Risk Management Summit Explore the Evolving Risk Landscape September 10 & 11, 2015 Seaport World Trade Center Boston, MA Confirmed Speakers Speakers Include: • • • • • • • • VP, Finance Schwan’s Consumer Brands CFO, WAVSYS VP, Internal Audit, HMS Partners VP, Internal Audit, Sallie Mae Bank Senior Counsel, Proctor & Gamble CFO & Chief Risk Officer, Ocean Bank Chief Risk Officer, AMC Theatres Director, Risk Management, Sempra Energy • • • • • • • • Chief Risk & Audit Officer, PG&E Company SVP, Head of Internal Audit, Adecco VP, Internal Audit, Hyatt Hotels SVP, Enterprise Risk Mngmt & Principle EPIC Senior Counsel, Halliburton VP, Risk Mngmt, Royal Bank America Regional VP, Underwriting, Cigna Chief Risk & Audit Officer, PG&E Who Will You Meet? CFO’s popular Risk Management Summit draws an audience of CRO’s, senior executive risk professionals & senior finance professionals looking to learn the latest perspectives on the most vital aspects of risk management today. Past Attendee Demographic 1000+ Employees 300-999 Employees 50-299 Employees Less than 49 Employees 25% 14% 12% 24% 17% 56% 81% 8% 25% Attendees are companies with at least 300 employees 11% 8% $1 bill + $500-$999.99 mill $100-$499.99 mill $50-$99.99 mill $10-$49,99 mill $1-$9.99 mill Who Should Attend? If your role involves any of the following this is a must attend event for you and your team: • Chief Risk Officer • Head of Global Risk Management • Head of Risk Strategy • Chief Executive Officer • Vice President, Risk • Head of Operational Risk • Head of Corporation Wide Risk • Chief Financial Officer • Vice President, Finance • Chairman • Chief Audit Executive About The Summit The CFO Risk Management Summit will bring together the best Senior Risk Management professionals and finance leaders involved in Risk Management, for a thought leading summit acclaimed for its innovative insight. This summit will discuss all of the key challenges and developments in Risk Management today. It will cover the growing significance and potential of Risk Analytics, as well as the importance of Risk Modeling. You will learn how to maximize the potential of Enterprise Risk Management and to align this with your organization’s overall strategy. The program will focus on driving growth through innovative and holistic approaches to Risk Management, recognizing the importance of tailoring your Risk Program to your specific organization and incorporating this into the wider business. Presentations will show how your organization can embrace the future of Risk Management, becoming an innovative function operating with maximum efficiency and effectiveness. Speaker Information Pete Westover Regional Vice President, Underwriting Cigna Pete Westover is Regional Vice President of Underwriting for Cigna's Select Segment. Westover joined Cigna in December 2013 after nearly 20 years in the financial services industry. Most recently Westover served as the Leader of Corporate Strategy for the U.S. operations of the Toronto Dominion (TD) Bank where he was responsible for identification and execution of growth and risk management strategies. His previous roles include extensive experience in sales, underwriting, product management and operations. Westover received a Bachelor of Arts degree from Baldwin Wallace College and an MBA from The Ohio State University. Westover resides in Philadelphia with his wife and three children. Stan Rubin EVP, CFO & Chief Risk Officer Ocean Bank Stan Rubin joined Ocean Bank in March 2010. Ocean Bank is the largest independent state chartered commercial bank headquartered in Florida. In addition to his CFO and enterprise-wide risk management responsibilities, Mr. Rubin is active in the Bank’s transformation, profitability, expense management, and regulatory liaison activities. Leading change and transformation has been a key component of many of Mr. Rubin's roles over the past 25 years. This experience has enabled Mr. Rubin to develop skills in the "liberal art" aspect of change management, focusing on the human side of managing change and transformation, and the leadership skills required to effectively lead people through change. Big Data and Risk Management as a Competitive Weapon This presentation outlines the rise in the number and quality of data sources available to decision makers; how we, as risk managers, can leverage this information to move towards offensive risk management; and discuss using risk management as a competitive weapon. Establishing a Meaningful Enterprise-wide Risk Management Process While most companies are required to, or feel compelled to, establish an enterprise-wide risk framework and management process, their effectiveness will be less than desirable until the company and its leadership wants to establish an enterprise-wide risk framework and management process. This presentation will focus on a “meaningful” and practical enterprise-wide risk framework and management process that is applicable to all types of companies, based on an appreciation of the basic fundamentals and components of risk. Speaker Information Fazial Chaudhury VP, Internal Audit Sallie Mae Bank Faizal Chaudhury is the Vice President of Internal Audit at SallieMae Bank. He is responsible for leading audits of Finance, Accounting, Capital Markets, Treasury Functions, Sarbanes-Oxley, Retail Bank, Office of the Consumer Advocate, and Facilities at Sallie Mae Bank. He also has primary ownership of the Internal Audit Department’s professional development activities (training, quality assurance and internal audit policies and procedures). Faizal has over 18 years of dedicated experience as an audit professional. Prior to joining Sallie Mae, he held audit leadership positions at TD Bank and Bank of America. His experiences at Bank of America included managing the Tier Two regulatory exams (Federal Housing Finance Agency (FHFA), Fannie Mae and Freddie Mac). Faizal’s other experiences include working as an external auditor for Ernst & Young and Crowe Horwath. Pierlaurent Barbieri SVP, Head of Internal Audit Adecco Group Risk Governance Framework & Internal Audit- The Path Forward for the Financial Services Industry The financial crisis that rocked the world recently resulted in a dramatically different regulatory landscape for the financial services industry today. This interactive session will focus on, among other things, the heightened standards set by the regulators to strengthen the governance and risk management practices of large financial institutions; the role of internal audit as it relates to independently assessing the design and ongoing effectiveness of the risk governance framework; and discussion on how companies are addressing and reporting on regulatory requirements related to risk governance/risk management. Alignment Between the Different Assurance Players How beneficial is the alignment between the different assurance players (ERM, IA, External Auditors, Quality…)? Barbieri received a BS in Accounting from the University of Torino and earned an Executive MBA from the ESCP Europe in 2008. He is a Certified Public Accountant (CPA) and owns the Certification in Risk Management Assurance (CRMA). Barbieri was appointed Senior Vice President, Head of Group Internal Audit of the Adecco Group – worldwide leader in HR services - in July 2008. To foster independence he reports directly to the Board of Directors. Prior to joining the Adecco Group, he served as Head of Internal Audit for the EMEA region at Eaton Corporation, a Fortune 200 global power management company. Barbieri also held audit and consulting positions at Italcementi Group and Accenture. Alexander Opiela VP, Risk Management Royal Bank America Alexander (Alex) Opiela III is the Chief Risk Officer for Royal Bank America, a $725 million asset Bank, headquartered in Narberth, Pennsylvania. He is responsible for Enterprise Risk Management, Compliance, Security and Internal Audit for the organization. Alex has a Bachelor’s of Science Degree in Risk Management from Gannon University in Erie, PA and an MBA from Rider University in Lawrenceville, NJ. Alex has spent his career working for various sized banks and insurance companies in PA, NJ and NY primarily responsible for risk management and compliance. What is needed to be taken into consideration? How to align the work done by the different players? Which impact can have SOX, COSO and local legislations? Mistakes to avoid and lessons learned. Performing a Quality RFP and Selecting the Right ERM Vendor for Your Organization Alex Opiela, Chief Risk Officer of Royal Bank America, will discuss their recent Request For Proposal (RFP) to purchase and implement an Enterprise Risk Management (ERM) and Vendor Management (VM) platform. Like many smaller organizations either starting out or a few years into ERM and VM, purchasing software to automate their process is a big step. Find out what questions to ask the software providers, who should be on the decision making team, what parameters are important to your organization, and much more. Speaker Information Daniel W. Houston Sr. Vice President, Enterprise Risk Management and Principal EPIC Insurance Brokers & Consultants The Risk and Insurance Management Society, Inc. (RIMS) awarded Dan the global “Harry and Dorothy Goodell Award”, the most prestigious award the Society bestows on an individual. He was also awarded the distinction of “2010 Insurance and Risk Management Professional of the Year.” Dan was recently featured in the Wall Street Journal and CNBC for his work with the endangered panda program. He has authored over 500 articles, texts and educational courses on risk management, insurance, analytics, contractual risk transfer, music and religion. He is current a member and serves on a number of boards , notably the Next Generation Manufacturing (NGM), Japan- American Business Council, Federal Reserve Bank, Advanced Risk Management Panel, Defense Research Institute, Eisenhower (after his great uncle Dwight D. Eisenhowe) Academy and is a founding member of the International Risk Management Federation in Helsinki, Finland. Deborah Herrera VP, Finance & CFO Schwan’s Consumer Brands Deborah is a respected finance leader with more than 20 years as an accomplished senior finance expert for high-performing Fortune 500 companies and highgrowth mid-size businesses. She is known as a fearless leader and communicator who believes “to have a sustainable impact on business, you must make a positive impact on people”. She attributes her success to her ability to inspire and motivate leaders and teams to think differently, stretch beyond comfort zones, and believe that they can succeed. Anil K. Suri Chief Risk & Audit Officer Pacific Gas & Electric Company Anil K. Suri is Vice President and Chief Risk and Audit Officer for PG&E Corporation. He is responsive for overseeing the company’s enterprise-wide risk management, internal audit, compliance and ethics, market and credit risk management, insurance and corporate security functions. Cyber, Technology, Media and Privacy Risk Management and Insurance Followed by The FBI’s Role in Cybercrime What if your organization lost all of its data? What if someone breaches your data and you, your employees’ and customers’ confidential information is exposed? What are your potential first party losses and legal liabilities? What if you violate federal or state project laws and suffer severe fines and extraordinary costs? What happens to your reputation? This presentation will provide a thorough explanation of topics including: cyber, technology and privacy exposures and risks, examples of losses, who attacks data and why, how to protect your organization from these risks and cyber insurance. Risk Modeling and Simulation Many people know The Schwan Food Company for its delicious ice cream and its Inca Gold® delivery trucks. But the company has grown over the decades to become a powerhouse in the frozen-food industry. With subsidiaries employing 14,000 in the United States, Schwan has excellent opportunities for people with a broad range of talents. We have a professional working staff in sales and marketing, logistics, industrial engineering, manufacturing, research and development, technology, creative services, human resources, corporate relations, accounting and travel. A look at Current Market Risks in the Energy Market Pacific Gas and Electric’s Anil Suri, will discuss the current risks faced in the energy market and their potential influence as well as giving a broader view of the impacts of such risks. Speaker Information Ronald Sia Senior Counsel P&G/Gillette Ron is the chief legal contact for Gillette Venus, a global $1 billion dollar business and has a dual role as lead patent counsel for the Gillette chemistry organization. In these roles, Ron blends technical capability with understanding of global manufacturing to provide actionable legal guidance for senior commercial and technical management. Ron also handles talent and sponsorship deals for ~ 20 of P&G’s billion dollar brands. Prior to law school, Ron worked as a management consultant for Accenture. Ron has a B.S. in Chemical Engineering from Tufts University and a J.D. from UNH School of Law (formerly Pierce Law.) David Grenier CFO WAVSYS Dave is currently the CFO of an INC-500 fastest growing professional services company as well as a key stakeholder in a number of entrepreneurial start-ups. He has held executive level positions in a billion dollar multinational enterprise, a local non-profit, as well as various mid-size for profit companies. The importance of leading people through change to arrive at an improved tomorrow is the one thing which rings true through all his experiences. Lance Stricklin Senior Counsel Halliburton Energy Services As the Director and Senior Counsel of the ITC organization Lance develops strategy, and provides direction, advice, and consent to Halliburton on U.S. and International Customs regulations, Export and AntiBoycott regulations, Sanctions and Embargoes, Acquisition due diligence and integration, Antitrust, Contract provisions, Corporate Internal Governance, Policy and Business Practices impacting the global movement of goods, software and technology. Identifies compliance risks, directs internal self-assessments, and builds consensus for change. Legal by Design- Working with Your Lawyersto Manage- not Eliminate Risks Business clients and their in-house lawyers work together to move the business forward while also protecting the company from undue risk. This presentation will focus on clients and lawyers can work together in a “legal by design” framework so that risks can be identified, prioritized, and managed. It will also feature case studies of when business and legal partners worked together to successfully mitigate risk, and some best practices on how to discuss risk with business leaders. Human Capital Risk as a Driver for Growth Everything’s changing. Regulation. Technology. The Environment. Education. People are at the center of all these fascinating changes. How do we cope with this changing environment? How does this environment affect our employees? Changes are affecting every area of our reach and at an increasing speed. Identifying the needs of our teams may be more complex than ever before. So, where do we start and what are the risks? Dave will explore a variety of changes impacting our teams today and introduce various concepts to identify risks while converting those risks into results. Cash may be king, but key talent retention is most certainly queen. Regulatory Changes and Their Impact on Risk Management With teams in the U.S., U.K., and Malaysia, leads the International Trade Compliance program for Halliburton’s w o r l d - w i d e o p e r a t i o n s i n ov e r 1 0 0 c o u n t r i e s . Responsibilities include providing strategic and operational legal advice related to Antiboycott compliance, U.S. and international Customs regulations, Export Administration Regulations, International Trade in Arms Regulations, Office of Foreign Assets Control sanctions, and Nuclear Regulatory Commission regulations. Develops and maintains the company’s export license portfolio. Speaker Information Henri Kinson VP, Risk Management & Internal Audit HMS Partners Henri is responsible for all enterprise risk management functions as well as development and execution of annual internal audit plan, including SOX, SSAE 16 testing and compliance, and external client audits. Henri has developed enterprise risk framework and associated metrics with quarterly board review and build enterprise risk universe and accompanying internal audit plan covering IT, financial, operational risks. In his recent role, Henri has executed financial and operational audits identifying and capturing several million dollars in savings and/or revenue. James (Jim) Werner VP, Internal Audit Hyatt Hotels Corporation Jim Werner joined Hyatt Hotels Corporation in 2007 to help transform the Internal Audit department in anticipation of the company’s IPO. As the Senior Vice President of Internal Audit, Jim is responsible for Hyatt’s enterprise audit function (including corporate, IT and hotel audit activities), and the SOX testing program. Jim also chairs the company’s Global Risk Council. Jim started his career at Arthur Andersen and took on roles of increasing responsibility, eventually becoming the Chief Audit Executive at Andersen Consulting (Accenture) and then Hewitt Associates before joining Hyatt. Pete Kledaras Chief Risk Officer CashStar Pete Kledaras sets product and service strategy for CashStar’s best-in-class risk and fraud management. Breakthrough performance at the Bank of New York, First USA/Bank One and boutique retail banks opened opportunities for Pete to advise blue–chip organizations on three continents at an executive level, including Visa EU, Barclaycard UK, BNP Paribas, TD Bank, Wright Express Corp., PowerPay LLC and a variety of private equity firms. Pete graduated early with a BS in Economics from the University of Delaware and began his career as an economist for the US Treasury and the International Monetary Fund. Linking Internal Audit to Risk Management HMS is the nation's leader in coordination of benefits and program integrity services for healthcare payers. Our mission is to help make the healthcare system work better for everyone. Evolution of ERM in Newly Public Companies Jim will share his experience transforming three large pre-IPO private company’s decentralized ERM programs into post-IPO formalized programs. These formalized programs meet the critical needs of Operations, Financial Reporting regulation and Internal Audit planning with a very simplistic approach that is easy-tounderstand at the business, senior management and board levels. By collaborating existing leadership in a Risk Council, Jim’s approach also minimizes duplication of efforts and the administrative impact of ERM on the company. Mitigating Risk in a Cloud Environment Defining an approach to risk is challenging, especially as the evolution of technology creates a state of constant change. As more of our interactions take place in a digital environment via the cloud, mitigating risk requires a comprehensive framework that navigates the major ecommerce developments and trends such as mobile wallets and prepaid commerce. Pete Kledaras will report from the front lines on how solution providers can close the exposed gaps in the cloud environment to reduce fraud, increase sales and create a satisfied and loyal customer. Speaker Information Katherine Carbon Director, Risk Analysis and Management Sempra Energy Katherine has worked at Sempra Energy as a Director of Risk Analysis and Management for over three years. Prior to this, Katherine’s career in risk began at Boeing where she held multiple positions in this area. Lucy Lu Chief Risk Officer AMC Theatres Lucy Lu is the SVP and Chief Risk Officer at AMC Theatres. She reports to the Board of Directors, liaises between AMC and Wanda, and is responsible for Enterprise Risk Management. Prior to AMC, Lucy served in various leadership roles at Starbucks for nearly 10 years, including audit, risk management, accounting, and taxation. She earned her MBA from Isenberg School of Management, is also a licensed CPA and CFE. Prior immigrating to the U.S. in 2002, she worked in business development at Wal-Mart China. Using Analytics to Improve Risk Management Katherine will present on how Sempra Energy uses analytics to predict risks as efficiently as possible. The presentation will cover how they gather data, how the data is utilized and how risk management can be improved by this. Creating Values Across Organisations Lucy will discuss how best values can be created across organizations using experience from her time as SVP and CRO at AMC Theatres who are owned by China’s largest entertainment group Wanda Group. Lucy will discuss the importance of a tailored approach to ERM, voice and communication between the organizations and how to deal with different needs and wants. The Information CFO Risk Management Summit Date: Location: Venue: September 10 - 11, 2015 Boston, MA Seaport World Trade Center Registration Pricing Silver Pass Gold Pass Diamond Pass $1495 $1795 $1995 Access to FP&A Sessions & networking events 7 days access to presentations from the summit via ieOnDemand 7 days access to presentations from the summit via ieOnDemand Access to FP&A Sessions & networking events 7 days access to presentations from the summit via ieOnDemand $1595 $1295 $1795 Early Bird Price (before July 10) Early Bird Price (before July 10) Early Bird Price (before July 10) 1 Day Pass On-Demand $895 $600 Full access to the sessions to your chosen day of the summit, 7 days access to presentations from the summit via ieOnDemand Unlimited access to presentations from the summit via ieOnDemand, including presentations, interviews & the ability to contact speakers 7 day online access to event materials Access to IE. membership site to view the event materials Group Discount Offers 3 Silver Passes: 5 Silver Passes: 3 Gold Passes: 5 Gold Passes: 3 Diamond Passes: 5 Diamond Passes: $3000 ($1000 per attendee) $4500 ($900 per attendee) $3900 ($1300 per attendee) $6250 ($1200 per attendee) $4500 ($1500 per attendee) $7000 ($1400 per attendee) For larger groups or special requests contact Jordan Dunne by calling +1 415 992 7598 or email [email protected]*Team discounts are applicable at the point of registration only. Ways to Register +1 415 992 7598 +1 323 446 7673 Register Here! F TI L Registration Form Risk Management Summit September 9 & 10, 2015 | Boston | MA For registration or more information on the program, please call Jordan on +1 415 992 7598, or fax this registration form to +1 (323) 446 7673 1. Delegate Information... NAME OF EACH ATTENDEE TITLE OF EACH ATTENDEE DEPARTMENT COMPANY INDUSTRY ADDRESS CITY STATE/PROVINCE ZIP/POSTAL CODE EMAIL OF EACH ATTENDEE COUNTRY BUSINESS PHONE NUMBER 2. Pass Types... Early Bird 2 Day Pass until July 10, 2015 Early Bird Alumni: $1395 Attendees ____ Early Bird Non Alumni:: $1495 Attendees ____ Early Bird Vendor: $2595 Attendees ____ Early Bird All Access Pass after July 10, 2015 Early Bird Alumni: $2195 Attendees ____ Early Bird Non Alumni:: $2295 Attendees ____ Early Bird Vendor: $3295 Attendees ____ Group Discount Pass Options Early Bird Alumni Groups: (4 for 3) $1,046 Per Attendee Early Bird Non Alumni Groups: (4 for 3) $1,121 Per Attendee Early Bird All Access Alumni Groups: (4 for 3) $1,046 Per Attendee Early Bird All Access Non Alumni Groups: (4 for 3) $1,121 Per Attendee Pass Descriptions: Alumni: Access to all sessions & networking events Non-Alumni: Access to all sessions, networking events Vendor: Access to all sessions, networking events One day passes are available - Contact Jordan for more information. 3. Payment Options... Check (Make checks payable to The Innovation Enterprise Ltd) Visa Mastercard CARD NUMBER American Express EXPIRATION DATE Invoice me Diners Club Discover SECURITY NO. CARDHOLDERS NAME CARDHOLDER’S SIGNATURE BILLING ADDRESS INDUSTRY Places are transferable without any charge to another Summit occurring within 12 months of the original purchase. Team discounts are applicable at the point of registration only. Any cancellations within a group registration will in turn incur an increase in registration fee for the remaining group participants. Cancellations before August 10, 2015 incur an administrative charge of 50%. If you cancel your registration after August 10, 2015 you will be charged the full fee. You must notify CFO Publishing in writing of a cancellation, or you will be charged the full fee. CFO Publishing reserve the right to make changes to the program without notice. NB: FULL PAYMENT MUST BE RECEIVED BEFORE THE EVENT. Schedule Day One September 10 08.30 Session One 08.30 - 10.00 10.00 Coffee Break 10.00 - 10.30 10.30 Session Two 10.30 - 12.00 12.00 Lunch 12.00 - 13.30 13.30 Session Three 13.30 - 15.00 15.00 Coffee Break 15.00 - 15.30 15.30 Session Four 15.30 - 17.00 17.00 Networking Drinks 17.00 - 19.00 19.00 Day Two September 11 08.30 Session Five 08.30 - 10.00 10.00 Coffee Break 10.00 - 10.30 10.30 Session Six 10.30 - 12.00 12.00 Lunch 12.00 - 13.30 13.30 Session Seven 13.30 - 15.00 15.00 15.30 Coffee Break 15.00 - 15.30 Session Eight 15.30 - 17.00 17.00 F TI L Sponsorship Sponsorship packages range in price and are customizable to your goals. Options can include: • • • • • • Roundtable sponsorships Workshop sponsorships or case study presentations Introduce a keynote speaker Host a cocktail reception, exclusive VIP dinner, breakfast, or luncheon with top-level risk executives Event exhibit space Feature your company logo on branded items and promotions before, during and after the event Sponsors Include: Networking Drinks Sponsor Exhibitor For sponsorship information contact Deborah at [email protected] F TI L Sponsorship Sponsorship packages range in price and are customizable to your goals. Options can include: • • • • • • Roundtable sponsorships Workshop sponsorships or case study presentations Introduce a keynote speaker Host a cocktail reception, exclusive VIP dinner, breakfast, or luncheon with top-level risk executives Event exhibit space Feature your company logo on branded items and promotions before, during and after the event Previous Sponsors Include: For sponsorship information contact Deborah at [email protected] F TI L 2015 Calendar January Expected Attendees Corporate Performance Management Summit New York 150+ February FP&A Innovation Summit San Diego 250+ March CFO Rising East Summit Miami 300+ April FP&A for High-Tech Summit San Francisco 150+ Financial Forecasting & Planning Summit London 150+ FP&A Innovation Summit Hong Kong 150+ June Corporate Performance Management West Summit San Diego 150+ September FP&A Innovation Summit Boston 250+ Treasury Management Summit Boston 150+ Risk Management Summit Boston 150+ Compliance & Regulation Summit Boston 150+ CFO Rising Europe Summit London 150+ October CFO Rising West Summit San Francisco 300+ November Controller Summit Boston 150+ CFO Playbook for Private Companies Summit Miami 150+ High Tech CXO Healthcare Sponsorship Opportunities Giles Godwin-Brown [email protected] +1 (415) 692 5498 US +44 (207) 193 0386 UK Consumer Goods Date January 28 & 29, 2015 February 18 & 19, 2015 March 11 & 12, 2015 April 8 & 9, 2015 April 8 & 9, 2015 April 23 & 24, 2015 June 17 & 18, 2015 September 9 & 10, 2015 September 9 & 10, 2015 September 9 & 10, 2015 September 9 & 10, 2015 September 17 & 18, 2015 October 22 & 23, 2015 November 12 & 13, 2015 November 19 & 20, 2015 Retail Delegate Invitations Sean Foreman [email protected] +1 (415) 692 5514 US +44 (207) 193 1655 UK Pharma & Biotech
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