Scholarly publication patterns in the SSH

Books
Indexed
journals
100%
90%
80%
Scopus
Web of Science
70%
Journals
and series
60%
50%
40%
30%
20%
10%
0%
Health
Sciences
Natural
Sciences
Engineering
Social
Sciences
Humanities
Specific requirements of the social sciences
and humanities (SSH)
Gunnar Sivertsen
Nordic Institute for Studies in Innovation, Research and Education, Oslo, Norway
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Neo-Latin was the international language of the SSH for
several centuries
 Thomas More (1478-1535)
and Erasmus Roterodamus
(1466-1536) communicated
in Latin
Why did the SSH turn from Latin to the native languages?
 The enlightenment
 The building of the nation state
 Democracy
 Democratization of higher education
 The knowledge-based society
 The IANLS conference has
six official languages:

Latin

English

French

German

Italian

Spanish
 The IANLS conference has
six official languages:

Latin

English

French

German

Italian

Spanish
 “Papers can be given in any of the official
IANLS languages, but please be aware
that at this meeting, papers not delivered
in English attract a much smaller
audience than those that are.”
However, at the IANLS conference
in 2012 at Westfälische WilhelmsUniversität Münster,
the President of IANLS,
Minna Skafte Jensen,
addressed the conference
in all six official languagues
in her welcoming speech
Which language(s) is (are) international in the SSH today?
Which language(s) is (are) international in the SSH today?
From a Norwegian point of view:
 The social sciences:
 Only English is regarded as the international language
 Most older scholars will read German, and a few of them will
publish scholarly in German as well
 Most younger scholars will not read or write German
Which language(s) is (are) international in the SSH today?
From a Norwegian point of view:
 The humanities:
 English is regarded as the international language – with these
exceptions:
 In philological disciplines, the language of the study object is
practiced as an international language in addition to English (z.B.
Deutsch in Germanistik)
 In some specializations within philosophy, musicology, history,
etc., German is regarded as a second international language
 Generally, most older scholars will read German, and a few of them
will publish scholarly in German as well
 Generally, most young scholars will not read or write German
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Why did the SSH turn from Latin to the native languages?
 The enlightenment
 The building of the nation state
 Democracy
 Democratization of higher education
 The knowledge-based society
How do the social sciences and humanities speak to society?
How do the sciences «speak» to society?
The research leading to the contraceptual pill
1915-1960
Physiology of
Reproduction
Hormone Research
1920
Steroid
Chemistry
In scientific journals in
unconnected fields
1930
1940
Non-Mission Research
Mission-Oriented research
Development & Application
1950
1960
The Oral Contraceptive
Figure 6 : Events Leading to the Development of the Oral Contraceptive
The research leading to the contraceptual pill
1915-1960
Physiology of
Reproduction
Hormone Research
1920
Steroid
Chemistry
In scientific journals in
unconnected fields
1930
Also in applied
journals and in
mission oriented
research programmes
1940
Non-Mission Research
Mission-Oriented research
Development & Application
1950
1960
The Oral Contraceptive
Figure 6 : Events Leading to the Development of the Oral Contraceptive
The research leading to the contraceptual pill
1915-1960
Physiology of
Reproduction
Hormone Research
1920
Steroid
Chemistry
In scientific journals in
unconnected fields
1930
Also in applied
journals and in
mission oriented
research programmes
1940
Non-Mission Research
Mission-Oriented research
Development & Application
1950
Fields are united,
implementation
1960
The Oral Contraceptive
Figure 6 : Events Leading to the Development of the Oral Contraceptive
The research on the social and cultural effecs of the
contraceptual pill
Physiology of
Reproduction
Hormone Research
1920
Steroid
Chemistry
1930
1940
Non-Mission Research
Mission-Oriented research
Development & Application
1950
Cultural and social
impact
Research into cultural
and social effects
1960
The Oral Contraceptive
Figure 6 : Events Leading to the Development of the Oral Contraceptive
Publications for a general audience
Shares of researchers at Norwegian universities with at least one such
publication during three years.
Publications contributing to public debate
Shares of researchers at Norwegian universities with at least one such
publication during three years.
Non-scholarly output is
normally included in
evalutions in the social
sciences and
humanities
Example: The standard
evaluation protocols of KNAW,
the Netherlands
Internationalization and societal impact: Conclusions
 The re-internationalization of the SSH:
 Provides international scholarly communication and
stimulates research quality among specialists
 Selects English as the international language in most fields
 Enhances research themes of international relevance
 The societal impact of the SSH:
 Depends largely on the researchers themselves as
generalists, educators and communicators
 Selects the native language for scholarly and nonscholarly publications
 Enhances research themes of national or regional
relevance
 Researchers in the SSH need to publish in at least two
languages
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
 Language
 Publication types
 Referencing and citations
 An option for Open Access
 Productivity and visibility
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Scholarly publications in Norway’s higher education sector 2005-2014
Based on 125,950 scholarly publications in Cristin (Current Research Information System in Norway)
18000
16000
14000
12000
10000
8000
6000
4000
2000
0
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Percentage publications in the national language
Based on 125,950 scholarly publications in Cristin (Current Research Information System in Norway)
100%
Humanities
90%
Social Sci
Health Sci
Nat Sci
Engineering
80%
70%
60%
50%
40%
30%
20%
10%
0%
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Percentage publications in the national language
History
Linguistics
Sociology
Economics
0%
20%
40%
60%
80%
100%
Percentage of researchers publishing in international and
native languages.
Based on 1,895 researchers in the humanities and 3,229 researchers in the
social sciences publishing in 2010-2013.
Int lang
Nat lang
83.2 %
78.2 %
64.8 %
53.4 %
HUMANITIES
SOC SCI
Percentage publications in international languages.
Based on age cohorts of 1,895 researchers in the humanities and 3,229
researchers in the social sciences publishing in 2010-2013.
Up to 45 years old
Over 55 years old
75.4 %
69.1 %
64.5 %
56.3 %
HUMANITIES
SOC SCI
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
 Language
 Publication types
 Referencing and citations
 An option for Open Access
 Productivity and visibility
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Publication types
Based on 125,950 scholarly publications in Cristin (Current Research Information System in Norway)
Articles in journals/series
Articles in books
Books
Humanities
Social Sci
Health Sci
Nat Sci
Eng Sci
0%
20%
40%
60%
80%
100%
Articles in journals/series as share of all publications
Based on 125,950 scholarly publications in Cristin (Current Research Information System in Norway)
100%
90%
80%
70%
60%
50%
40%
30%
20%
Natural Sci
Health Sci
Engineering
Soc Sci
Humanities
10%
0%
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Articles in journals/series as share of all publications
Based on 4,600 scholarly publications from the higher education sector in Norway 2005-2011.
History
Linguistics
Sociology
Economics
0%
20%
40%
60%
80%
100%
Percentage of researchers publishing in books, articles in
books, and articles in journals/series
Based on 1,895 researchers in the humanities and 3,229 researchers in the
social sciences publishing in 2010-2013.
Books
Articles in books
Articles in journals/series
85.9 %
81.1 %
62.6 %
51.9 %
15.7 %
8.5 %
HUMANITIES
SOC SCI
Percentage publications in journals/series
Based on age cohorts of 1,895 researchers in the humanities and 3,229
researchers in the social sciences publishing in 2010-2013.
Up to 45 years old
Over 55 years old
72.4 %
69.1 %
64.5 %
52.2 %
HUMANITIES
SOC SCI
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
 Language
 Publication types
 Referencing and citations
 An option for Open Access
 Productivity and visibility
4. Coverage of the SSH in bibliographic databases
5. Conclusions
References and WoS coverage: Sampled articles
History
Linguistics
Sociology
Economics
Gastroenterology
41
55
64
31
57
Average age
of cited work
23 years
14 years
13 years
12 years
10 years
References to
journals
17 %
27 %
56 %
74 %
96 %
References to
WoS journals
2%
20 %
50 %
68 %
93 %
Average
citation rate
in field (5 yrs)
0,27
1,69
1,90
2,36
6,78
References
Percentage of references citing other publications in WoS
Thed van Leeuwen, CWTS, 2013
Clinical Medicine
Economics
Sociology
Linguistics
History
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
 Language
 Publication types
 Referencing and citations
 An option for Open Access
 Productivity and visibility
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Scholarly journal articles on the national level will be
concentrated in a few journals. Example: Sociology
Based on 435 scholarly journal articles in sociology from the higher education sector in Norway 2005-2011.
Sosiologisk Tidsskrift
Sosiologi i dag
Sosiologisk Årbok
Journal of Risk Research
Acta Sociologica
European Sociological Review
Social Indicators Research
Sociological Review
Journal of Critical Realism
Journal of Youth Studies
Ethnic and Racial Studies
Sociology
Sociologisk forskning
Leisure Studies
Qualitative Sociology Review
Asian Journal of Social Science
European Journal of Social Theory
Procedia - Social and Behavioral Sciences
International Journal of Social Research Methodology
International Journal of Sociology
Journal of Classical Sociology
Qualitative Inquiry
Comparative Sociology
Sociologia Ruralis
Pakistan Journal of Criminology
European Societies: The Official Journal of the European…
Work, Employment and Society
Dansk Sociologi
53 other journals
0
20
40
60
80
Publications in the native language as
shares of all journals and as shares of all articles
48%
Journals
Articles
39%
12%
11%
5%
HUM
SOC
1%
HEALTH
1%
2%
NAT
0%
0%
ENG
An option for opening up national journals in the SSH
 Free reading on the internet
 Subscriptions replaced by institutional funding (not by
individual author payment)
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
 Language
 Publication types
 Referencing and citations
 An option for Open Access
 Productivity and visibility
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Productivity in the SSH compared to the sciences
Average number of publications in two years
Researchers
A
B
C
Humanities
1074
3,7
3,9
4,6
Soc Sci
1882
4,5
3,1
4,7
Health Sci
2216
6,3
1,5
4,5
Nat Sci
2048
6,3
1,5
4,5
Eng Sci
2157
5,5
2,1
4,4
A. Publications – whole counts
B. Publications – fractionized
C. Publications – fractionized with
the square root of fractions
Productivity in the SSH compared to the sciences
Average number of publications in two years
Researchers
A
B
C
Humanities
1074
3,7
3,9
4,6
Soc Sci
1882
4,5
3,1
4,7
Health Sci
2216
6,3
1,5
4,5
Nat Sci
2048
6,3
1,5
4,5
Eng Sci
2157
5,5
2,1
4,4
A. Publications – whole counts
B. Publications – fractionized
C. Publications – fractionized with
the square root of fractions
Productivity in the SSH compared to the sciences
Average number of publications in two years
Researchers
A
B
C
Humanities
1074
3,7
3,9
4,6
Soc Sci
1882
4,5
3,1
4,7
Health Sci
2216
6,3
1,5
4,5
Nat Sci
2048
6,3
1,5
4,5
Eng Sci
2157
5,5
2,1
4,4
A. Publications – whole counts
B. Publications – fractionized
C. Publications – fractionized with
the square root of fractions
Scholarly publications in Norway’s higher education sector
Based on balanced publication counts
28.0 %
26.2 %
18.1 %
15.3 %
12.4 %
HUMANITIES
SOC SCI
HEALTH SCI
NAT SCI
ENG SCI
Scholarly publication patterns in the SSH: Conclusions
 Researchers in the SSH are normally bilingual in their
scholarly publishing
 Journal publishing and book publishing supplement each
other because they represent different methodologies and
forms of organization in research
 Citation indicators are not valid, except for in a few fields of
research
 Scholarly publications in the native language are concentrated
in a few publication channels – that could be opened up.
 The productivity and visibility of the SSH can be compared to
the sciences – it depends on the data source and counting
method.
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
4. Coverage of the SSH in bibliographic databases
 Coverage in Scopus and Web of Science
 Alternative data sources
 Current Research Information System (CRIS)
 ERIH PLUS
5. Conclusions
Books
Indexed
journals
Journals
and series
Coverage of 70,500 scholarly publications from the
higher education sector in Norway 2005-2012.
100%
Scopus
Web of Science
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Health
Sciences
Natural
Sciences
Engineering
Social Sciences
Humanities
Incomplete coverage of international
journals in the SSH.
Books
Very limited coverage of books.
Indexed
journals
Random or no coverage of the national
level (books and journals)
Journals
and series
Coverage of 70,500 scholarly publications from the
higher education sector in Norway 2005-2012.
100%
Scopus
Web of Science
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Health
Sciences
Natural
Sciences
Engineering
Social Sciences
Humanities
Österreichische Zeitschrift für Politikwissenschaft
is covered …
But Österreichische Zeitschrift für Soziologie is not covered
Swedish Journal of Sociology
is covered …
But Swedish Journal of Political Science is not covered
Coverage in WoS and Scopus of
scholarly journal publishing
Based on complete data from the Norwegian HE sector 2005-2012
Subfield
Classical Studies
Theatre and Drama
Linguistics
Ethnology
Literature
Archaeology and Conservation
Slavonic Studies
Architecture and Design
Philosophy and History of Ideas
Art History
Musicology
Theology and Religion
History
Media and Communication
Asian and African Studies
Germanic Studies
Romance Studies
Scandinavian Studies
English Studies
Total humanities
Total social sciences
All publications
Total % in journals
259
66 %
129
66 %
1057
61 %
392
57 %
764
57 %
765
56 %
231
56 %
424
54 %
1121
54 %
278
54 %
403
50 %
2126
50 %
1645
45 %
1073
39 %
237
39 %
238
38 %
304
35 %
1777
35 %
329
32 %
13551
49 %
17903
58 %
Journal publications
% in int. language
% in WoS
48 %
23 %
61 %
14 %
93 %
39 %
47 %
12 %
31 %
16 %
52 %
26 %
84 %
17 %
38 %
11 %
45 %
28 %
45 %
21 %
43 %
28 %
42 %
16 %
44 %
40 %
73 %
19 %
99 %
42 %
100 %
39 %
100 %
47 %
17 %
2%
100 %
39 %
52 %
23 %
66 %
42 %
% in Scopus
26 %
29 %
41 %
16 %
18 %
30 %
43 %
24 %
33 %
25 %
26 %
34 %
44 %
47 %
49 %
37 %
55 %
2%
60 %
32 %
54 %
Coverage in WoS and Scopus of
scholarly book publishing
Based on complete data from the Norwegian HE sector 2005-2012
Subfield
Library and Information Science
Psychology
Geography
Economics
Business & Administration
Law
Anthropology
Gender Studies
Sociology
Political Science
Education & Educational Research
Total social sciences
All publications
Total
% in books
389
17 %
1940
21 %
853
22 %
1081
25 %
2904
37 %
2108
39 %
597
47 %
358
52 %
1157
54 %
1655
55 %
4861
57 %
17903
42 %
Total humanities
13551
51 %
Book publications
% in the Book Citation Index
14 %
28 %
33 %
48 %
35 %
20 %
29 %
14 %
23 %
40 %
8%
22 %
17 %
% in Scopus
5%
8%
8%
22 %
12 %
9%
9%
4%
5%
7%
3%
7%
5%
A data source as a norm: A source of tensions instead?
Subfield
Library and Information Science
Psychology
Geography
Economics
Business & Administration
Law
Anthropology
Gender Studies
Sociology
Political Science
Education & Educational Research
Total
All publications
Total
% in journals
389
83 %
1940
79 %
853
78 %
1081
75 %
2904
63 %
2108
61 %
597
53 %
358
48 %
1157
46 %
1655
45 %
4861
43 %
17903
58 %
Journal publications
% in int. language % in WoS
98 %
56 %
79 %
66 %
86 %
72 %
83 %
73 %
76 %
39 %
31 %
6%
65 %
32 %
38 %
19 %
60 %
40 %
76 %
64 %
51 %
22 %
66 %
42 %
% in Scopus
80 %
72 %
78 %
77 %
57 %
13 %
82 %
37 %
48 %
73 %
35 %
54 %
Specialized bibliographic data sources in the SSH
may have broader coverage, but do not include citations and address information
Google Scholar is of great help to the SSH scholar
but not to the bibliometrician: No control over data and methods
Google Scholar is of great help to the SSH scholar
but not to the bibliometrician: No control over data and methods
What is beyond coverage? Is comprehensive coverage
feasible?
Both Elsevier and
Thomson Reuters
are now
integrating the
citation databases
with research
management tools
and CRIS-systems
Books
Indexed
journals
100 per cent?
Journals
and series
Coverage of 70,500 scholarly publications from the
higher education sector in Norway 2005-2012.
100%
Scopus
Web of Science
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Health
Sciences
Natural
Sciences
Engineering
Social Sciences
Humanities
Principles behind the use of
institutional data in a shared
national Current Research
Information System
• Completeness: All scholarly
publications and other results from
research are included
• Transparency: Every institution can
see and check all other institutions’
data. The national database is also
online and open to society at large.
• Multiple use of the data: CV’s,
applications, evaluations, annual
reports, internal administration,
bibliography for Open Archives, links
to full text, etc.
Definition of scholarly publications
Definition
A scientific or scholarly publication must:
1.
present new insight
2.
in a form that allows the research findings to be verified
and/or used in new research activity
3.
in a language and with a distribution that makes the
publication accessible for a relevant audience
4.
in a publication channel with peer review*)
*)
In addition: Publication channels with authors coming mainly from
only one institution are not included.
All peer-reviewed channels can be searched, and new
channels can be suggested
1351-510
References imported
from WoS
References imported
from WoS
References to book
and article in book
added by me
 Now called ERIH PLUS, the European Reference Index for
the Humanities and Social Sciences
 Has moved to Bergen, Norway (The Norwegian Social Science
Data Services)
 Becomes a dynamic register, new journals will be included
continuously on certain (strict) criteria
 The “quality tiers” (INT1, INT2, NAT) will not be used any more
Overview of this lecture
1. Internationalization in the SSH
2. Societal impact in the SSH
3. The scholarly publication patterns of the SSH
4. Coverage of the SSH in bibliographic databases
5. Conclusions
Conclusions I
 The re-internationalization and the societal responsibilities of the SSH
should be combined in practice and not set up against each other.
Conclusions I-II
 The re-internationalization and the societal responsibilities of the SSH
should be combined in practice and not set up against each other.
 Researchers in the SSH normally publish in more than one language
and in more than one publication format, thereby realizing:
 Specific research methodologies
 Specific standards for international scholarly communication
 Specific forms of societal impact
Conclusions I-III
 The re-internationalization and the societal responsibilities of the SSH
should be combined in practice and not set up against each other.
 Researchers in the SSH normally publish in more than one language
and in more than one publication format, thereby realizing:
 Specific research methodologies
 Specific standards for international scholarly communication
 Specific forms of societal impact
 The coverage of the SSH in international bibliographic databases is:
 Variable among the disciplines and very limited in some of them
 Causing a notion of “visibility” and “research quality” which
depends on commercial investments in large companies
 Leaving the SSH with limited tools for information retrieval in the
libraries
Conclusions I-IV
 The re-internationalization and the societal responsibilities of the SSH
should be combined in practice and not set up against each other.
 Researchers in the SSH normally publish in more than one language
and in more than one publication format, thereby realizing:
 Specific research methodologies
 Specific standards for international scholarly communication
 Specific forms of societal impact
 The coverage of the SSH in international bibliographic databases is:
 Variable among the disciplines and very limited in some of them
 Causing a notion of “visibility” and “research quality” which
depends on profit-oriented decisions in large companies
 Leaving the SSH with limited tools for information retrieval in the
libraries
 Visibility for the SSH would mean a comprehensive acknowledgement
and documentation of:
 All the specific forms of societal impact
 All the peer-reviewed scholarly publications in different formats and
languages