD. The next patient is then 81 treated at this estimated dose level. In this way, the given doses converge rapidly towards the MTD, which is beneficial for the patients involved and the estimation of the MTD. An estimated number of 20 patients will evolve the MTD. For providing the clinical data a close contact to the participating centres is mandatory. The patient cohort will be stratified into two age groups a) 60 – 65 years and b) 66 – 75 years with respect to differences in the incidences of the expected toxicities, especially hematotoxicities. Old version (page 18) After defining the MTD an additional cohort of 40-50 patients will be treated with the evaluated MTD to characterize the feasibility and efficacy of the regimen. This sample size will allow the proportion of complete responders (CR) and the proportion of patients experiencing toxic events to be determined within +/- 12%. New version (page 16) After phase I an additional cohort of 14-50 patients will be treated with the evaluated MTD to better characterize the feasibility and efficacy of the regimen. The total sample size of 40 patients will allow the proportion of complete responders (CR) and the proportion of patients experiencing toxic events to be determined within +/- 14%. Old version (page 18) This study is designed to test 1) the toxicity, feasibility and short-term efficacy of PVAG and 2)to determine the maximum tolerable dose (MTD) of gemcitabine in this drug combination and setting New version (page 17) This study is designed to test 1) the toxicity, feasibility and short-term efficacy of PVAG and 2)to determine the maximum tolerable dose (MTD) of gemcitabine in this drug combination and setting Old version (page 19) 1) For the phase I-part (determination of the MTD) the endpoint is the occurrence of dose-limiting toxicities (DLT) as defined in section 8.1.ff. New version (page 17) 1) For the phase I-part (safety) the endpoint is the occurrence of dose-limiting toxicities (DLT) and dose reductions as defined in section 6.1.5. 82 Old version (page 19-21) 3.1. Dose-finding strategy The aim of the dose-finding phase is to identify that dose of Gemcitabine for which the probability of incurring one or more dose-limiting toxicity/ies (DLT) in a given cycle of PVAG is on average 33%. This dose is termed the maximum tolerable dose (MTD). DLTs are defined in section 8.1. Remarks: 1.The probability of 33% is related to each cycle – the probability that a given patient will incur a DLT at some time during the 8-cycle treatment is greater than 33%. 2.Patients differ in their susceptibility to toxicity. Under administration of PVAG with Gemcitabin at the MTD level, certain patients (e.g., females) will have a probability of more than 33% of suffering a DLT, while others (e.g., males) will have a probability lower than 33%. 3.It is to be expected that the severity of toxicity will increase from the first to the eighth cycle. The probability of 33% applies to an average over all cycles. The dose-finding strategy for this study will be an adapted version of the likelihoodbased continual reassessment method (CRML; O'Quigley and Shen 1996). This method is more efficient and more reliable than the standard method (O'Quigley and Chevret 1991, Ahn 1998), which was developed mainly for single cycles of single drugs for pretreated patients. The CRML can be tailored to meet the special requirements of this study, as described below. The CRML is based upon a logistic regression model for the relationship between Gemcitabine dose and the probability of a DLT. The model probability tends towards zero for low doses and towards unity for high doses, while for a certain intermediate dose a probability of 33% is predicted – this is the estimated MTD. The probabilitydose relationship is allowed to depend upon the cycle number (between 1 and 8), the patient's sex and the patient's age, as soon as sufficient data is available to take account of these factors. The first patient is treated at the lowest dose level (800 mg/m2). In order to accumulate sufficient data to begin fitting the logistic regression model, the standard dose-finding method (up-and-down method, design D in Störer 1989) will be employed until the first DLT has been observed and toxicity results from at least 12 cycles have been received. With the standard method, 3 patients receive the current dose; if 0/3 DLTs are observed then the next 3 patients are treated at a level one step up, if 1/3 DLT is observed then the next 3 receive the same level again, and if at least 2/3 DLTs are reported then the next 3 are treated at a level one step down; and so on. 83 Thereafter, the CRML will be employed. Whenever a new toxicity result for a patient's cycle is reported, the logistic model is fitted to all toxicity data received so far. The estimated MTD and a confidence interval therefore will be calculated. The next patient will be treated at the level closest to the current predicted MTD, with the restriction than the dose can be increased by at most one step at a time. Dose-finding terminates when the 95% confidence interval for the MTD includes only one of the predefined dose levels, or failing this when 30 patients have been treated with at least one PVAG cycle. Additionally, the complete regimen of 8 PVAG cycles must have been administered to at least 5 patients. Thereafter, further patients will be treated at this dose level (the 'estimated optimal level') in order to assess the toxicity profile at each cycle, the feasibility (postponement, dose reduction, dose intensity) and the approximate efficacy (complete remission rate) of PVAG at the optimal level of Gemcitabine. 3.2. Sample size and duration of recruitment Objectives: when recruitment ends, the optimal dose level must have been estimated to the required precision (see above) and a sufficient number of patients must have been treated at the optimal Gemcitabine level. A recruitment rate of approximately 2-3 patients per month is expected. Therefore, the minimum requirement of 30 patients with at least 1 complete cycle should be achieved within about 12+1=13 months. Normally, a sample size of about 25 should be adequate for estimation of the MTD as specified above. The minimum requirement of at least 5 patients with 8 complete cycles should be satisfied within about 2+8=10 months; in this time a total recruitment of about 25 patients would be expected. … Therefore, overall we aim to recruit approximately 25+50=7550 patients during the entire study (phases I and II). This should be achieved within circa 30 months. After 30 months at the latest, recruitment will terminate. New version (page 18) 3.1. Phase I Phase I of the study is a pragmatic approach to establish the safety of the PVAG regimen in this selected patient cohort of elderly with Hodgkin lymphoma based on data about gemcitabine published so far and available data from patients already entered into the trial (recriuted until December 31, 2004; final version of this protocol, October 28, 2003). The aim of phase I is to demonstrate that the rate of dose-limiting toxicities is below a predefined maximum tolerable rate (MTD). Sample size calculations are based on the following considerations: − Maximum tolerable rate of dose-limiting toxicities: 0,33 − True rate of dose-limiting toxicities: 0,20 84 − Probability to consider PVAG by mistake too toxic (rate of DLT > 0,33) although the true rate of DLTs is acceptable (rate of DLT = 0,20): ≤ 0,2 (β = 0,2 corresponding to a power of 80%) − Probability to consider PVAG by mistake promising (rate of DLT ≤ 0,33) although the true rate of DLTs is unacceptable high (rate of DLT > 0,33): 0,05 (α = 0,05) According to these considerations and data from a previous trial (BAGCOPP trial of the GHSG) 26 patients will be entered in phase I. 3.2. Phase II Based on the results of 68 advanced stage patients aged 66-75 years treated with 8 cycles COPP/ABVD or BEACOPP (baseline dose) +/- localised radiotherapy in the GHSG trial HD9 (1993-98), we expect PVAG to achieve a complete remission rate of 70-80%. The requirement that the width of the 90% confidence interval for the complete remission rate does not exceed 28% is satisfied with a sample size of 40 patients (method: interval width calculated as 1.96 x SE, where SE = SQRT (p (1-p) / n) is the standard error of a proportion, p is the true value, n is the sample size). Therefore, overall we aim to recruit approximately 25+50=7540 patients during the entire study (phases I and II). This should be achieved within circa 30 months. After 30 months at the latest, recruitment will terminate. Recruitment will be stopped if 40 evaluable patients have been entered or on 31th of December 2006 whichever comes first. Old version (page 22) Firstly, a preliminary description of acute toxicity and its relationship to dose will be reported at the end of the dose-finding phase: (1) Estimation of the MTD and the probabilities of DLT at the estimated optimal level of Gemcitabine, according to cycle number, age and sex if appropriate. (2) Description of the toxicity profile of PVAG at the estimated optimal level. New version (page 19) Firstly, a preliminary description of acute toxicity and its relationship to dose dose reductions will be reported at the end of phase I the dose-finding phase: (1) Description of the toxicity profile of PVAG. Old version (page 23) For questions concerning the pathology review procedure please contact: Klinik I für Innere Medizin der Universität zu Köln 85 Studiensekretariat Hämatologie/Onkologie Jospeh-Stelzmann-Str. 9 50924 Köln/Germany New version (page 20) For questions concerning the pathology review procedure please contact: Klinik I für Innere Medizin der Universität zu Köln Klinisches Studienzentrum Hämatologie Kerpener Str. 62, Ebene 4 50937 Köln/Germany Old version (page 31) ... The treatment will be continued at full dosage in accordance with the time schedule if at the day of the planned treatment continuation the leukocyte count exceeds > 2500/mm3 and platelets > 80.000/mm3 with a rising trend (having passed the nadir). ... New version (page 27) ... The treatment will be continued at full dosage in accordance with the time schedule if at the day of the planned treatment continuation the leukocyte count exceeds > 2000/mm3 and platelets > 75.000/mm3 with a rising trend (having passed the nadir). ... Old version (page 31) 6.6.1. PVAG scheme PVAG scheme Prednisone 40 mg/m2 p.o. day 1-5 Vinblastine 6 mg/m2 i.v. day 1 Doxorubicine 50 mg/m 2 i.v. day 1 Gemcitabine 800 mg/m2* i.v. day 1 Recycle day 22 * starting dosage New version (page 27) 6.6.1. PVAG scheme 86 PVAG scheme Prednisone 40 mg/m2 p.o. day 1-5 Vinblastine 6 mg/m2 i.v. day 1 50 mg/m2 i.v. day 1 1000 mg/m2 i.v. day 1 Doxorubicine Gemcitabine Recycle day 22 Old version (page 32) 6.1.5. Therapy postponement and dose reduction a) Hematological toxicity Therapy is continued in time with full dosage if leukocyte count exceed > 2500/mm³ and platelets > 75.000/mm³. If the required values are not reached at the day of planned therapy continuation, blood parameters are checked again on day 3, 7, 10, and 14 after first control. Therapy is to be continued when the required values are reached. New version (page 28) 6.1.5. Therapy postponement and dose reduction a) Hematological toxicity Therapy is continued in time with full dosage if leukocyte count exceed > 2000/mm³ and platelets > 75.000/mm³ (no grade 3 or 4 toxicity). If the required values are not reached at the day of planned therapy continuation, blood parameters are checked again on day 3, 7, 10, and 14 after first control. If parameters have not been reached within two weeks doses have to be reduced as detailed below (Therapy is to be continued when the required values are reached; maximum delay: 21 days). In addition, doses have to be reduced in case of leucopenia WHO grade 4 (<1000/m³) for more than 4 days. If blood parameters do not reach the required values within two weeks in subsequent cycles (reduced dose-level) or if a patient experiences leucopenia WHO grade 4 for more than 4 days on the reduced dose-level the patient should be withdrawn from the trial. Delay up to two weeks: no dose reduction Delay > two weeks: dose reduction of PVAG to: Prednisone 0% 87 Vinblastine 75% Doxorubicin 75% Gemcitabine 75% These are the doses used in the subsequent cycle. In case the WBC and thrombocyte count is lower than described above, the treatment is postponed following the same scheme. Old version (page 32) b) Non-hematological toxicity In case of a WHO grade 4 non-hematological toxicity that delays the therapy for up to two weeks, consideration of dose reduction will be made at the discretion of the treating physician (taking into account the type of toxicity). In case of further protocol treatment, the future dose must be discussed with the study investigator. In case of both hematological and non-hematological toxicity the highest dosereduction schedule will be used. Once the dose has been reduced, it must remain reuced. In case of more than 14 days of delay for any reason, the patient is excluded from the trial. New version (page 28/29) b) Non-hematological toxicity In case of WHO grade 4 non-hematological toxicity doses have to be reduced as detailed below (Exceptions: alopecia, nausea and vomiting if controlled by supportive measures). Treatment should be postponed until recovery to grade 2 (maximum delay: 21 days). If a patient experiences WHO grade 4 non-hematological toxicity on subsequent cycles (reduced dose-level) the patient should be withdrawn. c) Dose reduction scheme In case of both hematological and non-hematological toxicity the highest dosereduction schedule will be used. Patients will be treated on the reduced dose-level in subsequent cycles. The reduced dose-level is as follows: Prednisone 40 mg/m² p.o. day 1-5 Vinblastine 5 mg/m² i.v. day 1 Doxorubicine40 mg/m² i.v. day 1 Gemcitabine 800 mg/m² i.v. day 1 88 Old version (page 43) 9.1. Documentation of dose limiting toxicities The following toxicities are defined as dose limiting: – Leucopenia WHO grade 4 for more than 4 days (< 1000/m3) – Thrombopenia WHO grade 4 on at least 1 day (< 25000 /m3) – Infectious diseases WHO grade 4 – Any toxicity WHO grade 4 – Therapy delay of > 2 weeks due to unsufficient blood stemcell recovery (as defined in 6.1.5.) The occurence of one (or more) of these toxicities has to be reported immediately after the detecting or – at least – at the very end of every single cycle (meaning: DLT yes or no). This information is mandatory to define the current dosage of a following patient and is absolutely necessery for the dose finding part of the trial (see 3.ff). Subsequent cycles of the therapy must not be applied unless this basic information has been send to the trial coordination center. (Telephone call is accepted) New version (page 37) 9.1. Documentation of dose reductions The occurence of one (or more) of these toxicities requiring dose reductions and/or dose reductions has to be reported immediately after the detecting or – at least – at the very end of every single cycle (meaning: DLT yes or no)to the trial coordination center. This information is mandatory to define the current dosage of a following patient and is absolutely necessery for the dose finding part of the trial (see 3.ff)ensure the safety of the trial participants. Subsequent cycles of the therapy must not be applied unless this basic information has been send to the trial coordination center. (Telephone call is accepted) 89 Old version (page 50) The study The study is divided into two parts. In the first part the maximal dose of gemcitabine is defined and in the following second part the feasibility of the regimen is tested. The doses of prednisone, adriamycin and vinblastine are well-defined. The optimal dose of gemcitabine has to be defined in first part of the study. Four dose levels are tested starting with the lowest dose known to be active in the disease. At each day of treatment the side effects are registered and reported to the study coordination center. Based on the continous collectection of information on side effects, the dose for each patient is defined. This will result in the definition of the maximal dose of gemcitabine. When the maximal dose of gemcitabine has been defined the feasibility of the PVAG regimen needs to be demonstrated. This is done in the second part of the study. New version (page 45-46) The study The study is divided into two parts. In the first part the toxicity profile of gemcitabine is defined (the doses of prednisone, adriamycin and vinblastine are well-defined). For this purpose 26 patients will be recruited in the first part. You will be treated with 1000 mg of gemcitabine per square meter body-surface and at each day of treatment the side effects are registered and reported to the study coordination center. Doses will be reduced or treatment delayed if you experience any relevant side-effects. Based on the continous collection of information on side effects, the toxicity profile of PVAG is defined. If the rate of serious side-effects does not exceed the pre-defined threshold the second part of the trial will start. In the second part of the trial the feasibility and activity of the PVAG regimen will be evaluated. Old version (page 53) 12.3 Patienten Information (deutsche Fassung) New version (page 53) 12.3 Patienten Information (deutsche Fassung, Version Köln deutsch 1-2005) Old version (page 54) Die Studie: Die Studie besteht aus zwei Teilen. Im ersten Teil der Studie wird die maximale Dosierung des Prüfmedikamentes Gemcitabin herausgefunden. (Die Dosierungen 90 von Adriamycin, Vinblastin und Prednison sind gut geprüft und bekannt.) Um die optimale Dosierung von Gemcitabin zu ermitteln, werden verschiedene Dosierungsstufen getestet. Begonnen wird natürlich mit der niedrigsten wirksamen Gemcitabin-Dosierung, eine Steigerung wird nur dann vorgenommen, wenn keinerlei Hinweise auf Nebenwirkungen der Behandlungen bestehen. Um dies sicher zu stellen, wird der Verlauf jedes einzelnen Behandlungstages von jedem Patienten an die Studienzentrale in Köln übermittelt. Mit allen vorliegenden Daten wird dann die nächste Dosisstufe berechnet. Die Studienzentrale informiert wiederum alle Teilnehmer der Studie informiert. Mit dieser Absicherung soll die maximal mögliche Dosierung von Gemcitabin herausgefunden werden. Durch diese ständige Überwachung der Nebenwirkungen ist eine größtmögliche Sicherheit für die Patienten gewährleistet, und es wird gleichzeitig vermieden, daß Patienten eine zu geringe Dosierung erhalten. Im zweiten Teil wird die Durchführbarkeit der Behandlung getestet. Hierzu wir geprüft, ob das Behandlungsschema zeitgerecht und in der beabsichtigten Dosierung, die im ersten Teil der Studie ermittelt wurde, verabreicht werden kann. Zu diesem Zweck wird die sorgfältige Beobachtung der während der Behandlung Patienten fortgesetzt. Die Behandlung mit PVAG Das PVAG-Schema wird in dreiwöchigen Abständen verabreicht. An Tag 1 jeder Behandlungsrunde (auch Zyklus genannt) werden die Chemotherapeutika, Vinblastin und Gemcitabin als Infusion verabreicht. ... New version (page 50) Die Studie: Die Studie besteht aus zwei Teilen. Im ersten Teil der Studie wird die maximale Dosierung Verträglichkeit des Prüfmedikamentes Gemcitabin herausgefunden. (Die Dosierungen Verträglichkeit von Adriamycin, Vinblastin und Prednison sind gut geprüft und bekannt.) Um die optimale Dosierung von Gemcitabin zu ermitteln, werden verschiedene Dosierungsstufen getestet. Begonnen wird natürlich mit der niedrigsten wirksamen Gemcitabin-Dosierung, eine Steigerung wird nur dann vorgenommen, wenn keinerlei Hinweise auf Nebenwirkungen der Behandlungen bestehen. Hierfür werden zu Beginn 26 Patienten mit 1000 mg pro Quadratmeter Körperoberfläche behandelt und das Auftreten von Nebenwirkungen sehr engmaschig überprüft. Um dies sicher zu stellen, wird der Verlauf jedes einzelnen Behandlungstages von jedem Patienten an die Studienzentrale in Köln übermittelt. Sollten bei Ihnen starke Nebenwirkungen auftreten, wird die Dosis der einzelnen Mediakmente angepasst oder die Gabe der Therapie um einige Tage verschoben. Mit allen den vorliegenden Daten wird dann die nächste Dosisstufe Verträglichkeit berechnet. Die Studienzentrale informiert wiederum alle Teilnehmer der Studie informiert. Mit dieser Absicherung soll die maximal mögliche Dosierung von Gemcitabin herausgefunden werden. Liegt diese unter einem vorher definierten 91 Grenzwert, wird der zweite Teil der Studie begonnen. Durch diese ständige Überwachung der Nebenwirkungen ist eine größtmögliche Sicherheit für die Patienten gewährleistet, und es wird gleichzeitig vermieden, daß Patienten eine zu geringe Dosierung erhalten. Im zweiten Teil wird die Durchführbarkeit und Wirkung der Behandlung getestet. Hierzu wird geprüft, ob das Behandlungsschema zeitgerecht und in der beabsichtigten Dosierung, die im ersten Teil der Studie ermittelt wurde, verabreicht werden kann. Zu diesem Zweck wird die sorgfältige Beobachtung der während der Behandlung Patienten fortgesetzt. Für die Bestimmung der Wirkung, wird das Ansprechen des Tumors auf die behandlung mit Hilfe von verschiedenen Untersuchungen im Lauf und nach der Behandlung bestimmt (z.B. mit Computertomographien). Diese Untersuchungen unterscheiden sich nicht von den ohnehin notwendigen Untersuchungen im Rahmen der Therapie außerhalb der Studie. Die Behandlung mit PVAG Das PVAG-Schema wird in dreiwöchigen Abständen verabreicht. An Tag 1 jeder Behandlungsrunde (auch Zyklus genannt) werden die Chemotherapeutika Vinblastin, Adriamycin (auch Doxorubicin) und Gemcitabin als Infusion verabreicht. ... Old version (page 54) ... sowie eine Testung auf mögliche Viruserkrankungen wie Hepatitis B, C und HIV (Humanes Immundefizienz-Virus) wird vorgenommen. Die Besonderheit einer HIVInfektion besteht darin, ... New version (page 50-51) ... sowie eine Testung auf mögliche Viruserkrankungen wie Hepatitis B, C und HIV (Humanes Immundefizienz-Virus) wird vorgenommen. Im Falle eines positiven Hepatitis-B- und C-Tests erfolgt eine gesetzlich vorgeschriebene namentliche Meldung an die zuständige Gesundheitsbehörde. Die Besonderheit einer HIVInfektion besteht darin, ... Im Falle eines positiven HIV-Tests erfolgt eine anonyme Meldung an das Robert-Koch-Institut in Berlin. ... Old version (page 57) Weitere Informationen Dieses Studienprotokoll wurde der Ethikkommission zur Begutachtung vorgelegt und positiv begutachtet. ... New version (page 53) 92 Weitere Informationen Dieses Studienprotokoll wurde der Ethikkommission zur Begutachtung vorgelegt und von dieser positiv begutachtet bewertet. ... Old version (page 60) ... Auf alternative Behandlungsmethoden Therapieoptimierungsstudien wurde ich hingewiesen. außerhalb dieser ... New version (page 56) ... Auf alternative andere Behandlungsmethoden Therapieoptimierungsstudien Studie wurde ich hingewiesen. außerhalb dieser ... Old version (page 61) ... Ich bestätige durch meine Unterschrift, daß ich bereit bin an der obengenannten Therapieoptimierungsstudie zur Primärtherapie des Hodgkin Lymphoms teilzunehmen. ... New version (page 57) ... Ich bestätige durch meine Unterschrift, daß ich bereit bin an der obengenannten Therapieoptimierungsstudie Studie zur Primärtherapie des Hodgkin Lymphoms teilzunehmen. ... 93 12.17. Changes by amendment # 2 Old version (Title) PVAG – phase I/II dose finding trial in elderly patients (> 60 yrs) with advanced stages Hodgkin's lymphoma New version (Title) PVAG – phase I/II dose finding trial in elderly patients (> 60 yrs) with intermediate and advanced stages Hodgkin's lymphoma Old version (Synopsis) Title PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with advanced* stages Hodgkin´s lymphoma * CS (PS) IIB + risk factors, CS (PS) III and IV ... Eligibility Criteria … (d) Clinical stage (CS) IIB (with riskfactors bulky mediastinal mass and/or extranodal involvement), CS III and IV. … New version (Synopsis) Title PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with intermediate* and advanced** stages Hodgkin´s lymphoma * CS (PS) IA, IB, IIA, and IIB + risk factors ** CS (PS) IIB + risk factors, CS (PS) III and IV ... Eligibility Criteria … (d) Intermediate stage: clinical stage (CS) IA, IB, or IIA (with risk factors riskfactors bulky mediastinal mass, extranodal involvement, high ESR, and/or ≥ 3 involved lymphnode areas), IIB (with risk factors 94 high ESR and/or ≥ 3 involved lymphnode areas) or Advanced stage: CS IIB (with riskfactors bulky mediastinal mass and/or extranodal involvement), CS III and IV. … Old version (p. 15) 2.1. Entry criteria CS(PS) IIB with one or both of the risk factors: a) bulky mediastinal mass (> 1/3 of maximum transverse thorax diameter) b) extranodal involvement ... New version (p. 15) CS(PS) IA, IB, IIA, IIB with one or more of the risk factors: a) bulky mediastinal mass (> 1/3 of maximum transverse thorax diameter) b) extranodal involvement c) high ESR (≥ 50 mm in IA and IIA; ≥ 30 mm in IB) d) ≥ 3 involved lymphnode areas ... Old version (p. 18) ... According to these considerations and data from a previous trial (BAGCOPP trial of the GHSG) 26 patients will be entered in phase I. ... New version (p. 18) ... According to these considerations and data from a previous trial (BAGCOPP trial of the GHSG) 26 patients will be entered in phase I. Analysis will be performed separately for patients with intermediate and advanced stage disease resulting in 26 + 26 patients overall. … 95 Old version (p. 18-19) … Therefore, overall we aim to recruit 40 patients during the entire study (phases I and II). Recruitment for advanced stage patients will be stopped if 40 evaluable patients with advanced stage disease have been entered or on 31th of December 2006 whichever comes first. 3.3. Data Analysis The data will be analysed in the German Hodgkin Lymphoma Study Group biometry unit in Cologne. Results will be reported at two points in time, as follows. … New version (p. 18-19) ... Therefore, overall we aim to recruit 40 patients during the entire study (phases I and II). Analysis will be performed separately for patients with intermediate and advanced stage disease resulting in 40 + 40 patients overall. Recruitment for advanced stage patients will be stopped if 40 evaluable patients with advanced stage disease have been entered or on 31th of December 2006 whichever comes first. Recruitment for intermediate stage patients will be stopped if 40 evaluable patients with intermediate stage disease have been entered or on 30th of July 2007 whichever comes first. 3.3. Data Analysis The data will be analysed in the German Hodgkin Lymphoma Study Group biometry unit in Cologne. Results will be reported at two points in time separately for patients with intermediate and advanced stage disease, as follows. ... Old version (p. 21) 5.2.2. Entry criteria for enrolment 1. Staging according to protocol 2. Documented informed consent 3. Histologically proven HD (Excluded: Lymphocyte Predominant, Nodular type Hodgkin’s Lymphoma). 4. Clinical stage (CS) IA, IB, IIA, IIB with riskfactors a) bulky mediastinal mass (> 1/3 of the maximal transverse thoracic diameter) and/or b) extranodal involvement; CS III and IV. ... New version (p. 21) 96 5.2.2. Entry criteria for enrolment 1. Staging according to protocol 2. Documented informed consent 3. Histologically proven HD (Excluded: Lymphocyte Predominant, Nodular type Hodgkin’s Lymphoma). 4. Clinical stage (CS) IA, IB, IIA, IIB with riskfactors bulky mediastinal mass (> 1/3 of the maximal transverse thoracic diameter), extranodal involvement, high ESR, and/or ≥ 3 involved lymphnode areas; CS III and IV. ... Old version (p. 46) 12.1 Patient information (english version) Therapy study PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with advanced stages Hodgkin’s disease. ... New version (p. 46) 12.1 Patient information (english version) Therapy study PVAG – a phase I/II dose finding trial in elderly patients (> 60 years) with intermediate and advanced stages Hodgkin’s disease. ... Old version (p. 48) 12.2. Patient Consent Form Clinical Study: PVAG pilot trial in elderly patients with advanced stage Hodgkin´s disease ... New version (p. 48) 12.2. Patient Consent Form Clinical Study: PVAG pilot trial in elderly patients with intermediate and advanced stage Hodgkin´s disease ... 97 Old version (p. 49) 12.3. Patienten Information (deutsche Fassung, Version Köln deutsch 1-2005) Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in fortgeschrittenen Stadien eines Morbus Hodgkin ... New version (p. 50) 12.3. Patienten Information (deutsche Fassung, Version Köln deutsch 2-2005) Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in intermediären und fortgeschrittenen Stadien eines Morbus Hodgkin ... Old version (p. 56) 12.4. Einverständniserklärung Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in fortgeschrittenen Stadien eines Morbus Hodgkin ... New version (p. 57) 12.4. Einverständniserklärung Therapiestudie: PVAG – eine Phase I/II – Dosisfindungsstudie in älteren Patienten (> 60 Jahren) in intermediären und fortgeschrittenen Stadien eines Morbus Hodgkin ... 98 12.18. Clinical Report Formulars (CRFs) Registration Form ....................................................................... REG Anamnesis Form .......................................................................... AN Staging Form ................................................................................. ST Chemotherapy Form ................................................................ C 1 - 4 ................................................................................................. C 5 - 6 Restaging Form ............................................................................ RE Radiotherapy Form ....................................................................... RX Follow Up For .................................................................................. F Final Report ................................................................................... FR Dose Limiting Toxicity Severe Adverse Event .................... DLT/SAE
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